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| LEI | 549300TOJ0S836KCH094 |
| CIK | 1603978 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to AquaBounty Technologies, Inc.
SEC Filings (Chronological Order)
यह पृष्ठ SEC फाइलिंग की एक पूरी, कालानुक्रमिक सूची प्रदान करता है, ओनरशिप फाइलिंग को छोड़कर, जो हम अन्यत्र प्रदान करते हैं।
| August 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 14, 2025 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Comm |
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| August 5, 2025 |
AquaBounty Technologies Announces Second Quarter 2025 Financial Results Exhibit 99.1 AquaBounty Technologies Announces Second Quarter 2025 Financial Results HARVARD, Mass., August 5, 2025 –AquaBounty Technologies, Inc. (NASDAQ: AQB) (“AquaBounty” or the “Company”), a land-based aquaculture company utilizing technology to enhance productivity and sustainability, today announced the Company’s financial results for the second quarter and six months ended June 30, 2025. S |
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| August 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36426 AquaBounty Technologi |
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| August 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 5, 2025 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Commi |
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| June 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 12, 2025 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Commis |
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| May 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant □ Check the appropriate box: □ Preliminary Proxy Statement |
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| May 15, 2025 |
AquaBounty Technologies Announces First Quarter 2025 Financial Results EX-99.1 2 aqb-20250515xex991.htm EX-99.1 Exhibit 99.1 AquaBounty Technologies Announces First Quarter 2025 Financial Results HARVARD, Mass., May 15, 2025 –AquaBounty Technologies, Inc. (NASDAQ: AQB) (“AquaBounty” or the “Company”), a land-based aquaculture company utilizing technology to enhance productivity and sustainability, today announced the Company’s financial results for the first quarter |
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| May 15, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 15, 2025 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Commiss |
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| May 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36426 AquaBounty Technolog |
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| April 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| April 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| March 27, 2025 |
Table of Contents Hell UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 27, 2025 |
List of Subsidiaries of AquaBounty Technologies, Inc. EXHIBIT 21.1 List of Subsidiaries of AquaBounty Technologies, Inc. The following is a list of subsidiaries of AquaBounty Technologies, Inc., the names under which such subsidiaries do business, and the state or country in which each was organized: Name Jurisdiction of Organization AquaBounty Brasil Participações Ltda. Brazil AQUA Bounty Canada Inc. Canada Aqua Bounty Farms Chile Limitada C |
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| March 27, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 27, 2025 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Commi |
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| March 27, 2025 |
Exhibit 19.1 AQUABOUNTY TECHNOLOGIES, INC. INSIDER TRADING POLICY (Adopted April 15, 2014; Reviewed March 4, 2025) I.Introduction The purpose of this Insider Trading Policy (this “Policy”) is to promote compliance with applicable securities laws by AquaBounty Technologies, Inc. (the “Company”) and its subsidiaries and all directors, officers, employees and agents thereof (and members of the forgoi |
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| March 27, 2025 |
AquaBounty Technologies Announces Full Year 2024 Financial Results Exhibit 99.1 AquaBounty Technologies Announces Full Year 2024 Financial Results HARVARD, Mass., March 27, 2025 –AquaBounty Technologies, Inc. (NASDAQ: AQB) (“AquaBounty” or the “Company”), a land-based aquaculture company utilizing technology to enhance productivity and sustainability, today announced the Company’s financial results for the full year ended December 31, 2024. Full Year 2024 Highlig |
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| March 4, 2025 |
Exhibit 10.1 SHARE PURCHASE AGREEMENT AQUABOUNTY TECHNOLOGIES, INC. and KELLY COVE SALMON LTD. February 27, 2025 Exhibit 10.1 TABLE OF CONTENTS ARTICLE 1 Definitions and Interpretation 1 1.1 Defined Terms 1 1.2 Headings and Table of Contents 11 1.3 Gender, Number and Grammatical Changes 12 1.4 Currency and Payment Obligations 12 1.5 Calculation of Interest |
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| March 4, 2025 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 27, 2025 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Co |
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| January 17, 2025 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 15, 2025 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Com |
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| December 11, 2024 |
AquaBounty Announces Plans to Cease Fish Farming Operations Exhibit 99.1 AquaBounty Announces Plans to Cease Fish Farming Operations HARVARD, Mass., December 11, 2024 – The Board of Directors of AquaBounty Technologies, Inc. (NASDAQ: AQB) (“AquaBounty,” “we,” “our” or the “Company”) today announced that the Company will wind down its hatchery operations in Bay Fortune, including a reduction of its workforce and the exit of several senior management members |
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| December 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 6, 2024 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Com |
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| November 5, 2024 |
AquaBounty Technologies Announces Third Quarter 2024 Financial Results Exhibit 99.1 AquaBounty Technologies Announces Third Quarter 2024 Financial Results HARVARD, Mass., November 5, 2024 - AquaBounty Technologies, Inc. (NASDAQ: AQB) (“AquaBounty” or the “Company”), a land-based aquaculture company utilizing technology to enhance productivity and sustainability, today announced the Company’s financial results for the third quarter and nine months ended September 30, |
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| November 5, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-3642 |
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| November 5, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 5, 2024 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Com |
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| September 3, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 3, 2024 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Co |
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| September 3, 2024 |
AquaBounty Technologies Provides Update Exhibit 99.1 AquaBounty Technologies Provides Update HARVARD, Mass., September 3, 2024 - AquaBounty Technologies, Inc. (NASDAQ: AQB) (“AquaBounty” or the “Company”), a land-based aquaculture company utilizing technology to enhance productivity and sustainability, today announced an update on the Company’s fundraising efforts. As previously announced, AquaBounty has been exploring a wide range of f |
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| August 6, 2024 |
AquaBounty Technologies Announces Second Quarter 2024 Financial Results Exhibit 99.1 AquaBounty Technologies Announces Second Quarter 2024 Financial Results HARVARD, Mass., August 6, 2024 - AquaBounty Technologies, Inc. (NASDAQ: AQB) (“AquaBounty” or the “Company”), a land-based aquaculture company utilizing technology to enhance productivity and sustainability, today announced the Company’s financial results for the second quarter and six months ended June 30, 2024. |
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| August 6, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36426 Aqu |
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| August 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 6, 2024 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Commi |
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| July 2, 2024 |
Execution Version ASSET PURCHASE AGREEMENT by and among AQUABOUNTY FARMS OHIO LLC, AQUABOUNTY FARMS INDIANA LLC, and SUPERIOR FRESH LLC Dated as of June 28, 2024 Table of Contents Page ARTICLE 1: DEFINITIONS 1 ARTICLE 2: PURCHASE AND SALE of assets; assumption of liabilities 8 2. |
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| July 2, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 28, 2024 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Commis |
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| June 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 6, 2024 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Commiss |
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| June 7, 2024 |
Exhibit 99.1 David F. Melbourne Jr. Promoted to AquaBounty’s Chief Executive Officer; Sylvia Wulf to Continue as Board Chair HARVARD, Mass., June 7, 2024 – The Board of Directors of AquaBounty Technologies, Inc. (NASDAQ: AQB) (“AquaBounty” or the “Company”), a land-based aquaculture company utilizing technology to enhance productivity and sustainability, today announced that David F. Melbourne Jr. |
