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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to AST SpaceMobile, Inc.
SEC Filings (Chronological Order)
यह पृष्ठ SEC फाइलिंग की एक पूरी, कालानुक्रमिक सूची प्रदान करता है, ओनरशिप फाइलिंग को छोड़कर, जो हम अन्यत्र प्रदान करते हैं।
| September 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2025 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction (Commission (IRS Employer of |
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| September 5, 2025 |
Exhibit 99.1 About AST SpaceMobile AST SpaceMobile is building the first and only global cellular broadband network in space to operate directly with standard, unmodified mobile devices based on our extensive IP and patent portfolio, and designed for both commercial and government applications. Our engineers and space scientists are on a mission to eliminate the connectivity gaps faced by today’s |
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| August 11, 2025 |
Amendment To Strategic Collaboration and Spectrum Usage Agreement EXHIBIT 10.3 AMENDMENT TO STRATEGIC COLLABORATION AND SPECTRUM USAGE AGREEMENT This Amendment (the “Amendment”) to the Collaboration Agreement (defined below) is entered into as of May 19, 2025 by and between Ligado Networks LLC, a Delaware limited liability company having offices at 10802 Parkridge Boulevard, Reston, Virginia 20191 (“Ligado”), and Spectrum USA I, LLC, a Delaware limited liability |
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| August 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-39040 AST SPACEMOBIL |
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| August 11, 2025 |
FORM 8-K Item 9.01. Financial Statements and Exhibits. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2025 AST SpaceMobile, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction of Incorporation) (Commission F |
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| August 11, 2025 |
AST SpaceMobile, Inc. 2024 Incentive Award Plan – Form of Restricted Stock Award Agreement EXHIBIT 10.4 AST SPACEMOBILE, INC. 2024 INCENTIVE AWARD PLAN RESTRICTED STOCK Award GRANT NOTICE AST SpaceMobile, Inc., a Delaware corporation (the “Company”), has granted to the participant listed below (“Participant”) the Restricted Stock Award (the “Restricted Stock”) described in this Restricted Stock Award Grant Notice (this “Grant Notice”), subject to the terms and conditions of the AST Spac |
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| August 11, 2025 |
AST SpaceMobile Provides Business Update and Second Quarter 2025 Results PRESS RELEASE EXHIBIT 99.1 AST SpaceMobile Provides Business Update and Second Quarter 2025 Results MIDLAND, Texas, August 11, 2025 – AST SpaceMobile, Inc. (“AST SpaceMobile”) (NASDAQ: ASTS), the company building the first and only space-based cellular broadband network accessible directly by everyday smartphones, and designed for both commercial and government applications, is providing its busin |
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| August 11, 2025 |
BUSINESS UPDATE SECOND QUARTER 2025 August 11, 2025 NASDAQ: ASTS BUSINESS UPDATE SECOND QUARTER 2025 August 11, 2025 NASDAQ: ASTS Forward Looking Statements This communication contains “forward-looking statements” that are not historical facts, and involve risks and uncertainties that could cause actual results of AST SpaceMobile to differ materially from those expected and projected. |
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| August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2025 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction (Commission (IRS Employer of Inc |
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| August 7, 2025 |
Exhibit 99.1 AST SpaceMobile Announces Agreement to Acquire Global S-Band Spectrum Priority Rights Held under the International Telecommunication Union Alongside the company’s core global 3GPP cellular spectrum strategy, and planned L-Band spectrum strategies in the U.S. and Canada, S-Band would further expand spectrum access globally Transaction would pair AST SpaceMobile’s largest-ever commercia |
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| July 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2025 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction (Commission (IRS Employer of Inco |
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| July 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2025 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction (Commission (IRS Employer of Inco |
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| July 29, 2025 |
Form of Confirmation for Base Capped Call Transactions, dated July 24, 2025 Exhibit 10.1 [Dealer name and address] To: AST SpaceMobile, Inc. Midland International Air & Space Port 2901 Enterprise Lane Midland, Texas 79706 From: [Dealer] Re: Base Capped Call Transaction Date: July 24, 2025 Dear Ladies and Gentlemen: The purpose of this communication (this “Confirmation”) is to set forth the terms and conditions of the above-referenced transaction entered into on the Trade |
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| July 29, 2025 |
Exhibit 99.2 AST SpaceMobile Prices Repurchase of Convertible Senior Notes to be Funded By Concurrent Registered Direct Offering of Class A Common Stock Repurchasing $135.0 million principal amount of existing convertible senior notes and removing approximately 5.0 million underlying shares as well as approximately $37.8 million of remaining interest Issuing approximately 5.8 million shares to par |
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| July 29, 2025 |
Exhibit 99.1 AST SpaceMobile Announces Pricing of Private Offering of $500.0 Million of Convertible Senior Notes Due 2032 (Effective Conversion Price of $120.12 per Share with Capped Call) MIDLAND, Texas-(BUSINESS WIRE) – AST SpaceMobile, Inc. (“AST SpaceMobile”) (NASDAQ: ASTS), the company building the first and only space-based cellular broadband network accessible directly by everyday smartphon |
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| July 29, 2025 |
Form of Confirmation for Additional Capped Call Transactions, dated July 25, 2025 Exhibit 10.2 [Dealer name and address] To: AST SpaceMobile, Inc. Midland International Air & Space Port 2901 Enterprise Lane Midland, Texas 79706 From: [Dealer] Re: Additional Capped Call Transaction Date: July 25, 2025 Dear Ladies and Gentlemen: The purpose of this communication (this “Confirmation”) is to set forth the terms and conditions of the above-referenced transaction entered into on the |
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| July 29, 2025 |
Exhibit 4.1 AST SPACEMOBILE, INC. AND U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of July 29, 2025 2.375% Convertible Senior Notes due 2032 TABLE OF CONTENTS Page Article 1 Definitions Section 1.01. Definitions 1 Section 1.02. References to Interest 15 Article 2 Issue, Description, Execution, Registration and Exchange of Notes Section 2.01. Designation and Amount 1 |
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| July 28, 2025 |
Exhibit 107 Calculation of Filing Fee Table S-3 (Form Type) AST SpaceMobile, Inc. (Exact Name of Registrant as Specified in its Charter) 333-281939 Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward |
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| July 28, 2025 |
AST SPACEMOBILE, INC. 5,775,635 Shares Class A Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-281939 PROSPECTUS SUPPLEMENT (To Prospectus dated September 5, 2024) AST SPACEMOBILE, INC. 5,775,635 Shares Class A Common Stock We are offering 5,775,635 shares of our Class A common stock, par value $0.0001 per share (“Class A Common Stock”), in a registered direct offering to a limited number of purchasers pursuant to this prospectus supplem |
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| July 25, 2025 |
Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-281939 Relating to the Preliminary Prospectus Supplement Dated July 24, 2025 (To Prospectus Dated September 5, 2024) PRICING TERM SHEET July 24, 2025 AST SpaceMobile, Inc. Placement of 5,775,635 shares of Class A Common Stock The information in this pricing term sheet supplements AST SpaceMobile, Inc.’s preliminary pros |
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| July 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2025 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction (Commission (IRS Employer of Inco |
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| July 24, 2025 |
Exhibit 99.2 AST SpaceMobile Announces Proposed Repurchase of up to $135.0 Million Convertible Senior Notes to be Funded By Concurrent Registered Direct Offering of Class A Common Stock July 24, 2025 MIDLAND, Texas—(BUSINESS WIRE) – AST SpaceMobile, Inc. (“AST SpaceMobile”) (NASDAQ: ASTS), the company building the first and only space-based cellular broadband network accessible directly by everyda |
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| July 24, 2025 |
Exhibit 99.1 AST SpaceMobile Announces Proposed Private Offering of $500.0 Million of Convertible Senior Notes Due 2032 July 24, 2025 Convertible Notes Offering MIDLAND, Texas—(BUSINESS WIRE) – AST SpaceMobile, Inc. (“AST SpaceMobile”) (NASDAQ: ASTS), the company building the first and only space-based cellular broadband network accessible directly by everyday smartphones, and designed for both co |
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| July 24, 2025 |
SUBJECT TO COMPLETION, DATED JULY 24, 2025 Filed Pursuant to Rule 424(b)(5) Registration No. 333-281939 The information in this preliminary prospectus supplement is not complete and may be changed. A registration statement relating to these securities has been filed with the Securities and Exchange Commission and is effective. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities a |
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| July 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 15, 2025 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction (Commission (IRS Employer of Inco |
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| July 18, 2025 |
Exhibit 10.1 Execution Version CREDIT AGREEMENT dated as of July 15, 2025 among SPECTRUM USA I, LLC, as Borrower, THE GUARANTORS PARTY HERETO, THE LENDERS PARTY HERETO, and SOUND POINT AGENCY LLC, as Administrative Agent and as Collateral Agent TABLE OF CONTENTS page Article 1 Definitions and Accounting Terms Section 1.01 Certain Defined Terms 1 Section 1.02 Times of Day 30 Section 1.03 Terms Gene |
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| July 3, 2025 |
