| इनसाइडर शेयर | 4,893,739 shares |
| टोटल इनसाइडर | 24 |
इनसाइडर सेंटीमेंट स्कोर
इनसाइडर सेंटीमेंट स्कोर उन कंपनियों का पता लगाता है जिन्हें कॉर्पोरेट इनसाइडर द्वारा खरीदा जा रहा है।
यह एक परिष्कृत, बहु-कारक मात्रात्मक मॉडल का परिणाम है जो इनसाइडर संचय के उच्चतम स्तर वाली कंपनियों की पहचान करता है। स्कोरिंग मॉडल पिछले 90 दिनों में खरीदने वाले इनसाइडर की शुद्ध संख्या, फ्लोट के प्रतिशत के रूप में खरीदे गए कुल शेयर और इनसाइडर के स्वामित्व वाले कुल शेयरों के संयोजन का उपयोग करता है। संख्या 0 से 100 तक होती है, उच्च संख्याएं अपने प्रतिद्वंदिओ के लिए संचय के उच्च स्तर का संकेत देती हैं, और 50 औसत है।
अपडेट फ्रीक्वेंसी: दैनिक
इनसाइडर्स टॉप पिक्स देखें, जो उच्चतम इनसाइडर संचय वाली कंपनियों की एक सूची प्रदान करता है।
ऑफिसर सेंटीमेंट स्कोर
ऑफिसर सेंटीमेंट स्कोर से पता चलता है कि कंपनियों को कॉर्पोरेट ऑफिसर द्वारा खरीदा जा रहा है।
परिभाषा के अनुसार कॉर्पोरेट ऑफिसर कॉर्पोरेट इनसाइडर्स होते हैं, लेकिन कुछ अन्य इनसाइडर्स (10% शेयरधारक और बोर्ड सदस्य) के विपरीत, ऑफिसर कंपनी के लिए दैनिक आधार पर काम करते हैं, और व्यापार करते समय वे अपने स्वयं के पैसे का उपयोग करते हैं। (10% शेयरधारक और बोर्ड सदस्य अक्सर अन्य लोगों के पैसे का प्रबंधन करने वाले फंड मैनेजर होते हैं।) इस प्रकार, ऑफिसर द्वारा किए गए इनसाइडर व्यापार बहुत अधिक महत्वपूर्ण होते हैं और उनके साथ उचित व्यवहार किया जाना चाहिए।
इनसाइडर सेंटीमेंट स्कोर की तरह, ऑफिसर सेंटीमेंट स्कोर एक परिष्कृत, बहु-कारक मात्रात्मक मॉडल का परिणाम है जो उच्चतम स्तर के ऑफिसर संचय वाली कंपनियों की पहचान करता है।
अपडेट फ्रीक्वेंसी: दैनिक
इनसाइडर्स टॉप पिक्स देखें, जो उच्चतम इनसाइडर सेंटीमेंट वाली कंपनियों की एक सूची प्रदान करता है।
मुख्य इनसाइडर मेट्रिक्स
यह कार्ड दिखाता है कि कंपनी विभिन्न इनसाइडर मेट्रिक्स के साथ कैसे रैंक करती है। प्रतिशतक रैंक से पता चलता है कि यह कंपनी अमेरिकी बाज़ारों में अन्य कंपनियों से कैसे तुलना करती है। ऊंची रैंकिंग बेहतर स्थितियों का संकेत है।
उदाहरण के लिए, यह आम तौर पर स्वीकार किया जाता है कि इनसाइडर खरीदारी एक सकारात्मक संकेतक है, इसलिए अधिक इनसाइडर खरीदारी वाली कंपनियां कम इनसाइडर खरीदारी (या यहां तक कि इनसाइडर बिक्री) वाली कंपनियों की तुलना में उच्च रैंक पर होंगी।
इनसाइडर द्वारा खरीदे गए फ़्लोट का प्रतिशत (रैंक)
N/A
इनसाइडर द्वारा खरीदे गए फ्लोट का प्रतिशत इनसाइडर द्वारा खरीदे गए शेयरों की कुल संख्या है, जिसमें पिछले 90 दिनों में इनसाइडर द्वारा बेचे गए शेयरों की कुल संख्या को घटाकर, कुल फ्लोट से विभाजित किया जाता है और 100 से गुणा किया जाता है।
इनसाइडर ट्रेडिंग चार्ट
Great Elm Capital Corp. इनसाइडर व्यापार निम्नलिखित चार्ट में दिखाए गए हैं। इनसाइडर किसी कंपनी के ऑफिसर, निदेशक या महत्वपूर्ण निवेशक होते हैं। सामान्य तौर पर, इनसाइडर के लिए सामग्री, गैर-सार्वजनिक जानकारी के आधार पर अपनी कंपनियों में व्यापार करना आम तौर पर अवैध है। इसका मतलब यह नहीं है कि उनके लिए अपनी कंपनियों में कोई भी व्यापार करना गैरकानूनी है। हालाँकि, उन्हें फॉर्म 4 के माध्यम से SEC को सभी ट्रेडों की रिपोर्ट करनी होगी।
इनसाइडर रोस्टर और प्रॉफिटेबिलिटी मेट्रिक्स
यह तालिका ज्ञात इनसाइडर की सूची दिखाती है, और SEC को बताई गई फाइलिंग से स्वचालित रूप से उत्पन्न होती है। नामों, सबसे हालिया शीर्षक, और निदेशक, ऑफिसर, या 10% मालिक पदनाम के अलावा, हम नवीनतम प्रकट होल्डिंग्स प्रदान करते हैं। इसके अतिरिक्त, जब भी संभव हो हम इनसाइडर के लिए ऐतिहासिक व्यापार प्रदर्शन प्रदान करते हैं। ऐतिहासिक व्यापार प्रदर्शन इनसाइडर द्वारा किए गए वास्तविक खुले बाजार खरीद लेनदेन के प्रदर्शन का एक भारित औसत है। इसकी गणना कैसे की जाती है, इसके बारे में अधिक जानकारी के लिए, यह YouTube वेबिनार देखें।
See our leaderboard of most profitable insider traders.
| इनसाइडर | औसत लाभ (%) | शेयर ओन्ड |
विभाजित समायोजित |
|---|---|---|---|
| Mark C Biderman Director - [D] | 10,074 | 6,847 | |
| Richard M Cohen Director - [D] | 18,136 | 18,136 | |
| Eugene I Davis | 0 | ||
| Keri Davis CFO - [O] | 19,392 | 19,392 | |
| Matthew A Drapkin Director - [D] | 75,716 | 75,716 | |
|
Great Elm Capital Group, Inc.
10% Owner -
|
0 | 0 | |
|
Great Elm Group, Inc.
10% Owner -
|
1,438,079 | 1,438,079 | |
|
Great Elm Strategic Partnership I, LLC
10% Owner -
|
1,647,782 | 1,647,782 |
| इनसाइडर | औसत लाभ (%) | शेयर ओन्ड |
विभाजित समायोजित |
|---|---|---|---|
| Randall Revell Horsey Director - [D] | 25,279 | 4,213 | |
| Matthew D Kaplan CEO and President - [O] | 92,789 | 92,789 | |
| Adam M Kleinman CCO and Secretary - [O] | 40,344 | 40,344 | |
| Mark Kuperschmid Director - [D] | 3,000 | 3,000 | |
|
Lenders Funding LLC /California
10% Owner -
|
3,397,436 | 566,239 | |
|
Mast Capital Management, LLC
10% Owner -
|
1,015,508 | 690,207 | |
|
Northern Right Capital Management, L.P.
10% Owner -
|
220,399 | 220,399 | |
| Chad Perry Director - [D] | 1,850 | 1,850 |
| इनसाइडर | औसत लाभ (%) | शेयर ओन्ड |
विभाजित समायोजित |
|---|---|---|---|
| Peter A Reed President and CEO, Director - [D] [O] | 351,636 | 58,606 | |
| John Edward Stuart Director - [D] | 1,034 | 172 | |
| Sell Michael J. See Remarks - [O] | 1,700 | 1,155 | |
| Michael C Speller Director - [D] | 36,559 | 6,093 | |
|
Steinberg David J.
10% Owner -
|
1,015,508 | 690,207 | |
| Robert Wilson | 0 | ||
| John J Woods See Remarks - [O] | 4,000 | 2,719 | |
|
Robert A Zadek
10% Owner -
|
3,397,436 | 566,239 |
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इनसाइडर खरीद के ट्रैक रिकॉर्ड - अल्पकालिक लाभ विश्लेषण
इस अनुभाग में, हम GECC / Great Elm Capital Corp. में की गई प्रत्येक अनियोजित, खुले बाज़ार की इनसाइडर खरीदारी की लाभप्रदता का विश्लेषण करते हैं। यह विश्लेषण यह समझने में मदद करता है कि क्या इनसाइडर लगातार असामान्य रिटर्न उत्पन्न करता है, और यह अनुसरण करने योग्य है। यह विश्लेषण प्रत्येक व्यापार के बाद एक वर्ष के लिए है, और यह परिणाम सैद्धांतिक हैं .