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| May 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant □ Check the appropriate box: □ Preliminary Proxy Statement |
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| May 15, 2024 |
AquaBounty Technologies Announces First Quarter 2024 Financial Results Exhibit 99.1 AquaBounty Technologies Announces First Quarter 2024 Financial Results HARVARD, Mass., May 15, 2024 - AquaBounty Technologies, Inc. (NASDAQ: AQB) (“AquaBounty” or the “Company”), a land-based aquaculture company utilizing technology to enhance productivity and sustainability, today announced the Company’s financial results for the first quarter ended March 31, 2024. First Quarter 2024 |
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| May 15, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36426 Aq |
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| May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 15, 2024 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Commiss |
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| April 19, 2024 |
Exhibit 10.1 LOAN AND SECURITY AGREEMENT AMONG JMB CAPITAL PARTNERS LENDING, LLC, THE “LENDER” AND AQUABOUNTY TECHNOLOGIES, INC., A DELAWARE CORPORATION AQUABOUNTY FARMS, INC., A DELAWARE CORPORATION AQUABOUNTY FARMS INDIANA LLC, A DELAWARE LIMITED LIABILITY COMPANY AND AQUABOUNTY FARMS OHIO LLC, AN OHIO LIMITED LIABILITY COMPANY, EACH, A “BORROWER” AND COLLECTIVELY, THE “BORROWERS” |
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| April 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2024 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Comm |
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| April 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| April 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 1, 2024 |
Compensation Recovery Policy, Adopted November 1, 2023 Exhibit 97.1 AQUABOUNTY TECHNOLOGIES, INC. COMPENSATION RECOVERY POLICY Adopted as of November 1, 2023 AquaBounty Technologies, Inc., a Delaware corporation (together with its subsidiaries, the “Company”), has adopted a Compensation Recovery Policy (this “Policy”) as described below. 1. Overview The Policy sets forth the circumstances and procedures under which the Company shall recover Erroneousl |
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| April 1, 2024 |
AquaBounty Technologies Announces Fourth Quarter and Full Year 2023 Financial Results Exhibit 99.1 AquaBounty Technologies Announces Fourth Quarter and Full Year 2023 Financial Results HARVARD, Mass., April 1, 2024 - AquaBounty Technologies, Inc. (NASDAQ: AQB) (“AquaBounty” or the “Company”), a land-based aquaculture company utilizing technology to enhance productivity and sustainability, today announced the Company’s financial results for the fourth quarter and full year ended Dec |
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| April 1, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 1, 2024 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Commis |
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| April 1, 2024 |
List of Subsidiaries of AquaBounty Technologies, Inc. EXHIBIT 21.1 List of Subsidiaries of AquaBounty Technologies, Inc. The following is a list of subsidiaries of AquaBounty Technologies, Inc., the names under which such subsidiaries do business, and the state or country in which each was organized: Name Jurisdiction of Organization AquaBounty Brasil Participações Ltda. Brazil AQUA Bounty Canada Inc. Canada Aqua Bounty Farms Chile Limitada C |
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| April 1, 2024 |
Table of Contents Hell UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 14, 2024 |
AquaBounty Technologies Provides Fundraising Update Exhibit 99.1 AquaBounty Technologies Provides Fundraising Update MAYNARD, Mass., February 14, 2024 - AquaBounty Technologies, Inc. (NASDAQ: AQB) (“AquaBounty” or the “Company”), a land-based aquaculture company utilizing technology to enhance productivity and sustainability, today announced an update on the Company’s fundraising efforts. As previously announced in November 2023, AquaBounty has bee |
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| February 14, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 14, 2024 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Co |
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| November 7, 2023 |
AquaBounty Technologies Announces Third Quarter 2023 Financial Results Exhibit 99.1 AquaBounty Technologies Announces Third Quarter 2023 Financial Results MAYNARD, Mass., November 7, 2023 - AquaBounty Technologies, Inc. (NASDAQ: AQB) (“AquaBounty” or the “Company”), a land-based aquaculture company utilizing technology to enhance productivity and sustainability, today announced the Company’s financial results for the third quarter and nine months ended September 30, |
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| November 7, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-3642 |
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| November 7, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 7, 2023 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Com |
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| November 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 30, 2023 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Com |
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| October 13, 2023 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF AQUABOUNTY TECHNOLOGIES, INC. AquaBounty Technologies, Inc. (the “Corporation”), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “DGCL”), does hereby certify: 1. Pursuant to Section 242 of the DGCL, this Certificate of Amendmen |
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| October 13, 2023 |
AquaBounty Technologies Announces Reverse Stock Split Exhibit 99.1 AquaBounty Technologies Announces Reverse Stock Split MAYNARD, Mass., October 13, 2023 - AquaBounty Technologies, Inc. (NASDAQ: AQB) (“AquaBounty” or the “Company”), a land-based aquaculture company utilizing technology to enhance productivity and sustainability, today announced that its Board of Directors has approved a 1-for-20 reverse stock split of its common stock to be effective |
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| October 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 12, 2023 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Com |
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| September 1, 2023 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| September 1, 2023 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 14, 2023 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Comm |
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| August 14, 2023 |
AquaBounty Technologies Announces Promotion of David F. Melbourne Jr. to President Exhibit 99.1 AquaBounty Technologies Announces Promotion of David F. Melbourne Jr. to President MAYNARD, Mass., August 14, 2023 - AquaBounty Technologies, Inc. (NASDAQ: AQB) (“AquaBounty” or the “Company”), a land-based aquaculture company utilizing technology to enhance productivity and sustainability, today announced that with the ascension of Sylvia Wulf to the role of Board Chair and her conti |
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| August 4, 2023 |
PRE 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 1, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 1, 2023 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Commi |
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| August 1, 2023 |
AquaBounty Technologies Announces Second Quarter 2023 Financial Results Exhibit 99.1 AquaBounty Technologies Announces Second Quarter 2023 Financial Results MAYNARD, Mass., August 1, 2023 - AquaBounty Technologies, Inc. (NASDAQ: AQB) (“AquaBounty” or the “Company”), a land-based aquaculture company utilizing technology to enhance productivity and sustainability, today announced the Company’s financial results for the second quarter and six months ended June 30, 2023. |
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| August 1, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36426 Aqu |
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| June 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 29, 2023 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Commiss |
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| June 30, 2023 |
EX-10.1 Exhibit 10.1 AGREEMENT FOR CONSTRUCTION MANAGEMENT SERVICES BETWEEN AQUABOUNTY FARMS OHIO LLC AND GILBANE BUILDING COMPANY Dated: June 29, 2023 TABLE OF CONTENTS Page PART I AGREEMENT FOR CONSTRUCTION SERVICES 1 1. OWNER 2 2. CONSTRUCTION MANAGER 3 3. DESIGN SERVICE PROVIDERS 3 4. PROJECT 3 5. REQUIRED MILESTONE DATES 3 6. CONTRACT PRICE / COST OF THE PROJECT 4 7. DISPUTE RESOLUTION |
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| June 30, 2023 |
AQB / AquaBounty Technologies Inc / KIRK RANDAL J - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Amendment No. |
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| June 7, 2023 |
AQB / AquaBounty Technologies Inc / KIRK RANDAL J - SC 13D/A Activist Investment SC 13D/A 1 brhc20054155sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Amendment No. 9)* Under the Securities Exchange Act of 1934 AQUABOUNTY TECHNOLOGIES, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) UO387J108 (CUSIP Number) Third Security, LLC 1881 Grove Avenue Radford, Virginia 24141 Attentio |
