Market Value349,283,086
Total Holdings1293
File Date2016-10-21
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
NPPXF / NTT, Inc.
NMT / Nuveen Massachusetts Quality Municipal Income Fund
GCI / Gannett Co., Inc.
BC / Brunswick Corporation
IXYS / IXYS Corp.
SIMO / Silicon Motion Technology Corporation - Depositary Receipt (Common Stock)
RAX / Rackspace Hosting, Inc.
KXI / iShares Trust - iShares Global Consumer Staples ETF
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
PSL / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Consumer Staples Momentum ETF
GXC / SPDR Index Shares Funds - SPDR S&P China ETF
WCC / WESCO International, Inc.
BGY / BlackRock Enhanced International Dividend Trust
BBVA / Banco Bilbao Vizcaya Argentaria, S.A. - Depositary Receipt (Common Stock)
WBC / Wabco Holdings, Inc.
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
US16941M1099 / China Mobile Ltd.
UBS AG JERSEY BRANCH / LNK WELLS FRGO (902664408)
CN / DBX ETF Trust - Xtrackers MSCI All China Equity ETF
AGZD / WisdomTree Trust - WisdomTree Interest Rate Hedged U.S. Aggregate Bond Fund
/ THL Credit, Inc.
DBC / Invesco DB Commodity Index Tracking Fund
EVV / Eaton Vance Limited Duration Income Fund
MX / Magnachip Semiconductor Corporation
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
VDE / Vanguard World Fund - Vanguard Energy ETF
SHPG / Shire Plc.
CF / CF Industries Holdings, Inc.
CSX / CSX Corporation
WAB / Westinghouse Air Brake Technologies Corporation
PEP / PepsiCo, Inc.
TXT / Textron Inc.
JBL / Jabil Inc.
ALL / The Allstate Corporation
FR / First Industrial Realty Trust, Inc.
OMI / Owens & Minor, Inc.
PMM / Putnam Managed Municipal Income Trust
NVDA / NVIDIA Corporation
GTY / Getty Realty Corp.
MOO / VanEck ETF Trust - VanEck Agribusiness ETF
VRTV / Veritiv Corp
MRK / Merck & Co., Inc.
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
KMI / Kinder Morgan, Inc.
JPM / JPMorgan Chase & Co.
UNM / Unum Group
COF / Capital One Financial Corporation
NFLX / Netflix, Inc.
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
VZ / Verizon Communications Inc.
CDXS / Codexis, Inc.
TUEM / Tuesday Morning Corp. - New
TXRH / Texas Roadhouse, Inc.
RXI / iShares Trust - iShares Global Consumer Discretionary ETF
FNI / First Trust Exchange-Traded Fund III - First Trust Chindia ETF
FLOT / iShares Trust - iShares Floating Rate Bond ETF
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
DFJ / WisdomTree Trust - WisdomTree Japan SmallCap Dividend Fund
EDF / Virtus Stone Harbor Emerging Markets Income Fund
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
ITB / iShares Trust - iShares U.S. Home Construction ETF
FCG / First Trust Exchange-Traded Fund - First Trust Natural Gas ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
STOR / Store Capital Corp
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
FFIV / F5, Inc.
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
SCCO / Southern Copper Corporation
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
BNS / The Bank of Nova Scotia
NTRS / Northern Trust Corporation
HQH / Abrdn Healthcare Investors
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
IYC / iShares Trust - iShares U.S. Consumer Discretionary ETF
CNI / Canadian National Railway Company
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
IYM / iShares Trust - iShares U.S. Basic Materials ETF
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
TYG / Tortoise Energy Infrastructure Corporation
SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF
PBF / PBF Energy Inc.
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
ASH / Ashland Inc.
IWR / iShares Trust - iShares Russell Mid-Cap ETF
BLMN / Bloomin' Brands, Inc.
ICLN / iShares Trust - iShares Global Clean Energy ETF
CCJ / Cameco Corporation
VTIAX / Vanguard Star Funds - Vanguard Total International Stock Index Fund Admiral
IUSG / iShares Trust - iShares Core S&P U.S. Growth ETF
GOVT / iShares Trust - iShares U.S. Treasury Bond ETF
RIG / Transocean Ltd.
EWGS / BlackRock Institutional Trust Company N.A. - iShares MSCI Germany Small-Cap ETF
NYCB.PRU / New York Community Capital Trust V - Preferred Security
AME / AMETEK, Inc.
WCG / Wellcare Health Plans, Inc.
UBP / Urstadt Biddle Properties, Inc.
GILD / Gilead Sciences, Inc.
FTNT / Fortinet, Inc.
GTLS / Chart Industries, Inc.
IQV / IQVIA Holdings Inc.
ECL / Ecolab Inc.
TJX / The TJX Companies, Inc.
STZ / Constellation Brands, Inc.
PXD / Pioneer Natural Resources Company
COG / Cabot Oil & Gas Corp.
WTM / White Mountains Insurance Group, Ltd.
ASMLF / ASML Holding N.V.
MRO / Marathon Oil Corporation
ABT / Abbott Laboratories
ARAY / Accuray Incorporated
RDIV / Invesco Exchange-Traded Fund Trust II - Invesco S&P Ultra Dividend Revenue ETF
PTC / PTC Inc.
HSIC / Henry Schein, Inc.
VRP / Invesco Exchange-Traded Fund Trust II - Invesco Variable Rate Preferred ETF
UBA / Urstadt Biddle Properties, Inc. - Class A
GOOGL / Alphabet Inc.
ALK / Alaska Air Group, Inc.
NAN / Nuveen New York Quality Municipal Income Fund
MTB / M&T Bank Corporation
NJR / New Jersey Resources Corporation
BRKR / Bruker Corporation
CCL / Carnival Corporation & plc
MUA / BlackRock MuniAssets Fund, Inc.
CDK / CDK Global Inc
IVV / iShares Trust - iShares Core S&P 500 ETF
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
INFO / Harbor ETF Trust - Harbor PanAgora Dynamic Large Cap Core ETF
D / Dominion Energy, Inc.
IP / International Paper Company
/ Delphi Technologies PLC
ETSY / Etsy, Inc.
OKE / ONEOK, Inc.
EA / Electronic Arts Inc.
SMDV / ProShares Trust - ProShares Russell 2000 Dividend Growers ETF
MSB / Mesabi Trust
BWA / BorgWarner Inc.
BCE / BCE Inc.
E / Eni S.p.A. - Depositary Receipt (Common Stock)
TSN / Tyson Foods, Inc.
JWN / Nordstrom, Inc.
ETN / Eaton Corporation plc
MDY / SPDR S&P MidCap 400 ETF Trust
VC / Visteon Corporation
US0153511094 / Alexion Pharmaceuticals, Inc.
AVGO / Broadcom Inc.
MLM / Martin Marietta Materials, Inc.
LMT / Lockheed Martin Corporation
OMC / Omnicom Group Inc.
AFL / Aflac Incorporated
GPS / The Gap, Inc.
SWKS / Skyworks Solutions, Inc.
ADSK / Autodesk, Inc.
BSX / Boston Scientific Corporation
MCD / McDonald's Corporation
PRU / Prudential Financial, Inc.
RTX / RTX Corporation
NTAP / NetApp, Inc.
GT / The Goodyear Tire & Rubber Company
IART / Integra LifeSciences Holdings Corporation
XEL / Xcel Energy Inc.
NUE / Nucor Corporation
STT / State Street Corporation
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
AXON / Axon Enterprise, Inc.
