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| CIK | 1123596 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to BAB, Inc.
SEC Filings (Chronological Order)
यह पृष्ठ SEC फाइलिंग की एक पूरी, कालानुक्रमिक सूची प्रदान करता है, ओनरशिप फाइलिंग को छोड़कर, जो हम अन्यत्र प्रदान करते हैं।
| July 14, 2025 |
FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) Table of Contents FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2025 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Na |
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| July 14, 2025 |
BAB Systems, Inc., an Illinois corporation Exhibit 21.1 BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation BAB Investments, Inc., an Illinois corporation |
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| May 23, 2025 |
Submission of Matters to a Vote of Security Holders Filer: BAB, Inc. Form 8-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Date of Report May 23,2025 BAB, Inc. (Name of small business issuer in its charter) Delaware 0-31555 36-4389547 (State or other jurisdiction of Commission (I.R.S. Employer incorporation or organization) file number Identification Number) 500 Lake Cook Road, Suite 475, Deerfield, IL 60015 (Address of principal |
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| April 11, 2025 |
FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended February 28, 2025 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Name of small b |
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| April 11, 2025 |
BAB Systems, Inc., an Illinois corporation Exhibit 21.1 BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation BAB Investments, Inc., an Illinois corporation |
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| April 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| February 26, 2025 |
Clawback policy Exhibit 97, attached BAB, Inc. CLAWBACK POLICY Exhibit 97 Purpose The purpose of this policy is to ensure that the Company maintains the highest standards of integrity in its financial reporting and to protect stockholders and other stakeholders from the impact of inaccurate financial information caused by misconduct or errors. This policy aligns with the requirements of the Dodd-Frank Wall Street Reform and Consumer |
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| February 26, 2025 |
Insider Trading Policy Exhibit 19, attached Exhibit 19 BAB, INC. I. PROCEDURES AND GUIDELINES GOVERNING INSIDER TRADING AND TIPPING A. Purpose In order to comply with federal and state securities laws governing (a) trading in Company securities while in the possession of "material nonpublic information" concerning the Company, and (b) tipping or disclosing material nonpublic information to outsiders, and in order to prevent even the appeara |
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| February 26, 2025 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark one) U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark one) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: November 30, 2024 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Exact name of registrant |
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| February 26, 2025 |
List of Subsidiaries of the Company EXHIBIT 21.1 – List of Subsidiaries of the Company BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation BAB Investments, Inc., an Illinois corporation |
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| October 11, 2024 |
FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) Table of Contents FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2024 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. |
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| October 11, 2024 |
BAB Systems, Inc., an Illinois corporation Exhibit 21.1 BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation BAB Investments, Inc., an Illinois corporation |
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| July 12, 2024 |
FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2024 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Name of small busine |
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| July 12, 2024 |
BAB Systems, Inc., an Illinois corporation Exhibit 21.1 BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation BAB Investments, Inc., an Illinois corporation |
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| June 24, 2024 |
Submission of Matters to a Vote of Security Holders Form 8-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Date of Report June 21, 2024 BAB, Inc. (Name of small business issuer in its charter) Delaware 0-31555 36-4389547 (State or other jurisdiction of Commission (I.R.S. Employer incorporation or organization) file number Identification Number) 500 Lake Cook Road, Suite 475, Deerfield, IL 60015 (Address of principal executive offic |
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| May 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| April 12, 2024 |
FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended February 29, 2024 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Name of small b |
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| April 12, 2024 |
BAB Systems, Inc., an Illinois corporation Exhibit 21.1 BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation BAB Investments, Inc., an Illinois corporation |
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| February 26, 2024 |
List of Subsidiaries of the Company EXHIBIT 21.1 – List of Subsidiaries of the Company BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation BAB Investments, Inc., an Illinois corporation |
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| February 26, 2024 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark one) U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark one) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: November 30, 2023 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Exact name of registrant |
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| October 12, 2023 |
BAB Systems, Inc., an Illinois corporation Exhibit 21.1 BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation BAB Investments, Inc., an Illinois corporation |
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| October 12, 2023 |
FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2023 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Name of small bus |
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| July 13, 2023 |
FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2023 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Name of small busine |
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| July 13, 2023 |
BAB Systems, Inc., an Illinois corporation Exhibit 21.1 BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation BAB Investments, Inc., an Illinois corporation |
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| May 26, 2023 |
Submission of Matters to a Vote of Security Holders Form 8-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Date of Report May 26, 2023 BAB, Inc. (Name of small business issuer in its charter) Delaware 0-31555 36-4389547 (State or other jurisdiction of Commission (I.R.S. Employer incorporation or organization) file number Identification Number) 500 Lake Cook Road, Suite 475, Deerfield, IL 60015 (Address of principal executive office |
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| April 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| April 13, 2023 |
FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended February 28, 2023 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Name of small b |
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| April 13, 2023 |
BAB Systems, Inc., an Illinois corporation Exhibit 21.1 BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation BAB Investments, Inc., an Illinois corporation |
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| April 4, 2023 |
AMENDMENT NO. 6 TO PREFERRED SHARES RlGHTS AGREEMENT Exhibit 99.2 AMENDMENT NO. 6 TO PREFERRED SHARES RlGHTS AGREEMENT THIS AMENDMENT NO. 6 TO PREFERRED SHARES RJGHTS AGREEMENT (this "Amendment"), dated as of March 30, 2023, is between BAB, Inc., a Delaware corporation (the "Company"), and American Stock Transfer and Trust Company, LLC (" AST"), as successor to 1ST Shareholder Services as successor Rights Agent ("IST"). WHEREAS, the Company has sele |
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| April 4, 2023 |
Form 8-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Date of Report March 30, 2023 BAB, Inc. (Name of small business issuer in its charter) Delaware 0-31555 36-4389547 (State or other jurisdiction of Commission (I.R.S. Employer incorporation or organization) file number Identification Number) 500 Lake Cook Road, Suite 475, Deerfield, IL 60015 (Address of principal executive offi |
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| February 24, 2023 |
List of Subsidiaries of the Company EXHIBIT 21.1 – List of Subsidiaries of the Company BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation BAB Investments, Inc., an Illinois corporation |
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| February 24, 2023 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark one) U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark one) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: November 30, 2022 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Exact name of registrant |
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| October 13, 2022 |
FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2022 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Name of small bus |
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| October 13, 2022 |
BAB Systems, Inc., an Illinois corporation Exhibit 21.1 BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation BAB Investments, Inc., an Illinois corporation |
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| July 13, 2022 |
FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2022 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Name of small busine |