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| June 6, 2023 |
As filed with the Securities and Exchange Commission on June 6, 2023 S-8 As filed with the Securities and Exchange Commission on June 6, 2023 Registration No. |
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| June 6, 2023 |
EX-FILING FEES 4 d445761dexfilingfees.htm EX-FILING FEES Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) AquaBounty Technologies, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee |
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| June 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 2, 2023 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Commiss |
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| June 2, 2023 |
Exhibit 99.1 AquaBounty Announces a Pause to Ohio Farm Construction While It Evaluates Scope Alternatives and a Possible Phased Approach MAYNARD, Mass., June 2, 2023 - AquaBounty Technologies, Inc. (NASDAQ: AQB) (“AquaBounty” or the “Company”), a land-based aquaculture company utilizing technology to enhance operational performance and sustainability, announced today that the Company will pa |
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| May 26, 2023 |
Exhibit 10.1 AquaBounty Technologies, Inc. Amendment No. 3 to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan AquaBounty Technologies, Inc., a Delaware corporation (the "Company"), by action of its Board of Directors taken in accordance with the authority granted to it by Section 2(b)(vii) of the AquaBounty Technologies Inc. 2016 Equity Incentive Plan (the "Plan"), hereby am |
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| May 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 25, 2023 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Commiss |
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| May 4, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36426 Aq |
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| May 4, 2023 |
AquaBounty Technologies Announces First Quarter 2023 Financial Results Exhibit 99.1 AquaBounty Technologies Announces First Quarter 2023 Financial Results MAYNARD, Mass., May 4, 2023 - AquaBounty Technologies, Inc. (NASDAQ: AQB) (“AquaBounty” or the “Company”), a land-based aquaculture company utilizing technology to enhance productivity and sustainability, today announced the Company’s financial results for the quarter ended March 31, 2023. First Quarter 2023 Highli |
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| May 4, 2023 |
EXECUTIVE EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) is entered into between Angela Olsen (“Employee”) and AquaBounty Technologies, Inc. |
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| May 4, 2023 |
Exhibit 10.4 AQUABOUNTY TECHNOLOGIES, INC. 2016 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT This Restricted Stock Unit Agreement (this “Agreement”) is made as of the Grant Date identified below (the “Grant Date”) by and between AquaBounty Technologies, Inc., a Delaware corporation (the “Company”), and the Grantee identified below (“Grantee”). Capitalized terms used in this Agreement, if |
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| May 4, 2023 |
Exhibit 10.2 EXECUTIVE EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) is entered into between David A. Frank (“Employee”) and AquaBounty Technologies, Inc., a Delaware corporation (“AquaBounty”), as of the Effective Date set forth on Schedule A hereto (the “Effective Date”). AquaBounty and Employee are at times herein referred to individually as a “Party” and collectively as the |
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| May 4, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 4, 2023 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Commissi |
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| April 14, 2023 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 31, 2023 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Commi |
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| March 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 30, 2023 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Commi |
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| March 30, 2023 |
AquaBounty Technologies Announces Retirement of Richard J. Clothier from Board of Directors Exhibit 99.1 AquaBounty Technologies Announces Retirement of Richard J. Clothier from Board of Directors MAYNARD, Mass., March 30, 2023 - AquaBounty Technologies, Inc. (NASDAQ: AQB) (“AquaBounty” or the “Company”), a land-based aquaculture company utilizing technology to enhance productivity and sustainability, today announced that Richard J. Clothier will retire from the AquaBounty Board of Direc |
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| March 7, 2023 |
Table of Contents Hell UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 7, 2023 |
List of Subsidiaries of AquaBounty Technologies, Inc. EXHIBIT 21.1 List of Subsidiaries of AquaBounty Technologies, Inc. The following is a list of subsidiaries of AquaBounty Technologies, Inc., the names under which such subsidiaries do business, and the state or country in which each was organized: Name Jurisdiction of Organization AquaBounty Brasil Participações Ltda. Brazil AQUA Bounty Canada Inc. Canada Aqua Bounty Farms Chile Limitada C |
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| March 7, 2023 |
AquaBounty Technologies Announces Fourth Quarter and Full Year 2022 Financial Results Exhibit 99.1 AquaBounty Technologies Announces Fourth Quarter and Full Year 2022 Financial Results MAYNARD, Mass., March 7, 2023 - AquaBounty Technologies, Inc. (NASDAQ: AQB) (“AquaBounty” or the “Company”), a land-based aquaculture company utilizing technology to enhance productivity and sustainability, today announced the Company’s financial results for the fourth quarter and full year ended Dec |
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| March 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 7, 2023 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Commis |
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| March 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 1, 2023 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Commiss |
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| March 3, 2023 |
EX-10.1 Exhibit 10.1 AGREEMENT FOR ARCHITECTURAL/ENGINEERING SERVICES BETWEEN AQUABOUNTY FARMS OHIO LLC AND CLARK, RICHARDSON AND BISKUP CONSULTING ENGINEERS, INC. Dated: March 1, 2023 TABLE OF CONTENTS Page ARTICLE 1: PROJECT GOALS AND COORDINATION 2 1.1 Project Goals 2 1.2 Coordination with Owner’s Other Consultants 3 1.3 A/E’s Designated Representative 3 1.4 Owner’s Project Manager 3 1.5 Constr |
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| November 8, 2022 |
Exhibit 3.5 ? CERTIFICATE OF VALIDATION OF AQUABOUNTY TECHNOLOGIES, INC. ? Pursuant to Section 204 of the General Corporation Law of the State of Delaware AquaBounty Technologies, Inc., a corporation organized and existing under the laws of the State of Delaware (the ?Company?), certifies as follows: ? 1.The defective corporate acts that are the subject of this Certificate of Validation are the ap |
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| November 8, 2022 |
AquaBounty Technologies Announces Third Quarter Financial Results Exhibit 99.1 AquaBounty Technologies Announces Third Quarter Financial Results MAYNARD, Mass., November 8, 2022 - AquaBounty Technologies, Inc. (NASDAQ: AQB) (“AquaBounty” or the “Company”), a land-based aquaculture company utilizing technology to enhance productivity and sustainability, today announced the Company’s financial results for the third quarter and nine-months ended September 30, 2022. |
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| November 8, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 8, 2022 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Com |
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| November 8, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-3642 |
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| November 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 31, 2022 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Com |
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| October 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 13, 2022 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Com |
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| September 15, 2022 |
Exhibit 99.1 A BETTER WAY TO FEED THE WORLD. A SMART INVESTMENT. AquaBounty Technologies, Inc. | NASDAQ: AQB | September 2022 1 2022 ANALYST DAY PRESENTATION Forward-Looking Statements Safe Harbor Statement This presentation contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as ame |
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| September 15, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 15, 2022 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Co |
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| August 31, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| August 19, 2022 |
PRE 14A 1 d342878dpre14a.htm PRE 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Com |
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| August 11, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 11, 2022 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Commi |
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| August 11, 2022 |
