Market Value145,298,000
Total Holdings186
File Date2020-08-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
SMMD / iShares Trust - iShares Russell 2500 ETF
DPG / Duff & Phelps Utility and Infrastructure Fund Inc.
INVESCO QQQ TR / UNIT SER 1 (46090E953)
LK / Luckin Coffee Inc.
MRIN / Marin Software Incorporated
TTP / Tortoise Pipeline & Energy Fund, Inc.
RTN / Raytheon Co.
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
CDL / Victory Portfolios II - VictoryShares US Large Cap High Div Volatility Wtd ETF
FLXN / Horizon Funds - Horizon Flexible Income ETF
US393657AK76 / Greenbrier Companies Inc Bond
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
META / Meta Platforms, Inc.
PYPL / PayPal Holdings, Inc.
D / Dominion Energy, Inc.
ITW / Illinois Tool Works Inc.
MDT / Medtronic plc
WMT / Walmart Inc.
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
PAYX / Paychex, Inc.
ADBE / Adobe Inc.
ORCL / Oracle Corporation
MSFT / Microsoft Corporation
T / AT&T Inc.
MMM / 3M Company
YUM / Yum! Brands, Inc.
ADI / Analog Devices, Inc.
DIA / SPDR Dow Jones Industrial Average ETF Trust
F / Ford Motor Company
GILD / Gilead Sciences, Inc.
MRK / Merck & Co., Inc.
ABT / Abbott Laboratories
OEF / iShares Trust - iShares S&P 100 ETF
YUMC / Yum China Holdings, Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
IDLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P International Developed Low Volatility ETF
DSU / BlackRock Debt Strategies Fund, Inc.
US2655041000 / Dunkin' Brands Group, Inc.
EMR / Emerson Electric Co.
MUNI / PIMCO ETF Trust - PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
DRNA / Dicerna Pharmaceuticals Inc
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
BA / The Boeing Company
THQ / Abrdn Healthcare Opportunities Fund
AEP / American Electric Power Company, Inc.
FAST / Fastenal Company
ABBV / AbbVie Inc.
UNH / UnitedHealth Group Incorporated
DFEB / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Deep Buffer ETF - February
AMGN / Amgen Inc.
NHF / NexPoint Strategic Opportunities Fund
RWK / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap 400 Revenue ETF
LMT / Lockheed Martin Corporation
INTC / Intel Corporation
CLX / The Clorox Company
CB / Chubb Limited
AADR / AdvisorShares Trust - AdvisorShares Dorsey Wright ADR ETF
NKE / NIKE, Inc.
HSY / The Hershey Company
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
CVS / CVS Health Corporation
VTEB / Vanguard Municipal Bond Funds - Vanguard Tax-Exempt Bond ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
BSTZ / BlackRock Science and Technology Term Trust
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
NVDA / NVIDIA Corporation
SMM / Salient Midstream & MLP Fund
LOW / Lowe's Companies, Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
SO / The Southern Company
LIN / Linde plc
IVE / iShares Trust - iShares S&P 500 Value ETF
SPY / SPDR S&P 500 ETF
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
KO / The Coca-Cola Company
GOOG / Alphabet Inc.
GOOGL / Alphabet Inc.
AAPL / Apple Inc.
CSCO / Cisco Systems, Inc.
RTX / RTX Corporation
CMCSA / Comcast Corporation
HON / Honeywell International Inc.
PM / Philip Morris International Inc.
DUK / Duke Energy Corporation
ETW / Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
COST / Costco Wholesale Corporation
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
GLD / SPDR Gold Trust
VUG / Vanguard Index Funds - Vanguard Growth ETF
NEE / NextEra Energy, Inc.
PFE / Pfizer Inc.
JPM / JPMorgan Chase & Co.
CRM / Salesforce, Inc.
BIL / SPDR Series Trust - SPDR Bloomberg 1-3 Month T-Bill ETF
BRK.B / Berkshire Hathaway Inc.
DIS / The Walt Disney Company
THG / The Hanover Insurance Group, Inc.
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
RDVY / First Trust Exchange-Traded Fund VI - First Trust Rising Dividend Achievers ETF
AWK / American Water Works Company, Inc.
IUSG / iShares Trust - iShares Core S&P U.S. Growth ETF
TJX / The TJX Companies, Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
ACN / Accenture plc
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
SBUX / Starbucks Corporation
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
IWM / iShares Trust - iShares Russell 2000 ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
V / Visa Inc.
BMY / Bristol-Myers Squibb Company
PEP / PepsiCo, Inc.
BDJ / BlackRock Enhanced Equity Dividend Trust
MA / Mastercard Incorporated
AMZN / Amazon.com, Inc.
AVGO / Broadcom Inc.
VGM / Invesco Trust for Investment Grade Municipals
GD / General Dynamics Corporation
NVS / Novartis AG - Depositary Receipt (Common Stock)
JNJ / Johnson & Johnson
CL / Colgate-Palmolive Company
XOM / Exxon Mobil Corporation
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
PG / The Procter & Gamble Company
VTA / Invesco Dynamic Credit Opportunities Fund
UCON / First Trust Exchange-Traded Fund VIII - First Trust TCW Unconstrained Plus Bond ETF
TSLA / Tesla, Inc.
FFEB / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Buffer ETF - February
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
PAGS / PagSeguro Digital Ltd.
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
WCLD / WisdomTree Trust - WisdomTree Cloud Computing Fund
IBRX / ImmunityBio, Inc.
EOI / Eaton Vance Enhanced Equity Income Fund
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
EVV / Eaton Vance Limited Duration Income Fund
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
IDXX / IDEXX Laboratories, Inc.
UBER / Uber Technologies, Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
IDCC / InterDigital, Inc.
VTV / Vanguard Index Funds - Vanguard Value ETF
NFLX / Netflix, Inc.
VZ / Verizon Communications Inc.
GFI / Gold Fields Limited - Depositary Receipt (Common Stock)
BX / Blackstone Inc.
CAH / Cardinal Health, Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
SYK / Stryker Corporation
TELL / Tellurian Inc.
RWJ / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap 600 Revenue ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
IFV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright International Focus 5 ETF
VVR / Invesco Senior Income Trust
CDC / Lehman Abs Corp Backed Trust Certs Ser 2001-19 - Preferred Security
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
FEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
EW / Edwards Lifesciences Corporation
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
CVX / Chevron Corporation
ACWX / iShares Trust - iShares MSCI ACWI ex U.S. ETF
SPOT / Spotify Technology S.A.
QQQ / Invesco QQQ Trust, Series 1
AMT / American Tower Corporation
GIS / General Mills, Inc.
MUB / iShares Trust - iShares National Muni Bond ETF
QCOM / QUALCOMM Incorporated
ESS / Essex Property Trust, Inc.
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
UPS / United Parcel Service, Inc.
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
EFA / iShares Trust - iShares MSCI EAFE ETF
MO / Altria Group, Inc.
TD / The Toronto-Dominion Bank
WFC / Wells Fargo & Company
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
LYG / Lloyds Banking Group plc - Depositary Receipt (Common Stock)
HD / The Home Depot, Inc.
MCD / McDonald's Corporation
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
BST / BlackRock Science and Technology Trust
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
IBM / International Business Machines Corporation
PII / Polaris Inc.
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
BAC / Bank of America Corporation
C.WSA / Citigroup, Inc.
ES / Eversource Energy