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| July 13, 2022 |
BAB Systems, Inc., an Illinois corporation Exhibit 21.1 BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation BAB Investments, Inc., an Illinois corporation |
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| May 20, 2022 |
Submission of Matters to a Vote of Security Holders Form 8-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Date of Report May 20, 2022 BAB, Inc. (Name of small business issuer in its charter) Delaware 0-31555 36-4389547 (State or other jurisdiction of Commission (I.R.S. Employer incorporation or organization) file number Identification Number) 500 Lake Cook Road, Suite 475, Deerfield, IL 60015 (Address of principal executive office |
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| April 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| April 13, 2022 |
List of Subsidiaries of the Company Exhibit 21.1 BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation BAB Investments, Inc., an Illinois corporation |
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| April 13, 2022 |
FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended February 28, 2022 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Name of small b |
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| February 25, 2022 |
List of Subsidiaries of the Company EXHIBIT 21.1 ? List of Subsidiaries of the Company BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation BAB Investments, Inc., an Illinois corporation |
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| February 25, 2022 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark one) U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark one) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: November 30, 2021 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Exact name of registrant |
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| October 14, 2021 |
FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2021 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Name of small bus |
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| October 14, 2021 |
List of Subsidiaries of the Company Exhibit 21.1 BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation BAB Investments, Inc., an Illinois corporation |
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| July 14, 2021 |
List of Subsidiaries of the Company Exhibit 21.1 BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation BAB Investments, Inc., an Illinois corporation |
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| July 14, 2021 |
FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2021 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Name of small busine |
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| June 1, 2021 |
Submission of Matters to a Vote of Security Holders 8-K 1 babs20210601b8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 28, 2021 BAB, Inc. (Exact name of registrant as specified in its charter) Delaware 0-31555 36-4389547 (State or other jurisdiction of incorporat |
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| April 21, 2021 |
DEF 14A 1 babs20210420def14a.htm FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted |
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| April 14, 2021 |
List of Subsidiaries of the Company Exhibit 21.1 BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation BAB Investments, Inc., an Illinois corporation |
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| April 14, 2021 |
10-Q 1 babs2021022810q.htm FORM 10-Q FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended February 28, 2021 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe |
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| March 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 8, 2021 BAB, Inc. (Exact name of registrant as specified in its charter) Delaware 0-31555 36-4389547 (State or other jurisdiction of incorporation) Commission file number (IRS E |
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| March 8, 2021 |
AMENDMENT NO. 5 TO PREFERRED SHARES RIGHTS AGREEMENT Exhibit 99.2 AMENDMENT NO. 5 TO PREFERRED SHARES RIGHTS AGREEMENT THIS AMENDMENT NO. 5 TO PREFERRED SHARES RIGHTS AGREEMENT (this ?Amendment?), dated as of March 4, 2021, is between BAB, Inc., a Delaware corporation (the ?Company?), and American Stock Transfer and Trust Company, LLC (?AST?), as successor to IST Shareholder Services as successor Rights Agent (?IST?). WHEREAS, the Company has select |
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| February 26, 2021 |
Youâve Exceeded the SECâs Traffic Limit EXHIBIT 21.1 ? List of Subsidiaries of the Company BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation BAB Investments, Inc., an Illinois corporation |
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| February 26, 2021 |
10-K 1 babs2020113010k.htm FORM 10-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark one) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: November 30, 2020 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-3155 |
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| December 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) December 11, 2020 (December 8, 2020) BAB, Inc. (Exact name of registrant as specified in its charter) Delaware 0-31555 36-4389547 (State or other jurisdiction of incorporation or organ |
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| October 14, 2020 |
List of Subsidiaries of the Company Exhibit 21.1 BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation BAB Investments, Inc., an Illinois corporation |
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| October 14, 2020 |
FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2020 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Name of small bus |
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| July 14, 2020 |
List of Subsidiaries of the Company Exhibit 21.1 BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation BAB Investments, Inc., an Illinois corporation |
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| July 14, 2020 |
10-Q 1 babs2020053110q.htm FORM 10-Q FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2020 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0- |
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| July 6, 2020 |
Submission of Matters to a Vote of Security Holders 8-K 1 babs202007028k.htm FORM 8-K Form 8-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Date of Report July 2, 2020 BAB, Inc. (Name of small business issuer in its charter) Delaware 0-31555 36-4389547 (State or other jurisdiction of Commission (I.R.S. Employer incorporation or organization) file number Identification Number) 500 Lake Cook Road, Suite 475, Deerfield, IL 60015 (Add |
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| May 8, 2020 |
DEFA14A 1 babs20200508defa14a.htm FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitte |
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| May 5, 2020 |
8-K 1 babs202005048k.htm FORM 8-K Form 8-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act 1934 Date of Report (Date of earliest event reported): April 30, 2020 Date of Report May 5, 2020 BAB, Inc. (Exact name of registrant as specified in its charter) Delaware 0-31555 36-4389547 (State or other jurisdicti |
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| May 5, 2020 |
Exhibit 10.01 Exhibit Index 10.01 Note by Registrant in favor of Lake Forest Bank and Trust, dated April 30, 2020 U.S Small Business Administration Note SBA Loan # 73194672-03 SBA Loan Name BAB Systems, Inc. Date Apr 30, 2020 Loan Amount 228,155.00 Interest Rate 1.00% fixed Borrower BAB Systems, Inc. Lender Lake Forest Bank & Trust Company, N.A. 1. PROMISE TO PAY: In return for the Loan, Borrower |
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| April 13, 2020 |
BABB / BAB, Inc. 10-Q - Quarterly Report - FORM 10-Q FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended February 29, 2020 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Name of small b |
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| April 13, 2020 |
List of Subsidiaries of the Company Exhibit 21.1 BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation BAB Investments, Inc., an Illinois corporation |
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| April 10, 2020 |
BABB / BAB, Inc. DEF 14A - - FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| March 27, 2020 |
BABB / BAB, Inc. / Camelot Event-Driven Advisors LLC Activist Investment UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No. )1 BAB, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 0551831 |
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| March 27, 2020 |
JOINT FILING AGREEMENT JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, $0. |
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| February 24, 2020 |
List of Subsidiaries of the Company EXHIBIT 21.1 – List of Subsidiaries of the Company BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation BAB Investments, Inc., an Illinois corporation |
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| February 24, 2020 |
BABB / BAB, Inc. 10-K - Annual Report - FORM 10-K 10-K 1 babs2019113010k.htm FORM 10-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark one) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: November 30, 2019 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-3155 |
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| October 11, 2019 |
BABB / BAB, Inc. 10-Q - Quarterly Report - FORM 10-Q 10-Q 1 babs2019083110q.htm FORM 10-Q FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2019 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file num |
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| October 11, 2019 |
List of Subsidiaries of the Company Exhibit 21.1 BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation BAB Investments, Inc., an Illinois corporation |
