AZPN / Aspen Technology, Inc. - SEC फाइलिंग, वार्षिक रिपोर्ट, प्रॉक्सी स्टेटमेंट

एस्पेन टेक्नोलॉजी, इंक.
US ˙ NasdaqGS ˙ US29109X1063
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LEI 529900B0MZWTVFG7CB96
CIK 929940
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Aspen Technology, Inc.
SEC Filings (Chronological Order)
यह पृष्ठ SEC फाइलिंग की एक पूरी, कालानुक्रमिक सूची प्रदान करता है, ओनरशिप फाइलिंग को छोड़कर, जो हम अन्यत्र प्रदान करते हैं।
February 14, 2023 SC 13G/A

US29109X1063 / Aspen Technology, Inc. / KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC - NONE Passive Investment

SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* ASPEN TECHNOLOGY INC (Name of Issuer) Common Stock (Title of Class of Securities) 29109X106 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule

May 26, 2022 15-12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File No. 001-34630 ASPENTECH CORPORATION (Exact name of registrant as specified in its c

May 18, 2022 S-8 POS

As filed with the Securities and Exchange Commission on May 18, 2022

As filed with the Securities and Exchange Commission on May 18, 2022 Registration No.

May 18, 2022 S-8 POS

As filed with the Securities and Exchange Commission on May 18, 2022

As filed with the Securities and Exchange Commission on May 18, 2022 Registration No.

May 18, 2022 S-8 POS

As filed with the Securities and Exchange Commission on May 18, 2022

As filed with the Securities and Exchange Commission on May 18, 2022 Registration No.

May 17, 2022 EX-99.1

AspenTech Completes Emerson Transaction, Expanding

Exhibit 99.1 AspenTech Completes Emerson Transaction, Expanding High-Performance Global Industrial Software Leadership New, diversified company boasts broader scale, capabilities and solutions BEDFORD, Mass. ? May 16, 2022 ? Aspen Technology, Inc. (NASDAQ:AZPN) (?AspenTech? or ?the Company?), a global leader in industrial software, today announced the completion of its transaction with Emerson Ele

May 17, 2022 EX-3.2

BYLAWS ASPENTECH CORPORATION * * * * * ARTICLE 1

Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF ASPENTECH CORPORATION * * * * * ARTICLE 1 OFFICES Section 1.01. Registered Office. The registered office of the Corporation shall be in the City of Wilmington, County of New Castle, State of Delaware. Section 1.02. Other Offices. The Corporation may also have offices at such other places both within and without the State of Delaware as the Board of Direct

May 17, 2022 EX-3.1

AMENDED AND RESTATED CERTIFICATE OF INCORPORATION ASPENTECH CORPORATION

Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ASPENTECH CORPORATION FIRST: The name of the corporation is AspenTech Corporation (the ?Corporation?). SECOND: The address of its registered office in the State of Delaware is 251 Little Falls Drive, City of Wilmington, County of New Castle, Delaware 19808. The name of its registered agent at such address is Corporation Service Compa

May 17, 2022 8-K

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2022 ASPENTECH CORPORATION (formerly Aspen Technology, Inc.) (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other Jurisdiction

May 16, 2022 EX-99.25

EX-99.25

azpn-form25

May 4, 2022 425

2

Filed by Emerson Electric Co. Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-6 Under the Securities Exchange Act of 1934 Subject Company: Aspen Technology, Inc. Commission File No.: 333-262106 Date: May 4, 2022 The following are excerpts of the transcript of Emerson Electric Co.?s FQ2 2022 Earnings Call held on May 4, 2022: Surendralal L Karsanbhai Last

May 4, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2022 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other Jurisdiction of Incorporation) (Commission File

May 3, 2022 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2022 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other Jurisdiction of Incorporation) (Commission File

May 3, 2022 EX-2.1

AMENDMENT NO. 2 TO TRANSACTION AGREEMENT AND PLAN OF MERGER

Exhibit 2.1 AMENDMENT NO. 2 TO TRANSACTION AGREEMENT AND PLAN OF MERGER This AMENDMENT NO. 2 TO TRANSACTION AGREEMENT AND PLAN OF MERGER (this ?Amendment?), dated as of May 3, 2022, is by and among Aspen Technology, Inc., a Delaware corporation (?Aspen?), Emerson Electric Co., a Missouri corporation (?Emerson?), EMR Worldwide Inc., a Delaware corporation and a wholly owned subsidiary of Emerson (?

May 3, 2022 EX-2.1

Amendment No. 2 to Transaction Agreement and Plan of Merger

Exhibit 2.1 AMENDMENT NO. 2 TO TRANSACTION AGREEMENT AND PLAN OF MERGER This AMENDMENT NO. 2 TO TRANSACTION AGREEMENT AND PLAN OF MERGER (this ?Amendment?), dated as of May 3, 2022, is by and among Aspen Technology, Inc., a Delaware corporation (?Aspen?), Emerson Electric Co., a Missouri corporation (?Emerson?), EMR Worldwide Inc., a Delaware corporation and a wholly owned subsidiary of Emerson (?

May 3, 2022 425

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2022 ASPEN TECHNOLOGY, INC

false000092994000009299402022-05-022022-05-02 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

May 2, 2022 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2022 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other Jurisdiction of Incorporation) (Commission File

May 2, 2022 425

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

false0000929940NASDAQ00009299402022-05-022022-05-02 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 28, 2022 425

The following are excerpts from the Q3 2022 Earnings Conference Call with Aspen Technology, Inc. on April 27, 2022:

Filed by Aspen Technology, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Aspen Technology, Inc. Commission File No.: 333-262106 The following are excerpts from the Q3 2022 Earnings Conference Call with Aspen Technology, Inc. on April 27, 2022: Participants from A

April 27, 2022 EX-99.1

Media Contact Investor Contact Len Dieterle Brian Denyeau Aspen Technology ICR for Aspen Technology +1 781-221-4291 +1 646-277-1251 [email protected] [email protected] Aspen Technology Announces Financial Results for the Third Quarter

Exhibit 99.1 Contacts: Media Contact Investor Contact Len Dieterle Brian Denyeau Aspen Technology ICR for Aspen Technology +1 781-221-4291 +1 646-277-1251 [email protected] [email protected] Aspen Technology Announces Financial Results for the Third Quarter of Fiscal 2022 Bedford, Mass. ? April 27, 2022 - Aspen Technology, Inc. (AspenTech) (NASDAQ: AZPN), a global leader in asset o

April 27, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2022 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of incorporation) (Commission F

April 27, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34630 ASPEN TEC

April 27, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 21, 2022 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of incorporation) (Commission F

April 27, 2022 EX-2.2

Amendment No. 1 to the Transaction Agreement and Plan of Merger (incorporated by reference to our Form 10-Q filed on April 27, 2022).

Exhibit 2.2 AMENDMENT NO. 1 TO THE TRANSACTION AGREEMENT AND PLAN OF MERGER This AMENDMENT NO. 1 TO TRANSACTION AGREEMENT AND PLAN OF MERGER (this ?Amendment No. 1?), dated as of March 23, 2022, is by and among Aspen Technology, Inc., a Delaware corporation (?Aspen?), Emerson Electric Co., a Missouri corporation (?Emerson?), EMR Worldwide Inc., a Delaware corporation and a wholly owned subsidiary

April 27, 2022 EX-10.1

Letter agreement, dated April 21, 2022, between Aspen Technology, Inc and John Hague

Aspen Technology, Inc. [phone] 781-221-5400 [world wide web] www.aspentech.com 20 Crosby Drive [fax] 781-221-5213 [e-mail] [email protected] Bedford, MA 01730 USA aspentech April 21, 2022 Mr. John Hague Dear John: This letter confirms our agreement on your new role at AspenTech as Executive Vice President of Aspen Technology, Inc. (the "Company"), reporting to the Chief Executive Officer (with pr

April 22, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2022 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of incorporation) (Commission F

April 22, 2022 EX-10.1

Aspen Technology, Inc. Executive Retention Agreement

ASPEN TECHNOLOGY, INC. Executive Retention Agreement Aspen Technology, Inc., a Delaware corporation (the ?Company?), and [Manish Chawla] (the ?Executive?) enter into this Executive Retention Agreement (the ?Agreement?) dated as of April 18, 2022 (the ?Effective Date?). WHEREAS, the Company considers the establishment and maintenance of a sound and vital management to be essential to protecting and

April 18, 2022 DEFM14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ?? Check the appropriate box: ?? Preliminary Proxy Statement ?? Confidential, for Use of the Commission Only (as permitted by Rule 1

April 6, 2022 425

The following information was posted to the Investor Relations website of Aspen Technology, Inc.

425 1 ny20001355x14425.htm 425 Filed by Aspen Technology, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Aspen Technology, Inc. Commission File No.: 333-262106 The following information was posted to the Investor Relations website of Aspen Technology, Inc.

March 28, 2022 LETTER

LETTER

United States securities and exchange commission logo March 28, 2022 Antonio Pietri President and Chief Executive Officer Aspen Technology, Inc.

March 22, 2022 425

The following information was posted to the Investor Relations website of Aspen Technology, Inc.

425 1 ny20001355x11425.htm 425 Filed by Aspen Technology, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Aspen Technology, Inc. Commission File No.: 333-262106 The following information was posted to the Investor Relations website of Aspen Technology, Inc.

