मूलभूत आँकड़े
CIK | 1937926 |
SEC Filings
SEC Filings (Chronological Order)
September 5, 2025 |
PROSPECTUS SUPPLEMENT (To a Short Form Base Shelf Prospectus Dated August 5, 2025) Filed Pursuant to General Instruction II.L. of Form F-10 File No. 333-287429 No securities regulatory authority has expressed an opinion about these securities and it is an offence to claim otherwise. This prospectus supplement together with the short form base shelf prospectus to which it relates dated August 5, 2025, as amended or supplemented, and each document incorporated by reference in the |
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September 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2025 Brookfield Asset Management Ltd. (Exact name of registrant as specified in its charter) British Columbia, Canada 001-41563 98-1702516 (State or Other Jurisdiction of |
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September 4, 2025 |
Filed Pursuant to Rule 433 Registration No. 333-287429 September 4, 2025 BROOKFIELD ASSET MANAGEMENT LTD. US$750,000,000 6.077% NOTES DUE 2055 PRICING TERM SHEET September 4, 2025 Issuer: Brookfield Asset Management Ltd. Security: 6.077% Notes due September 15, 2055 (the “Notes”) Expected Ratings*: A- (Stable) (S&P Global Ratings) A (Stable) (Fitch Ratings, Inc.) Ranking: Senior Unsecured Principa |
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September 4, 2025 |
Exhibit 99.2 A final base shelf prospectus containing important information relating to the securities described in this document has been filed with the securities regulatory authorities in each of the provinces of Canada. The final base shelf prospectus, any applicable shelf prospectus supplement and any amendment to the documents are accessible through SEDAR+. Copies of the documents may be obt |
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September 4, 2025 |
Exhibit 99.3 A final base shelf prospectus containing important information relating to the securities described in this document has been filed with the securities regulatory authorities in each of the provinces of Canada. The final base shelf prospectus, any applicable shelf prospectus supplement and any amendment to the documents are accessible through SEDAR+. Copies of the documents may be obt |
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September 4, 2025 |
Brookfield Asset Management Announces Pricing of $750 Million Notes Due 2055 Exhibit 99.1 Brookfield Asset Management Announces Pricing of $750 Million Notes Due 2055 NEW YORK, September 4, 2025 (GLOBAL NEWSWIRE) – Brookfield Asset Management Ltd. (“BAM”) (NYSE: BAM, TSX: BAM) today announced the pricing of a public offering of $750 million principal amount of senior notes due 2055 (the “notes”), which will bear interest at a rate of 6.077% per annum. The net proceeds fr |
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September 4, 2025 |
Filed Pursuant to General Instruction II.L. of Form F-10 File No. 333-287429 A copy of this preliminary prospectus supplement has been filed with the securities regulatory authorities in each of the provinces of Canada and with the U.S. Securities and Exchange Commission pursuant to an effective U.S. registration statement, but has not yet become final for the purpose of the sale of securities. In |
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August 8, 2025 |
Exhibit 22.1 As indicated in the table below, the following subsidiaries of Brookfield Asset Management Ltd. will be the issuer of debt securities under the indentures to be entered into between Brookfield Asset Management Ltd., as parent guarantor, and the subsidiaries listed below. Subsidiary Registrant Guarantor BAM Finance LLC Brookfield Asset Management Ltd. BAM Finance (Canada) Inc. Brookfie |
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August 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-41563 BROOKFIELD ASSET |
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August 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2025 Brookfield Asset Management Ltd. (Exact name of registrant as specified in its charter) British Columbia, Canada 001-41563 98-1702516 (State or Other Jurisdiction of In |
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August 6, 2025 |
EXHIBIT 99.1 Brookfield Asset Management Announces Strong Second Quarter Results Announced Over $55B of Asset Sales to Date in 2025 Quarterly Fee-Related Earnings Up 16% Year-Over-Year and 18% Over the Last Twelve Months $22B of Capital Raised in the Quarter and $97B Raised Over the Last Twelve Months NEW YORK, Aug. 06, 2025 (GLOBE NEWSWIRE) - Brookfield Asset Management Ltd. (NYSE: BAM, TSX: BAM) |
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August 5, 2025 |
EX-5.3 Exhibit 5.3 to Form F-10 (Exhibit 23.3 to Form F-3) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Registration Statement Nos. 333-287429, 333-287429-01 and 333-287449 on Form F-10 and Form F-3 of our report dated April 3, 2025 relating to the financial statements of Brookfield Asset Management ULC (the “Company”), appearing in |
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August 5, 2025 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON AUGUST 5, 2025 F-10/A Table of Contents AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON AUGUST 5, 2025 REGISTRATION NOS. |
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August 5, 2025 |
EX-5.4 Exhibit 5.4 to Form F-10 (Exhibit 23.4 to Form F-3) Consent of Independent Auditors We consent to the reference to our firm under the caption “Interests of Experts” and to the use of our report dated March 17, 2025, with respect to the combined and consolidated financial statements of Oaktree Capital II, L.P., Oaktree Capital Management, L.P., Oaktree AIF Investments, L.P., Oaktree Capital |
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June 26, 2025 |
Code of Business Conduct and Ethics Exhibit 14.1 CODE OF BUSINESS CONDUCT AND ETHICS May 2025 Brookfield Asset Management Ltd. SUMMARY OF THE CODE’S PRINCIPLES1 Protecting the Company’s Assets, Resources and Data · We often have sensitive confidential information about Brookfield, other companies, our Clients2 and investors, our directors, officers and employees; preserving the integrity of this information is vital to our business |
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June 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2025 Brookfield Asset Management Ltd. (Exact name of registrant as specified in its charter) British Columbia, Canada 001-41563 98-1702516 (State or Other Jurisdiction of Inc |
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May 20, 2025 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X Appointment of Agent for Service of Process and Undertaking A. Name of issuer or person filing (the “Filer”): Brookfield Asset Management Ltd. BAM Finance (Canada) Inc. B. (1) This is [check one]: ☒ an original filing for the Filer ☐ an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in |
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May 20, 2025 |
EX-8.3 Exhibit 8.3 to Form F-10 (Exhibit 25.3 to Form F-3) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) COMPUTERSHARE TRUST COMPANY, N.A. (Exact name of trustee |
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May 20, 2025 |
EX-5.3 Exhibit 5.3 to Form F-10 (Exhibit 23.3 to Form F-3) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Registration Statement on Form F-10 and Form F-3 of our report dated April 3, 2025 relating to the financial statements of Brookfield Asset Management ULC (the “Company”), appearing in the Current Report on Form 8-K/A of Brookfield |
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May 20, 2025 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON MAY 20, 2025 Table of Contents AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON MAY 20, 2025 REGISTRATION NO. |
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May 20, 2025 |
EX-5.4 Exhibit 5.4 to Form F-10 (Exhibit 23.4 to Form F-3) Consent of Independent Auditors We consent to the reference to our firm under the caption “Interests of Experts” and to the use of our report dated March 17, 2025, with respect to the combined and consolidated financial statements of Oaktree Asset Management Operating Group, included in the Annual Report (Form 10-K) of Brookfield Asset Man |
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May 20, 2025 |
Exhibit 7.3 to Form F-10 (Exhibit 4.3 to Form F-3) FORM OF INDENTURE BAM FINANCE LLC AND BROOKFIELD ASSET MANAGEMENT LTD. AND COMPUTERSHARE TRUST COMPANY OF CANADA AND COMPUTERSHARE TRUST COMPANY, N.A. INDENTURE Dated as of [•] Reconciliation and tie between Trust Indenture Act of 1939 and Indenture, dated as of [●]. Trust Indenture Act Section Indenture Section §310(a) 7.13 (b) 7.12 §311 7.17 § |
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May 20, 2025 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X Appointment of Agent For Service of Process And Undertaking A. Name of issuer or person filing (the “Filer”): COMPUTERSHARE TRUST COMPANY OF CANADA B. (1) This is (check one) ☒ an original filing for the Filer ☐ an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in accordance |
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May 20, 2025 |
Exhibit 7.4 to Form F-10 (Exhibit 4.4 to Form F-3) FORM OF INDENTURE BAM FINANCE LLC AND BROOKFIELD ASSET MANAGEMENT LTD. AND COMPUTERSHARE TRUST COMPANY OF CANADA AND COMPUTERSHARE TRUST COMPANY, N.A. SUBORDINATED INDENTURE Dated as of [•] Reconciliation and tie between Trust Indenture Act of 1939 and Indenture, dated as of [•]. Trust Indenture Act Section Indenture Section §310(a) 7.13 (b) 7.1 |
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May 20, 2025 |
EX-5.5 Exhibit 5.5 to Form F-10 (Exhibit 23.5 to Form F-3) CONSENT OF KPMG LLP We refer to the formal valuation and fairness opinion dated October 31, 2024 (the “Formal Valuation”), which we prepared for the Governance, Nominating and Compensation Committee of the Board of Directors of Brookfield Asset Management Ltd. (“BAM”), that is summarized and referred to in the Form 8-K/A of BAM dated April |
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May 20, 2025 |
Exhibit 107 to Form F-10 EX-FILING FEES Calculation of Filing Fee Tables Form F-10 Form F-3 (Form Type) (Form Type) BROOKFIELD ASSET MANAGEMENT LTD. |
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May 20, 2025 |