PLD / Prologis, Inc.
PSA / Public Storage
ORBK / Orbotech Ltd.
LOW / Lowe's Companies, Inc.
REGN / Regeneron Pharmaceuticals, Inc.
ES / Eversource Energy
IPAS / iPass, Inc.
PBCT / People`s United Financial Inc
CVE / Cenovus Energy Inc.
HOG / Harley-Davidson, Inc.
/ Wyndham Destinations, Inc.
IBN / ICICI Bank Limited - Depositary Receipt (Common Stock)
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
MAIN / Main Street Capital Corporation
MXL / MaxLinear, Inc.
VIPS / Vipshop Holdings Limited - Depositary Receipt (Common Stock)
BOH / Bank of Hawaii Corporation
NRF / NorthStar Realty Finance Corp.
PHO / Invesco Exchange-Traded Fund Trust - Invesco Water Resources ETF
46138G607 / Invesco Shipping ETF
PNF / PIMCO New York Municipal Income Fund
SUP / Superior Industries International, Inc.
PFXF / VanEck ETF Trust - VanEck Preferred Securities ex Financials ETF
CNXC / Concentrix Corporation
CPGX / Columbia Pipeline Group Inc.
BCLYF / Barclays PLC
NMZ / Nuveen Municipal High Income Opportunity Fund
PIE / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Emerging Markets Momentum ETF
GCH / Aberdeen Greater China Fund, Inc.
SHAK / Shake Shack Inc.
SABR / Sabre Corporation
DEX / Delaware Enhanced Global Dividend & Income Fund
NSAM / NorthStar Asset Management Group, Inc.
CRUS / Cirrus Logic, Inc.
OI / O-I Glass, Inc.
BAB / Invesco Exchange-Traded Fund Trust II - Invesco Taxable Municipal Bond ETF
SPNE / SeaSpine Holdings Corp
PFD / Flaherty & Crumrine Preferred Income Fund Inc.
CP / Canadian Pacific Kansas City Limited
PKX / POSCO Holdings Inc. - Depositary Receipt (Common Stock)
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
JUNO / Juno Therapeutics, Inc.
PXE / Invesco Exchange-Traded Fund Trust - Invesco Energy Exploration & Production ETF
VVC / Vectren Corp.
RBSPF / NatWest Group plc
OUSA / ALPS ETF Trust - ALPS | O'Shares U.S. Quality Dividend ETF
AKR / Acadia Realty Trust
HPF / John Hancock Preferred Income Fund II
XNPMX / Nuveen Premium Income Municipal
AMPH / Amphastar Pharmaceuticals, Inc.
MRKT / Markit Ltd.
SF / Stifel Financial Corp.
918194101 / VCA Inc.
US33812L1026 / Fitbit Inc.
MBVT / Merchants Bancshares, Inc.
CMCM / Cheetah Mobile Inc. - Depositary Receipt (Common Stock)
CAA / CalAtlantic Group, Inc.
EMES / Harbor ETF Trust - Harbor Emerging Markets Select ETF
LSBG / Lake Sunapee Bank Group
WPZ / Access Midstream Partners, L.P
KBWD / Invesco Exchange-Traded Fund Trust II - Invesco KBW High Dividend Yield Financial ETF
FTEC / Fidelity Covington Trust - Fidelity MSCI Information Technology Index ETF
VTA / Invesco Dynamic Credit Opportunities Fund
EVA / Enviva Inc.
CFRX / ContraFect Corp
OTIVF / On Track Innovations
VOX / Vanguard World Fund - Vanguard Communication Services ETF
DK / Delek US Holdings, Inc.
OKS / ONEOK Partners, L.P.
TV / Grupo Televisa, S.A.B. - Depositary Receipt (Common Stock)
BAMH / Brookfield Finance Inc - 4.625% NT REDEEM 16/10/2080 USD 25
RMR / The RMR Group Inc.
CALM / Cal-Maine Foods, Inc.
FLOW / Global X Funds - Global X U.S. Cash Flow Kings 100 ETF
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
FAF / First American Financial Corporation
EWBC / East West Bancorp, Inc.
ELLI / Ellie Mae, Inc.
HDG / ProShares Trust - ProShares Hedge Replication ETF
OME / Omega Protein Corp.
KW / Kennedy-Wilson Holdings, Inc.
ANDX / Tesoro Logistics LP
FLM / First Trust Exchange-Traded Fund III - First Trust Global Engineering and Construction ETF
LNKD / LinkedIn Corp.
RPV / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Value ETF
BCS.PRA / Barclays Bank plc, 7.10% Non-cum Callable Dollar Preference Shares Series 3 ADR
US33830X1046 / Five Prime Therapeutics Inc
CYNO / Cynosure, Inc.
INVN / The Alger ETF Trust - Alger Russell Innovation ETF
PIO / Invesco Exchange-Traded Fund Trust II - Invesco Global Water ETF
FAD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Growth AlphaDEX Fund
CRH / CRH plc
TRP / TC Energy Corporation
IGD / Voya Global Equity Dividend and Premium Opportunity Fund
QAI / New York Life Investments ETF Trust - NYLI Hedge Multi-Strategy Tracker ETF
PXSV / PowerShares Fundamental Pure Small Value Portfolio
MHN / BlackRock MuniHoldings New York Quality Fund, Inc.
SQBG / Sequential Brands Group Inc.
MYD / BlackRock MuniYield Fund, Inc.
PHB / Invesco Exchange-Traded Fund Trust II - Invesco Fundamental High Yield Corporate Bond ETF
FPI / Farmland Partners Inc.
MTN / Vail Resorts, Inc.
XPH / SPDR Series Trust - SPDR S&P Pharmaceuticals ETF
AMZN / Amazon.com, Inc.
LECO / Lincoln Electric Holdings, Inc.
T / AT&T Inc.
ORA / Ormat Technologies, Inc.
VEEV / Veeva Systems Inc.
FBND / Fidelity Merrimack Street Trust - Fidelity Total Bond ETF
FDIS / Fidelity Covington Trust - Fidelity MSCI Consumer Discretionary Index ETF
EBF / Ennis, Inc.
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
LTPZ / PIMCO ETF Trust - PIMCO 15+ Year U.S. TIPS Index Exchange-Traded Fund
SNH / Senior Housing Properties Trust
REM / iShares Trust - iShares Mortgage Real Estate ETF
HYD / VanEck ETF Trust - VanEck High Yield Muni ETF
RENX / RELX N.V.
OUNZ / VanEck Merk Gold ETF
COR / Cencora, Inc.
US92346NAB55 / VeriFone Systems, Inc
PPH / VanEck ETF Trust - VanEck Pharmaceutical ETF
CWEI / Williams (CLAYTON) Energy, Inc.
ARM / Arm Holdings plc - Depositary Receipt (Common Stock)
MLNT / Melinta Therapeutics, Inc.
VANECK VECTORS ETF TR / SOLAR ENERGY ETF (92189F874)
KTF / DWS Municipal Income Trust
KLXI / KLX Inc.
EVX / VanEck ETF Trust - VanEck Environmental Services ETF
VMC / Vulcan Materials Company
TILE / Interface, Inc.
FCPT / Four Corners Property Trust, Inc.
BBU / Brookfield Business Partners L.P. - Limited Partnership
/ Weight Watchers International, Inc.