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| July 12, 2019 |
List of Subsidiaries of the Company Exhibit 21.1 BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation BAB Investments, Inc., an Illinois corporation |
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| July 12, 2019 |
BABB / BAB, Inc. 10-Q - Quarterly Report - FORM 10-Q 10-Q 1 babs2019053110q.htm FORM 10-Q FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2019 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number |
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| May 28, 2019 |
Submission of Matters to a Vote of Security Holders Form 8-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Date of Report May 28, 2019 BAB, Inc. (Name of small business issuer in its charter) Delaware (State or other jurisdiction of incorporation or organization) 0-31555 Commission file number 36-4389547 (I.R.S. Employer Identification Number) 500 Lake Cook Road, Suite 475, Deerfield, IL 60015 (Address of principal executive office |
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| April 15, 2019 |
List of Subsidiaries of the Company Exhibit 21.1 SUBSIDIARIES OF BAB, INC. BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation BAB Investments, Inc., an Illinois corporation |
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| April 15, 2019 |
BABB / BAB, Inc. FORM 10-Q (Quarterly Report) 10-Q 1 babs2019022810q.htm FORM 10-Q FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended February 28, 2019 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file n |
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| April 10, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| February 25, 2019 |
AMENDMENT NO. 4 TO PREFERRED SHARES RIGHTS AGREEMENT Exhibit 99.2 AMENDMENT NO. 4 TO PREFERRED SHARES RIGHTS AGREEMENT THIS AMENDMENT NO. 4 TO PREFERRED SHARES RIGHTS AGREEMENT (this “Amendment”), dated as of February 22, 2019, is between BAB, Inc., a Delaware corporation (the “Company”), and American Stock Transfer and Trust Company, LLC (“AST”), as successor to IST Shareholder Services as successor Rights Agent (“IST”). WHEREAS, the Company has se |
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| February 25, 2019 |
Material Modification to Rights of Security Holders, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 22, 2019 BAB, Inc. (Exact name of registrant as specified in its charter) Delaware 36-4389547 (State or other jurisdiction of incorporation) (IRS Employer or organization Ide |
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| February 25, 2019 |
BABB / BAB, Inc. FORM 10-K (Annual Report) 10-K 1 babs2018113010k.htm FORM 10-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark one) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: November 30, 2018 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0- |
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| February 25, 2019 |
List of Subsidiaries of the Company EXHIBIT 21.1 – List of Subsidiaries of the Company BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation BAB Investments, Inc., an Illinois corporation |
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| October 12, 2018 |
List of Subsidiaries of the Company Exhibit 21.1 SUBSIDIARIES OF BAB, INC. BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation BAB Investments, Inc., an Illinois corporation |
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| October 12, 2018 |
BABB / BAB, Inc. FORM 10-Q (Quarterly Report) FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2018 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Name of small |
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| July 13, 2018 |
BABB / BAB, Inc. FORM 10-Q (Quarterly Report) FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2018 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Name of small bu |
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| July 13, 2018 |
List of Subsidiaries of the Company Exhibit 21.1 SUBSIDIARIES OF BAB, INC. BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation BAB Investments, Inc., an Illinois corporation |
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| May 21, 2018 |
Submission of Matters to a Vote of Security Holders Form 8-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Date of Report May 21, 2018 BAB, Inc. (Name of small business issuer in its charter) Delaware 0-31555 36-4389547 (State or other jurisdiction of Commission (I.R.S. Employer incorporation or organization) file number Identification Number) 500 Lake Cook Road, Suite 475, Deerfield, IL 60015 (Address of principal executive office |
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| April 13, 2018 |
Youâve Exceeded the SECâs Traffic Limit Exhibit 21.1 SUBSIDIARIES OF BAB, INC. BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation BAB Investments, Inc., an Illinois corporation |
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| April 13, 2018 |
BABB / BAB, Inc. FORM 10-Q (Quarterly Report) FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended February 28, 2018 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Name of sma |
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| April 6, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| February 26, 2018 |
– List of Subsidiaries of the Company EXHIBIT 21.1 – List of Subsidiaries of the Company BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation BAB Investments, Inc., an Illinois corporation |
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| February 26, 2018 |
BABB / BAB, Inc. FORM 10-K (Annual Report) 10-K 1 babs2017113010k.htm FORM 10-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark one) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: November 30, 2017 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0- |
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| October 13, 2017 |
FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2017 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Name of small |
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| October 13, 2017 |
Exhibit 21.1 SUBSIDIARIES OF BAB, INC. BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation BAB Investments, Inc., an Illinois corporation |
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| July 14, 2017 |
FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) 10-Q 1 babs2017053110q.htm FORM 10-Q FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2017 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number |
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| July 14, 2017 |
ex21-1.htm Exhibit 21.1 SUBSIDIARIES OF BAB, INC. BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation BAB Investments, Inc., an Illinois corporation |
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| May 22, 2017 |
Submission of Matters to a Vote of Security Holders 8-K 1 babs20170522b8k.htm FORM 8-K Form 8-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Date of Report May 22, 2017 BAB, Inc. (Name of small business issuer in its charter) Delaware (State or other jurisdiction of incorporation or organization) 0-31555 Commission file number 36-4389547 (I.R.S. Employer Identification Number) 500 Lake Cook Road, Suite 475, Deerfield, IL 60015 (Ad |
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| May 22, 2017 |
AMENDMENT NO. 3 TO PREFERRED SHARES RIGHTS AGREEMENT babs201705228k.htm Exhibit 99.2 AMENDMENT NO. 3 TO PREFERRED SHARES RIGHTS AGREEMENT THIS AMENDMENT NO. 3 TO PREFERRED SHARES RIGHTS AGREEMENT (this ?Amendment?), dated as of May 19, 2017, is between BAB, Inc., a Delaware corporation (the ?Company?), and American Stock Transfer and Trust Company, LLC (?AST?), as successor to IST Shareholder Services as successor Rights Agent (?IST?). WHEREAS, the |
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| May 22, 2017 |
Material Modification to Rights of Security Holders, Financial Statements and Exhibits babs201705228k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 19, 2017 BAB, Inc. (Exact name of registrant as specified in its charter) Delaware 36-4389547 (State or other jurisdiction of incorporation) (IRS Employer or or |
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| April 13, 2017 |
Youâve Exceeded the SECâs Traffic Limit ex21-1.htm Exhibit 21.1 SUBSIDIARIES OF BAB, INC. BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation BAB Investments, Inc., an Illinois corporation |
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| April 13, 2017 |
Babcock & Wilcox Enterprises FORM 10-Q (Quarterly Report) babs2017030110q.htm FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended February 28, 2017 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BA |
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| April 7, 2017 |
Babcock & Wilcox Enterprises FORM DEF 14A babs20170406def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? |
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| February 23, 2017 |
List of Subsidiaries of the Company ex21-1.htm Exhibit 21.1 List of Subsidiaries of the Company BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation |
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| February 23, 2017 |
babs2016102410k.htm U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark one) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: November 30, 2016 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. ( |
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| October 13, 2016 |
BAB FORM 10-Q (Quarterly Report) babs2016101110q.htm FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2016 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, |
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| October 13, 2016 |
ex21.htm Exhibit 21.1 SUBSIDIARIES OF BAB, INC. BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation BAB Investments, Inc., an Illinois corporation |
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| July 13, 2016 |
BAB FORM 10-Q (Quarterly Report) 10-Q 1 babs2016053110q.htm FORM 10-Q FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2016 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number |