निम्न टेबल्स सबसे हालिया खुले बाज़ार की खरीदारी को दर्शाती है जो स्वचालित ट्रेडिंग योजना का हिस्सा नहीं थी।
समायोजित कीमत विभाजित-समायोजित कीमत है। समायोजित शेयर विभाजित-समायोजित शेयर हैं।
इनसाइडर बिक्री के ट्रैक रिकॉर्ड - अल्पकालिक हानि विश्लेषण
इस अनुभाग में, हम GECC / Great Elm Capital Corp. में की गई प्रत्येक अनियोजित, खुले बाज़ार की इनसाइडर बिक्री के अल्पकालिक नुकसान से बचने का विश्लेषण करते हैं। हानि से बचने का एक सुसंगत पैटर्न यह सुझाव दे सकता है कि भविष्य में बिक्री लेनदेन कीमत में गिरावट की भविष्यवाणी कर सकते हैं। यह विश्लेषण प्रत्येक व्यापार के बाद एक वर्ष के लिए है, और यह परिणाम सैद्धांतिक हैं .
निम्न टेबल्स सबसे हालिया खुले बाज़ार की बिक्री को दर्शाती है जो स्वचालित ट्रेडिंग योजना का हिस्सा नहीं थी।
समायोजित कीमत विभाजित-समायोजित कीमत है। समायोजित शेयर विभाजित-समायोजित शेयर हैं।
ट्रांजेक्शन इतिहास
संपूर्ण लेन-देन इतिहास देखने के लिए लिंक आइकन पर क्लिक करें। 10b5-1 स्वचालित ट्रेडिंग योजना के भाग के रूप में रिपोर्ट किए गए लेन-देन में 10b-5 चिह्नित कॉलम में एक X अंकित होगा।
| फ़ाइल तिथि |
व्यापार तिथि |
फॉर्म | इनसाइडर | टिकर | प्रतिभूति वर्ग | कोड | प्रत्यक्ष | एक्सरसाइज कीमत |
यूनिट कीमत |
यूनिटस परिवर्तित |
वैल्यू परिवर्तित (1K) |
शेष ऑप्शन |
शेष शेयर |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-08-27 | 2025-08-26 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 11.2000 | -21,472 | -240 | 1,647,782 | ||||
| 2025-08-27 | 2025-08-25 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 11.2000 | -25,711 | -288 | 1,669,254 | ||||
| 2025-08-22 | 2025-08-22 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 11.2000 | -17,956 | -201 | 1,694,965 | ||||
| 2025-08-22 | 2025-08-21 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 11.2000 | -26,705 | -299 | 1,712,921 | ||||
| 2025-08-20 | 2025-08-20 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 11.2000 | -7,793 | -87 | 1,739,626 | ||||
| 2025-08-20 | 2025-08-18 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 11.2000 | -363 | -4 | 1,747,419 | ||||
| 2025-07-14 | 2025-07-11 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 10.9500 | -38,793 | -425 | 1,747,782 | ||||
| 2025-07-10 | 2025-07-10 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 10.9500 | -8,661 | -95 | 1,786,575 | ||||
| 2025-07-10 | 2025-07-09 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 10.9500 | -3,129 | -34 | 1,795,236 | ||||
| 2025-07-08 | 2025-07-08 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 10.9500 | -3,218 | -35 | 1,798,365 | ||||
| 2025-07-08 | 2025-07-07 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 10.9500 | -11,852 | -130 | 1,801,583 | ||||
| 2025-07-03 | 2025-07-03 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 10.9500 | -11,021 | -121 | 1,813,435 | ||||
| 2025-07-03 | 2025-07-02 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 10.9500 | -13,324 | -146 | 1,824,456 | ||||
| 2025-07-03 | 2025-06-13 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 11.0000 | -2,714 | -30 | 1,837,780 | ||||
| 2025-07-03 | 2025-06-12 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 10.9700 | -7,288 | -80 | 1,840,494 | ||||
| 2025-07-03 | 2025-06-11 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 11.2000 | -2,642 | -30 | 1,847,782 | ||||
| 2025-06-13 | 2025-06-13 | 4 | COHEN RICHARD M | GECC | Common Stock | D | 11.0082 | 36 | 0 | 18,136 | ||||
| 2025-06-12 | 2025-06-12 | 4 | COHEN RICHARD M | GECC | Common Stock | D | 10.9500 | 3,100 | 34 | 18,100 | ||||
| 2025-06-12 | 2025-06-11 | 4 | COHEN RICHARD M | GECC | Common Stock | D | 11.1817 | 5,000 | 56 | 15,000 | ||||
| 2025-06-11 | 2025-06-10 | 4 | COHEN RICHARD M | GECC | Common Stock | D | 11.1304 | 3,500 | 39 | 10,000 | ||||
| 2025-06-11 | 2025-06-09 | 4 | COHEN RICHARD M | GECC | Common Stock | D | 11.1212 | 2,500 | 28 | 6,500 | ||||
| 2025-06-11 | 2025-06-09 | 4 | COHEN RICHARD M | GECC | Common Stock | D | 10.8267 | 1,500 | 16 | 4,000 | ||||
| 2025-06-11 | 2025-06-06 | 4 | COHEN RICHARD M | GECC | Common Stock | D | 10.7410 | 1,500 | 16 | 2,500 | ||||
| 2025-06-11 | 2025-06-06 | 4 | COHEN RICHARD M | GECC | Common Stock | D | 10.6381 | 1,000 | 11 | 1,000 | ||||
| 2025-06-05 | 2025-06-04 | 4 | Perry Chad | GECC | Common Stock | D | 10.5800 | 1,850 | 20 | 1,850 | ||||
| 2024-12-23 | 2024-12-23 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 10.2200 | -2,643 | -27 | 1,438,079 | ||||
| 2024-09-27 | 2024-09-24 | 4/A | Kleinman Adam M | GECC | Common Stock | D | 2,093 | 40,344 | ||||||
| 2024-09-27 | 2024-09-20 | 4/A | Kleinman Adam M | GECC | Common Stock | D | 6,194 | 38,251 | ||||||
| 2024-09-27 | 2024-09-24 | 4/A | Davis Keri | GECC | Common Stock | D | 213 | 19,392 | ||||||
| 2024-09-27 | 2024-09-20 | 4/A | Davis Keri | GECC | Common Stock | D | 647 | 19,179 | ||||||
| 2024-09-25 | 2024-09-24 | 4/A | Great Elm Group, Inc. | GECC | Common Stock | D | 10.0900 | -9,177 | -93 | 1,440,722 | ||||
| 2024-09-25 | 2024-09-20 | 4/A | Great Elm Group, Inc. | GECC | Common Stock | D | 10.0900 | -25,573 | -258 | 1,431,545 | ||||
| 2024-09-24 | 2024-09-24 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 10.0900 | -10,811 | -109 | 1,429,911 | ||||
| 2024-09-24 | 2024-09-24 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 10.0900 | -14,977 | -151 | 1,440,722 | ||||
| 2024-09-24 | 2024-09-20 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 10.0900 | -30,584 | -309 | 1,455,699 | ||||
| 2024-09-24 | 2024-09-20 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 10.0900 | -31,879 | -322 | 1,486,283 | ||||
| 2024-09-24 | 2024-09-24 | 4 | Davis Keri | GECC | Common Stock | D | 781 | 19,313 | ||||||
| 2024-09-24 | 2024-09-20 | 4 | Davis Keri | GECC | Common Stock | D | 3,717 | 18,532 | ||||||
| 2024-09-24 | 2024-09-24 | 4 | Kleinman Adam M | GECC | Common Stock | D | 2,093 | 30,419 | ||||||
| 2024-09-24 | 2024-09-20 | 4 | Kleinman Adam M | GECC | Common Stock | D | 6,194 | 28,326 | ||||||
| 2024-09-24 | 2024-09-20 | 4 | Kaplan Matthew D | GECC | Common Stock | D | 42,121 | 92,789 | ||||||
| 2024-09-17 | 2024-09-16 | 4 | Drapkin Matthew A | GECC | Common Stock | D | 9.9204 | 9,600 | 95 | 75,716 | ||||
| 2024-08-21 | 2024-08-21 | 4 | Drapkin Matthew A | GECC | Common Stock | D | 10.1200 | 1,310 | 13 | 66,116 | ||||
| 2024-08-21 | 2024-08-20 | 4 | Drapkin Matthew A | GECC | Common Stock | D | 10.0100 | 3,189 | 32 | 64,806 | ||||
| 2024-03-04 | 2024-03-04 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 10.8200 | -1,239 | -13 | 1,516,932 | ||||
| 2024-02-22 | 2024-02-15 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 10.6900 | -2,389 | -26 | 1,518,171 | ||||
| 2024-02-13 | 3 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 1,850,424 | ||||||||
| 2023-11-21 | 2023-11-21 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 10.0500 | 27,000 | 271 | 1,520,560 | ||||
| 2023-10-11 | 2023-10-10 | 4 | Kaplan Matthew D | GECC | Common Stock | D | 38,668 | 50,668 | ||||||
| 2023-09-22 | 2023-09-20 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 9.3100 | -26,360 | -245 | 1,506,159 | ||||
| 2023-09-22 | 2023-09-20 | 4 | Davis Keri | GECC | Common Stock | D | 196 | 14,815 | ||||||
| 2023-09-22 | 2023-09-20 | 4 | Davis Keri | GECC | Common Stock | D | 5,585 | 14,619 | ||||||
| 2023-08-16 | 2023-08-15 | 4 | COHEN RICHARD M By Spouse | GECC | Common Stock | I | 9.4749 | 2,612 | 25 | 2,612 | ||||
| 2023-05-23 | 2023-05-19 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | -37,268 | 1,532,519 | ||||||
| 2023-05-16 | 2023-05-12 | 4 | Kuperschmid Mark | GECC | Common Stock | D | 8.0199 | 2,700 | 22 | 3,000 | ||||
| 2023-05-16 | 2023-05-12 | 4 | Kuperschmid Mark | GECC | Common Stock | D | 8.0100 | 300 | 2 | 300 | ||||
| 2023-05-16 | 2023-05-12 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 8.0100 | 2,000 | 16 | 13,972 | ||||
