Matthew A Drapkin - Insider Trading Tracker

ग्रेट एल्म कैपिटल कॉर्प - कॉर्पोरेट बॉन्ड/नोट

US ˙ NasdaqGM ˙ US3903206049

परिचय

यह पृष्ठ Matthew A Drapkin के ज्ञात इनसाइडर व्यापार इतिहास का व्यापक विश्लेषण प्रदान करता है। इनसाइडर किसी कंपनी के अधिकारी, निदेशक या महत्वपूर्ण निवेशक होते हैं। इनसाइडर के लिए विशिष्ट, गैर-सार्वजनिक जानकारी के आधार पर अपनी कंपनियों में व्यापार करना गैरकानूनी है। इसका मतलब यह नहीं है कि उनके लिए अपनी कंपनियों में कोई भी व्यापार करना गैरकानूनी है। हालाँकि, उन्हें फॉर्म 4 के माध्यम से SEC को सभी ट्रेड्स की रिपोर्ट करनी होगी। इन प्रतिबंधों के बावजूद, अकादमिक शोध से पता चलता है कि इनसाइडर - सामान्य तौर पर - अपनी कंपनियों में बाजार से बेहतर प्रदर्शन करते हैं।

औसत व्यापार लाभप्रदता

औसत ट्रेड लाभप्रदता पिछले तीन वर्षों में इनसाइडर द्वारा की गई सभी खुले बाजार खरीद का औसत रिटर्न है। इसकी गणना करने के लिए, हम 10b5-1 ट्रेडिंग योजना के हिस्से के रूप में चिह्नित सभी ट्रेडों को छोड़कर, इनसाइडर द्वारा की गई प्रत्येक खुले बाजार, अनियोजित खरीदारी की जांच करते हैं। फिर हम 3, 6 और 12 महीनों में उन ट्रेडों के औसत प्रदर्शन की गणना करते हैं, प्रत्येक ट्रेड के लिए अंतिम प्रदर्शन मीट्रिक तैयार करने के लिए उनमें से प्रत्येक अवधि का औसत निकालते हैं। अंत में, हम इनसाइडर के लिए प्रदर्शन मीट्रिक की गणना करने के लिए सभी प्रदर्शन मीट्रिक का औसत निकालते हैं। इस सूची में केवल उन इनसाइडर को शामिल किया गया है जिन्होंने पिछले दो वर्षों में कम से कम तीन ट्रेड किए हैं।

यदि इस इनसाइडर ट्रेड की लाभप्रदता "N/A" है, तो इनसाइडर ने या तो पिछले तीन वर्षों में कोई खुले बाजार में खरीदारी नहीं की है, या उनके द्वारा किए गए व्यापार एक विश्वसनीय प्रदर्शन मीट्रिक की गणना करने के लिए बहुत हाल के हैं।

अपडेट फ्रीक्वेंसी: दैनिक

सर्वाधिक लाभदायक इनसाइडर व्यापारियों की सूची देखें।

उच्चतम रैंकिंग वाले इनसाइडर देखें

रिपोर्ट की गई इनसाइडर स्थिति वाली कंपनियाँ

SEC फाइलिंग से संकेत मिलता है कि Matthew A Drapkin ने निम्नलिखित कंपनियों में होल्डिंग्स या ट्रेड्स की सूचना दी है:

प्रतिभूति	टाइटल	नवीनतम रिपोर्ट की गई होल्डिंग्स
US:GEG / Great Elm Group, Inc.	Director, 10% Owner	728,749
US:GECC / Great Elm Capital Corp.	Director	75,716
	Director	0
	Director, 10% Owner	86,397
US:IVAC / Intevac, Inc.	Director	13,000
US:MESG / Xura, Inc.	Director	0
US:FSYS / Fuel Systems Solutions, Inc.		0
US:SDOI / Special Diversified Opportunities Inc.	10% Owner	85,714
US:EMKR / Emcore Corporation		598,083
US:PXLW / Pixelworks, Inc.		0
US:RT / Ruby Tuesday, Inc.	Director	0
US:HOTT / Hot Topic Inc	Director	0
HK:2273 / Gushengtang Holdings Limited	Director	85,587
US:NAVR /		719,404
US:RGDX /	10% Owner	181,679

चार्ट को कैसे समझे

निम्नलिखित चार्ट Matthew A Drapkin द्वारा किए गए प्रत्येक खुले-बाज़ार, गैर-योजनाबद्ध व्यापार के बाद प्रतिभूतियों के स्टॉक प्रदर्शन को दर्शाते हैं। गैर-योजनाबद्ध व्यापार वे व्यापार हैं जो 10b5-1 ट्रेडिंग योजना के हिस्से के रूप में नहीं किए गए थे। स्टॉक प्रदर्शन को शेयर मूल्य में संचयी प्रतिशत परिवर्तन के रूप में चार्ट किया गया है। उदाहरण के लिए, यदि कोई इनसाइडर व्यापार 1 जनवरी, 2019 को किया गया था, तो चार्ट आज तक प्रतिभूति में दैनिक प्रतिशत परिवर्तन दिखाएगा। यदि इस दौरान शेयर की कीमत $10 से $15 तक जाती है, तो शेयर की कीमत में संचयी प्रतिशत परिवर्तन 50% होगा। $10 से $20 तक की कीमत में परिवर्तन 100% होगा, और $10 से $5 की कीमत में परिवर्तन -50% होगा।

अंततः, हम यह निर्धारित करने का प्रयास कर रहे हैं कि इनसाइडर के व्यापार शेयर की कीमत में अतिरिक्त रिटर्न (सकारात्मक या नकारात्मक) से कितनी निकटता से संबंधित हैं, यह देखने के लिए कि क्या इनसाइडर, इनसाइडर जानकारी से लाभ के लिए अपने व्यापार का समय निर्धारित कर रहे हैं। उस स्थिति पर विचार करें जहां कोई इनसाइडर ऐसा कर रहा था। इस स्थिति में, हम या तो (a) खरीदारी के बाद सकारात्मक रिटर्न, या (a) बिक्री के बाद नकारात्मक रिटर्न की उम्मीद करेंगे। (a) के मामले में, खरीद चार्ट ऊपर की ओर झुके हुए वक्रों की एक श्रृंखला दिखाएगा, जो प्रत्येक खरीद लेनदेन के बाद सकारात्मक रिटर्न का संकेत देगा। (a) के मामले में, बिक्री चार्ट नीचे की ओर झुके हुए वक्रों की एक श्रृंखला दिखाएगा, जो प्रत्येक बिक्री लेनदेन के बाद नकारात्मक रिटर्न का संकेत देगा।

हालाँकि, केवल यह निष्कर्ष निकालने के लिए पर्याप्त नहीं है। यदि, उदाहरण के लिए, कंपनी का शेयर मूल्य कई वर्षों से गैर-चक्रीय चढ़ाई में था, तो हम उम्मीद करेंगे कि खरीद के बाद के सभी प्लॉट ऊपर की ओर झुके हुए होंगे। इसी तरह, कई वर्षों में गैर-चक्रीय गिरावट के परिणामस्वरूप व्यापार के बाद के प्लॉट नीचे की ओर झुकेंगे। इनमें से कोई भी चार्ट इनसाइडर व्यापार गतिविधि का सुझाव नहीं देगा।

सबसे मजबूत संकेतक वह स्थिति होगी जहां शेयर की कीमत बेहद चक्रीय थी, और खरीद चार्ट में सकारात्मक संकेत और बिक्री चार्ट पर नकारात्मक प्लॉट दोनों थे। यह स्थिति एक इनसाइडर के लिए अत्यधिक संकेत देने वाली होगी जो अपने वित्तीय लाभ के लिए ट्रेड्स का समय निर्धारित कर रहा था।

इनसाइडर खरीदारी GECCO / Great Elm Capital Corp. - Corporate Bond/Note - अल्पकालिक लाभ विश्लेषण

इस अनुभाग में, हम GECCO / Great Elm Capital Corp. - Corporate Bond/Note में की गई प्रत्येक अनियोजित, खुले बाज़ार की इनसाइडर खरीदारी की लाभप्रदता का विश्लेषण करते हैं। यह विश्लेषण यह समझने में मदद करता है कि क्या इनसाइडर लगातार असामान्य रिटर्न उत्पन्न करता है, और यह अनुसरण करने लायक है। यह विश्लेषण प्रत्येक व्यापार के बाद एक वर्ष के लिए है, और परिणाम सैद्धांतिक हैं।

निम्न तालिका सबसे हालिया खुले बाज़ार की खरीदारी को दर्शाती है जो स्वचालित ट्रेडिंग योजना का हिस्सा नहीं थी।

व्यापार की तिथि	टिकर	इनसाइडर	रिपोर्ट किए गए शेयर	रिपोर्ट की गई कीमत	समायोजित शेयर	समायोजित कीमत	मूल लागत	दिन अधिकतम	मूल्य अधिकतम	अधिकतम लाभ ($)	अधिकतम रिटर्न (%)
2024-09-16	GECC	Drapkin Matthew A	9,600	9.9204	9,600	9.9204	95,236	169	11.3400	13,629	14.31
2024-08-21	GECC	Drapkin Matthew A	1,310	10.1200	1,310	10.1200	13,257
2024-08-20	GECC	Drapkin Matthew A	3,189	10.0100	3,189	10.0100	31,922
2022-05-25	GECC	Drapkin Matthew A	946	12.4136	946	12.4136	11,743
2022-05-25	GECC	Drapkin Matthew A	1,597	12.4136	1,597	12.4136	19,825
2022-05-25	GECC	Drapkin Matthew A	4,793	12.4136	4,793	12.4136	59,498
2022-03-09	GECC	Drapkin Matthew A	617	14.7000	617	14.7000	9,070
2022-03-09	GECC	Drapkin Matthew A	1,000	14.7000	1,000	14.7000	14,700
2022-03-09	GECC	Drapkin Matthew A	1,000	14.7000	1,000	14.7000	14,700

समायोजित कीमत विभाजित-समायोजित कीमत है। समायोजित शेयर विभाजित-समायोजित शेयर हैं।

GECCO / Great Elm Capital Corp. - Corporate Bond/Note Insider Trades

इनसाइडर बिक्री GECCO / Great Elm Capital Corp. - Corporate Bond/Note - अल्पकालिक हानि विश्लेषण

इस अनुभाग में, हम GECCO / Great Elm Capital Corp. - Corporate Bond/Note में की गई प्रत्येक अनियोजित, खुले बाज़ार की इनसाइडर बिक्री के अल्पकालिक नुकसान से बचने का विश्लेषण करते हैं। हानि से बचने का एक सुसंगत पैटर्न यह सुझाव दे सकता है कि भविष्य में बिक्री लेनदेन कीमत में गिरावट की भविष्यवाणी कर सकते हैं। यह विश्लेषण प्रत्येक व्यापार के बाद एक वर्ष के लिए है, और परिणाम सैद्धांतिक हैं।

निम्न तालिका सबसे हालिया खुले बाज़ार की बिक्री को दर्शाती है जो स्वचालित ट्रेडिंग योजना का हिस्सा नहीं थी।

व्यापार की तिथि	टिकर	इनसाइडर	रिपोर्ट किए गए शेयर	रिपोर्ट की गई कीमत	समायोजित शेयर	समायोजित कीमत	मूल लागत	दिन न्यूनतम	मूल्य न्यूनतम	अधिकतम हानि बचाया ($)	अधिकतम हानि बचाया (%)
इस इनसाइडर और प्रतिभूति संयोजन के लिए कोई ज्ञात अनियोजित खुले बाज़ार व्यापार नहीं हैं