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| July 13, 2016 |
ex21-1.htm Exhibit 21.1 SUBSIDIARIES OF BAB, INC. BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation BAB Investments, Inc., an Illinois corporation |
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| May 31, 2016 |
Submission of Matters to a Vote of Security Holders 8-K 1 babs201605318k.htm FORM 8-K Form 8-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Date of Report May 31, 2016 BAB, Inc. (Name of small business issuer in its charter) Delaware 0-31555 36-4389547 (State or other jurisdiction of incorporation or organization) Commission file number (I.R.S. Employer Identification Number) 500 Lake Cook Road, Suite 475, Deerfield, IL 60015 (Add |
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| April 19, 2016 |
babs20160418def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? |
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| April 12, 2016 |
BAB FORM 10-Q (Quarterly Report) babs2016022910q.htm FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended February 29, 2016 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BA |
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| April 12, 2016 |
babs2016022910q.htm Exhibit 21.1 SUBSIDIARIES OF BAB, INC. BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation BAB Investments, Inc., an Illinois corporation |
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| February 24, 2016 |
10-K 1 babs2015113010k.htm FORM 10-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark one) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: November 30, 2015 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0- |
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| February 24, 2016 |
ex10-1.htm Exhibit 10.1 THIS STOCK REDEMPTION AGREEMENT (the "Agreement") is made as of the 30th day of June, 2002, by and between BAB, Inc., a Delaware corporation ("Company"), and Bruno Guazzoni, an individual ("Guazzoni"). WHEREAS, Guazzoni owns 345,010 shares of common stock of the Company; and WHEREAS, Guazzoni wishes to sell shares and Company wishes to purchase Guazzoni's shares of the Comp |
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| February 24, 2016 |
ex10-2.htm EXHIBIT 10.2 2001 LONG TERM INCENTIVE AND STOCK OPTION PLAN Table of Contents Page 1. Purpose of Plan 13 2. Stock Subject to Plan 13 3. Administration of Plan 13 4. Eligibility 14 5. Price 14 6. Term 15 7. Exercise of Option or Award 15 8. Additional Restrictions 15 9. Alternative Stock Appreciation Rights 15 10. Ten Percent Shareholder Rule 16 11. Non-Transferability 16 12. Restricted |
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| October 13, 2015 |
FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) 10-Q 1 babs2015083110q.htm FORM 10-Q FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2015 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file num |
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| October 13, 2015 |
Exhibit 21.1 SUBSIDIARIES OF BAB, INC. BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation BAB Investments, Inc., an Illinois corporation |
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| August 18, 2015 |
Material Modification to Rights of Security Holders, Financial Statements and Exhibits babs201508188k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 18, 2015 BAB, Inc. (Exact name of registrant as specified in its charter) Delaware 36-4389547 (State or other jurisdiction of incorporation) (IRS Employer or |
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| August 18, 2015 |
AMENDMENT NO. 2 TO PREFERRED SHARES RIGHTS AGREEMENT ex99-2.htm Exhibit 99.2 AMENDMENT NO. 2 TO PREFERRED SHARES RIGHTS AGREEMENT THIS AMENDMENT NO. 2 TO PREFERRED SHARES RIGHTS AGREEMENT (this ?Amendment?), dated as of August 18, 2015, is between BAB, Inc., a Delaware corporation (the ?Company?), and American Stock Transfer and Trust Company, LLC (?AST?), as successor to IST Shareholder Services as successor Rights Agent (?IST?). WHEREAS, the Compa |
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| August 12, 2015 |
BAB Systems, Inc., an Illinois corporation EXHIBIT 21.1 ? List of Subsidiaries of the Company BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation |
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| August 12, 2015 |
Exhibit 10.2 THIS STOCK REDEMPTION AGREEMENT (the "Agreement") is made as of the 30th day of June, 2002, by and between BAB, Inc., a Delaware company ("Company"), and Bruno Guazzoni, an individual ("Guazzoni"). WHEREAS, Guazzoni owns 345,010 shares of common stock of the Company; and WHEREAS, Guazzoni wishes to sell shares and Company wishes to purchase Guazzoni's shares of the Company. THE COMPAN |
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| August 12, 2015 |
2001 LONG TERM INCENTIVE AND STOCK OPTION PLAN Table of Contents EXHIBIT 10.1 2001 LONG TERM INCENTIVE AND STOCK OPTION PLAN Table of Contents Page 1. Purpose of Plan 2 2. Stock Subject to Plan 2 3. Administration of Plan 2 4. Eligibility 3 5. Price 4 6. Term 4 7. Exercise of Option or Award 4 8. Additional Restrictions 4 9. Alternative Stock Appreciation Rights 4 10. Ten Percent Shareholder Rule 5 11. Non-Transferability 5 12. Restricted Stock Awards 5 13. Per |
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| August 12, 2015 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K/A (Mark one) U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K/A (Mark one) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: November 30, 2014 amended August 12, 2015 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, |
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| July 22, 2015 |
Babcock & Wilcox Enterprises ESP BAB, Inc. 500 Lake Cook Road Deerfield, IL 60015 (847) 948-7520 July 22, 2015 United States Securities and Exchange Commission Anuja A. Majmudar, Attorney-Advisor Division of Corporate Finance Washington, D.C. 20549 Re: File No. 000-31555 Dear Ms. Majmudar: This letter is in response to your comment letter dated June 24, 2015. We have responded to each of the questions/statements in you comment le |
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| July 13, 2015 |
FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2015 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Name of small bu |
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| July 13, 2015 |
Exhibit 21.1 SUBSIDIARIES OF BAB, INC. BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation BAB Investments, Inc., an Illinois corporation |
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| June 15, 2015 |
Submission of Matters to a Vote of Security Holders 8-K 1 babs201506158k.htm FORM 8-K Form 8-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Date of Report June 15, 2015 BAB, Inc. (Name of small business issuer in its charter) Delaware 0-31555 36-4389547 (State or other jurisdiction of Commission (I.R.S. Employer incorporation or organization) file number Identification Number) 500 Lake Cook Road, Suite 475, Deerfield, IL 60015 (Ad |
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| May 6, 2015 |
Babcock & Wilcox Enterprises FORM DEF 14A DEF 14A 1 babs20150504def14a.htm FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted |
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| April 14, 2015 |
FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) 10-Q 1 babs2015022810q.htm FORM 10-Q FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended February 28, 2015 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file n |
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| April 14, 2015 |
Exhibit 21.1 SUBSIDIARIES OF BAB, INC. BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation BAB Investments, Inc., an Illinois corporation |
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| March 27, 2015 |
Results of Operations and Financial Condition, Other Events 8-K 1 babs201503278k.htm FORM 8-K Form 8-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Date of Report March 27, 2015 BAB, Inc. (Name of small business issuer in its charter) Delaware 0-31555 36-4389547 (State or other jurisdiction of Commission (I.R.S. Employer Incorporation or organization) file number Identification Number) 500 Lake Cook Road, Suite 475, Deerfield, IL 60015 (A |
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| February 23, 2015 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark one) U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark one) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: November 30, 2014 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Exact name of regist |
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| January 12, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 8)1 BAB, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 055183107 (CUSIP Number) STEVE WOLOSKY, ESQ. OLSHAN |
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| November 24, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 7)1 BAB, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 055183107 (CUSIP Number) STEVE WOLOSKY, ESQ. OLSHAN |
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| October 14, 2014 |
Youâve Exceeded the SECâs Traffic Limit Exhibit 21.1 SUBSIDIARIES OF BAB, INC. BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation BAB Investments, Inc., an Illinois corporation |
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| October 14, 2014 |
FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2014 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Name of small |
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| September 10, 2014 |
SC 13D/A 1 sc13da60856900609082014.htm AMENDMENT NO. 6 TO THE SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 6)1 BAB, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title o |
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| August 19, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 5)1 BAB, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 055183107 (CUSIP Number) STEVE WOLOSKY, ESQ. OLSHAN |