| 2023-03-31 | 2022-09-24 | 4 | Davis Keri | GECC | Common Stock | D | 23 | 9,034 | ||||||
| 2023-03-31 | 2022-09-20 | 4 | Davis Keri | GECC | Common Stock | D | 5,894 | 9,011 | ||||||
| 2023-03-14 | 2023-03-10 | 4 | Kaplan Matthew D | GECC | Common Stock | D | 9.2900 | 1,100 | 10 | 12,000 | ||||
| 2023-03-09 | 2023-03-09 | 4 | Kaplan Matthew D | GECC | Common Stock | D | 9.4100 | 1,679 | 16 | 10,900 | ||||
| 2023-03-09 | 2023-03-08 | 4 | Kaplan Matthew D | GECC | Common Stock | D | 9.4600 | 2,201 | 21 | 9,221 | ||||
| 2023-03-09 | 2023-03-07 | 4 | Kaplan Matthew D | GECC | Common Stock | D | 9.1300 | 5,020 | 46 | 7,020 | ||||
| 2023-01-24 | 2022-12-22 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 8.3100 | -1,866 | -16 | 1,569,787 | ||||
| 2023-01-24 | 2022-12-07 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 10.0000 | -200,000 | -2,000 | 1,571,653 | ||||
| 2023-01-24 | 2022-09-26 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 8.6600 | -10,116 | -88 | 1,771,653 | ||||
| 2023-01-24 | 2022-09-20 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 10.1800 | -9,947 | -101 | 1,781,769 | ||||
| 2023-01-24 | 2022-08-30 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 12.1900 | -50,000 | -610 | 1,791,716 | ||||
| 2023-01-03 | 2023-01-03 | 4 | Great Elm Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Common Stock | I | -73,176 | 0 | ||||||
| 2023-01-03 | 2022-12-30 | 4 | Great Elm Group, Inc. Forest Investments, Inc. | GECC | Common Stock | I | -372,495 | 0 | ||||||
| 2022-06-27 | 3 | BC Advisors LLC | GECC | Common Stock | I | 220,399 | ||||||||
| 2022-06-27 | 3 | BC Advisors LLC | GECC | Common Stock | I | 369,140 | ||||||||
| 2022-06-27 | 3 | BC Advisors LLC | GECC | Common Stock | I | 208,932 | ||||||||
| 2022-06-17 | 2022-06-15 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 12.5000 | 5,986 | 75 | 11,972 | ||||
| 2022-06-17 | 2022-06-15 | 4 | Kleinman Adam M | GECC | Common Stock | D | 12.5000 | 4,000 | 50 | 20,558 | ||||
| 2022-06-17 | 2022-06-15 | 4 | Kaplan Matthew D | GECC | Common Stock | D | 12.5000 | 1,000 | 12 | 2,000 | ||||
| 2022-06-17 | 2022-06-15 | 4 | Great Elm Group, Inc. Forest Investments, Inc. | GECC | Common Stock | I | 12.5000 | 399,990 | 5,000 | 400,100 | ||||
| 2022-06-17 | 2022-06-15 | 4 | Great Elm Group, Inc. Forest Investments, Inc. | GECC | Common Stock | I | 12.5000 | 100 | 1 | 200 | ||||
| 2022-06-17 | 2022-06-15 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 12.5000 | 185,889 | 2,324 | 1,814,111 | ||||
| 2022-06-17 | 2022-06-15 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 12.5000 | 814,111 | 10,176 | 1,628,222 | ||||
| 2022-06-17 | 2022-06-15 | 4 | Drapkin Matthew A | GECC | Common Stock | I | 12.5000 | 40,000 | 500 | 40,309 | ||||
| 2022-06-17 | 2022-06-15 | 4 | Drapkin Matthew A | GECC | Common Stock | D | 12.5000 | 20,000 | 250 | 21,308 | ||||
| 2022-06-17 | 2022-06-15 | 4 | Drapkin Matthew A | GECC | Common Stock | I | 12.5000 | 320,000 | 4,000 | 369,140 | ||||
| 2022-06-17 | 2022-06-15 | 4 | Drapkin Matthew A | GECC | Common Stock | I | 12.5000 | 160,000 | 2,000 | 208,932 | ||||
| 2022-06-17 | 2022-06-15 | 4 | Drapkin Matthew A | GECC | Common Stock | I | 12.5000 | 84,000 | 1,050 | 220,399 | ||||
| 2022-05-27 | 2022-05-25 | 4 | Drapkin Matthew A | GECC | Common Stock | I | 12.4136 | 4,793 | 59 | 136,399 | ||||
| 2022-05-27 | 2022-05-25 | 4 | Drapkin Matthew A | GECC | Common Stock | I | 12.4136 | 1,597 | 20 | 48,932 | ||||
| 2022-05-27 | 2022-05-25 | 4 | Drapkin Matthew A | GECC | Common Stock | I | 12.4136 | 946 | 12 | 49,140 | ||||
| 2022-05-12 | 2022-05-11 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 12.5000 | -100,000 | -1,250 | 814,111 | ||||
| 2022-03-11 | 2022-03-09 | 4 | Drapkin Matthew A | GECC | Common Stock | D | 14.7000 | 1,000 | 15 | 1,617 | ||||
| 2022-03-11 | 2022-03-09 | 4 | Drapkin Matthew A | GECC | Common Stock | I | 14.7000 | 1,000 | 15 | 48,195 | ||||
| 2022-03-11 | 2022-03-09 | 4 | Drapkin Matthew A | GECC | Common Stock | D | 14.7000 | 617 | 9 | 617 | ||||
| 2022-03-11 | 3 | Drapkin Matthew A | GECC | Common Stock | I | 131,606 | ||||||||
| 2022-03-11 | 3 | Drapkin Matthew A | GECC | Common Stock | I | 47,195 | ||||||||
| 2022-03-11 | 3 | Drapkin Matthew A | GECC | Common Stock | I | 47,335 | ||||||||
| 2022-03-10 | 2022-03-08 | 4 | Kaplan Matthew D | GECC | Common Stock | D | 14.0000 | 1,000 | 14 | 1,000 | ||||
| 2021-10-13 | 3 | Zadek Robert A | GECC | Common Stock | D | 3,397,436 | ||||||||
| 2021-09-28 | 2021-09-24 | 4 | Davis Keri | GECC | Common Stock | D | 5,147 | 18,699 | ||||||
| 2021-09-28 | 2021-09-24 | 4 | Reed Peter A | GECC | Common Stock | D | 87,132 | 351,636 | ||||||
| 2021-09-28 | 2021-09-24 | 4 | Kleinman Adam M | GECC | Common Stock | D | 79,411 | 158,907 | ||||||
| 2021-09-28 | 2021-09-24 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | -220,217 | 5,319,507 | ||||||
| 2021-02-09 | 2021-02-05 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | -11,254 | 5,539,724 | ||||||
| 2021-02-09 | 2021-02-05 | 4 | Davis Keri | GECC | Common Stock | D | 11,254 | 13,552 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | STUART JOHN EDWARD By Michele G. Stuart | GECC | Common Stock | I | 18 | 1,034 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | STUART JOHN EDWARD By Mary E. Stuart 2011 Grantor Trust | GECC | Common Stock | I | 40 | 2,383 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | STUART JOHN EDWARD By John E. Stuart GST Trust | GECC | Common Stock | I | 97 | 5,073 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | STUART JOHN EDWARD | GECC | Common Stock | D | 330 | 17,202 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | Speller Michael C | GECC | Common Stock | D | 614 | 36,559 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 603 | 35,917 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 572 | 25,279 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | Great Elm Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Common Stock | I | 9,913 | 439,063 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 125,334 | 5,550,978 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | Reed Peter A | GECC | Common Stock | D | 5,969 | 264,504 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | Kleinman Adam M | GECC | Common Stock | D | 1,795 | 79,496 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | Davis Keri | GECC | Common Stock | D | 52 | 2,298 | ||||||
| 2020-12-31 | 3 | Great Elm Group, Inc. | GECC | Common Stock | I | 429,150 | ||||||||
| 2020-12-31 | 3 | Great Elm Group, Inc. | GECC | Common Stock | D | 5,425,644 | ||||||||
| 2020-12-31 | 2020-12-29 | 4 | Great Elm Capital Group, Inc. See Footnotes | GECC | Common Stock | I | -429,150 | 0 | ||||||