PIN / Invesco India Exchange-Traded Fund Trust - Invesco India ETF
ALRCX / ALPS/Alerian MLP Infras Index C
DFT / Dupont Fabros Technology, Inc.
PZA / Invesco Exchange-Traded Fund Trust II - Invesco National AMT-Free Municipal Bond ETF
WBMD / WebMD Health Corp.
LNN / Lindsay Corporation
VCLT / Vanguard Scottsdale Funds - Vanguard Long-Term Corporate Bond ETF
QQQ / Invesco QQQ Trust, Series 1
US74733V1008 / QEP Resources, Inc.
US25459Y7691 / Direxion All Cap Insider Sentiment Shares
WETF / Wisdomtree Investments Inc
NATDF / North Atlantic Drilling Ltd.
MBLY / Mobileye Global Inc.
IT / Gartner, Inc.
CHY / Calamos Convertible and High Income Fund
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
PIZ / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Developed Markets Momentum ETF
RWJ / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap 600 Revenue ETF
HEFA / iShares Trust - iShares Currency Hedged MSCI EAFE ETF
AGND / WisdomTree Negative Duration U.S. Aggregate Bond Fund
TGNA / TEGNA Inc.
OA / Orbital ATK, Inc.
MTX / Minerals Technologies Inc.
US27826W1045 / Eaton Vance New York Municipal Income Trust
UEPS / Lesaka Technologies Inc
CAFD / 8point3 Energy Partners LP
FLTR / VanEck ETF Trust - VanEck IG Floating Rate ETF
LII / Lennox International Inc.
LUX / Tema ETF Trust - Tema Luxury ETF
LALT / First Trust Exchange-Traded Fund VIII - First Trust Multi-Strategy Alternative ETF
FPF / First Trust Intermediate Duration Preferred & Income Fund
TUZ / PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
ROYAL BK SCOTLAND GROUP PLC / ADR PREF SHS R (780097747)
PNNT / PennantPark Investment Corporation
RYH / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Health Care ETF
CPT / Camden Property Trust
CZA / Invesco Exchange-Traded Fund Trust - Invesco Zacks Mid-Cap ETF
34958B106 / Fortress Investment Group LLC
OIH / VanEck ETF Trust - VanEck Oil Services ETF
TUBE / TubeMogul, Inc.
ENH / Endurance Specialty Holdings, Ltd.
FTLS / First Trust Exchange-Traded Fund III - First Trust Long/Short Equity ETF
PWV / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Value ETF
ALLT / Allot Ltd.
EXCHANGE LISTED FDS TR / HRZN S&P500 CV C (30151E103)
NRE / NorthStar Realty Europe Corp.
XMPT / VanEck ETF Trust - VanEck CEF Muni Income ETF
HNP / Huaneng Power International Inc. - ADR
RMP / Rice Midstream Partners LP
NAD / Nuveen Quality Municipal Income Fund
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
PBP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 BuyWrite ETF
MYI / BlackRock MuniYield Quality Fund III, Inc.
AMSC / American Superconductor Corporation
RWW / RevenueShares ETF
SH / ProShares Trust - ProShares Short S&P500
OUTR / Outerwall Inc.
YTEN / Yield10 Bioscience, Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
GIMO / Gigamon Inc.
PAGP / Plains GP Holdings, L.P. - Limited Partnership
TOL / Toll Brothers, Inc.
LIVN / LivaNova PLC
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
CCOI / Cogent Communications Holdings, Inc.
IFV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright International Focus 5 ETF
KIM / Kimco Realty Corporation
BRK.A / Berkshire Hathaway Inc.
ANIP / ANI Pharmaceuticals, Inc.
GPC / Genuine Parts Company
EW / Edwards Lifesciences Corporation
MNP / Western Asset Municipal Partners Fund Inc
REZ / iShares Trust - iShares Residential and Multisector Real Estate ETF
HUM / Humana Inc.
XLRN / Acceleron Pharma Inc
GOOG / Alphabet Inc.
CI / The Cigna Group
NEM / Newmont Corporation
AMAT / Applied Materials, Inc.
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
BHI / Baker Hughes Inc.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
SDRL / Seadrill Limited
LULU / lululemon athletica inc.
BA / The Boeing Company
FDX / FedEx Corporation
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
TMH / Precidian ETFs Trust - Toyota Motor Corporation ADRhedged
UNFI / United Natural Foods, Inc.
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
DVN / Devon Energy Corporation
CCD / Calamos Dynamic Convertible and Income Fund
WST / West Pharmaceutical Services, Inc.
PM / Philip Morris International Inc.
UA / Under Armour, Inc.
UAA / Under Armour, Inc.
TARO / Taro Pharmaceutical Industries Ltd.
PNC / The PNC Financial Services Group, Inc.
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
DISCA / Discovery Inc - Class A
BBWI / Bath & Body Works, Inc.
VER / VEREIT Inc
PVH / PVH Corp.
CMCT / Creative Media & Community Trust Corporation
VFINX / Vanguard Index Funds - Vanguard Index Trust 500 Index Fund
INCY / Incyte Corporation
AMT / American Tower Corporation
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
FANG / Diamondback Energy, Inc.
ASB / Associated Banc-Corp
WWW / Wolverine World Wide, Inc.
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
SSTK / Shutterstock, Inc.
FRC / First Republic Bank
ABBV / AbbVie Inc.
VGT / Vanguard World Fund - Vanguard Information Technology ETF
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
HPQ / HP Inc.
TSLA / Tesla, Inc.
WY / Weyerhaeuser Company
LBRDA / Liberty Broadband Corporation
CPK / Chesapeake Utilities Corporation
61166W101 / Monsanto Co.
CLX / The Clorox Company
NVS / Novartis AG - Depositary Receipt (Common Stock)
UAL / United Airlines Holdings, Inc.
CPRT / Copart, Inc.
BPT / BP Prudhoe Bay Royalty Trust
SYY / Sysco Corporation
ANGL / VanEck ETF Trust - VanEck Fallen Angel High Yield Bond ETF
KMI.WS / Kinder Morgan, Inc. Warrants
FAX / Abrdn Asia-Pacific Income Fund Inc
WFM / Whole Foods Market, Inc.
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
74005P104 / Praxair, Inc.
FMS / Fresenius Medical Care AG - Depositary Receipt (Common Stock)
RWK / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap 400 Revenue ETF
WCIC / WCI Communities, Inc.
FRI / First Trust Exchange-Traded Fund - First Trust S&P REIT Index Fund
DSL / DoubleLine Income Solutions Fund
APU / AmeriGas Partners, L.P.
ASCMB / Ascent Capital Group, Inc.
ABCO / Advisory Board Co. (The)
SEP / Spectra Energy Partners LP
ARII / American Railcar Industries, Inc.
PII / Polaris Inc.
SXL / Sunoco Logistics Partners L.P.
SWN / Southwestern Energy Company
SWN / Southwestern Energy Company
VAW / Vanguard World Fund - Vanguard Materials ETF
MBB / iShares Trust - iShares MBS ETF
IYK / iShares Trust - iShares U.S. Consumer Staples ETF
DBL / DoubleLine Opportunistic Credit Fund
STO / Statoil ASA
CHK.PRD / Chesapeake Energy Corp., 4.50% Cumulative Convertible Preferred Stock
SODA / SodaStream International Ltd.
CSM / ProShares Trust - ProShares Large Cap Core Plus
SLCA / U.S. Silica Holdings, Inc.
EQY / Equity One, Inc.