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| July 31, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 4)1 BAB, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 055183107 (CUSIP Number) STEVE WOLOSKY, ESQ. OLSHAN |
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| July 11, 2014 |
Exhibit 21.1 SUBSIDIARIES OF BAB, INC. BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation BAB Investments, Inc., an Illinois corporation |
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| July 11, 2014 |
FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2014 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Name of small bu |
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| June 18, 2014 |
AMENDMENT NO. 1 TO PREFERRED SHARES RIGHTS AGREEMENT ex99-1.htm EXHIBIT 99.1 AMENDMENT NO. 1 TO PREFERRED SHARES RIGHTS AGREEMENT THIS AMENDMENT NO. 1 TO PREFERRED SHARES RIGHTS AGREEMENT (this “Amendment”), dated as of June 18, 2014, is between BAB, Inc., a Delaware corporation (the “Company”), and American Stock Transfer and Trust Company, LLC (“AST”), as successor to IST Shareholder Services as successor Rights Agent (“IST”). WHEREAS, the Company |
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| June 18, 2014 |
Financial Statements and Exhibits, Other Events 8-K 1 babs201406178k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Date of Report: June 18, 2014 BAB, Inc. (Name of small business issuer in its charter) Delaware 0-31555 36-4389547 (State or other jurisdiction of Commission (I.R.S. Employer incorporation or organization) file number Identification Number) 500 Lake Cook Road, Suite 475, Deerfield, IL |
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| May 21, 2014 |
Submission of Matters to a Vote of Security Holders - FORM 8-K babs201405218k.htm Form 8-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Date of Report: May 21, 2014 BAB, Inc. (Name of small business issuer in its charter) Delaware 0-31555 36-4389547 (State or other jurisdiction of Commission (I.R.S. Employer incorporation or organization) file number Identification Number) 500 Lake Cook Road, Suite 475, Deerfield, IL 60015 (Address of princi |
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| April 11, 2014 |
Exhibit 21.1 SUBSIDIARIES OF BAB, INC. BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation BAB Investments, Inc., an Illinois corporation |
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| April 11, 2014 |
FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) 10-Q 1 babs2014022810q.htm FORM 10-Q FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended February 28, 2014 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file n |
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| April 8, 2014 |
DEF 14A 1 babs20140404def14a.htm FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted |
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| March 4, 2014 |
8-K 1 babs201403048k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Date of Report: February 28, 2014 BAB, Inc. (Name of small business issuer in its charter) Delaware 0-31555 36-4389547 (State or other jurisdiction of Commission (I.R.S. Employer incorporation or organization) file number Identification Number) 500 Lake Cook Road, Suite 475, Deerfield |
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| February 26, 2014 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark one) babs2013113010k.htm U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark one) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: November 30, 2013 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. ( |
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| October 15, 2013 |
FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2013 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Name of small |
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| October 15, 2013 |
Exhibit 21.1 SUBSIDIARIES OF BAB, INC. BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation Brewster's Franchise Corporation, an Illinois corporation My Favorite Muffin Too, Inc., a New Jersey corporation BAB Investments, Inc., an Illinois corporation |
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| August 29, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 3)1 BAB, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 055183107 (CUSIP Number) STEVE WOLOSKY, ESQ. OLSHAN |
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| July 12, 2013 |
Exhibit 21.1 SUBSIDIARIES OF BAB, INC. BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation Brewster's Franchise Corporation, an Illinois corporation My Favorite Muffin Too, Inc., a New Jersey corporation BAB Investments, Inc., an Illinois corporation |
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| July 12, 2013 |
FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2013 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Name of small bu |
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| May 30, 2013 |
BABB / BAB, Inc. / JCP Investment Management, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)1 BAB, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 055183107 (CUSIP Number) STEVE WOLOSKY, ESQ. OLSHAN |
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| May 15, 2013 |
Submission of Matters to a Vote of Security Holders 8-K 1 babs201305158k.htm FORM 8-K Form 8-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Date of Report May 15, 2013 BAB, Inc. (Name of small business issuer in its charter) Delaware 0-31555 36-4389547 (State or other jurisdiction of Commission (I.R.S. Employer incorporation or organization) file number Identification Number) 500 Lake Cook Road, Suite 475, Deerfield, IL 60015 (Add |
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| May 9, 2013 |
SC 13D/A 1 sc13da10856900605072013.htm AMENDMENT NO. 1 TO THE SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 BAB, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title o |
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| May 7, 2013 |
Preferred Shares Rights Agreement (See Form 8-K filed May 7, 2013) EX-4.1 PREFERRED SHARES RIGHTS AGREEMENT Exhibit 4.1 PREFERRED SHARES RIGHTS AGREEMENT Dated as of May 6, 2013 BAB, INC. and IST SHAREHOLDER SERVICES, as Rights Agent TABLE OF CONTENTS Page Section 1. Certain Definitions 1 Section 2. Appointment of Rights Agent 9 Section 3. Issuance of Rights Certificates 10 Section 4. Form of Rights Certificates 12 Section 5. Countersignature and Registration 13 |
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| May 7, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 6, 2013 BAB, Inc. (Exact name of registrant as specified in its charter) Delaware 36-4389547 (State or other jurisdiction of incorporation) (IRS Employer or organization Identific |
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| May 7, 2013 |
EX-3.1 CERTIFICATE OF DESIGNATION Exhibit 3.1 FORM OF CERTIFICATE OF DESIGNATION OF RIGHTS, PREFERENCES AND PRIVILEGES OF SERIES A PARTICIPATING PREFERRED STOCK OF BAB, INC. Pursuant to Section 151 of the General Corporation Law of the State of Delaware The undersigned, Michael K. Murtaugh, does hereby certify that: 1. He is the duly elected and acting General Counsel and Secretary of BAB, Inc., a |
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| May 7, 2013 |
BAB, INC. ADOPTS STOCKHOLDER RIGHTS PLAN EX-99.1 PRESS RELEASE Exhibit 99.1 BAB, Inc. FOR IMMEDIATE RELEASE BAB, INC. ADOPTS STOCKHOLDER RIGHTS PLAN Deerfield, IL May 7, 2013 /BUSINESS WIRE/ - BAB, Inc. (OTCBB: BABB), announced that its Board of Directors adopted a Preferred Shares Rights Agreement (the “Rights Plan” or “Agreement”) and declared a dividend distribution of one right (“Right”) for each outstanding share of common stock. Th |
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| April 25, 2013 |
Exhiibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including amendments thereto) with respect to the shares of Common Stock, $0.001 par value per share, of BAB, Inc. This Joint Filing Agreement shall be filed a |
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| April 25, 2013 |
BABB / BAB, Inc. / JCP Investment Management, LLC - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )1 BAB, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 055183107 (CUSIP Number) STEVE WOLOSKY, ESQ. OLSHAN F |
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| April 12, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| April 12, 2013 |
Youâve Exceeded the SECâs Traffic Limit Exhibit 21.1 SUBSIDIARIES OF BAB, INC. BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation Brewster's Franchise Corporation, an Illinois corporation My Favorite Muffin Too, Inc., a New Jersey corporation BAB Investments, Inc., an Illinois corporation |
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| April 12, 2013 |
FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended February 28, 2013 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Name of sma |
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| February 22, 2013 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark one) 10-K 1 bab10k-113012.htm FORM 10-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark one) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: November 30, 2012 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31 |
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| October 10, 2012 |
FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2012 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Name of small |
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| October 10, 2012 |
Youâve Exceeded the SECâs Traffic Limit Exhibit 21.1 SUBSIDIARIES OF BAB, INC. BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation Brewster's Franchise Corporation, an Illinois corporation My Favorite Muffin Too, Inc., a New Jersey corporation BAB Investments, Inc., an Illinois corporation |
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| July 13, 2012 |
FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) 10-Q 1 bab10q-053112.htm FORM 10-Q FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2012 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: |
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| July 13, 2012 |
Youâve Exceeded the SECâs Traffic Limit Exhibit 21.1 SUBSIDIARIES OF BAB, INC. BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation Brewster's Franchise Corporation, an Illinois corporation My Favorite Muffin Too, Inc., a New Jersey corporation BAB Investments, Inc., an Illinois corporation |
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| May 25, 2012 |
Submission of Matters to a Vote of Security Holders - FORM 8K Form 8-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Date of Report May 23, 2012 BAB, Inc. (Name of small business issuer in its charter) Delaware 0-31555 36-4389547 (State or other jurisdiction of Commission (I.R.S. Employer incorporation or organization) file number Identification Number) 500 Lake Cook Road, Suite 475, Deerfield, IL 60015 (Address of principal executive office |
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| April 17, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| April 12, 2012 |
FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: February 29, 2012 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Name of sm |
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| April 12, 2012 |
Exhibit 21.1 SUBSIDIARIES OF BAB, INC. BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation Brewster's Franchise Corporation, an Illinois corporation My Favorite Muffin Too, Inc., a New Jersey corporation BAB Investments, Inc., an Illinois corporation |
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| February 24, 2012 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark one) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: November 30, 2011 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Exact name of regist |
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| October 11, 2011 |
Exhibit 21.1 SUBSIDIARIES OF BAB, INC. BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation Brewster's Franchise Corporation, an Illinois corporation My Favorite Muffin Too, Inc., a New Jersey corporation BAB Investments, Inc., an Illinois corporation |
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| October 11, 2011 |
FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: August 31, 2011 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Name of smal |
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| July 12, 2011 |
Youâve Exceeded the SECâs Traffic Limit Exhibit 21.1 SUBSIDIARIES OF BAB, INC. BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation Brewster's Franchise Corporation, an Illinois corporation My Favorite Muffin Too, Inc., a New Jersey corporation BAB Investments, Inc., an Illinois corporation |
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| July 12, 2011 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: May 31, 2011 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Name of small busin |
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| May 24, 2011 |
Submission of Matters to a Vote of Security Holders 8-K 1 form8k.htm BAB INC 8-K 5-24-2011 Form 8-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Date of Report May 24, 2011 BAB, Inc. (Name of small business issuer in its charter) Delaware 0-31555 36-4389547 (State or other jurisdiction of incorporation or organization) Commission file number (I.R.S. Employer Identification Number) 500 Lake Cook Road, Suite 475, Deerfield, IL 60015 |
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| April 12, 2011 |
Exhibit 21.1 SUBSIDIARIES OF BAB, INC. BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation Brewster's Franchise Corporation, an Illinois corporation My Favorite Muffin Too, Inc., a New Jersey corporation BAB Investments, Inc., an Illinois corporation |
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| April 12, 2011 |
FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: February 28, 2011 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Name of small |
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| April 11, 2011 |
DEF 14A 1 formdef14a.htm BAB INC DEF 14A 5-23-201 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permi |
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| February 24, 2011 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark one) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: November 30, 2010 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Exact name of registrant |
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| October 12, 2010 |
FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: August 31, 2010 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Name of small bu |
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| October 12, 2010 |
Youâve Exceeded the SECâs Traffic Limit Exhibit 21.1 SUBSIDIARIES OF BAB, INC. BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation Brewster's Franchise Corporation, an Illinois corporation My Favorite Muffin Too, Inc., a New Jersey corporation BAB Investments, Inc., an Illinois corporation |
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| September 3, 2010 |
Financial Statements and Exhibits, Other Events Form 8-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Date of Report September 3, 2010 BAB, Inc. (Name of small business issuer in its charter) Delaware 0-31555 36-4389547 (State or other jurisdiction of incorporation or organization) Commission file number (I.R.S. Employer Identification Number) 500 Lake Cook Road, Suite 475, Deerfield, IL 60015 (Address of principal executive o |
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| September 3, 2010 |
BAB, Inc. Announces Cash Distribution Exhibit 99.1 BAB, Inc. Announces Cash Distribution Deerfield, IL – September 3, 2010 - BAB, Inc. (OTCBB: BABB), today announced that its Board of Directors has declared a cash distribution of $0.01 per share, payable on September 30, 2010, to shareholders of record as of September 16, 2010. The Company believes that, for tax purposes a portion of the distribution and any future distributions that |
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| July 12, 2010 |
Youâve Exceeded the SECâs Traffic Limit Exhibit 21.1 SUBSIDIARIES OF BAB, INC. BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation Brewster's Franchise Corporation, an Illinois corporation My Favorite Muffin Too, Inc., a New Jersey corporation |
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| July 12, 2010 |
FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: May 31, 2010 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Name of small busin |
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| May 28, 2010 |
Submission of Matters to a Vote of Security Holders Form 8-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Date of Report May 28, 2010 BAB, Inc. (Name of small business issuer in its charter) Delaware (State or other jurisdiction of incorporation or organization) 0-31555 Commission file number 36-4389547 (I.R.S. Employer Identification Number) 500 Lake Cook Road, Suite 475, Deerfield, IL 60015 (Address of principal executive office |
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| May 21, 2010 |
Financial Statements and Exhibits, Other Events Form 8-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Date of Report May 20, 2010 BAB, Inc. (Name of small business issuer in its charter) Delaware (State or other jurisdiction of incorporation or organization) 0-31555 Commission file number 36-4389547 (I.R.S. Employer Identification Number) 500 Lake Cook Road, Suite 475, Deerfield, IL 60015 (Address of principal executive office |
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| May 21, 2010 |
BAB, Inc. Announces Cash Distribution Exhibit 99.1 BAB, Inc. Announces Cash Distribution Deerfield, IL ? May 20, 2010 - BAB, Inc. (OTCBB: BABB), today announced that its Board of Directors has declared a cash distribution of $0.01 per share, payable on July 8, 2010, to shareholders of record as of June 23, 2010. The Company believes that, for tax purposes a portion of the distribution and any future distributions that the Board may de |
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| April 22, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| April 9, 2010 |
FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) 10-Q 1 form10q.htm BAB INC 10-Q 2-28-2010 FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: February 28, 2010 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file |
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| April 9, 2010 |
Youâve Exceeded the SECâs Traffic Limit Exhibit 21.1 SUBSIDIARIES OF BAB, INC. BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation Brewster's Franchise Corporation, an Illinois corporation My Favorite Muffin Too, Inc., a New Jersey corporation |
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| March 9, 2010 |
Financial Statements and Exhibits, Other Events Form 8-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Date of Report March 9, 2010 BAB, Inc. (Name of small business issuer in its charter) Delaware 0-31555 36-4389547 (State or other jurisdiction of incorporation or organization) Commission file number (I.R.S. Employer Identification Number) 500 Lake Cook Road, Suite 475, Deerfield, IL 60015 (Address of principal executive offic |
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| March 9, 2010 |
BAB, Inc. Announces Cash Distribution BAB, Inc. Announces Cash Distribution Deerfield, IL – March 9, 2010 - BAB, Inc. (OTCBB: BABB), today announced that its Board of Directors has declared a cash distribution of $0.01 per share, payable on April 14, 2010, to shareholders of record as of March 26, 2010. The Company believes that, for tax purposes a portion of the distribution and any future distributions that the Board may declare in |