| 2020-12-31 | 2020-12-29 | 4 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | -5,425,644 | 0 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | STUART JOHN EDWARD By Michele G. Stuart | GECC | Common Stock | I | 19 | 1,016 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | STUART JOHN EDWARD By Mary E. Stuart 2011 Grantor Trust | GECC | Common Stock | I | 42 | 2,343 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | STUART JOHN EDWARD By John E. Stuart GST Trust | GECC | Common Stock | I | 96 | 4,976 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | STUART JOHN EDWARD | GECC | Common Stock | D | 324 | 16,872 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | Speller Michael C | GECC | Common Stock | D | 644 | 35,945 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 633 | 35,314 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 524 | 24,708 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Common Stock | I | 9,089 | 429,150 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 97,294 | 5,425,644 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | Reed Peter A | GECC | Common Stock | D | 5,473 | 258,535 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | Kleinman Adam M | GECC | Common Stock | D | 1,646 | 77,701 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | Davis Keri | GECC | Common Stock | D | 48 | 2,246 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | STUART JOHN EDWARD By Michele G. Stuart | GECC | Common Stock | I | 24 | 997 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | STUART JOHN EDWARD By Mary E. Stuart 2011 Grantor Trust | GECC | Common Stock | I | 53 | 2,301 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | STUART JOHN EDWARD By John E. Stuart GST Trust | GECC | Common Stock | I | 128 | 4,880 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | STUART JOHN EDWARD | GECC | Common Stock | D | 432 | 16,548 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | Speller Michael C | GECC | Common Stock | D | 825 | 35,301 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 811 | 34,681 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 730 | 24,184 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Common Stock | I | 12,652 | 420,061 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 160,492 | 5,328,350 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | Reed Peter A | GECC | Common Stock | D | 7,619 | 253,062 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | Davis Keri | GECC | Common Stock | D | 66 | 2,199 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | Kleinman Adam M | GECC | Common Stock | D | 2,291 | 76,056 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Common Stock | I | 6,858 | 407,409 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 59,089 | 5,167,858 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | STUART JOHN EDWARD By Michele G. Stuart | GECC | Common Stock | I | 20 | 973 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | STUART JOHN EDWARD By Mary E. Stuart 2011 Grantor Trust | GECC | Common Stock | I | 46 | 2,248 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | STUART JOHN EDWARD By John E. Stuart GST Trust | GECC | Common Stock | I | 111 | 4,752 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | STUART JOHN EDWARD | GECC | Common Stock | D | 245 | 16,116 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 453 | 33,870 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | Speller Michael C | GECC | Common Stock | D | 363 | 34,476 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 362 | 23,454 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | Reed Peter A | GECC | Common Stock | D | 2,592 | 245,443 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | Davis Keri | GECC | Common Stock | D | 18 | 2,132 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | Kleinman Adam M | GECC | Common Stock | D | 1,011 | 73,765 | ||||||
| 2020-10-01 | 2020-10-01 | 4 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 2.9500 | 863,337 | 2,547 | 5,108,769 | ||||
| 2020-10-01 | 2020-09-28 | 4 | Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Subscription Rights | I | 2.95 | -151,894 | 0 | |||||
| 2020-10-01 | 2020-09-28 | 4 | Great Elm Capital Group, Inc. | GECC | Subscription Rights | D | 2.95 | -2,103,194 | 0 | |||||
| 2020-10-01 | 2020-09-28 | 4 | Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Common Stock | I | 2.9500 | 151,894 | 448 | 400,551 | ||||
| 2020-10-01 | 2020-09-28 | 4 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 2.9500 | 2,103,194 | 6,204 | 4,245,432 | ||||
| 2020-10-01 | 2020-09-21 | 4 | Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Common Stock | I | 4,532 | 248,657 | ||||||
| 2020-10-01 | 2020-09-21 | 4 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 39,044 | 2,142,238 | ||||||
| 2020-10-01 | 2020-08-21 | 4 | Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Common Stock | I | 4,337 | 244,125 | ||||||
| 2020-10-01 | 2020-08-21 | 4 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 31,546 | 2,103,194 | ||||||
| 2020-10-01 | 2020-07-15 | 4 | Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Common Stock | I | 4,641 | 239,788 | ||||||
| 2020-10-01 | 2020-07-15 | 4 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 28,214 | 2,071,648 | ||||||
| 2020-10-01 | 2020-06-15 | 4 | Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Common Stock | I | 4,447 | 235,147 | ||||||
| 2020-10-01 | 2020-06-15 | 4 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 26,939 | 2,043,434 | ||||||
| 2020-10-01 | 2020-05-15 | 4 | Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Common Stock | I | 5,700 | 230,700 | ||||||
| 2020-10-01 | 2020-05-15 | 4 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 49,828 | 2,016,495 | ||||||
| 2020-10-01 | 2020-09-28 | 4 | STUART JOHN EDWARD | GECC | Subscription Rights | D | 2.95 | -5,773 | 0 | |||||
| 2020-10-01 | 2020-09-28 | 4 | STUART JOHN EDWARD | GECC | Common Stock | D | 2.9500 | 5,773 | 17 | 15,871 | ||||
| 2020-10-01 | 2020-09-28 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Subscription Rights | I | 2.95 | -12,000 | 0 | |||||
| 2020-10-01 | 2020-09-28 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 2.9500 | 12,000 | 35 | 33,417 | ||||
| 2020-10-01 | 2020-09-28 | 4 | Speller Michael C | GECC | Subscription Rights | D | 2.95 | -16,937 | 0 | |||||
| 2020-10-01 | 2020-09-28 | 4 | Speller Michael C | GECC | Common Stock | D | 2.9500 | 16,937 | 50 | 34,113 | ||||
| 2020-10-01 | 2020-10-01 | 4 | Reed Peter A | GECC | Common Stock | D | 2.9500 | 56,239 | 166 | 242,851 | ||||
| 2020-10-01 | 2020-09-28 | 4 | Reed Peter A | GECC | Subscription Rights | D | 2.95 | -92,448 | 0 | |||||
| 2020-10-01 | 2020-09-28 | 4 | Reed Peter A | GECC | Common Stock | D | 2.9500 | 92,448 | 273 | 186,612 | ||||
| 2020-10-01 | 2020-09-28 | 4 | Horsey Randall Revell | GECC | Subscription Rights | D | 2.95 | -10,000 | 0 | |||||
| 2020-10-01 | 2020-09-28 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 2.9500 | 10,000 | 30 | 23,092 | ||||
| 2020-10-01 | 2020-10-01 | 4 | Davis Keri | GECC | Common Stock | D | 2.9500 | 800 | 2 | 2,114 | ||||
| 2020-10-01 | 2020-09-28 | 4 | Davis Keri | GECC | Subscription Rights | D | 2.95 | -651 | 0 | |||||
| 2020-10-01 | 2020-09-28 | 4 | Davis Keri | GECC | Common Stock | D | 2.9500 | 651 | 2 | 1,314 | ||||
| 2020-10-01 | 2020-09-28 | 4 | Kleinman Adam M | GECC | Subscription Rights | D | 2.95 | -36,042 | 0 | |||||
| 2020-10-01 | 2020-09-28 | 4 | Kleinman Adam M | GECC | Common Stock | D | 2.9500 | 36,042 | 106 | 72,754 | ||||
| 2020-09-23 | 2020-09-21 | 4 | STUART JOHN EDWARD By Michele G. Stuart | GECC | Common Stock | I | 14 | 953 | ||||||
| 2020-09-23 | 2020-09-21 | 4 | STUART JOHN EDWARD By Mary E. Stuart 2011 Grantor Trust | GECC | Common Stock | I | 30 | 2,202 | ||||||
| 2020-09-23 | 2020-09-21 | 4 | STUART JOHN EDWARD By John E. Stuart GST Trust | GECC | Common Stock | I | 72 | 4,641 | ||||||
| 2020-09-23 | 2020-09-21 | 4 | STUART JOHN EDWARD | GECC | Common Stock | D | 160 | 10,098 | ||||||
| 2020-09-23 | 2020-09-21 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 298 | 21,417 | ||||||
| 2020-09-23 | 2020-09-21 | 4 | Speller Michael C | GECC | Common Stock | D | 239 | 17,176 | ||||||
| 2020-09-23 | 2020-09-21 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 239 | 13,092 | ||||||
| 2020-09-23 | 2020-09-21 | 4 | Reed Peter A | GECC | Common Stock | D | 1,716 | 94,164 | ||||||
| 2020-09-23 | 2020-09-21 | 4 | Kleinman Adam M | GECC | Common Stock | D | 669 | 36,712 | ||||||
| 2020-09-23 | 2020-09-21 | 4 | Davis Keri | GECC | Common Stock | D | 12 | 663 | ||||||