March 18, 2022 CORRESP

March 18, 2022

CORRESP 1 filename1.htm CORRESP March 18, 2022 Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, DC 20549 Re: Aspen Technology, Inc. Form 10-K for Fiscal Year Ended June 30, 2021 Filed August 18, 2021 File No. 001-34630 Ladies and Gentlemen: We are submitting this letter on behalf of Aspen Technology, Inc. (the “Company”) in response to a comment fr

March 15, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2022 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of incorporation) (Commission F

March 8, 2022 LETTER

LETTER

United States securities and exchange commission logo March 8, 2022 Antonio Pietri President and Chief Executive Officer Aspen Technology, Inc.

March 2, 2022 425

The following information was posted to the Investor Relations website of Aspen Technology, Inc.

425 1 ny20001355x8425.htm 425 Filed by Aspen Technology, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Aspen Technology, Inc. Commission File No.: 333-262106 The following information was posted to the Investor Relations website of Aspen Technology, Inc.

February 14, 2022 SC 13G/A

AZPN / Aspen Technology, Inc. / KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC - NONE Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* ASPEN TECHNOLOGY INC (Name of Issuer) Common Stock (Title of Class of Securities) 045327103 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc

February 14, 2022 SC 13G/A

AZPN / Aspen Technology, Inc. / BlueSpruce Investments, LP Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 2)* ASPEN TECHNOLOGY INC (Name of Issuer) COMMON (Title of Class of Securities) 045327103 (CUSIP Number) EDWARD LUDWIG IV 15 EAST OAK STREET, SUITE 300 CHICAG

February 9, 2022 SC 13G/A

AZPN / Aspen Technology, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 11)* Name of issuer: Aspen Technology Inc. Title of Class of Securities: Common Stock CUSIP Number: 045327103 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed

February 2, 2022 425

2

425 1 dp166565425.htm FORM 425 Filed by Emerson Electric Co. Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Aspen Technology, Inc. Commission File No.: 001-34630 The following is an excerpt of the transcript of Emerson Electric Co.’s FQ1 2022 Earnings Call held on February 2, 2022: Lal Karsan

January 27, 2022 425

The following are excerpts from the Q2 2022 Earnings Conference Call with Aspen Technology, Inc. on January 26, 2022:

425 1 ny20001355x5425.htm 425 Filed by Aspen Technology, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Aspen Technology, Inc. Commission File No.: 333-262106 The following are excerpts from the Q2 2022 Earnings Conference Call with Aspen Technology, Inc. on Janu

January 26, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34630 ASPEN

January 26, 2022 EX-99.1

Media Contact Investor Contact Len Dieterle Brian Denyeau Aspen Technology ICR for Aspen Technology +1 781-221-4291 +1 646-277-1251 [email protected] [email protected] Aspen Technology Announces Financial Results for the Second Quarte

Exhibit 99.1 Contacts: Media Contact Investor Contact Len Dieterle Brian Denyeau Aspen Technology ICR for Aspen Technology +1 781-221-4291 +1 646-277-1251 [email protected] [email protected] Aspen Technology Announces Financial Results for the Second Quarter of Fiscal 2022 Bedford, Mass. ? January 26, 2022 - Aspen Technology, Inc. (AspenTech) (NASDAQ: AZPN), a global leader in asse

January 26, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2022 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of incorporation) (Commission

January 18, 2022 425

The following information was posted to the Investor Relations website of Aspen Technology, Inc.

425 1 ny20001355x4425.htm FORM 425 Filed by Aspen Technology, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Aspen Technology, Inc. Commission File No.: 333-262106 The following information was posted to the Investor Relations website of Aspen Technology, Inc.

December 22, 2021 EX-99.1

Aspen Technology Announces Karen Golz as Newly Appointed Audit Committee Chair

Exhibit 99.1 Contacts: Media Contact Investor Contact Len Dieterle Brian Denyeau AspenTech ICR +1 781-221-4291 +1 646-277-1251 [email protected] [email protected] Aspen Technology Announces Karen Golz as Newly Appointed Audit Committee Chair BEDFORD, Mass. ? December 21, 2021 ? Aspen Technology, Inc. (NASDAQ: AZPN), a global leader in asset optimization software, today announced th

December 22, 2021 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2021 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of incorporation) (Commissio

December 20, 2021 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2021 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of incorporation) (Commissio

December 20, 2021 EX-10.1

Waiver and Second Amendment, dated as of December 14, 2021, to the Amended and Restated Credit Agreement, dated December 23, 2019, by and among Aspen Technology, Inc., the other Loan Parties from time to time party thereto, the Lenders party thereto, and JPMorgan Chase Bank, N.A., as Administrative Agent, as amended by the First Amendment to the Amended and Restated Credit Agreement, dated as of August 5, 2020

Exhibit 10.1 WAIVER AND SECOND AMENDMENT WAIVER AND SECOND AMENDMENT, dated as of December 14, 2021 (this ?Waiver and Amendment?), to the Amended and Restated Credit Agreement, dated as of December 23, 2019 (as amended, restated, amended and restated, supplemented or otherwise modified from time to time, the ?Credit Agreement?), by and among Aspen Technology, Inc. (the ?Borrower? or ?Aspentech?),

December 14, 2021 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 10, 2021 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of incorporation) (Commissio

December 10, 2021 SC 13G/A

AZPN / Aspen Technology, Inc. / KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC - NONE Passive Investment

Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 05)* ASPEN TECHNOLOGY INC (Name of Issuer) Common Stock (Title of Class of Securities) 045327103 (CUSIP Number) November 30, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to

December 2, 2021 425

AspenTech Announces HSR and Austrian Antitrust Approval for Proposed Transaction with Emerson

Filed by Aspen Technology, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Aspen Technology, Inc. Commission File No.: 001-34630 AspenTech Announces HSR and Austrian Antitrust Approval for Proposed Transaction with Emerson BEDFORD, Mass. ? December 2, 2021 ? Aspen

November 17, 2021 425

The below digital newsletter was distributed to employees of Aspen Technology, Inc.

Filed by Aspen Technology, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Aspen Technology, Inc. Commission File No.: 001-34630 The below digital newsletter was distributed to employees of Aspen Technology, Inc.

November 3, 2021 425

Filed by Emerson Electric Co.

Filed by Emerson Electric Co. Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Aspen Technology, Inc. The following is an excerpted portion of the transcript of the audio recording that was posted on Emerson Electric Co.?s website on November 3, 2021: Lastly, we defined two possible end states

October 28, 2021 425

MANAGEMENT DISCUSSION SECTION

Filed by Aspen Technology, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Aspen Technology, Inc. Commission File No.: 001-34630 The following are excerpts from the Q1 2022 Earnings Conference Call with Aspen Technology, Inc. on October 27, 2021. Participants from

October 28, 2021 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-191) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Ame

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-191) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confide

October 28, 2021 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registran

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Defin

October 27, 2021 EX-99.1

Media Contact Investor Contact Len Dieterle Brian Denyeau Aspen Technology ICR for Aspen Technology +1 781-221-4291 +1 646-277-1251 [email protected] [email protected] Aspen Technology Announces Financial Results for the First Quarter

Exhibit 99.1 Contacts: Media Contact Investor Contact Len Dieterle Brian Denyeau Aspen Technology ICR for Aspen Technology +1 781-221-4291 +1 646-277-1251 [email protected] [email protected] Aspen Technology Announces Financial Results for the First Quarter of Fiscal 2022 BEDFORD, Mass. ? October 27, 2021 - Aspen Technology, Inc. (AspenTech) (NASDAQ: AZPN), a global leader in asset

October 27, 2021 10-Q

Amount (Dollars in Thousands) Tangible assets acquired, net $ 877 Identifiable intangible assets: Technology-related 2,533 Customer relationships 1,900 Goodwill 7,356 Total assets acquired, net $ 12,666

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34630 ASPEN

October 27, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2021 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of incorporation) (Commission

October 21, 2021 425

AspenTech Employee Q&A Extension For AspenTech internal purposes; not for public distribution

Filed by Aspen Technology, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Aspen Technology, Inc. Commission File No.: 001-34630 AspenTech Employee Q&A Extension For AspenTech internal purposes; not for public distribution Will there be changes to AspenTech employ

October 21, 2021 425

The below digital newsletter was distributed to employees of Aspen Technology, Inc.

Filed by Aspen Technology, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Aspen Technology, Inc. Commission File No.: 001-34630 The below digital newsletter was distributed to employees of Aspen Technology, Inc.

October 13, 2021 425

Filed by Emerson Electric Co.

Filed by Emerson Electric Co. Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Aspen Technology, Inc. Commission File No.: 001-34630 On October 13, 2021, the following communications were posted on various social media websites regarding an interview of Lal Karsanbhai, President and Chief Execu

October 12, 2021 425

Filed by Emerson Electric Co.

Filed by Emerson Electric Co. Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Aspen Technology, Inc. Commission File No.: 001-34630 The following communication was posted on Facebook by Emerson Electric Co. on October 11, 2021: Additional Information and Where to Find It In connection with the

October 12, 2021 425

Filed by Emerson Electric Co.