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| February 23, 2010 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark one) 10-K 1 form10k.htm BAB INC 10-K 11-30-2009 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark one) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: November 30, 2009 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: |
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| January 13, 2010 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K/A (Amendment No. 1) (Mark one) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended: November 30, 2008 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Exact name |
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| December 11, 2009 |
December 10, 2009 United States Securities and Exchange Commission Donald F. Delaney Division of Corporate Finance Washington, D.C. 20549-4628 File No. 000-31555 Response to letter dated 11/19/09, received 11/24/09: Comment to # 1 of letter dated 11/19/09 Revenue Recognition page 21 Response to original SEC comment letter question #1. Revised disclosure on 10-KSB for 2009 will be as follows: Reven |
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| December 7, 2009 |
Exhibit 99.1 BAB, Inc. Announces Dividend Deerfield, IL ? December 7, 2009 - BAB, Inc. (OTCBB: BABB), today announced that its Board of Directors has declared a quarterly cash dividend of $0.01 per share, payable on January 4, 2010 to shareholders of record as of December 21, 2009. BAB, Inc. operates, franchises, and licenses Big Apple Bagels ?, My Favorite Muffin ? Jacobs Bros. Bagels ? and Brews |
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| December 7, 2009 |
Other Events, Financial Statements and Exhibits Form 8-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Date of Report December 7, 2009 BAB, Inc. (Name of small business issuer in its charter) Delaware 0-31555 36-4389547 (State or other jurisdiction of incorporation or organization) Commission file number (I.R.S. Employer Identification Number) 500 Lake Cook Road, Suite 475, Deerfield, IL 60015 (Address of principal executive of |
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| October 14, 2009 |
FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: August 31, 2009 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Name of small bu |
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| October 14, 2009 |
Youâve Exceeded the SECâs Traffic Limit SUBSIDIARIES OF BAB, INC. Exhibit 21.1 BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation Brewster's Franchise Corporation, an Illinois corporation My Favorite Muffin Too, Inc., a New Jersey corporation |
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| October 5, 2009 |
BAB INC. 500 Lake Cook Road Deerfield, IL 60015 (847) 948-7520 BAB INC. 500 Lake Cook Road Deerfield, IL 60015 (847) 948-7520 October 5, 2009 United States Securities and Exchange Commission Donald F. Delaney Division of Corporate Finance Washington, DC 20549-4628 File No. 000-31555 Dear Mr. Delaney: This letter and attachments are in response to your comment letter dated September 11, 2009. We have responded to each of the questions in your comment letter. R |
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| September 16, 2009 |
BAB Inc. 500 Lake Cook Road Deerfield, IL 60015 September 16, 2009 Mr. Donald F. Delaney United State Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549 Dear Mr. Delaney: We are in receipt of your letter dated September 11, 2009. The purpose of this letter is to request an extension of time until October 5, 2009 to respond to the letter so th |
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| September 10, 2009 |
Financial Statements and Exhibits, Other Events Form 8-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Date of Report September 10, 2009 BAB, Inc. (Name of small business issuer in its charter) Delaware 0-31555 36-4389547 (State or other jurisdiction of incorporation or organization) Commission file number (I.R.S. Employer Identification Number) 500 Lake Cook Road, Suite 475, Deerfield, IL 60015 (Address of principal executive |
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| September 10, 2009 |
Exhibit 99.1 BAB, Inc. Announces Dividend Deerfield, IL ? September 10, 2009 - BAB, Inc. (OTCBB: BABB), today announced that its Board of Directors has declared a quarterly cash dividend of $0.01 per share, payable on October 5, 2009 to shareholders of record as of September 21, 2009. BAB, Inc. operates, franchises, and licenses Big Apple Bagels ?, My Favorite Muffin ? Jacobs Bros. Bagels ? and Br |
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| July 9, 2009 |
Youâve Exceeded the SECâs Traffic Limit U.S. Securities and Exchange Commission Youâve Exceeded the SECâs Traffic Limit Your request rate has exceeded the SECâs maximum allowable requests per second. Your access to SEC.gov will be limited for 10 minutes. Current guidelines limit each user to a total of no more than 10 requests per second, regardless of the number of machines used to submit requests. To ensure that SEC.gov remains |
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| July 9, 2009 |
FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: May 31, 2009 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Name of small busin |
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| May 27, 2009 |
Exhibit 99.1 BAB, Inc. Announces Dividend Deerfield, IL ? May 27, 2009 - BAB, Inc. (OTCBB: BABB), today announced that its Board of Directors has declared a quarterly cash dividend of $0.01 per share, payable on July 8, 2009 to shareholders of record as of June 23, 2009. BAB, Inc. operates, franchises, and licenses Big Apple Bagels ?, My Favorite Muffin ? Jacobs Bros. Bagels ? and Brewster?s ? Cof |
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| May 27, 2009 |
Financial Statements and Exhibits, Other Events Form 8-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Date of Report May 27, 2009 BAB, Inc. (Name of small business issuer in its charter) Delaware 0-31555 36-4389547 (State or other jurisdiction of incorporation or organization) Commission file number (I.R.S. Employer Identification Number) 500 Lake Cook Road, Suite 475, Deerfield, IL 60015 (Address of principal executive office |
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| April 13, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| April 13, 2009 |
SUBSIDIARIES OF BAB, INC. Exhibit 21.1 BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation Brewster's Franchise Corporation, an Illinois corporation My Favorite Muffin Too, Inc., a New Jersey corporation |
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| April 13, 2009 |
FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: February 28, 2009 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Name of small |
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| March 10, 2009 |
Other Events, Financial Statements and Exhibits 8-K 1 form8k.htm BAB, INC 8-K 3-9-2009 Form 8-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Date of Report March 9, 2009 BAB, Inc. (Name of small business issuer in its charter) Delaware 0-31555 36-4389547 (State or other jurisdiction of incorporation or organization) Commission file number (I.R.S. Employer Identification Number) 500 Lake Cook Road, Suite 475, Deerfield, IL 6001 |
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| March 10, 2009 |
Exhibit 99.1 BAB, Inc. Announces Dividend Deerfield, IL ? March 9, 2009 - BAB, Inc. (OTCBB: BABB), today announced that its Board of Directors has declared a quarterly cash dividend of $0.01 per share, payable on April 13, 2009 to shareholders of record as of March 27, 2009. The Company has seen its growth adversely effected by the nation?s economic downturn and tight credit market; accordingly, i |
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| February 20, 2009 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-KSB (Mark one) U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-KSB (Mark one) T ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended: November 30, 2008 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Name of small business issuer |
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| December 5, 2008 |
Financial Statements and Exhibits, Other Events Form 8-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Date of Report December 5, 2008 BAB, Inc. (Name of small business issuer in its charter) Delaware 0-31555 36-4389547 (State or other jurisdiction of incorporation or organization) Commission file number (I.R.S. Employer Identification Number) 500 Lake Cook Road, Suite 475, Deerfield, IL 60015 (Address of principal executive of |
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| December 5, 2008 |
Exhibit 99.1 BAB, Inc. Announces Dividend Deerfield, IL ? December 4, 2008 - BAB, Inc. (OTCBB: BABB), today announced that its Board of Directors has declared a quarterly cash dividend of $0.02 per share, payable on January 2, 2009 to shareholders of record as of December 18, 2008. BAB, Inc. operates, franchises, and licenses Big Apple Bagels ?, My Favorite Muffin ? Jacobs Bros. Bagels ? and Brews |
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| October 10, 2008 |
Exhibit 21.1 SUBSIDIARIES OF BAB, INC. BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation Brewster's Franchise Corporation, an Illinois corporation My Favorite Muffin Too, Inc., a New Jersey corporation |
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| October 10, 2008 |
FORM 10-QSB U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) FORM 10-QSB U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) T QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: August 31, 2008 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Name of small |
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| September 11, 2008 |
Financial Statements and Exhibits, Other Events Form 8-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Date of Report September 11, 2008 BAB, Inc. (Name of small business issuer in its charter) Delaware 0-31555 36-4389547 (State or other jurisdiction of incorporation or organization) Commission file number (I.R.S. Employer Identification Number) 500 Lake Cook Road, Suite 475, Deerfield, IL 60015 (Address of principal executive |
