Market Value264,642,000
Total Holdings297
File Date2020-11-13
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
ETN / Eaton Corporation plc
DUK / Duke Energy Corporation
GS / The Goldman Sachs Group, Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
XOM / Exxon Mobil Corporation
COP / ConocoPhillips
TXN / Texas Instruments Incorporated
CVX / Chevron Corporation
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
DE / Deere & Company
ALTM / Arcadium Lithium plc
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
UPS / United Parcel Service, Inc.
PHG / Koninklijke Philips N.V. - Depositary Receipt (Common Stock)
GIM / Templeton Global Income Fund
US32010E1001 / First Eagle Senior Loan Fund
RJF / Raymond James Financial, Inc.
SYLD / Cambria ETF Trust - Cambria Shareholder Yield ETF
SPYG / SPDR Series Trust - SPDR Portfolio S&P 500 Growth ETF
JEQ / Abrdn Japan Equity Fund Inc
CARR / Carrier Global Corporation
XLC / The Select Sector SPDR Trust - The Communication Services Select Sector SPDR Fund
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
HEFA / iShares Trust - iShares Currency Hedged MSCI EAFE ETF
QCOM / QUALCOMM Incorporated
SNX / TD SYNNEX Corporation
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
SSNC / SS&C Technologies Holdings, Inc.
HRC / Hill-Rom Holdings Inc
IYW / iShares Trust - iShares U.S. Technology ETF
GDV / The Gabelli Dividend & Income Trust
ROP / Roper Technologies, Inc.
AXP / American Express Company
VUG / Vanguard Index Funds - Vanguard Growth ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
DHR / Danaher Corporation
AVGO / Broadcom Inc.
BFOR / ALPS ETF Trust - Barron's 400 ETF
UNP / Union Pacific Corporation
FAST / Fastenal Company
UTF / Cohen & Steers Infrastructure Fund, Inc
ENB / Enbridge Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
WELL / Welltower Inc.
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
QQQ / Invesco QQQ Trust, Series 1
BTZ / BlackRock Credit Allocation Income Trust
FITB / Fifth Third Bancorp
BAX / Baxter International Inc.
DIS / The Walt Disney Company
MCR / MFS Charter Income Trust
OEF / iShares Trust - iShares S&P 100 ETF
BOE / BlackRock Enhanced Global Dividend Trust
HYT / BlackRock Corporate High Yield Fund, Inc.
ECF / Ellsworth Growth and Income Fund Ltd.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
BCX / Blackrock Resources & Commodities Strategy Trust
LOW / Lowe's Companies, Inc.
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
SONY / Sony Group Corporation - Depositary Receipt (Common Stock)
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
FFBC / First Financial Bancorp.
EMR / Emerson Electric Co.
JCI / Johnson Controls International plc
NVDA / NVIDIA Corporation
C / Citigroup Inc.
SU / Suncor Energy Inc.
CRM / Salesforce, Inc.
FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
PG / The Procter & Gamble Company
CVS / CVS Health Corporation
CSQ / Calamos Strategic Total Return Fund
NVS / Novartis AG - Depositary Receipt (Common Stock)
QUAL / iShares Trust - iShares MSCI USA Quality Factor ETF
ALL / The Allstate Corporation
APA / APA Corporation
INTC / Intel Corporation
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
SNPS / Synopsys, Inc.
RGLD / Royal Gold, Inc.
GNW / Genworth Financial, Inc.
JNJ / Johnson & Johnson
CLNE / Clean Energy Fuels Corp.
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
NBIX / Neurocrine Biosciences, Inc.
XSLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Low Volatility ETF
AEP / American Electric Power Company, Inc.
TRV / The Travelers Companies, Inc.
CINF / Cincinnati Financial Corporation
BP / BP p.l.c. - Depositary Receipt (Common Stock)
83568G104 / Sonosite Inc
SZC / Cushing NextGen Infrastructure Income Fund
US74733V1008 / QEP Resources, Inc.
FSLY / Fastly, Inc.
904784709 / Unilever N.V.
AAXJ / iShares Trust - iShares MSCI All Country Asia ex Japan ETF
EFV / iShares Trust - iShares MSCI EAFE Value ETF
AMT / American Tower Corporation
ISD / PGIM High Yield Bond Fund, Inc.