Exhibit 99.1 I N V E S T O R P R E S E N T A T I O N AquaBounty Technologies, Inc. NASDAQ: AQB August 2022 AquaBounty.com 1 Forward-Looking Statements Safe Harbor Statement This presentation contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. All statements other than st |
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| August 9, 2022 |
AquaBounty Technologies, Inc. Announces Second Quarter 2022 Financial Results Exhibit 99.1 AquaBounty Technologies, Inc. Announces Second Quarter 2022 Financial Results MAYNARD, Mass., August 9, 2022 - AquaBounty Technologies, Inc. (NASDAQ: AQB) (?AquaBounty? or the ?Company?), a land-based aquaculture company utilizing technology to enhance productivity and sustainability, today announced the Company?s financial results for the second quarter ended June 30, 2022. Second Qu |
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| August 9, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 9, 2022 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction ?of incorporation) (Commi |
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| August 9, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36426 Aqu |
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| May 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 27, 2022 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction ?of incorporation) (Commiss |
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| May 27, 2022 |
Exhibit 3.1 ? CERTIFICATE OF AMENDMENT TO THE THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF AQUABOUNTY TECHNOLOGIES, INC. AquaBounty Technologies, Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the ?Corporation?) does hereby certify: FIRST: That, at a meeting of the Board of Directors of the Corporation on March |
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| May 20, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 20, 2022 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Commissi |
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| May 20, 2022 |
Exhibit 99.1 Proxy Advisory Firm ISS Recommends Vote ?FOR? the Charter Amendment Proposal ? To Increase the Number of Authorized Shares of Common Stock MAYNARD, Mass., May 20, 2022 ? AquaBounty Technologies, Inc. (NASDAQ: AQB) (?AquaBounty? or the ?Company?), a land-based aquaculture company utilizing technology to enhance productivity and sustainability, today announced that leading proxy advisor |
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| May 17, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 16, 2022 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Commiss |
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| May 17, 2022 |
AquaBounty Announces Adjournment of Annual Meeting of Stockholders until May 27, 2022 Exhibit 99.2 AquaBounty Announces Adjournment of Annual Meeting of Stockholders until May 27, 2022 MAYNARD, Mass., May 17, 2022 - AquaBounty Technologies, Inc. (NASDAQ: AQB) (?AquaBounty? or the ?Company?), a land-based aquaculture company utilizing technology to enhance productivity and sustainability, today announced the adjournment of its 2022 Annual Meeting of Stockholders (?Annual Meeting?), |
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| May 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| May 5, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36426 Aq |
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| May 5, 2022 |
AquaBounty Technologies Announces First Quarter 2022 Financial Results Exhibit 99.1 AquaBounty Technologies Announces First Quarter 2022 Financial Results MAYNARD, Mass., May 5, 2022 - AquaBounty Technologies, Inc. (NASDAQ: AQB) (?AquaBounty? or the ?Company?), a land-based aquaculture company utilizing technology to enhance productivity and sustainability, today announced the Company?s financial results for the quarter ended March 31, 2022. First Quarter 2022 Highli |
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| May 5, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 5, 2022 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction ?of incorporation) (Commissi |
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| April 14, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| April 4, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| March 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a party other than the Registrant ? ? Check the appropriate box: ? ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? |
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| March 10, 2022 |
AquaBounty Technologies Announces Results for the Quarter and Year Ended December 31, 2021 Exhibit 99.1 AquaBounty Technologies Announces Results for the Quarter and Year Ended December 31, 2021 MAYNARD, Mass., March 10, 2022 - AquaBounty Technologies, Inc. (Nasdaq: AQB) (?AquaBounty? or the ?Company?), a land-based aquaculture company utilizing technology to enhance productivity and sustainability, today announced the Company?s financial results for the fourth quarter and full year end |
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| March 10, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 10, 2022 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction ?of incorporation) (Commi |
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| March 10, 2022 |
List of Subsidiaries of AquaBounty Technologies, Inc. EXHIBIT 21.1 ? List of Subsidiaries of AquaBounty Technologies, Inc. ? The following is a list of subsidiaries of AquaBounty Technologies, Inc., the names under which such subsidiaries do business, and the state or country in which each was organized: ? ? Name Jurisdiction of Organization AquaBounty Brasil Participa??es Ltda. Brazil AQUA Bounty Canada Inc. Canada Aqua Bounty Farms Chile Limitada C |
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| March 10, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36426 AquaBounty |
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| February 9, 2022 |
AQB / Aquabounty Technologies Inc / ARK Investment Management LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| November 24, 2021 |
Exhibit 1 Joint Filing Agreement In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them a Statement on Schedule 13D (including amendments thereto) with regard to the common stock of AquaBounty Technologies, Inc. |
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| November 24, 2021 |
AQB / Aquabounty Technologies Inc / KIRK RANDAL J - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Amendment No. |
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| November 22, 2021 |
Exhibit 99.1 AquaBounty Technologies, Inc. Announces Proposed Public Offering of Common Stock by Selling Stockholders MAYNARD, Mass., November 18, 2021 (GLOBE NEWSWIRE) ? AquaBounty Technologies, Inc. (Nasdaq: AQB) (?AquaBounty? or the ?Company?), a land-based aquaculture company utilizing technology to enhance productivity and sustainability, today announced that it has commenced a proposed under |
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| November 22, 2021 |
Exhibit 1.1 11,200,000 SHARES OF COMMON STOCK OF AQUABOUNTY TECHNOLOGIES, INC. UNDERWRITING AGREEMENT November 19, 2021 OPPENHEIMER & CO. INC. LAKE STREET CAPITAL MARKETS, LLC As Representatives of the several Underwriters named in Schedule II hereto c/o Oppenheimer & Co. Inc. 85 Broad Street New York, New York 10004 c/o Lake Street Capital Markets, LLC 920 Second Ave South, Suite 700 Minneapolis, |
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| November 22, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 22, 2021(November 18, 2021) AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of |
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| November 22, 2021 |
11,200,000 Shares Common Stock Offered by the Selling Shareholders Table of Contents Filed Pursuant to Rule 424(b)(4) Registration No. 333-258561 PROSPECTUS SUPPLEMENT (to Prospectus dated August 20, 2021) 11,200,000 Shares Common Stock Offered by the Selling Shareholders This prospectus supplement relates solely to the proposed resale or other disposition of an aggregate of 11,200,000 shares of common stock, $0.001 par value per share (the ?Shares?), of AquaBoun |
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| November 22, 2021 |
Exhibit 99.2 AquaBounty Technologies, Inc. Announces Pricing of the Public Secondary Offering of Common Stock by Selling Stockholders MAYNARD, Mass., November 18, 2021 (GLOBE NEWSWIRE) ? AquaBounty Technologies, Inc. (Nasdaq: AQB) (?AquaBounty? or the ?Company?), a land-based aquaculture company utilizing technology to enhance productivity and sustainability, today announced the pricing of the pre |
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| November 18, 2021 |
Subject to Completion, dated November 18, 2021 Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-258561 This preliminary prospectus supplement and the accompanying prospectus relate to an effective registration statement under the Securities Act of 1933, but the information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus a |
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| November 15, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 15, 2021 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Com |
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| November 15, 2021 |
Exhibit 99.1 I N V E S T O R P R E S E N T A T I O N AquaBounty Technologies, Inc. NASDAQ: AQB November 2021 AquaBounty.com 1 Forward-Looking Statements Safe Harbor Statement This presentation contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. All statements other than |