Filed by Emerson Electric Co. Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Aspen Technology, Inc. Commission File No.: 001-34630 The following communication was posted on LinkedIn by Emerson Electric Co. on October 11, 2021: Additional Information and Where to Find It In connection with the

October 12, 2021 425

Filed by Emerson Electric Co.

Filed by Emerson Electric Co. Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Aspen Technology, Inc. Commission File No.: 001-34630 The following email was sent to certain customers of Emerson Electric Co. on October 11, 2021: Dear [NAME], I am pleased to announce that Emerson is joining force

October 12, 2021 EX-99.7

Social Media Copy

Exhibit 99.7 Social Media Copy Twitter: Today we announced that AspenTech will combine with Emerson?s industrial software businesses to create a diversified, high-performance industrial software leader with greater scale, capabilities and offerings. We look forward to our very bright future! Read more here: https://aspentech.dealfacts.com/ LinkedIn: Today, we are thrilled to announced that AspenTe

October 12, 2021 EX-99.9

Antonio Employee Video Transcript

Exhibit 99.9 Antonio Employee Video Transcript Hi everyone, today is an exciting day in our 40-year history, and the beginning of a new phase for the company. We all know that the world is changing faster than ever, and sustainability is an imperative. Over the years, we have taken significant steps to accelerate the digital transformation of the industries we serve by optimizing their assets to r

October 12, 2021 EX-99.9

Antonio Employee Video Transcript

Exhibit 99.9 Antonio Employee Video Transcript Hi everyone, today is an exciting day in our 40-year history, and the beginning of a new phase for the company. We all know that the world is changing faster than ever, and sustainability is an imperative. Over the years, we have taken significant steps to accelerate the digital transformation of the industries we serve by optimizing their assets to r

October 12, 2021 EX-99.5

AspenTech Customer Note

Exhibit 99.5 AspenTech Customer Note Purpose: To send to customers after announcement is public Attachments: N/A Subject: AspenTech to Acquire Emerson?s Industrial Software Businesses, Advancing Global Leadership in Industrial Software Dear [Valued Customer], I am excited to share that AspenTech has announced a strategic transaction with Emerson. We have entered into a definitive agreement where E

October 12, 2021 EX-99.4

All-Employee Note from Antonio

Exhibit 99.4 All-Employee Note from Antonio Purpose: Antonio to send once press release is live Attachments: Invites to both all-employee town halls +++ Subject: [A Note from Our CEO] AspenTech to Acquire Emerson?s Industrial Software Businesses, Advancing Global Leadership in Industrial Software Hi Everyone, I have exciting news to share. For our employees in the U.S., I apologize for the holiday

October 12, 2021 425

Filed by Emerson Electric Co.

Filed by Emerson Electric Co. Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Aspen Technology, Inc. Commission File No.: 001-34630 The following email was sent to certain customers of Emerson Electric Co. on October 11, 2021 ASPENTECH MESSAGING – PWS CUSTOMER LETTER Dear [NAME], I am pleased

October 12, 2021 425

Filed by Emerson Electric Co.

Filed by Emerson Electric Co. Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Aspen Technology, Inc. Commission File No.: 001-34630 The following communication was posted on LinkedIn by Mark Bulanda, Executive President, Automation Solutions, of Emerson Electric Co., on October 11, 2021: Addit

October 12, 2021 425

Filed by Emerson Electric Co.

Filed by Emerson Electric Co. Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Aspen Technology, Inc. Commission File No.: 001-34630 The following email was sent to certain customers of Emerson Electric Co. on October 11, 2021: ASPENTECH MESSAGING ? OSI CUSTOMER LETTER Dear [NAME], I am pleased

October 12, 2021 425

Filed by Emerson Electric Co.

425 1 dp159704425-markemail.htm FORM 425 Filed by Emerson Electric Co. Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Aspen Technology, Inc. Commission File No.: 001-34630 The following email was sent to employees of Emerson Electric Co. (“Emerson”) by Mark Bulanda, Executive President, Autom

October 12, 2021 425

2

425 1 dp159699425-confcall.htm FORM 425 Filed by Emerson Electric Co. Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Aspen Technology, Inc. Commission File No.: 001-34630 The following is a transcript of a conference call that was posted on the website of Emerson Electric Co. on October 11, 2

October 12, 2021 EX-99.8

Transaction Microsite

Exhibit 99.8

October 12, 2021 EX-99.7

Social Media Copy

Exhibit 99.7 Social Media Copy Twitter: Today we announced that AspenTech will combine with Emerson?s industrial software businesses to create a diversified, high-performance industrial software leader with greater scale, capabilities and offerings. We look forward to our very bright future! Read more here: https://aspentech.dealfacts.com/ LinkedIn: Today, we are thrilled to announced that AspenTe

October 12, 2021 EX-99.6

Employee FAQ

Exhibit 99.6 Employee FAQ 1) What does today?s news mean for employees? ? This is an exciting opportunity for employees to be part of AspenTech?s growth journey, which will accelerate our ability to help customers meet the dual challenge of rising demand for resources from a growing population with a rising standard of living, while also addressing sustainability for the world. We?ll do this by cr

October 12, 2021 EX-99.2

Today’s Presenters Lal Karsanbhai President and Chief Executive Officer Frank Dellaquila Sr. Executive Vice President and Chief Financial Officer Antonio Pietri President and Chief Executive Officer Chantelle Breithaupt Sr. Vice President and Chief F

Emerson and Aspen Technology Creating an Enhanced High-Performance Industrial Software Leader October 11, 2021 Exhibit 99.

October 12, 2021 EX-99.6

Employee FAQ

Exhibit 99.6 Employee FAQ 1) What does today?s news mean for employees? ? This is an exciting opportunity for employees to be part of AspenTech?s growth journey, which will accelerate our ability to help customers meet the dual challenge of rising demand for resources from a growing population with a rising standard of living, while also addressing sustainability for the world. We?ll do this by cr

October 12, 2021 425

The following communication was posted on LinkedIn by Lal Karsanbhai, President and Chief Executive Officer of Emerson Electric Co., on October 11, 2021:

Filed by Emerson Electric Co. Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Aspen Technology, Inc. Commission File No.: 001-34630 The following communication was posted on LinkedIn by Lal Karsanbhai, President and Chief Executive Officer of Emerson Electric Co., on October 11, 2021: Addition

October 12, 2021 425

Emerson to Accelerate Software Strategy to Capitalize on High Growth Industry Verticals and Technology Segments in Transaction with AspenTech Emerson to Receive 55% Stake of New AspenTech AspenTech Shareholders to Receive Approximately $87 Per Share

Filed by Emerson Electric Co. Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Aspen Technology, Inc. Commission File No.: 001-34630 The following press release was issued by Emerson Electric Co. on October 11, 2021: For Immediate Release Emerson to Accelerate Software Strategy to Capitalize on

October 12, 2021 EX-99.3

Emerson and AspenTech Investor Presentation

Exhibit 99.3 Company Name: Aspen Technology Inc Company Ticker: AZPN US Equity Date: 2021-10-11 Emerson and AspenTech Investor Presentation Company Participants ? Antonio Pietri, President and Chief Executive Officer ? Chantelle Breithaupt, Chief Financial Officer ? Colleen Mettler, Vice President of Investor Relations ? Frank J. Dellaquila, Senior Executive Vice President & Chief Financial Office

October 12, 2021 425

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 12, 2021 (October 10, 20

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 12, 2021 (October 10, 2021) Emerson Electric Co. (Exact Name of Registrant as Specified in Charter) Missouri 1-278 43-0259330 (State or Other Jurisdiction of Incorporation) (

October 12, 2021 EX-99.3

Emerson and AspenTech Investor Presentation

Exhibit 99.3 Company Name: Aspen Technology Inc Company Ticker: AZPN US Equity Date: 2021-10-11 Emerson and AspenTech Investor Presentation Company Participants ? Antonio Pietri, President and Chief Executive Officer ? Chantelle Breithaupt, Chief Financial Officer ? Colleen Mettler, Vice President of Investor Relations ? Frank J. Dellaquila, Senior Executive Vice President & Chief Financial Office

October 12, 2021 EX-2.1

TRANSACTION AGREEMENT AND PLAN OF MERGER dated as of October 10, 2021 ASPEN TECHNOLOGY, INC., EMERSON ELECTRIC CO., EMR WORLDWIDE INC., EMERSUB CX, INC., EMERSUB CXI, INC.

Certain portions of this exhibit have been omitted pursuant to Rule 601(b)(10) of Regulation S-K.

October 12, 2021 425

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 10, 2021 ASPEN TECHNOLOGY

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 10, 2021 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other Jurisdiction of Incorporation) (Commission

October 12, 2021 EX-99.5

AspenTech Customer Note

Exhibit 99.5 AspenTech Customer Note Purpose: To send to customers after announcement is public Attachments: N/A Subject: AspenTech to Acquire Emerson?s Industrial Software Businesses, Advancing Global Leadership in Industrial Software Dear [Valued Customer], I am excited to share that AspenTech has announced a strategic transaction with Emerson. We have entered into a definitive agreement where E

October 12, 2021 425

Filed by Emerson Electric Co.