WES / Western Midstream Partners, LP - Limited Partnership
MJN / Mead Johnson Nutrition Co.
MLPN / Credit Suisse Cushing 30 MLP Index ETN due on 4/20/2020
ONVO / Organovo Holdings, Inc.
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
847560109 / Spectra Energy Corp.
FRO / Frontline plc
465685105 / ITC Holdings Corp.
CRD.A / Crawford & Company
DYSL / Dynasil Corporation of America
EFT / Eaton Vance Floating-Rate Income Trust
HSC / Enviri Corp
ELNK / EarthLink Holdings Corp.
CSQ / Calamos Strategic Total Return Fund
UVV / Universal Corporation
IYJ / iShares Trust - iShares U.S. Industrials ETF
XGUTX / Gabelli Utility Trust (The)
SYT / SYLA Technologies Co., Ltd. - Depositary Receipt (Common Stock)
153501101 / Central Fund of Canada Ltd.
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
WNR / Western Refining, Inc.
XTN / SPDR Series Trust - SPDR S&P Transportation ETF
US00770F1049 / Aegion Corp
WPPGY / WPP PLC
UAN / CVR Partners, LP - Limited Partnership
BEAV / B/E Aerospace, Inc.
ARNC / Arconic Corporation
RAI / Reynolds American, Inc.
XES / SPDR Series Trust - SPDR S&P Oil & Gas Equipment & Services ETF
SYNA / Synaptics Incorporated
US1182301010 / Buckeye Partners, L.P.
PZZA / Papa John's International, Inc.
RCS / PIMCO Strategic Income Fund, Inc.
FEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund
SMFG / Sumitomo Mitsui Financial Group, Inc. - Depositary Receipt (Common Stock)
IST / SPDR(R) S&P(R) International Telecommunications Sector ETF
FMO / Fiduciary/Claymore Energy Infrastructure Fund
CST / CST Brands, Inc.
FAB / First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Value AlphaDEX Fund
SM / SM Energy Company
/ Windstream Holdings, Inc
AUO / AU Optronics Corp.
DECK / Deckers Outdoor Corporation
EEP / Enbridge Energy Partners, L.P.
US0549371070 / BB&T Corp.
NFG / National Fuel Gas Company
04685W103 / athenahealth, Inc.
EGL / Engility Holdings, Inc.
GEL / Genesis Energy, L.P. - Limited Partnership
CMC / Commercial Metals Company
STJ / St. Jude Medical, Inc.
OAK / Oaktree Capital Group, LLC
US87233Q1085 / TC Pipelines, LP
KYO / Kyocera Corp.
TLH / iShares Trust - iShares 10-20 Year Treasury Bond ETF
UFPT / UFP Technologies, Inc.
JLL / Jones Lang LaSalle Incorporated
BICK / First Trust Exchange-Traded Fund III - First Trust BICK Index Fund
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
VMO / Invesco Municipal Opportunity Trust
GG / Goldcorp, Inc.
ABEV / Ambev S.A. - Depositary Receipt (Common Stock)
STON / StoneMor Inc
RWR / SPDR Series Trust - SPDR Dow Jones REIT ETF
KIE / SPDR Series Trust - SPDR S&P Insurance ETF
MVF / BlackRock MuniVest Fund, Inc.
WMK / Weis Markets, Inc.
14161H108 / Cardtronics PLC
ILF / iShares Trust - iShares Latin America 40 ETF
EGN / Energen Corp.
IYH / iShares Trust - iShares U.S. Healthcare ETF
AABA / Altaba Inc
CHI / Calamos Convertible Opportunities and Income Fund
RYT / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Technology ETF
USO / United States Oil Fund, LP - Limited Partnership
AMBKP / American Capital Trust I - Preferred Security
MTH / Meritage Homes Corporation
KMT / Kennametal Inc.
EHI / Western Asset Global High Income Fund Inc.
POPE / Pope Resources, L.P.
EWG / iShares, Inc. - iShares MSCI Germany ETF
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
RRD / R.R. Donnelley & Sons Co.
PBT / Permian Basin Royalty Trust
PMD / Psychemedics Corporation
WPM / Wheaton Precious Metals Corp.
US01167P1012 / Alaska Communications Systems Group Inc
FTR / Frontier Communications Corp.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
F / Ford Motor Company
NZF / Nuveen Municipal Credit Income Fund
PSX / Phillips 66
FN / Fabrinet
MHY2745C1021 / Golar LNG Partners LP
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
NXPI / NXP Semiconductors N.V.
WTRG / Essential Utilities, Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
US00C4U1L353 / Mylan N.V.
HR / Healthcare Realty Trust Incorporated
IPO / Renaissance Capital Greenwich Funds - Renaissance IPO ETF
US2782651036 / Eaton Vance Corp.
NNN / NNN REIT, Inc.
BCS / Barclays PLC - Depositary Receipt (Common Stock)
HIG / The Hartford Insurance Group, Inc.
L / Loews Corporation
DNP / DNP Select Income Fund Inc.
DELL / Dell Technologies Inc.
XRAY / DENTSPLY SIRONA Inc.
ROBO / Exchange Traded Concepts Trust - ROBO Global Robotics and Automation Index ETF
PWR / Quanta Services, Inc.
MMP / Magellan Midstream Partners L.P.
USB / U.S. Bancorp
BXP / Boston Properties, Inc.
GOLD / Barrick Mining Corporation
TK / Teekay Corporation Ltd.
LUV / Southwest Airlines Co.
XLNX / Xilinx, Inc.
MIC / Macquarie Infrastructure Holdings LLC - Units
TR / Tootsie Roll Industries, Inc.
FOX / Fox Corporation
/ China Unicom (Hong Kong) Ltd.
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
ACAD / ACADIA Pharmaceuticals Inc.
OGS / ONE Gas, Inc.
SXT / Sensient Technologies Corporation
PPL / Pembina Pipeline Corporation
CPHD / Cepheid
TYPE / Monotype Imaging Holdings, Inc.
PJP / Invesco Exchange-Traded Fund Trust - Invesco Pharmaceuticals ETF
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
FMD / First Marblehead Corp. (The)
EWA / iShares, Inc. - iShares MSCI Australia ETF
TDW / Tidewater Inc.
PBE / Invesco Exchange-Traded Fund Trust - Invesco Biotechnology & Genome ETF
SNPS / Synopsys, Inc.
IWD / iShares Trust - iShares Russell 1000 Value ETF
PCN / PIMCO Corporate & Income Strategy Fund
IDU / iShares Trust - iShares U.S. Utilities ETF
PXJ / Invesco Exchange-Traded Fund Trust - Invesco Oil & Gas Services ETF
SPLS / Staples, Inc.
HHY / Brookfield High Income Fund Inc.
CARZ / First Trust Exchange-Traded Fund II - First Trust S-Network Future Vehicles & Technology ETF
TE / T1 Energy Inc.
PSP / Invesco Exchange-Traded Fund Trust - Invesco Global Listed Private Equity ETF
TRN / Trinity Industries, Inc.
WAFD / WaFd, Inc
FDD / First Trust Exchange-Traded Fund II - First Trust STOXX European Select Dividend Index Fund
BMO / Bank of Montreal
TNH / Terra Nitrogen Co., L.P.
PRN / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Industrials Momentum ETF
IFN / The India Fund, Inc.
KMF / Kayne Anderson NextGen Energy & Infrastructure Inc
GPK / Graphic Packaging Holding Company
ERC / Allspring Multi-Sector Income Fund
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
H01531104 / Allied World Assurance Company Holding AG
IDCC / InterDigital, Inc.