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| November 4, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 4, 2021 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction ?of incorporation) (Com |
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| November 4, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-3642 |
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| November 4, 2021 |
Exhibit 99.1 AquaBounty Technologies, Inc. Announces Results for the Quarter and Nine Months Ended September 30, 2021 MAYNARD, Mass., November 4, 2021 - AquaBounty Technologies, Inc. (Nasdaq: AQB) (?AquaBounty? or the ?Company?), a land-based aquaculture company utilizing technology to enhance productivity and sustainability, has provided financial results for the third quarter and nine months end |
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| November 2, 2021 |
Exhibit 99.1 AquaBounty Technologies Provides Progress Update on Planned 10,000 Metric Ton Salmon Farm in Pioneer, Ohio ? Site Engineering Designs and Permitting Underway, Company to Break Ground by Year-End MAYNARD, Mass., November 2, 2021 - AquaBounty Technologies, Inc. (Nasdaq: AQB) (?AquaBounty? or the ?Company?), a land-based aquaculture company utilizing technology to enhance productivity an |
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| November 2, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 2, 2021 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction ?of incorporation) (Com |
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| September 10, 2021 |
AquaBounty Technologies to Present at Upcoming Investor Conferences in September Exhibit 99.1 AquaBounty Technologies to Present at Upcoming Investor Conferences in September MAYNARD, Mass., September 9, 2021 - AquaBounty Technologies, Inc. (Nasdaq: AQB) (?AquaBounty? or the ?Company?), a land-based aquaculture company utilizing technology to enhance productivity and sustainability, will participate in the following investor conferences during the month of September 2021: H.C. |
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| September 10, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 9, 2021 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction ?of incorporation) (Co |
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| September 10, 2021 |
Exhibit 99.2 ? AquaBounty INVESTOR PRESENTATION AquaBounty Technologies, Inc. NASDAQ: AQB September 2021 ? Forward-Looking Statements Safe Harbor Statement This presentation contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. All statements other than statements of histo |
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| August 20, 2021 |
18,219,824 Shares Common Stock Offered by the Selling Shareholders Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-258561 PROSPECTUS 18,219,824 Shares Common Stock Offered by the Selling Shareholders This prospectus relates solely to the proposed resale or other disposition, from time to time, of up to 18,219,824 shares of common stock, $0.001 par value per share (the “Shares”), of AquaBounty Technologies, Inc. (the “Company,” “we” or “us” |
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| August 17, 2021 |
AquaBounty Technologies, Inc. Two Mill & Main Place, Suite 395 Maynard, Massachusetts 01754 August 17, 2021 VIA EDGAR Irene Paik U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: AquaBounty Technologies, Inc. Acceleration Request for Registration Statement on Form S-3, as Amended File No. 333-258561 Filed August 6, 2021 Requested |
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| August 13, 2021 |
As filed with the Securities and Exchange Commission on August 13, 2021. Table of Contents As filed with the Securities and Exchange Commission on August 13, 2021. |
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| August 10, 2021 |
AQB / Aquabounty Technologies Inc / ARK Investment Management LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| August 6, 2021 |
As filed with the Securities and Exchange Commission on August 6, 2021. Table of Contents As filed with the Securities and Exchange Commission on August 6, 2021. |
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| August 4, 2021 |
Form of Indemnification Agreement for directors and officers Exhibit 10.2 INDEMNIFICATION And Advancement AGREEMENT ? This Indemnification and Advancement Agreement (?Agreement?) is made as of , 20 by and between AquaBounty Technologies, Inc., a Delaware corporation (the ?Company?), and , [a member of the Board of Directors / an officer] of the Company (?Indemnitee?). This Agreement supersedes and replaces any and all previous agreements between the Company |
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| August 4, 2021 |
Exhibit 99.1 AquaBounty Technologies Announces Financial Results for the Quarter and Six Months Ended June 30, 2021 ? Successful First Harvests of GE Salmon Completed and Site Selected for First Large-Scale Farm ? MAYNARD, Mass., August 4, 2021 - AquaBounty Technologies, Inc. (Nasdaq: AQB) (?AquaBounty? or the ?Company?), a land-based aquaculture company utilizing technology to enhance productivit |
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| August 4, 2021 |
LETTER AGREEMENT ? THIS LETTER AGREEMENT (this ?Agreement?) is made as of July 30, 2021, by and among AquaBounty Technologies, Inc. |
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| August 4, 2021 |
Form of Indemnification Agreement for RJ Kirk Appointees to the Registrant’s Board of Directors Exhibit 10.3 INDEMNIFICATION And Advancement AGREEMENT ? This Indemnification and Advancement Agreement (?Agreement?) is made as of , 20 by and between AquaBounty Technologies, Inc., a Delaware corporation (the ?Company?), and , a member of the Board of Directors of the Company (?Indemnitee?). This Agreement supersedes and replaces any and all previous agreements between the Company and Indemnitee |
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| August 4, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 4, 2021 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction ?of incorporation) (Commi |
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| August 4, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36426 Aqu |
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| July 29, 2021 |
AquaBounty Technologies Announces Pioneer, Ohio as Location for Planned Salmon Farm Exhibit 99.1 AquaBounty Technologies Announces Pioneer, Ohio as Location for Planned Salmon Farm MAYNARD, Mass., July 29, 2021 - AquaBounty Technologies, Inc. (Nasdaq: AQB) (?AquaBounty? or the ?Company?), a land-based aquaculture company utilizing technology to enhance productivity and sustainability, today announced that it has identified Pioneer, Ohio as the location for its planned large-scale |
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| July 29, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 29, 2021 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction ?of incorporation) (Commis |
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| July 7, 2021 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 6, 2021 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction ?of incorporation) (Commiss |
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| July 7, 2021 |
Exhibit 16.1 ? ? ? July 6, 2021 ? ? Securities and exchange Commission 100 F Street, N.E. Washington, DC 20549 ? ? Ladies and Gentlemen: ? We have read the Item 4.01 of Form 8-K dated July 6, 2021 of AquaBounty Technologies, Inc. and are in agreement with the statements contained in the second, third, fourth and fifth paragraphs of page 2 therein. We have no basis to disagree with other statements |
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| May 28, 2021 |
Regulation FD Disclosure, Submission of Matters to a Vote of Security Holders ? ? ? UNITED STATES ? SECURITIES AND EXCHANGE COMMISSION ? Washington, D.C. 20549 ? ? Form 8-K ? CURRENT REPORT ? Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported) May 28, 2021 ? AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) ? ? Delaware 001-36426 04-3156167 (State or other jurisdiction o |
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| May 10, 2021 |
Exhibit 99.1 AquaBounty Sells Out the First Commercial-Scale Harvest of Genetically Engineered Atlantic Salmon from its Indiana Farm ? With end of May harvest, land-based aquaculture company is poised to provide a sustainable, secure, domestic source of farm-raised salmon ? MAYNARD, Mass, May 10, 2021 ? AquaBounty Technologies, Inc. (Nasdaq: AQB) (?AquaBounty? or the ?Company?), a land-based aquac |
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| May 10, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 10, 2021 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction ?of incorporation) (Commiss |
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| May 4, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36426 Aq |
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| May 4, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 4, 2021 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction ?of incorporation) (Commissi |
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| May 4, 2021 |
AquaBounty Technologies Announces First Quarter 2021 Financial Results Exhibit 99.1 AquaBounty Technologies Announces First Quarter 2021 Financial Results ? MAYNARD, Mass., May 4, 2021 - AquaBounty Technologies, Inc. (Nasdaq: AQB) (?AquaBounty? or the ?Company?), a land-based aquaculture company utilizing technology to enhance productivity and sustainability, today announced the Company?s financial results for its fiscal first quarter ended March 31, 2021. ? First Qu |