इनसाइडर खरीदारी GEG / Great Elm Group, Inc. - अल्पकालिक लाभ विश्लेषण

व्यापार की तिथि	टिकर	इनसाइडर	रिपोर्ट किए गए शेयर	रिपोर्ट की गई कीमत	समायोजित शेयर	समायोजित कीमत	मूल लागत	दिन अधिकतम	मूल्य अधिकतम	अधिकतम लाभ ($)	अधिकतम रिटर्न (%)
2024-05-23	GEG	Drapkin Matthew A	5,015	1.7536	5,015	1.7536	8,794	364	2.0900	1,687	19.19
2024-05-22	GEG	Drapkin Matthew A	20,001	1.7633	20,001	1.7633	35,268
2024-05-21	GEG	Drapkin Matthew A	24,984	1.7717	24,984	1.7717	44,264
2023-11-15	GEG	Drapkin Matthew A	19,878	1.9894	19,878	1.9894	39,545
2023-11-15	GEG	Drapkin Matthew A	3,506	1.9894	3,506	1.9894	6,975
2023-11-14	GEG	Drapkin Matthew A	157,711	1.9881	157,711	1.9881	313,545
2023-11-14	GEG	Drapkin Matthew A	27,851	1.9881	27,851	1.9881	55,371
2023-11-13	GEG	Drapkin Matthew A	12,306	1.9471	12,306	1.9471	23,961
2023-11-13	GEG	Drapkin Matthew A	2,132	1.9471	2,132	1.9471	4,151
2023-06-06	GEG	Drapkin Matthew A	2,547	2.1000	2,547	2.1000	5,349
2023-06-06	GEG	Drapkin Matthew A	423	2.1000	423	2.1000	888
2023-06-05	GEG	Drapkin Matthew A	7,591	2.0783	7,591	2.0783	15,776
2023-06-05	GEG	Drapkin Matthew A	1,259	2.0783	1,259	2.0783	2,617
2023-06-02	GEG	Drapkin Matthew A	2,578	2.1034	2,578	2.1034	5,423
2023-06-02	GEG	Drapkin Matthew A	427	2.1034	427	2.1034	898
2023-05-31	GEG	Drapkin Matthew A	4,012	2.0578	4,012	2.0578	8,256
2023-05-31	GEG	Drapkin Matthew A	666	2.0578	666	2.0578	1,370
2023-05-26	GEG	Drapkin Matthew A	3,852	2.0499	3,852	2.0499	7,896
2023-05-26	GEG	Drapkin Matthew A	639	2.0499	639	2.0499	1,310
2023-05-22	GEG	Drapkin Matthew A	2,240	2.0600	2,240	2.0600	4,614
2023-05-22	GEG	Drapkin Matthew A	372	2.0600	372	2.0600	766
2023-05-19	GEG	Drapkin Matthew A	209,280	2.0018	209,280	2.0018	418,937
2023-05-19	GEG	Drapkin Matthew A	34,711	2.0018	34,711	2.0018	69,484
2023-05-18	GEG	Drapkin Matthew A	42,887	1.9700	42,887	1.9700	84,487
2023-05-18	GEG	Drapkin Matthew A	7,113	1.9700	7,113	1.9700	14,013
2023-03-16	GEG	Drapkin Matthew A	20,364	2.3694	20,364	2.3694	48,250
2023-03-16	GEG	Drapkin Matthew A	3,266	2.3694	3,266	2.3694	7,738
2023-03-10	GEG	Drapkin Matthew A	14,437	2.2369	14,437	2.2369	32,294
2023-03-10	GEG	Drapkin Matthew A	2,379	2.2369	2,379	2.2369	5,322
2023-03-09	GEG	Drapkin Matthew A	24,564	2.3107	24,564	2.3107	56,760
2023-03-09	GEG	Drapkin Matthew A	4,049	2.3107	4,049	2.3107	9,356
2023-02-24	GEG	Drapkin Matthew A	8,605	2.1410	8,605	2.1410	18,423
2023-02-24	GEG	Drapkin Matthew A	2,795	2.1410	2,795	2.1410	5,984
2023-02-24	GEG	Drapkin Matthew A	1,876	2.1410	1,876	2.1410	4,017
2023-02-22	GEG	Drapkin Matthew A	9,756	2.1499	9,756	2.1499	20,974
2023-02-22	GEG	Drapkin Matthew A	3,172	2.1499	3,172	2.1499	6,819
2023-02-22	GEG	Drapkin Matthew A	2,134	2.1499	2,134	2.1499	4,588
2022-11-07	GEG	Drapkin Matthew A	818	1.9932	818	1.9932	1,630
2022-11-07	GEG	Drapkin Matthew A	265	1.9932	265	1.9932	528
2022-11-07	GEG	Drapkin Matthew A	170	1.9932	170	1.9932	339
2022-11-04	GEG	Drapkin Matthew A	3,642	1.9962	3,642	1.9962	7,270
2022-11-04	GEG	Drapkin Matthew A	1,181	1.9962	1,181	1.9962	2,358
2022-11-04	GEG	Drapkin Matthew A	756	1.9962	756	1.9962	1,509
2022-10-28	GEG	Drapkin Matthew A	2,904	1.9964	2,904	1.9964	5,798
2022-10-28	GEG	Drapkin Matthew A	951	1.9964	951	1.9964	1,899
2022-10-28	GEG	Drapkin Matthew A	613	1.9964	613	1.9964	1,224
2022-10-27	GEG	Drapkin Matthew A	2,582	1.9893	2,582	1.9893	5,136
2022-10-27	GEG	Drapkin Matthew A	843	1.9893	843	1.9893	1,677
2022-10-27	GEG	Drapkin Matthew A	539	1.9893	539	1.9893	1,072
2022-10-26	GEG	Drapkin Matthew A	2,062	1.9938	2,062	1.9938	4,111
2022-10-26	GEG	Drapkin Matthew A	675	1.9938	675	1.9938	1,346
2022-10-26	GEG	Drapkin Matthew A	431	1.9938	431	1.9938	859
2022-10-21	GEG	Drapkin Matthew A	3,484	1.9999	3,484	1.9999	6,968
2022-10-21	GEG	Drapkin Matthew A	1,130	1.9999	1,130	1.9999	2,260
2022-10-21	GEG	Drapkin Matthew A	710	1.9999	710	1.9999	1,420
2022-10-18	GEG	Drapkin Matthew A	14,039	1.9986	14,039	1.9986	28,058
2022-10-18	GEG	Drapkin Matthew A	4,584	1.9986	4,584	1.9986	9,162
2022-10-18	GEG	Drapkin Matthew A	2,870	1.9986	2,870	1.9986	5,736
2022-10-14	GEG	Drapkin Matthew A	3,477	1.9991	3,477	1.9991	6,951
2022-10-14	GEG	Drapkin Matthew A	1,114	1.9991	1,114	1.9991	2,227
2022-10-14	GEG	Drapkin Matthew A	687	1.9991	687	1.9991	1,373
2022-10-13	GEG	Drapkin Matthew A	4,328	1.9999	4,328	1.9999	8,656
2022-10-13	GEG	Drapkin Matthew A	1,397	1.9999	1,397	1.9999	2,794
2022-10-13	GEG	Drapkin Matthew A	869	1.9999	869	1.9999	1,738
2022-10-12	GEG	Drapkin Matthew A	1,038	1.9962	1,038	1.9962	2,072
2022-10-12	GEG	Drapkin Matthew A	334	1.9962	334	1.9962	667
2022-10-12	GEG	Drapkin Matthew A	206	1.9962	206	1.9962	411
2022-10-11	GEG	Drapkin Matthew A	2,813	1.9983	2,813	1.9983	5,621
2022-10-11	GEG	Drapkin Matthew A	897	1.9983	897	1.9983	1,792
2022-10-11	GEG	Drapkin Matthew A	2,292	1.9983	2,292	1.9983	4,580
2022-10-10	GEG	Drapkin Matthew A	1,103	2.0000	1,103	2.0000	2,206
2022-10-10	GEG	Drapkin Matthew A	354	2.0000	354	2.0000	708
2022-10-10	GEG	Drapkin Matthew A	1,890	2.0000	1,890	2.0000	3,780
2022-10-07	GEG	Drapkin Matthew A	403	1.9998	403	1.9998	806
2022-10-07	GEG	Drapkin Matthew A	129	1.9998	129	1.9998	258
2022-10-07	GEG	Drapkin Matthew A	691	1.9998	691	1.9998	1,382
2022-10-06	GEG	Drapkin Matthew A	725	2.0000	725	2.0000	1,450
2022-10-06	GEG	Drapkin Matthew A	235	2.0000	235	2.0000	470
2022-10-06	GEG	Drapkin Matthew A	1,254	2.0000	1,254	2.0000	2,508
2022-09-28	GEG	Drapkin Matthew A	1,827	2.0000	1,827	2.0000	3,654
2022-09-28	GEG	Drapkin Matthew A	588	2.0000	588	2.0000	1,176
2022-09-28	GEG	Drapkin Matthew A	3,146	2.0000	3,146	2.0000	6,292
2022-09-27	GEG	Drapkin Matthew A	4,444	1.9938	4,444	1.9938	8,860
2022-09-27	GEG	Drapkin Matthew A	1,415	1.9938	1,415	1.9938	2,821
2022-09-27	GEG	Drapkin Matthew A	7,605	1.9938	7,605	1.9938	15,163
2022-09-26	GEG	Drapkin Matthew A	30,455	1.9878	30,455	1.9878	60,538
2022-09-26	GEG	Drapkin Matthew A	9,708	1.9878	9,708	1.9878	19,298
2022-09-26	GEG	Drapkin Matthew A	52,146	1.9878	52,146	1.9878	103,656
2022-09-23	GEG	Drapkin Matthew A	2,428	2.0485	2,428	2.0485	4,974
2022-09-23	GEG	Drapkin Matthew A	778	2.0485	778	2.0485	1,594
2022-09-23	GEG	Drapkin Matthew A	4,169	2.0485	4,169	2.0485	8,540
2022-09-21	GEG	Drapkin Matthew A	1,988	2.0500	1,988	2.0500	4,075
2022-09-21	GEG	Drapkin Matthew A	647	2.0500	647	2.0500	1,326
2022-09-21	GEG	Drapkin Matthew A	3,453	2.0500	3,453	2.0500	7,079
2022-09-12	GEG	Drapkin Matthew A	2,050	2.0500	2,050	2.0500	4,202
2022-09-12	GEG	Drapkin Matthew A	685	2.0500	685	2.0500	1,404
2022-09-12	GEG	Drapkin Matthew A	3,630	2.0500	3,630	2.0500	7,442
2022-09-09	GEG	Drapkin Matthew A	2,631	2.0500	2,631	2.0500	5,394
2022-09-09	GEG	Drapkin Matthew A	875	2.0500	875	2.0500	1,794
2022-09-09	GEG	Drapkin Matthew A	4,647	2.0500	4,647	2.0500	9,526
2022-09-08	GEG	Drapkin Matthew A	1,412	2.0495	1,412	2.0495	2,894
2022-09-08	GEG	Drapkin Matthew A	466	2.0495	466	2.0495	955
2022-09-08	GEG	Drapkin Matthew A	2,483	2.0495	2,483	2.0495	5,089
2022-09-06	GEG	Drapkin Matthew A	405	2.0500	405	2.0500	830
2022-09-06	GEG	Drapkin Matthew A	133	2.0500	133	2.0500	273
2022-09-06	GEG	Drapkin Matthew A	709	2.0500	709	2.0500	1,453
2022-09-01	GEG	Drapkin Matthew A	785	2.0490	785	2.0490	1,608
2022-09-01	GEG	Drapkin Matthew A	260	2.0490	260	2.0490	533
2022-09-01	GEG	Drapkin Matthew A	1,377	2.0490	1,377	2.0490	2,821
2022-08-17	GEG	Drapkin Matthew A	660	2.0500	660	2.0500	1,353
2022-08-17	GEG	Drapkin Matthew A	218	2.0500	218	2.0500	447
2022-08-17	GEG	Drapkin Matthew A	1,149	2.0500	1,149	2.0500	2,355
2022-08-16	GEG	Drapkin Matthew A	5,151	2.0228	5,151	2.0228	10,419
2022-08-16	GEG	Drapkin Matthew A	1,710	2.0228	1,710	2.0228	3,459
2022-08-16	GEG	Drapkin Matthew A	9,016	2.0228	9,016	2.0228	18,238
2022-08-15	GEG	Drapkin Matthew A	8,496	2.0225	8,496	2.0225	17,183
2022-08-15	GEG	Drapkin Matthew A	2,813	2.0225	2,813	2.0225	5,689
2022-08-15	GEG	Drapkin Matthew A	14,841	2.0225	14,841	2.0225	30,016
2022-08-12	GEG	Drapkin Matthew A	13,360	2.0029	13,360	2.0029	26,759
2022-08-12	GEG	Drapkin Matthew A	4,423	2.0029	4,423	2.0029	8,859
2022-08-12	GEG	Drapkin Matthew A	23,337	2.0029	23,337	2.0029	46,742
2022-08-10	GEG	Drapkin Matthew A	1,351	2.0375	1,351	2.0375	2,753
2022-08-10	GEG	Drapkin Matthew A	444	2.0375	444	2.0375	905
2022-08-10	GEG	Drapkin Matthew A	2,349	2.0375	2,349	2.0375	4,786
2022-08-09	GEG	Drapkin Matthew A	2,866	2.0479	2,866	2.0479	5,869
2022-08-09	GEG	Drapkin Matthew A	937	2.0479	937	2.0479	1,919
2022-08-09	GEG	Drapkin Matthew A	4,966	2.0479	4,966	2.0479	10,170
2022-08-08	GEG	Drapkin Matthew A	2,362	2.0165	2,362	2.0165	4,763
2022-08-08	GEG	Drapkin Matthew A	773	2.0165	773	2.0165	1,559
2022-08-08	GEG	Drapkin Matthew A	4,098	2.0165	4,098	2.0165	8,264
2022-07-26	GEG	Drapkin Matthew A	135	1.9833	135	1.9833	268
2022-07-26	GEG	Drapkin Matthew A	42	1.9833	42	1.9833	83
2022-07-26	GEG	Drapkin Matthew A	232	1.9833	232	1.9833	460
2022-07-22	GEG	Drapkin Matthew A	8,658	1.9784	8,658	1.9784	17,129
2022-07-22	GEG	Drapkin Matthew A	2,762	1.9784	2,762	1.9784	5,464
2022-07-22	GEG	Drapkin Matthew A	14,836	1.9784	14,836	1.9784	29,352
2022-07-20	GEG	Drapkin Matthew A	1,203	1.9840	1,203	1.9840	2,387
2022-07-20	GEG	Drapkin Matthew A	388	1.9840	388	1.9840	770
2022-07-20	GEG	Drapkin Matthew A	2,067	1.9840	2,067	1.9840	4,101
2022-07-18	GEG	Drapkin Matthew A	1,087	1.9984	1,087	1.9984	2,172
2022-07-18	GEG	Drapkin Matthew A	345	1.9984	345	1.9984	689
2022-07-18	GEG	Drapkin Matthew A	1,850	1.9984	1,850	1.9984	3,697
2022-06-16	GEG	Drapkin Matthew A	7,184	2.4760	7,184	2.4760	17,788
2022-06-16	GEG	Drapkin Matthew A	2,295	2.4760	2,295	2.4760	5,682
2022-06-16	GEG	Drapkin Matthew A	12,133	2.4760	12,133	2.4760	30,041
2022-06-15	GEG	Drapkin Matthew A	1,565	2.4391	1,565	2.4391	3,817
2022-06-15	GEG	Drapkin Matthew A	515	2.4391	515	2.4391	1,256
2022-06-15	GEG	Drapkin Matthew A	2,692	2.4391	2,692	2.4391	6,566
2022-06-14	GEG	Drapkin Matthew A	24,633	2.4200	24,633	2.4200	59,612
2022-06-14	GEG	Drapkin Matthew A	8,097	2.4200	8,097	2.4200	19,595
2022-06-14	GEG	Drapkin Matthew A	42,270	2.4200	42,270	2.4200	102,293
2022-06-09	GEG	Drapkin Matthew A	77,128	2.3800	77,128	2.3800	183,565
2022-06-09	GEG	Drapkin Matthew A	25,883	2.3800	25,883	2.3800	61,602
2022-06-09	GEG	Drapkin Matthew A	134,626	2.3800	134,626	2.3800	320,410

GEG / Great Elm Group, Inc. Insider Trades

इनसाइडर बिक्री GEG / Great Elm Group, Inc. - अल्पकालिक हानि विश्लेषण

व्यापार की तिथि	टिकर	इनसाइडर	रिपोर्ट किए गए शेयर	रिपोर्ट की गई कीमत	समायोजित शेयर	समायोजित कीमत	मूल लागत	दिन न्यूनतम	मूल्य न्यूनतम	अधिकतम हानि बचाया ($)	अधिकतम हानि बचाया (%)
इस इनसाइडर और प्रतिभूति संयोजन के लिए कोई ज्ञात अनियोजित खुले बाज़ार व्यापार नहीं हैं

इनसाइडर खरीदारी PXLW / Pixelworks, Inc. - अल्पकालिक लाभ विश्लेषण

व्यापार की तिथि	टिकर	इनसाइडर	रिपोर्ट किए गए शेयर	रिपोर्ट की गई कीमत	समायोजित शेयर	समायोजित कीमत	मूल लागत	दिन अधिकतम	मूल्य अधिकतम	अधिकतम लाभ ($)	अधिकतम रिटर्न (%)
2012-10-25	PXLW	Northern Right Capital Management, L.P.	2,997	2.4407	250	29.2884	7,315	357	5.26	-6,004	-82.09
2012-10-25	PXLW	Northern Right Capital Management, L.P.	403	2.4407	34	29.2884	984
2012-10-24	PXLW	Northern Right Capital Management, L.P.	22,033	2.4489	1,836	29.3868	53,957
2012-10-24	PXLW	Northern Right Capital Management, L.P.	2,967	2.4489	247	29.3868	7,266
2012-10-24	PXLW	Northern Right Capital Management, L.P.	36,663	2.4648	3,055	29.5776	90,367
2012-10-24	PXLW	Northern Right Capital Management, L.P.	4,937	2.4648	411	29.5776	12,169
2012-10-23	PXLW	Northern Right Capital Management, L.P.	18,948	2.3641	1,579	28.3692	44,795
2012-10-23	PXLW	Northern Right Capital Management, L.P.	2,552	2.3641	213	28.3692	6,033
2012-08-27	PXLW	Northern Right Capital Management, L.P.	2,400	3.1475	200	37.7700	7,554
2012-08-27	PXLW	Northern Right Capital Management, L.P.	3,846	3.1434	320	37.7208	12,090
2012-08-27	PXLW	Northern Right Capital Management, L.P.	1,700	3.1306	142	37.5672	5,322
2012-08-24	PXLW	Northern Right Capital Management, L.P.	16,900	3.0971	1,408	37.1652	52,341
2011-12-29	PXLW	Northern Right Capital Management, L.P.	2,524	2.3383	210	28.0596	5,902
2011-12-29	PXLW	Northern Right Capital Management, L.P.	376	2.3383	31	28.0596	879
2011-12-28	PXLW	Northern Right Capital Management, L.P.	56,724	2.3500	4,727	28.2000	133,301
2011-12-28	PXLW	Northern Right Capital Management, L.P.	8,461	2.3500	705	28.2000	19,883
2011-12-28	PXLW	Northern Right Capital Management, L.P.	4,787	2.2991	399	27.5892	11,006
2011-12-28	PXLW	Northern Right Capital Management, L.P.	713	2.2991	59	27.5892	1,639
2011-12-27	PXLW	Northern Right Capital Management, L.P.	50,000	2.3700	4,167	28.4400	118,500
2011-12-27	PXLW	Northern Right Capital Management, L.P.	5,200	2.3500	433	28.2000	12,220
2011-12-16	PXLW	Northern Right Capital Management, L.P.	200	2.1800	17	26.1600	436
2011-12-15	PXLW	Northern Right Capital Management, L.P.	108,300	2.3962	9,025	28.7544	259,508
2011-12-15	PXLW	Northern Right Capital Management, L.P.	51,600	2.3888	4,300	28.6656	123,262
2011-12-14	PXLW	Northern Right Capital Management, L.P.	50,000	2.2650	4,167	27.1800	113,250
2011-12-14	PXLW	Northern Right Capital Management, L.P.	68,000	2.2763	5,667	27.3156	154,788
2011-12-13	PXLW	Northern Right Capital Management, L.P.	100,000	2.1000	8,333	25.2000	210,000
2011-12-13	PXLW	Northern Right Capital Management, L.P.	200	2.2000	17	26.4000	440
2011-12-13	PXLW	Northern Right Capital Management, L.P.	85,800	2.1931	7,150	26.3172	188,168
2011-12-12	PXLW	Northern Right Capital Management, L.P.	307,200	1.9000	25,600	22.8000	583,680
2011-12-12	PXLW	Northern Right Capital Management, L.P.	3,200	1.9467	267	23.3604	6,229