ORCL / Oracle Corporation
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
STEW / SRH Total Return Fund, Inc.
ABBV / AbbVie Inc.
SURE / AdvisorShares Trust - AdvisorShares Insider Advantage ETF
BHK / BlackRock Core Bond Trust
LHX / L3Harris Technologies, Inc.
DEO / Diageo plc - Depositary Receipt (Common Stock)
VPL / Vanguard International Equity Index Funds - Vanguard FTSE Pacific ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
US83088V1026 / Slack Technologies Inc
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
DIAX / Nuveen Dow 30 Dynamic Overwrite Fund
AMD / Advanced Micro Devices, Inc.
IBM / International Business Machines Corporation
GILD / Gilead Sciences, Inc.
YMTX / Yumanity Therapeutics Inc
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
NKE / NIKE, Inc.
SHOP / Shopify Inc.
OXY / Occidental Petroleum Corporation
ISRG / Intuitive Surgical, Inc.
KO / The Coca-Cola Company
MA / Mastercard Incorporated
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
ADBE / Adobe Inc.
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
OAS / Oasis Petroleum Inc. - New
CSCO / Cisco Systems, Inc.
NXPI / NXP Semiconductors N.V.
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
IFN / The India Fund, Inc.
RDS.B / Shell Plc - ADR
US0153511094 / Alexion Pharmaceuticals, Inc.
XMLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap Low Volatility ETF
TEI / Templeton Emerging Markets Income Fund
CHW / Calamos Global Dynamic Income Fund
RDFN / Redfin Corporation
CPRX / Catalyst Pharmaceuticals, Inc.
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
OMP / Oasis Midstream Partners LP - Unit
OTIS / Otis Worldwide Corporation
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
BGR / BlackRock Energy and Resources Trust
ZM / Zoom Communications Inc.
BGCP / BGC Partners Inc - Class A
GH / Guardant Health, Inc.
ONTX / Onconova Therapeutics, Inc.
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
MSD / Morgan Stanley Emerging Markets Debt Fund, Inc.
JTD / Nuveen Tax-Advantaged Dividend Growth Fund
DAL / Delta Air Lines, Inc.
JOF / Japan Smaller Capitalization Fund, Inc.
JD / JD.com, Inc. - Depositary Receipt (Common Stock)
GPM / Guggenheim Enhanced Equity Income Fund
GSK / GSK plc - Depositary Receipt (Common Stock)
CONE / CyrusOne Inc
SSRM / SSR Mining Inc.
BKNG / Booking Holdings Inc.
DOCU / DocuSign, Inc.
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
PSCH / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Health Care ETF
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
CERN / Cerner Corp.
BKT / BlackRock Income Trust, Inc.
TGT / Target Corporation
ROK / Rockwell Automation, Inc.
KSU / Kansas City Southern
CHGG / Chegg, Inc.
ADP / Automatic Data Processing, Inc.
MPWR / Monolithic Power Systems, Inc.
HD / The Home Depot, Inc.
BAC / Bank of America Corporation
MDY / SPDR S&P MidCap 400 ETF Trust
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
NFLX / Netflix, Inc.
KMI / Kinder Morgan, Inc.
MMM / 3M Company
PNC / The PNC Financial Services Group, Inc.
MSFT / Microsoft Corporation
IWM / iShares Trust - iShares Russell 2000 ETF
PUMP / ProPetro Holding Corp.
ARDC / Ares Dynamic Credit Allocation Fund, Inc.
HTD / John Hancock Tax-Advantaged Dividend Income Fund
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
QVAL / EA Series Trust - Alpha Architect U.S. Quantitative Value ETF
LIN / Linde plc
XHE / SPDR Series Trust - SPDR S&P Health Care Equipment ETF
EW / Edwards Lifesciences Corporation
LMT / Lockheed Martin Corporation
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
SYK / Stryker Corporation
PEP / PepsiCo, Inc.
MNKD / MannKind Corporation
PM / Philip Morris International Inc.
DGRO / iShares Trust - iShares Core Dividend Growth ETF
FIS / Fidelity National Information Services, Inc.
BMY / Bristol-Myers Squibb Company
NOW / ServiceNow, Inc.