| 2020-08-25 | 2020-08-21 | 4 | STUART JOHN EDWARD By Michele G. Stuart | GECC | Common Stock | I | 14 | 939 | ||||||
| 2020-08-25 | 2020-08-21 | 4 | STUART JOHN EDWARD By Mary E. Stuart 2011 Grantor Trust | GECC | Common Stock | I | 32 | 2,172 | ||||||
| 2020-08-25 | 2020-08-21 | 4 | STUART JOHN EDWARD By John E. Stuart GST Trust | GECC | Common Stock | I | 74 | 4,569 | ||||||
| 2020-08-25 | 2020-08-21 | 4 | STUART JOHN EDWARD | GECC | Common Stock | D | 161 | 9,938 | ||||||
| 2020-08-25 | 2020-08-21 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 316 | 21,119 | ||||||
| 2020-08-25 | 2020-08-21 | 4 | Speller Michael C | GECC | Common Stock | D | 254 | 16,937 | ||||||
| 2020-08-25 | 2020-08-21 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 193 | 12,853 | ||||||
| 2020-08-25 | 2020-08-21 | 4 | Reed Peter A | GECC | Common Stock | D | 1,640 | 92,448 | ||||||
| 2020-08-25 | 2020-08-21 | 4 | Kleinman Adam M | GECC | Common Stock | D | 640 | 36,043 | ||||||
| 2020-08-25 | 2020-08-21 | 4 | Davis Keri | GECC | Common Stock | D | 12 | 651 | ||||||
| 2020-07-23 | 2020-07-15 | 4 | STUART JOHN EDWARD | GECC | Common Stock | D | 41 | 9,777 | ||||||
| 2020-07-17 | 2020-07-15 | 4 | STUART JOHN EDWARD By Michele G. Stuart | GECC | Common Stock | I | 13 | 925 | ||||||
| 2020-07-17 | 2020-07-15 | 4 | STUART JOHN EDWARD By Mary E. Stuart 2011 Grantor Trust | GECC | Common Stock | I | 29 | 2,140 | ||||||
| 2020-07-17 | 2020-07-15 | 4 | STUART JOHN EDWARD By John E. Stuart GST Trust | GECC | Common Stock | I | 72 | 4,495 | ||||||
| 2020-07-17 | 2020-07-15 | 4 | STUART JOHN EDWARD | GECC | Common Stock | D | 119 | 9,736 | ||||||
| 2020-07-17 | 2020-07-15 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 283 | 20,803 | ||||||
| 2020-07-17 | 2020-07-15 | 4 | Speller Michael C | GECC | Common Stock | D | 227 | 16,683 | ||||||
| 2020-07-17 | 2020-07-15 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 245 | 12,660 | ||||||
| 2020-07-17 | 2020-07-15 | 4 | Reed Peter A | GECC | Common Stock | D | 1,755 | 90,808 | ||||||
| 2020-07-17 | 2020-07-15 | 4 | Kleinman Adam M | GECC | Common Stock | D | 685 | 35,403 | ||||||
| 2020-07-17 | 2020-07-15 | 4 | Davis Keri | GECC | Common Stock | D | 12 | 639 | ||||||
| 2020-06-17 | 2020-06-15 | 4 | Davis Keri | GECC | Common Stock | D | 12 | 627 | ||||||
| 2020-06-17 | 2020-06-15 | 4 | Reed Peter A | GECC | Common Stock | D | 1,682 | 89,053 | ||||||
| 2020-06-17 | 2020-06-15 | 4 | Kleinman Adam M | GECC | Common Stock | D | 657 | 34,717 | ||||||
| 2020-06-17 | 2020-06-15 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 235 | 12,415 | ||||||
| 2020-06-17 | 2020-06-15 | 4 | STUART JOHN EDWARD By Michele G. Stuart | GECC | Common Stock | I | 12 | 912 | ||||||
| 2020-06-17 | 2020-06-15 | 4 | STUART JOHN EDWARD By Mary E. Stuart 2011 Grantor Trust | GECC | Common Stock | I | 27 | 2,111 | ||||||
| 2020-06-17 | 2020-06-15 | 4 | STUART JOHN EDWARD By John E. Stuart GST Trust | GECC | Common Stock | I | 69 | 4,423 | ||||||
| 2020-06-17 | 2020-06-15 | 4 | STUART JOHN EDWARD | GECC | Common Stock | D | 152 | 9,617 | ||||||
| 2020-06-17 | 2020-06-15 | 4 | Speller Michael C | GECC | Common Stock | D | 216 | 16,456 | ||||||
| 2020-06-17 | 2020-06-15 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 270 | 20,520 | ||||||
| 2020-05-19 | 2020-05-15 | 4 | Speller Michael C | GECC | Common Stock | D | 240 | 16,240 | ||||||
| 2020-05-19 | 2020-05-15 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 300 | 20,250 | ||||||
| 2020-05-19 | 2020-05-15 | 4 | STUART JOHN EDWARD By Michele G. Stuart | GECC | Common Stock | I | 13 | 900 | ||||||
| 2020-05-19 | 2020-05-15 | 4 | STUART JOHN EDWARD By Mary E. Stuart 2011 Grantor Trust | GECC | Common Stock | I | 30 | 2,084 | ||||||
| 2020-05-19 | 2020-05-15 | 4 | STUART JOHN EDWARD By John E. Stuart GST Trust | GECC | Common Stock | I | 83 | 4,354 | ||||||
| 2020-05-19 | 2020-05-15 | 4 | STUART JOHN EDWARD | GECC | Common Stock | D | 185 | 9,465 | ||||||
| 2020-05-19 | 2020-05-15 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 180 | 12,180 | ||||||
| 2020-05-19 | 2020-05-15 | 4 | Reed Peter A | GECC | Common Stock | D | 2,157 | 87,371 | ||||||
| 2020-05-19 | 2020-05-15 | 4 | Kleinman Adam M | GECC | Common Stock | D | 842 | 34,061 | ||||||
| 2020-05-19 | 2020-05-15 | 4 | Davis Keri | GECC | Common Stock | D | 15 | 615 | ||||||
| 2019-11-21 | 2019-11-20 | 4 | Speller Michael C | GECC | Common Stock | D | 7.8000 | 5,000 | 39 | 16,000 | ||||
| 2019-11-21 | 2019-11-20 | 4 | Davis Keri | GECC | Common Stock | D | 7.9400 | 600 | 5 | 600 | ||||
| 2019-11-21 | 2019-11-20 | 4 | Kleinman Adam M | GECC | Common Stock | D | 7.9000 | 7,500 | 59 | 33,219 | ||||
| 2019-09-03 | 2019-08-30 | 4 | Kleinman Adam M | GECC | Common Stock | D | 8.2500 | 369 | 3 | 25,719 | ||||
| 2019-09-03 | 2019-08-29 | 4 | Kleinman Adam M | GECC | Common Stock | D | 8.1700 | 350 | 3 | 25,350 | ||||
| 2019-08-29 | 2019-08-27 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 8.3200 | 2,000 | 17 | 12,000 | ||||
| 2019-08-28 | 2019-08-26 | 4 | Reed Peter A | GECC | Common Stock | D | 8.2500 | 3,000 | 25 | 85,214 | ||||
| 2019-08-21 | 2019-08-19 | 4 | Reed Peter A | GECC | Common Stock | D | 8.2500 | 2,219 | 18 | 82,214 | ||||
| 2019-06-07 | 2019-06-06 | 4 | Reed Peter A | GECC | Common Stock | D | 8.5000 | 3,143 | 27 | 79,995 | ||||
| 2019-06-07 | 2019-06-05 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.4812 | -55,100 | -467 | 1,015,508 | ||||
| 2019-06-06 | 2019-06-04 | 4 | Kleinman Adam M | GECC | Common Stock | D | 8.5000 | 10,000 | 85 | 25,000 | ||||
| 2019-06-04 | 2019-06-04 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.4744 | -5,700 | -48 | 1,070,608 | ||||
| 2019-06-04 | 2019-06-03 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.4650 | -7,400 | -63 | 1,076,308 | ||||
| 2019-06-04 | 2019-05-31 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.5991 | -58,200 | -500 | 1,083,708 | ||||
| 2019-06-04 | 2019-05-31 | 4 | Reed Peter A | GECC | Common Stock | D | 8.5800 | 2,000 | 17 | 76,852 | ||||
| 2019-05-30 | 2019-05-30 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.8616 | -7,000 | -62 | 1,141,908 | ||||
| 2019-05-30 | 2019-05-29 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.9000 | -5,300 | -47 | 1,148,908 | ||||
| 2019-05-30 | 2019-05-28 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.8812 | -8,800 | -78 | 1,154,208 | ||||
| 2019-05-24 | 2019-05-24 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.8485 | -10,500 | -93 | 1,163,008 | ||||
| 2019-05-24 | 2019-05-23 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.6028 | -258,100 | -2,220 | 1,173,508 | ||||
| 2019-05-24 | 2019-05-22 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.7742 | -5,400 | -47 | 1,431,608 | ||||
| 2019-05-21 | 2019-05-21 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.8485 | -6,900 | -61 | 1,437,008 | ||||
| 2019-05-21 | 2019-05-20 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.8323 | -6,200 | -55 | 1,443,908 | ||||
| 2019-05-21 | 2019-05-17 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.7221 | -5,400 | -47 | 1,450,108 | ||||
| 2019-05-16 | 2019-05-16 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.6943 | -134,700 | -1,171 | 1,455,508 | ||||
| 2019-05-16 | 2019-05-15 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.5580 | -9,400 | -80 | 1,590,208 | ||||
| 2019-05-16 | 2019-05-14 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.5460 | -4,900 | -42 | 1,599,608 | ||||
| 2019-05-13 | 2019-05-13 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.4071 | -5,000 | -42 | 1,604,508 | ||||
| 2019-05-13 | 2019-05-10 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.4327 | -2,100 | -18 | 1,609,508 | ||||