GAS / AGL Resources Inc.
EWC / iShares, Inc. - iShares MSCI Canada ETF
UGP / Ultrapar Participações S.A. - Depositary Receipt (Common Stock)
AGCO / AGCO Corporation
IWV / iShares Trust - iShares Russell 3000 ETF
887228104 / Time Inc.
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
BIIB / Biogen Inc.
MNST / Monster Beverage Corporation
GPRO / GoPro, Inc.
AVB / AvalonBay Communities, Inc.
TEX / Terex Corporation
NKE / NIKE, Inc.
ALGN / Align Technology, Inc.
GWP / GW Pharmaceuticals plc
MET / MetLife, Inc.
AAPL / Apple Inc.
MPLX / MPLX LP - Limited Partnership
COO / The Cooper Companies, Inc.
NLSN / Nielsen Holdings plc
HDB / HDFC Bank Limited - Depositary Receipt (Common Stock)
MOAT / VanEck ETF Trust - VanEck Morningstar Wide Moat ETF
GS / The Goldman Sachs Group, Inc.
PRGO / Perrigo Company plc
AGU / Agrium Inc.
LGF.A / Lions Gate Entertainment Corp.
KMX / CarMax, Inc.
RDS.B / Shell Plc - ADR
VGI / Virtus Global Multi-Sector Income Fund
FWONK / Formula One Group
SRCL / Stericycle, Inc.
IONS / Ionis Pharmaceuticals, Inc.
NEE / NextEra Energy, Inc.
CBI / Chicago Bridge & Iron Co., N.V.
BMRN / BioMarin Pharmaceutical Inc.
FEYE / FireEye Inc
NEWT / NewtekOne, Inc.
STGW / Stagwell Inc.
UGI / UGI Corporation
IHI / iShares Trust - iShares U.S. Medical Devices ETF
US0325111070 / Anadarko Petroleum Corp.
VBF / Invesco Bond Fund
GLW / Corning Incorporated
RRC / Range Resources Corporation
CRM / Salesforce, Inc.
DIS / The Walt Disney Company
ZBRA / Zebra Technologies Corporation
NI / NiSource Inc.
KO / The Coca-Cola Company
BDX / Becton, Dickinson and Company
B / Barrick Mining Corporation
PPG / PPG Industries, Inc.
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
TREX / Trex Company, Inc.
WDFC / WD-40 Company
PID / Invesco Exchange-Traded Fund Trust - Invesco International Dividend Achievers ETF
INT / World Fuel Services Corp.
PFM / Invesco Exchange-Traded Fund Trust - Invesco Dividend Achievers ETF
GSK / GSK plc - Depositary Receipt (Common Stock)
CAJ / Canon Inc. - ADR
JW.A / John Wiley & Sons Inc. - Class A
CW / Curtiss-Wright Corporation
APO / Apollo Global Management, Inc.
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
FSK / FS KKR Capital Corp.
BBBY / Bed Bath & Beyond, Inc.
ZIOP / Alaunos Therapeutics Inc
AMBA / Ambarella, Inc.
AKAM / Akamai Technologies, Inc.
SNA / Snap-on Incorporated
PNRA / Panera Bread Co.
C.WSA / Citigroup, Inc.
IDXX / IDEXX Laboratories, Inc.
NAT / Nordic American Tankers Limited
WCN / Waste Connections, Inc.
NOC / Northrop Grumman Corporation
LHX / L3Harris Technologies, Inc.
APA / APA Corporation
GLD / SPDR Gold Trust
WBA / Walgreens Boots Alliance, Inc.
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
CMI / Cummins Inc.
WEC / WEC Energy Group, Inc.
AMP / Ameriprise Financial, Inc.
O / Realty Income Corporation
DISH / DISH Network Corporation
SIRI / Sirius XM Holdings Inc.
NRZ / New Residential Investment Corp
VNTV / Vantiv, Inc.
CLMT / Calumet, Inc.
BLUE / bluebird bio, Inc.
TMO / Thermo Fisher Scientific Inc.
FITB / Fifth Third Bancorp
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
HXL / Hexcel Corporation
AEM / Agnico Eagle Mines Limited
IEP / Icahn Enterprises L.P.
BK / The Bank of New York Mellon Corporation
RAD / Rite Aid Corp.
MA / Mastercard Incorporated
COST / Costco Wholesale Corporation
HMC / Honda Motor Co., Ltd. - Depositary Receipt (Common Stock)
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
FBHS / Fortune Brands Home & Security Inc
K / Kellanova
CRC / California Resources Corporation
IIM / Invesco Value Municipal Income Trust
126132109 / CNOOC Ltd.
HSY / The Hershey Company
AB / AllianceBernstein Holding L.P. - Limited Partnership
HST / Host Hotels & Resorts, Inc.
AON / Aon plc
EXPD / Expeditors International of Washington, Inc.
QSR / Restaurant Brands International Inc.
BGH / Barings Global Short Duration High Yield Fund
GOF / Guggenheim Strategic Opportunities Fund
KSU / Kansas City Southern
CGW / Invesco Exchange-Traded Fund Trust II - Invesco S&P Global Water Index ETF
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
PEY / Invesco Exchange-Traded Fund Trust - Invesco High Yield Equity Dividend Achievers ETF
CLR / Continental Resources Inc (OKLA)
PBW / Invesco Exchange-Traded Fund Trust - Invesco WilderHill Clean Energy ETF
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
XMLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap Low Volatility ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
EMLC / VanEck ETF Trust - VanEck J.P. Morgan EM Local Currency Bond ETF
XSLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Low Volatility ETF
HFC / HollyFrontier Corp
LHO / LaSalle Hotel Properties
RTN / Raytheon Co.
PHM / PulteGroup, Inc.
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
ED / Consolidated Edison, Inc.
SPY / SPDR S&P 500 ETF
UL / Unilever PLC - Depositary Receipt (Common Stock)
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
MSM / MSC Industrial Direct Co., Inc.
NLOK / NortonLifeLock Inc
DUK / Duke Energy Corporation
CSCO / Cisco Systems, Inc.
PCG / PG&E Corporation
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
NS / NuStar Energy L.P. - Limited Partnership
CL / Colgate-Palmolive Company
COTY / Coty Inc.
ENB / Enbridge Inc.
SU / Suncor Energy Inc.
MD / Pediatrix Medical Group, Inc.
MDT / Medtronic plc
IPGP / IPG Photonics Corporation
PSEC / Prospect Capital Corporation
META / Meta Platforms, Inc.
ICLR / ICON Public Limited Company
GBX / The Greenbrier Companies, Inc.
EWY / iShares, Inc. - iShares MSCI South Korea ETF
HIFS / Hingham Institution for Savings
IGF / iShares Trust - iShares Global Infrastructure ETF
IWO / iShares Trust - iShares Russell 2000 Growth ETF
TRST / TrustCo Bank Corp NY
NWL / Newell Brands Inc.
FYC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund
NICE / NICE Ltd. - Depositary Receipt (Common Stock)
CNQ / Canadian Natural Resources Limited
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
CQP / Cheniere Energy Partners, L.P. - Limited Partnership
HUN / Huntsman Corporation
HFRO / Highland Funds I - Highland Opportunities and Income Fund
ABC / Amerisource Bergen Corp.