Filed by Emerson Electric Co. Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Aspen Technology, Inc. Commission File No.: 001-34630 The following communication was posted on Twitter by Emerson Electric Co. on October 11, 2021: Additional Information and Where to Find It In connection with the

October 12, 2021 EX-99.1

Emerson to Accelerate Software Strategy to Capitalize on High Growth Industry Verticals and Technology Segments in Transaction with AspenTech Emerson to Receive 55% Stake of New AspenTech AspenTech Shareholders to Receive Approximately $87 Per Share

Exhibit 99.1 For Immediate Release Emerson to Accelerate Software Strategy to Capitalize on High Growth Industry Verticals and Technology Segments in Transaction with AspenTech Emerson to Receive 55% Stake of New AspenTech AspenTech Shareholders to Receive Approximately $87 Per Share in Cash and 0.42 Shares of New AspenTech for each AspenTech Share, Providing Upside through 45% Stake New AspenTech

October 12, 2021 EX-99.4

All-Employee Note from Antonio

Exhibit 99.4 All-Employee Note from Antonio Purpose: Antonio to send once press release is live Attachments: Invites to both all-employee town halls +++ Subject: [A Note from Our CEO] AspenTech to Acquire Emerson?s Industrial Software Businesses, Advancing Global Leadership in Industrial Software Hi Everyone, I have exciting news to share. For our employees in the U.S., I apologize for the holiday

October 12, 2021 EX-99.2

Today’s Presenters Lal Karsanbhai President and Chief Executive Officer Frank Dellaquila Sr. Executive Vice President and Chief Financial Officer Antonio Pietri President and Chief Executive Officer Chantelle Breithaupt Sr. Vice President and Chief F

Emerson and Aspen Technology Creating an Enhanced High-Performance Industrial Software Leader October 11, 2021 Exhibit 99.

October 12, 2021 EX-2.1

Transaction Agreement and Plan of Merger, dated as of October 10, 2021 (the “Transaction Agreement and Plan of Merger”), among AspenTech Corporation (f/k/a Aspen Technology, Inc.), Emerson Electric Co., EMR Worldwide Inc., Aspen Technology, Inc. (f/k/a Emersub CX, Inc.) and Emersub CXI, Inc. (incorporated by reference to our Form 8-K filed on October 12, 2021).

Certain portions of this exhibit have been omitted pursuant to Rule 601(b)(10) of Regulation S-K.

October 12, 2021 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 10, 2021 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other Jurisdiction of Incorporation) (Commission

October 12, 2021 425

1 Emerson Confidential Emerson and Aspen Technology Creating an Enhanced High - Performance Industrial Software Leader October 11, 2021

Filed by Emerson Electric Co. Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Aspen Technology, Inc. Commission File No.: 001-34630 1 Emerson Confidential Emerson and Aspen Technology Creating an Enhanced High - Performance Industrial Software Leader October 11, 2021 2 Today?s Presenters Lal K

October 12, 2021 EX-99.8

EX-99.8

EX-99.8 Exhibit 99.8

October 12, 2021 EX-99.1

Emerson to Accelerate Software Strategy to Capitalize on High Growth Industry Verticals and Technology Segments in Transaction with AspenTech Emerson to Receive 55% Stake of New AspenTech AspenTech Shareholders to Receive Approximately $87 Per Share

Exhibit 99.1 For Immediate Release Emerson to Accelerate Software Strategy to Capitalize on High Growth Industry Verticals and Technology Segments in Transaction with AspenTech Emerson to Receive 55% Stake of New AspenTech AspenTech Shareholders to Receive Approximately $87 Per Share in Cash and 0.42 Shares of New AspenTech for each AspenTech Share, Providing Upside through 45% Stake New AspenTech

October 12, 2021 EX-2.1

Transaction Agreement and Plan of Merger, dated as of October 10, 2012, among Emerson Electric Co., Aspen Technology, Inc., EMR Worldwide Inc., Emersub CX, Inc., and Emersub CXI, Inc.* **

Exhibit 2.1 Certain portions of this exhibit have been omitted pursuant to Rule 601(b)(10) of Regulation S-K. The omitted information is (i) not material and (ii) the type that the Company treats as private or confidential. Information that has been omitted has been noted in this document with a placeholder identified by the mark ?[***]?. EXECUTION VERSION TRANSACTION AGREEMENT AND PLAN OF MERGER

October 12, 2021 425

The following email was sent to employees of Emerson Electric Co. (“Emerson”) by Lal Karsanbhai, President and Chief Executive Officer of Emerson, on October 11, 2021:

Filed by Emerson Electric Co. Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Aspen Technology, Inc. Commission File No.: 001-34630 The following email was sent to employees of Emerson Electric Co. (?Emerson?) by Lal Karsanbhai, President and Chief Executive Officer of Emerson, on October 11,

October 12, 2021 425

The following is a script of a video recorded by Lal Karsanbhai, President and Chief Executive Officer of Emerson Electric Co. (“Emerson”), and made available to employees of Emerson on October 11, 2021:

425 1 dp159703425-lalscript.htm FORM 425 Filed by Emerson Electric Co. Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Aspen Technology, Inc. Commission File No.: 001-34630 The following is a script of a video recorded by Lal Karsanbhai, President and Chief Executive Officer of Emerson Electri

August 18, 2021 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34630 Aspen Technology,

August 18, 2021 EX-3.1

Certificate of Incorporation of Aspen Technology, Inc., as amended

August 18, 2021 EX-21.1

Subsidiaries of Aspen Technology, Inc.

Exhibit 21.1 ASPEN TECHNOLOGY, INC. List of Subsidiaries as of June 30, 2021 State or Country Name of Subsidiary of Incorporation 1 Apex Optimisation Limited United Kingdom 2 Apex Optimisation SRO Czech Republic 3 Apex Optimisation Technologies B.V. Netherlands 4 Apex Optimisation (UK) Ltd United Kingdom 5 Argent & Waugh Limited United Kingdom 6 Aspen Tech de Mexico, S. de R.L. de C.V. Mexico 7 As

August 11, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2021 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of incorporation) (Commission

August 11, 2021 EX-99.1

Aspen Technology Announces Financial Results for the Fourth Quarter and Fiscal 2021

Exhibit 99.1 Contacts: Media Contact Investor Contact Len Dieterle Brian Denyeau Aspen Technology ICR for Aspen Technology +1 781-221-4291 +1 646-277-1251 [email protected] [email protected] Aspen Technology Announces Financial Results for the Fourth Quarter and Fiscal 2021 Bedford, Mass. ? August 11, 2021 - Aspen Technology, Inc. (NASDAQ: AZPN), a global leader in asset optimizati

August 3, 2021 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2021 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of incorporation) (Commission F

August 3, 2021 EX-99.1

Aspen Technology Announces Jill D. Smith as Newly Elected Board Chair

Contacts: Media Contact Investor Contact Len Dieterle Brian Denyeau AspenTech ICR +1 781-221-4291 +1 646-277-1251 len.

July 29, 2021 EX-10.1

Aspen Technology, Inc FY22 Executive Bonus Plan

Aspen Technology, Inc. FY22 Executive Bonus Plan For Executive Name I.Purpose The purpose of the Executive Bonus Plan is to motivate and reward eligible participants to achieve and exceed Aspen Technology, Inc.?s financial and operational objectives. II.Effective Period of Plan The Plan shall be effective on July 1, 2021 and shall continue through the Plan Year. III.Definitions Bonus Plan Metrics

July 29, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2021 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of incorporation) (Commission Fi

June 14, 2021 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2021 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of incorporation) (Commission Fi

June 14, 2021 EX-10.02

, dated June 14, 2021, between Aspen Technology, Inc. and JPMorgan Chase Bank, National Association.

Exhibit 10.2 J.P. Morgan SUPPLEMENTAL CONFIRMATION JPMorgan Chase Bank, National Association P.O. Box 161 60 Victoria Embankment London EC4Y 0JP England June 14, 2021 To: Aspen Technology, Inc. 20 Crosby Drive Bedford, MA 01730 Attention: Telephone No.: Re: Supplemental Confirmation?Accelerated Share Repurchase The purpose of this Supplemental Confirmation is to confirm the terms and conditions of

April 28, 2021 EX-99.1

Media Contact Investor Contact Lucy Millington Brian Denyeau Aspen Technology ICR for Aspen Technology +1 781-221-6419 +1 646-277-1251 [email protected] [email protected] Aspen Technology Announces Financial Results for the Third Q

Exhibit 99.1 Contacts: Media Contact Investor Contact Lucy Millington Brian Denyeau Aspen Technology ICR for Aspen Technology +1 781-221-6419 +1 646-277-1251 [email protected] [email protected] Aspen Technology Announces Financial Results for the Third Quarter of Fiscal 2021 Bedford, Mass. ? April 28, 2021 - Aspen Technology, Inc. (NASDAQ: AZPN), a global leader in asset optimiz

April 28, 2021 EX-10.1

Transition Agreement dated February 10, 2021 entered into by Aspen Technology, Inc. and Karl E. Johnsen

Exhibit 10.1 Aspen Technology, Inc. [phone] 781-221-5400 [world wide web] www.aspentech.com 20 Crosby Drive [fax] 781-221-5213 [e-mail] [email protected] Bedford, MA 01730 USA February 10, 2021 Mr. Karl E. Johnsen 47 Whitney Avenue Westwood, MA 02090 Dear Karl: Thank you for your willingness to provide a transition from your employment as Senior Vice President and Chief Financial Officer of Aspen

April 28, 2021 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34630 ASPEN TEC