इनसाइडर बिक्री PXLW / Pixelworks, Inc. - अल्पकालिक हानि विश्लेषण

व्यापार की तिथि	टिकर	इनसाइडर	रिपोर्ट किए गए शेयर	रिपोर्ट की गई कीमत	समायोजित शेयर	समायोजित कीमत	मूल लागत	दिन न्यूनतम	मूल्य न्यूनतम	अधिकतम हानि बचाया ($)	अधिकतम हानि बचाया (%)
2014-02-14	PXLW	Northern Right Capital Management, L.P.	5,165	4.9096	430	58.9152	25,358	305	3.88	-23,690	-93.42
2014-02-14	PXLW	Northern Right Capital Management, L.P.	764	4.9096	64	58.9152	3,751
2014-02-14	PXLW	Northern Right Capital Management, L.P.	2,671	4.9096	223	58.9152	13,114
2014-02-13	PXLW	Northern Right Capital Management, L.P.	183,745	4.9431	15,312	59.3172	908,270
2014-02-13	PXLW	Northern Right Capital Management, L.P.	27,194	4.9431	2,266	59.3172	134,423
2014-02-13	PXLW	Northern Right Capital Management, L.P.	95,025	4.9431	7,919	59.3172	469,718
2013-11-20	PXLW	Northern Right Capital Management, L.P.	36,573	4.2372	3,048	50.8464	154,967
2013-11-20	PXLW	Northern Right Capital Management, L.P.	5,413	4.2372	451	50.8464	22,936
2013-11-20	PXLW	Northern Right Capital Management, L.P.	18,914	4.2372	1,576	50.8464	80,142
2013-11-19	PXLW	Northern Right Capital Management, L.P.	11,359	4.2713	947	51.2556	48,518
2013-11-19	PXLW	Northern Right Capital Management, L.P.	1,681	4.2713	140	51.2556	7,180
2013-11-19	PXLW	Northern Right Capital Management, L.P.	5,875	4.2713	490	51.2556	25,094
2013-11-19	PXLW	Northern Right Capital Management, L.P.	5,544	4.3385	462	52.0620	24,053
2013-11-19	PXLW	Northern Right Capital Management, L.P.	820	4.3385	68	52.0620	3,558
2013-11-19	PXLW	Northern Right Capital Management, L.P.	2,867	4.3385	239	52.0620	12,438
2013-11-19	PXLW	Northern Right Capital Management, L.P.	31,900	4.2953	2,658	51.5436	137,020
2013-11-19	PXLW	Northern Right Capital Management, L.P.	4,721	4.2953	393	51.5436	20,278
2013-11-19	PXLW	Northern Right Capital Management, L.P.	16,498	4.2953	1,375	51.5436	70,864
2013-11-18	PXLW	Northern Right Capital Management, L.P.	109,943	4.5110	9,162	54.1320	495,953
2013-11-18	PXLW	Northern Right Capital Management, L.P.	16,271	4.5110	1,356	54.1320	73,398
2013-11-18	PXLW	Northern Right Capital Management, L.P.	56,858	4.5110	4,738	54.1320	256,486

इनसाइडर खरीदारी RGDXQ / Response Genetics, Inc - अल्पकालिक लाभ विश्लेषण

व्यापार की तिथि	टिकर	इनसाइडर	रिपोर्ट किए गए शेयर	रिपोर्ट की गई कीमत	समायोजित शेयर	समायोजित कीमत	मूल लागत	दिन अधिकतम	मूल्य अधिकतम	अधिकतम लाभ ($)	अधिकतम रिटर्न (%)
इस इनसाइडर और प्रतिभूति संयोजन के लिए कोई ज्ञात अनियोजित खुले बाज़ार व्यापार नहीं हैं

RGDXQ / Response Genetics, Inc Insider Trades

इनसाइडर बिक्री RGDXQ / Response Genetics, Inc - अल्पकालिक हानि विश्लेषण

व्यापार की तिथि	टिकर	इनसाइडर	रिपोर्ट किए गए शेयर	रिपोर्ट की गई कीमत	समायोजित शेयर	समायोजित कीमत	मूल लागत	दिन न्यूनतम	मूल्य न्यूनतम	अधिकतम हानि बचाया ($)	अधिकतम हानि बचाया (%)
2012-05-16	RGDX	Northern Right Capital Management, L.P.	100,000	1.6000	100,000	1.6000	160,000	90
2012-03-07	RGDX	Northern Right Capital Management, L.P.	100,000	1.9500	100,000	1.9500	195,000

इनसाइडर खरीदारी SPDC / Speed Commerce, Inc. - अल्पकालिक लाभ विश्लेषण

व्यापार की तिथि	टिकर	इनसाइडर	रिपोर्ट किए गए शेयर	रिपोर्ट की गई कीमत	समायोजित शेयर	समायोजित कीमत	मूल लागत	दिन अधिकतम
2012-10-31	NAVR	Northern Right Capital Management, L.P.	11,268	1.6498	11,268	1.6498	18,590	730
2012-10-31	NAVR	Northern Right Capital Management, L.P.	1,517	1.6498	1,517	1.6498	2,503
2012-10-31	NAVR	Northern Right Capital Management, L.P.	21,215	1.6498	21,215	1.6498	35,001
2012-09-28	NAVR	Northern Right Capital Management, L.P.	24,065	1.5460	24,065	1.5460	37,204
2012-09-28	NAVR	Northern Right Capital Management, L.P.	3,235	1.5460	3,235	1.5460	5,001
2011-12-07	NAVR	Northern Right Capital Management, L.P.	9,051	1.6600	9,051	1.6600	15,025
2011-12-07	NAVR	Northern Right Capital Management, L.P.	1,349	1.6600	1,349	1.6600	2,239
2011-12-06	NAVR	Northern Right Capital Management, L.P.	19,493	1.6500	19,493	1.6500	32,163
2011-12-06	NAVR	Northern Right Capital Management, L.P.	2,907	1.6500	2,907	1.6500	4,797
2011-12-05	NAVR	Northern Right Capital Management, L.P.	3,568	1.6400	3,568	1.6400	5,852
2011-12-05	NAVR	Northern Right Capital Management, L.P.	532	1.6400	532	1.6400	872
2011-12-02	NAVR	Northern Right Capital Management, L.P.	32,894	1.6300	32,894	1.6300	53,617
2011-12-02	NAVR	Northern Right Capital Management, L.P.	4,906	1.6300	4,906	1.6300	7,997
2011-11-03	NAVR	Northern Right Capital Management, L.P.	24,206	1.5400	24,206	1.5400	37,277
2011-11-03	NAVR	Northern Right Capital Management, L.P.	3,594	1.5400	3,594	1.5400	5,535
2011-11-02	NAVR	Northern Right Capital Management, L.P.	324,118	1.5500	324,118	1.5500	502,383
2011-11-02	NAVR	Northern Right Capital Management, L.P.	8,707	1.5000	8,707	1.5000	13,060
2011-11-02	NAVR	Northern Right Capital Management, L.P.	48,132	1.5500	48,132	1.5500	74,605
2011-11-02	NAVR	Northern Right Capital Management, L.P.	1,293	1.5000	1,293	1.5000	1,940
2011-11-02	NAVR	Northern Right Capital Management, L.P.	20,750	1.5500	20,750	1.5500	32,162
2011-11-01	NAVR	Northern Right Capital Management, L.P.	50,103	1.4819	50,103	1.4819	74,248
2011-11-01	NAVR	Northern Right Capital Management, L.P.	8,241	1.4819	8,241	1.4819	12,212
2011-11-01	NAVR	Northern Right Capital Management, L.P.	23,056	1.4819	23,056	1.4819	34,167
2011-08-08	NAVR	Northern Right Capital Management, L.P.	19,620	1.7700	19,620	1.7700	34,727
2011-08-08	NAVR	Northern Right Capital Management, L.P.	2,880	1.7700	2,880	1.7700	5,098
2011-08-05	NAVR	Northern Right Capital Management, L.P.	27,556	1.8400	27,556	1.8400	50,703
2011-08-05	NAVR	Northern Right Capital Management, L.P.	4,044	1.8400	4,044	1.8400	7,441
2011-08-04	NAVR	Northern Right Capital Management, L.P.	51,100	1.9000	51,100	1.9000	97,090
2011-08-04	NAVR	Northern Right Capital Management, L.P.	7,500	1.9000	7,500	1.9000	14,250
2011-08-03	NAVR	Northern Right Capital Management, L.P.	38,194	1.8900	38,194	1.8900	72,187
2011-08-03	NAVR	Northern Right Capital Management, L.P.	5,606	1.8900	5,606	1.8900	10,595
2011-08-02	NAVR	Northern Right Capital Management, L.P.	36,973	1.9800	36,973	1.9800	73,207
2011-08-02	NAVR	Northern Right Capital Management, L.P.	5,427	1.9800	5,427	1.9800	10,745
2011-07-29	NAVR	Northern Right Capital Management, L.P.	8,198	1.9100	8,198	1.9100	15,658
2011-07-29	NAVR	Northern Right Capital Management, L.P.	1,202	1.9100	1,202	1.9100	2,296
2011-07-28	NAVR	Northern Right Capital Management, L.P.	137,880	1.9400	137,880	1.9400	267,487
2011-07-28	NAVR	Northern Right Capital Management, L.P.	20,220	1.9400	20,220	1.9400	39,227
2011-07-27	NAVR	Northern Right Capital Management, L.P.	43,605	1.9400	43,605	1.9400	84,594
2011-07-27	NAVR	Northern Right Capital Management, L.P.	6,395	1.9400	6,395	1.9400	12,406
2011-07-26	NAVR	Northern Right Capital Management, L.P.	4,623	1.9500	4,623	1.9500	9,015
2011-07-26	NAVR	Northern Right Capital Management, L.P.	677	1.9500	677	1.9500	1,320
2011-07-12	NAVR	Northern Right Capital Management, L.P.	7,700	1.9100	7,700	1.9100	14,707
2011-07-11	NAVR	Northern Right Capital Management, L.P.	12,000	1.9100	12,000	1.9100	22,920
2011-06-17	NAVR	Northern Right Capital Management, L.P.	53,000	1.7700	53,000	1.7700	93,810
2011-06-17	NAVR	Northern Right Capital Management, L.P.	138,926	1.7900	138,926	1.7900	248,678
2011-06-17	NAVR	Northern Right Capital Management, L.P.	53,000	1.7700	53,000	1.7700	93,810
2011-06-17	NAVR	Northern Right Capital Management, L.P.	20,374	1.7900	20,374	1.7900	36,469
2011-06-17	NAVR	Northern Right Capital Management, L.P.	44,000	1.7700	44,000	1.7700	77,880

SPDC / Speed Commerce, Inc. Insider Trades

इनसाइडर बिक्री SPDC / Speed Commerce, Inc. - अल्पकालिक हानि विश्लेषण

व्यापार की तिथि	टिकर	इनसाइडर	रिपोर्ट किए गए शेयर	रिपोर्ट की गई कीमत	समायोजित शेयर	समायोजित कीमत	मूल लागत	दिन न्यूनतम	मूल्य न्यूनतम	अधिकतम हानि बचाया ($)	अधिकतम हानि बचाया (%)
इस इनसाइडर और प्रतिभूति संयोजन के लिए कोई ज्ञात अनियोजित खुले बाज़ार व्यापार नहीं हैं

इनसाइडर व्यापार इतिहास

यह तालिका सिक्योरिटीज एक्सचेंज कमीशन (SEC) को बताए अनुसार Matthew A Drapkin द्वारा किए गए इनसाइडर व्यापारों की पूरी सूची दिखाती है।