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| September 11, 2008 |
Exhibit 99.1 BAB, Inc. Announces Dividend Deerfield, IL ? September 11, 2008 - BAB, Inc. (OTCBB: BABB), today announced that its Board of Directors has declared a quarterly cash dividend of $0.02 per share, payable on October 6, 2008 to shareholders of record as of September 22, 2008. BAB, Inc. operates, franchises, and licenses Big Apple Bagels ?, My Favorite Muffin ? Jacobs Bros. Bagels ? and Br |
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| July 10, 2008 |
Exhibit 21.1 SUBSIDIARIES OF BAB, INC. BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation Brewster's Franchise Corporation, an Illinois corporation My Favorite Muffin Too, Inc., a New Jersey corporation |
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| July 10, 2008 |
FORM 10-QSB U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) FORM 10-QSB U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) S QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: May 31, 2008 £ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Name of small bus |
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| June 13, 2008 |
EX-99.1 2 ex991.htm EXHIBIT 99.1 Exhibit 99.1 BAB, Inc. Announces Dividend Deerfield, IL – June 13, 2008 - BAB, Inc. (OTCBB: BABB), today announced that its Board of Directors has declared a quarterly cash dividend of $0.02 per share, payable on July 8, 2008 to shareholders of record as of June 23, 2008. BAB, Inc. operates, franchises, and licenses Big Apple Bagels ®, My Favorite Muffin ® Jacobs B |
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| June 13, 2008 |
Other Events, Financial Statements and Exhibits Form 8-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Date of Report June 13, 2008 BAB, Inc. (Name of small business issuer in its charter) Delaware 0-31555 36-4389547 (State or other jurisdiction of incorporation or organization) Commission file number (I.R.S. Employer Identification Number) 500 Lake Cook Road, Suite 475, Deerfield, IL 60015 (Address of principal executive offic |
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| April 23, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| April 9, 2008 |
FORM 10-QSB U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) FORM 10-QSB U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: February 29, 2008 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Name of smal |
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| April 9, 2008 |
Youâve Exceeded the SECâs Traffic Limit Exhibit 21.1 SUBSIDIARIES OF BAB, INC. BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation Brewster's Franchise Corporation, an Illinois corporation My Favorite Muffin Too, Inc., a New Jersey corporation |
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| March 5, 2008 |
Other Events, Financial Statements and Exhibits 8-K 1 form8k.htm BAB INC 8-K 3-5-2008 Form 8-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Date of Report March 5, 2008 BAB, Inc. (Name of small business issuer in its charter) Delaware 0-31555 36-4389547 (State or other jurisdiction of incorporation or organization) Commission file number (I.R.S. Employer Identification Number) 500 Lake Cook Road, Suite 475, Deerfield, IL 60015 |
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| March 5, 2008 |
EX-99.1 2 ex991.htm EXHIBIT 99.1 Exhibit 99.1 BAB, Inc. Announces Dividend Deerfield, IL – March 5, 2008 - BAB, Inc. (OTCBB: BABB), today announced that its Board of Directors has declared a quarterly cash dividend of $0.02 per share, payable on April 10, 2008 to shareholders of record as of March 25, 2008. BAB, Inc. operates, franchises, and licenses Big Apple Bagels ®, My Favorite Muffin ® Jacob |
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| February 27, 2008 |
FORM 10-KSB U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 (Mark one) FORM 10-KSB U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 (Mark one) T ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended: November 30, 2007 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Name of small business issuer |
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| November 27, 2007 |
BAB, Inc. Announces Dividend Deerfield, IL – November 26, 2007 - BAB, Inc. (OTCBB: BABB), today announced that its Board of Directors has declared its regular quarterly cash dividend of $0.02 per share and a special dividend of $0.02 per share, for a total of $0.04 per share, payable on January 4, 2008 to shareholders of record as of December 20, 2007. BAB, Inc. operates, franchises, and licenses |
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| November 27, 2007 |
Other Events, Financial Statements and Exhibits Form 8-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Date of Report November 27, 2007 BAB, Inc. (Name of small business issuer in its charter) Delaware 0-31555 36-4389547 (State or other jurisdiction of incorporation or organization) Commission file number (I.R.S. Employer Identification Number) 500 Lake Cook Road, Suite 475, Deerfield, IL 60015 (Address of principal executive o |
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| October 11, 2007 |
FORM 10-QSB U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) FORM 10-QSB U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: August 31, 2007 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Name of small |
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| October 11, 2007 |
Exhibit 21.1 SUBSIDIARIES OF BAB, INC. BAB Systems, Inc., an Illinois corporation BAB Operations, Inc., an Illinois corporation Brewster's Franchise Corporation, an Illinois corporation My Favorite Muffin Too, Inc., a New Jersey corporation |
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| May 15, 2006 |
April 11, 2006 Mr. Gary Newberry United States Securities and Exchange Commission Division of Corporate Finance 100 F Street, N. E. Washington, D.C. 20549-7010 Dear Mr. Newberry: Enclosed is our proposed Amended 10-KSB with shaded sections signifying modifications made by us based on the SEC?s recommendations as indicated in SEC Branch Manager, April Sifford?s letter to us dated March 28, 2006. Th |
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| November 18, 2005 |
Form 8-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Date of Report November 18, 2005 BAB, Inc. (Name of small business issuer in its charter Delaware Commission file number (State or other jurisdiction of incorporation or organization) 0-31555 36-4389547 (I.R.S. Employer Identification Number) 500 Lake Cook Road, Suite 475, Deerfield, IL 60015 (Address of principal executive of |
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| October 13, 2005 |
FORM 10-QSB U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) FORM 10-QSB U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: August 31, 2005 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Name of sm |
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| October 11, 2005 |
Form 8-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Date of Report October 11, 2005 BAB, Inc. (Name of small business issuer in its charter Delaware Commission file number (State or other jurisdiction of incorporation or organization) 0-31555 36-4389547 (I.R.S. Employer Identification Number) 500 Lake Cook Road, Suite 475, Deerfield, IL 60015 (Address of principal executive off |
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| July 14, 2005 |
FORM 10-QSB U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) FORM 10-QSB U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: May 31, 2005 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Name of small |
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| May 13, 2005 |
Form 8-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Date of Report May 13, 2005 BAB, Inc. (Name of small business issuer in its charter Delaware Commission file number (State or other jurisdiction of incorporation or organization) 0-31555 36-4389547 (I.R.S. Employer Identification Number) 500 Lake Cook Road, Suite 475, Deerfield, IL 60015 (Address of principal executive offices |
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| April 25, 2005 |
BAB, Inc. 500 Lake Cook Road, Suite 475 Deerfield, Illinois 60015 (847) 948-7520 BAB, Inc. 500 Lake Cook Road, Suite 475 Deerfield, Illinois 60015 (847) 948-7520 April 25, 2005 Dear Shareholder: You are cordially invited to attend the Company?s Annual Meeting of Shareholders to be held at 2:00 p.m. on Thursday, May 26, 2005, in the Conference Center, located at 540 Lake Cook Road (within The Corporate 500 Centre complex), Deerfield, IL 60015. In addition to electing four membe |
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| April 13, 2005 |
FORM 10-QSB U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) 10QSB 1 qsb1stqtr2005.htm 10QSB FEBRUARY 2005 FORM 10-QSB U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: February 28, 2005 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commi |
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| March 1, 2005 |
ITEM 1. DESCRIPTION OF BUSINESS GENERAL FORM 10-KSB U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 (Mark one) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended: November 30, 2004 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-31555 BAB, Inc. (Name of small business is |
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| January 14, 2005 |
Form 8-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Date of Report January 14, 2005 BAB, Inc. (Name of small business issuer in its charter Delaware Commission file number (State or other jurisdiction of incorporation or organization) 0-31555 36-4389547 (I.R.S. Employer Identification Number) 500 Lake Cook Road, Suite 475, Deerfield, IL 60015 (Address of principal executive off |
