Investor Ubs Oconnor Llc
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Ubs Oconnor Llc . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

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Date Form Target Prev
Shares		 Current
Shares		 Change
(Percent)		 Ownership
(Percent)		 Change
(Percent)
2025-08-25 13D/A ELBM / Electra Battery Materials Corporation 918,210 918,210
2025-07-25 13D ELBM / Electra Battery Materials Corporation 918,210
2025-01-14 13G/A NPAB / New Providence Acquisition Corp. II 500,000 0
2024-06-06 13G/A NPAB / New Providence Acquisition Corp. II 500,000
2024-02-12 13G/A US02073F1049 / Alpha Healthcare Acquisition Corp. III 1,485,000 0
2024-02-12 13G/A AFTR / AfterNext HealthTech Acquisition Corp - Class A 1,427,113 0
2024-02-12 13G/A US21289P1021 / Conyers Park III Acquisition Corp 2,932,368 0
2024-02-12 13G/A US23344T1034 / DTRT Health Acquisition Corp. 240,341 0
2024-02-12 13G/A KYG2542B1178 / Counter Press Acquisition Corp. 364,093 0
2024-02-09 13G/A FPAC / Far Peak Acquisition Corp - Class A 3,820,503 0
2024-02-09 13G/A GAQ / Generation Asia I Acquisition Limited 1,980,000 0
2024-02-09 13G/A GIAC / Gesher I Acquisition Corp 926,423 0
2024-02-09 13G/A US43734R1032 / Home Plate Acquisition Corp., Class A 1,980,000 0
2024-02-09 13G/A US6514501088 / NEWHOLD INVESTMENT CORP II 1,732,500 0
2024-02-09 13G/A US09001T1060 / Bilander Acquisition Corp 1,149,136 0
2024-02-09 13G/A PIAI / Prime Impact Acquisition I - Class A 466,683 0
2024-02-09 13G/A TGVC / TG Venture Acquisition Corp. 156,317
2023-11-17 13G/A APRN / Blue Apron Holdings Inc - Class A 6,265,813 0
2023-02-14 13G/A US02073F1049 / Alpha Healthcare Acquisition Corp. III 1,485,000 1,485,000
2023-02-14 13G/A US21289P1021 / Conyers Park III Acquisition Corp 3,205,991 2,932,368
2023-02-14 13G/A FPAC / Far Peak Acquisition Corp - Class A 3,886,068 3,820,503
2023-02-13 13G PIAI / Prime Impact Acquisition I - Class A 466,683
2023-02-13 13G/A SHAC / SCP & CO Healthcare Acquisition Co - Class A 1,732,445 0
2023-02-13 13G/A US43734R1032 / Home Plate Acquisition Corp., Class A 1,980,000 1,980,000
2023-02-13 13G KYG2542B1178 / Counter Press Acquisition Corp. 364,093
2023-02-13 13G/A MGLN / Magellan Health Inc 1,366,939 0
2023-02-13 13G APRN / Blue Apron Holdings Inc - Class A 6,265,813
2023-02-13 13G/A US64823D2018 / NEW PROVIDENCE ACQUISITION C 0.00000000 2,227,500 2,227,500
2023-02-13 13G US23344T1034 / DTRT Health Acquisition Corp. 240,341
2023-02-13 13G/A AFTR / AfterNext HealthTech Acquisition Corp - Class A 1,557,405 1,427,113
2023-02-13 13G US09001T1060 / Bilander Acquisition Corp 1,149,136
2023-02-13 13G/A NUAN / Nuance Communications Inc 19,010,713 0
2023-02-13 13G/A GIAC / Gesher I Acquisition Corp 1,021,225 926,423
2023-02-13 13G/A US6514501088 / NEWHOLD INVESTMENT CORP II 1,732,500 1,732,500