Exhibit 7.6 to Form F-10 (Exhibit 4.6 to Form F-3) FORM OF INDENTURE BAM FINANCE (CANADA) INC. AND BROOKFIELD ASSET MANAGEMENT LTD. AND COMPUTERSHARE TRUST COMPANY OF CANADA AND COMPUTERSHARE TRUST COMPANY, N.A. SUBORDINATED INDENTURE Dated as of [●] Reconciliation and tie between Trust Indenture Act of 1939 and Indenture, dated as of [●]. Trust Indenture Act Section Indenture Section |
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May 20, 2025 |
Exhibit 7.2 to Form F-10 (Exhibit 4.2 to Form F-3) FORM OF INDENTURE BROOKFIELD ASSET MANAGEMENT LTD. AND COMPUTERSHARE TRUST COMPANY OF CANADA AND COMPUTERSHARE TRUST COMPANY, N.A. SUBORDINATED INDENTURE Dated as of [●] Reconciliation and tie between Trust Indenture Act of 1939 and Indenture, dated as of [●]. Trust Indenture Act Section Indenture Section §310(a) 6.13 (b) 6.12 §311 6.17 §312 7.1 § |
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May 20, 2025 |
Exhibit 7.5 to Form F-10 (Exhibit 4.5 to Form F-3) FORM OF INDENTURE BAM FINANCE (CANADA) INC. AND BROOKFIELD ASSET MANAGEMENT LTD. AND COMPUTERSHARE TRUST COMPANY OF CANADA AND COMPUTERSHARE TRUST COMPANY, N.A. INDENTURE Dated as of [●] Reconciliation and tie between Trust Indenture Act of 1939 and Indenture, dated as of [•]. Trust Indenture Act Section Indenture Section §310(a) 7.13 (b) 7.12 §31 |
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May 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-41563 BROOKFIELD ASSE |
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May 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2025 Brookfield Asset Management Ltd. (Exact name of registrant as specified in its charter) British Columbia, Canada 001-41563 98-1702516 (State or Other Jurisdiction of Incor |
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May 6, 2025 |
EXHIBIT 99.1 Brookfield Asset Management Announces Record First Quarter Results Quarterly Fee-Related Earnings up 26% Year-Over-Year to Nearly $700 Million $25 Billion of Capital Raised in the Quarter and Over $140 Billion Raised in the Past Year Closed $6 Billion in the First Quarter for Real Estate Flagship—Currently at $16 Billion; Now Set to Be Our Largest Real Estate Strategy NEW YORK, May 06 |
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May 6, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2025 Brookfield Asset Management Ltd. (Exact name of registrant as specified in its charter) British Columbia, Canada 001-41563 98-1702516 (State or Other Jurisdiction of Incor |
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May 6, 2025 |
Brookfield Asset Management Announces Results of Annual Meeting of Shareholders Exhibit 99.1 Brookfield Asset Management Announces Results of Annual Meeting of Shareholders NEW YORK, NEWS, May 5, 2025 – Brookfield Asset Management Ltd. (NYSE: BAM, TSX: BAM) today announced that all 12 nominees proposed for election to the board of directors by holders of Class A Limited Voting Shares (“Class A Shares”) and Class B Limited Voting Shares (“Class B Shares”) were elected at the c |
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April 24, 2025 |
Exhibit 4.2 Execution Copy BROOKFIELD ASSET MANAGEMENT LTD. AND COMPUTERSHARE TRUST COMPANY OF CANADA AND COMPUTERSHARE TRUST COMPANY, N.A. First Supplemental Indenture Dated as of April 24, 2025 THIS FIRST SUPPLEMENTAL INDENTURE, dated as of April 24, 2025 among Brookfield Asset Management Ltd. (the “Company”), a corporation organized under the laws of British Columbia, Canada, Computershare Trus |
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April 24, 2025 |
Exhibit 1.1 Brookfield Asset Management Ltd. 5.795% Notes Due 2035 Underwriting Agreement New York, New York April 22, 2025 To the Representatives named in Schedule I hereto of the several Underwriters named in Schedule II hereto Ladies and Gentlemen: Brookfield Asset Management Ltd., a corporation organized under the laws of British Columbia (the “Company”), proposes to sell to the several underw |
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April 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2025 Brookfield Asset Management Ltd. (Exact name of registrant as specified in its charter) British Columbia, Canada 001-41563 98-1702516 (State or Other Jurisdiction of In |
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April 24, 2025 |
Exhibit 4.1 Execution Copy BROOKFIELD ASSET MANAGEMENT LTD. AND COMPUTERSHARE TRUST COMPANY OF CANADA AND COMPUTERSHARE TRUST COMPANY, N.A. INDENTURE Dated as of April 24, 2025 Reconciliation and tie between Trust Indenture Act of 1939 and Indenture, dated as of April 24, 2025. Trust Indenture Act Section Indenture Section §310(a) 6.13 (b) 6.12 §311 6.17 §312 7.1 §313 7.2 §314(a) 7.3; 10.4 (c)(1) |
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April 23, 2025 |
Table of Contents Filed Pursuant to General Instruction II.L. of Form F-10 File No. 333-279599 No securities regulatory authority has expressed an opinion about these securities and it is an offence to claim otherwise. This prospectus supplement together with the amended and restated short form base shelf prospectus to which it relates dated May 21, 2024, as amended or supplemented, and each docum |
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April 23, 2025 |
Exhibit 99.2 An amended and restated final base shelf prospectus containing important information relating to the securities described in this document has been filed with the securities regulatory authorities in each of the provinces of Canada. The amended and restated final base shelf prospectus, any applicable shelf prospectus supplement and any amendment to the documents are accessible through |
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April 23, 2025 |
Brookfield Asset Management Announces Pricing of Inaugural Offering of Senior Notes Exhibit 99.1 Brookfield Asset Management Announces Pricing of Inaugural Offering of Senior Notes NEW YORK, April 22, 2025 – Brookfield Asset Management Ltd. (“BAM”) (NYSE: BAM, TSX: BAM) today announced the pricing of its inaugural public offering of senior notes. BAM has agreed to issue $750 million principal amount of senior notes due 2035 (the “notes”), which will bear interest at a rate of 5.7 |
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April 23, 2025 |
Exhibit 99.3 An amended and restated final base shelf prospectus containing important information relating to the securities described in this document has been filed with the securities regulatory authorities in each of the provinces of Canada. The amended and restated final base shelf prospectus, any applicable shelf prospectus supplement and any amendment to the documents are accessible through |
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April 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2025 Brookfield Asset Management Ltd. (Exact name of registrant as specified in its charter) British Columbia, Canada 001-41563 98-1702516 (State or Other Jurisdiction of |
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April 22, 2025 |
Table of Contents Filed Pursuant to General Instruction II.L. of Form F-10 File No. 333-279599 A copy of this preliminary prospectus supplement has been filed with the securities regulatory authorities in each of the provinces of Canada and with the U.S. Securities and Exchange Commission pursuant to an effective U.S. registration statement, but has not yet become final for the purpose of the sale |
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April 22, 2025 |
Filed Pursuant to Rule 433 Registration No. 333-279599 April 22, 2025 BROOKFIELD ASSET MANAGEMENT LTD. US$750,000,000 5.795% NOTES DUE 2035 PRICING TERM SHEET April 22, 2025 Issuer: Brookfield Asset Management Ltd. Security: 5.795% Notes due April 24, 2035 (the “Notes”) Expected Ratings*: A- (Stable) (S&P Global Ratings) A (Stable) (Fitch Ratings, Inc.) Ranking: Senior Unsecured Size: US$750,000,0 |
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April 22, 2025 |
F-X U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X Appointment of Agent For Service of Process And Undertaking A. Name of issuer or person filing (the “Filer”): COMPUTERSHARE TRUST COMPANY OF CANADA B. (1) This is [check one]: ☒ an original filing for the Filer ☐ an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in accordan |
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April 4, 2025 |
PRO FORMA FINANCIAL INFORMATION Exhibit 99.2 PRO FORMA FINANCIAL INFORMATION Brookfield Asset Management Ltd. (“BAM”), through its interest in Brookfield Asset Management ULC (the “Asset Management Company”), is a leading global alternative asset manager. As of December 31, 2024, BAM held approximately 436 million common shares of the Asset Management Company (“Common Shares"), representing an approximate 27% interest in the Ass |
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April 4, 2025 |
NOTICE OF ANNUAL MEETING OF SHAREHOLDERS AND AVAILABILITY OF INVESTOR MATERIALS Exhibit 99.1 NOTICE OF ANNUAL MEETING OF SHAREHOLDERS AND AVAILABILITY OF INVESTOR MATERIALS An Annual Meeting of Shareholders of Brookfield Asset Management Ltd. (“BAM”) will be held at the Dotdash Meredith Event Center, Brookfield Place, 225 Liberty Street, 4th Floor, New York, NY on Monday, May 5, 2025 at 9:00 a.m. (New York time), to: 1. receive the consolidated financial statements of BAM for |
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April 4, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2025 Brookfield Asset Management Ltd. (Exact name of registrant as specified in its charter) British Columbia, Canada 001-41563 98-1702516 (State or Other Jurisdiction of Inc |
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April 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No.1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2025 Brookfield Asset Management Ltd. (Exact name of registrant as specified in its charter) British Columbia, Canada 001-41563 98-1702516 (State or oth |
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April 4, 2025 |
BROOKFIELD ASSET MANAGEMENT ULC CONSOLIDATED AND COMBINED BALANCE SHEETS Exhibit 99.1 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors of Brookfield Asset Management ULC Opinion on the Financial Statements We have audited the accompanying consolidated and combined balance sheets of Brookfield Asset Management ULC and subsidiaries (the "Company") as at December 31, 2024 and 2023, the related consolidated and combined statements of operat |