April 28, 2021 EX-10.2

Executive Retention Agreement dated March 22, 2021 entered into between Aspen Technology, Inc. and Chantelle Breithaupt

Exhibit 10.2 ASPEN TECHNOLOGY, INC. Executive Retention Agreement Aspen Technology, Inc., a Delaware corporation (the ?Company?), and Chantelle Breithaupt (the ?Executive?) enter into this Executive Retention Agreement (the ?Agreement?) dated as of March 22, 2021 (the ?Effective Date?). WHEREAS, the Company considers the establishment and maintenance of a sound and vital management team to be esse

April 28, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2021 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of incorporation) (Commission F

April 21, 2021 EX-99.01

Media Contact Investor Contact Aspen Technology, Inc. ICR Inc. for AspenTech Lucy Millington Brian Denyeau [email protected] [email protected] Aspen Technology Appoints Jill D. Smith to its Board of Directors

Exhibit 99.1 Contacts: Media Contact Investor Contact Aspen Technology, Inc. ICR Inc. for AspenTech Lucy Millington Brian Denyeau [email protected] [email protected] Aspen Technology Appoints Jill D. Smith to its Board of Directors BEDFORD, Mass. ? April 21, 2021 ? Aspen Technology, Inc. (NASDAQ:AZPN), a global leader in asset optimization software, has appointed Jill D. Smith t

April 21, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 21, 2021 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of incorporation) (Commission F

March 10, 2021 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 04)* ASPEN TECHNOLOGY INC (Name of Issuer) Common Stock (Title of Class of Securities) (CUSIP Number) Februa

Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 04)* ASPEN TECHNOLOGY INC (Name of Issuer) Common Stock (Title of Class of Securities) 045327103 (CUSIP Number) February 28, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to

March 8, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2021 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of incorporation) (Commission Fi

March 8, 2021 EX-99.1

Media Contact Investor Contact Aspen Technology, Inc. ICR Inc. for AspenTech Lucy Millington Brian Denyeau [email protected] [email protected] Aspen Technology Appoints Karen Golz to its Board of Directors

Exhibit 99.1 Contacts: Media Contact Investor Contact Aspen Technology, Inc. ICR Inc. for AspenTech Lucy Millington Brian Denyeau [email protected] [email protected] Aspen Technology Appoints Karen Golz to its Board of Directors BEDFORD, Mass. ? March 8, 2021 ? Aspen Technology, Inc. (NASDAQ:AZPN), a global leader in asset optimization software, has appointed Karen Golz to its B

March 2, 2021 EX-99.1

Media Contact Investor Contact Lucy Millington Brian Denyeau Aspen Technology, Inc. ICR for Aspen Technology, Inc. [email protected] [email protected] Aspen Technology Appoints Chantelle Breithaupt as Senior Vice President and Chie

EX-99.1 2 a03022021form8-kxexhibit991.htm EX-99.1 Exhibit 99.1 Contacts: Media Contact Investor Contact Lucy Millington Brian Denyeau Aspen Technology, Inc. ICR for Aspen Technology, Inc. [email protected] [email protected] Aspen Technology Appoints Chantelle Breithaupt as Senior Vice President and Chief Financial Officer BEDFORD, Mass. - March 2, 2021 - Aspen Technology, Inc. (

March 2, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 2, 2021 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of incorporation) (Commission Fi

February 12, 2021 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 1)* ASPE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 1)* ASPEN TECHNOLOGY INC (Name of Issuer) COMMON (Title of Class of Securities) 045327103 (CUSIP Number) EDWARD LUDWIG IV 444 NORTH MICHIGAN AVENUE, SUITE 290

February 12, 2021 EX-99.1

JOINT FILING AGREEMENT

Joint Filing Agreement EXHIBIT 1 JOINT FILING AGREEMENT Waddell & Reed Financial, Inc.

February 12, 2021 EX-99.2

EXHIBIT 2

EXHIBIT 2 Ivy Investment Management Company - Tax ID No. 03-0481447 Investment Advisor registered under Section 203 of the Investment Advisors Act of 1940

February 12, 2021 EX-99.3

POWER OF ATTORNEY

Power of Attorney EXHIBIT 3 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, THAT: The undersigned, Waddell & Reed Financial, Inc.

February 12, 2021 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No. 15* Aspen Technology, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) (CUSIP Number) Decemb

Aspen Technology, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No. 15* Aspen Technology, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 045327103 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p

February 11, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2021 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of incorporation) (Commissio

February 11, 2021 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 03)* ASPEN TECHNOLOGY INC (Name of Issuer) Common Stock (Title of Class of Securities) (CUSIP Number) Decemb

Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 03)* ASPEN TECHNOLOGY INC (Name of Issuer) Common Stock (Title of Class of Securities) 045327103 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to

February 10, 2021 SC 13G/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 10)*

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 10)* Name of issuer: Aspen Technology Inc. Title of Class of Securities: Common Stock CUSIP Number: 045327103 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed

February 1, 2021 8-K

Submission of Matters to a Vote of Security Holders - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2021 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of incorporation) (Commission

January 27, 2021 EX-99.1

Media Contact Investor Contact Lucy Millington Brian Denyeau Aspen Technology ICR for Aspen Technology +1 781-221-6419 +1 646-277-1251 [email protected] [email protected] Aspen Technology Announces Financial Results for the Second

Exhibit 99.1 Contacts: Media Contact Investor Contact Lucy Millington Brian Denyeau Aspen Technology ICR for Aspen Technology +1 781-221-6419 +1 646-277-1251 [email protected] [email protected] Aspen Technology Announces Financial Results for the Second Quarter of Fiscal 2021 Bedford, Mass. – January 27, 2021 - Aspen Technology, Inc. (NASDAQ: AZPN), a global leader in asset opti

January 27, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2021 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of incorporation) (Commission

January 27, 2021 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34630 ASPEN

January 13, 2021 DEFA14A

- DEFA14A

DEFA14A 1 a2020proxysupplement-01132.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-191) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropr

December 30, 2020 DEFA14A

- DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-191) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confide

December 22, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34630 ASPEN

December 9, 2020 DEF 14A

- DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Defin

December 9, 2020 DEFA14A

- DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-191) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confide

December 9, 2020 EX-4.2

Description of Securities

Exhibit 4.2 Description of Aspen Technology, Inc. Capital Stock The following information constitutes the “Description of Securities” required by Item 202(a) of Regulation S-K. References herein to “we,” “our,” “us,” or "our company” refer to Aspen Technology, Inc., a Delaware corporation. The following information summarizes the material terms of our common and preferred stock, as well as relevan

December 9, 2020 EX-21.1

Subsidiaries of Aspen Technology, Inc.

Exhibit 21.1 ASPEN TECHNOLOGY, INC. List of Subsidiaries as of June 30, 2020 State or Country Name of Subsidiary of Incorporation 1 Apex Optimisation Technologies B.V. Netherlands 2 Apex Optimisation UK Ltd. United Kingdom 3 Apex Optimisation Ltd. United Kingdom 4 Apex Optimisation Inc. Delaware 5 Apex Optimisation SRO Czech Republic 6 Aspen Tech de Mexico, S. de R.L. de C.V. Mexico 7 Aspen Tech I

December 9, 2020 EX-10.9

First Amendment to Amended and Restated Credit Agreement dated as of August 5, 2020, among Aspen Technology, Inc., as borrower, the lenders party thereto, JPMorgan Chase Bank, N.A., as administrative agent, joint lead arranger and joint bookrunner, Silicon Valley Bank, as joint lead arranger, joint bookrunner and syndication agent, and Citibank N.A., Citizens Bank, N.A., TD Bank, N.A. and Wells Fargo Bank, N.A., as co-documentation agents

Exhibit 10.9

December 9, 2020 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34630 Aspen Technology,

November 25, 2020 8-K/A

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing - 8-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2020 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of incorporation) (Commiss

November 17, 2020 EX-99.1

Media Contact Investor Contact Lucy Millington Brian Denyeau Aspen Technology ICR for Aspen Technology +1 781-221-6419 +1 646-277-1251 [email protected] [email protected] Aspen Technology Receives Staff Determination from Nasdaq

Exhibit 99.1 Contacts: Media Contact Investor Contact Lucy Millington Brian Denyeau Aspen Technology ICR for Aspen Technology +1 781-221-6419 +1 646-277-1251 [email protected] [email protected] Aspen Technology Receives Staff Determination from Nasdaq BEDFORD, Mass. - November 16, 2020 - Aspen Technology, Inc. (NASDAQ:AZPN), a global leader in asset optimization software, today

November 17, 2020 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2020 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of incorporation) (Commissio

November 10, 2020 NT 10-Q

- NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC File Number: 001-34630 CUSIP Number: 045327-10-3 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 10-KSB ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-QSB ☐ Form 10-D ☐ Form N-SAR Form N-CSR For Period Ended: September 30, 2020 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 10-KSB ☐ Tra

November 9, 2020 SC 13G

AZPN / Aspen Technology, Inc. / BlueSpruce Investments, LP Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 0)* ASPEN TECHNOLOGY INC (Name of Issuer) COMMON (Title of Class of Securities) 045327103 (CUSIP Number) EDWARD LUDWIG IV 444 NORTH MICHIGAN AVENUE, SUITE 290