फ़ाइल तिथि	ट्रांजेक्शन तिथि	फॉर्म	टिकर	प्रतिभूति	कोड	10b5-1	शेयर	शेष शेयर	प्रतिशत परिवर्तन	शेयर कीमत	ट्रांजेक्शन वैल्यू	शेष मूल्य
2025-01-07	2025-01-03	4	GEG	Great Elm Group, Inc. Common Stock	A - Award		35,714	728,749	5.15
2025-01-07	2025-01-03	4	GEG	Great Elm Group, Inc. Common Stock	A - Award		35,714	728,749	5.15
2025-01-07	2025-01-03	4	GEG	Great Elm Group, Inc. Common Stock	A - Award		82,418	693,035	13.50
2024-09-17	2024-09-16	4	GECC	Great Elm Capital Corp. Common Stock	P - Purchase		9,600	75,716	14.52	9.92	95,236	751,133
2024-08-21	2024-08-21	4	GECC	Great Elm Capital Corp. Common Stock	P - Purchase		1,310	66,116	2.02	10.12	13,257	669,094
2024-08-21	2024-08-20	4	GECC	Great Elm Capital Corp. Common Stock	P - Purchase		3,189	64,806	5.18	10.01	31,922	648,708
2024-05-23	2024-05-23	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		5,015	1,963,690	0.26	1.75	8,794	3,443,527
2024-05-23	2024-05-22	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		20,001	1,958,675	1.03	1.76	35,268	3,453,732
2024-05-23	2024-05-21	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		24,984	1,938,674	1.31	1.77	44,264	3,434,749
2024-01-04	2024-01-03	4	GEG	Great Elm Group, Inc. Common Stock	A - Award		34,759	574,903	6.44
2024-01-04	2024-01-03	4	GEG	Great Elm Group, Inc. Common Stock	A - Award		34,759	574,903	6.44
2024-01-04	2024-01-03	4	GEG	Great Elm Group, Inc. Common Stock	A - Award		80,214	540,144	17.44
2023-11-15	2023-11-15	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		3,506	1,913,690	0.18	1.99	6,975	3,807,095
2023-11-15	2023-11-15	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		19,878	2,279,478	0.88	1.99	39,545	4,534,794
2023-11-15	2023-11-14	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		27,851	1,910,184	1.48	1.99	55,371	3,797,637
2023-11-15	2023-11-14	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		157,711	2,259,600	7.50	1.99	313,545	4,492,311
2023-11-15	2023-11-13	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		2,132	1,882,333	0.11	1.95	4,151	3,665,091
2023-11-15	2023-11-13	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		12,306	2,101,889	0.59	1.95	23,961	4,092,588
2023-06-06	2023-06-06	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		423	1,880,201	0.02	2.10	888	3,948,422
2023-06-06	2023-06-06	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		2,547	2,089,583	0.12	2.10	5,349	4,388,124
2023-06-06	2023-06-05	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		1,259	1,879,778	0.07	2.08	2,617	3,906,743
2023-06-06	2023-06-05	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		7,591	2,087,036	0.37	2.08	15,776	4,337,487
2023-06-06	2023-06-02	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		427	1,878,519	0.02	2.10	898	3,951,277
2023-06-06	2023-06-02	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		2,578	2,079,445	0.12	2.10	5,423	4,373,905
2023-05-31	2023-05-31	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		666	1,878,092	0.04	2.06	1,370	3,864,738
2023-05-31	2023-05-31	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		4,012	2,076,867	0.19	2.06	8,256	4,273,777
2023-05-31	2023-05-26	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		639	1,877,426	0.03	2.05	1,310	3,848,536
2023-05-31	2023-05-26	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		3,852	2,072,855	0.19	2.05	7,896	4,249,145
2023-05-22	2023-05-22	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		372	1,876,787	0.02	2.06	766	3,866,181
2023-05-22	2023-05-22	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		2,240	2,069,003	0.11	2.06	4,614	4,262,146
2023-05-22	2023-05-19	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		34,711	1,876,415	1.88	2.00	69,484	3,756,208
2023-05-22	2023-05-19	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		209,280	2,066,763	11.27	2.00	418,937	4,137,246
2023-05-22	2023-05-18	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		7,113	1,841,704	0.39	1.97	14,013	3,628,157
2023-05-22	2023-05-18	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		42,887	1,857,483	2.36	1.97	84,487	3,659,242
2023-04-05	2023-04-03	4	GEG	Great Elm Group, Inc. Common Stock	J - Other		21,763	425,171	5.39
2023-03-20	2023-03-16	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		3,266	1,834,591	0.18	2.37	7,738	4,346,880
2023-03-20	2023-03-16	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		20,364	1,814,596	1.13	2.37	48,250	4,299,504
2023-03-13	2023-03-10	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		2,379	1,831,325	0.13	2.24	5,322	4,096,491
2023-03-13	2023-03-10	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		14,437	1,794,232	0.81	2.24	32,294	4,013,518
2023-03-13	2023-03-09	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		4,049	1,828,946	0.22	2.31	9,356	4,226,146
2023-03-13	2023-03-09	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		24,564	1,779,795	1.40	2.31	56,760	4,112,572
2023-02-24	2023-02-24	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		1,876	1,824,897	0.10	2.14	4,017	3,907,104
2023-02-24	2023-02-24	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		2,795	152,315	1.87	2.14	5,984	326,106
2023-02-24	2023-02-24	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		8,605	1,602,916	0.54	2.14	18,423	3,431,843
2023-02-24	2023-02-22	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		2,134	1,823,021	0.12	2.15	4,588	3,919,313
2023-02-24	2023-02-22	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		3,172	149,520	2.17	2.15	6,819	321,453
2023-02-24	2023-02-22	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		9,756	1,594,311	0.62	2.15	20,974	3,427,609
2023-01-09	2023-01-05	4	GEG	Great Elm Group, Inc. Common Stock	A - Award		97,285	403,408	31.78
2023-01-09	2023-01-05	4	GEG	Great Elm Group, Inc. Common Stock	A - Award		29,412	306,123	10.63
2022-11-08	2022-11-07	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		170	1,820,887	0.01	1.99	339	3,629,392
2022-11-08	2022-11-07	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		265	146,348	0.18	1.99	528	291,701
2022-11-08	2022-11-07	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		818	1,584,555	0.05	1.99	1,630	3,158,335
2022-11-08	2022-11-04	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		756	1,820,717	0.04	2.00	1,509	3,634,515
2022-11-08	2022-11-04	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		1,181	146,083	0.82	2.00	2,358	291,611
2022-11-08	2022-11-04	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		3,642	1,583,737	0.23	2.00	7,270	3,161,456
2022-10-28	2022-10-28	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		613	1,819,961	0.03	2.00	1,224	3,633,370
2022-10-28	2022-10-28	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		951	144,902	0.66	2.00	1,899	289,282
2022-10-28	2022-10-28	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		2,904	1,580,095	0.18	2.00	5,798	3,154,502
2022-10-28	2022-10-27	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		539	1,819,348	0.03	1.99	1,072	3,619,229
2022-10-28	2022-10-27	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		843	143,951	0.59	1.99	1,677	286,362
2022-10-28	2022-10-27	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		2,582	1,577,191	0.16	1.99	5,136	3,137,506
2022-10-28	2022-10-26	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		431	1,818,809	0.02	1.99	859	3,626,341
2022-10-28	2022-10-26	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		675	143,108	0.47	1.99	1,346	285,329
2022-10-28	2022-10-26	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		2,062	1,574,609	0.13	1.99	4,111	3,139,455
2022-10-25	2022-10-21	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		710	1,818,378	0.04	2.00	1,420	3,636,574
2022-10-25	2022-10-21	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		1,130	142,433	0.80	2.00	2,260	284,852
2022-10-25	2022-10-21	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		3,484	1,572,547	0.22	2.00	6,968	3,144,937
2022-10-20	2022-10-18	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		2,870	1,817,668	0.16	2.00	5,736	3,632,791
2022-10-20	2022-10-18	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		4,584	141,303	3.35	2.00	9,162	282,408
2022-10-20	2022-10-18	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		14,039	1,569,063	0.90	2.00	28,058	3,135,929
2022-10-14	2022-10-14	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		687	1,814,798	0.04	2.00	1,373	3,627,963
2022-10-14	2022-10-14	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		1,114	136,719	0.82	2.00	2,227	273,315
2022-10-14	2022-10-14	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		3,477	1,555,024	0.22	2.00	6,951	3,108,648
2022-10-14	2022-10-13	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		869	1,814,111	0.05	2.00	1,738	3,628,041
2022-10-14	2022-10-13	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		1,397	135,605	1.04	2.00	2,794	271,196
2022-10-14	2022-10-13	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		4,328	1,551,547	0.28	2.00	8,656	3,102,939
2022-10-14	2022-10-12	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		206	1,813,242	0.01	2.00	411	3,619,594
2022-10-14	2022-10-12	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		334	134,208	0.25	2.00	667	267,906
2022-10-14	2022-10-12	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		1,038	1,547,219	0.07	2.00	2,072	3,088,559
2022-10-11	2022-10-11	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		2,292	1,813,036	0.13	2.00	4,580	3,622,990
2022-10-11	2022-10-11	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		897	133,874	0.67	2.00	1,792	267,520
2022-10-11	2022-10-11	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		2,813	1,546,181	0.18	2.00	5,621	3,089,733
2022-10-11	2022-10-10	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		1,890	1,810,744	0.10	2.00	3,780	3,621,488
2022-10-11	2022-10-10	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		354	132,977	0.27	2.00	708	265,954
2022-10-11	2022-10-10	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		1,103	1,543,368	0.07	2.00	2,206	3,086,736
2022-10-11	2022-10-07	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		691	1,808,854	0.04	2.00	1,382	3,617,346
2022-10-11	2022-10-07	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		129	132,623	0.10	2.00	258	265,219
2022-10-11	2022-10-07	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		403	1,542,265	0.03	2.00	806	3,084,222
2022-10-11	2022-10-06	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		1,254	1,808,163	0.07	2.00	2,508	3,616,326
2022-10-11	2022-10-06	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		235	132,494	0.18	2.00	470	264,988
2022-10-11	2022-10-06	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		725	1,541,862	0.05	2.00	1,450	3,083,724
2022-09-28	2022-09-28	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		3,146	1,806,909	0.17	2.00	6,292	3,613,818
2022-09-28	2022-09-28	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		588	132,259	0.45	2.00	1,176	264,518
2022-09-28	2022-09-28	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		1,827	1,541,137	0.12	2.00	3,654	3,082,274
2022-09-28	2022-09-27	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		7,605	1,803,763	0.42	1.99	15,163	3,596,343
2022-09-28	2022-09-27	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		1,415	131,671	1.09	1.99	2,821	262,526
2022-09-28	2022-09-27	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		4,444	1,539,310	0.29	1.99	8,860	3,069,076
2022-09-28	2022-09-26	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		52,146	1,796,158	2.99	1.99	103,656	3,570,403
2022-09-28	2022-09-26	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		9,708	130,256	8.05	1.99	19,298	258,923
2022-09-28	2022-09-26	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		30,455	1,534,866	2.02	1.99	60,538	3,051,007
2022-09-23	2022-09-23	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		4,169	1,744,012	0.24	2.05	8,540	3,572,609
2022-09-23	2022-09-23	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		778	120,548	0.65	2.05	1,594	246,943
2022-09-23	2022-09-23	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		2,428	1,504,411	0.16	2.05	4,974	3,081,786
2022-09-23	2022-09-21	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		3,453	1,739,843	0.20	2.05	7,079	3,566,678
2022-09-23	2022-09-21	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		647	119,770	0.54	2.05	1,326	245,528
2022-09-23	2022-09-21	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		1,988	1,501,983	0.13	2.05	4,075	3,079,065
2022-09-12	2022-09-12	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		3,630	1,736,390	0.21	2.05	7,442	3,559,600
2022-09-12	2022-09-12	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		685	119,123	0.58	2.05	1,404	244,202
2022-09-12	2022-09-12	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		2,050	1,499,995	0.14	2.05	4,202	3,074,990
2022-09-12	2022-09-09	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		4,647	1,732,760	0.27	2.05	9,526	3,552,158
2022-09-12	2022-09-09	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		875	118,438	0.74	2.05	1,794	242,798
2022-09-12	2022-09-09	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		2,631	1,497,945	0.18	2.05	5,394	3,070,787
2022-09-12	2022-09-08	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		2,483	1,728,113	0.14	2.05	5,089	3,541,768
2022-09-12	2022-09-08	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		466	117,563	0.40	2.05	955	240,945
2022-09-12	2022-09-08	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		1,412	1,495,314	0.09	2.05	2,894	3,064,646
2022-09-06	2022-09-06	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		709	1,725,630	0.04	2.05	1,453	3,537,542
2022-09-06	2022-09-06	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		133	117,097	0.11	2.05	273	240,049
2022-09-06	2022-09-06	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		405	1,493,902	0.03	2.05	830	3,062,499
2022-09-06	2022-09-01	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		1,377	1,724,921	0.08	2.05	2,821	3,534,363
2022-09-06	2022-09-01	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		260	116,964	0.22	2.05	533	239,659
2022-09-06	2022-09-01	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		785	1,493,497	0.05	2.05	1,608	3,060,175
2022-08-17	2022-08-17	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		1,149	1,723,544	0.07	2.05	2,355	3,533,265
2022-08-17	2022-08-17	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		218	116,704	0.19	2.05	447	239,243
2022-08-17	2022-08-17	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		660	1,492,712	0.04	2.05	1,353	3,060,060
2022-08-17	2022-08-16	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		9,016	1,722,395	0.53	2.02	18,238	3,484,061
2022-08-17	2022-08-16	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		1,710	116,486	1.49	2.02	3,459	235,628
2022-08-17	2022-08-16	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		5,151	1,492,052	0.35	2.02	10,419	3,018,123
2022-08-17	2022-08-15	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		14,841	1,713,379	0.87	2.02	30,016	3,465,309