Exhibit 99.1 AST SpaceMobile Secures Additional $100.0 Million of Liquidity from Non-Dilutive Equipment Financing Non-dilutive financing reflects AST SpaceMobile’s disciplined and balanced approach to securing liquidity while maximizing long-term shareholder value MIDLAND, TX, July 3, 2025 – AST SpaceMobile, Inc. (“AST SpaceMobile”) (NASDAQ: ASTS), the company building the first and only space-bas |
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| July 3, 2025 |
Exhibit 10.1 MASTER EQUIPMENT FINANCING AGREEMENT THIS MASTER EQUIPMENT FINANCING AGREEMENT (this “Agreement”) is made as of June 27, 2025 (“Effective Date”), between the lenders from time-to-time party to this Agreement (the “Lenders”), TRINITY CAPITAL INC., a Maryland corporation (“Trinity”) in its capacity as administrative agent and collateral agent for the Lenders (the “Agent”), AST & SCIENCE |
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| July 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2025 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction (Commission (IRS Employer of Inco |
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| July 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2025 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction (Commission (IRS Employer of Incor |
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| June 26, 2025 |
Exhibit 99.1 AST SpaceMobile Announces Settlement Term Sheet Facilitating Long-Term Access to up to 45 MHz of Premium Lower Mid-Band Spectrum in North America for Direct-to-Device Satellite Applications Multi-party Term Sheet paves way to pair AST SpaceMobile’s largest-ever commercial communication arrays deployed in low Earth orbit and planned nationwide low-band network with up to an additional |
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| June 26, 2025 |
Exhibit 1.1 FINAL VERSION 6/10/25 Subject to FRE 408 Subject to All Mediation Privileges Ligado – Settlement Term Sheet1 THIS SETTLEMENT TERM SHEET IS NOT AN OFFER WITH RESPECT TO ANY SECURITIES OR A SOLICITATION OF ACCEPTANCE OR REJECTION OF A CHAPTER 11 PLAN OF REORGANIZATION PURSUANT TO THE BANKRUPTCY CODE. ANY SUCH OFFER OR SOLICITATION WILL BE MADE ONLY IN COMPLIANCE WITH ALL APPLICABLE SECUR |
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| June 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 23, 2025 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction (Commission (IRS Employer of Inco |
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| June 25, 2025 |
Exhibit 99.1 AST SpaceMobile Prices Repurchase of Convertible Notes and Registered Direct Offering of Class A Common Stock to Fund Convertible Note Repurchase June 25, 2025 Repurchased $225 million principal amount of convertible notes removing approximately 8.3 million underlying shares as well as approximately $63.8 million of remaining interest Issued 9.45 million shares to participating note h |
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| June 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 25, 2025 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction (Commission (IRS Employer of Inco |
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| June 25, 2025 |
EXHIBIT 107 Calculation of Filing Fee Table S-3 (Form Type) AST SpaceMobile, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type C |
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| June 25, 2025 |
AST SPACEMOBILE, INC. 9,450,268 Shares Class A Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-281939 PROSPECTUS SUPPLEMENT (To Prospectus dated September 5, 2024) AST SPACEMOBILE, INC. 9,450,268 Shares Class A Common Stock We are offering 9,450,268 shares of our Class A common stock, par value $0.0001 per share (“Class A Common Stock”), in a registered direct offering to a limited number of purchasers pursuant to this prospectus supplem |
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| June 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2025 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction of Incorporation) (Commission File |
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| June 9, 2025 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT TO thE second AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ast spacemobile, INC. AST SpaceMobile, Inc. (the “Corporation”), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “DGCL”), does hereby certify pursuant to Section 242 of the DGCL: 1. The name of the Corporation is AST SpaceMobi |
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| May 13, 2025 |
EX-1.1 Exhibit 1.1 AST SPACEMOBILE, INC. Class A Common Stock ($0.0001 par value per share) Having an Aggregate Offering Price of up to Up to $500,000,000 Equity Distribution Agreement May 13, 2025 B. Riley Securities, Inc. 299 Park Avenue, 21st Floor New York, NY 10171 Barclays Capital Inc. 745 Seventh Avenue New York, NY 10019 BofA Securities, Inc. One Bryant Park New York, NY 10036 Cantor Fitzg |
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| May 13, 2025 |
AST SPACEMOBILE, INC. Up to $500,000,000 Class A Common Stock Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-281939 PROSPECTUS SUPPLEMENT (To Prospectus dated September 5, 2024) AST SPACEMOBILE, INC. Up to $500,000,000 Class A Common Stock We have entered into an Equity Distribution Agreement (the “Sales Agreement”) with B. Riley Securities, Inc., Barclays Capital Inc., BofA Securities, Inc., Cantor Fitzgerald & Co., Deutsche Bank Se |
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| May 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2025 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction of Incorporation) (Commission File |
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| May 13, 2025 |
Exhibit 107 Calculation of Filing Fee Table 424(b)(5) (Form Type) AST SpaceMobile, Inc. |
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| May 12, 2025 |
Transforming how the world connects Business Update – First Quarter 2025 May 12, 2025 NASDAQ: ASTS ast-science. |
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| May 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-39040 AST SPACEMOBI |
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| May 12, 2025 |
AST SpaceMobile Provides Business Update and First Quarter 2025 Results PRESS RELEASE EXHIBIT 99.1 AST SpaceMobile Provides Business Update and First Quarter 2025 Results MIDLAND, Texas, May 12, 2025 – AST SpaceMobile, Inc. (“AST SpaceMobile”) (NASDAQ: ASTS), the company building the first and only space-based cellular broadband network accessible directly by everyday smartphones, and designed for both commercial and government applications, is providing its business |
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| May 12, 2025 |
FORM 8-K Item 9.01. Financial Statements and Exhibits. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2025 AST SpaceMobile, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction of Incorporation) (Commission File |
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| April 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| April 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| April 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| March 24, 2025 |
Exhibit 10.1 FRAMEWORK AGREEMENT by and among AST SPACEMOBILE, INC., AST & SCIENCE, LLC, SPECTRUM USA I, LLC and LIGADO NETWORKS LLC Dated as of March 22, 2025 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS & INTERPRETATIONS 2 1.1 Certain Definitions 2 1.2 Additional Definitions 6 1.3 Certain Interpretations 7 ARTICLE II AST PAYMENTS 8 2.1 Warrant 8 2.2 Deferred Usage Obligation 9 ARTICLE III REPRES |
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| March 24, 2025 |
Exhibit 10.4 AST SpaceMobile, Inc. March 22, 2025 Cerberus Capital Management, L.P. 875 Third Avenue 10th Floor New York, NY 10022 Fortress Credit Advisors LLC 1345 Avenue of the Americas 46th Floor New York, New York 10105 Ladies and Gentlemen: AST SpaceMobile, Inc., a Delaware corporation (the “Company”), Cerberus Capital Management, L.P., on behalf of funds, accounts and affiliates invested in |
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| March 24, 2025 |
Exhibit 10.3 Certain confidential information, marked by [***], has been omitted pursuant to Item 601(b)(10) of Regulation S-K because the omitted information is both not material and is the type that the registrant treats as private or confidential. SPECTRUM USAGE RIGHTS AGREEMENT by and among ONE DOT SIX LLC and AST & SCIENCE, LLC Dated as of March 22, 2025 Table of Contents Page Section 1 USAGE |
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| March 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2025 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction (Commission (IRS Employer of Inc |
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| March 24, 2025 |
Exhibit 10.2 Certain confidential information, marked by [***], has been omitted pursuant to Item 601(b)(10) of Regulation S-K because the omitted information is both not material and is the type that the registrant treats as private or confidential. STRATEGIC COLLABORATION AND SPECTRUM USAGE AGREEMENT by and among LIGADO NETWORKS LLC and SPECTRUM USA I, LLC Dated as of March 22, 2025 Table of Con |
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| March 24, 2025 |
Pre-Funded Warrant, dated as of March 22, 2025 Exhibit 10.5 THIS SECURITY AND THE SECURITIES THAT MAY BE ISSUED UPON EXERCISE OF THIS SECURITY ARE SUBJECT TO A LOCKUP PERIOD FOR ONE YEAR FROM THE ORIGINAL ISSUE DATE (THROUGH MARCH 22, 2026) AND MAY NOT BE OFFERED, SOLD, TRANSFERRED, CHARGED, PLEDGED OR OTHERWISE DISPOSED DURING THE TERM OF SUCH LOCKUP PERIOD. NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE |
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| March 17, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) AST SpaceMobile, Inc. |
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| March 17, 2025 |
As filed with the Securities and Exchange Commission on March 14, 2025 As filed with the Securities and Exchange Commission on March 14, 2025 Registration No. |
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| March 5, 2025 |
Exhibit 107 CALCULATION OF FILING FEE TABLE Form S-8 (Form Type) AST SpaceMobile, Inc. |
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| March 5, 2025 |
Registration No. 333- As filed with the Securities and Exchange Commission on March 5, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AST SPACEMOBILE, INC. (Exact name of registrant as specified in its charter) DELAWARE 84-2027232 (State or other jurisdiction of incorporation or organization) (IRS Employ |