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April 4, 2025 |
Brookfield Asset Management Ltd. Exhibit 99.2 Brookfield Asset Management Ltd. PROXY, solicited by management, for the Annual Meeting of Shareholders of Brookfield Asset Management Ltd. (the “Corporation”) to be held at the Dotdash Meredith Event Center, Brookfield Place, 225 Liberty Street, 4th Floor, New York, NY on Monday, May 5, 2025 at 9:00 a.m. (New York time) (the “Meeting”). If you are unable to attend the Meeting in pers |
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April 1, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2025 Brookfield Asset Management Ltd. (Exact name of registrant as specified in its charter) British Columbia, Canada 001-41563 98-1702516 (State or Other Jurisdiction of Inc |
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April 1, 2025 |
Brookfield Asset Management and Angel Oak to Enter into Strategic Partnership EXHIBIT 99.1 Brookfield Asset Management and Angel Oak to Enter into Strategic Partnership NEW YORK, April 01, 2025 (GLOBE NEWSWIRE) - Brookfield Asset Management (NYSE: BAM, TSX: BAM) (“Brookfield”) and Angel Oak Companies (“Angel Oak”), a leading asset manager delivering innovative mortgage and consumer products, today announced that they have entered into an agreement in which Brookfield will a |
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March 18, 2025 |
Brookfield Asset Management Completes Filing of U.S. Annual Disclosure Document EXHIBIT 99.1 Brookfield Asset Management Completes Filing of U.S. Annual Disclosure Document NEW YORK, March 18, 2025 (GLOBE NEWSWIRE) - Brookfield Asset Management Ltd. (NYSE: BAM, TSX: BAM) (“BAM”), a leading global alternative asset manager headquartered in New York with over $1 trillion of assets under management, today announced that it has filed its 2024 annual report on Form 10-K for the fi |
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March 18, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 18, 2025 Brookfield Asset Management Ltd. (Exact name of registrant as specified in its charter) British Columbia, Canada 001-41563 98-1702516 (State or Other Jurisdiction of In |
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March 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark one) ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024. ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-41563 BROOKFIELD ASSET MANAGEMENT LTD. (Exact name of registrant as |
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March 17, 2025 |
INDEPENDENT AUDITOR’S REPORT To the Board of Directors of Brookfield Asset Management ULC Opinion We have audited the consolidated and combined financial statements of Brookfield Asset Management ULC and subsidiaries (the “Company”), which comprise the consolidated and combined balance sheet as at December 31, 2024 and 2023, and the related consolidated and combined statements of operations, comprehensive income, changes in equity and cash flows for the years ended December 31, 2024, 2023, and 2022, and the related notes to the consolidated and combined financial statements (collectively referred to as the “financial statements”). |
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March 17, 2025 |
Exhibit 4.1 DESCRIPTION OF SECURITIES REGISTERED UNDER SECTION 12 OF THE EXCHANGE ACT As of December 31, 2024, Brookfield Asset Management Ltd. (the “BAM”) had the following securities registered pursuant to Section 12(b) of the Exchange Act: Title of class Trading symbol Name of exchange on which registered Class A Limited Voting Shares BAM New York Stock Exchange MEMORANDUM AND ARTICLES OF ASSOC |
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March 17, 2025 |
Brookfield Asset Management Ltd. Incentive Compensation Clawback Policy. Exhibit 97.1 CLAWBACK POLICY May 2024 Scope This Clawback Policy (the “Policy”) applies to any individual who, at the relevant time, is or was an Executive Officer (as defined below) of Brookfield Asset Management Ltd., its wholly-owned subsidiaries and Brookfield Asset Management ULC and its wholly-owned subsidiaries (“Brookfield”), as applicable at the relevant time. Purpose Brookfield has, over |
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March 17, 2025 |
Report of Independent Auditors The Unitholders of Oaktree Asset Management Operating Group Opinion We have audited the combined and consolidated financial statements of Oaktree Capital II, L. |
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March 17, 2025 |
Exhibit 10.10 CREDIT AGREEMENT between BROOKFIELD ASSET MANAGEMENT ULC and each other Person who becomes a party hereto as a Borrower as Borrowers and BROOKFIELD ASSET MANAGEMENT INC. and each other Person who becomes a party hereto as a Lender as Lenders November 8, 2022 13742-2370 36328898.3 TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS 1 1.1Defined Terms 1 1.2Terms Generally 13 1.3Accounting Ter |
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March 17, 2025 |
Exhibit 10.14 ESCROWED STOCK PLAN Brookfield Asset Management Ltd. Amended February 6, 2024 TABLE OF CONTENTS Page 1.1 Purpose 2 1.2 Definitions 2 1.3 Shares Reserved 8 1.4 Non-Exclusivity 9 1.5 Amendment and Termination 9 1.6 Administration 10 1.7 Incorporation and Termination of Companies 11 SECTION 2 AWARDS OF ESCROWED SHARES 12 2.1 Eligibility 12 2.2 Grant of Escrowed Shares and Tracking Commo |
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March 17, 2025 |
Brookfield Asset Management Personal Trading Policy. Exhibit 19.1 PERSONAL TRADING POLICY May 2024 Brookfield Asset Management Ltd. Brookfield Asset Management ULC TABLE OF CONTENTS Page INTRODUCTION 1 CONSEQUENCES OF NON-COMPLIANCE 1 APPLICATION OF THIS POLICY 2 CERTIFICATION AND REPORTING 3 PART I: GENERAL RULES APPLICABLE TO ALL DIRECTORS AND EMPLOYEES 4 PART II: ADDITIONAL RULES APPLICABLE TO DIRECTORS 7 PART III: ADDITIONAL RULES APPLICABLE TO |
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March 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-CEN ¨ Form N-CSR For Period Ended: December 31, 2024 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q For the Transition Pe |
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February 12, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2025 Brookfield Asset Management Ltd. (Exact name of registrant as specified in its charter) British Columbia, Canada 001-41563 98-1702516 (State or Other Jurisdiction of |
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February 12, 2025 |
EXHIBIT 99.1 Brookfield Asset Management Announces Record 2024 Results and 15% Dividend Increase Over $135 Billion of Capital Inflows; $48 Billion of Capital Deployed in 2024 Quarterly Fee-Related Earnings up 17% Year-Over-Year to a Record $677 Million NEW YORK, Feb. 12, 2025 (GLOBE NEWSWIRE) - Brookfield Asset Management Ltd. (NYSE: BAM, TSX: BAM) (“BAM”), a leading global alternative asset manag |
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February 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2025 Brookfield Asset Management Ltd. (Exact name of registrant as specified in its charter) British Columbia, Canada 001-41563 98-1702516 (State or Other Jurisdiction of |
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February 5, 2025 |
SCHEDULE II BAM CLASS B PARTNERS INC. EX-99.2 3 tm255627d1ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 SCHEDULE II BAM CLASS B PARTNERS INC. Name and Position of Officer or Director Principal Business Address Principal Occupation or Employment Citizenship Jack L. Cockwell, Director and Vice President 181 Bay Street, IN200, P.O Box 830, Toronto, Ontario M5J 2T3, Canada Chair of Brookfield Partners Foundation Canada Bruce Flatt, Director and Vi |
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February 5, 2025 |
SCHEDULE I PVI MANAGEMENT TRUST, as General Partner of PARTNERS VALUE INVESTMENTS L.P. EX-99.1 2 tm255629d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 SCHEDULE I PVI MANAGEMENT TRUST, as General Partner of PARTNERS VALUE INVESTMENTS L.P. Name and Position of Officer or Trustee Principal Business Address Principal Occupation or Employment Citizenship Brian D. Lawson, Chief Executive Officer 181 Bay Street, Suite 100, Toronto, Ontario M5J 2T3, Canada Vice Chair, Brookfield Corporation Canada |
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February 5, 2025 |
Exhibit 99.1 Brookfield Asset Management Closes Transaction to Broaden Shareholder Ownership and Enhance Index Eligibility NEW YORK, Feb. 4, 2025 – Brookfield Asset Management Ltd. (NYSE: BAM, TSX: BAM) and Brookfield Corporation (NYSE: BN, TSX: BN) today announced the completion of the previously-announced arrangement to enhance BAM’s corporate structure and broaden shareholder ownership (the “Ar |
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February 5, 2025 |
Exhibit 3.1 Number: BC1370236 BUSINESS CORPORATIONS ACT ARTICLES of BROOKFIELD ASSET MANAGEMENT LTD. TABLE OF CONTENTS PART 1 INTERPRETATION 1 PART 2 SHARES AND SHARE CERTIFICATES 2 PART 3 ISSUE OF SHARES 4 PART 4 SHARE REGISTERS 5 PART 5 SHARE TRANSFERS 5 PART 6 TRANSMISSION OF SHARES 7 PART 7 PURCHASE OR OTHERWISE ACQUIRE SHARES 7 PART 8 BORROWING POWERS 8 PART 9 ALTERATIONS 8 PART 10 MEE |
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February 5, 2025 |
EX-99.3 4 tm255627d1ex99-3.htm EXHIBIT 99.3 Exhibit 99.3 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, the undersigned hereby agree that only one statement containing the information required by Schedule 13D (including additional amendments thereto) need be filed with respect to the ownership by each of the undersigned of the Class A Lim |
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February 5, 2025 |
SCHEDULE II PARTNERS VALUE SPLIT CORP. EX-99.2 3 tm255629d1ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 SCHEDULE II PARTNERS VALUE SPLIT CORP. Name and Position of Officer or Director Principal Business Address Principal Occupation or Employment Citizenship Brian D. Lawson, Chairman, Chief Executive Officer, President 181 Bay Street, Suite 100, Toronto, Ontario M5J 2T3, Canada Vice Chair, Brookfield Corporation Canada Jason Weckwerth, Chief Fi |
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February 5, 2025 |