2022-08-17	2022-08-15	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		2,813	114,776	2.51	2.02	5,689	232,134
2022-08-17	2022-08-15	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		8,496	1,486,901	0.57	2.02	17,183	3,007,257
2022-08-12	2022-08-12	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		23,337	1,698,538	1.39	2.00	46,742	3,402,002
2022-08-12	2022-08-12	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		4,423	111,963	4.11	2.00	8,859	224,251
2022-08-12	2022-08-12	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		13,360	1,478,405	0.91	2.00	26,759	2,961,097
2022-08-12	2022-08-10	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		2,349	1,675,201	0.14	2.04	4,786	3,413,222
2022-08-12	2022-08-10	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		444	107,540	0.41	2.04	905	219,113
2022-08-12	2022-08-10	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		1,351	1,465,045	0.09	2.04	2,753	2,985,029
2022-08-10	2022-08-09	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		4,966	1,672,852	0.30	2.05	10,170	3,425,834
2022-08-10	2022-08-09	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		937	107,096	0.88	2.05	1,919	219,322
2022-08-10	2022-08-09	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		2,866	1,463,694	0.20	2.05	5,869	2,997,499
2022-08-10	2022-08-08	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		4,098	1,667,886	0.25	2.02	8,264	3,363,292
2022-08-10	2022-08-08	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		773	106,159	0.73	2.02	1,559	214,070
2022-08-10	2022-08-08	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		2,362	1,460,828	0.16	2.02	4,763	2,945,760
2022-07-26	2022-07-26	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		232	1,663,788	0.01	1.98	460	3,299,791
2022-07-26	2022-07-26	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		42	105,386	0.04	1.98	83	209,012
2022-07-26	2022-07-26	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		135	1,458,466	0.01	1.98	268	2,892,576
2022-07-26	2022-07-22	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		14,836	1,663,556	0.90	1.98	29,352	3,291,179
2022-07-26	2022-07-22	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		2,762	105,344	2.69	1.98	5,464	208,413
2022-07-26	2022-07-22	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		8,658	1,458,331	0.60	1.98	17,129	2,885,162
2022-07-20	2022-07-20	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		2,067	1,648,720	0.13	1.98	4,101	3,271,060
2022-07-20	2022-07-20	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		388	102,582	0.38	1.98	770	203,523
2022-07-20	2022-07-20	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		1,203	1,449,673	0.08	1.98	2,387	2,876,151
2022-07-20	2022-07-18	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		1,850	1,646,653	0.11	2.00	3,697	3,290,671
2022-07-20	2022-07-18	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		345	102,194	0.34	2.00	689	204,224
2022-07-20	2022-07-18	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		1,087	1,448,470	0.08	2.00	2,172	2,894,622
2022-06-17	2022-06-15	4	GECC	Great Elm Capital Corp. Common Stock	J - Other		40,000	40,309	12,944.98	12.50	500,000	503,862
2022-06-17	2022-06-15	4	GECC	Great Elm Capital Corp. Common Stock	M - Exercise		20,000	21,308	1,529.05	12.50	250,000	266,350
2022-06-17	2022-06-15	4	GECC	Great Elm Capital Corp. Common Stock	M - Exercise		320,000	369,140	651.20	12.50	4,000,000	4,614,250
2022-06-17	2022-06-15	4	GECC	Great Elm Capital Corp. Common Stock	M - Exercise		160,000	208,932	326.98	12.50	2,000,000	2,611,650
2022-06-17	2022-06-15	4	GECC	Great Elm Capital Corp. Common Stock	M - Exercise		84,000	220,399	61.58	12.50	1,050,000	2,754,988
2022-06-16	2022-06-16	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		12,133	1,644,803	0.74	2.48	30,041	4,072,532
2022-06-16	2022-06-16	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		2,295	101,849	2.31	2.48	5,682	252,178
2022-06-16	2022-06-16	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		7,184	1,447,383	0.50	2.48	17,788	3,583,720
2022-06-16	2022-06-15	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		2,692	1,632,670	0.17	2.44	6,566	3,982,245
2022-06-16	2022-06-15	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		515	99,554	0.52	2.44	1,256	242,822
2022-06-16	2022-06-15	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		1,565	1,440,199	0.11	2.44	3,817	3,512,789
2022-06-16	2022-06-14	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		42,270	1,629,978	2.66	2.42	102,293	3,944,547
2022-06-16	2022-06-14	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		8,097	99,039	8.90	2.42	19,595	239,674
2022-06-16	2022-06-14	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		24,633	1,438,634	1.74	2.42	59,612	3,481,494
2022-06-13	2022-06-09	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		134,626	1,587,860	9.26	2.38	320,410	3,779,107
2022-06-13	2022-06-09	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		25,883	90,972	39.77	2.38	61,602	216,513
2022-06-13	2022-06-09	4	GEG	Great Elm Group, Inc. Common Stock	P - Purchase		77,128	1,414,089	5.77	2.38	183,565	3,365,532
2022-05-27	2022-05-25	4	GECC	Great Elm Capital Corp. Common Stock	P - Purchase		4,793	136,399	3.64	12.41	59,498	1,693,203
2022-05-27	2022-05-25	4	GECC	Great Elm Capital Corp. Common Stock	P - Purchase		1,597	48,932	3.37	12.41	19,825	607,422
2022-05-27	2022-05-25	4	GECC	Great Elm Capital Corp. Common Stock	P - Purchase		946	49,140	1.96	12.41	11,743	610,004
2022-05-10	2022-05-06	4	GEG	Great Elm Group, Inc. Common Stock	A - Award		46,230	276,711	20.06	1.51	69,807	417,834
2022-03-11		3	GECC	Great Elm Capital Corp. Common Stock				47,195
2022-03-11		3	GECC	Great Elm Capital Corp. Common Stock				47,335
2022-03-11		3	GECC	Great Elm Capital Corp. Common Stock				131,606
2022-03-11	2022-03-09	4	GECC	Great Elm Capital Corp. Common Stock	P - Purchase		1,000	48,195	2.12	14.70	14,700	708,466
2022-03-11	2022-03-09	4	GECC	Great Elm Capital Corp. Common Stock	P - Purchase		617	617		14.70	9,070	9,070
2022-03-11	2022-03-09	4	GECC	Great Elm Capital Corp. Common Stock	P - Purchase		1,000	1,617	162.07	14.70	14,700	23,770
2022-01-05	2022-01-03	4	GEG	Great Elm Group, Inc. Common Stock	A - Award		41,262	230,481	21.81
2022-01-05	2022-01-03	4	GEG	Great Elm Group, Inc. Common Stock	A - Award		31,553	189,219	20.01
2021-07-02	2021-07-01	4	GEG	Great Elm Group, Inc. Common Stock	A - Award		17,932	157,666	12.83
2021-07-02	2021-06-30	4	GEG	Great Elm Group, Inc. Common Stock	A - Award		9,444	139,734	7.25
2021-05-20	2021-05-20	4	GEG	Great Elm Group, Inc. Common Stock	A - Award		29,277	2,567,084	1.15	2.32	67,826	5,947,164
2021-05-20	2021-05-19	4	GEG	Great Elm Group, Inc. Common Stock	A - Award		129,938	2,537,807	5.40	2.40	311,643	6,086,676
2021-05-20	2021-05-18	4	GEG	Great Elm Group, Inc. Common Stock	A - Award		5,077	2,407,869	0.21	2.18	11,070	5,250,118
2021-04-02	2021-03-31	4	GEG	Great Elm Group, Inc. Common Stock	A - Award		8,709	130,290	7.16
2021-03-23	2021-03-19	4	GEG	Great Elm Group, Inc. Common Stock	A - Award		19,751	121,581	19.40
2021-03-23	2021-03-19	4	GEG	Great Elm Group, Inc. Common Stock	A - Award		7,706	101,830	8.19
2021-03-04	2021-03-03	4	PRGX	PRGX GLOBAL, INC. Deferred Compensation Plan Stock Units	D - Sale to Issuer		-18,547	0	-100.00	7.71	-142,997
2021-03-04	2021-03-03	4	PRGX	PRGX GLOBAL, INC. Deferred Compensation Plan Stock Units	D - Sale to Issuer		-10,052	0	-100.00	7.71	-77,501
2021-03-04	2021-03-03	4	PRGX	PRGX GLOBAL, INC. Stock Option (right to buy)	D - Sale to Issuer		-13,636	0	-100.00	1.36	-18,545
2021-03-04	2021-03-03	4	PRGX	PRGX GLOBAL, INC. Stock Option (right to buy)	D - Sale to Issuer		-20,417	0	-100.00	2.91	-59,413
2021-03-04	2021-03-03	4	PRGX	PRGX GLOBAL, INC. Stock Option (right to buy)	D - Sale to Issuer		-35,000	0	-100.00	2.91	-101,850
2021-03-04	2021-03-03	4	PRGX	PRGX GLOBAL, INC. Restricted Stock Units subject to deferral election	D - Sale to Issuer		-30,769	0	-100.00
2021-03-04	2021-03-03	4	PRGX	PRGX GLOBAL, INC. Common Stock, no par value	D - Sale to Issuer		-2,028,068	0	-100.00	7.71	-15,636,404
2021-03-04	2021-03-03	4	PRGX	PRGX GLOBAL, INC. Common Stock, no par value	D - Sale to Issuer		-7,480	2,028,068	-0.37	7.71	-57,671	15,636,404
2021-01-06	2021-01-05	4	GEG	Great Elm Group, Inc. Common Stock	A - Award		7,727	94,124	8.94
2020-10-15	2020-09-30	4	GEC	Great Elm Capital Group, Inc. Common Stock	A - Award		9,004	86,397	11.63
2020-07-02	2020-06-30	4	GEC	Great Elm Capital Group, Inc. Common Stock	A - Award		9,120	77,393	13.36
2020-06-19	2020-06-17	4	PRGX	PRGX GLOBAL, INC. Restricted Stock Unit	A - Award		30,769	30,769
2020-02-28	2020-02-26	4	GEC	Great Elm Capital Group, Inc. 5.0% Convertible Senior PIK Note due 2030	P - Purchase					1,000,000.00
2020-02-28	2020-02-26	4	GEC	Great Elm Capital Group, Inc. 5.0% Convertible Senior PIK Note due 2030	P - Purchase					1,500,000.00
2020-02-28	2020-02-26	4	GEC	Great Elm Capital Group, Inc. 5.0% Convertible Senior PIK Note due 2030	P - Purchase					3,250,000.00
2020-02-28	2020-02-26	4	GEC	Great Elm Capital Group, Inc. 5.0% Convertible Senior PIK Note due 2030	P - Purchase					250,000.00
2019-12-12	2019-11-08	4	GEC	Great Elm Capital Group, Inc. Common Stock	A - Award		18,482	68,273	37.12
2019-06-07	2019-06-05	4	PRGX	PRGX GLOBAL, INC. Restricted Stock Unit	A - Award		18,547	18,547
2019-05-13	2019-05-09	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		5,000	2,028,068	0.25	7.48	37,380	15,162,039
2019-03-15	2019-03-15	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		1,300	2,023,068	0.06	8.35	10,855	16,892,618
2019-03-15	2019-03-14	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		2,400	2,021,768	0.12	8.28	19,880	16,747,315
2019-03-15	2019-03-13	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		21,300	2,019,368	1.07	8.44	179,761	17,042,456
2018-11-21	2018-11-19	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		3,450	1,998,068	0.17	8.79	30,340	17,571,410
2018-11-16	2018-11-16	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		6,036	1,994,618	0.30	9.02	54,434	17,987,864
2018-11-16	2018-11-14	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		21,964	1,988,582	1.12	8.91	195,743	17,722,243
2018-11-13	2018-11-09	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		7,000	1,966,618	0.36	9.05	63,326	17,791,206
2018-11-09	2018-11-07	4	GEC	Great Elm Capital Group, Inc. Common Stock	A - Award		19,673	49,791	65.32
2018-11-09	2018-11-07	4	GEC	Great Elm Capital Group, Inc. Common Stock	A - Award		10,887	30,118	56.61
2018-11-08	2018-11-06	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		24,600	1,959,618	1.27	9.17	225,565	17,968,325
2018-09-13	2018-09-12	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		200	1,935,018	0.01	9.30	1,860	17,995,667
2018-09-13	2018-09-11	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		10,000	1,934,818	0.52	9.48	94,823	18,346,525
2018-09-06	2018-09-06	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		5,514	1,924,818	0.29	9.32	51,408	17,945,463
2018-09-06	2018-09-05	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		19,764	1,919,304	1.04	9.26	182,983	17,769,684
2018-08-20	2018-08-20	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		22,065	1,899,540	1.18	9.23	203,686	17,535,034
2018-08-20	2018-08-17	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		1,550	1,877,475	0.08	8.95	13,872	16,803,401
2018-08-20	2018-08-16	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		7,310	1,875,925	0.39	8.95	65,395	16,781,837
2018-06-28	2018-06-26	4	PRGX	PRGX GLOBAL, INC. Restricted Stock Unit	A - Award		10,052	10,052
2018-06-14	2018-06-13	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		22,223	1,868,615	1.20	9.30	206,669	17,377,746
2018-06-01	2018-05-31	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		9,674	1,846,392	0.53	9.64	93,254	17,798,665
2018-06-01	2018-05-30	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		26,092	1,836,718	1.44	9.64	251,636	17,713,676
2018-05-29	2018-05-29	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		10,908	1,810,626	0.61	9.59	104,621	17,366,076
2018-05-29	2018-05-25	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		12,711	1,799,718	0.71	9.59	121,863	17,254,256
2018-05-29	2018-05-24	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		6,894	1,787,007	0.39	9.60	66,173	17,152,944
2018-05-23	2018-05-23	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		8,706	1,780,113	0.49	9.59	83,527	17,078,760
2018-05-23	2018-05-22	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		18,390	1,771,407	1.05	9.50	174,617	16,819,864
2018-05-23	2018-05-21	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		28,199	1,753,017	1.63	9.47	267,005	16,598,617
2017-12-18	2017-12-15	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		35,000	1,724,818	2.07	7.30	255,521	12,592,206
2017-12-14	2017-12-13	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		107,700	1,689,818	6.81	7.36	792,597	12,435,878
2017-12-14	2017-12-12	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		11,900	1,582,118	0.76	7.34	87,363	11,614,961
2017-11-13	2017-11-10	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		25,042	1,570,218	1.62	7.19	180,087	11,292,066
2017-10-05	2017-10-04	4	GEC	Great Elm Capital Group, Inc. Common Stock	P - Purchase		1,266,000	2,402,792	111.37	3.61	4,572,286	8,677,924
2017-08-23	2017-08-23	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		14,232	1,545,176	0.93	6.36	90,528	9,828,710
2017-08-23	2017-08-22	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		13,947	1,530,944	0.92	6.34	88,480	9,712,309
2017-08-23	2017-08-21	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		9,191	1,516,997	0.61	6.35	58,345	9,630,049
2017-06-28	2017-06-26	4	PRGX	PRGX GLOBAL, INC. Nonqualified Stock Options	A - Award		13,636	13,636
2017-06-28	2017-06-26	4	PRGX	PRGX GLOBAL, INC. Common Stock	A - Award		7,480	7,480
2017-05-31	2017-05-30	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		1,004	1,507,806	0.07	6.24	6,270	9,416,248
2017-05-31	2017-05-26	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		25,058	1,506,802	1.69	6.21	155,663	9,360,405
2017-05-25	2017-05-25	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		12,074	1,481,744	0.82	6.23	75,239	9,233,488
2017-05-25	2017-05-24	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		22,941	1,469,670	1.59	6.23	143,028	9,162,805
2017-05-25	2017-05-23	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		3,869	1,446,729	0.27	6.25	24,174	9,039,307
2017-05-22	2017-05-22	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		1,468	1,442,860	0.10	6.25	9,175	9,017,875
2017-05-22	2017-05-19	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		5,481	1,441,392	0.38	6.24	34,217	8,998,322
2017-05-22	2017-05-18	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		21,721	1,435,911	1.54	6.19	134,353	8,881,684
2017-05-19	2017-05-17	4	IVAC	INTEVAC INC Non-Qualified Stock Options	A - Award		13,000	13,000
2017-05-19	2017-05-18	4	GEC	Great Elm Capital Group, Inc. Common Stock	A - Award		19,231	19,231
2017-05-17	2017-05-17	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		17,329	1,414,190	1.24	6.08	105,350	8,597,427