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| March 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 04, 2025 AST SpaceMobile, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| March 4, 2025 |
Transforming how the world connects Business Update – Fourth Quarter 2024 March 4, 2025 NASDAQ: ASTS ast-science. |
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| March 4, 2025 |
AST SpaceMobile Provides Business Update and Fourth Quarter and Full Year 2024 Results PRESS RELEASE EXHIBIT 99.1 AST SpaceMobile Provides Business Update and Fourth Quarter and Full Year 2024 Results MIDLAND, Texas, March 3, 2025 – AST SpaceMobile, Inc. (“AST SpaceMobile”) (NASDAQ: ASTS), the company building the first and only space-based cellular broadband network accessible directly by everyday smartphones, and designed for both commercial and government applications, is providi |
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| March 3, 2025 |
EXHIBIT 4.1 DESCRIPTION OF SECURITIES Unless the context otherwise requires, references in this exhibit to “we,” “our,” “AST SpaceMobile” and the “Company” refer to the business and operations of AST SpaceMobile, Inc. (formerly known as New Providence Acquisitions Corp.) and its consolidated subsidiaries. The following summary of the material terms of our capital stock is not intended to be a comp |
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| March 3, 2025 |
List of subsidiaries of AST SpaceMobile, Inc EXHIBIT 21.1 SUBSIDIARIES OF AST SPACEMOBILE, INC. * Entity Name Jurisdiction of Formation AST & Science, LLC Delaware AST SpaceMobile Services, LLC (f/k/a AST Services, LLC) Florida AST Space Mobile USA LLC (f/k/a AST & Defense, LLC) Delaware AST & Science Texas LLC Texas AST SpaceMobile Holdings, LLC Delaware AST SpaceMobile Holdings IV, LLC Delaware AST SpaceMobile Manufacturing, LLC Texas AST |
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| March 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-39040 AST SPACEMOBILE, I |
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| March 3, 2025 |
AST SpaceMobile, Inc. Insider Trading Compliance Policy Exhibit 19.1 AST SPACEMOBILE, INC. INSIDER TRADING COMPLIANCE POLICY This Insider Trading Compliance Policy (this “Policy”) consists of seven sections: • Section I provides an overview; • Section II sets forth the policies of the Company prohibiting insider trading; • Section III explains insider trading; • Section IV consists of procedures that have been put in place by the Company to prevent ins |
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| February 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2025 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction of Incorporation) (Commission |
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| February 7, 2025 |
EXHIBIT 10.1 FIRST AMENDMENT TO AMENDED AND RESTATED STOCKHOLDERS’ AGREEMENT This First Amendment to the Amended and Restated Stockholders’ Agreement (this “Amendment”) is made as of February 5, 2025 (“Effective Date”), by and among (i) AST SpaceMobile, Inc., a Delaware corporation (the “Company”); (ii) Abel Avellan (“Avellan”); (iii) Antares Technologies LLC, a Delaware limited liability company |
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| February 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2025 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction (Commission (IRS Employer of I |
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| January 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2025 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction (Commission (IRS Employer of I |
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| January 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 22, 2025 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction (Commission (IRS Employer of I |
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| January 27, 2025 |
Exhibit 10.1 [Dealer name and address] To: AST SpaceMobile, Inc. Midland International Air & Space Port 2901 Enterprise Lane Midland, Texas 79706 From: [Dealer] Re: Base Capped Call Transaction Date: January 22, 2025 Dear Ladies and Gentlemen: The purpose of this communication (this “Confirmation”) is to set forth the terms and conditions of the above-referenced transaction entered into on the Tra |
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| January 27, 2025 |
Exhibit 4.1 Execution Version AST SPACEMOBILE, INC. AND U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of January 27, 2025 4.25% Convertible Senior Notes due 2032 TABLE OF CONTENTS Page Article 1 Definitions Section 1.01. Definitions 1 Section 1.02. References to Interest 15 Article 2 Issue, Description, Execution, Registration and Exchange of Notes Section 2.01. Desi |
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| January 27, 2025 |
Exhibit 99.1 AST SpaceMobile Announces Pricing of Private Offering of $400.0 Million of Convertible Senior Notes Due 2032 January 22, 2025 MIDLAND, Texas—(BUSINESS WIRE) – AST SpaceMobile, Inc. (“AST SpaceMobile”) (NASDAQ: ASTS), the company building the first and only space-based cellular broadband network accessible directly by everyday smartphones, and designed for both commercial and governmen |
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| January 27, 2025 |
Exhibit 10.2 [Dealer name and address] To: AST SpaceMobile, Inc. Midland International Air & Space Port 2901 Enterprise Lane Midland, Texas 79706 From: [Dealer] Re: Additional Capped Call Transaction Date: January 23, 2025 Dear Ladies and Gentlemen: The purpose of this communication (this “Confirmation”) is to set forth the terms and conditions of the above-referenced transaction entered into on t |
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| January 22, 2025 |
Exhibit 99.2 AST SpaceMobile Announces Proposed Private Offering of $400.0 Million of Convertible Senior Notes Due 2032 January 22, 2025 MIDLAND, Texas-(BUSINESS WIRE) – AST SpaceMobile, Inc. (“AST SpaceMobile”) (NASDAQ: ASTS), the company building the first and only space-based cellular broadband network accessible directly by everyday smartphones, and designed for both commercial and government |
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| January 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 22, 2025 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction (Commission (IRS Employer of I |
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| January 22, 2025 |
Three months ended December 31, 2023 Exhibit 99.1 Recent Developments Preliminary Estimated Results for the Three Months and Year Ended December 31, 2024 Our financial results as of and for the fiscal year ended December 31, 2024 are not yet complete and will not be available until after the completion of this offering. Accordingly, set forth below are our preliminary estimated ranges for cash and cash equivalents and restricted cash |
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| January 7, 2025 |
Exhibit 2.1 |
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| January 7, 2025 |
Exhibit 10.1 |
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| January 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 5, 2025 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction (Commission (IRS Employer of In |
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| January 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 6, 2025 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction (Commission (IRS Employer of In |
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| January 6, 2025 |
Exhibit 99.1 AST SpaceMobile Announces Agreement for Long-Term Access to up to 45 MHz of Premium Lower Mid-Band Spectrum in the United States for Direct-to-Device Satellite Applications With existing 3GPP spectrum strategy and new lower mid-band satellite spectrum access, AST SpaceMobile could maximize the potential of its growing in-orbit network, expanding subscriber capacity while enabling peak |
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| November 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2024 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction of Incorporation) (Commission |
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| November 20, 2024 |
Master Confirmation, dated November 20, 2024 Exhibit 4 MASTER TERMS AND CONDITIONS FOR PREPAID VARIABLE SHARE FORWARD TRANSACTIONS BETWEEN CITIBANK, N. |
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| November 20, 2024 |
ASTS / AST SpaceMobile, Inc. / Avellan Abel Antonio Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 Amendment No. 11* AST SpaceMobile, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 00217D100 (CUSIP Number) Abel Avellan c/o AST SpaceMobile, Inc. Midland Intl. Air & Space Port 2901 Enterprise Lane Midland, Texas 79706 (432) 276-3966 (Name, Add |
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| November 20, 2024 |
Pricing Notice, dated November 20, 2024* Exhibit 6 [***] INDICATES MATERIAL THAT WAS OMITTED AND FOR WHICH CONFIDENTIAL TREATMENT WAS REQUESTED. |
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| November 14, 2024 |
AST SpaceMobile Provides Business Update and Third Quarter 2024 Results PRESS RELEASE EXHIBIT 99.1 AST SpaceMobile Provides Business Update and Third Quarter 2024 Results MIDLAND, Texas, November 14, 2024 – AST SpaceMobile, Inc. (“AST SpaceMobile”) (NASDAQ: ASTS), the company building the first and only space-based cellular broadband network accessible directly by everyday smartphones, and designed for both commercial and government applications, is providing its busi |
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| November 14, 2024 |
Transforming how the world connects Business Update – Third Quarter 2024 November 14, 2024 NASDAQ: ASTS ast-science. |
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| November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-39040 AST SPACE |
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| November 14, 2024 |
AST SpaceMobile, Inc. 2024 Incentive Award Plan - Form of Restricted Stock Unit Agreement EXHIBIT 10.3 AST SPACEMOBILE, INC. 2024 INCENTIVE AWARD PLAN RESTRICTED STOCK UNIT GRANT NOTICE AST SpaceMobile, Inc., a Delaware corporation (the “Company”), has granted to the participant listed below (“Participant”) the Restricted Stock Units (the “RSUs”) described in this Restricted Stock Unit Grant Notice (this “Grant Notice”), subject to the terms and conditions of the AST SpaceMobile, Inc. |
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| November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2024 AST SpaceMobile, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction of Incorporation) (Commission |