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| April 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a party other than the Registrant ? ? Check the appropriate box: ? ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? |
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| March 9, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36426 AquaBounty |
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| March 9, 2021 |
AquaBounty Technologies Announces Results for the Quarter and Year Ended December 31, 2020 Exhibit 99.1 AquaBounty Technologies Announces Results for the Quarter and Year Ended December 31, 2020 MAYNARD, Mass., March 9, 2021 - AquaBounty Technologies, Inc. (Nasdaq: AQB) (“AquaBounty” or the “Company”), a land-based aquaculture company utilizing technology to enhance productivity and sustainability, today announced the Company’s financial results for the fourth quarter and full year en |
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| March 9, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 9, 2021 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction ?of incorporation) (Commis |
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| March 9, 2021 |
List of Subsidiaries of AquaBounty Technologies, Inc. EXHIBIT 21.1 ? List of Subsidiaries of AquaBounty Technologies, Inc. ? The following is a list of subsidiaries of AquaBounty Technologies, Inc., the names under which such subsidiaries do business, and the state or country in which each was organized: ? ? Name Jurisdiction of Organization AquaBounty Brasil Participa??es Ltda. Brazil AQUA Bounty Canada Inc. Canada Aqua Bounty Farms Chile Limitada C |
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| March 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 2, 2021 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Commiss |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 8, 2021 |
Exhibit 99.1 AquaBounty Technologies, Inc. Announces Closing of $127.1 Million Public Offering of Common Stock, Including Full Exercise of Overallotment Option MAYNARD, MASS. – February 8, 2021 - AquaBounty Technologies, Inc. (Nasdaq: AQB) (“AquaBounty” or the “Company”), a land-based aquaculture company utilizing technology to enhance productivity and sustainability, today announced the closing o |
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| February 8, 2021 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 8, 2021 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Comm |
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| February 5, 2021 |
EX-1.1 Exhibit 1.1 Execution Version 13,000,000 SHARES OF COMMON STOCK OF AQUABOUNTY TECHNOLOGIES, INC. UNDERWRITING AGREEMENT February 3, 2021 OPPENHEIMER & CO. INC. LAKE STREET CAPITAL MARKETS, LLC As Representatives of the several Underwriters named in Schedule I hereto c/o Oppenheimer & Co. Inc. 85 Broad Street New York, New York 10004 c/o Lake Street Capital Markets, LLC 920 Second Ave South, |
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| February 5, 2021 |
13,000,000 shares of common stock 424B5 Table of Contents Filed pursuant to Rule 424(b)(5) Registration No. 333-252264 Prospectus Supplement (to Prospectus dated January 25, 2021) 13,000,000 shares of common stock We are offering 13,000,000 shares of our common stock, par value $0.001 per share, at a price of $8.50 per share. Our common stock is listed on The Nasdaq Capital Market under the symbol “AQB.” The last reported sale pri |
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| February 5, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 5, 2021 (February 3, 2021) AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of i |
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| February 5, 2021 |
AquaBounty Technologies, Inc. Announces Pricing of $110.5 Million Public Offering of Common Stock EX-99.2 Exhibit 99.2 AquaBounty Technologies, Inc. Announces Pricing of $110.5 Million Public Offering of Common Stock MAYNARD, Mass., Feb. 4, 2021 (GLOBE NEWSWIRE) — AquaBounty Technologies, Inc. (Nasdaq: AQB) (“AquaBounty” or the “Company”), a land-based aquaculture company utilizing technology to enhance productivity and sustainability, today announced the pricing of its previously announced un |
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| February 5, 2021 |
AquaBounty Technologies, Inc. Announces Proposed Public Offering of Common Stock EX-99.1 Exhibit 99.1 AquaBounty Technologies, Inc. Announces Proposed Public Offering of Common Stock MAYNARD, Mass., Feb. 3, 2021 (GLOBE NEWSWIRE) — AquaBounty Technologies, Inc. (Nasdaq: AQB) (“AquaBounty” or the “Company”), a land-based aquaculture company utilizing technology to enhance productivity and sustainability, today announced that it has commenced a proposed underwritten public offeri |
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| February 3, 2021 |
Subject to Completion, dated February 3, 2021 424B5 Table of Contents Filed pursuant to Rule 424(b)(5) Registration No. 333-252264 This preliminary prospectus supplement and the accompanying prospectus relate to an effective registration statement under the Securities Act of 1933, but the information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospe |
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| January 25, 2021 |
January 25, 2021 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Kasey Robinson Re: AquaBounty Technologies, Inc. Registration Statement on Form S-3 (No. 333-252264) Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, AquaBounty Technologies, Inc. hereby requests that the effective date of the above-referenced R |
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| January 20, 2021 |
Form of Subordinated Indenture between the Registrant and one or more trustees to be named EX-4.3 Exhibit 4.3 AQUABOUNTY TECHNOLOGIES, INC., Issuer AND [TRUSTEE], Trustee INDENTURE Dated as of [●], 202[●] Subordinated Debt Securities TABLE OF CONTENTS1 ARTICLE 1 DEFINITIONS Section 1.01 Definitions of Terms ARTICLE 2 ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES Section 2.0 Designation and Terms of Securities Section 2.02 Form of Securities and Trustee’s |
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| January 20, 2021 |
Form of Senior Indenture between the Registrant and one or more trustees to be named EX-4.2 Exhibit 4.2 AQUABOUNTY TECHNOLOGIES, INC., Issuer AND [TRUSTEE], Trustee INDENTURE Dated as of [●], 202[●] Senior Debt Securities TABLE OF CONTENTS1 ARTICLE 1 DEFINITIONS Section 1.01 Definitions of Terms ARTICLE 2 ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES Section 2.01 Designation and Terms of Securities Section 2.02 Form of Securities and Trustee’s Certi |
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| January 20, 2021 |
S-3 Table of Contents As filed with the Securities and Exchange Commission on January 20, 2021 Registration No. |
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| January 4, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Amendment No. 1 AquaBounty Technologies, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities |
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| December 21, 2020 |
Exhibit 1 Joint Filing Agreement In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them a Statement on Schedule 13D (including amendments thereto) with regard to the common stock of AquaBounty Technologies, Inc. |
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| December 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Amendment No. |
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| December 14, 2020 |
Exhibit 99.1 AquaBounty Technologies, Inc. Announces Closing of $65.2 Million Upsized Public Offering of Common Stock, Including Full Exercise of Overallotment Option MAYNARD, MASS. - December 14, 2020 - AquaBounty Technologies, Inc. (Nasdaq: AQB) (“AquaBounty” or the “Company”), a land-based aquaculture company utilizing technology to enhance productivity and sustainability, today announced the c |
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| December 14, 2020 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 14, 2020 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Com |
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| December 10, 2020 |
As filed with the Securities and Exchange Commission on December 10, 2020 Registration No. |
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| December 10, 2020 |
AquaBounty Technologies, Inc. Announces Proposed Public Offering of Common Stock Exhibit 99.1 AquaBounty Technologies, Inc. Announces Proposed Public Offering of Common Stock MAYNARD, Mass., Dec. 09, 2020 (GLOBE NEWSWIRE) - AquaBounty Technologies, Inc. (Nasdaq: AQB) (?AquaBounty? or the ?Company?), a land-based aquaculture company utilizing technology to enhance productivity and sustainability, today announced that it has commenced a proposed underwritten public offering of c |
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| December 10, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 10, 2020 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Com |
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| December 10, 2020 |