2017-05-17	2017-05-16	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		13,457	1,396,861	0.97	6.09	81,954	8,507,023
2017-05-17	2017-05-15	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		48,820	1,383,404	3.66	6.14	299,618	8,490,227
2017-05-15	2017-05-12	4	GEC	Great Elm Capital Group, Inc. Common Stock	P - Purchase		1,136,792	1,136,792		3.35	3,808,253	3,808,253
2017-03-16	2017-03-16	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		900	1,334,584	0.07	6.30	5,670	8,407,879
2017-03-16	2017-03-15	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		1,385	1,333,684	0.10	6.30	8,726	8,402,209
2017-03-13	2017-03-13	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		24,211	1,332,299	1.85	6.22	150,592	8,286,900
2017-03-13	2017-03-10	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		7,400	1,308,088	0.57	6.30	46,620	8,240,954
2017-03-13	2017-03-09	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		6,123	1,300,688	0.47	6.30	38,575	8,194,334
2017-03-07	2017-03-07	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		5,400	1,294,565	0.42	6.40	34,560	8,285,216
2017-03-07	2017-03-03	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		5,800	1,289,165	0.45	6.25	36,250	8,057,281
2016-11-14	2016-11-14	4	PRGX	PRGX GLOBAL, INC. Common Stock	P - Purchase		200,000	1,283,365	18.46	5.00	1,000,000	6,416,825
2016-11-14	2016-11-10	4	PRGX	PRGX GLOBAL, INC. Stock Options	A - Award		20,417	55,417	58.33
2016-11-14	2016-11-10	4	PRGX	PRGX GLOBAL, INC. Stock Options	A - Award		35,000	35,000
2016-11-14		3	PRGX	PRGX GLOBAL, INC. Common Stock				2,166,730
2016-11-14		3	PRGX	PRGX GLOBAL, INC. Common Stock				2,166,730
2016-08-23	2016-08-19	4	MESG	XURA, INC. Common Stock	D - Sale to Issuer		-478,136	0	-100.00	25.00	-11,953,400
2016-08-23	2016-08-19	4	MESG	XURA, INC. Common Stock	D - Sale to Issuer		-189,414	0	-100.00	25.00	-4,735,350
2016-08-23	2016-08-19	4	MESG	XURA, INC. Common Stock	D - Sale to Issuer		-282,738	0	-100.00	25.00	-7,068,450
2016-08-23	2016-08-19	4	MESG	XURA, INC. Common Stock	D - Sale to Issuer		-292,128	0	-100.00	25.00	-7,303,200
2016-08-23	2016-08-19	4	MESG	XURA, INC. Common Stock	D - Sale to Issuer		-205,027	0	-100.00	25.00	-5,125,675
2016-08-23	2016-08-19	4	MESG	XURA, INC. Common Stock	D - Sale to Issuer		-11,679	0	-100.00	25.00	-291,975
2016-08-09	2016-08-09	4	IVAC	INTEVAC INC Common Stock	P - Purchase		91,416	993,621	10.13	6.13	560,380	6,090,897
2016-08-09	2016-08-08	4	IVAC	INTEVAC INC Common Stock	P - Purchase		63,131	902,205	7.52	6.09	384,468	5,494,428
2016-08-09	2016-08-05	4	IVAC	INTEVAC INC Common Stock	P - Purchase		20,453	839,074	2.50	5.89	120,468	4,942,146
2016-06-10	2016-06-10	4	IVAC	INTEVAC INC Common Stock	P - Purchase		9,420	818,621	1.16	5.62	52,940	4,600,650
2016-06-10	2016-06-08	4	IVAC	INTEVAC INC Common Stock	P - Purchase		29,400	809,201	3.77	5.24	154,056	4,240,213
2016-06-02	2016-06-01	4	FSYS	Fuel Systems Solutions, Inc. Common Stock	D - Sale to Issuer		-6,054	0	-100.00
2016-06-02	2016-06-01	4	FSYS	Fuel Systems Solutions, Inc. Common Stock	D - Sale to Issuer		-368,646	0	-100.00
2016-06-02	2016-06-01	4	FSYS	Fuel Systems Solutions, Inc. Common Stock	D - Sale to Issuer		-886,752	0	-100.00
2016-06-02	2016-06-01	4	FSYS	Fuel Systems Solutions, Inc. Common Stock	D - Sale to Issuer		-639,167	0	-100.00
2016-05-23	2016-05-19	4	IVAC	INTEVAC INC Non-Qualified Stock Options	A - Award		13,000	58,000	28.89
2016-03-17	2016-03-15	4	MESG	XURA, INC. Common Stock	A - Award		1,552	11,679	15.33
2015-11-13	2015-11-12	4	IVAC	INTEVAC INC Common Stock	S - Sale		-354,566	0	-100.00	4.98	-1,765,739
2015-11-13	2015-11-12	4	IVAC	INTEVAC INC Common Stock	S - Sale		-1,128,605	0	-100.00	4.98	-5,620,453
2015-11-04	2015-11-02	4	FSYS	Fuel Systems Solutions, Inc. Common Stock	J - Other		20,228	639,167	3.27
2015-11-04	2015-11-02	4	FSYS	Fuel Systems Solutions, Inc. Common Stock	J - Other		-750,497	618,939	-54.80
2015-11-04	2015-11-02	4	FSYS	Fuel Systems Solutions, Inc. Common Stock	J - Other		-20,228	0	-100.00
2015-11-04	2015-11-02	4	FSYS	Fuel Systems Solutions, Inc. Common Stock	J - Other		-136,255	20,228	-87.07
2015-11-04	2015-11-02	4	IVAC	INTEVAC INC Common Stock	J - Other		33,142	779,801	4.44
2015-11-04	2015-11-02	4	IVAC	INTEVAC INC Common Stock	J - Other		-905,363	746,659	-54.80
2015-11-04	2015-11-02	4	IVAC	INTEVAC INC Common Stock	J - Other		-33,142	0	-100.00
2015-11-04	2015-11-02	4	IVAC	INTEVAC INC Common Stock	J - Other		-223,242	33,142	-87.07
2015-11-04	2015-11-02	4	MESG	XURA, INC. Common Stock	J - Other		239,051	292,128	450.39
2015-11-04	2015-11-02	4	MESG	XURA, INC. Common Stock	J - Other		53,077	53,077
2015-11-04	2015-11-02	4	MESG	XURA, INC. Common Stock	J - Other		7,880	205,027	4.00
2015-11-04	2015-11-02	4	MESG	XURA, INC. Common Stock	J - Other		-239,051	197,147	-54.80
2015-11-04	2015-11-02	4	MESG	XURA, INC. Common Stock	J - Other		-7,880	0	-100.00
2015-11-04	2015-11-02	4	MESG	XURA, INC. Common Stock	J - Other		-53,077	7,880	-87.07
2015-10-21	2015-10-19	4	SDOI	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	S - Sale		-723,488	85,714	-89.41	1.20	-868,186	102,857
2015-10-21	2015-10-19	4	SDOI	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	S - Sale		-5,542,512	656,630	-89.41	1.20	-6,651,014	787,956
2015-09-01		3	FSYS	Fuel Systems Solutions, Inc. Common Stock				3,270,055
2015-09-01		3	FSYS	Fuel Systems Solutions, Inc. Common Stock				2,057,102
2015-09-01		3	FSYS	Fuel Systems Solutions, Inc. Common Stock				2,269,265
2015-09-01		3	FSYS	Fuel Systems Solutions, Inc. Common Stock				1,906,673
2015-09-01		3	FSYS	Fuel Systems Solutions, Inc. Common Stock				3,270,055
2015-09-01		3	FSYS	Fuel Systems Solutions, Inc. Common Stock				2,057,102
2015-09-01		3	FSYS	Fuel Systems Solutions, Inc. Common Stock				2,269,265
2015-09-01		3	FSYS	Fuel Systems Solutions, Inc. Common Stock				1,906,673
2015-09-01		3	FSYS	Fuel Systems Solutions, Inc. Common Stock				3,270,055
2015-09-01		3	FSYS	Fuel Systems Solutions, Inc. Common Stock				2,057,102
2015-09-01		3	FSYS	Fuel Systems Solutions, Inc. Common Stock				2,269,265
2015-09-01		3	FSYS	Fuel Systems Solutions, Inc. Common Stock				1,906,673
2015-09-01		3	FSYS	Fuel Systems Solutions, Inc. Common Stock				3,270,055
2015-09-01		3	FSYS	Fuel Systems Solutions, Inc. Common Stock				2,057,102
2015-09-01		3	FSYS	Fuel Systems Solutions, Inc. Common Stock				2,269,265
2015-09-01		3	FSYS	Fuel Systems Solutions, Inc. Common Stock				1,906,673
2015-09-01		3	FSYS	Fuel Systems Solutions, Inc. Common Stock				3,270,055
2015-09-01		3	FSYS	Fuel Systems Solutions, Inc. Common Stock				2,057,102
2015-09-01		3	FSYS	Fuel Systems Solutions, Inc. Common Stock				2,269,265
2015-09-01		3	FSYS	Fuel Systems Solutions, Inc. Common Stock				1,906,673
2015-09-01		3	FSYS	Fuel Systems Solutions, Inc. Common Stock				3,270,055
2015-09-01		3	FSYS	Fuel Systems Solutions, Inc. Common Stock				2,057,102
2015-09-01		3	FSYS	Fuel Systems Solutions, Inc. Common Stock				2,269,265
2015-09-01		3	FSYS	Fuel Systems Solutions, Inc. Common Stock				1,906,673
2015-08-13	2015-08-12	4	EMKR	EMCORE CORP Common Stock	S - Sale		-24,818	598,083	-3.98	7.32	-181,668	4,377,968
2015-08-13	2015-08-12	4	EMKR	EMCORE CORP Common Stock	S - Sale		-8,790	211,837	-3.98	7.32	-64,343	1,550,647
2015-08-13	2015-08-12	4	EMKR	EMCORE CORP Common Stock	S - Sale		-62,392	1,503,574	-3.98	7.32	-456,709	11,006,162
2015-08-13	2015-08-11	4	EMKR	EMCORE CORP Common Stock	S - Sale		-5,558	622,901	-0.88	7.33	-40,740	4,565,864
2015-08-13	2015-08-11	4	EMKR	EMCORE CORP Common Stock	S - Sale		-1,969	220,627	-0.88	7.33	-14,433	1,617,196
2015-08-13	2015-08-11	4	EMKR	EMCORE CORP Common Stock	S - Sale		-13,973	1,565,966	-0.88	7.33	-102,422	11,478,531
2015-08-13	2015-08-10	4	EMKR	EMCORE CORP Common Stock	S - Sale		-68,620	628,459	-9.84	7.40	-507,788	4,650,597
2015-08-13	2015-08-10	4	EMKR	EMCORE CORP Common Stock	S - Sale		-24,302	222,596	-9.84	7.40	-179,835	1,647,210
2015-08-13	2015-08-10	4	EMKR	EMCORE CORP Common Stock	S - Sale		-172,512	1,579,939	-9.84	7.40	-1,276,589	11,691,549
2015-06-29	2015-06-26	4	CNSI	Comverse, Inc. Common Stock	A - Award		6,528	10,127	181.38	20.68	134,999	209,426
2015-06-29	2015-06-25	4	CNSI	Comverse, Inc. Common Stock	F - Taxes		-1,617	3,599	-31.00	21.12	-34,151	76,011
2015-06-25	2015-06-23	4	SDOI	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Call Option (right to buy)	A - Award		10,000	91,021	12.34
2015-06-25	2015-06-23	4	SDOI	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	A - Award		2,500	167,889	1.51
2015-06-25	2013-11-22	4	SDOI	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Call Option (right to buy)	A - Award		25,000	81,021	44.63
2015-06-23	2015-06-22	4	EMKR	EMCORE CORP Common Stock	S - Sale		-129,345	697,079	-15.65	6.55	-847,210	4,565,867
2015-06-23	2015-06-22	4	EMKR	EMCORE CORP Common Stock	S - Sale		-45,844	246,898	-15.66	6.55	-300,278	1,617,182
2015-06-23	2015-06-22	4	EMKR	EMCORE CORP Common Stock	S - Sale		-325,398	1,752,451	-15.66	6.55	-2,131,357	11,478,554
2015-06-08	2015-06-04	4	IVAC	INTEVAC INC Non-Qualified Stock Option	A - Award		13,000	2,275,972	0.57
2014-10-15	2014-10-13	4	IVAC	INTEVAC INC Common Stock	P - Purchase	X	1,659	2,262,972	0.07	6.91	11,464	15,637,137
2014-10-15	2014-10-10	4	IVAC	INTEVAC INC Common Stock	P - Purchase	X	18,821	2,261,313	0.84	6.88	129,488	15,557,833
2014-10-09	2014-10-09	4	IVAC	INTEVAC INC Common Stock	P - Purchase	X	17,835	2,242,492	0.80	6.80	121,278	15,248,946
2014-10-09	2014-10-08	4	IVAC	INTEVAC INC Common Stock	P - Purchase	X	15,701	2,224,657	0.71	6.78	106,453	15,083,174
2014-10-09	2014-10-07	4	IVAC	INTEVAC INC Common Stock	P - Purchase	X	9,738	2,208,956	0.44	6.97	67,874	15,396,423
2014-10-06	2014-10-06	4	IVAC	INTEVAC INC Common Stock	P - Purchase	X	21,200	2,199,218	0.97	6.96	147,552	15,306,557
2014-10-06	2014-10-03	4	IVAC	INTEVAC INC Common Stock	P - Purchase	X	14,903	2,178,018	0.69	6.84	101,937	14,897,643
2014-10-06	2014-10-02	4	IVAC	INTEVAC INC Common Stock	P - Purchase	X	20,762	2,163,115	0.97	6.77	140,559	14,644,289
2014-09-09	2014-09-05	4	IVAC	INTEVAC INC Common Stock	P - Purchase		16,714	2,142,353	0.79	6.95	116,162	14,889,353
2014-09-02	2014-08-28	4	IVAC	INTEVAC INC Common Stock	P - Purchase		24,582	2,125,639	1.17	7.07	173,795	15,028,268
2014-08-22	2014-08-22	4	IVAC	INTEVAC INC Common Stock	P - Purchase		4,261	2,101,057	0.20	7.00	29,827	14,707,399
2014-08-22	2014-08-21	4	IVAC	INTEVAC INC Common Stock	P - Purchase		52,847	2,096,796	2.59	6.85	362,002	14,363,053
2014-08-22	2014-08-20	4	IVAC	INTEVAC INC Common Stock	P - Purchase		37,301	2,043,949	1.86	6.90	257,377	14,103,248
2014-08-18	2014-08-15	4	IVAC	INTEVAC INC Common Stock	P - Purchase		73,519	2,006,648	3.80	6.65	488,901	13,344,209
2014-08-18	2014-08-14	4	IVAC	INTEVAC INC Common Stock	P - Purchase		50,634	1,933,129	2.69	6.68	338,235	12,913,302
2014-08-11	2014-08-07	4	IVAC	INTEVAC INC Common Stock	P - Purchase		23,087	1,882,495	1.24	6.50	150,066	12,236,218
2014-08-04	2014-08-04	4	IVAC	INTEVAC INC Common Stock	P - Purchase		95,644	1,859,408	5.42	6.37	609,252	11,844,429
2014-08-04	2014-08-01	4	IVAC	INTEVAC INC Common Stock	P - Purchase		18,438	1,763,764	1.06	6.30	116,159	11,111,713
2014-08-04	2014-08-01	4	IVAC	INTEVAC INC Common Stock	P - Purchase		300,000	1,745,326	20.76	6.34	1,902,000	11,065,367
2014-08-04	2014-07-31	4	IVAC	INTEVAC INC Common Stock	P - Purchase	X	40,290	1,445,326	2.87	6.33	255,036	9,148,914
2014-08-04	2014-07-31	4	IVAC	INTEVAC INC Common Stock	P - Purchase	X	32,556	1,405,036	2.37	6.32	205,754	8,879,828
2014-07-30	2014-07-30	4	IVAC	INTEVAC INC Common Stock	P - Purchase	X	33,018	1,372,480	2.47	6.30	208,013	8,646,624
2014-07-30	2014-07-29	4	IVAC	INTEVAC INC Common Stock	P - Purchase	X	23,147	1,339,462	1.76	6.44	149,067	8,626,135
2014-07-30	2014-07-28	4	IVAC	INTEVAC INC Common Stock	P - Purchase	X	32,337	1,316,315	2.52	6.75	218,275	8,885,126
2014-07-11	2014-07-10	4	IVAC	INTEVAC INC Common Stock	P - Purchase	X	32,358	1,283,978	2.59	7.00	226,506	8,987,846
2014-07-11	2014-07-09	4	IVAC	INTEVAC INC Common Stock	P - Purchase	X	50,000	1,251,620	4.16	7.00	350,000	8,761,340
2014-06-27	2014-06-25	4	CNSI	Comverse, Inc. Common Stock	A - Award		5,216	5,216
2014-06-12	2014-06-12	4	CNSI	Comverse, Inc. Common Stock	P - Purchase		2,700	1,447,443	0.19	23.40	63,185	33,872,916
2014-06-12	2014-06-12	4	CNSI	Comverse, Inc. Common Stock	P - Purchase		14,737	1,444,743	1.03	23.59	347,628	34,079,754
2014-06-12	2014-06-11	4	CNSI	Comverse, Inc. Common Stock	P - Purchase		900	1,430,006	0.06	23.51	21,156	33,615,008
2014-06-12	2014-06-11	4	CNSI	Comverse, Inc. Common Stock	P - Purchase		30,000	1,429,106	2.14	23.57	707,166	33,687,172
2014-06-12	2014-06-11	4	CNSI	Comverse, Inc. Common Stock	P - Purchase		49,608	1,399,106	3.68	23.68	1,174,851	33,134,608
2014-06-02	2014-05-29	4	IVAC	INTEVAC INC Restricted Stock Units	A - Award		7,000	7,000
2014-06-02	2014-05-29	4	IVAC	INTEVAC INC Non-Qualified Stock Option (Right to Buy)	A - Award		14,000	14,000
2014-05-16	2014-05-16	4	IVAC	INTEVAC INC Common Stock	P - Purchase		10,054	1,201,620	0.84	7.03	70,659	8,444,865
2014-05-16	2014-05-14	4	IVAC	INTEVAC INC Common Stock	P - Purchase		1,400	1,191,566	0.12	6.98	9,774	8,318,799
2014-05-13	2014-05-13	4	IVAC	INTEVAC INC Common Stock	P - Purchase		26,901	1,190,166	2.31	6.86	184,460	8,160,968
2014-05-13	2014-05-12	4	IVAC	INTEVAC INC Common Stock	P - Purchase		59,200	1,163,265	5.36	6.81	403,430	7,927,302
2014-05-13	2014-05-09	4	IVAC	INTEVAC INC Common Stock	P - Purchase		21,700	1,104,065	2.00	6.76	146,729	7,465,356
2014-03-13		3	CNSI	Comverse, Inc. Common Stock				2,698,996
2014-03-13		3	CNSI	Comverse, Inc. Common Stock				2,698,996
2014-03-10	2014-03-10	4	PXLW	PIXELWORKS, INC Common Stock	S - Sale	X	-90,944	0	-100.00	6.81	-619,447
2014-03-10	2014-03-10	4	PXLW	PIXELWORKS, INC Common Stock	S - Sale	X	-26,026	0	-100.00	6.81	-177,271
2014-03-10	2014-03-10	4	PXLW	PIXELWORKS, INC Common Stock	S - Sale	X	-175,852	0	-100.00	6.81	-1,197,781
2014-03-10	2014-03-07	4	PXLW	PIXELWORKS, INC Common Stock	D - Sale to Issuer		-8,000	13,933	-36.47
2014-03-10	2014-03-07	4	PXLW	PIXELWORKS, INC Common Stock	S - Sale	X	-199,627	90,944	-68.70	7.43	-1,484,167	676,141
2014-03-10	2014-03-07	4	PXLW	PIXELWORKS, INC Common Stock	S - Sale	X	-57,127	26,026	-68.70	7.43	-424,722	193,496
2014-03-10	2014-03-07	4	PXLW	PIXELWORKS, INC Common Stock	S - Sale	X	-386,007	175,852	-68.70	7.43	-2,869,846	1,307,407
2014-03-10	2014-03-07	4	PXLW	PIXELWORKS, INC Common Stock	S - Sale	X	-388,267	290,571	-57.20	7.92	-3,076,006	2,302,020
2014-03-10	2014-03-07	4	PXLW	PIXELWORKS, INC Common Stock	S - Sale	X	-111,111	83,153	-57.20	7.92	-880,266	658,771
2014-03-10	2014-03-07	4	PXLW	PIXELWORKS, INC Common Stock	S - Sale	X	-750,769	561,859	-57.20	7.92	-5,947,892	4,451,272
2014-03-10	2014-02-14	4	PXLW	PIXELWORKS, INC Common Stock	S - Sale		-2,671	678,838	-0.39	4.91	-13,114	3,332,823
2014-03-10	2014-02-14	4	PXLW	PIXELWORKS, INC Common Stock	S - Sale		-764	194,264	-0.39	4.91	-3,751	953,759
2014-03-10	2014-02-14	4	PXLW	PIXELWORKS, INC Common Stock	S - Sale		-5,165	1,312,628	-0.39	4.91	-25,358	6,444,478