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| October 15, 2024 |
ASTS / AST SpaceMobile, Inc. / Avellan Abel Antonio Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 Amendment No. 10* AST SpaceMobile, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 00217D100 (CUSIP Number) Abel Avellan c/o AST SpaceMobile, Inc. Midland Intl. Air & Space Port 2901 Enterprise Lane Midland, Texas 79706 (432) 276-3966 (Name, Add |
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| October 10, 2024 |
ASTS / AST SpaceMobile, Inc. / Mikitani Hiroshi - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* AST SpaceMobile, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 00217D100 (CUSIP Number) Hiroshi Mikitani c/o Rakuten Mobile, Inc. Rakuten Crimson House 1-14-1 Tamagawa, Setagaya-Ku Tokyo 158-0094 Japan +81-50-5817-1140 (Name, |
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| October 10, 2024 |
EXHIBIT 7 - JOINT FILING AGREEMENT EXHIBIT 7 - JOINT FILING AGREEMENT This joint filing agreement is made and entered into as of this 10th day of October, 2024, among Rakuten Mobile USA Service Inc. |
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| October 10, 2024 |
EXHIBIT 8 – AGREEMENT AND PLAN OF MERGER AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (this “Agreement”) is made and entered into as of October 10, 2024, by and among (i) Rakuten Mobile USA Service Inc. |
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| October 3, 2024 |
AST SpaceMobile Announces Completion of Redemption of Public Warrants Exhibit 99.1 S&C Draft of October 1, 2024 CONFIDENTIAL AST SpaceMobile Announces Completion of Redemption of Public Warrants MIDLAND, TX, October 2, 2024 – AST SpaceMobile, Inc. (“AST SpaceMobile”) (NASDAQ: ASTS), the company building the first and only space-based cellular broadband network accessible directly by everyday smartphones, designed for both commercial and government applications, toda |
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| October 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2024 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction of Incorporation) (Commission F |
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| September 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2024 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction of Incorporation) (Commissio |
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| September 30, 2024 |
AST SpaceMobile Announces Preliminary Results of Redemption of Public Warrants Exhibit 99.1 AST SpaceMobile Announces Preliminary Results of Redemption of Public Warrants MIDLAND, TX, September 30, 2024 – AST SpaceMobile, Inc. (“AST SpaceMobile”) (NASDAQ: ASTS), the company building the first and only space-based cellular broadband network accessible directly by everyday smartphones, designed for both commercial and government applications, today announced the preliminary re |
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| September 26, 2024 |
ASTS / AST SpaceMobile, Inc. / Avellan Abel Antonio Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 Amendment No. 9* AST SpaceMobile, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 00217D100 (CUSIP Number) Abel Avellan c/o AST SpaceMobile, Inc. Midland Intl. Air & Space Port 2901 Enterprise Lane Midland, Texas 79706 (432) 276-3966 (Name, Addr |
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| September 13, 2024 |
S-8 Registration No. 333- As filed with the Securities and Exchange Commission on September 13, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AST SPACEMOBILE, INC. (Exact name of registrant as specified in its charter) DELAWARE 84-2027232 (State or other jurisdiction of incorporation or organization) |
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| September 13, 2024 |
S-8 POS Registration No. 333-257822 As filed with the Securities and Exchange Commission on September 13, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 to FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AST SPACEMOBILE, INC. (Exact name of registrant as specified in its charter) DELAWARE 84-2027232 (State or other juris |
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| September 13, 2024 |
EX-FILING FEES Exhibit 107 CALCULATION OF FILING FEE TABLE Form S-8 (Form Type) AST SpaceMobile, Inc. |
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| September 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 10, 2024 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction of Incorporation) (Commissio |
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| September 10, 2024 |
Exhibit 10.1 AST SPACEMOBILE, INC. 2024 INCENTIVE AWARD PLAN ARTICLE 1 PURPOSE The purpose of the AST SpaceMobile, Inc. 2024 Incentive Award Plan (as it may be amended or restated from time to time, the “Plan”) is to promote the success and enhance the value of AST SpaceMobile, Inc., a Delaware corporation (the “Company”), and AST & Science, LLC (the “Operating Company”), by linking the individual |
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| September 5, 2024 |
EX-FILING FEES Exhibit 107 Calculation of Filing Fee Table Form S-3 (Form Type) AST SpaceMobile, Inc. |
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| September 5, 2024 |
Exhibit 1.1 AST SPACEMOBILE, INC. Class A Common Stock ($0.0001 par value per share) Having an Aggregate Offering Price of up to Up to $400,000,000 Equity Distribution Agreement September 5, 2024 B. Riley Securities, Inc. 299 Park Avenue, 21st Floor New York, NY 10171 Barclays Capital Inc. 745 Seventh Avenue New York, NY 10019 BofA Securities, Inc. One Bryant Park New York, NY 10036 Cantor Fitzger |
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| September 5, 2024 |
Exhibit 107 Calculation of Filing Fee Table 424(b)(5) (Form Type) AST SpaceMobile, Inc. |
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| September 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2024 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction of Incorporation) (Commission |
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| September 5, 2024 |
As filed with the Securities and Exchange Commission on September 5, 2024 S-3ASR Table of Contents As filed with the Securities and Exchange Commission on September 5, 2024 Registration No. |
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| September 5, 2024 |
AST SPACEMOBILE, INC. Up to $400,000,000 Class A Common Stock 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-281939 PROSPECTUS SUPPLEMENT (To Prospectus dated September 5, 2024) AST SPACEMOBILE, INC. Up to $400,000,000 Class A Common Stock We have entered into an Equity Distribution Agreement (the “Sales Agreement”) with B. Riley Securities, Inc., Barclays Capital Inc., BofA Securities, Inc., Cantor Fitzgerald & Co., Deutsche B |
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| September 4, 2024 |
Exhibit 99.1 AST SpaceMobile Provides Interim Business Update to Confirm Upcoming Orbital Launch and Warrant Redemption - September 12th target launch date confirmed for BlueBird satellites, each the largest communications array ever deployed in low Earth orbit - Over $440.0 million in pro forma cash and cash equivalents as of June 30th, 2024, including over $155.0 million in expected warrant exch |
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| September 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2024 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction of Incorporation) (Commission |
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| August 28, 2024 |
AST SpaceMobile Announces Redemption of Public Warrants Exhibit 99.1 AST SpaceMobile Announces Redemption of Public Warrants MIDLAND, TX, August 28, 2024 – AST SpaceMobile, Inc. (“AST SpaceMobile”) (NASDAQ: ASTS), the company building the first and only space-based cellular broadband network accessible directly by everyday smartphones, designed for both commercial and government applications, today announced that it will redeem all of its publicly trad |
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| August 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 28, 2024 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or other jurisdiction of incorporation) (Commission F |
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| August 28, 2024 |
NOTICE OF REDEMPTION OF CERTAIN WARRANTS (CUSIP 00217D 118) Exhibit 99.2 August 28, 2024 NOTICE OF REDEMPTION OF CERTAIN WARRANTS (CUSIP 00217D 118) Dear Public Warrant Holder, AST SpaceMobile, Inc. (the “Company”) hereby gives notice that it is redeeming, at 5:00 p.m. New York City Time on September 27, 2024 (the “Redemption Date”), all of the Company’s outstanding public warrants (the “Public Warrants”) to purchase shares of the Company’s Class A common |
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| August 26, 2024 |
ASTS / AST SpaceMobile, Inc. / Avellan Abel Antonio Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 Amendment No. 8* AST SpaceMobile, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 00217D100 (CUSIP Number) Abel Avellan c/o AST SpaceMobile, Inc. Midland Intl. Air & Space Port 2901 Enterprise Lane Midland, Texas 79706 (432) 276-3966 (Name, Addr |
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| August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2024 AST SpaceMobile, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction of Incorporation) (Commission F |
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| August 14, 2024 |
Transforming how the world connects Business Update – Second Quarter 2024 August 14, 2024 NASDAQ: ASTS ast-science. |
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| August 14, 2024 |
AST SpaceMobile Provides Business Update and Second Quarter 2024 Results PRESS RELEASE EXHIBIT 99.1 AST SpaceMobile Provides Business Update and Second Quarter 2024 Results MIDLAND, TX, August 14, 2024 – AST SpaceMobile, Inc. (“AST SpaceMobile”) (NASDAQ: ASTS), the company building the first and only space-based cellular broadband network accessible directly by everyday smartphones, and designed for both commercial and government applications, is providing its business |
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| August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-39040 AST SPACEMOBIL |
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| July 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| July 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| July 25, 2024 |