| 2019-05-13 | 2019-05-09 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.3899 | -1,700 | -14 | 1,611,608 | ||||
| 2019-04-29 | 2019-04-25 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.3616 | -13,300 | -111 | 1,613,308 | ||||
| 2019-04-24 | 2019-04-24 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.4107 | -20,500 | -172 | 1,626,608 | ||||
| 2019-04-24 | 2019-04-23 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.3901 | -16,200 | -136 | 1,647,108 | ||||
| 2019-04-24 | 2019-04-22 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.3436 | -11,300 | -94 | 1,663,308 | ||||
| 2019-04-18 | 2019-04-18 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.3581 | -13,000 | -109 | 1,674,608 | ||||
| 2019-04-18 | 2019-04-17 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.3576 | -7,400 | -62 | 1,687,608 | ||||
| 2019-04-18 | 2019-04-16 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.3392 | -16,700 | -139 | 1,695,008 | ||||
| 2019-04-01 | 2019-04-01 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.2016 | -102,900 | -844 | 1,711,708 | ||||
| 2019-04-01 | 2019-03-29 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.2688 | -5,900 | -49 | 1,814,608 | ||||
| 2019-04-01 | 2019-03-28 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.2938 | -6,400 | -53 | 1,820,508 | ||||
| 2019-03-27 | 2019-03-26 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.3540 | -16,000 | -134 | 1,826,908 | ||||
| 2019-03-27 | 2019-03-25 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.2217 | -205,200 | -1,687 | 1,842,908 | ||||
| 2019-03-22 | 2019-03-22 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.2391 | -16,000 | -132 | 2,048,108 | ||||
| 2019-03-22 | 2019-03-21 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.3089 | -4,300 | -36 | 2,064,108 | ||||
| 2019-03-22 | 2019-03-20 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.3168 | -3,700 | -31 | 2,068,408 | ||||
| 2019-03-19 | 2019-03-19 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.2816 | -9,500 | -79 | 2,072,108 | ||||
| 2019-03-19 | 2019-03-18 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.1696 | -4,800 | -39 | 2,081,608 | ||||
| 2019-03-19 | 2019-03-15 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.1532 | -18,009 | -147 | 2,086,408 | ||||
| 2019-03-14 | 2019-03-14 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.0975 | -10,400 | -84 | 2,104,417 | ||||
| 2019-03-14 | 2019-03-13 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.1376 | -35,900 | -292 | 2,114,817 | ||||
| 2019-03-14 | 2019-03-12 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.2087 | -17,700 | -145 | 2,150,717 | ||||
| 2019-03-11 | 2019-03-11 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.1600 | -9,800 | -80 | 2,168,417 | ||||
| 2019-03-11 | 2019-03-08 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.0884 | -8,400 | -68 | 2,178,217 | ||||
| 2019-03-11 | 2019-03-07 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.1693 | -17,600 | -144 | 2,186,617 | ||||
| 2019-03-06 | 2019-03-06 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.2030 | -6,300 | -52 | 2,204,217 | ||||
| 2019-03-06 | 2019-03-05 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.1613 | -14,500 | -118 | 2,210,517 | ||||
| 2019-03-06 | 2019-03-04 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.2904 | -16,700 | -138 | 2,225,017 | ||||
| 2019-03-01 | 2019-03-01 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.4181 | -40,000 | -337 | 2,241,717 | ||||
| 2019-03-01 | 2019-02-28 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.3302 | -11,400 | -95 | 2,281,717 | ||||
| 2019-03-01 | 2019-02-27 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.3794 | -10,000 | -84 | 2,293,117 | ||||
| 2019-02-26 | 2019-02-26 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.5034 | -29,400 | -250 | 2,307,791 | ||||
| 2019-02-26 | 2019-02-25 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.4790 | -32,500 | -276 | 2,337,191 | ||||
| 2019-02-26 | 2019-02-22 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.4493 | -15,700 | -133 | 2,369,691 | ||||
| 2019-02-21 | 2019-02-21 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.3891 | -6,400 | -54 | 2,385,391 | ||||
| 2019-02-21 | 2019-02-20 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.3200 | -11,600 | -97 | 2,391,791 | ||||
| 2019-02-21 | 2019-02-19 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.3200 | -20,900 | -174 | 2,403,391 | ||||
| 2019-02-15 | 2019-02-15 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.3054 | -12,000 | -100 | 2,424,291 | ||||
| 2019-02-15 | 2019-02-14 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.2848 | -16,400 | -136 | 2,436,291 | ||||
| 2019-02-15 | 2019-02-13 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.2648 | -12,000 | -99 | 2,452,691 | ||||
| 2019-02-12 | 2019-02-12 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.1626 | -8,400 | -69 | 2,464,691 | ||||
| 2019-02-12 | 2019-02-11 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.1330 | -5,900 | -48 | 2,473,091 | ||||
| 2019-02-12 | 2019-02-08 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.1475 | -6,000 | -49 | 2,478,991 | ||||
| 2019-02-07 | 2019-02-07 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.1372 | -9,000 | -73 | 2,484,991 | ||||
| 2019-02-07 | 2019-02-06 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.1374 | -14,700 | -120 | 2,493,991 | ||||
| 2019-02-07 | 2019-02-05 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.0759 | -16,100 | -130 | 2,508,691 | ||||
| 2019-02-04 | 2019-02-04 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.0128 | -25,000 | -200 | 2,524,791 | ||||
| 2019-02-04 | 2019-02-01 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.0003 | -5,200 | -42 | 2,549,791 | ||||
| 2019-02-04 | 2019-01-31 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.0053 | -9,000 | -72 | 2,554,991 | ||||
| 2019-01-30 | 2019-01-30 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.0049 | -9,750 | -78 | 2,563,991 | ||||
| 2019-01-30 | 2019-01-29 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.0076 | -7,000 | -56 | 2,573,741 | ||||
| 2019-01-30 | 2019-01-28 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7.9882 | -15,100 | -121 | 25,807,417 | ||||
| 2019-01-25 | 2019-01-25 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7.9513 | -18,500 | -147 | 2,595,841 | ||||
| 2019-01-25 | 2019-01-24 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7.9521 | -4,666 | -37 | 2,614,341 | ||||
| 2019-01-25 | 2019-01-23 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7.9510 | -9,533 | -76 | 2,619,007 | ||||
| 2019-01-22 | 2019-01-22 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7.9553 | -6,525 | -52 | 2,628,540 | ||||
| 2019-01-22 | 2019-01-18 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7.9515 | -4,950 | -39 | 2,635,065 | ||||
| 2019-01-22 | 2019-01-17 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7.9500 | -2,950 | -23 | 2,640,015 | ||||
| 2019-01-16 | 2019-01-16 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7.9608 | -3,750 | -30 | 2,642,965 | ||||
| 2019-01-16 | 2019-01-15 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7.9504 | -1,325 | -11 | 2,646,715 | ||||
| 2019-01-16 | 2019-01-14 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7.9500 | -200 | -2 | 2,648,040 | ||||
| 2019-01-11 | 2019-01-11 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7.9515 | -2,100 | -17 | 2,648,240 | ||||
| 2019-01-11 | 2019-01-10 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7.9559 | -3,700 | -29 | 2,650,340 | ||||
| 2019-01-11 | 2019-01-09 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7.9508 | -1,300 | -10 | 2,654,040 | ||||