2014-03-10	2014-02-13	4	PXLW	PIXELWORKS, INC Common Stock	S - Sale		-95,025	681,509	-12.24	4.94	-469,718	3,368,767
2014-03-10	2014-02-13	4	PXLW	PIXELWORKS, INC Common Stock	S - Sale		-27,194	195,028	-12.24	4.94	-134,423	964,043
2014-03-10	2014-02-13	4	PXLW	PIXELWORKS, INC Common Stock	S - Sale		-183,745	1,317,793	-12.24	4.94	-908,270	6,513,983
2014-02-18	2014-02-13	4	SDOI	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		2,176	809,202	0.27	1.14	2,481	922,490
2014-02-18	2014-02-13	4	SDOI	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		17,824	6,199,142	0.29	1.14	20,319	7,067,022
2014-02-12	2014-02-12	4	SDOI	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		97	807,026	0.01	1.12	109	903,869
2014-02-12	2014-02-12	4	SDOI	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		803	6,181,318	0.01	1.12	899	6,923,076
2014-02-12	2014-02-10	4	SDOI	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		413	806,929	0.05	1.13	467	911,830
2014-02-12	2014-02-10	4	SDOI	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		3,387	6,180,515	0.05	1.13	3,827	6,983,982
2014-02-05	2014-02-05	4	SDOI	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		3,264	806,516	0.41	1.13	3,688	911,363
2014-02-05	2014-02-05	4	SDOI	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		26,736	6,177,128	0.43	1.13	30,212	6,980,155
2014-02-05	2014-02-04	4	SDOI	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		23,718	803,252	3.04	1.14	26,946	912,575
2014-02-05	2014-02-04	4	SDOI	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		194,280	6,150,392	3.26	1.14	220,722	6,987,460
2014-02-05	2014-02-03	4	SDOI	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		3,448	779,534	0.44	1.14	3,918	885,707
2014-02-05	2014-02-03	4	SDOI	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		28,252	5,956,112	0.48	1.14	32,100	6,767,334
2014-01-31	2014-01-31	4	SDOI	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		2,238	776,086	0.29	1.14	2,551	884,738
2014-01-31	2014-01-31	4	SDOI	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		17,762	5,927,860	0.30	1.14	20,249	6,757,760
2014-01-31	2014-01-31	4	SDOI	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		15,352	773,848	2.02	1.14	17,501	882,187
2014-01-31	2014-01-31	4	SDOI	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		121,848	5,910,098	2.11	1.14	138,907	6,737,512
2014-01-31	2014-01-30	4	SDOI	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		6,512	758,496	0.87	1.13	7,368	858,162
2014-01-31	2014-01-30	4	SDOI	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		51,688	5,788,250	0.90	1.13	58,480	6,548,826
2014-01-31	2014-01-29	4	SDOI	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		7,502	751,984	1.01	1.11	8,363	838,312
2014-01-31	2014-01-29	4	SDOI	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		59,548	5,736,562	1.05	1.11	66,384	6,395,119
2014-01-31	2014-01-29	4	SDOI	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		5,595	744,482	0.76	1.14	6,378	848,709
2014-01-31	2014-01-29	4	SDOI	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		44,405	5,677,014	0.79	1.14	50,622	6,471,796
2014-01-30	2014-01-28	4	SDOI	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		1,678	738,887	0.23	1.14	1,913	842,331
2014-01-30	2014-01-28	4	SDOI	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		13,322	5,632,609	0.24	1.14	15,187	6,421,174
2014-01-30	2014-01-28	4	SDOI	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		27,975	737,209	3.94	1.14	31,892	840,418
2014-01-30	2014-01-28	4	SDOI	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		222,025	5,619,287	4.11	1.14	253,108	6,405,987
2013-12-30	2013-12-20	4	IVAC	INTEVAC INC Non-Qualified Stock Option (Right to Buy)	A - Award		18,000	18,000
2013-12-17		3	IVAC	INTEVAC INC Common Stock				1,082,365
2013-12-10	2013-12-06	4	EMKR	EMCORE CORP Common Stock	P - Purchase		38,282	826,514	4.86	4.77	182,762	3,945,860
2013-12-10	2013-12-06	4	EMKR	EMCORE CORP Common Stock	P - Purchase		8,139	292,742	2.86	4.77	38,856	1,397,580
2013-12-10	2013-12-06	4	EMKR	EMCORE CORP Common Stock	P - Purchase		59,687	2,077,849	2.96	4.77	284,952	9,919,859
2013-12-10		3	EMKR	EMCORE CORP Common Stock				2,077,849
2013-12-10		3	EMKR	EMCORE CORP Common Stock				292,742
2013-12-10		3	EMKR	EMCORE CORP Common Stock				826,514
2013-11-20	2013-11-20	4	PXLW	PIXELWORKS, INC Common Stock	S - Sale		-18,914	776,534	-2.38	4.24	-80,142	3,290,330
2013-11-20	2013-11-20	4	PXLW	PIXELWORKS, INC Common Stock	S - Sale		-5,413	222,222	-2.38	4.24	-22,936	941,599
2013-11-20	2013-11-20	4	PXLW	PIXELWORKS, INC Common Stock	S - Sale		-36,573	1,501,538	-2.38	4.24	-154,967	6,362,317
2013-11-20	2013-11-19	4	PXLW	PIXELWORKS, INC Common Stock	S - Sale		-16,498	795,448	-2.03	4.30	-70,864	3,416,688
2013-11-20	2013-11-19	4	PXLW	PIXELWORKS, INC Common Stock	S - Sale		-4,721	227,635	-2.03	4.30	-20,278	977,761
2013-11-20	2013-11-19	4	PXLW	PIXELWORKS, INC Common Stock	S - Sale		-31,900	1,538,111	-2.03	4.30	-137,020	6,606,648
2013-11-20	2013-11-19	4	PXLW	PIXELWORKS, INC Common Stock	S - Sale		-2,867	811,946	-0.35	4.34	-12,438	3,522,628
2013-11-20	2013-11-19	4	PXLW	PIXELWORKS, INC Common Stock	S - Sale		-820	232,356	-0.35	4.34	-3,558	1,008,077
2013-11-20	2013-11-19	4	PXLW	PIXELWORKS, INC Common Stock	S - Sale		-5,544	1,570,011	-0.35	4.34	-24,053	6,811,493
2013-11-20	2013-11-19	4	PXLW	PIXELWORKS, INC Common Stock	S - Sale		-5,875	814,813	-0.72	4.27	-25,094	3,480,311
2013-11-20	2013-11-19	4	PXLW	PIXELWORKS, INC Common Stock	S - Sale		-1,681	233,176	-0.72	4.27	-7,180	995,965
2013-11-20	2013-11-19	4	PXLW	PIXELWORKS, INC Common Stock	S - Sale		-11,359	1,575,555	-0.72	4.27	-48,518	6,729,668
2013-11-20	2013-11-18	4	PXLW	PIXELWORKS, INC Common Stock	S - Sale		-56,858	820,688	-6.48	4.51	-256,486	3,702,124
2013-11-20	2013-11-18	4	PXLW	PIXELWORKS, INC Common Stock	S - Sale		-16,271	234,857	-6.48	4.51	-73,398	1,059,440
2013-11-20	2013-11-18	4	PXLW	PIXELWORKS, INC Common Stock	S - Sale		-109,943	1,586,914	-6.48	4.51	-495,953	7,158,569
2013-11-14	2013-11-12	4	SDOI	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		199,258	709,234	39.07	1.10	219,184	780,157
2013-11-14	2013-11-12	4	SDOI	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		1,432,672	5,397,262	36.14	1.10	1,575,939	5,936,988
2013-11-14	2013-11-12	4	SDOI	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		42,735	509,976	9.15	1.09	46,581	555,874
2013-11-14	2013-11-12	4	SDOI	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		307,265	3,964,590	8.40	1.09	334,919	4,321,403
2013-10-25	2013-10-25	4	RT	RUBY TUESDAY INC Common Stock	S - Sale		-135,844	0	-100.00	5.90	-802,091
2013-10-25	2013-10-25	4	RT	RUBY TUESDAY INC Common Stock	S - Sale		-37,290	0	-100.00	5.90	-220,179
2013-10-25	2013-10-25	4	RT	RUBY TUESDAY INC Common Stock	S - Sale		-36,364	0	-100.00	5.90	-214,711
2013-10-25	2013-10-25	4	RT	RUBY TUESDAY INC Common Stock	S - Sale		-241,728	0	-100.00	5.90	-1,427,283
2013-10-25	2013-10-24	4	RT	RUBY TUESDAY INC Common Stock	S - Sale		-301,056	135,844	-68.91	5.95	-1,792,216	808,693
2013-10-25	2013-10-24	4	RT	RUBY TUESDAY INC Common Stock	S - Sale		-82,642	37,290	-68.91	5.95	-491,976	221,991
2013-10-25	2013-10-24	4	RT	RUBY TUESDAY INC Common Stock	S - Sale		-80,589	36,364	-68.91	5.95	-479,754	216,479
2013-10-25	2013-10-24	4	RT	RUBY TUESDAY INC Common Stock	S - Sale		-535,713	241,728	-68.91	5.95	-3,189,153	1,439,031
2013-10-11	2013-10-09	4	RT	RUBY TUESDAY INC Common Stock	A - Award		10,083	31,530	47.01
2013-09-05	2013-09-04	4	SDIX	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		8,099	467,241	1.76	1.00	8,099	467,241
2013-09-05	2013-09-04	4	SDIX	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		56,801	3,657,325	1.58	1.00	56,801	3,657,325
2013-09-05	2013-09-03	4	SDIX	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		249	459,142	0.05	1.00	249	459,142
2013-09-05	2013-09-03	4	SDIX	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		1,751	3,600,524	0.05	1.00	1,751	3,600,524
2013-08-30	2013-08-29	4	SDIX	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		2,421	458,893	0.53	1.00	2,416	457,929
2013-08-30	2013-08-29	4	SDIX	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		16,979	3,598,773	0.47	1.00	16,943	3,591,216
2013-08-30	2013-08-28	4	SDIX	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		1,522	456,472	0.33	1.00	1,522	456,472
2013-08-30	2013-08-28	4	SDIX	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		10,678	3,581,794	0.30	1.00	10,678	3,581,794
2013-08-23	2013-08-21	4	SDIX	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		6,240	454,950	1.39	0.97	6,053	441,302
2013-08-23	2013-08-21	4	SDIX	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		43,760	3,571,116	1.24	0.97	42,447	3,463,983
2013-08-19	2013-08-19	4	SDIX	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		2,229	448,710	0.50	0.97	2,162	435,249
2013-08-19	2013-08-19	4	SDIX	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		15,635	3,527,356	0.45	0.97	15,166	3,421,535
2013-08-19	2013-08-16	4	SDIX	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		27,469	446,481	6.56	0.97	26,645	433,087
2013-08-19	2013-08-16	4	SDIX	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		192,637	3,511,721	5.80	0.97	186,858	3,406,369
2013-08-19	2013-08-15	4	SDIX	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		1,248	419,012	0.30	0.97	1,211	406,442
2013-08-19	2013-08-15	4	SDIX	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		8,752	3,319,084	0.26	0.97	8,489	3,219,511
2013-07-31	2013-07-31	4	SDIX	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		267	417,764	0.06	0.97	259	405,231
2013-07-31	2013-07-31	4	SDIX	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		1,833	3,310,332	0.06	0.97	1,778	3,211,022
2013-07-31	2013-07-30	4	SDIX	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		7,911	417,497	1.93	0.98	7,735	408,229
2013-07-31	2013-07-30	4	SDIX	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		54,089	3,308,499	1.66	0.98	52,888	3,235,050
2013-07-31	2013-07-29	4	SDIX	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		3,993	409,586	0.98	0.98	3,913	401,394
2013-07-31	2013-07-29	4	SDIX	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		27,307	3,254,410	0.85	0.98	26,761	3,189,322
2013-07-26	2013-07-26	4	SDIX	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		11,828	405,593	3.00	0.96	11,387	390,464
2013-07-26	2013-07-26	4	SDIX	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		11,165	393,765	2.92	0.97	10,830	381,952
2013-07-26	2013-07-26	4	SDIX	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		80,872	3,227,103	2.57	0.96	77,855	3,106,732
2013-07-26	2013-07-26	4	SDIX	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		76,335	3,146,231	2.49	0.97	74,045	3,051,844
2013-07-26	2013-07-25	4	SDIX	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		5,158	382,600	1.37	0.95	4,894	363,011
2013-07-26	2013-07-25	4	SDIX	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		14,899	377,442	4.11	0.96	14,364	363,892
2013-07-26	2013-07-25	4	SDIX	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		35,268	3,069,896	1.16	0.95	33,462	2,912,717
2013-07-26	2013-07-25	4	SDIX	SPECIAL DIVERSIFIED OPPORTUNITIES INC. Common Stock	P - Purchase		101,867	3,034,628	3.47	0.96	98,210	2,925,685
2013-06-14	2013-06-12	4	HOTT	HOT TOPIC INC /CA/ Stock option (right to buy)	D - Sale to Issuer		-10,000	0	-100.00
2013-06-14	2013-06-12	4	HOTT	HOT TOPIC INC /CA/ Stock option (right to buy)	D - Sale to Issuer		-9,765	0	-100.00
2013-06-14	2013-06-12	4	HOTT	HOT TOPIC INC /CA/ Stock option (right to buy)	D - Sale to Issuer		-22,672	0	-100.00
2013-06-14	2013-06-12	4	HOTT	HOT TOPIC INC /CA/ Stock option (right to buy)	D - Sale to Issuer		-16,350	0	-100.00
2013-06-14	2013-06-12	4	HOTT	HOT TOPIC INC /CA/ Common Stock	D - Sale to Issuer		-8,971	0	-100.00
2013-06-14	2013-06-12	4	HOTT	HOT TOPIC INC /CA/ Common Stock	D - Sale to Issuer		-1,177,675	0	-100.00
2013-06-14	2013-06-12	4	HOTT	HOT TOPIC INC /CA/ Common Stock	D - Sale to Issuer		-1,318,177	0	-100.00
2013-06-14	2013-06-12	4	HOTT	HOT TOPIC INC /CA/ Common Stock	D - Sale to Issuer		-132,443	0	-100.00
2013-06-14	2013-06-12	4	HOTT	HOT TOPIC INC /CA/ Common Stock	D - Sale to Issuer		-934,807	0	-100.00
2013-03-28	2013-03-28	4	GLUU	GLU MOBILE INC Warrant (right to buy)	X - Other		-20,189	85,587	-19.09
2013-03-28	2013-03-28	4	GLUU	GLU MOBILE INC Warrant (right to buy)	X - Other		-163,351	692,473	-19.09
2013-03-28	2013-03-28	4	GLUU	GLU MOBILE INC Common Stock	S - Sale	X	-20,189	0	-100.00	3.02	-60,938
2013-03-28	2013-03-28	4	GLUU	GLU MOBILE INC Common Stock	S - Sale	X	-163,351	0	-100.00	3.02	-493,059
2013-03-28	2013-03-28	4	GLUU	GLU MOBILE INC Common Stock	X - Other		20,189	20,189		1.50	30,284	30,284
2013-03-28	2013-03-28	4	GLUU	GLU MOBILE INC Common Stock	X - Other		163,351	163,351		1.50	245,026	245,026
2013-03-28	2013-03-27	4	GLUU	GLU MOBILE INC Warrant (right to buy)	X - Other		-27,500	105,776	-20.63
2013-03-28	2013-03-27	4	GLUU	GLU MOBILE INC Warrant (right to buy)	X - Other		-222,500	855,824	-20.63
2013-03-28	2013-03-27	4	GLUU	GLU MOBILE INC Common Stock	S - Sale	X	-27,500	0	-100.00	3.02	-83,006
2013-03-28	2013-03-27	4	GLUU	GLU MOBILE INC Common Stock	S - Sale	X	-222,500	0	-100.00	3.02	-671,594
2013-03-28	2013-03-27	4	GLUU	GLU MOBILE INC Common Stock	X - Other		27,500	27,500		1.50	41,250	41,250
2013-03-28	2013-03-27	4	GLUU	GLU MOBILE INC Common Stock	X - Other		222,500	222,500		1.50	333,750	333,750
2013-03-28	2013-03-26	4	GLUU	GLU MOBILE INC Warrant (right to buy)	X - Other		-31,724	133,276	-19.23
2013-03-28	2013-03-26	4	GLUU	GLU MOBILE INC Warrant (right to buy)	X - Other		-256,676	1,078,324	-19.23
2013-03-28	2013-03-26	4	GLUU	GLU MOBILE INC Common Stock	S - Sale	X	-31,724	0	-100.00	3.07	-97,266
2013-03-28	2013-03-26	4	GLUU	GLU MOBILE INC Common Stock	S - Sale	X	-256,676	0	-100.00	3.07	-786,969
2013-03-28	2013-03-26	4	GLUU	GLU MOBILE INC Common Stock	X - Other		31,724	31,724		1.50	47,586	47,586
2013-03-28	2013-03-26	4	GLUU	GLU MOBILE INC Common Stock	X - Other		256,676	256,676		1.50	385,014	385,014
2013-03-28	2013-03-26	4	GLUU	GLU MOBILE INC Common Stock	S - Sale	X	-1,238	0	-100.00	3.07	-3,796
2013-03-28	2013-03-26	4	GLUU	GLU MOBILE INC Common Stock	S - Sale	X	-10,362	0	-100.00	3.07	-31,770
2013-02-13	2013-02-13	4	GLUU	GLU MOBILE INC Common Stock	S - Sale		-15,598	1,238	-92.65	2.36	-36,872	2,927
2013-02-13	2013-02-13	4	GLUU	GLU MOBILE INC Common Stock	S - Sale		-129,002	10,362	-92.56	2.36	-304,948	24,495
2013-02-13	2013-02-12	4	GLUU	GLU MOBILE INC Common Stock	S - Sale		-16,500	16,836	-49.50	2.37	-39,084	39,879
2013-02-13	2013-02-12	4	GLUU	GLU MOBILE INC Common Stock	S - Sale		-133,500	139,364	-48.93	2.37	-316,221	330,112
2013-02-13	2013-02-11	4	GLUU	GLU MOBILE INC Common Stock	S - Sale		-55,000	33,336	-62.26	2.43	-133,870	81,140
2013-02-13	2013-02-11	4	GLUU	GLU MOBILE INC Common Stock	S - Sale		-445,000	272,864	-61.99	2.43	-1,083,130	664,151
2012-11-02	2012-10-31	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		21,215	719,404	3.04	1.65	35,001	1,186,873
2012-11-02	2012-10-31	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		1,517	309,610	0.49	1.65	2,503	510,795