SCHEDULE I BROOKFIELD CORPORATION EX-99.1 2 tm255627d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 SCHEDULE I BROOKFIELD CORPORATION Name and Position of Officer or Director Principal Business Address Principal Occupation or Employment Citizenship M. Elyse Allan, Director 181 Bay Street, Suite 100, Toronto, Ontario, M5J 2T3, Canada Corporate Director Canada and U.S.A. Jeffrey M. Blidner, Director 181 Bay Street, Suite 100, Toronto, Ontari |
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January 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of: January 2025 Commission File Number: 001-41563 Brookfield Asset Management LTD. |
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January 28, 2025 |
Exhibit 99.1 Brookfield Asset Management Ltd. REPORT ON VOTING RESULTS Special Meeting of Shareholders January 27, 2025 National Instrument 51-102 – Section 11.3 (Canada) A special meeting (the “Meeting”) of shareholders of Brookfield Asset Management Ltd. (the “Corporation”) was held on Monday, January 27, 2025 at 10:00 a.m. in a virtual meeting format via live audio webcast. The following is a s |
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January 16, 2025 |
EXHIBIT 99.1 Brookfield Appoints Bruce Flatt as Chair of Brookfield Asset Management Appointment comes as Mark Carney departs to enter Canadian Liberal Party leadership race NEW YORK, Jan. 16, 2025 (GLOBE NEWSWIRE) - Brookfield Asset Management (“Brookfield”), a leading global alternative asset manager headquartered in New York with over $1 trillion of assets under management, announced today the |
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January 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2025 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toronto |
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January 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2025 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toronto |
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January 15, 2025 |
Brookfield Asset Management to Host Fourth Quarter 2024 Results Conference Call EXHIBIT 99.1 Brookfield Asset Management to Host Fourth Quarter 2024 Results Conference Call NEW YORK, Jan. 15, 2025 (GLOBE NEWSWIRE) - Brookfield Asset Management Ltd. (NYSE: BAM, TSX: BAM) will host its fourth quarter 2024 conference call and webcast on Wednesday, February 12, 2025 at 9:00 a.m. ET. Results will be released that morning prior to 7:00 a.m. ET and will be available on our website a |
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January 10, 2025 |
Brookfield Asset Management Announces Renewal of Normal Course Issuer Bid EXHIBIT 99.1 Brookfield Asset Management Announces Renewal of Normal Course Issuer Bid NEW YORK, Jan. 09, 2025 (GLOBE NEWSWIRE) - Brookfield Asset Management Ltd. (NYSE: BAM, TSX: BAM) (“Brookfield Asset Management”) today announced it has received the requisite approval for the renewal of its normal course issuer bid providing the option to purchase up to 37,123,295 Class A Limited Voting Shares |
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January 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2025 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toronto |
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January 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of: January 2025 Commission File Number: 001-41563 BROOKFIELD ASSET MANAGEMENT LTD. |
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January 10, 2025 |
Brookfield Asset Management Announces Renewal of Normal Course Issuer Bid EXHIBIT 99.1 Brookfield Asset Management Announces Renewal of Normal Course Issuer Bid NEW YORK, BROOKFIELD, NEWS, January 9 2025 – Brookfield Asset Management Ltd. (NYSE: BAM, TSX: BAM) (“Brookfield Asset Management”) today announced it has received the requisite approval for the renewal of its normal course issuer bid providing the option to purchase up to 37,123,295 Class A Limited Voting Share |
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December 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2024 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toront |
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December 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of: December 2024 Commission File Number: 001-41563 Brookfield Asset Management LTD. |
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December 27, 2024 |
Brookfield Asset Management Announces New Meeting Date For Special Meeting on Proposed Arrangement EXHIBIT 99.1 Brookfield Asset Management Announces New Meeting Date For Special Meeting on Proposed Arrangement NEW YORK, Dec. 27, 2024 (GLOBE NEWSWIRE) - Brookfield Asset Management Ltd. (NYSE: BAM, TSX: BAM) (“BAM”) today announced that, following the recent resumption of mail service in Canada, it has set a new meeting date of January 27, 2025 for its upcoming special meeting of shareholders (t |
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December 27, 2024 |
Brookfield Asset Management Ltd. Exhibit 99.1 Brookfield Asset Management Ltd. PROXY, solicited by management, for the Special Meeting of Shareholders of Brookfield Asset Management Ltd. (the “Corporation”) to be held on Monday, January 27, 2025 at 10:00 a.m. (Toronto time), via live audio webcast online at https://meetings.lumiconnect.com/400-755-930-608 (the “Meeting”) password “brookfield2025” (case sensitive), and at all adjo |
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December 27, 2024 |
NOTICE OF SPECIAL MEETING OF SHAREHOLDERS Exhibit 99.2 NOTICE OF SPECIAL MEETING OF SHAREHOLDERS AND MANAGEMENT INFORMATION CIRCULAR WITH RESPECT TO A PLAN OF ARRANGEMENT INVOLVING BROOKFIELD ASSET MANAGEMENT LTD., Brookfield Corporation AND OTHERS Monday, January 27, 2025 at 10:00 a.m. (Toronto time) The Board, on the recommendation of the Governance, Nominating and Compensation Committee, recommends that you vote |
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December 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of: December 2024 Commission File Number: 001-41563 BROOKFIELD ASSET MANAGEMENT LTD. |
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December 13, 2024 |
Exhibit 99.1 REVISED 1 TSX TRUST COMPANY VIA ELECTRONIC TRANSMISSION December 13, 2024 TO ALL APPLICABLE EXCHANGES AND COMMISSIONS: RE: BROOKFIELD ASSET MANAGEMENT LTD. Confirmation of Notice of Record and Meeting Dates We are pleased to confirm that Notice of Record and Meeting Dates was sent to The Canadian Depository for Securities. We advise the following with respect to the upcoming Special M |
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December 3, 2024 |
EXHIBIT 99.1 Brookfield Commits to Growing Investment in France New office hub opened in Paris Renewable energy, digital infrastructure and real estate in focus Neoen transaction nears completion of its first stage NEW YORK, Dec. 03, 2024 (GLOBE NEWSWIRE) - Brookfield Asset Management (“Brookfield”), a leading global alternative asset manager with over $1 trillion of assets under management, annou |
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December 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2024 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toront |
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December 3, 2024 |
Brookfield Asset Management to Present at the Goldman Sachs 2024 US Financial Services Conference EXHIBIT 99.1 Brookfield Asset Management to Present at the Goldman Sachs 2024 US Financial Services Conference NEW YORK, Dec. 03, 2024 (GLOBE NEWSWIRE) - Brookfield Asset Management Ltd. (NYSE: BAM, TSX: BAM) announced that Bruce Flatt, Chief Executive Officer, is scheduled to present at the Goldman Sachs US Financial Services Conference on Wednesday, December 11, 2024, at 10:40 a.m. ET. The prese |
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December 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2024 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toront |
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December 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2024 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toront |
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December 2, 2024 |
Brookfield Asset Management Shareholder Meeting EXHIBIT 99.1 Brookfield Asset Management Shareholder Meeting NEW YORK, Dec. 02, 2024 (GLOBE NEWSWIRE) - Brookfield Asset Management Ltd. (NYSE: BAM, TSX: BAM) (“BAM”) today announced that due to a postal strike in Canada, it will not be able to mail its meeting materials to meet regulatory requirements for its upcoming special meeting of shareholders (the “Meeting”) originally to be held on Decemb |
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November 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of: November 2024 Commission File Number: 001-41563 BROOKFIELD ASSET MANAGEMENT LTD. |
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November 12, 2024 |
Form 52-109F2 Certification of Interim Filings Full Certificate Form 52-109F2 Certification of Interim Filings Full Certificate I, Bruce Flatt, Chief Executive Officer, Brookfield Asset Management Ltd. |
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November 12, 2024 |
Form 52-109F2 Certification of Interim Filings Full Certificate Form 52-109F2 Certification of Interim Filings Full Certificate I, Hadley Peer Marshall, Chief Financial Officer, Brookfield Asset Management Ltd. |
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November 12, 2024 |
CONTENTS Letter to Shareholders 4 Management's Discussion & Analysis 9 Financial Statements 68 3 LETTER TO SHAREHOLDERS Overview We generated record results in the third quarter. |
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November 4, 2024 |
EXHIBIT 99.1 Brookfield Asset Management Announces Record Third Quarter Results Fee-Related Earnings up 14% Year-Over-Year to $644 Million $135 Billion of Capital Raised Over LTM, Growing Fee-Bearing Capital 23% to $539 Billion Brookfield Takes Initial Steps to Enhance Shareholder Ownership and Index Inclusion NEW YORK, Nov. 04, 2024 (GLOBE NEWSWIRE) - Brookfield Asset Management Ltd. (NYSE: BAM, |
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November 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2024 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toront |
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November 1, 2024 |