| 2019-01-08 | 2019-01-08 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7.9507 | -1,450 | -12 | 2,655,340 | ||||
| 2019-01-08 | 2019-01-07 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7.9559 | -1,690 | -13 | 2,656,790 | ||||
| 2019-01-08 | 2019-01-04 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7.9012 | -40,750 | -322 | 2,658,480 | ||||
| 2019-01-04 | 2019-01-03 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7.9800 | -475 | -4 | 2,699,230 | ||||
| 2019-01-04 | 2019-01-02 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.0000 | -750 | -6 | 2,699,705 | ||||
| 2019-01-02 | 2018-12-31 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.0000 | -250 | -2 | 2,700,455 | ||||
| 2019-01-02 | 2018-12-28 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.0066 | -1,375 | -11 | 2,700,705 | ||||
| 2018-12-20 | 2018-12-18 | 4 | Reed Peter A | GECC | Common Stock | D | 7.9000 | 2,145 | 17 | 74,852 | ||||
| 2018-12-17 | 2018-12-13 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.1603 | -862 | -7 | 2,702,080 | ||||
| 2018-12-12 | 2018-12-11 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.1909 | -2,000 | -16 | 2,704,774 | ||||
| 2018-12-12 | 2018-12-11 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.1500 | -300 | -2 | 2,706,774 | ||||
| 2018-12-12 | 2018-12-10 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.1539 | -2,800 | -23 | 2,707,074 | ||||
| 2018-12-10 | 2018-12-07 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.2455 | -2,000 | -16 | 2,709,874 | ||||
| 2018-12-04 | 2018-11-29 | 4/A | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 8.3000 | 4,000 | 33 | 12,768 | ||||
| 2018-12-04 | 2018-12-04 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 8.3500 | 7,000 | 58 | 19,950 | ||||
| 2018-12-04 | 2018-12-03 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 8.3000 | 182 | 2 | 12,950 | ||||
| 2018-12-04 | 2018-11-30 | 4 | Reed Peter A | GECC | Common Stock | D | 8.4000 | 3,000 | 25 | 72,707 | ||||
| 2018-12-04 | 2018-11-30 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 8.3800 | 2,000 | 17 | 10,000 | ||||
| 2018-12-03 | 2018-11-29 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 8.3000 | 7,364 | 61 | 16,132 | ||||
| 2018-11-30 | 2018-11-28 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 8.3600 | 4,000 | 33 | 8,000 | ||||
| 2018-11-29 | 2018-11-27 | 4 | Reed Peter A | GECC | Common Stock | D | 8.3900 | 1,832 | 15 | 69,707 | ||||
| 2018-11-27 | 2018-11-26 | 4 | Reed Peter A | GECC | Common Stock | D | 8.2500 | 2,368 | 20 | 67,875 | ||||
| 2018-11-21 | 2018-11-20 | 4 | Speller Michael C | GECC | Common Stock | D | 8.1200 | 6,000 | 49 | 11,000 | ||||
| 2018-11-21 | 2018-11-20 | 4 | Kleinman Adam M | GECC | Common Stock | D | 8.0500 | 6,000 | 48 | 15,000 | ||||
| 2018-11-21 | 2018-11-19 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 8.1400 | 1,000 | 8 | 8,768 | ||||
| 2018-11-21 | 2018-11-20 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 8.0800 | 2,000 | 16 | 4,000 | ||||
| 2018-11-21 | 2018-11-19 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 8.1000 | 1,000 | 8 | 2,000 | ||||
| 2018-11-19 | 2018-11-16 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 8.0300 | 1,237 | 10 | 7,768 | ||||
| 2018-11-19 | 2018-11-15 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 8.0600 | 4,531 | 37 | 6,531 | ||||
| 2018-11-19 | 2018-05-29 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 9.3600 | 1,000 | 9 | 2,000 | ||||
| 2018-11-19 | 2018-11-16 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 8.1400 | 1,000 | 8 | 1,000 | ||||
| 2018-11-19 | 2018-11-19 | 4 | Reed Peter A | GECC | Common Stock | D | 8.0500 | 20,000 | 161 | 65,507 | ||||
| 2018-11-19 | 2018-11-15 | 4 | Reed Peter A | GECC | Common Stock | D | 8.1000 | 41,500 | 336 | 45,507 | ||||
| 2018-11-19 | 2018-11-15 | 4 | Kleinman Adam M | GECC | Common Stock | D | 8.0600 | 9,000 | 73 | 9,000 | ||||
| 2018-10-24 | 2018-10-22 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7.5500 | -2,276,279 | -17,186 | 2,711,874 | ||||
| 2018-09-14 | 2018-09-12 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9.6773 | -45,448 | -440 | 4,988,153 | ||||
| 2018-09-11 | 3 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 3,933,334 | ||||||||
| 2018-09-11 | 3 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 3,933,334 | ||||||||
| 2018-09-11 | 3 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 3,933,334 | ||||||||
| 2018-06-08 | 3 | Woods John J | GECC | Common Stock | D | 4,000 | ||||||||
| 2018-06-08 | 3 | Woods John J | GECC | Common Stock | D | 4,000 | ||||||||
| 2018-06-08 | 3 | Woods John J | GECC | Common Stock | D | 4,000 | ||||||||
| 2018-04-27 | 2018-04-27 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9.2358 | -2,000 | -18 | 5,033,601 | ||||
| 2018-04-27 | 2018-04-26 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9.2676 | -2,500 | -23 | 5,035,601 | ||||
| 2018-04-27 | 2018-04-25 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9.2309 | -2,000 | -18 | 5,038,101 | ||||
| 2018-04-20 | 2018-04-18 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9.1979 | -1,900 | -17 | 5,040,101 | ||||
| 2018-04-17 | 2018-04-17 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9.1724 | -1,000 | -9 | 5,042,001 | ||||
| 2018-04-17 | 2018-04-13 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9.2500 | -500 | -5 | 5,043,001 | ||||
| 2018-04-11 | 2018-04-11 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9.2081 | -2,600 | -24 | 5,043,501 | ||||
| 2018-04-11 | 2018-04-10 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9.1724 | -4,656 | -43 | 5,046,101 | ||||
| 2018-04-11 | 2018-04-09 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9.2500 | -1,000 | -9 | 5,050,757 | ||||
| 2018-04-06 | 2018-04-06 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9.2438 | -902 | -8 | 5,051,757 | ||||
| 2018-04-06 | 2018-04-05 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9.3510 | -864 | -8 | 5,052,659 | ||||
| 2018-04-06 | 2018-04-04 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9.3964 | -940 | -9 | 5,053,523 | ||||
| 2018-04-03 | 2018-04-03 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9.3472 | -180 | -2 | 5,054,463 | ||||
| 2018-04-03 | 2018-04-02 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9.2368 | -900 | -8 | 5,054,643 | ||||
| 2018-04-03 | 2018-03-29 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9.3442 | -698 | -7 | 5,055,543 | ||||
| 2018-03-28 | 2018-03-28 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9.2176 | -17,006 | -157 | 5,056,241 | ||||
| 2018-03-28 | 2018-03-27 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9.1864 | -1,100 | -10 | 5,073,247 | ||||
| 2018-03-28 | 2018-03-26 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9.1680 | -500 | -5 | 5,074,347 | ||||
| 2018-03-23 | 2018-03-23 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9.2220 | -500 | -5 | 5,074,847 | ||||
| 2018-03-23 | 2018-03-22 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.9780 | -2,700 | -24 | 5,075,347 | ||||
| 2018-03-23 | 2018-03-21 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9.1837 | -3,945 | -36 | 5,078,047 | ||||
| 2017-11-29 | 2017-11-27 | 4 | Reed Peter A | GECC | Common Stock | D | 10.1000 | 200 | 2 | 4,007 | ||||
| 2017-11-21 | 2017-11-17 | 4 | Reed Peter A | GECC | Common Stock | D | 9.8500 | 3,807 | 37 | 3,807 | ||||
| 2017-11-15 | 2017-11-13 | 4 | Speller Michael C | GECC | Common Stock | D | 9.4000 | 5,000 | 47 | 5,000 | ||||
| 2017-11-13 | 2017-11-10 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 9.3600 | 1,000 | 9 | 1,000 | ||||
| 2017-11-13 | 2017-11-10 | 4 | Sell Michael J. | GECC | Common Stock | D | 9.4300 | 1,088 | 10 | 1,700 | ||||