Exhibit 99.1 AST SpaceMobile Announces First Five Commercial Satellites Completed Final Assembly and Ready for Shipment the First Week of August Shipment to Cape Canaveral planned for the first week of August with a 7-day launch window in September The first five commercial satellites are the largest-ever commercial communications arrays deployed in low Earth orbit, designed to provide cellular br |
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| July 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2024 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| July 22, 2024 |
AST SPACEMOBILE, INC. 10,445,200 SHARES OF CLASS A COMMON STOCK Filed Pursuant to Rule 424(b)3 Registration No. 333-280110 PROSPECTUS AST SPACEMOBILE, INC. 10,445,200 SHARES OF CLASS A COMMON STOCK This prospectus relates to the resale from time to time of an aggregate of 10,445,200 shares of Class A Common Stock issued in connection with the Antares Reorganization (as defined below) and in exchange for shares of the Company previously registered under the Sec |
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| July 18, 2024 |
AST SpaceMobile, Inc. Midland International Air & Space Port 2019 Enterprise Lane Midland, Texas 79706 July 18, 2024 VIA EDGAR U.S. Securities and Exchange Commission, Division of Corporation Finance, 100 F. Street, N.E., Washington, D.C. 20549-7010. Re: AST SpaceMobile, Inc. Registration Statement on Form S-3 File No. 333-280110 Request for Acceleration of Effective Date Ladies and Gentlemen: Pur |
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| July 11, 2024 |
ASTS / AST SpaceMobile, Inc. / Avellan Abel Antonio Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 Amendment No. 7* AST SpaceMobile, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 00217D100 (CUSIP Number) Abel Avellan c/o AST SpaceMobile, Inc. Midland Intl. Air & Space Port 2901 Enterprise Lane Midland, Texas 79706 (432) 276-3966 (Name, Addr |
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| July 3, 2024 |
As filed with the Securities and Exchange Commission on July 3, 2024 As filed with the Securities and Exchange Commission on July 3, 2024 Registration No. |
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| July 3, 2024 |
[Letterhead of Sullivan & Cromwell LLP] [Letterhead of Sullivan & Cromwell LLP] VIA EDGAR July 3, 2024 U.S. Securities and Exchange Commission Division of Corporation Finance Office of Technology Attention: Matthew Crispino and Mitchell Austin 100 F Street, N.E. Washington, D.C. 20549 Re: AST SpaceMobile, Inc. Registration Statement on Form S-3 Filed: June 11, 2024 File No. 333-280110 Ladies and Gentlemen: On behalf of our client, AST S |
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| June 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 19, 2024 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or other jurisdiction of incorporation) (Commission Fil |
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| June 25, 2024 |
AST SpaceMobile Welcomes Chris Sambar, Head of Network, AT&T, to Board of Directors Exhibit 99.1 AST SpaceMobile Welcomes Chris Sambar, Head of Network, AT&T, to Board of Directors MIDLAND, TX, June 24, 2024 – AST SpaceMobile, Inc. (“AST SpaceMobile”) (NASDAQ: ASTS), the company building the first and only space-based cellular broadband network accessible directly by everyday smartphones designed for both commercial and government use, today announced the appointment of Chris Sam |
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| June 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 19, 2024 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or other jurisdiction of incorporation) (Commission Fil |
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| June 25, 2024 |
Exhibit 99.1 AST SpaceMobile Announces Executive Leadership Team for Next Phase of Accelerated Growth Executive leadership team set to accelerate commercialization and manufacturing efforts to support space-based cellular broadband network build out MIDLAND, TX, June 25, 2024 – AST SpaceMobile, Inc. (“AST SpaceMobile”) (NASDAQ: ASTS), the company building the first and only space-based cellular br |
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| June 25, 2024 |
Exhibit 10.1 June 24, 2024 PERSONAL AND CONFIDENTIAL TO SEAN WALLACE Re: Mutual Separation and Release Agreement Dear Sean, The purpose of this Mutual Separation and Release Agreement (this “Agreement”) is to confirm the terms regarding your separation of employment from AST SpaceMobile Inc., a Delaware corporation (the “Managing Member”), and AST & Science, LLC, a Delaware limited liability compa |
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| June 14, 2024 |
ASTS / AST SpaceMobile, Inc. / Avellan Abel Antonio Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 Amendment No. 6* AST SpaceMobile, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 00217D100 (CUSIP Number) Abel Avellan c/o AST SpaceMobile, Inc. Midland Intl. Air & Space Port 2901 Enterprise Lane Midland, Texas 79706 (432) 276-3966 (Name, Addr |
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| June 11, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) AST SpaceMobile, Inc. |
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| June 11, 2024 |
As filed with the Securities and Exchange Commission on June 11, 2024 As filed with the Securities and Exchange Commission on June 11, 2024 Registration No. |
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| June 10, 2024 |
ASTS / AST SpaceMobile, Inc. / Cisneros Adriana - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* AST SpaceMobile, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 00217D100 (CUSIP Number) Eduardo L. Hernandez c/o Cisneros Group of Companies 700 NW 1st Avenue, Suite 1700 Miami, Florida 33136 (305) 442-3405 (Name, Address an |
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| June 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 4, 2024 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or other jurisdiction of incorporation) (Commission File |
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| June 7, 2024 |
Exhibit 10.2 AMENDMENT NO. 1 AND JOINDER TO REGISTRATION RIGHTS AGREEMENT This AMENDMENT NO. 1 AND JOINDER TO REGISTRATION RIGHTS AGREEMENT (this “Amendment”), dated as of June 4, 2024, is made and entered into by and among AST SpaceMobile, Inc., a Delaware corporation (the “Company”) and the persons identified as AST Equityholders on the signature pages hereto (the “AST Equityholders” and, togeth |
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| June 7, 2024 |
Exhibit 10.1 Amended and restated STOCKHOLDERS’ AGREEMENT This Amended and Restated Stockholders’ Agreement (this “Agreement”) is made as of June 5, 2024, by and among (i) AST SpaceMobile, Inc., a Delaware corporation (the “Company”); (ii) Abel Avellan (“Avellan”); (iii) Antares Technologies LLC, a Delaware limited liability company (“Antares”); (iv) Vodafone Ventures Limited, a private limited co |
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| June 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 3, 2024 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or other jurisdiction of incorporation) (Commission File |
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| June 4, 2024 |
AST SpaceMobile Welcomes Telecom Industry Veteran Johan Wibergh to Board of Directors Exhibit 99.1 AST SpaceMobile Welcomes Telecom Industry Veteran Johan Wibergh to Board of Directors MIDLAND, TX, June 4, 2024 – AST SpaceMobile, Inc. (“AST SpaceMobile”) (NASDAQ: ASTS), the company building the first and only space-based cellular broadband network accessible directly by everyday smartphones, designed for both commercial and government applications, today announced the appointment o |
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| May 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 23, 2024 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or other jurisdiction of incorporation) (Commission File |
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| May 15, 2024 |
AST SpaceMobile Provides Business Update and First Quarter 2024 Results PRESS RELEASE EXHIBIT 99.1 AST SpaceMobile Provides Business Update and First Quarter 2024 Results MIDLAND, TX, May 15, 2024 – AST SpaceMobile, Inc. (“AST SpaceMobile”) (NASDAQ: ASTS), the company building the first and only space-based cellular broadband network accessible directly by everyday smartphones, and designed for both commercial and government applications, is providing its business upd |
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| May 15, 2024 |
Transforming how the world connects Business Update – First Quarter 2024 May 15, 2024 NASDAQ: ASTS Transforming how the world connects Business Update – First Quarter 2024 May 15, 2024 NASDAQ: ASTS ast-science. |
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| May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-39040 AST SPACEMOBI |
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| May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2024 AST SpaceMobile, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction of Incorporation) (Commission File |
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| May 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2024 AST SpaceMobile, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction of Incorporation) (Commission File |
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| May 6, 2024 |
AST SpaceMobile Welcomes Andrew Johnson as New Chief Legal Officer Exhibit 99.1 AST SpaceMobile Welcomes Andrew Johnson as New Chief Legal Officer MIDLAND, TX, May 6, 2024 – AST SpaceMobile, Inc. (“AST SpaceMobile”) (NASDAQ: ASTS), the company building the first and only space-based cellular broadband network accessible directly by everyday smartphones, designed for both commercial and government applications, today announced the appointment of Andrew Johnson as |
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| May 6, 2024 |
Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”), dated as of May 1, 2024, is entered into by and between AST SpaceMobile Inc., a Delaware corporation (the “Managing Member”), AST & Science, LLC, a Delaware limited liability company (the “Operating Company”) and Andrew M. Johnson (the “Executive”). Certain capitalized terms used in this Agreement are defined in Sectio |
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| April 1, 2024 |