ARRANGEMENT AGREEMENT BROOKFIELD ASSET MANAGEMENT LTD. BROOKFIELD CORPORATION October 31, 2024 Exhibit 99.2 EXECUTION VERSION ARRANGEMENT AGREEMENT BETWEEN BROOKFIELD ASSET MANAGEMENT LTD. and BROOKFIELD CORPORATION October 31, 2024 TABLE OF CONTENTS Page ARTICLE 1 INTERPRETATION 2 1.1 Definitions 2 1.2 Construction 8 1.3 Currency 8 1.4 BN Disclosure Letter 8 1.5 Schedules 9 ARTICLE 2 THE ARRANGEMENT 9 2.1 Arrangement 9 2.2 Effective Date and Effective Time 9 2.3 Interim Order 9 2.4 BAM Mee |
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November 1, 2024 |
EXHIBIT 99.1 Brookfield Announces Steps to Enhance Corporate Structure and Broaden Shareholder Ownership of Brookfield Asset Management BAM Shareholders to Vote at a Special Meeting to Be Held on December 20, 2024 NEW YORK, Oct. 31, 2024 (GLOBE NEWSWIRE) - Brookfield Asset Management Ltd. (NYSE: BAM, TSX: BAM) and Brookfield Corporation (NYSE: BN, TSX: BN) today announced steps towards enhancing B |
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November 1, 2024 |
FORM 51-102F3 MATERIAL CHANGE REPORT Exhibit 99.1 FORM 51-102F3 MATERIAL CHANGE REPORT Item 1 Name and Address of Company Brookfield Asset Management Ltd. (“BAM”) Brookfield Place 250 Vesey Street, 15th Floor New York, New York 10281-0221 United States Item 2 Date of Material Change October 31, 2024 Item 3 News Release A joint news release with respect to the material change was disseminated by BAM and Brookfield Corporation (“BN”) o |
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November 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of: November 2024 Commission File Number: 001-41563 BROOKFIELD ASSET MANAGEMENT LTD. |
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November 1, 2024 |
Exhibit 99.1 TSX TRUST COMPANY VIA ELECTRONIC TRANSMISSION November 1, 2024 TO ALL APPLICABLE EXCHANGES AND COMMISSIONS: RE: BROOKFIELD ASSET MANAGEMENT LTD. Confirmation of Notice of Record and Meeting Dates We are pleased to confirm that Notice of Record and Meeting Dates was sent to The Canadian Depository for Securities. We advise the following with respect to the upcoming Special Meeting of S |
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November 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2024 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toronto |
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November 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of: November 2024 Commission File Number: 001-41563 BROOKFIELD ASSET MANAGEMENT LTD. |
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October 9, 2024 |
Brookfield Asset Management to Host Third Quarter 2024 Results Conference Call EXHIBIT 99.1 Brookfield Asset Management to Host Third Quarter 2024 Results Conference Call BROOKFIELD, NEWS, Oct. 09, 2024 (GLOBE NEWSWIRE) - Brookfield Asset Management Ltd. (NYSE: BAM, TSX: BAM) will host its third quarter 2024 conference call and webcast on Monday, November 4, 2024 at 10:00 a.m. (ET). Results will be released that morning prior to 7:00 a.m. (ET) and will be available on our we |
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October 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2024 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toronto |
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October 8, 2024 |
EXHIBIT 99.1 Brookfield Oaktree Wealth Solutions Survey Highlights Investor Demand for Alternative Investments and Critical Role of Financial Advisors New data from “The Alts Institute” provides key insights into the value of alternatives in end investor portfolios NEW YORK, Oct. 08, 2024 (GLOBE NEWSWIRE) - Brookfield Oaktree Wealth Solutions, a leading provider of alternative investments to finan |
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October 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2024 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toronto |
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September 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2024 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toron |
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September 23, 2024 |
EXHIBIT 99.1 Brookfield Raises $2.4 billion for Catalytic Transition Fund Supported by Anchor Commitment from ALTÉRRA Additional capital raised from CDPQ, GIC, Prudential and Temasek, among others Targeting up to $5 billion, anchored by $1 billion catalytic capital investment by ALTÉRRA BROOKFIELD, NEWS, Sept. 23, 2024 (GLOBE NEWSWIRE) - Brookfield Asset Management (NYSE: BAM, TSX: BAM) (“Brookfie |
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September 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2024 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toron |
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September 9, 2024 |
Brookfield Asset Management and Brookfield Corporation to Host Investor Day on September 10, 2024 EXHIBIT 99.1 Brookfield Asset Management and Brookfield Corporation to Host Investor Day on September 10, 2024 BROOKFIELD, News, Sept. 09, 2024 (GLOBE NEWSWIRE) - Brookfield Asset Management Ltd. (NYSE: BAM, TSX: BAM) and Brookfield Corporation (NYSE: BN, TSX: BN) announced that they will host their Investor Day on Tuesday, September 10, 2024. Brookfield Asset Management’s event will run from 10:0 |
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August 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of: August 2024 Commission File Number: 001-41563 BROOKFIELD ASSET MANAGEMENT LTD. |
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August 9, 2024 |
Form 52-109F2 Certification of Interim Filings Full Certificate Form 52-109F2 Certification of Interim Filings Full Certificate I, Hadley Peer Marshall, Chief Financial Officer, Brookfield Asset Management Ltd. |
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August 9, 2024 |
Form 52-109F2 Certification of Interim Filings Full Certificate Form 52-109F2 Certification of Interim Filings Full Certificate I, Bruce Flatt, Chief Executive Officer, Brookfield Asset Management Ltd. |
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August 9, 2024 |
CONTENTS Letter to Shareholders 4 Management's Discussion & Analysis 8 Financial Statements 63 3 LETTER TO SHAREHOLDERS Overview We delivered strong results in the second quarter and now have approximately $1 trillion of assets under management. |
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August 7, 2024 |
6-K 1 f6k080724.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2024 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay |
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August 7, 2024 |
EXHIBIT 99.1 Brookfield Asset Management Announces Strong Second Quarter Assets Under Management Now Approximately $1 Trillion $68 Billion of Capital Raised in the Quarter Annualized FRE and DE Grew 11% and 12% to $2.5 Billion and $2.4 Billion BROOKFIELD, NEWS, Aug. 07, 2024 (GLOBE NEWSWIRE) - Brookfield Asset Management Ltd. (NYSE: BAM, TSX: BAM) today announced financial results for the quarter |
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July 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2024 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toronto, O |
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July 9, 2024 |
Brookfield Asset Management Ltd. Sets Second Quarter 2024 Results Conference Call EXHIBIT 99.1 Brookfield Asset Management Ltd. Sets Second Quarter 2024 Results Conference Call BROOKFIELD, NEWS, July 09, 2024 (GLOBE NEWSWIRE) - Brookfield Asset Management Ltd. (NYSE: BAM, TSX: BAM) is set to publish its financial results for the second quarter 2024 on August 7, 2024, prior to 7:00 a.m. ET. These results will be made available on our website at www.bam.brookfield.com/news-events |
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June 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2024 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toronto, O |
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June 13, 2024 |
EXHIBIT 99.1 Brookfield Opens Fundraising for Catalytic Transition Fund with Anchor Commitment from ALTÉRRA Targeted to Raise up to $5 billion to Scale Up Climate Finance in Emerging Markets First dedicated fund introduced for transition investing in emerging markets $1 billion committed by UAE-backed ALTÉRRA CTF first close expected by the end of 2024 BROOKFIELD, NEWS, June 13, 2024 (GLOBE NEWSWI |
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June 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2024 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toronto, O |
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June 10, 2024 |
Brookfield Asset Management Announces Results of Annual Meeting of Shareholders EXHIBIT 99.1 Brookfield Asset Management Announces Results of Annual Meeting of Shareholders BROOKFIELD, NEWS, June 07, 2024 (GLOBE NEWSWIRE) - Brookfield Asset Management Ltd. (NYSE: BAM, TSX: BAM) today announced that all six nominees proposed for election to the board of directors by holders of Class A Limited Voting Shares (“Class A Shares”) and all six nominees proposed for election to the bo |
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June 7, 2024 |
Form 51-102F3 Material Change Report Exhibit 99.1 Form 51-102F3 Material Change Report Item 1 – Name and Address of Company Brookfield Asset Management Ltd. (the “Corporation”) Suite 100, Brookfield Place 181 Bay Street Toronto, ON M5J 2T3 Item 2 – Date of Material Change May 31, 2024 Item 3 – News Release The news release announcing that the material change (would be effective May 31st) and referred to in this report was issued thro |
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June 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of: June 2024 Commission File Number: 001-41563 BROOKFIELD ASSET MANAGEMENT LTD. |
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May 31, 2024 |
CODE OF BUSINESS CONDUCT AND ETHICS May 2024 Exhibit 99.1 CODE OF BUSINESS CONDUCT AND ETHICS May 2024 Brookfield Asset Management Ltd. Brookfield Asset Management ULC SUMMARY OF THE CODE’S PRINCIPLES1 PROTECTING THE COMPANY’S ASSETS, RESOURCES AND DATA ● We often have sensitive confidential information about Brookfield, other companies, our Clients2 and investors, and our directors, officers and employees; preserving the integrity of this i |