2012-11-02	2012-10-31	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		11,268	1,929,537	0.59	1.65	18,590	3,183,350
2012-10-25	2012-10-25	4	PXLW	PIXELWORKS, INC Common Stock	P - Purchase		403	251,128	0.16	2.44	984	612,928
2012-10-25	2012-10-25	4	PXLW	PIXELWORKS, INC Common Stock	P - Purchase		2,997	1,696,857	0.18	2.44	7,315	4,141,519
2012-10-25	2012-10-24	4	PXLW	PIXELWORKS, INC Common Stock	P - Purchase		4,937	250,725	2.01	2.46	12,169	617,987
2012-10-25	2012-10-24	4	PXLW	PIXELWORKS, INC Common Stock	P - Purchase		36,663	1,693,860	2.21	2.46	90,367	4,175,026
2012-10-25	2012-10-24	4	PXLW	PIXELWORKS, INC Common Stock	P - Purchase		2,967	245,788	1.22	2.45	7,266	601,910
2012-10-25	2012-10-24	4	PXLW	PIXELWORKS, INC Common Stock	P - Purchase		22,033	1,657,197	1.35	2.45	53,957	4,058,310
2012-10-25	2012-10-23	4	PXLW	PIXELWORKS, INC Common Stock	P - Purchase		2,552	242,821	1.06	2.36	6,033	574,053
2012-10-25	2012-10-23	4	PXLW	PIXELWORKS, INC Common Stock	P - Purchase		18,948	1,635,164	1.17	2.36	44,795	3,865,691
2012-10-12	2012-10-10	4	RT	RUBY TUESDAY INC Common Stock	A - Award		10,473	21,447	95.43
2012-10-02	2012-09-28	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		3,235	308,093	1.06	1.55	5,001	476,312
2012-10-02	2012-09-28	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		24,065	1,918,269	1.27	1.55	37,204	2,965,644
2012-09-28	2012-09-27	4	PXLW	PIXELWORKS, INC Common Stock	P - Purchase	X	8,899	877,546	1.02	3.00	26,661	2,629,040
2012-09-28	2012-09-26	4	PXLW	PIXELWORKS, INC Common Stock	P - Purchase	X	14,101	868,647	1.65	2.82	39,810	2,452,364
2012-09-12	2012-09-12	4	HOTT	HOT TOPIC INC /CA/ Common Stock	P - Purchase		29,175	3,563,102	0.83	9.12	265,991	32,485,157
2012-09-12	2012-09-12	4	HOTT	HOT TOPIC INC /CA/ Common Stock	P - Purchase		22,378	3,533,927	0.64	9.12	203,989	32,213,865
2012-08-28	2012-08-27	4	PXLW	PIXELWORKS, INC Common Stock	P - Purchase		1,700	854,546	0.20	3.13	5,322	2,675,242
2012-08-28	2012-08-27	4	PXLW	PIXELWORKS, INC Common Stock	P - Purchase		3,846	852,846	0.45	3.14	12,090	2,680,836
2012-08-28	2012-08-27	4	PXLW	PIXELWORKS, INC Common Stock	P - Purchase		2,400	849,000	0.28	3.15	7,554	2,672,228
2012-08-28	2012-08-24	4	PXLW	PIXELWORKS, INC Common Stock	P - Purchase		16,900	846,600	2.04	3.10	52,341	2,622,005
2012-08-10	2012-08-10	4	RT	RUBY TUESDAY INC Common Stock	P - Purchase		2,965	116,953	2.60	6.49	19,231	758,545
2012-08-10	2012-08-10	4	RT	RUBY TUESDAY INC Common Stock	P - Purchase		22,035	777,441	2.92	6.49	142,917	5,042,405
2012-08-10	2012-08-09	4	RT	RUBY TUESDAY INC Common Stock	P - Purchase		8,482	113,988	8.04	6.54	55,479	745,573
2012-08-10	2012-08-09	4	RT	RUBY TUESDAY INC Common Stock	P - Purchase		63,044	755,406	9.11	6.54	412,358	4,940,960
2012-08-10	2012-08-08	4	RT	RUBY TUESDAY INC Common Stock	P - Purchase		7,732	119,932	6.89	6.47	49,997	775,516
2012-08-10	2012-08-08	4	RT	RUBY TUESDAY INC Common Stock	P - Purchase		10,946	105,506	11.58	6.47	70,780	682,233
2012-08-10	2012-08-08	4	RT	RUBY TUESDAY INC Common Stock	P - Purchase		81,322	692,362	13.31	6.47	525,852	4,477,020
2012-08-10	2012-08-10	4	GLUU	GLU MOBILE INC Common Stock	S - Sale		-121,400	0	-100.00	4.95	-600,772
2012-08-10	2012-08-09	4	GLUU	GLU MOBILE INC Common Stock	S - Sale		-74,716	88,336	-45.82	4.66	-348,304	411,796
2012-08-10	2012-08-09	4	GLUU	GLU MOBILE INC Common Stock	S - Sale		-625,284	717,864	-46.55	4.66	-2,914,886	3,346,467
2012-08-10	2012-08-08	4	GLUU	GLU MOBILE INC Common Stock	S - Sale		-30,878	163,052	-15.92	4.67	-144,117	761,013
2012-08-10	2012-08-08	4	GLUU	GLU MOBILE INC Common Stock	S - Sale		-258,422	1,343,148	-16.14	4.67	-1,206,133	6,268,875
2012-08-02	2012-08-01	4	RT	RUBY TUESDAY INC Common Stock	P - Purchase		12,417	94,560	15.12	6.25	77,567	590,697
2012-08-02	2012-08-01	4	RT	RUBY TUESDAY INC Common Stock	P - Purchase		92,283	611,040	17.79	6.25	576,473	3,817,045
2012-08-02	2012-07-31	4	RT	RUBY TUESDAY INC Common Stock	P - Purchase		16,144	82,143	24.46	6.28	101,362	515,743
2012-08-02	2012-07-31	4	RT	RUBY TUESDAY INC Common Stock	P - Purchase		101,956	518,757	24.46	6.28	640,141	3,257,068
2012-07-03	2012-06-29	4	SDIX	STRATEGIC DIAGNOSTICS INC/DE/ Common Stock	P - Purchase		97,666	362,543	36.87	1.18	115,246	427,801
2012-07-03	2012-06-29	4	SDIX	STRATEGIC DIAGNOSTICS INC/DE/ Common Stock	P - Purchase		706,834	2,932,761	31.75	1.18	834,064	3,460,658
2012-06-11	2012-06-07	4	GLUU	GLU MOBILE INC Stock Option (right to buy)	A - Award		50,000	50,000
2012-06-08	2012-06-05	4	HOTT	HOT TOPIC INC /CA/ Stock Option (right to buy)	A - Award		-16,350	16,350	-50.00
2012-06-08	2012-06-05	4	HOTT	HOT TOPIC INC /CA/ Common Stock	A - Award		2,626	8,971	41.39
2012-05-18	2012-05-16	4	RGDX	RESPONSE GENETICS INC Common Stock	S - Sale		-100,000	181,679	-35.50	1.60	-160,000	290,686
2012-05-17	2012-05-15	4	SDIX	STRATEGIC DIAGNOSTICS INC/DE/ Stock Option (right to buy)	A - Award		10,000	10,000
2012-05-17	2012-05-15	4	SDIX	STRATEGIC DIAGNOSTICS INC/DE/ Common Stock	A - Award		2,500	165,389	1.53
2012-03-09	2012-03-07	4	RGDX	RESPONSE GENETICS INC Common Stock	S - Sale		-100,000	281,679	-26.20	1.95	-195,000	549,274
2012-02-06		3	RGDX	RESPONSE GENETICS INC Common Stock				3,340,568
2012-01-12	2012-01-10	4	HOTT	HOT TOPIC INC /CA/ Common Stock	P - Purchase		200	3,511,549	0.01	7.00	1,400	24,580,843
2012-01-12	2012-01-10	4	HOTT	HOT TOPIC INC /CA/ Common Stock	P - Purchase		9,000	3,511,349	0.26	7.03	63,270	24,684,783
2012-01-12	2012-01-10	4	HOTT	HOT TOPIC INC /CA/ Common Stock	P - Purchase		12,000	3,502,349	0.34	7.03	84,360	24,621,513
2012-01-12	2012-01-10	4	HOTT	HOT TOPIC INC /CA/ Common Stock	P - Purchase		12,000	3,490,349	0.34	7.03	84,360	24,537,153
2012-01-09	2012-01-05	4	GLUU	GLU MOBILE INC Common Stock	P - Purchase	X	7,584	193,930	4.07	3.00	22,752	581,790
2012-01-09	2012-01-05	4	GLUU	GLU MOBILE INC Common Stock	P - Purchase	X	61,361	1,601,570	3.98	3.00	184,083	4,804,710
2012-01-03	2011-12-29	4	PXLW	PIXELWORKS, INC Common Stock	P - Purchase		376	240,269	0.16	2.34	879	561,821
2012-01-03	2011-12-29	4	PXLW	PIXELWORKS, INC Common Stock	P - Purchase		2,524	1,616,216	0.16	2.34	5,902	3,779,198
2011-12-29	2011-12-28	4	PXLW	PIXELWORKS, INC Common Stock	P - Purchase		713	239,893	0.30	2.30	1,639	551,538
2011-12-29	2011-12-28	4	PXLW	PIXELWORKS, INC Common Stock	P - Purchase		4,787	1,613,692	0.30	2.30	11,006	3,710,039
2011-12-29	2011-12-28	4	PXLW	PIXELWORKS, INC Common Stock	P - Purchase		8,461	239,180	3.67	2.35	19,883	562,073
2011-12-29	2011-12-28	4	PXLW	PIXELWORKS, INC Common Stock	P - Purchase		56,724	1,608,905	3.65	2.35	133,301	3,780,927
2011-12-29	2011-12-27	4	PXLW	PIXELWORKS, INC Common Stock	P - Purchase		5,200	829,700	0.63	2.35	12,220	1,949,795
2011-12-29	2011-12-27	4	PXLW	PIXELWORKS, INC Common Stock	P - Purchase		50,000	824,500	6.46	2.37	118,500	1,954,065
2011-12-19	2011-12-16	4	PXLW	PIXELWORKS, INC Common Stock	P - Purchase		200	774,500	0.03	2.18	436	1,688,410
2011-12-19	2011-12-15	4	PXLW	PIXELWORKS, INC Common Stock	P - Purchase		51,600	774,300	7.14	2.39	123,262	1,849,648
2011-12-19	2011-12-15	4	PXLW	PIXELWORKS, INC Common Stock	P - Purchase		108,300	722,700	17.63	2.40	259,508	1,731,734
2011-12-14	2011-12-14	4	PXLW	PIXELWORKS, INC Common Stock	P - Purchase		68,000	614,400	12.45	2.28	154,788	1,398,559
2011-12-14	2011-12-14	4	PXLW	PIXELWORKS, INC Common Stock	P - Purchase		50,000	546,400	10.07	2.26	113,250	1,237,596
2011-12-14	2011-12-13	4	PXLW	PIXELWORKS, INC Common Stock	P - Purchase		85,800	496,400	20.90	2.19	188,168	1,088,655
2011-12-14	2011-12-13	4	PXLW	PIXELWORKS, INC Common Stock	P - Purchase		200	410,600	0.05	2.20	440	903,320
2011-12-14	2011-12-13	4	PXLW	PIXELWORKS, INC Common Stock	P - Purchase		100,000	410,400	32.22	2.10	210,000	861,840
2011-12-14	2011-12-12	4	PXLW	PIXELWORKS, INC Common Stock	P - Purchase		3,200	310,400	1.04	1.95	6,229	604,256
2011-12-14	2011-12-12	4	PXLW	PIXELWORKS, INC Common Stock	P - Purchase		307,200	307,200		1.90	583,680	583,680
2011-12-14		3	PXLW	PIXELWORKS, INC Common Stock				1,552,181
2011-12-14		3	PXLW	PIXELWORKS, INC Common Stock				230,719
2011-12-14		3	PXLW	PIXELWORKS, INC Common Stock				614,400
2011-12-09	2011-12-07	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		1,349	304,858	0.44	1.66	2,239	506,064
2011-12-09	2011-12-07	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		9,051	1,894,204	0.48	1.66	15,025	3,144,379
2011-12-06	2011-12-06	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		2,907	303,509	0.97	1.65	4,797	500,790
2011-12-06	2011-12-06	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		19,493	1,885,153	1.04	1.65	32,163	3,110,502
2011-12-06	2011-12-05	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		532	300,602	0.18	1.64	872	492,987
2011-12-06	2011-12-05	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		3,568	1,865,660	0.19	1.64	5,852	3,059,682
2011-12-06	2011-12-02	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		4,906	300,070	1.66	1.63	7,997	489,114
2011-12-06	2011-12-02	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		32,894	1,862,092	1.80	1.63	53,617	3,035,210
2011-11-03	2011-11-03	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		3,594	295,164	1.23	1.54	5,535	454,553
2011-11-03	2011-11-03	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		24,206	1,829,198	1.34	1.54	37,277	2,816,965
2011-11-03	2011-11-02	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		20,750	698,189	3.06	1.55	32,162	1,082,193
2011-11-03	2011-11-02	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		1,293	291,570	0.45	1.50	1,940	437,355
2011-11-03	2011-11-02	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		48,132	290,277	19.88	1.55	74,605	449,929
2011-11-03	2011-11-02	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		8,707	1,804,992	0.48	1.50	13,060	2,707,488
2011-11-03	2011-11-02	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		324,118	1,796,285	22.02	1.55	502,383	2,784,242
2011-11-03	2011-11-01	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		23,056	677,439	3.52	1.48	34,167	1,003,897
2011-11-03	2011-11-01	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		8,241	242,145	3.52	1.48	12,212	358,835
2011-11-03	2011-11-01	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		50,103	1,472,167	3.52	1.48	74,248	2,181,604
2011-08-09	2011-08-08	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		2,880	233,904	1.25	1.77	5,098	414,010
2011-08-09	2011-08-08	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		19,620	1,422,064	1.40	1.77	34,727	2,517,053
2011-08-09	2011-08-05	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		4,044	231,024	1.78	1.84	7,441	425,084
2011-08-09	2011-08-05	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		27,556	1,402,444	2.00	1.84	50,703	2,580,497
2011-08-04	2011-08-04	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		7,500	226,980	3.42	1.90	14,250	431,262
2011-08-04	2011-08-04	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		51,100	1,374,888	3.86	1.90	97,090	2,612,287
2011-08-04	2011-08-03	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		5,606	219,480	2.62	1.89	10,595	414,817
2011-08-04	2011-08-03	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		38,194	1,323,788	2.97	1.89	72,187	2,501,959
2011-08-04	2011-08-02	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		5,427	213,874	2.60	1.98	10,745	423,471
2011-08-04	2011-08-02	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		36,973	1,285,594	2.96	1.98	73,207	2,545,476
2011-08-01	2011-07-29	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		1,202	208,447	0.58	1.91	2,296	398,134
2011-08-01	2011-07-29	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		8,198	1,248,621	0.66	1.91	15,658	2,384,866
2011-08-01	2011-07-28	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		20,220	207,245	10.81	1.94	39,227	402,055
2011-08-01	2011-07-28	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		137,880	1,240,423	12.51	1.94	267,487	2,406,421
2011-07-28	2011-07-27	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		6,395	187,025	3.54	1.94	12,406	362,828
2011-07-28	2011-07-27	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		43,605	1,102,543	4.12	1.94	84,594	2,138,933
2011-07-28	2011-07-26	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		677	180,630	0.38	1.95	1,320	352,228
2011-07-28	2011-07-26	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		4,623	1,058,938	0.44	1.95	9,015	2,064,929
2011-07-13	2011-07-12	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		7,700	2,062,050	0.37	1.91	14,707	3,938,516
2011-07-13	2011-07-11	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		12,000	2,054,350	0.59	1.91	22,920	3,923,808
2011-06-21	2011-06-17	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		44,000	654,383	7.21	1.77	77,880	1,158,258
2011-06-21	2011-06-17	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		20,374	179,953	12.77	1.79	36,469	322,116
2011-06-21	2011-06-17	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		53,000	159,579	49.73	1.77	93,810	282,455
2011-06-21	2011-06-17	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		138,926	1,054,315	15.18	1.79	248,678	1,887,224
2011-06-21	2011-06-17	4	NAVR	NAVARRE CORP /MN/ Common Stock	P - Purchase		53,000	915,389	6.15	1.77	93,810	1,620,239
2011-03-02	2011-03-02	4	GLUU	GLU MOBILE INC Common Stock	S - Sale		-4,180	325,820	-1.27	4.25	-17,765	1,384,735
2011-03-02	2011-03-02	4	GLUU	GLU MOBILE INC Common Stock	S - Sale		-97,977	330,000	-22.89	4.34	-425,220	1,432,200
2011-03-02	2011-03-02	4	GLUU	GLU MOBILE INC Common Stock	S - Sale		-33,820	2,636,180	-1.27	4.25	-143,735	11,203,765
2011-03-02	2011-03-02	4	GLUU	GLU MOBILE INC Common Stock	S - Sale		-792,721	2,670,000	-22.89	4.34	-3,440,409	11,587,800
2011-03-02	2011-03-01	4	GLUU	GLU MOBILE INC Common Stock	S - Sale		-69,443	427,977	-13.96	4.36	-302,771	1,865,980
2011-03-02	2011-03-01	4	GLUU	GLU MOBILE INC Common Stock	S - Sale		-561,857	3,462,721	-13.96	4.36	-2,449,697	15,097,464
2011-03-02	2011-02-28	4	GLUU	GLU MOBILE INC Common Stock	S - Sale		-122,781	497,420	-19.80	4.72	-579,526	2,347,822
2011-03-02	2011-02-28	4	GLUU	GLU MOBILE INC Common Stock	S - Sale		-993,419	4,024,578	-19.80	4.72	-4,688,938	18,996,008
2010-11-18		3	NAVR	NAVARRE CORP /MN/ Common Stock				862,389
2010-11-18		3	NAVR	NAVARRE CORP /MN/ Common Stock				106,579
2010-11-18		3	NAVR	NAVARRE CORP /MN/ Common Stock				610,383
2010-11-18		3	NAVR	NAVARRE CORP /MN/ Common Stock				2,042,350
2010-10-05		3	HOTT	HOT TOPIC INC /CA/ Common Stock				2,385,949

गैर-डेरिवेटिव या डेरिवेटिव प्रतिभूति की खुला बाज़ार या निजी खरीद

गैर-डेरिवेटिव या डेरिवेटिव प्रतिभूति का खुला बाज़ार या निजी बिक्री

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डेरिवेटिव का रूपांतरण

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कंपनी से प्राप्त प्रतिभूतियों के हिस्से का उपयोग करके एक्सरसाइज मूल्य या कर दायित्व का भुगतान

इनसाइडर द्वारा या उसे प्रतिभूतियों का उपहार

इक्विटी स्वैप और समान हेजिंग लेनदेन

कंपनी से प्राप्त डेरिवेटिव प्रतिभूति के एक्सरसाइज या रूपांतरण (जैसे कि एक ऑप्शन)

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