, as the representatives for the underwriters named therein. Exhibit 1.1 Execution Version 8,720,000 SHARES of Common Stock of AQUABOUNTY TECHNOLOGIES, INC. UNDERWRITING AGREEMENT December 10, 2020 Oppenheimer & Co. Inc. Lake Street Capital Markets, LLC As Representatives of the several Underwriters named in Schedule I hereto c/o Oppenheimer & Co. Inc. 85 Broad Street New York, New York 10004 c/o Lake Street Capital Markets, LLC 920 Second Ave South, Suite |
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| December 10, 2020 |
8,720,000 shares of common stock Table of Contents Filed pursuant to Rule 424(b)(5) Registration No. 333-224184 Prospectus Supplement (to Prospectus dated April 6, 2018, as amended on April 23, 2018) 8,720,000 shares of common stock We are offering 8,720,000 shares of our common stock, par value $0.001 per share, at a price of $6.50 per share. Our common stock is listed on The Nasdaq Capital Market under the symbol ?AQB.? The las |
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| December 10, 2020 |
Exhibit 99.2 AquaBounty Technologies, Inc. Announces Pricing of $56.7 Million Upsized Public Offering of Common Stock MAYNARD, Mass., Dec. 10, 2020 (GLOBE NEWSWIRE) - AquaBounty Technologies, Inc. (Nasdaq: AQB) (?AquaBounty? or the ?Company?), a land-based aquaculture company utilizing technology to enhance productivity and sustainability, today announced the pricing of its previously announced un |
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| December 9, 2020 |
AquaBounty Technologies, Inc. Provides Corporate Update Company Announces Selection of Innovasea as RAS Technology Provider and Provides Update on Planned Third Farm MAYNARD, Mass., December 9, 2020 - AquaBounty Technologies, Inc. (NASDAQ: AQB) (“AquaBounty” or the “Company”), a land-based aquaculture company utilizing technology to enhance productivity and sustainability, today announces the sele |
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| December 9, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 9, 2020 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Comm |
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| December 9, 2020 |
Subject to Completion, dated December 9, 2020 424B5 Table of Contents This preliminary prospectus supplement and the accompanying prospectus relate to an effective registration statement under the Securities Act of 1933, but the information in this preliminary prospectus supplement is not complete and may be changed. |
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| November 19, 2020 |
EXHIBIT 3.1 CERTIFICATE OF AMENDMENT TO THE THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF AQUABOUNTY TECHNOLOGIES, INC. AquaBounty Technologies, Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “Corporation”) does hereby certify: FIRST: That, at a meeting of the Board of Directors of the Corporation on October |
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| November 19, 2020 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 19, 2020 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Com |
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| November 10, 2020 |
AQB / AquaBounty Technologies, Inc. / ARK Investment Management LLC - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| November 5, 2020 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 3, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36426 AquaBounty Techn |
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| November 3, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 3, 2020 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Comm |
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| November 3, 2020 |
AquaBounty Technologies, Inc. Announces Results for the Quarter and Nine Months Ended September 30, 2020 and Provides a Corporate Update MAYNARD, Mass., November 3, 2020 – AquaBounty Technologies, Inc. (NASDAQ: AQB) (“AquaBounty” or the “Company”), a land-based aquaculture company utilizing technology to enhance productivity and sustainability, announces the Company’s financial results for the thi |
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| October 29, 2020 |
AquaBounty Technologies, Inc. Announces Mayfield, Kentucky as Potential Location for Planned 10,000 Metric Ton Salmon Farm MAYNARD, Mass., October 29, 2020 - AquaBounty Technologies, Inc. (Nasdaq: AQB) (“AquaBounty” or the “Company”), a land-based aquaculture company utilizing technology to enhance productivity and sustainability, today announced that it has identified Mayfield, Kentucky as the po |
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| October 29, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 29, 2020 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Comm |
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| October 13, 2020 |
PRE 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 20, 2020 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 17, 2020 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Commi |
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| August 20, 2020 |
AquaBounty Technologies, Inc. Announces Full Exercise of Over-Allotment Option AquaBounty Technologies, Inc. Announces Full Exercise of Over-Allotment Option MAYNARD, MASS. - August 20, 2020 - AquaBounty Technologies, Inc. (Nasdaq: AQB) (“AquaBounty” or the “Company”), a land-based aquaculture company utilizing technology to enhance productivity and sustainability, today announced the closing of the sale of 1.65 million shares of the Company’s common stock (the “Option Share |
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| August 13, 2020 |
Exhibit 1 Joint Filing Agreement In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them a Statement on Schedule 13D (including amendments thereto) with regard to the common stock of AquaBounty Technologies, Inc. |
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| August 13, 2020 |
AQB / AquaBounty Technologies, Inc. / KIRK RANDAL J - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Amendment No. |
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| August 10, 2020 |
AquaBounty Technologies, Inc. Announces Pricing of $27.5 Million Public Offering of Common Stock Exhibit 99.2 AquaBounty Technologies, Inc. Announces Pricing of $27.5 Million Public Offering of Common Stock MAYNARD, MASS. – August 7, 2020 - AquaBounty Technologies, Inc. (Nasdaq: AQB) (“AquaBounty” or the “Company”), a land-based aquaculture company utilizing technology to enhance productivity and sustainability, today announced the pricing of its previously announced underwritten public offer |
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| August 10, 2020 |
Oppenheimer & Co. Inc. and Lake Street Capital Markets, LLC Exhibit 1.1 Execution Version 11,000,000 SHARES of Common Stock of AQUABOUNTY TECHNOLOGIES, INC. UNDERWRITING AGREEMENT August 7, 2020 OPPENHEIMER & CO. INC. LAKE STREET CAPITAL MARKETS, LLC As Representatives of the several Underwriters named in Schedule I hereto c/o Oppenheimer & Co. Inc. 85 Broad Street New York, New York 10004 c/o Lake Street Capital Markets, LLC 920 Second Ave South, Suite 70 |
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| August 10, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 6, 2020 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Commis |
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| August 10, 2020 |
11,000,000 shares of common stock 424B5 Table of Contents Filed pursuant to Rule 424(b)(5) Registration No. 333-224184 Prospectus Supplement (to Prospectus dated April 6, 2018, as amended on April 23, 2018) 11,000,000 shares of common stock We are offering 11,000,000 shares of our common stock, par value $0.001 per share, at a price of $2.50 per share. Our common stock is listed on The Nasdaq Capital Market under the symbol “AQB.” |
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| August 10, 2020 |
AquaBounty Technologies, Inc. Announces Proposed Public Offering of Common Stock Exhibit 99.1 AquaBounty Technologies, Inc. Announces Proposed Public Offering of Common Stock MAYNARD, MASS. – August 6, 2020 - AquaBounty Technologies, Inc. (Nasdaq: AQB) (“AquaBounty” or the “Company”), a land-based aquaculture company utilizing technology to enhance productivity and sustainability, today announced that it has commenced a proposed underwritten public offering of common stock of |
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| August 6, 2020 |
Exhibit 10.2 EXECUTION VERSION LOAN AND SECURITY AGREEMENT This LOAN AND SECURITY AGREEMENT dated as of July 31, 2020 (the "Agreement"), is executed by and between AQUABOUNTY FARMS INDIANA LLC, a Delaware limited liability company (the "Borrower"), whose principal office address is 2 Mill and Main Place, Suite 395, Maynard, MA 01754, and FIRST FARMERS BANK AND TRUST (the "Bank"), whose address is |
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| August 6, 2020 |
Exhibit 10.7 EXECUTION VERSION COLLATERAL ACCESS AGREEMENT This COLLATERAL ACCESS AGREEMENT dated as of July 31, 2020 (this “Agreement”), is executed by AquaBounty Technologies, Inc., a Delaware corporation (the “Parent”), whose address is 2 Mill and Main Place, Suite 395, Maynard, MA 01754, Attention: David Frank, to and for the benefit of First Farmers Bank and Trust (the “Lender”), whose mailin |
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| August 6, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 6, 2020 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Commis |
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| August 6, 2020 |