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May 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of: May 2024 Commission File Number: 001-41563 BROOKFIELD ASSET MANAGEMENT LTD. |
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May 22, 2024 |
Exhibit 107 EX-FILING FEES Calculation of Filing Fee Tables Form F-10 (Form Type) BROOKFIELD ASSET MANAGEMENT LTD. |
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May 22, 2024 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X Appointment of Agent for Service of Process and Undertaking A. Name of issuer or person filing (the “Filer”): Brookfield Asset Management Ltd. B. (1) This is [check one]: ☒ an original filing for the Filer ☐ an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in accordance with |
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May 22, 2024 |
Form of Subordinated Trust Indenture* EX-7.2 Exhibit 7.2 BROOKFIELD ASSET MANAGEMENT LTD. AND [], as Trustee SUBORDINATED INDENTURE Dated as of [•], 20[•] TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 1 1.1 Definitions 1 1.2 ComplianceCertificates and Opinions 7 1.3 Formof Documents Delivered to Trustee 8 1.4 Acts of Holders; Record Dates. 9 1.5 Notices,Etc., to Trustee and Company 11 1.6 Not |
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May 22, 2024 |
EX-7.1 Exhibit 7.1 BROOKFIELD ASSET MANAGEMENT LTD. AND [], as Trustee INDENTURE Dated as of [•], 20[•] TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 1 1.1 Definitions 1 1.2 Compliance Certificates and Opinions 7 1.3 Form of Documents Delivered to Trustee 8 1.4 Acts of Holders; Record Dates 8 1.5 Notices, Etc., to Trustee and Company 10 1.6 Notice to Hold |
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May 22, 2024 |
As filed with the Securities and Exchange Commission on May 21, 2024. F-10 Table of Contents As filed with the Securities and Exchange Commission on May 21, 2024. |
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May 13, 2024 |
Form 52-109F2 Certification of Interim Filings Full Certificate Form 52-109F2 Certification of Interim Filings Full Certificate I, Bahir Manios, Chief Financial Officer, Brookfield Asset Management Ltd. |
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May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of: May 2024 Commission File Number: 001-41563 BROOKFIELD ASSET MANAGEMENT LTD. |
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May 13, 2024 |
Form 52-109F2 Certification of Interim Filings Full Certificate Form 52-109F2 Certification of Interim Filings Full Certificate I, Bruce Flatt, Chief Executive Officer, Brookfield Asset Management Ltd. |
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May 13, 2024 |
CONTENTS Letter to Shareholders 4 Management's Discussion & Analysis 7 Financial Statements 58 3 LETTER TO SHAREHOLDERS Overview We had a strong start to the year. |
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May 8, 2024 |
EXHIBIT 99.1 Brookfield Asset Management Announces Strong First Quarter Results Insurance Flows and Castlelake Add $75 Billion of AUM Since Quarter End $106 Billion of Dry Powder Available to Invest BROOKFIELD, NEWS, May 08, 2024 (GLOBE NEWSWIRE) - Brookfield Asset Management Ltd. (NYSE: BAM, TSX: BAM) today announced financial results for the quarter ended March 31, 2024. Connor Teskey, President |
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May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2024 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toronto, On |
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May 7, 2024 |
NOTICE OF ANNUAL MEETING OF SHAREHOLDERS AND AVAILABILITY OF INVESTOR MATERIALS Exhibit 99.2 NOTICE OF ANNUAL MEETING OF SHAREHOLDERS AND AVAILABILITY OF INVESTOR MATERIALS An Annual Meeting of Shareholders of Brookfield Asset Management Ltd. (“BAM”) will be held on Friday, June 7, 2024 at 2:00 p.m. (Toronto time) in a virtual meeting format via live audio webcast at: https://web.lumiagm.com/425470513, to: 1. receive the consolidated financial statements of BAM for the fiscal |
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May 7, 2024 |
Brookfield Asset Management Ltd. PROXY CLASS A LIMITED VOTING SHARES Exhibit 99.1 Brookfield Asset Management Ltd. PROXY CLASS A LIMITED VOTING SHARES PROXY, solicited by management, for the Annual Meeting of Shareholders of Brookfield Asset Management Ltd. (the “Corporation”) to be held on Friday, June 7, 2024 at 2:00 p.m. (Toronto time), via live audio webcast online at https://web.lumiagm.com/425470513 (the “Meeting”) password “brookfield2024” (case sensitive) |
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May 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of: May 2024 Commission File Number: 001-41563 BROOKFIELD ASSET MANAGEMENT LTD. |
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May 6, 2024 |
EXHIBIT 99.1 Brookfield Asset Management and Castlelake to Enter into Strategic Partnership Brookfield to acquire 51% interest in Castlelake’s fee-related earnings and invest in the firm’s funds and strategies, total capital amounting to $1.5B BROOKFIELD NEWS, May 06, 2024 (GLOBE NEWSWIRE) - Brookfield Asset Management (NYSE: BAM, TSX: BAM) (“Brookfield”) and Castlelake L.P. (“Castlelake”), an alt |
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May 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2024 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toronto, On |
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April 12, 2024 |
Brookfield Asset Management Ltd. Sets First Quarter 2024 Results Conference Call EXHIBIT 99.1 Brookfield Asset Management Ltd. Sets First Quarter 2024 Results Conference Call BROOKFIELD, NEWS, April 12, 2024 (GLOBE NEWSWIRE) - Brookfield Asset Management Ltd. (NYSE: BAM, TSX: BAM) is set to publish its financial results for the first quarter 2024 on May 8, 2024, prior to 7:00 a.m. ET. These results will be made available on our website at www.bam.brookfield.com/news-events/pre |
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April 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2024 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toronto, |
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March 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 UNDER the Securities Exchange Act of 1934 For the month of: March 2024 Commission File Number: 001-41563 BROOKFIELD ASSET MANAGEMENT LTD. |
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March 19, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 99.7 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in Registration Statement No. 333-268783 on Form S-8 and to the use of our reports dated March 19, 2024 relating to the financial statements of Brookfield Asset Management Ltd. and the effectiveness of Brookfield Asset Management Ltd.’s internal control over financial reporting appear |
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March 19, 2024 |
Exhibit 99.5 CERTIFICATION PURSUANT TO RULE 13A-14(B) OR RULE 15D-14 (B) OF THE SECURITIES EXCHANGE ACT OF 1934 AND SECTION 1350 OF CHAPTER 63 OF TITLE 18 OF THE UNITED STATES CODE In connection with the Annual Report of Brookfield Asset Management Ltd. (the “Company”) on Form 40-F for the year ended December 31, 2023, as filed with the Securities and Exchange Commission on the date hereof (the “R |
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March 19, 2024 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM F-X Appointment of Agent for Service of Process and Undertaking A.Name of issuer or person filing (the “Filer”): BROOKFIELD ASSET MANAGEMENT LTD. B.(1) This is [check one]: ☒ an original filing for the Filer ☐ an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in accordance with Reg |
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March 19, 2024 |
Exhibit 99.3 CERTIFICATION I, Bruce Flatt, certify that: 1.I have reviewed this annual report on Form 40-F of Brookfield Asset Management Ltd.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
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March 19, 2024 |
BROOKFIELD ASSET MANAGEMENT LTD. BROOKFIELD ASSET MANAGEMENT LTD. SUSTAINABILITY 17 Sustainability at Brookfield Our sustainability strategy is centered on supporting business resilience and creating value for our investors and stakeholders—now and in the future. We manage our investments by combining economic goals with responsible corporate citizenship. This is consistent with our longstanding philosophy of conducting business |
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March 19, 2024 |
Brookfield Asset Management Completes Annual Filings and Announces Management Changes EXHIBIT 99.1 Brookfield Asset Management Completes Annual Filings and Announces Management Changes BROOKFIELD, NEWS, March 19, 2024 (GLOBE NEWSWIRE) - Brookfield Asset Management Ltd. (NYSE: BAM, TSX: BAM) announced that it has filed its 2023 annual materials on Form 40-F, including its audited financial statements and management’s discussion and analysis for the year ended December 31, 2023, with |
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March 19, 2024 |
audited consolidated financial statements BROOKFIELD ASSET MANAGEMENT LTD. MANAGEMENT’S DISCUSSION AND ANALYSIS ORGANIZATION OF MANAGEMENT’S DISCUSSION AND ANALYSIS (“MD&A”) PART 1 – OVERVIEW OF OUR BUSINESS Real Estate 38 Introduction 6 Private Equity 40 Basis of Presentation 6 Credit and Other 42 Business History 6 PART 6 – RECONCILIATION OF U.S. GAAP TO Business Overview 6 NON-GAAP MEASURES Value Creation 7 Reconciliation of Net Income |
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March 19, 2024 |
CONSENT OF INDEPENDENT AUDITORS Exhibit 99.8 CONSENT OF INDEPENDENT AUDITORS We consent to the incorporation by reference in Registration Statement No. 333-268783 on Form S-8 of Brookfield Asset Management Ltd. and to the use our report dated March 19, 2024 relating to the financial statements of Brookfield Asset Management ULC appearing in this Annual Report on Form 40-F of Brookfield Asset Management Ltd. for the year ended De |
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March 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2024 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toronto, |
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March 19, 2024 |
COMPENSATION RECOVERY POLICY December 2023 COMPENSATION RECOVERY POLICY December 2023 Scope This Compensation Recovery Policy (the “Policy”) applies to any individual who is or was an Executive Officer (as defined below) of Brookfield Asset Management Ltd. |