2023-02-13 13G/A HRTX / Heron Therapeutics, Inc. 8,275,000 0
2023-02-13 13G GAQ / Generation Asia I Acquisition Limited 1,980,000
2022-02-14 13G/A TLGT / Teligent Inc 2,000,001 0
2022-02-14 13G SHAC / SCP & CO Healthcare Acquisition Co - Class A 1,732,445
2022-02-14 13G NUAN / Nuance Communications Inc 19,010,713
2022-02-14 13G US64823D2018 / NEW PROVIDENCE ACQUISITION C 0.00000000 2,227,500
2022-02-14 13G US6514501088 / NEWHOLD INVESTMENT CORP II 1,732,500
2022-02-14 13G MGLN / Magellan Health Inc 1,366,939
2022-02-14 13G HRTX / Heron Therapeutics, Inc. 8,275,000
2022-02-14 13G US43734R1032 / Home Plate Acquisition Corp., Class A 1,980,000
2022-02-14 13G/A GTYH / GTY Technology Holdings Inc 5,413,674 758,000
2022-02-14 13G/A GSKY / GreenSky Inc - Class A 6,953,855 698,553
2022-02-14 13G GIAC / Gesher I Acquisition Corp 1,021,225
2022-02-14 13G FPAC / Far Peak Acquisition Corp - Class A 3,886,068
2022-02-14 13G/A SHCR / Sharecare, Inc. 2,970,000 0
2022-02-14 13G US21289P1021 / Conyers Park III Acquisition Corp 3,205,991
2022-02-14 13G/A US03217L1061 / Amryt Pharma PLC Sponsored ADR (United Kingdom) 13,213,340 9,950,000
2022-02-14 13G/A / JASPER THERAPEUTICS INC 0
2022-02-14 13G US02073F1049 / Alpha Healthcare Acquisition Corp. III 1,485,000
2022-02-14 13G AFTR / AfterNext HealthTech Acquisition Corp - Class A 1,557,405
2022-02-14 13G/A ACOR / Acorda Therapeutics, Inc. 5,323,234 0
2022-02-14 13G/A EVLV / Evolv Technologies Holdings, Inc. 1,547,311
2021-02-16 13G/A LOTZ / CarLotz Inc - Class A 0
2021-02-16 13G/A LOTZ / CarLotz Inc - Class A 2,074,000 0
2021-02-16 13G/A 375036900 / GigCapital2 Inc 1,158,400 0
2021-02-16 13G/A BTRS / BTRS Holdings Inc - Class 1 2,047,798 0
2021-02-16 13G ACOR / Acorda Therapeutics, Inc. 5,323,234
2021-02-16 13G TLGT / Teligent Inc 2,000,001
2021-02-16 13G/A SFT / Shift Technologies Inc - Class A 844,500 56,251
2021-02-16 13G/A ID / PARTS iD, Inc. 1,850,000 164,703
2021-02-16 13G/A TLMD / SOC Telemed Inc - Class A 1,600,000 1,250,000
2021-02-16 13G US03217L1061 / Amryt Pharma PLC Sponsored ADR (United Kingdom) 13,213,340
2021-02-16 13G GSKY / GreenSky Inc - Class A 6,953,855
2021-02-16 13G SHCR / Sharecare, Inc. 2,970,000
2021-02-16 13G / New Providence Acquisition Corp 1,500,000
2021-02-16 13G/A NFINU / Netfin Acquisition Corp. 1,546,594 0
2021-02-16 13G/A / Switchback Energy Acquisition Corporation 1,938,950 0
2021-02-16 13G/A PRCH / Porch Group, Inc. 0
2021-02-16 13G/A US58518F1093 / Megalith Financial Acquisition Corp. 886,236 0
2021-02-16 13G/A DMS / Digital Media Solutions Inc - Class A 0
2021-02-16 13G/A 375036900 / GigCapital2 Inc 0
2021-02-16 13G/A RIDE / Lordstown Motors Corp. - Class A 1,225,000
2021-02-16 13G/A FREE / Whole Earth Brands, Inc. 1,733,444 0
2021-02-16 13G/A BTRS / BTRS Holdings Inc - Class 1 2,047,798 0
2021-02-16 13G/A G78516203 / SC Health Corp 1,050,000 500,000