AST SpaceMobile Provides Business Update and Fourth Quarter and Full Year 2023 Results PRESS RELEASE EXHIBIT 99.1 AST SpaceMobile Provides Business Update and Fourth Quarter and Full Year 2023 Results MIDLAND, TX, April 1, 2024 – AST SpaceMobile, Inc. (“AST SpaceMobile”) (NASDAQ: ASTS), the company building the first and only space-based cellular broadband network accessible directly by everyday smartphones, and designed for both commercial and government applications, is providing |
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| April 1, 2024 |
List of subsidiaries of AST SpaceMobile, Inc. EXHIBIT 21.1 SUBSIDIARIES OF AST SPACEMOBILE, INC. * Entity Name Jurisdiction of Formation AST & Science, LLC Delaware AST SpaceMobile Services, LLC (f/k/a AST Services, LLC) Florida AST Space Mobile USA LLC (f/k/a AST & Defense, LLC) Delaware AST & Science Texas LLC Texas AST & Science Iberia, Sociedad Limitada Unipersonal Spain AST SpaceMobile UK Limited United Kingdom AST & Science Israel Ltd. |
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| April 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-39040 AST SPACEMOBILE, I |
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| April 1, 2024 |
AST SpaceMobile, Inc. Policy for the Recovery of Erroneously Awarded Incentive-Based Compensation EXHIBIT 97.1 AST SPACEMOBILE, INC. POLICY FOR THE RECOVERY OF ERRONEOUSLY AWARDED INCENTIVE-BASED COMPENSATION I. BACKGROUND AST SpaceMobile, Inc. (the “Company”) has adopted this policy (this “Policy”) to provide for the recovery or “clawback” of certain incentive compensation in the event of a Restatement. This Policy is intended to comply with, and will be interpreted to be consistent with, the |
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| April 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 01, 2024 AST SpaceMobile, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| April 1, 2024 |
EXHIBIT 4.1 DESCRIPTION OF SECURITIES Unless the context otherwise requires, references in this exhibit to “we,” “our,” “AST SpaceMobile” and the “Company” refer to the business and operations of AST SpaceMobile, Inc. (formerly known as New Providence Acquisitions Corp.) and its consolidated subsidiaries. The following summary of the material terms of our capital stock is not intended to be a comp |
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| April 1, 2024 |
Transforming how the world connects Business Update – Fourth Quarter 2023 April 1, 2024 NASDAQ: ASTS Transforming how the world connects Business Update – Fourth Quarter 2023 April 1, 2024 NASDAQ: ASTS ast-science. |
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| March 6, 2024 |
ASTS / AST SpaceMobile, Inc. / Avellan Abel Antonio Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 Amendment No. 5* AST SpaceMobile, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 00217D100 (CUSIP Number) Abel Avellan c/o AST SpaceMobile, Inc. Midland Intl. Air & Space Port 2901 Enterprise Lane Midland, Texas 79706 (432) 276-3966 (Name, Addr |
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| March 6, 2024 |
EX-99.7 2 tm248095d1ex99-7.htm EXHIBIT 99.7 Exhibit 99.7 Joint Filing Agreement In accordance with Rule 13d-1(k) under the Securities and Exchange Act of 1934, as amended, the persons or entities named below agree to the joint filing on behalf of each of them of a statement on Schedule 13D/A (including any subsequent amendments thereto) with respect to the shares of the Issuer and further agree th |
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| March 6, 2024 |
Exhibit 99.8 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (this “Agreement”) is made and entered into as of March 4, 2024 by and among (i) Invesat LLC, a Delaware limited liability company (“Invesat”), (ii) Antares Technologies LLC, a Delaware limited liability company (“Antares”), (iii) Hackney Capital Ventures LTD, a British Virgin Islands entity (“Hackney”), |
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| March 6, 2024 |
ASTS / AST SpaceMobile, Inc. / Invesat LLC - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* AST SpaceMobile, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 00217D100 (CUSIP Number) Eduardo L. Hernandez c/o Cisneros Group of Companies 700 NW 1st Avenue, Suite 1700 Miami, Florida 33136 (305) 442-3405 (Name, Address an |
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| February 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 16, 2024 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or other jurisdiction of incorporation) (Commission |
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| January 29, 2024 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 29, 2024 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or other jurisdiction of incorporation) (Commission |
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| January 25, 2024 |
ASTS / AST SpaceMobile, Inc. / Avellan Abel Antonio Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 Amendment No. 4* AST SpaceMobile, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 00217D100 (CUSIP Number) Abel Avellan c/o AST SpaceMobile, Inc. Midland Intl. Air & Space Port 2901 Enterprise Lane Midland, Texas 79706 (432) 276-3966 (Name, Addr |
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| January 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 23, 2024 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or other jurisdiction of incorporation) (Commission |
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| January 23, 2024 |
Exhibit 1.1 32,258,064 shares AST SpaceMobile, Inc. Class A Common Stock, par value $0.0001 per share UNDERWRITING AGREEMENT January 18, 2024 UBS Securities LLC Barclays Capital Inc. As Representatives of the several Underwriters named in Schedule I attached hereto c/o UBS Securities LLC 1285 Avenue of Americas New York, NY 10019 c/o Barclays Capital Inc. 745 Seventh Avenue New York, NY, 10019 Lad |
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| January 19, 2024 |
AST SPACEMOBILE, INC. 32,258,064 Shares of Class A Common Stock Filed pursuant to Rule 424(b)(5) Registration No. 333-268087 PROSPECTUS SUPPLEMENT (To Prospectus dated October 31, 2022) AST SPACEMOBILE, INC. $100,000,000 32,258,064 Shares of Class A Common Stock We are offering 32,258,064 shares of our Class A common stock, par value $0.0001 per share (“Class A Common Stock”), having an aggregate offering price of $100,000,000. Our Class A Common Stock is list |
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| January 18, 2024 |
Exhibit 10.2 Form of INVESTOR AND REGISTRATION RIGHTS AGREEMENT Dated as of January , 2024 TABLE OF CONTENTS Page Article I REGISTRATION 1 1.1 Demand Registrations 1 1.2 Piggyback Registrations 4 1.3 Shelf Registration Statement 5 1.4 Withdrawal Rights 7 1.5 Holdback Agreements 7 1.6 Registration Procedures 8 1.7 Registration Expenses 12 1.8 Miscellaneous 12 1.9 Registration Indemnification 13 Art |
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| January 18, 2024 |
SUBJECT TO COMPLETION PRELIMINARY PROSPECTUS SUPPLEMENT DATED JANUARY 18, 2024 Filed pursuant to Rule 424(b)(5) Registration No. 333-268087 The information in this preliminary prospectus is not complete and may be changed. The preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities and do not constitute the solicitation of an offer to buy these securities in any jurisdiction where the offer or sale is not permitted. SUBJECT |
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| January 18, 2024 |
Exhibit 10.1 CONVERTIBLE Security Investment AGREEMENT THIS CONVERTIBLE SECURITY INVESTMENT AGREEMENT (this “Agreement”) is made as of the 16th day of January, 2024 (the “Effective Date”), by and among AST SpaceMobile, Inc., a Delaware corporation (the “Company”), and the individuals and/or entities who become party hereto from time to time upon execution of a counterpart signature page (the “Purc |
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| January 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 16, 2024 AST SpaceMobile, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction of Incorporation) (Commission |
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| January 18, 2024 |
ASTS / AST SpaceMobile, Inc. / Vodafone Ventures Ltd - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* AST SpaceMobile, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 00217D 100 (CUSIP Number) Vodafone Ventures Limited Attn: Vodafone Group General Counsel & Company Secretary Vodafone House, The Connection, Newbury, Be |
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| January 18, 2024 |
Exhibit 99.1 AST SpaceMobile Secures Strategic Investment From AT&T, Google and Vodafone Investment and strategic agreements accelerate AST SpaceMobile’s mission to close the global connectivity gap by bringing 5G broadband service from space to billions of people worldwide $206.5 million financing, comprised of convertible notes, non-dilutive commercial payments, and a planned future draw on the |
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| November 14, 2023 |
Transforming how the world connects Business Update – Third Quarter 2023 November 14, 2023 NASDAQ: ASTS ast-science. |
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| November 14, 2023 |
tf UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-39040 AST SP |
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| November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2023 AST SpaceMobile, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction of Incorporation) (Commission |
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| November 14, 2023 |
AST SpaceMobile Provides Third Quarter 2023 Business Update PRESS RELEASE EXHIBIT 99.1 AST SpaceMobile Provides Third Quarter 2023 Business Update MIDLAND, TX, November 14, 2023 – AST SpaceMobile, Inc. (“AST SpaceMobile”) (NASDAQ: ASTS), the company building the first and only space-based cellular broadband network accessible directly by everyday smartphones, is providing its business update for the third quarter ended September 30, 2023. “The manufacturin |
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| October 25, 2023 |
Exhibit 99.1 AST SpaceMobile to Provide Quarterly Business Update on November 14, 2023 and Provides Preliminary Financial Results for Third Quarter 2023 MIDLAND, TX, October 25, 2023 – AST SpaceMobile, Inc. (“AST SpaceMobile”) (NASDAQ: ASTS), the company building the first and only space-based cellular broadband network accessible directly by standard mobile phones, today announced it will hold a |
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| October 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2023 AST SpaceMobile, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction of Incorporation) (Commission |