STPZ / PIMCO ETF Trust - PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund
ZEN / Zendesk Inc
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
ABB / ABB Ltd. - ADR
FNF / Fidelity National Financial, Inc.
FNF / Fidelity National Financial, Inc.
MMC / Marsh & McLennan Companies, Inc.
VEC / V2X Inc
KDP / Keurig Dr Pepper Inc.
LYB / LyondellBasell Industries N.V.
KMB / Kimberly-Clark Corporation
CAIAF / CA Immobilien Anlagen AG
IAC / IAC Inc.
CC / The Chemours Company
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
MIDD / The Middleby Corporation
MFC / Manulife Financial Corporation
AAL / American Airlines Group Inc.
30064K105 / Exacttarget, Inc.
HACK / Amplify ETF Trust - Amplify Cybersecurity ETF
DOX / Amdocs Limited
CNS / Cohen & Steers, Inc.
GOOD / Gladstone Commercial Corporation
FHLC / Fidelity Covington Trust - Fidelity MSCI Health Care Index ETF
PCTY / Paylocity Holding Corporation
SON / Sonoco Products Company
PMX / PIMCO Municipal Income Fund III
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
QABA / First Trust Exchange-Traded Fund - First Trust NASDAQ ABA Community Bank Index Fund
JPI / Nuveen Preferred Securities & Income Opportunities Fund
FNY / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Growth AlphaDEX Fund
DFS / Discover Financial Services
KKR / KKR & Co. Inc.
LTSK / Osaic Financial Services, Inc. - Corporate Bond/Note
YUM / Yum! Brands, Inc.
TPR / Tapestry, Inc.
RY / Royal Bank of Canada
MKC / McCormick & Company, Incorporated
DDD / 3D Systems Corporation
MMM / 3M Company
PD / PagerDuty, Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
ADI / Analog Devices, Inc.
AFG / American Financial Group, Inc.
BHC / Bausch Health Companies Inc.
ANSS / ANSYS, Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
LPNT / LifePoint Health, Inc.
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
LSXMK / Liberty Media Corp. (New Liberty SiriusXM) Series C
/ Wyndham Destinations, Inc.
LSXMA / Liberty Media Corp. (New Liberty SiriusXM) Series A
VCR / Vanguard World Fund - Vanguard Consumer Discretionary ETF
TGT / Target Corporation
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
NVG / Nuveen AMT-Free Municipal Credit Income Fund
WBK / Westpac Banking Corp - ADR
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
TDG / TransDigm Group Incorporated
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
XERHX / Evergreen Utilities and High Income Fund
SAP / SAP SE - Depositary Receipt (Common Stock)
MPW / Medical Properties Trust, Inc.
BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
NYCB / Flagstar Financial, Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
PML / PIMCO Municipal Income Fund II
FIW / First Trust Exchange-Traded Fund - First Trust Water ETF
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
HUBS / HubSpot, Inc.
ASYS / Amtech Systems, Inc.
OHI / Omega Healthcare Investors, Inc.
LXP / LXP Industrial Trust
VLY / Valley National Bancorp
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
GF / The New Germany Fund, Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
WPC / W. P. Carey Inc.
ST / Sensata Technologies Holding plc
VMGMX / Vanguard Index Funds - Vanguard Mid-Cap Growth Index Fund Admiral
IMCB / iShares Trust - iShares Morningstar Mid-Cap ETF
57772K101 / Maxim Integrated Products Inc.
XJHIX / John Hancock Investors Trust
LXM0 / LME Zinc Base Metal
33735G107 / First Trust Value Line 100 Exchange-Traded Fund
SSYS / Stratasys Ltd.
WSM / Williams-Sonoma, Inc.
DEO / Diageo plc - Depositary Receipt (Common Stock)
MRVL / Marvell Technology, Inc.
NEA / Nuveen AMT-Free Quality Municipal Income Fund
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
SLM / SLM Corporation
FDT / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Developed Markets ex-US AlphaDEX Fund
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
NLY / Annaly Capital Management, Inc.
SUSA / iShares Trust - iShares ESG Optimized MSCI USA ETF
LBRDK / Liberty Broadband Corporation
TPL / Texas Pacific Land Corporation
BATRK / Atlanta Braves Holdings, Inc.
VTV / Vanguard Index Funds - Vanguard Value ETF
VONG / Vanguard Scottsdale Funds - Vanguard Russell 1000 Growth ETF
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
TECK / Teck Resources Limited
PSK / SPDR Series Trust - SPDR ICE Preferred Securities ETF
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
NCR / NCR Corp.
DGRW / WisdomTree Trust - WisdomTree U.S. Quality Dividend Growth Fund
VMW / Vmware Inc. - Class A
BG / Bunge Global SA
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
ON / ON Semiconductor Corporation
XBHKX / BlackRock Core Bond Trust
GLP / Global Partners LP - Limited Partnership
JPS / Nuveen Preferred & Income Securities Fund
SEB / Seaboard Corporation
KWR / Quaker Chemical Corporation
BBH / VanEck ETF Trust - VanEck Biotech ETF
XHS / SPDR Series Trust - SPDR S&P Health Care Services ETF
FSLR / First Solar, Inc.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
NGL / NGL Energy Partners LP - Limited Partnership
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
AZPN / Aspen Technology, Inc.
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
DMO / Western Asset Mortgage Opportunity Fund Inc.
NYMT / New York Mortgage Trust, Inc.
UNIT / Unity Group LLC
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
ISCB / iShares Trust - iShares Morningstar Small-Cap ETF
XNTK / SPDR Series Trust - SPDR NYSE Technology ETF
RHI / Robert Half Inc.
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
IAU / iShares Gold Trust
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
EQIX / Equinix, Inc.
SRPT / Sarepta Therapeutics, Inc.
GWW / W.W. Grainger, Inc.
EMR / Emerson Electric Co.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
DRI / Darden Restaurants, Inc.
DOW / Dow Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
KSS / Kohl's Corporation
PYPL / PayPal Holdings, Inc.
ERTH / Invesco Exchange-Traded Fund Trust - Invesco MSCI Sustainable Future ETF
KEYS / Keysight Technologies, Inc.
NGG / National Grid plc - Depositary Receipt (Common Stock)
RWT / Redwood Trust, Inc.
FIS / Fidelity National Information Services, Inc.
XLRE / The Select Sector SPDR Trust - The Real Estate Select Sector SPDR Fund
BRK.B / Berkshire Hathaway Inc.
MS / Morgan Stanley
RELX / RELX PLC - Depositary Receipt (Common Stock)
ANTM / Anthem Inc
VRSK / Verisk Analytics, Inc.
CTSH / Cognizant Technology Solutions Corporation
WHR / Whirlpool Corporation
CACI / CACI International Inc
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
STX / Seagate Technology Holdings plc
LH / Labcorp Holdings Inc.
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
A / Agilent Technologies, Inc.
RE / Everest Re Group Ltd
NYT / The New York Times Company
PAA / Plains All American Pipeline, L.P. - Limited Partnership
PCAR / PACCAR Inc
WU / The Western Union Company
JKHY / Jack Henry & Associates, Inc.
EFX / Equifax Inc.
US58503F5026 / Medley Capital Corp.
TEL / TE Connectivity plc
URI / United Rentals, Inc.
ADP / Automatic Data Processing, Inc.
ARCC / Ares Capital Corporation
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
PRXL / PAREXEL International Corp.
TRGP / Targa Resources Corp.
WTW / Willis Towers Watson Public Limited Company
US0268741560 / American International Group, Inc. Warrants
STWD / Starwood Property Trust, Inc.