| 2017-11-03 | 2017-11-01 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.1250 | -200 | -2 | 5,081,992 | ||||
| 2017-10-31 | 2017-10-30 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.1000 | -200 | -2 | 5,082,192 | ||||
| 2017-10-31 | 2017-10-27 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.2797 | -201 | -2 | 5,082,392 | ||||
| 2017-10-26 | 2017-10-26 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.2150 | -200 | -2 | 5,082,593 | ||||
| 2017-10-26 | 2017-10-25 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.2400 | -200 | -2 | 5,082,793 | ||||
| 2017-10-26 | 2017-10-24 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.2400 | -200 | -2 | 5,082,993 | ||||
| 2017-10-23 | 2017-10-20 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.2542 | -1,569 | -16 | 5,083,193 | ||||
| 2017-10-19 | 2017-10-19 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.1714 | -2,500 | -25 | 5,084,762 | ||||
| 2017-10-19 | 2017-10-18 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.1415 | -16,702 | -169 | 5,087,262 | ||||
| 2017-10-19 | 2017-10-17 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.0904 | -29,954 | -302 | 5,103,964 | ||||
| 2017-10-16 | 2017-10-16 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.1554 | -8,738 | -89 | 5,133,918 | ||||
| 2017-10-16 | 2017-10-13 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.1048 | -28,506 | -288 | 5,142,656 | ||||
| 2017-10-16 | 2017-10-12 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.1165 | -13,300 | -135 | 51,711,623 | ||||
| 2017-10-11 | 2017-10-11 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.1537 | -6,192 | -63 | 5,184,462 | ||||
| 2017-10-11 | 2017-10-10 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.1523 | -5,700 | -58 | 5,190,654 | ||||
| 2017-10-10 | 2017-10-09 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.2099 | -2,500 | -26 | 5,196,354 | ||||
| 2017-10-10 | 2017-10-06 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.3151 | -13,445 | -139 | 5,198,854 | ||||
| 2017-10-10 | 2017-10-05 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.3344 | -13,722 | -142 | 5,212,299 | ||||
| 2017-10-05 | 3 | Kleinman Adam M By Mast Admiral Master Fund L.P. | GECC | Common Stock | I | 8,144 | ||||||||
| 2017-10-05 | 3 | Kleinman Adam M By Mast Admiral Master Fund L.P. | GECC | Common Stock | I | 8,144 | ||||||||
| 2017-10-04 | 2017-10-04 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.3629 | -4,340 | -45 | 5,226,021 | ||||
| 2017-10-04 | 2017-10-03 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.4036 | -7,242 | -75 | 5,230,361 | ||||
| 2017-10-04 | 2017-10-02 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.4331 | -7,023 | -73 | 5,237,603 | ||||
| 2017-10-04 | 2017-09-19 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.6611 | -11,216 | -120 | 5,404,305 | ||||
| 2017-10-04 | 2017-09-18 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.7540 | -25,000 | -269 | 5,415,521 | ||||
| 2017-09-29 | 2017-09-29 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.4691 | -15,000 | -157 | 5,244,626 | ||||
| 2017-09-29 | 2017-09-28 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.4514 | -54,504 | -570 | 5,259,626 | ||||
| 2017-09-29 | 2017-09-27 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.5542 | -13,276 | -140 | 5,314,130 | ||||
| 2017-09-27 | 2017-09-26 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.5541 | -6,432 | -68 | 5,327,406 | ||||
| 2017-09-27 | 2017-09-25 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.6000 | -10,791 | -114 | 5,333,838 | ||||
| 2017-09-22 | 2017-09-21 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.6189 | -42,348 | -450 | 5,344,629 | ||||
| 2017-09-22 | 2017-09-20 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.7307 | -17,328 | -186 | 5,386,977 | ||||
| 2017-09-18 | 2017-09-15 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.7744 | -12,461 | -134 | 5,440,521 | ||||
| 2017-09-18 | 2017-09-14 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.8617 | -300 | -3 | 5,452,982 | ||||
| 2017-09-12 | 2017-09-08 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.9325 | -600 | -7 | 5,453,282 | ||||
| 2017-05-19 | 2017-05-08 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 11.5000 | -17,030 | -196 | 157,725 | ||||
| 2017-05-19 | 2017-05-08 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 11.5000 | -302,543 | -3,479 | 2,802,018 | ||||
| 2017-05-19 | 2017-05-08 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 11.5000 | -162,345 | -1,867 | 2,494,139 | ||||
| 2016-12-09 | 3 | BIDERMAN MARK C | GECC | Common Stock | D | 10,074 | ||||||||
| 2016-12-09 | 3 | BIDERMAN MARK C | GECC | Common Stock | D | 10,074 | ||||||||
| 2016-12-09 | 3 | Reed Peter A | GECC | Common Stock | D | 20,344 | ||||||||
| 2016-12-09 | 3 | Reed Peter A | GECC | Common Stock | D | 20,344 | ||||||||
| 2016-12-09 | 3 | Sell Michael J. | GECC | Common Stock | D | 1,224 | ||||||||
| 2016-12-09 | 3 | Sell Michael J. | GECC | Common Stock | D | 1,224 | ||||||||
| 2016-12-09 | 3 | STUART JOHN EDWARD By Full Circle Investments LLC | GECC | Common Stock | I | 16,598 | ||||||||
| 2016-12-09 | 3 | STUART JOHN EDWARD | GECC | Common Stock | D | 25,825 | ||||||||
| 2016-12-09 | 3 | STUART JOHN EDWARD | GECC | Common Stock | D | 25,825 | ||||||||
| 2016-12-09 | 3 | STUART JOHN EDWARD By Mary E. Stuart 2001 Grantor Trust | GECC | Common Stock | I | 18,599 | ||||||||
| 2016-12-09 | 3 | STUART JOHN EDWARD By John E. Stuart GST Trust | GECC | Common Stock | I | 20,816 | ||||||||
| 2016-12-09 | 3 | STUART JOHN EDWARD By Mary E. Stuart 2001 Grantor Trust | GECC | Common Stock | I | 18,599 | ||||||||
| 2016-12-09 | 3 | STUART JOHN EDWARD By Full Circle Investments LLC | GECC | Common Stock | I | 16,598 | ||||||||
| 2016-12-09 | 3 | STUART JOHN EDWARD By Michele G. Stuart | GECC | Common Stock | I | 17,432 | ||||||||
| 2016-12-09 | 3 | STUART JOHN EDWARD By John E. Stuart GST Trust | GECC | Common Stock | I | 20,816 | ||||||||
| 2016-12-09 | 3 | STUART JOHN EDWARD By Michele G. Stuart | GECC | Common Stock | I | 17,432 | ||||||||
| 2016-11-03 | 3 | Steinberg David J. | GECC | Common Stock, par value $.01 per share | I | 8,592,284 | ||||||||
| 2016-11-03 | 3 | Steinberg David J. | GECC | Common Stock, par value $.01 per share | I | 6,110,555 | ||||||||
| 2016-11-03 | 3 | Steinberg David J. | GECC | Common Stock, par value $.01 per share | I | 9,040,361 | ||||||||
| 2016-11-03 | 3 | Steinberg David J. | GECC | Common Stock, par value $.01 per share | I | 8,592,284 | ||||||||
| 2016-11-03 | 3 | Steinberg David J. | GECC | Common Stock, par value $.01 per share | I | 6,110,555 | ||||||||
| 2016-11-03 | 3 | Steinberg David J. | GECC | Common Stock, par value $.01 per share | I | 9,040,361 | ||||||||
| 2016-11-03 | 3 | Steinberg David J. | GECC | Common Stock, par value $.01 per share | I | 8,592,284 | ||||||||
| 2016-11-03 | 3 | Steinberg David J. | GECC | Common Stock, par value $.01 per share | I | 6,110,555 | ||||||||
| 2016-11-03 | 3 | Steinberg David J. | GECC | Common Stock, par value $.01 per share | I | 9,040,361 |
P
गैर-डेरिवेटिव या डेरिवेटिव प्रतिभूति की खुला बाज़ार या निजी खरीद
S
गैर-डेरिवेटिव या डेरिवेटिव प्रतिभूति का खुला बाज़ार या निजी बिक्री
A
कंपनी से प्रतिभूतियों का अनुदान, पुरस्कार या अन्य अधिग्रहण (जैसे एक ऑप्शन)
C
डेरिवेटिव का रूपांतरण
D
कंपनी को प्रतिभूतियों की बिक्री या हस्तांतरण
F
कंपनी से प्राप्त प्रतिभूतियों के हिस्से का उपयोग करके एक्सरसाइज मूल्य या कर दायित्व का भुगतान
G
इनसाइडर द्वारा या उसे प्रतिभूतियों का उपहार
K
इक्विटी स्वैप और समान हेजिंग लेनदेन
M
कंपनी से प्राप्त डेरिवेटिव प्रतिभूति के एक्सरसाइज या रूपांतरण (जैसे कि एक ऑप्शन)
V
किसी लेन-देन को स्वेच्छा से फॉर्म 4 पर रिपोर्ट किया गया
J
अन्य (लेन-देन का वर्णन करने वाले फ़ुटनोट के साथ)