Exhibit 10.8 EXECUTION VERSION UNCONDITIONAL AND CONTINUING GUARANTY AGREEMENT THIS UNCONDITIONAL AND CONTINUING GUARANTY AGREEMENT (as it may be amended, restated, supplemented or otherwise modified from time to time, the “Agreement”) is made as of July 31, 2020, by AquaBounty Farms, Inc., a Delaware corporation (the “Guarantor”), in favor of First Farmers Bank and Trust, located at 123 N. Jeffer |
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| August 6, 2020 |
Exhibit 10.5 EXECUTION VERSION GUARANTOR SECURITY AGREEMENT This GUARANTOR SECURITY AGREEMENT (as it may be amended, restated, supplemented or otherwise modified from time to time, this “Agreement”) is made as of July 31, 2020 (the “Effective Date”) by AquaBounty Technologies, Inc., a Delaware corporation (the “Guarantor”), in favor of First Farmers Bank and Trust (together with its successors and |
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| August 6, 2020 |
Exhibit 10.4 THIS INSTRUMENT WAS PREPARED BY AND AFTER RECORDING RETURN TO Joshua L. Christie Ice Miller LLP One American Square, Suite 2900 Indianapolis, Indiana 46282 MORTGAGE, ASSIGNMENT OF RENTS AND LEASES, SECURITY AGREEMENT, FIXTURE FILING AND FINANCING STATEMENT THIS MORTGAGE, ASSIGNMENT OF RENTS AND LEASES, SECURITY AGREEMENT, FIXTURE FILING AND FINANCING STATEMENT (this “Mortgage”) is dat |
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| August 6, 2020 |
Exhibit 10.3 EXECUTION VERSION TERM NOTE $4,000,000.00 Indianapolis, Indiana Dated: July 31, 2020 1.PROMISE TO PAY. On or before October 1, 2028 (the "Maturity Date"), AQUABOUNTY FARMS INDIANA LLC, a Delaware limited liability company (the "Borrower"), with an address of 2 Mill and Main Place, Suite 395, Maynard, MA 01754, promises to pay to the order of FIRST FARMERS BANK AND TRUST (the "Bank") a |
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| August 6, 2020 |
AquaBounty Technologies Announces Financial Results for the Quarter and Six Months Ended June 30, 2020, and Provides Corporate Update MAYNARD, Mass. |
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| August 6, 2020 |
Subject to Completion, dated August 6, 2020 424B5 Table of Contents This preliminary prospectus supplement and the accompanying prospectus relate to an effective registration statement under the Securities Act of 1933, but the information in this preliminary prospectus supplement is not complete and may be changed. |
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| August 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36426 AquaBounty Technologi |
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| August 6, 2020 |
Exhibit 10.6 EXECUTION VERSION UNCONDITIONAL AND CONTINUING SECURED GUARANTY AGREEMENT THIS UNCONDITIONAL AND CONTINUING SECURED GUARANTY AGREEMENT (as it may be amended, restated, supplemented or otherwise modified from time to time, the “Agreement”) is made as of July 31, 2020, by AquaBounty Technologies, Inc., a Delaware corporation (the “Guarantor”), in favor of First Farmers Bank and Trust, l |
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| August 6, 2020 |
Exhibit 10.9 EXECUTION VERSION ENVIRONMENTAL INDEMNITY AGREEMENT THIS ENVIRONMENTAL INDEMNITY AGREEMENT (this "Agreement") is entered into as of July 31, 2020, by AquaBounty Technologies, Inc., a Delaware corporation ("Guarantor"), and AquaBounty Farms Indiana LLC, a Delaware limited liability company ("Borrower"), each with their principal places of business located at 2 Mill and Main Place, Suit |
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| August 5, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 31, 2020 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Commiss |
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| May 12, 2020 |
As filed with the Securities and Exchange Commission on May 12, 2020 Registration No. |
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| May 5, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q [ X ] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36426 AquaBounty Tec |
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| May 5, 2020 |
AquaBounty Technologies Provides Corporate Update and First Quarter 2020 Financial Results Company Remains On-Track for First Conventional Salmon Harvest to Begin in June; First AquAdvantage Salmon Harvest to Begin in the Fourth Quarter of 2020 MAYNARD, Mass. |
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| May 5, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 5, 2020 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Commissio |
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| April 29, 2020 |
AquaBounty Technologies, Inc. Amendment No. 2 to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan AquaBounty Technologies, Inc., a Delaware corporation (the “Company”), by action of its Board of Directors taken in accordance with the authority granted to it by Section 2(b)(vii) of the AquaBounty Technologies Inc. 2016 Equity Incentive Plan (the “Plan”), hereby amends the Plan in the fo |
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| April 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 28, 2020 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Commis |
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| April 13, 2020 |
AQB / AquaBounty Technologies, Inc. DEFA14A - - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) ☐ Defin |
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| March 19, 2020 |
AQB / AquaBounty Technologies, Inc. DEFA14A - - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) ☐ Defin |
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| March 19, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) x Defin |
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| March 10, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 10, 2020 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Commis |
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| March 10, 2020 |
AQB / AquaBounty Technologies, Inc. 10-K - Annual Report - 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K [ X ] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36426 AquaBounty Technologie |
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| March 10, 2020 |
Exhibit 4.3 AQUABOUNTY TECHNOLOGIES, INC. DESCRIPTION OF SECURITIES The following description of the securities of AquaBounty Technologies, Inc. (the “Company” or “our”) is only a summary and does not purport to be complete. It is subject to and qualified in its entirety by reference to the Third Amended and Restated Certificate of Incorporation, the Amended and Restated Bylaws, and the form of wa |
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| March 10, 2020 |
AquaBounty Technologies, Inc. Announces Results for the Year Ended December 31, 2019 AquaBounty Technologies, Inc. Announces Results for the Year Ended December 31, 2019 MAYNARD, Massachusetts, March 10, 2020 - AquaBounty Technologies, Inc. (NASDAQ: AQB) (“AquaBounty” or the “Company”), a land-based aquaculture company utilizing technology to enhance productivity and sustainability, announces the Company’s financial results for the year ended December 31, 2019. Results Highlights: |
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| March 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 10, 2020 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Commis |
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| March 10, 2020 |
List of Subsidiaries of AquaBounty Technologies, Inc. EXHIBIT 21.1 List of Subsidiaries of AquaBounty Technologies, Inc. The following is a list of subsidiaries of AquaBounty Technologies, Inc., the names under which such subsidiaries do business, and the state or country in which each was organized: Name Jurisdiction of Organization AquaBounty Brasil Participações Ltda. Brazil AQUA Bounty Canada Inc. Canada Aqua Bounty Farms Chile Limitada Chile Aqu |
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| February 25, 2020 |
AQB / AquaBounty Technologies, Inc. / LLF Financial s.a. Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* AcquaBounty Technologies, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securit |
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| February 18, 2020 |
AQB / AquaBounty Technologies, Inc. / KIRK RANDAL J - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Amendment No. |
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| February 18, 2020 |
Exhibit 1 Joint Filing Agreement In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them a Statement on Schedule 13D (including amendments thereto) with regard to the common stock of AquaBounty Technologies, Inc. |
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| February 13, 2020 |
AquaBounty Technologies, Inc. Announces Closing of Public Offering of Common Stock and Exercise of Over-Allotment Option in Full MAYNARD, MASS. - February 13, 2020 - AquaBounty Technologies, Inc. (Nasdaq: AQB) (“AquaBounty” or the “Company”), a land-based aquaculture company utilizing technology to enhance productivity and sustainability, today announces the closing of its previously announced und |
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| February 13, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 13, 2020 AquaBounty Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36426 04-3156167 (State or other jurisdiction of incorporation) (Com |
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| February 13, 2020 |
AQB / AquaBounty Technologies, Inc. / Archon Capital Management LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 12, 2020 |
Execution Version 9,000,000 SHARES OF COMMON STOCK OF AQUABOUNTY TECHNOLOGIES, INC. |