SLV / iShares Silver Trust
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
KMI / Kinder Morgan, Inc.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
UNP / Union Pacific Corporation
SWK / Stanley Black & Decker, Inc.
WM / Waste Management, Inc.
OXY / Occidental Petroleum Corporation
MDLZ / Mondelez International, Inc.
RCI / Rogers Communications Inc.
XTNT / Xtant Medical Holdings, Inc.
TXN / Texas Instruments Incorporated
IPG / The Interpublic Group of Companies, Inc.
GLAD / Gladstone Capital Corporation
HPT / Hospitality Properties Trust
EPR / EPR Properties
VRTX / Vertex Pharmaceuticals Incorporated
TDC / Teradata Corporation
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
ARLP / Alliance Resource Partners, L.P. - Limited Partnership
GNC / GNC Holdings, Inc.
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
PHG / Koninklijke Philips N.V. - Depositary Receipt (Common Stock)
TUP / Tupperware Brands Corporation
BLD / TopBuild Corp.
QDF / FlexShares Trust - FlexShares Quality Dividend Index Fund
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
VAC / Marriott Vacations Worldwide Corporation
FWONA / Formula One Group
ARI / Apollo Commercial Real Estate Finance, Inc.
ASGN / ASGN Incorporated
ALKS / Alkermes plc
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
IDV / iShares Trust - iShares International Select Dividend ETF
KWEB / KraneShares Trust - KraneShares CSI China Internet ETF
DEW / WisdomTree Trust - WisdomTree Global High Dividend Fund
AVNS / Avanos Medical, Inc.
EL / The Estée Lauder Companies Inc.
ALB / Albemarle Corporation
SBUX / Starbucks Corporation
CHD / Church & Dwight Co., Inc.
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
NUS / Nu Skin Enterprises, Inc.
HYT / BlackRock Corporate High Yield Fund, Inc.
DVY / iShares Trust - iShares Select Dividend ETF
IXJ / iShares Trust - iShares Global Healthcare ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
NUVA / Nuvasive Inc
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
VIOO / Vanguard Admiral Funds - Vanguard S&P Small-Cap 600 ETF
TIP / iShares Trust - iShares TIPS Bond ETF
XPDIX / PIMCO Dynamic Income Fund
IGV / iShares Trust - iShares Expanded Tech-Software Sector ETF
RF / Regions Financial Corporation
TSCO / Tractor Supply Company
MPC / Marathon Petroleum Corporation
ICF / iShares Trust - iShares Select U.S. REIT ETF
HPE / Hewlett Packard Enterprise Company
TFX / Teleflex Incorporated
HDV / iShares Trust - iShares Core High Dividend ETF
ROK / Rockwell Automation, Inc.
CM / Canadian Imperial Bank of Commerce
HAS / Hasbro, Inc.
SHW / The Sherwin-Williams Company
DOW / Dow Inc.
SLYG / SPDR Series Trust - SPDR S&P 600 Small Cap Growth ETF
TMUS / T-Mobile US, Inc.
IVW / iShares Trust - iShares S&P 500 Growth ETF
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
HEP / Holly Energy Partners L.P. - Unit
FEP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Europe AlphaDEX Fund
MAR / Marriott International, Inc.
IYW / iShares Trust - iShares U.S. Technology ETF
IBB / iShares Trust - iShares Biotechnology ETF
FGD / First Trust Exchange-Traded Fund II - First Trust Dow Jones Global Select Dividend Index Fund
AEE / Ameren Corporation
FEN / First Trust Energy Income and Growth Fund
NFLT / ETFis Series Trust I - Virtus Newfleet Multi-Sector Bond ETF
JPC / Nuveen Preferred & Income Opportunities Fund
MAT / Mattel, Inc.
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
RWL / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Revenue ETF
CGO / Calamos Global Total Return Fund
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
904784709 / Unilever N.V.
SRLN / SSGA Active Trust - SPDR Blackstone Senior Loan ETF
CRI / Carter's, Inc.
AOR / iShares Trust - iShares Core 60/40 Balanced Allocation ETF
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
SJI / South Jersey Industries Inc.
TDIV / First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
FXR / First Trust Exchange-Traded AlphaDEX Fund - First Trust Industrials/Producer Durables AlphaDEX Fund
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
XWEAX / Western Asset Premier Bond Fund
REGL / ProShares Trust - ProShares S&P Midcap 400 Dividend Aristocrats ETF
FTCS / First Trust Exchange-Traded Fund - First Trust Capital Strength ETF
NXP / Nuveen Select Tax-Free Income Portfolio
MDC / M.D.C. Holdings, Inc.
ETG / Eaton Vance Tax-Advantaged Global Dividend Income Fund
JFR / Nuveen Floating Rate Income Fund
CHW / Calamos Global Dynamic Income Fund
HPI / John Hancock Preferred Income Fund
EPP / iShares, Inc. - iShares MSCI Pacific ex Japan ETF
AWR / American States Water Company
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
IEV / iShares Trust - iShares Europe ETF
SPH / Suburban Propane Partners, L.P. - Limited Partnership
INDB / Independent Bank Corp.
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
RQI / Cohen & Steers Quality Income Realty Fund, Inc.
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
FGM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Germany AlphaDEX Fund
BATRA / Atlanta Braves Holdings, Inc.
US2655041000 / Dunkin' Brands Group, Inc.
PMF / PIMCO Municipal Income Fund
XSW / SPDR Series Trust - SPDR S&P Software & Services ETF
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
IWF / iShares Trust - iShares Russell 1000 Growth ETF
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
VLU / SPDR Series Trust - SPDR S&P 1500 Value Tilt ETF
BRKL / Brookline Bancorp, Inc.
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
IYE / iShares Trust - iShares U.S. Energy ETF
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
WFT / Weatherford International plc
SLB / Schlumberger Limited
HD / The Home Depot, Inc.
ROP / Roper Technologies, Inc.
CVS / CVS Health Corporation
ALLE / Allegion plc
LLL / JX Luxventure Limited
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
US7846351044 / SPX Corp
PANW / Palo Alto Networks, Inc.
SJM / The J. M. Smucker Company
KR / The Kroger Co.
IBM / International Business Machines Corporation
STI / Solidion Technology, Inc.
CMG / Chipotle Mexican Grill, Inc.
JD / JD.com, Inc. - Depositary Receipt (Common Stock)
PFG / Principal Financial Group, Inc.
BBL / BHP Group Plc - ADR
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
NOV / NOV Inc.
AIV / Apartment Investment and Management Company
SNCR / Synchronoss Technologies, Inc.
EGY / VAALCO Energy, Inc.
FRT / Federal Realty Investment Trust
PFE / Pfizer Inc.
OIA / Invesco Municipal Income Opportunities Trust
AVT / Avnet, Inc.
SFL / SFL Corporation Ltd.
MGA / Magna International Inc.
CHKP / Check Point Software Technologies Ltd.
PGR / The Progressive Corporation
CB / Chubb Limited
19041P105 / CBS Corp.
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
TTM / Tata Motors Ltd. - ADR
BBI / Brickell Biotech Inc
AXP / American Express Company
NDAQ / Nasdaq, Inc.
TRV / The Travelers Companies, Inc.
ICE / Intercontinental Exchange, Inc.
FCE.A / Forest City Realty Trust, Inc.
VFC / V.F. Corporation
TROW / T. Rowe Price Group, Inc.