November 5, 2020 EX-99.1

Media Contact Investor Contact Lucy Millington Brian Denyeau Aspen Technology ICR for Aspen Technology +1 781-221-6419 +1 646-277-1251 [email protected] [email protected] Aspen Technology Announces Selected Financial Results for th

Exhibit 99.1 Contacts: Media Contact Investor Contact Lucy Millington Brian Denyeau Aspen Technology ICR for Aspen Technology +1 781-221-6419 +1 646-277-1251 [email protected] [email protected] Aspen Technology Announces Selected Financial Results for the First Quarter of Fiscal 2021 Bedford, Mass. - November 5, 2020 - Aspen Technology, Inc. (NASDAQ: AZPN), a global leader in as

November 5, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2020 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of incorporation) (Commission

September 23, 2020 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 17, 2020 ASPEN TECHNOLO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 17, 2020 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of incorporation) (Commissi

September 23, 2020 EX-99.1

Media Contact Investor Contact Lucy Millington Brian Denyeau Aspen Technology ICR for Aspen Technology +1 781-221-6419 +1 646-277-1251 [email protected] [email protected] Aspen Technology Receives Staff Determination from Nasdaq

Exhibit 99.1 Contacts: Media Contact Investor Contact Lucy Millington Brian Denyeau Aspen Technology ICR for Aspen Technology +1 781-221-6419 +1 646-277-1251 [email protected] [email protected] Aspen Technology Receives Staff Determination from Nasdaq BEDFORD, Mass. - September 23, 2020 - Aspen Technology, Inc. (NASDAQ:AZPN), a global leader in asset optimization software, today

September 18, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 14, 2020 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of incorporation) (Commissi

September 1, 2020 NT 10-K

- NT 10-K

NT 10-K 1 azpn-20200630xnt10k.htm NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC File Number: 001-34630 CUSIP Number: 045327-10-3 NOTIFICATION OF LATE FILING (Check One): ☒ Form 10-K ☐ Form 10-KSB ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-QSB ☐ Form 10-D ☐ Form N-SAR Form N-CSR For Period Ended: June 30, 2020 ☐ Transition Report on Form 10-K ☐ T

August 12, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2020 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of incorporation) (Commission

August 12, 2020 EX-99.1

Media Contact Investor Contact Lucy Millington Brian Denyeau Aspen Technology ICR for Aspen Technology +1 781-221-6419 +1 646-277-1251 [email protected] [email protected] Aspen Technology Announces Financial Results for the Fourth

Exhibit 99.1 Contacts: Media Contact Investor Contact Lucy Millington Brian Denyeau Aspen Technology ICR for Aspen Technology +1 781-221-6419 +1 646-277-1251 [email protected] [email protected] Aspen Technology Announces Financial Results for the Fourth Quarter and Fiscal 2020 Bedford, Mass. - August 12, 2020 - Aspen Technology, Inc. (NASDAQ: AZPN), the asset optimization softwa

July 23, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2020 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of incorporation) (Commission Fi

July 23, 2020 EX-99.1

Media Contact IR Contact Aspen Technology, Inc. ICR Inc. for AspenTech Lucy Millington Brian Denyeau [email protected] [email protected] Aspen Technology, Inc. Appoints Amar Hanspal to Its Board of Directors

Exhibit 99.1 Media Contact IR Contact Aspen Technology, Inc. ICR Inc. for AspenTech Lucy Millington Brian Denyeau [email protected] [email protected] Aspen Technology, Inc. Appoints Amar Hanspal to Its Board of Directors BEDFORD, Mass. - July 23, 2020 - Aspen Technology, Inc. (NASDAQ: AZPN),a global leader in asset optimization software, announced that Amar Hanspal joined the As

July 22, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2020 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of incorporation) (Commission Fi

July 22, 2020 EX-10.1

Aspen Technology, Inc. FY21 Executive Bonus Plan

Exhibit 10.1 Aspen Technology, Inc. FY21 Executive Bonus Plan For Executive Name I. Purpose The purpose of the Executive Bonus Plan is to motivate and reward eligible participants to achieve and exceed Aspen Technology, Inc.’s financial and operational objectives. II. Effective Period of Plan The Plan shall be effective on July 1, 2020 and shall continue through the Plan Year. III. Definitions Bon

May 21, 2020 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2020 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of incorporation) (Commission Fil

May 21, 2020 EX-3.1

Amended and Restated By-laws of Aspen Technology, Inc., adopted on May 19, 2020

a05212020form8kexhibit31 Exhibit 3.1 ASPEN TECHNOLOGY, INC. AMENDED AND RESTATED BY-LAWS TABLE OF CONTENTS PAGE Section 1. Certificate of Incorporation and By-Laws ......................................................................... 1 1.1. Conflicts ............................................................................................................................. 1 1.2. References .

May 6, 2020 10-Q

Quarterly Report - 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0

May 6, 2020 EX-99.1

Media Contact Investor Contact Lucy Millington Brian Denyeau AspenTech ICR +1 781-221-6419 +1 646-277-1251 [email protected] [email protected] Aspen Technology Announces Financial Results for the Third Quarter of Fiscal 2020

Exhibit 99.1 Contacts: Media Contact Investor Contact Lucy Millington Brian Denyeau AspenTech ICR +1 781-221-6419 +1 646-277-1251 [email protected] [email protected] Aspen Technology Announces Financial Results for the Third Quarter of Fiscal 2020 Bedford, Mass. - May 6, 2020 - Aspen Technology, Inc. (NASDAQ: AZPN), the asset optimization software company, today announced financ

May 6, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2020 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of incorporation) (Commission File

April 15, 2020 TEXT-EXTRACT

-

April 15, 2020 Antonio Pietri President and Chief Executive Officer Aspen Technology Inc.

April 15, 2020 LETTER

LETTER

April 15, 2020 Antonio Pietri President and Chief Executive Officer Aspen Technology Inc.

April 3, 2020 CORRESP

-

Aspen Technology, Inc. 20 Crosby Drive Bedford, MA 01730 USA [phone] 781 221 6400 [fax] 781 221 6410 [world wide web] www.aspentech.com [e-mail] [email protected] April 3, 2020 Via EDGAR Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Attention: Joseph Cascarano, Senior Staff Accountant, and/or Robert S. Littlepage, Accountant Branch Chief Re: Aspen Technology Inc. For

March 26, 2020 TEXT-EXTRACT

-

March 26, 2020 Antonio Pietri President and Chief Executive Officer Aspen Technology Inc.

March 26, 2020 LETTER

LETTER

March 26, 2020 Antonio Pietri President and Chief Executive Officer Aspen Technology Inc.

March 13, 2020 CORRESP

-

CORRESP 1 filename1.htm Aspen Technology, Inc. 20 Crosby Drive Bedford, MA 01730 USA [phone] 781 221 6400 [fax] 781 221 6410 [world wide web] www.aspentech.com [e-mail] [email protected] March 13, 2020 Via EDGAR Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Attention: Joseph Cascarano, Senior Staff Accountant, and/or Robert S. Littlepage, Accountant Branch Chief Re:

March 4, 2020 EX-99.1

Aspen Technology, Inc. Appoints Adriana Karaboutis to Its Board of Directors

Exhibit 99.1 Media Contact: Aspen Technology, Inc. IR Contact: ICR Inc. for AspenTech Lucy Millington Brian Denyeau [email protected] [email protected] Aspen Technology, Inc. Appoints Adriana Karaboutis to Its Board of Directors BEDFORD, Mass. - March 4, 2020 - Aspen Technology, Inc. (NASDAQ: AZPN), a global leader in asset optimization software, today announced that Adriana Kar

March 4, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2020 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of incorporation) (Commission Fi

March 3, 2020 TEXT-EXTRACT

-

March 2, 2020 Antonio Pietri President and Chief Executive Officer Aspen Technology Inc.

March 3, 2020 LETTER

LETTER

March 2, 2020 Antonio Pietri President and Chief Executive Officer Aspen Technology Inc.

February 14, 2020 EX-99.2

EXHIBIT 2

Identification and Classification of the Subsidiary Which Acquired the Security EXHIBIT 2 Ivy Investment Management Company - Tax ID No. 03-0481447 Investment Advisor registered under Section 203 of the Investment Advisors Act of 1940

February 14, 2020 SC 13G/A

AZPN / Aspen Technology, Inc. / KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC - NONE Passive Investment

Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 02)* ASPEN TECHNOLOGY INC (Name of Issuer) Common Stock (Title of Class of Securities) 045327103 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to

February 14, 2020 SC 13G/A

AZPN / Aspen Technology, Inc. / WADDELL & REED FINANCIAL INC - ASPEN TECHNOLOGY, INC. Passive Investment

Aspen Technology, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No. 14* Aspen Technology, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 045327103 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p

February 14, 2020 EX-99.1

JOINT FILING AGREEMENT

Joint Filing Agreement EXHIBIT 1 JOINT FILING AGREEMENT Waddell & Reed Financial, Inc.

February 14, 2020 EX-99.3

POWER OF ATTORNEY

Power of Attorney EXHIBIT 3 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, THAT: The undersigned, Waddell & Reed Financial, Inc.