GOOG / Alphabet Inc.
TWLO / Twilio Inc.
ED / Consolidated Edison, Inc.
LGI / Lazard Global Total Return and Income Fund, Inc.
TJX / The TJX Companies, Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
ABT / Abbott Laboratories
HUM / Humana Inc.
GRX / The Gabelli Healthcare & Wellness Trust
HAL / Halliburton Company
AMGN / Amgen Inc.
TTD / The Trade Desk, Inc.
XAR / SPDR Series Trust - SPDR S&P Aerospace & Defense ETF
AAPL / Apple Inc.
EQIX / Equinix, Inc.
SHW / The Sherwin-Williams Company
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
C.WSA / Citigroup, Inc.
UYG / ProShares Trust - ProShares Ultra Financials
BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership
ADX / Adams Diversified Equity Fund, Inc.
HSY / The Hershey Company
CTAS / Cintas Corporation
ZTS / Zoetis Inc.
GE / General Electric Company
DGRS / WisdomTree Trust - WisdomTree U.S. SmallCap Quality Dividend Growth Fund
MOAT / VanEck ETF Trust - VanEck Morningstar Wide Moat ETF
MDB / MongoDB, Inc.
HACK / Amplify ETF Trust - Amplify Cybersecurity ETF
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
JPS / Nuveen Preferred & Income Securities Fund
GOVT / iShares Trust - iShares U.S. Treasury Bond ETF
SLYG / SPDR Series Trust - SPDR S&P 600 Small Cap Growth ETF
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
FTHI / First Trust Exchange-Traded Fund VI - First Trust BuyWrite Income ETF
SILV / SilverCrest Metals Inc
PYPL / PayPal Holdings, Inc.
ELV / Elevance Health, Inc.
COST / Costco Wholesale Corporation
MRO / Marathon Oil Corporation
CAT / Caterpillar Inc.
JPM / JPMorgan Chase & Co.
TSLA / Tesla, Inc.
V / Visa Inc.
PGR / The Progressive Corporation
T / AT&T Inc.
MDLZ / Mondelez International, Inc.
USB / U.S. Bancorp
ACN / Accenture plc
MPC / Marathon Petroleum Corporation
UNH / UnitedHealth Group Incorporated
MCD / McDonald's Corporation
GOOGL / Alphabet Inc.
MDT / Medtronic plc
MU / Micron Technology, Inc.
F / Ford Motor Company
IUSG / iShares Trust - iShares Core S&P U.S. Growth ETF
BA / The Boeing Company
AMZN / Amazon.com, Inc.
RTX / RTX Corporation
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
FFA / First Trust Enhanced Equity Income Fund
AVK / Advent Convertible and Income Fund
SPY / SPDR S&P 500 ETF
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
RVT / Royce Small-Cap Trust, Inc.
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
VZ / Verizon Communications Inc.
LLY / Eli Lilly and Company
BRK.B / Berkshire Hathaway Inc.
WM / Waste Management, Inc.
PFE / Pfizer Inc.
CMCSA / Comcast Corporation
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
MRK / Merck & Co., Inc.
DIA / SPDR Dow Jones Industrial Average ETF Trust
CI / The Cigna Group
TIP / iShares Trust - iShares TIPS Bond ETF
BDJ / BlackRock Enhanced Equity Dividend Trust
NEE / NextEra Energy, Inc.
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
IVW / iShares Trust - iShares S&P 500 Growth ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
EES / WisdomTree Trust - WisdomTree U.S. SmallCap Fund
WMT / Walmart Inc.
WFC / Wells Fargo & Company
MET / MetLife, Inc.
GDL / The GDL Fund
FDX / FedEx Corporation
TY / Tri-Continental Corporation
FTF / Franklin Limited Duration Income Trust
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
BDX / Becton, Dickinson and Company
INSG / Inseego Corp.
RMT / Royce Micro-Cap Trust, Inc.
HON / Honeywell International Inc.
KR / The Kroger Co.
META / Meta Platforms, Inc.
QABA / First Trust Exchange-Traded Fund - First Trust NASDAQ ABA Community Bank Index Fund
RYN / Rayonier Inc.
IAGG / iShares Trust - iShares Core International Aggregate Bond ETF