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| August 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 17, 2023 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or other jurisdiction of incorporation) (Commission F |
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| August 15, 2023 |
Exhibit 10.2 GUARANTEE AND COLLATERAL AGREEMENT made by AST & SCIENCE, LLC, AST SPACEMOBILE, INC., as a Grantor, and each of the other Grantors (as defined herein) in favor of ACP POST OAK CREDIT II LLC as Collateral Agent Dated as of August 14, 2023 Table of Contents Page ARTICLE I Definitions 1 Section 1.01 Definitions 1 Section 1.02 Other Definitional Provisions; References 5 ARTICLE II Guarant |
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| August 15, 2023 |
Exhibit 10.3 LOAN AGREEMENT This Loan Agreement, dated as of August 9, 2023, is by and between LONE STAR STATE BANK OF WEST TEXAS and Borrower (defined below). In consideration of the Loan (described below) and the mutual covenants and agreements contained herein, and intending to be legally bound hereby, Lender (as defined below) and Borrower agree as follows: 1. DEFINITIONS AND REFERENCE TERMS. |
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| August 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2023 AST SpaceMobile, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction of Incorporation) (Commission F |
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| August 15, 2023 |
Exhibit 10.1 SENIOR SECURED TERM LOAN CREDIT AGREEMENT dated as of August 14, 2023 among AST SPACEMOBILE, INC., as the Parent, AST & SCIENCE, LLC, as the Borrower, the Lenders from time to time party hereto and ACP POST OAK CREDIT II LLC, as Administrative Agent and Collateral Agent 102563340 Table of Contents (continued) Page Article I DEFINITIONS AND ACCOUNTING MATTERS 1 Section 1.01 Defined Ter |
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| August 14, 2023 |
Transforming how the world connects Business Update – Second Quarter 2023 August 14, 2023 NASDAQ: ASTS ast-science. |
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| August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2023 AST SpaceMobile, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction of Incorporation) (Commission F |
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| August 14, 2023 |
f UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-39040 AST SPACEMOB |
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| August 14, 2023 |
PRESS RELEASE EXHIBIT 99.1 AST SpaceMobile Provides Second Quarter 2023 Business Update Confirmed historic space-based 4G LTE cellular broadband capabilities alongside AT&T, Vodafone and Nokia; and completed comprehensive interim financing package MIDLAND, TX, August 14, 2023 – AST SpaceMobile, Inc. (“AST SpaceMobile”) (NASDAQ: ASTS), the company building the first and only space-based cellular br |
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| August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 8, 2023 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or other jurisdiction of incorporation) (Commission Fi |
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| August 1, 2023 |
Exhibit 99.1 AST SpaceMobile to Provide Quarterly Business Update on August 14, 2023 and Provides Preliminary Financial Results for Second Quarter 2023 MIDLAND, TX, August 1, 2023 – AST SpaceMobile, Inc. (“AST SpaceMobile”) (NASDAQ: ASTS), the company building the first and only space-based cellular broadband network accessible directly by standard mobile phones, today announced it will hold a qua |
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| August 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2023 AST SpaceMobile, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| July 6, 2023 |
ASTS / AST SpaceMobile Inc - Class A / Avellan Abel Antonio Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 Amendment No. 3* AST SpaceMobile, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 00217D100 (CUSIP Number) Abel Avellan c/o AST SpaceMobile, Inc. Midland Intl. Air & Space Port 2901 Enterprise Lane Midland, Texas 79706 (432) 276-3966 (Name, Addr |
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| July 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| July 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| June 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 30, 2023 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or other jurisdiction of incorporation) (Commission Fil |
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| June 30, 2023 |
Exhibit 1.1 12,500,000 shares AST SpaceMobile, Inc. Class A common stock, par value $0.0001 per share UNDERWRITING AGREEMENT June 27, 2023 Barclays Capital Inc. As Representative of the several Underwriters named in Schedule I attached hereto c/o Barclays Capital Inc. 745 Seventh Avenue New York, NY 10019 Ladies and Gentlemen: AST SpaceMobile, Inc., a Delaware corporation (the “Company”), proposes |
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| June 29, 2023 |
AST SPACEMOBILE, INC. 12,500,000 Shares of Class A Common Stock Filed pursuant to Rule 424(b)(5) Registration No. 333-268087 PROSPECTUS SUPPLEMENT (To Prospectus dated October 31, 2022) AST SPACEMOBILE, INC. 12,500,000 Shares of Class A Common Stock We are offering 12,500,000 shares of our Class A common stock, par value $0.0001 per share (“Class A Common Stock”). Our Class A Common Stock is listed on the Nasdaq Global Select Market (“Nasdaq”) under the symbol |
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| June 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 27, 2023 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or other jurisdiction of incorporation) (Commission Fil |
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| June 27, 2023 |
SUBJECT TO COMPLETION PRELIMINARY PROSPECTUS SUPPLEMENT DATED JUNE 27, 2023 Filed pursuant to Rule 424(b)(5) Registration No. 333-268087 The information in this preliminary prospectus is not complete and may be changed. The preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities and do not constitute the solicitation of an offer to buy these securities in any jurisdiction where the offer or sale is not permitted. SUBJECT |
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| May 15, 2023 |
Transforming how the world connects Business Update – First Quarter 2023 May 15, 2023 NASDAQ: ASTS Transforming how the world connects Business Update – First Quarter 2023 May 15, 2023 NASDAQ: ASTS ast-science. |
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| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2023 AST SpaceMobile, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction of Incorporation) (Commission File |
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| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-39040 AST SPACEMOBI |
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| May 15, 2023 |
AST SpaceMobile Provides First Quarter 2023 Business Update PRESS RELEASE EXHIBIT 99.1 AST SpaceMobile Provides First Quarter 2023 Business Update MIDLAND, TX, May 15, 2023 – AST SpaceMobile, Inc. (“AST SpaceMobile”) (NASDAQ: ASTS), the company building the first and only space-based cellular broadband network accessible directly by everyday smartphones, is providing its business update for the three months ended March 31, 2023. “AST SpaceMobile is making |
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| May 2, 2023 |
ASTS / AST SpaceMobile Inc - Class A / Avellan Abel Antonio Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 Amendment No. 2* AST SpaceMobile, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 00217D100 (CUSIP Number) Abel Avellan c/o AST SpaceMobile, Inc. Midland Intl. Air & Space Port 2901 Enterprise Lane Midland, Texas 79706 (432) 276-3966 (Name, Addr |
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| May 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 f FORM 10-K/A Amendment No. 1 (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-3904 |
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| April 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2023 AST SpaceMobile, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| April 27, 2023 |
Exhibit 99.1 AST SpaceMobile to Provide Quarterly Business Update on May 15, 2023 and Provides Preliminary Financial Results for First Quarter 2023 MIDLAND, TX, April 26, 2023 – AST SpaceMobile, Inc. (“AST SpaceMobile”) (NASDAQ: ASTS), the company building the first and only space-based cellular broadband network accessible directly by standard mobile phones, today announced it will hold a quarter |
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| April 25, 2023 |
Exhibit 99.1 CONFIDENTIAL DRAFT – NOT FOR PUBLIC DISTRIBUTION AST SpaceMobile Makes History in Cellular Connectivity, Completing the First-Ever Space-Based Voice Call Using Everyday Unmodified Smartphones Groundbreaking milestone reached with support from partners including Vodafone, Rakuten and AT&T, opening opportunities for cellular broadband access globally AST SpaceMobile team at the company’ |
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| April 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 25, 2023 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or other jurisdiction of incorporation) (Commission Fi |
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| March 31, 2023 |
Description of Registrant’s Securities. EXHIBIT 4.1 DESCRIPTION OF SECURITIES Unless the context otherwise requires, references in this exhibit to “we,” “our,” “AST SpaceMobile” and the “Company” refer to the business and operations of AST SpaceMobile, Inc. (formerly known as New Providence Acquisitions Corp.) and its consolidated subsidiaries. The following summary of the material terms of our capital stock is not intended to be a comp |
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| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2023 AST SpaceMobile, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| March 31, 2023 |
List of subsidiaries of AST SpaceMobile, Inc. EXHIBIT 21.1 SUBSIDIARIES OF AST SPACEMOBILE, INC. * Entity Name Jurisdiction of Formation AST & Science, LLC Delaware AST SpaceMobile Services, LLC (f/k/a AST Services, LLC) Florida AST Space Mobile USA LLC (f/k/a AST & Defense, LLC) Delaware AST & Science Texas LLC Texas AST & Science Iberia, Sociedad Limitada Unipersonal Spain AST SpaceMobile UK Limited United Kingdom AST & Science Israel Ltd. |
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| March 31, 2023 |
Transforming how the world connects Business Update – Fourth Quarter 2022 March 31, 2023 NASDAQ: ASTS ast-science. |