COP / ConocoPhillips
GE / General Electric Company
CAH / Cardinal Health, Inc.
DNOW / DNOW Inc.
MVO / MV Oil Trust
JEF / Jefferies Financial Group Inc.
EIX / Edison International
IOO / iShares Trust - iShares Global 100 ETF
JAX / J. Alexanders Holdings Inc
AWX / Avalon Holdings Corporation
HRI / Herc Holdings Inc.
SMSI / Smith Micro Software, Inc.
HRTX / Heron Therapeutics, Inc.
SO / The Southern Company
ECA / EnCana Corp.
DE / Deere & Company
HES / Hess Corporation
MTD / Mettler-Toledo International Inc.
PH / Parker-Hannifin Corporation
US20605P1012 / Concho Resources, Inc.
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
CBRE / CBRE Group, Inc.
LRCX / Lam Research Corporation
SBNY / Signature Bank
RGA / Reinsurance Group of America, Incorporated
SNN / Smith & Nephew plc - Depositary Receipt (Common Stock)
NSC / Norfolk Southern Corporation
PNW / Pinnacle West Capital Corporation
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
BKNG / Booking Holdings Inc.
GM / General Motors Company
SRE / Sempra
CAT / Caterpillar Inc.
QCOM / QUALCOMM Incorporated
QGEN / Qiagen N.V.
M / Macy's, Inc.
JCI / Johnson Controls International plc
AIG / American International Group, Inc.
OPI / Office Properties Income Trust
APH / Amphenol Corporation
TD / The Toronto-Dominion Bank
LLY / Eli Lilly and Company
WELL / Welltower Inc.
NRG / NRG Energy, Inc.
XYL / Xylem Inc.
JBLU / JetBlue Airways Corporation
BTO / John Hancock Financial Opportunities Fund
BCR / C. R. Bard, Inc. - Corporate Bond/Note
GM.WS.B / General Motors Company - Warrants 07/10/2019
ALNY / Alnylam Pharmaceuticals, Inc.
MCHP / Microchip Technology Incorporated
ESRX / Express Scripts Holding Co.
FLS / Flowserve Corporation
WIA / Western Asset Inflation-Linked Income Fund
WIA / Western Asset Inflation-Linked Income Fund
ABMD / Abiomed Inc.
KEY / KeyCorp
FCX / Freeport-McMoRan Inc.
FL / Foot Locker, Inc.
EOG / EOG Resources, Inc.
CCUR / CCUR Holdings, Inc.
BIOA / BioAge Labs, Inc.
WMT / Walmart Inc.
DAL / Delta Air Lines, Inc.
BXMT / Blackstone Mortgage Trust, Inc.
EBAY / eBay Inc.
AYI / Acuity Inc.
ADBE / Adobe Inc.
UBS / UBS Group AG
XRX / Xerox Holdings Corporation
MGIC / Magic Software Enterprises Ltd.
CHK / Chesapeake Energy Corporation
HOLX / Hologic, Inc.
SCHW / The Charles Schwab Corporation
ORCL / Oracle Corporation
US8865471085 / Tiffany & Co.
LEN / Lennar Corporation
SIVB / SVB Financial Group
BX / Blackstone Inc.
BMY / Bristol-Myers Squibb Company
SCOR / comScore, Inc.
MNR / Mach Natural Resources LP
RYN / Rayonier Inc.
AET / Aetna, Inc.
AMGN / Amgen Inc.
BAC / Bank of America Corporation
LUMN / Lumen Technologies, Inc.
JAZZ / Jazz Pharmaceuticals plc
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
ATO / Atmos Energy Corporation
SYK / Stryker Corporation
SBAC / SBA Communications Corporation
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
KHC / The Kraft Heinz Company
LNT / Alliant Energy Corporation
WMB / The Williams Companies, Inc.
BGC / BGC Group, Inc.
BAX / Baxter International Inc.
DG / Dollar General Corporation
ULTA / Ulta Beauty, Inc.
JPM / JPMorgan Chase & Co.
ITW / Illinois Tool Works Inc.
UPS / United Parcel Service, Inc.
NAVI / Navient Corporation
CELG / Celgene Corp.
ORLY / O'Reilly Automotive, Inc.
HAL / Halliburton Company
PEG / Public Service Enterprise Group Incorporated
UNH / UnitedHealth Group Incorporated
SNI / Scripps Networks Interactive, Inc.
IRM / Iron Mountain Incorporated
PEAK / Healthpeak Properties, Inc.
MSI / Motorola Solutions, Inc.
CCI / Crown Castle Inc.
CFG / Citizens Financial Group, Inc.
FISV / Fiserv, Inc.
TWX / Warner Media LLC
GD / General Dynamics Corporation
GRMN / Garmin Ltd.
018490100 / Allergan plc
LNC / Lincoln National Corporation
MO / Altria Group, Inc.
DLR / Digital Realty Trust, Inc.
AES / The AES Corporation
JNJ / Johnson & Johnson
AZO / AutoZone, Inc.
HON / Honeywell International Inc.
CVX / Chevron Corporation
MCO / Moody's Corporation
DVA / DaVita Inc.
AMG / Affiliated Managers Group, Inc.
FLR / Fluor Corporation
INTC / Intel Corporation
PPL / PPL Corporation
AWK / American Water Works Company, Inc.
TWTR / Twitter Inc
CERN / Cerner Corp.
JBHT / J.B. Hunt Transport Services, Inc.
ACN / Accenture plc
SEE / Sealed Air Corporation
ZBH / Zimmer Biomet Holdings, Inc.
VLO / Valero Energy Corporation
ROST / Ross Stores, Inc.
DHR / Danaher Corporation
MAS / Masco Corporation
AIZ / Assurant, Inc.
MCK / McKesson Corporation
PNR / Pentair plc
RVT / Royce Small-Cap Trust, Inc.
V / Visa Inc.
SIG / Signet Jewelers Limited
CTAS / Cintas Corporation
PRTA / Prothena Corporation plc
DKS / DICK'S Sporting Goods, Inc.
GIB / CGI Inc.
VSH / Vishay Intertechnology, Inc.
C / Citigroup Inc.
CE / Celanese Corporation
MSFT / Microsoft Corporation
PG / The Procter & Gamble Company
DISCK / Warner Bros.Discovery Inc - Series C
XOM / Exxon Mobil Corporation
YY / JOYY Inc. - Depositary Receipt (Common Stock)
INFY / Infosys Limited - Depositary Receipt (Common Stock)
CMCSA / Comcast Corporation
PJT / PJT Partners Inc.
VPG / Vishay Precision Group, Inc.
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
LBRDA / Liberty Broadband Corporation
EFA / iShares Trust - iShares MSCI EAFE ETF
WDC / Western Digital Corporation
ISRG / Intuitive Surgical, Inc.
MU / Micron Technology, Inc.
NUAN / Nuance Communications Inc
FTV / Fortive Corporation
RGT / Royce Global Trust, Inc.
EGO / Eldorado Gold Corporation
MMLP / Martin Midstream Partners L.P. - Limited Partnership
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
TEN / Tsakos Energy Navigation Limited
WFC / Wells Fargo & Company
MNKKQ / Mallinckrodt Plc
VGR / Vector Group Ltd.
STAA / STAAR Surgical Company
GIS / General Mills, Inc.
DHI / D.R. Horton, Inc.
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
DORM / Dorman Products, Inc.
HTZZ / Hertz Global Holdings Inc. (New)