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March 19, 2024 |
TABLE OF CONTENTS THE MANAGER 1 CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING STATEMENTS AND INFORMATION 2 CAUTIONARY STATEMENT REGARDING THE USE OF NON-GAAP MEASURES 4 ORGANIZATIONAL STRUCTURE 5 DEVELOPMENT OF THE BUSINESS 5 BUSINESS OF THE MANAGER 8 CODE OF BUSINESS CONDUCT AND ETHICS 18 BUSINESS ENVIRONMENT AND RISKS 18 SUSTAINABILITY 18 CORPORATE GOVERNANCE PRACTICES 24 DIRECTOR AND OFFICERS |
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March 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 40-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 40-F (Check One) ¨ Registration statement pursuant to Section 12 of the Securities Exchange Act of 1934 or x Annual report pursuant to Section 13(a) or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2023 Commission file number 001-41563 BROOKFIELD ASSET MANAGEMENT LTD. British Columbia |
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March 19, 2024 |
Exhibit 99.4 CERTIFICATION I, Bahir Manios, certify that: 1.I have reviewed this annual report on Form 40-F of Brookfield Asset Management Ltd.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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March 19, 2024 |
Exhibit 99.6 CERTIFICATION PURSUANT TO RULE 13A-14(B) OR RULE 15D-14 (B) OF THE SECURITIES EXCHANGE ACT OF 1934 AND SECTION 1350 OF CHAPTER 63 OF TITLE 18 OF THE UNITED STATES CODE In connection with the Annual Report of Brookfield Asset Management Ltd. (the “Company”) on Form 40-F for the year ended December 31, 2023, as filed with the Securities and Exchange Commission on the date hereof (the “R |
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February 9, 2024 |
SC 13G 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Brookfield Asset Management Ltd. (Name of Issuer) Common Stock (Title of Class of Securities) 113004105 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropria |
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February 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2024 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toront |
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February 7, 2024 |
EXHIBIT 99.1 Brookfield Asset Management Announces Strong Fourth Quarter Results and 19% Dividend Increase $93 Billion of Capital Inflows, Prior to AEL Transaction $107 Billion of Dry Powder Available to Deploy BROOKFIELD, NEWS, Feb. 07, 2024 (GLOBE NEWSWIRE) - Brookfield Asset Management Ltd. (NYSE: BAM, TSX: BAM) today announced financial results for the quarter ended December 31, 2023. Connor T |
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February 5, 2024 |
EXHIBIT 99.1 Brookfield Announces $10 Billion First Closing for Second Brookfield Global Transition Fund World’s largest private fund dedicated to investing in the net zero economy On track to exceed previous transition fund size BROOKFIELD, NEWS, Feb. 05, 2024 (GLOBE NEWSWIRE) - Brookfield Asset Management (NYSE: BAM, TSX: BAM) (“Brookfield”) announced today that it has raised $10 billion in the |
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February 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2024 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toront |
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January 18, 2024 |
Brookfield Asset Management Ltd. Sets Fourth Quarter 2023 Results Conference Call EXHIBIT 99.1 Brookfield Asset Management Ltd. Sets Fourth Quarter 2023 Results Conference Call BROOKFIELD, NEWS, Jan. 18, 2024 (GLOBE NEWSWIRE) - Brookfield Asset Management Ltd. (NYSE: BAM, TSX: BAM) is set to publish its financial results for the fourth quarter 2023 on Wednesday, February 7, 2024, prior to 7:00 a.m. (EST). These results will be made available on our website at: https://bam.brook |
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January 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2024 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toronto |
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January 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2024 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toronto |
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January 9, 2024 |
Brookfield Asset Management Announces Renewal of Normal Course Issuer Bid EXHIBIT 99.1 Brookfield Asset Management Announces Renewal of Normal Course Issuer Bid BROOKFIELD, NEWS, Jan. 09, 2024 (GLOBE NEWSWIRE) - Brookfield Asset Management Ltd. (NYSE: BAM, TSX: BAM) (“Brookfield Asset Management”) today announced it has received approval from the Toronto Stock Exchange (the “TSX”) for the renewal of its normal course issuer bid to purchase up to 34,605,494 Class A Limit |
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December 21, 2023 |
EXHIBIT 99.1 Canada Growth Fund Announces Strategic Investment in Entropy Inc. and Carbon Credit Offtake Commitment BROOKFIELD, NEWS, Dec. 21, 2023 (GLOBE NEWSWIRE) - Brookfield Asset Management Ltd. (NYSE: BAM, TSX: BAM) and Canada Growth Fund Inc. ("CGF") and Advantage Energy Ltd. (TSX: AAV) ("Advantage") today announce that CGF has entered into a strategic investment agreement with Entropy Inc. |
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December 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2023 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toront |
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December 21, 2023 |
EXHIBIT 99.1 Brookfield and Everise Announce the Successful Closure of Investment by Warburg Pincus, for the Next Phase of Growth BROOKFIELD, NEWS, Dec. 21, 2023 (GLOBE NEWSWIRE) - Brookfield Asset Management Ltd. (NYSE: BAM, TSX: BAM) and Everise, a leading global healthcare services outsourcing company, announced today the successful completion of Everise's previously announced investment from W |
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December 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2023 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toront |
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December 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2023 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toront |
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December 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2023 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toront |
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December 1, 2023 |
Brookfield Raises Record $30 Billion For Flagship Infrastructure Strategy EXHIBIT 99.1 Brookfield Raises Record $30 Billion For Flagship Infrastructure Strategy BROOKFIELD, NEWS, Dec. 01, 2023 (GLOBE NEWSWIRE) - Brookfield Asset Management (“Brookfield”) announced today the closing of its flagship global infrastructure equity fund, Brookfield Infrastructure Fund V (“BIF V” or the “Fund”), having raised $30 billion for the strategy, including $28 billion for the Fund and |
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December 1, 2023 |
EXHIBIT 99.1 Brookfield Launches Emerging Markets Transition Fund with Anchor Commitment from ALTÉRRA Alongside Investment in the Brookfield Global Transition Fund; Both Funds to Help Deploy Over $20 Billion in Climate Initiatives UAE’s newly launched ALTÉRRA joins forces with Brookfield to enable the creation of a multi-billion catalytic fund to accelerate global energy transition ALTÉRRA commitm |
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November 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2023 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toront |
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November 29, 2023 |
Brookfield Asset Management to Present at the Goldman Sachs U.S. Financial Services Conference EXHIBIT 99.1 Brookfield Asset Management to Present at the Goldman Sachs U.S. Financial Services Conference BROOKFIELD, NEWS, Nov. 29, 2023 (GLOBE NEWSWIRE) - Brookfield Asset Management Ltd. (NYSE: BAM, TSX: BAM) announced that Bruce Flatt, Chief Executive Officer, is scheduled to present at the Goldman Sachs U.S. Financial Services Conference on Wednesday, December 6, 2023, at 2:20 p.m. ET. Mr. |
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November 13, 2023 |
EXHIBIT 99.1 Brookfield Expands its Operations in Germany with a New Frankfurt Office New office reinforces Brookfield’s commitment to the German market BROOKFIELD, NEWS, Nov. 13, 2023 (GLOBE NEWSWIRE) - Brookfield Asset Management (“Brookfield”) announced today the opening of its new Frankfurt office. The new office reinforces Brookfield’s long-term conviction in Germany and enables it to be clos |
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November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2023 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toront |
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November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of: November 2023 Commission File Number: 001-41563 BROOKFIELD ASSET MANAGEMENT LTD. |
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November 9, 2023 |
Form 52-109F2 Certification of Interim Filings Full Certificate Form 52-109F2 Certification of Interim Filings Full Certificate I, Bruce Flatt, Chief Executive Officer, Brookfield Asset Management Ltd. |
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November 9, 2023 |
TABLE OF CONTENTS LETTER TO SHAREHOLDERS 2 PART I MANAGEMENT'S DISCUSSION & ANALYSIS ITEM 1 FORWARD-LOOKING STATEMENTS 4 ITEM 2 CAUTIONARY STATEMENT REGARDING THE USE OF NON-GAAP MEASURES 6 ITEM 3 BUSINESS OVERVIEW 7 ITEM 4 KEY FINANCIAL AND OPERATING MEASURES 13 ITEM 5 REVIEW OF CONSOLIDATED FINANCIAL RESULTS 15 ITEM 6 ANALYSIS OF KEY NON-GAAP FINANCIAL AND OPERATING MEASURES 25 ITEM 7 INVESTMENT STRATEGY RESULTS 28 ITEM 8 LIQUIDITY AND CAPITAL RESOURCES 40 ITEM 9 ACCOUNTING POLICIES 42 ITEM 10 QUANTITATIVE AND QUALITATIVE RISK DISCLOSURES 43 PART II FINANCIAL STATEMENTS ITEM 11 BROOKFIELD ASSET MANAGEMENT LTD. |
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November 9, 2023 |
Form 52-109F2 Certification of Interim Filings Full Certificate Form 52-109F2 Certification of Interim Filings Full Certificate I, Bahir Manios, Chief Financial Officer, Brookfield Asset Management Ltd. |