2021-02-16 13G/A PLX / Protalix BioTherapeutics, Inc. 941,176 1,091,176
2021-02-16 13G/A AGIL / AgileThought Inc - Class A 250,488
2021-02-16 13G/A 48205G106 / Juniper Industrial Holdings, I Class A Common Stock 2,625,000 1,000,000
2021-02-16 13G/A GTYH / GTY Technology Holdings Inc 3,200,000 5,413,674
2021-02-16 13G/A GNCA / Genocea Biosciences Inc 1,769,460 1,769,170
2021-02-16 13G/A / Experience Investment Corp 500,000
2021-02-16 13G/A / FinServ Acquisition Corp 549,751
2021-02-16 13G/A / LGL Systems Acquisition Corp 1,450,000 750,000
2021-02-16 13G/A CHPM / CHP Merger Corp - Class A 750,000
2021-02-16 13G/A AMHC / Amplitude Healthcare Acquisition Corp - Class A 500,000
2021-02-16 13G/A / Apex Technology Acquisition Corp 0
2021-02-16 13G/A LOTZ / CarLotz Inc - Class A 0
2020-03-09 13G/A PLX / Protalix BioTherapeutics, Inc. 941,176
2020-02-13 13G AMHCU / Amplitude Healthcare Acquisition Corp - Units (1 Ord Class A & 1/2 War) 550,000
2020-02-13 13G BTRS / BTRS Holdings Inc - Class 1 2,047,798
2020-02-13 13G / Switchback Energy Acquisition Corporation 1,938,950
2020-02-13 13G / Apex Technology Acquisition Corporation Unit 2,500,000
2020-02-13 13G CHPMW / CHP Merger Corp - Warrants (22/11/2024) 2,450,000
2020-02-13 13G US25280H2094 / DiamondPeak Holdings Corp. 2,150,000
2020-02-13 13G / Experience Investment Corp. Unit 2,675,000
2020-02-13 13G KPLT / Katapult Holdings, Inc. 1,800,000
2020-02-13 13G GNCA / Genocea Biosciences Inc 1,769,460
2020-02-13 13G 375036900 / GigCapital2 Inc 1,158,400
2020-02-13 13G GTYH / GTY Technology Holdings Inc 3,200,000
2020-02-13 13G TLMD / SOC Telemed Inc - Class A 1,600,000
2020-02-13 13G SFT / Shift Technologies Inc - Class A 844,500
2020-02-13 13G / Juniper Industrial Holdings Inc 2,625,000
2020-02-13 13G ID / PARTS iD, Inc. 1,850,000
2020-02-13 13G DMS / Digital Media Solutions Inc - Class A 1,280,322
2020-02-13 13G IRNT / IronNet Inc 1,450,000
2020-02-13 13G G78516203 / SC Health Corp 1,050,000
2020-02-13 13G US58518F1093 / Megalith Financial Acquisition Corp. 886,236
2020-02-13 13G NFINU / Netfin Acquisition Corp. 1,546,594
2020-02-13 13G LOTZ / CarLotz Inc - Class A 2,074,000
2020-02-13 13G FREE / Whole Earth Brands, Inc. 1,733,444
2020-02-13 13G/A PLX / Protalix BioTherapeutics, Inc. 9,411,764 8,000,000
2019-02-12 13G/A OREX / Orexigen Therapeutics, Inc. 2,079,808 2,096,227
2019-02-12 13G/A PLX / Protalix BioTherapeutics, Inc. 10,588,235 9,411,764
2019-02-12 13G/A GDP / Goodrich Petroleum Corp. 554,895 368,355
2018-02-13 13G OREX / Orexigen Therapeutics, Inc. 2,079,808
2018-02-13 13G/A GDP / Goodrich Petroleum Corp. 621,528 554,895
2018-02-13 13G/A PLX / Protalix BioTherapeutics, Inc. 13,293,785 10,588,235
2017-02-14 13G PLX / Protalix BioTherapeutics, Inc. 13,293,785
2017-02-14 13G GDP / Goodrich Petroleum Corp. 621,528