February 12, 2020 SC 13G/A

AZPN / Aspen Technology, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 9)* Name of issuer: Aspen Technology Inc Title of Class of Securities: Common Stock CUSIP Number: 045327103 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

January 29, 2020 10-Q

Quarterly Report - 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number

January 29, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2020 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of incorporation) (Commission

January 29, 2020 EX-99.1

Media Contact Investor Contact Lucy Millington Brian Denyeau AspenTech ICR +1 781-221-6419 +1 646-277-1251 [email protected] [email protected] Aspen Technology Announces Financial Results for the Second Quarter of Fiscal 2020

Exhibit 99.1 Contacts: Media Contact Investor Contact Lucy Millington Brian Denyeau AspenTech ICR +1 781-221-6419 +1 646-277-1251 [email protected] [email protected] Aspen Technology Announces Financial Results for the Second Quarter of Fiscal 2020 Bedford, Mass. - January 29, 2020 - Aspen Technology, Inc. (NASDAQ:AZPN), the asset optimization software company, today announced f

January 27, 2020 EX-24

EX-24

LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS Know all by these present that the undersigned hereby makes, constitutes and appoints each of Karl E.

January 27, 2020 EX-24

EX-24

LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS Know all by these present that the undersigned hereby makes, constitutes and appoints each of Karl E.

January 15, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2020 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of incorporation) (Commission

January 15, 2020 EX-99.1

Aspen Technology, Inc. Appoints Dr. Tom Bradicich to Its Board of Directors Bradicich brings extensive insight and expertise in edge computing and converged IT/OT strategies to Aspen Technology

Exhibit 99.1 Media Contact: Aspen Technology, Inc. IR Contact: ICR Inc. for AspenTech Lucy Millington Brian Denyeau [email protected] [email protected] Aspen Technology, Inc. Appoints Dr. Tom Bradicich to Its Board of Directors Bradicich brings extensive insight and expertise in edge computing and converged IT/OT strategies to Aspen Technology BEDFORD, Mass. - January 15, 2020 -

December 23, 2019 EX-10.1

Amended and Restated Credit Agreement dated as of December 23, 2019, among Aspen Technology, Inc., as borrower, the lenders party thereto, JPMorgan Chase Bank, N.A., as administrative agent, joint lead arranger and joint bookrunner, Silicon Valley Bank, as joint lead arranger, joint bookrunner and syndication agent, and Citibank N.A., Citizens Bank, N.A., TD Bank, N.A. and Wells Fargo Bank, N.A., as co-documentation agents

Exhibit 10.1

December 23, 2019 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 23, 2019 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of incorporation) (Commissio

December 12, 2019 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2019 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of incorporation) (Commissio

December 3, 2019 DEFA14A

AZPN / Aspen Technology, Inc. DEFA14A - - DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-191) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confide

October 30, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2019 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of incorporation) (Commission

October 30, 2019 EX-99.1

Media Contact Investor Contact Lucy Millington Brian Denyeau AspenTech ICR +1 781-221-6419 +1 646-277-1251 [email protected] [email protected]

Exhibit 99.1 Contacts: Media Contact Investor Contact Lucy Millington Brian Denyeau AspenTech ICR +1 781-221-6419 +1 646-277-1251 [email protected] [email protected] Aspen Technology Announces Financial Results for the First Quarter of Fiscal 2020 Bedford, Mass. - October 30, 2019 - Aspen Technology, Inc. (NASDAQ:AZPN), the asset optimization software company, today announced fi

October 30, 2019 10-Q

Quarterly Report - 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe

October 28, 2019 DEF 14A

AZPN / Aspen Technology, Inc. DEF 14A - - DEF 14A

DEF 14A 1 a2019proxystatement.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only

October 28, 2019 DEFA14A

AZPN / Aspen Technology, Inc. DEFA14A - - DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-191) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confide

September 10, 2019 8-K

Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review

8-K 1 a091020198-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2019 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction o

September 10, 2019 EX-21.1

Subsidiaries of Aspen Technology, Inc.

Exhibit 21.1 ASPEN TECHNOLOGY, INC. List of Subsidiaries as of June 30, 2019 State or Country Name of Subsidiary of Incorporation 1 Apex Optimisation Technologies B.V. Netherlands 2 Apex Optimisation UK Ltd. United Kingdom 3 Apex Optimisation Ltd. United Kingdom 4 Apex Optimisation Inc. Delaware 5 Apex Optimisation SRO Czech Republic 6 Aspen Tech de Mexico, S. de R.L. de C.V. Mexico 7 Aspen Tech I

September 10, 2019 10-K

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2019 or ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34630 Aspen Technology, In

September 3, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 3, 2019 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of incorporation) (Commissio

September 3, 2019 EX-99.1

Aspen Technology Provides Additional Details Relating to Filing of Form 12b-25 for Annual Report for Fiscal Year 2019

Exhibit 99.1 Contacts: Media Contact Investor Contact David Grip Brian Denyeau AspenTech ICR +1 781-221-5273 +1 646-277-1251 [email protected] [email protected] Aspen Technology Provides Additional Details Relating to Filing of Form 12b-25 for Annual Report for Fiscal Year 2019 Bedford, Mass. - September 3, 2019 - Aspen Technology, Inc. (NASDAQ:AZPN), the asset optimization software

August 30, 2019 NT 10-K

AZPN / Aspen Technology, Inc. NT 10-K - - NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC File Number: 001-34630 CUSIP Number: 045327-10-3 NOTIFICATION OF LATE FILING (Check One): ☒ Form 10-K ☐ Form 10-KSB ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-QSB ☐ Form 10-D ☐ Form N-SAR Form N-CSR For Period Ended: June 30, 2019 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 10-KSB ☐ Transiti

August 8, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2019 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of incorporation) (Commission F

August 8, 2019 EX-10.1

Letter agreement dated August 2, 2019 between Aspen Technology, Inc. and Gary M. Weiss

Exhibit 10.1 Aspen Technology, Inc. 20 Crosby Drive Bedford, MA 01730 USA [phone] 781-221-5400 [fax] 781-221-5213 [world wide web] www.aspentech.com [e-mail] [email protected] August 2, 2019 Mr. Gary M. Weiss 20 Deerfield Road Wellesley Hills MA 02481 Dear Gary: Thank you for your willingness to provide a transition from your employment as Chief Operating Officer of Aspen Technology, Inc. (the “C

August 7, 2019 EX-99.1

Media Contact Investor Contact David Grip Brian Denyeau AspenTech ICR +1 781-221-5273 +1 646-277-1251 [email protected] [email protected] Aspen Technology Announces Financial Results for the Fourth Quarter and Fiscal Year 2019

Exhibit 99.1 Contacts: Media Contact Investor Contact David Grip Brian Denyeau AspenTech ICR +1 781-221-5273 +1 646-277-1251 [email protected] [email protected] Aspen Technology Announces Financial Results for the Fourth Quarter and Fiscal Year 2019 Bedford, Mass. - August 7, 2019 - Aspen Technology, Inc. (NASDAQ:AZPN), the asset optimization software company, today announced financi

August 7, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 a080720198-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2019 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of i

July 26, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 a072620198-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2019 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of in

July 26, 2019 EX-10.1

Aspen Technology, Inc. FY20 Executive Bonus Plan

Exhibit 10.1 Aspen Technology, Inc. FY20 Executive Bonus Plan For Executive Name I. Purpose The purpose of the Executive Bonus Plan is to motivate and reward eligible participants to achieve and exceed Aspen Technology, Inc.’s financial and operational objectives. II. Effective Period of Plan The Plan shall be effective on July 1, 2019 and shall continue through the Plan Year. III. Definitions Bon

July 16, 2019 EX-99.1

Aspen Technology Acquires Mnubo and Sabisu to Deliver Scalable AI-Driven Solutions for the Smart Enterprise

Exhibit 99.1 Aspen Technology Acquires Mnubo and Sabisu to Deliver Scalable AI-Driven Solutions for the Smart Enterprise July 12, 2019 Aspen Technology, Inc. (NASDAQ: AZPN), a global leader in asset optimization software, has signed an agreement to acquire Mnubo Inc., a Montreal-based provider of purpose-built artificial intelligence (AI) and analytics infrastructure for the Internet of Things (Io

July 16, 2019 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 12, 2019 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of incorporation) (Commission Fi

April 24, 2019 EX-99.1

Media Contact Investor Contact David Grip Brian Denyeau AspenTech ICR +1 781-221-5273 +1 646-277-1251 [email protected] [email protected] Aspen Technology Announces Financial Results for the Third Quarter of Fiscal 2019

Exhibit 99.1 Contacts: Media Contact Investor Contact David Grip Brian Denyeau AspenTech ICR +1 781-221-5273 +1 646-277-1251 [email protected] [email protected] Aspen Technology Announces Financial Results for the Third Quarter of Fiscal 2019 Bedford, Mass. - April 24, 2019 - Aspen Technology, Inc. (NASDAQ: AZPN), the asset optimization software company, today announced financial res

April 24, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2019 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of incorporation) (Commission F

April 24, 2019 10-Q

Quarterly Report - 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0

April 18, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2019 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of incorporation) (Commission F

April 18, 2019 EX-99.1

Aspen Technology Appoints Georgia Keresty PhD, MPH to Its Board of Directors Keresty brings extensive operational and leadership expertise in the pharmaceutical industry to Aspen Technology

Exhibit 99.1 Contact: Aspen Technology, Inc. Lucy Millington Aspen Technology [email protected] Aspen Technology Appoints Georgia Keresty PhD, MPH to Its Board of Directors Keresty brings extensive operational and leadership expertise in the pharmaceutical industry to Aspen Technology BEDFORD, Mass. - April 18, 2019 - Aspen Technology, Inc. (NASDAQ: AZPN), the asset optimization™ softw

February 14, 2019 EX-99.3

POWER OF ATTORNEY

Power of Attorney EXHIBIT 3 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, THAT: The undersigned, Waddell & Reed Financial, Inc.