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| March 31, 2023 |
AST SpaceMobile Provides Fourth Quarter and Full Year 2022 Business Update PRESS RELEASE EXHIBIT 99.1 AST SpaceMobile Provides Fourth Quarter and Full Year 2022 Business Update MIDLAND, TX, March 31, 2023 – AST SpaceMobile, Inc. (“AST SpaceMobile”) (NASDAQ: ASTS), the company building the first and only space-based cellular broadband network accessible directly by standard mobile phones, is providing its business update for the three months and fiscal year ended December |
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| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 f FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to t Commission File No. 001-39040 AST SPACEMOBIL |
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| March 15, 2023 |
Order entered by the Delaware Court of Chancery on March 14, 2023. Exhibit 99.1 |
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| March 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 14, 2023 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or other jurisdiction of incorporation) (Commission Fi |
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| February 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 16, 2023 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or other jurisdiction of incorporation) (Commission |
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| February 14, 2023 |
ASTS / AST SpaceMobile, Inc. Class A / Ionic Capital Management LLC Passive Investment SC 13G/A 1 schedule13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)1/ AST SPACEMOBILE INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 00217D100 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designat |
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| February 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 3, 2023 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or other jurisdiction of incorporation) (Commission |
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| December 15, 2022 |
As filed with the Securities and Exchange Commission on December 15, 2022 As filed with the Securities and Exchange Commission on December 15, 2022 Registration No. |
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| December 13, 2022 |
ASTS / AST SpaceMobile, Inc. Class A / Avellan Abel Antonio Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 Amendment No. 1* AST SpaceMobile, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 00217D100 (CUSIP Number) Abel Avellan c/o AST SpaceMobile, Inc. Midland Intl. Air & Space Port 2901 Enterprise Lane Midland, Texas 79706 (432) 276-3966 (Name, Addr |
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| December 2, 2022 |
Exhibit 1.1 13,636,364 shares AST SpaceMobile, Inc. Class A common stock, par value $0.0001 per share UNDERWRITING AGREEMENT November 29, 2022 B. Riley Securities, Inc. As Representative of the several Underwriters named in Schedule I attached hereto, c/o B. Riley Securities, Inc. 299 Park Avenue, 21st Floor New York, NY 10171 Ladies and Gentlemen: AST SpaceMobile, Inc., a Delaware corporation (th |
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| December 2, 2022 |
AST SpaceMobile Announces Closing of Its Capital Raise of $75 Million and Welcomes New Stockholders EX-99.1 4 ex99-1.htm Exhibit 99.1 PRESS RELEASE AST SpaceMobile Announces Closing of Its Capital Raise of $75 Million and Welcomes New Stockholders MIDLAND, TX, December 2, 2022 – AST SpaceMobile, Inc. (“AST SpaceMobile”) (NASDAQ: ASTS) is pleased to announce the closing of its offering of 13,636,364 shares of Class A Common Stock raising gross proceeds of $75.0 million. B. Riley Securities (“B. R |
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| December 2, 2022 |
Regulation FD Disclosure, Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 2, 2022 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or other jurisdiction of incorporation) (Commission |
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| December 1, 2022 |
AST SPACEMOBILE, INC. 13,636,364 Shares of Class A Common Stock Filed pursuant to Rule 424(b)(5) Registration No. 333-268087 PROSPECTUS SUPPLEMENT (To Prospectus dated October 31, 2022) AST SPACEMOBILE, INC. $75,000,002 13,636,364 Shares of Class A Common Stock We are offering 13,636,364 shares of our Class A common stock, par value $0.0001 per share (“Class A Common Stock”) at a public offering price of $5.50 per share. Our Class A Common Stock is listed on t |
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| November 29, 2022 |
SUBJECT TO COMPLETION PRELIMINARY PROSPECTUS SUPPLEMENT DATED NOVEMBER 29, 2022 Filed pursuant to Rule 424(b)(5) Registration No. 333-268087 The information in this preliminary prospectus is not complete and may be changed. These securities may not be sold until the registration statement filed with the U.S. Securities and Exchange Commission is effective. The preliminary prospectus is not an offer to sell these securities and does not constitute the solicitation of offers to |
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| November 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 15, 2022 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or other jurisdiction of incorporation) (Commission |
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| November 15, 2022 |
AST SPACEMOBILE, INC. Up to $150,000,000 Class A Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-268087 PROSPECTUS SUPPLEMENT (To Prospectus dated October 31, 2022) AST SPACEMOBILE, INC. Up to $150,000,000 Class A Common Stock On September 8, 2022, we entered into an Equity Distribution Agreement (the “Sales Agreement”) with Evercore Group L.L.C. and B. Riley Securities, Inc. (collectively, the “agents”) relating to shares of our Class A c |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 14, 2022 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or other jurisdiction of incorporation) (Commission |
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| November 14, 2022 |
COURTESY COPY OF AST_SPACEMOBILE_Q3_2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-39040 AST SPACE |
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| November 14, 2022 |
Exhibit 99.1 PRESS RELEASE AST SpaceMobile Deploys Largest-Ever Commercial Communications Array in Low Earth Orbit 693-square foot array on Blue Walker 3 successfully completed deployment MIDLAND, TX, November 14, 2022 – AST SpaceMobile, Inc. (“AST SpaceMobile”) (NASDAQ: ASTS), the company building the first and only space-based cellular broadband network accessible directly by standard mobile pho |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2022 AST SpaceMobile, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction of Incorporation) (Commission |
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| November 14, 2022 |
ast-science.com Transforming how the world connects Business Update – Third Quarter 2022 November 14, 2022 NASDAQ: ASTSast-science.com ast-science.com Forward Looking Statements The information in this presentation and the oral statements made in connection therewith includes “forward-looking statements” for the purposes of federal securities laws that are not historical facts and involve risks an |
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| November 14, 2022 |
AST SpaceMobile Provides Third Quarter 2022 Business Update PRESS RELEASE EXHIBIT 99.1 AST SpaceMobile Provides Third Quarter 2022 Business Update MIDLAND, TX, November 14, 2022 – AST SpaceMobile, Inc. (“AST SpaceMobile”) (NASDAQ: ASTS), the company building the first and only space-based cellular broadband network accessible directly by standard mobile phones, today is providing its business update for the third quarter ended September 30, 2022. "The succ |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2022 AST SpaceMobile, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction of Incorporation) (Commission |
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| November 14, 2022 |
Transforming how the world connects Business Update – Third Quarter 2022 November 14, 2022 NASDAQ: ASTS ast-science. |
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| November 14, 2022 | ||
| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-39040 AST SPACE |
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| November 8, 2022 |
EX-4.8 3 ex4-8.htm Exhibit 4.8 FORM OF AST SPACEMOBILE, INC., as Issuer, and [●], as Trustee Subordinated Debt Indenture Dated as of [ ], 20[●] Certain Sections of this Indenture relating to Sections 310 through 318, inclusive, of the Trust Indenture Act of 1939: Trust Indenture Act Section Indenture Section Section 310 (a)(1) 609 (a)(2) 609 (a)(3) Not Applicable (a)(4) Not Applicable (b) 608 610 |
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| November 8, 2022 |
As filed with the Securities and Exchange Commission on November 8, 2022 As filed with the Securities and Exchange Commission on November 8, 2022 Registration No. |
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| November 8, 2022 |
Exhibit 4.6 FORM OF AST SPACEMOBILE, INC., as Issuer, and [●], as Trustee Senior Debt Indenture Dated as of [●] Certain Sections of this Indenture relating to Sections 310 through 318, inclusive, of the Trust Indenture Act of 1939: Trust Indenture Act Section Indenture Section Section 310 (a)(1) 609 (a)(2) 609 (a)(3) Not Applicable (a)(4) Not Applicable (b) 608 610 Section 311 (a) 613 (b) 613 Sect |
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| November 8, 2022 |
AST SpaceMobile, Inc. Midland International Air & Space Port 2019 Enterprise Lane Midland, Texas 79706 November 8, 2022 VIA EDGAR U.S. Securities and Exchange Commission, Division of Corporation Finance, 100 F. Street, N.E., Washington, D.C. 20549-7010. Re: AST SpaceMobile, Inc. Registration Statement on Form S-3 File No. 333-268087 Request for Acceleration of Effective Date Ladies and Gentlemen: |
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| October 31, 2022 |
Exhibit 107 Calculation of Filing Fee Table FORM S-3 (Form Type) AST SPACEMOBILE, INC. |
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| October 31, 2022 |
Power of Attorney (included on signature page to the initial filing of this registration statement). As filed with the Securities and Exchange Commission on October 31, 2022 Registration No. |
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| October 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2022 AST SpaceMobile, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction of Incorporation) (Commission |