February 14, 2019 EX-99.1

JOINT FILING AGREEMENT

Joint Filing Agreement EXHIBIT 1 JOINT FILING AGREEMENT Waddell & Reed Financial, Inc.

February 14, 2019 SC 13G/A

AZPN / Aspen Technology, Inc. / WADDELL & REED FINANCIAL INC - ASPEN TECHNOLOGY, INC. Passive Investment

Aspen Technology, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No. 13* Aspen Technology, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 045327103 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p

February 14, 2019 EX-99.2

EXHIBIT 2

Identification and Classification of the Subsidiary Which Acquired the Security EXHIBIT 2 Ivy Investment Management Company - Tax ID No. 03-0481447 Investment Advisor registered under Section 203 of the Investment Advisors Act of 1940

February 13, 2019 SC 13G/A

AZPN / Aspen Technology, Inc. / Neuberger Berman Group LLC - NONE Passive Investment

Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* ASPEN TECHNOLOGY INC (Name of Issuer) Common (Title of Class of Securities) 045327103 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which

February 12, 2019 SC 13G/A

AZPN / Aspen Technology, Inc. / KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC - NONE Passive Investment

Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* ASPEN TECHNOLOGY INC (Name of Issuer) Common Stock (Title of Class of Securities) 045327103 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to

February 11, 2019 SC 13G/A

AZPN / Aspen Technology, Inc. / VANGUARD GROUP INC Passive Investment

aspentechnologyinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8 )* Name of issuer: Aspen Technology Inc Title of Class of Securities: Common Stock CUSIP Number: 045327103 Date of Event Which Requires Filing of this Statement: December 31, 2018 Check the appropriate

February 1, 2019 EX-10.1

Amended and Restated Executive Retention Agreement dated January 31, 2019 entered into by Aspen Technology, Inc. and Antonio J. Pietri

February 1, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2019 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of incorporation) (Commission

February 1, 2019 EX-10.2

Form of Amended and Restated Executive Retention Agreement dated January 31, 2019 entered into between Aspen Technology, Inc. and each of Gary M. Weiss, Karl E. Johnsen and Frederic G. Hammond

January 23, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2019 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of incorporation) (Commission

January 23, 2019 EX-99.1

Media Contact Investor Contact David Grip Brian Denyeau AspenTech ICR +1 781-221-5273 +1 646-277-1251 [email protected] [email protected] Aspen Technology Announces Financial Results for the Second Quarter of Fiscal 2019

Exhibit 99.1 Contacts: Media Contact Investor Contact David Grip Brian Denyeau AspenTech ICR +1 781-221-5273 +1 646-277-1251 [email protected] [email protected] Aspen Technology Announces Financial Results for the Second Quarter of Fiscal 2019 Bedford, Mass. - January 23, 2019 - Aspen Technology, Inc. (NASDAQ: AZPN), the asset optimization software company, today announced financial

January 23, 2019 10-Q

AZPN / Aspen Technology, Inc. 10-Q (Quarterly Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2018 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number

December 21, 2018 S-8

AZPN / Aspen Technology, Inc. S-8

Document As filed with the Securities and Exchange Commission on December 21, 2018

December 21, 2018 EX-4.4

Aspen Technology, Inc. 2018 Employee Stock Purchase Plan

Exhibit 4.4 ASPEN TECHNOLOGY, INC. 2018 EMPLOYEE STOCK PURCHASE PLAN 1. Purpose This Aspen Technology, Inc. 2018 Employee Stock Purchase Plan is intended to provide employees of the Company and its Participating Subsidiaries with an opportunity to acquire a proprietary interest in the Company through the purchase of shares of Common Stock. The Company intends that this Plan qualify as an “employee

December 10, 2018 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2018 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of incorporation) (Commission

November 26, 2018 DEFA14A

AZPN / Aspen Technology, Inc. DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-191) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confide

November 13, 2018 SC 13G/A

AZPN / Aspen Technology, Inc. / VANGUARD GROUP INC Passive Investment

aspentechnologyinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7 )* Name of issuer: Aspen Technology Inc Title of Class of Securities: Common Stock CUSIP Number: 045327103 Date of Event Which Requires Filing of this Statement: October 31, 2018 Check the appropriate b

October 26, 2018 DEF 14A

AZPN / Aspen Technology, Inc. DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Defin

October 26, 2018 DEFA14A

AZPN / Aspen Technology, Inc. DEFA14A

DEFA14A 1 a2018proxynotice.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-191) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box:

October 24, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2018 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of incorporation) (Commission

October 24, 2018 EX-99.1

Media Contact Investor Contact David Grip Brian Denyeau AspenTech ICR +1 781-221-5273 +1 646-277-1251 [email protected] [email protected] Aspen Technology Announces Financial Results for the First Quarter of Fiscal 2019

Contacts: Media Contact Investor Contact David Grip Brian Denyeau AspenTech ICR +1 781-221-5273 +1 646-277-1251 david.

October 24, 2018 10-Q

AZPN / Aspen Technology, Inc. 10-Q (Quarterly Report)

10-Q 1 azpn-20180930x10q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition pe

August 10, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 a081020188-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2018 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of i

August 10, 2018 EX-99.1

Media Contact Investor Contact David Grip Brian Denyeau AspenTech ICR +1 781-221-5273 +1 646-277-1251 [email protected] [email protected] AspenTech Appoints Gary Weiss as New Chief Operating Officer

Exhibit 99.1 Contacts: Media Contact Investor Contact David Grip Brian Denyeau AspenTech ICR +1 781-221-5273 +1 646-277-1251 [email protected] [email protected] AspenTech Appoints Gary Weiss as New Chief Operating Officer BEDFORD, Mass - August 8, 2018 - Aspen Technology, Inc. (NASDAQ: AZPN), the asset optimization software company, has named Gary Weiss to be Chief Operating Officer,

August 8, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 a080820188-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2018 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34630 04-2739697 (State or other jurisdiction of i

August 8, 2018 EX-99.1

Media Contact Investor Contact David Grip Brian Denyeau AspenTech ICR +1 781-221-5273 +1 646-277-1251 [email protected] [email protected] Aspen Technology Announces Financial Results for the Fourth Quarter and Fiscal Year 2018

Exhibit 99.1 Contacts: Media Contact Investor Contact David Grip Brian Denyeau AspenTech ICR +1 781-221-5273 +1 646-277-1251 [email protected] [email protected] Aspen Technology Announces Financial Results for the Fourth Quarter and Fiscal Year 2018 Bedford, Mass. - August 8, 2018 - Aspen Technology, Inc. (NASDAQ: AZPN), the asset optimization software company, today announced financ

August 8, 2018 EX-21.1

Subsidiaries of Aspen Technology, Inc.

Exhibit 21.1 ASPEN TECHNOLOGY, INC. List of Subsidiaries as of June 30, 2018 State or Country Name of Subsidiary of Incorporation 1 Apex Optimisation Technologies B.V. Netherlands 2 Apex Optimisation UK Ltd. United Kingdom 3 Apex Optimisation Ltd. United Kingdom 4 Apex Optimisation Inc. Delaware 5 Apex Optimisation SRO Czech Republic 6 Aspen Tech de Mexico, S. de R.L. de C.V. Mexico 7 Aspen Tech I

August 8, 2018 10-K

AZPN / Aspen Technology, Inc. 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2018 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34630 Aspen Technology,

July 27, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2018 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 0-24786 04-2739697 (State or other jurisdiction of incorporation) (Commission File

July 27, 2018 EX-10.1

Aspen Technology, Inc. Executive Annual Incentive Bonus Plan (Fiscal Year 2019)

Exhibit 10.1 Aspen Technology, Inc. FY19 Executive Bonus Plan For Executive Name I. Purpose The purpose of the Executive Bonus Plan is to motivate and reward eligible participants to achieve and exceed Aspen Technology, Inc.’s financial and operational objectives. II. Effective Period of Plan The Plan shall be effective on July 1, 2018 and shall continue through the Plan Year. III. Definitions Bon

April 25, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2018 ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 0-24786 04-2739697 (State or other jurisdiction of incorporation) (Commission Fil

April 25, 2018 EX-99.1

Media Contact Investor Contact David Grip Brian Denyeau AspenTech ICR +1 781-221-5273 +1 646-277-1251 [email protected] [email protected] Aspen Technology Announces Financial Results for the Third Quarter of Fiscal 2018

Exhibit 99.1 Contacts: Media Contact Investor Contact David Grip Brian Denyeau AspenTech ICR +1 781-221-5273 +1 646-277-1251 [email protected] [email protected] Aspen Technology Announces Financial Results for the Third Quarter of Fiscal 2018 Bedford, Mass. - April 25, 2018 - Aspen Technology, Inc. (NASDAQ: AZPN), the asset optimization software company, today announced financial res

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