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November 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2023 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toront |
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November 6, 2023 |
EXHIBIT 99.1 Brookfield Asset Management Announces Strong Third Quarter Results Strong Fundraising with $61 Billion of Capital Raised Year-to-Date; Remain on Track to Achieve Capital Raising Target of Close to $150 Billion $102 Billion of Dry Powder Available to Deploy into Attractive Market Opportunities BROOKFIELD, NEWS, Nov. 06, 2023 (GLOBE NEWSWIRE) - Brookfield Asset Management Ltd. (NYSE: BA |
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November 3, 2023 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-274315 SUPPLEMENT NO. 2, DATED November 3, 2023 (to the Joint Proxy Statement/Prospectus dated October 11, 2023) SUPPLEMENT TO PROXY STATEMENT FOR SPECIAL MEETING OF AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY AND PROSPECTUS FOR CLASS A LIMITED VOTING SHARES OF BROOKFIELD ASSET MANAGEMENT LTD. This joint proxy statement/prospectus supplemen |
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November 2, 2023 |
Brookfield Raises Record $6 Billion For Global Infrastructure Debt Investments EXHIBIT 99.1 Brookfield Raises Record $6 Billion For Global Infrastructure Debt Investments BROOKFIELD, NEWS, Nov. 02, 2023 (GLOBE NEWSWIRE) - Brookfield Asset Management (“Brookfield”) announced today the closing of its global infrastructure debt program, Brookfield Infrastructure Debt Fund III (“BID III” or the “Fund”). With capital commitments exceeding $6 billion, including over $400 million i |
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November 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2023 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toront |
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October 30, 2023 |
424B3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-274315 SUPPLEMENT NO. 1, DATED OCTOBER 30, 2023 (to the Joint Proxy Statement/Prospectus dated October 11, 2023) SUPPLEMENT TO PROXY STATEMENT FOR SPECIAL MEETING OF AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY AND PROSPECTUS FOR CLASS A LIMITED VOTING SHARES OF BROOKFIELD ASSET MANAGEMENT LTD. This joint proxy statement/prospectus sup |
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October 23, 2023 |
EXHIBIT 99.1 Brookfield Announces Appointment of Sir Ron Kalifa as Vice Chair and Head of Financial Infrastructure Appointment underscores Brookfield’s commitment to investing in financial infrastructure BROOKFIELD, NEWS, Oct. 23, 2023 (GLOBE NEWSWIRE) - Brookfield Asset Management (“Brookfield”) announced today the appointment of Sir Ron Kalifa as Vice Chair and Head of Financial Infrastructure i |
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October 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2023 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toronto |
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October 11, 2023 |
As filed with the Securities and Exchange Commission on October 11, 2023 Table of Contents As filed with the Securities and Exchange Commission on October 11, 2023 Registration No. |
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October 11, 2023 |
MERGER PROPOSAL—YOUR VOTE IS VERY IMPORTANT Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-274315 MERGER PROPOSAL—YOUR VOTE IS VERY IMPORTANT Dear Shareholders: As previously announced on July 5, 2023, American Equity Investment Life Holding Company (“AEL”) entered into an Agreement and Plan of Merger (the “Merger Agreement”), dated as of July 4, 2023, with Brookfield Reinsurance Ltd., a Bermuda exempted company lim |
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October 11, 2023 |
Form of Proxy Card of American Equity Investment Life Holding Company. Exhibit 99.1 American Equity Investment Life Holding Company Proxy Solicited by Board of Directors for Special Meeting of Shareholders – November 10, 2023 Anant Bhalla, David S. Mulcahy and Mark A. Schuman, or any two of them, each with the full power of substitution, are hereby authorized to represent and vote the shares of the undersigned, with all the powers which the undersigned would possess |
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October 11, 2023 |
EX-23.7 Exhibit 23.7 October 11, 2023 Board of Directors American Equity Investment Life Holding Company 6000 Westown Parkway West Des Moines, IA 50266 Re: Registration Statement on Form F-4/A of Brookfield Asset Management Ltd., filed October 11, 2023 (the “Registration Statement”) Ladies and Gentlemen: Reference is made to our opinion letter, dated July 4, 2023 (“Opinion Letter”), with respect t |
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October 11, 2023 |
Consent of J.P. Morgan Securities LLC. EX-23.8 Exhibit 23.8 CONSENT OF J.P. MORGAN SECURITIES LLC We hereby consent to (i) the inclusion of our opinion letter dated July 4, 2023 to the Board of Directors of American Equity Investment Life Holding Company (the “Company”) as Annex C to the joint proxy statement/prospectus, which forms a part of the registration statement on Form F-4/A (the “Registration Statement”) relating to the propos |
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October 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2023 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toronto |
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October 5, 2023 |
Brookfield Asset Management Ltd. Sets Third Quarter 2023 Results Conference Call EXHIBIT 99.1 Brookfield Asset Management Ltd. Sets Third Quarter 2023 Results Conference Call BROOKFIELD, NEWS, Oct. 05, 2023 (GLOBE NEWSWIRE) - Brookfield Asset Management Ltd. (NYSE: BAM, TSX: BAM) is set to publish its financial results for the third quarter 2023 on Monday, November 6, 2023, prior to 7:00 am (ET). These results will be made available on our website at: https://bam.brookfield.co |
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October 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2023 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toronto |
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October 3, 2023 |
Brookfield Raises $12 Billion for Flagship Global Private Equity Program EXHIBIT 99.1 Brookfield Raises $12 Billion for Flagship Global Private Equity Program BROOKFIELD, NEWS, Oct. 03, 2023 (GLOBE NEWSWIRE) - Brookfield Asset Management announced today the closing of its latest flagship global private equity program, Brookfield Capital Partners VI (“BCP VI” or the “Fund”). With $12 billion in total capital raised for the strategy, BCP VI is the largest private equity |
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September 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2023 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toron |
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September 11, 2023 |
Brookfield Asset Management to Host Investor Day on September 12, 2023 EXHIBIT 99.1 Brookfield Asset Management to Host Investor Day on September 12, 2023 BROOKFIELD, NEWS, Sept. 11, 2023 (GLOBE NEWSWIRE) - Brookfield Asset Management Ltd. (NYSE: BAM, TSX: BAM) announced that it will host an Investor Day on Tuesday, September 12, 2023. The event will run from 10:30 a.m. (ET) until 1:30 p.m. (ET). The live webcast, along with a copy of the presentation, can be accesse |
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September 1, 2023 |
Form of Stock Certificate of Class A Limited Voting Shares of Brookfield Asset Management Ltd. Exhibit 4.1 NUMBER/NUMÉRO 5863616 This certifies that PROOF XXXXXXXXXXXXXXXXXXXXXX *12345678901 ******************* XXXXXXXXXXXXXXXXXXXXXXXXX**12345678901 ****************** XXXXXXXXXXXXXXXXXXXXXXXX ***12345678901 ****************** XXXXXXXXXXXXXXXXXXXXXXXXXXXXXX SHARES/ACTIONS XXXXXXXXXXXXXXXXXXXXXXXXXXX CUSIP: 113004105 *****12345678901 ******************* XXXXXXXXXXXXXXXXXXXXXXX. ISIN:CA1130041 |
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September 1, 2023 |
Form of Proxy Card of American Equity Investment Life Holding Company. Exhibit 99.1 PRELIMINARY PROXY CARD – SUBJECT TO COMPLETION American Equity Investment Life Holding Company Proxy Solicited by Board of Directors for Special Meeting of Shareholders – [ ], 2023 Anant Bhalla, David S. Mulcahy and Mark A. Schuman, or any two of them, each with the full power of substitution, are hereby authorized to represent and vote the shares of the undersigned, with all the powe |
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September 1, 2023 |
Consent of J.P. Morgan Securities LLC. EX-23.8 Exhibit 23.8 CONSENT OF J.P. MORGAN SECURITIES LLC We hereby consent to (i) the inclusion of our opinion letter dated July 4, 2023 to the Board of Directors of American Equity Investment Life Holding Company (the “Company”) as Annex C to the joint proxy statement/prospectus, which forms a part of the registration statement on Form F-4 (the “Registration Statement”) relating to the proposed |
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September 1, 2023 |
EX-23.7 Exhibit 23.7 September 1, 2023 Board of Directors American Equity Investment Life Holding Company 6000 Westown Parkway West Des Moines, IA 50266 Re: Registration Statement on Form F-4 of Brookfield Asset Management Ltd., filed September 1, 2023 (the “Registration Statement”) Ladies and Gentlemen: Reference is made to our opinion letter, dated July 4, 2023 (“Opinion Letter”), with respect t |
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September 1, 2023 |
Table of Contents As filed with the Securities and Exchange Commission o n September 1, 2 023 Registration No. |
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September 1, 2023 |
Calculation of Filing Fee Table. Exhibit 107 Calculation of Filing Fee Tables Form F-4 (Form Type) BROOKFIELD ASSET MANAGEMENT LTD. |
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August 14, 2023 |
TABLE OF CONTENTS LETTER TO SHAREHOLDERS 2 PART I MANAGEMENT'S DISCUSSION & ANALYSIS ITEM 1 FORWARD-LOOKING STATEMENTS 4 ITEM 2 CAUTIONARY STATEMENT REGARDING THE USE OF NON-GAAP MEASURES 6 ITEM 3 BUSINESS OVERVIEW 7 ITEM 4 KEY FINANCIAL AND OPERATING MEASURES 13 ITEM 5 REVIEW OF CONSOLIDATED FINANCIAL RESULTS 15 ITEM 6 ANALYSIS OF KEY NON-GAAP FINANCIAL AND OPERATING MEASURES 25 ITEM 7 INVESTMENT STRATEGY RESULTS 28 ITEM 8 LIQUIDITY AND CAPITAL RESOURCES 41 ITEM 9 ACCOUNTING POLICIES 43 ITEM 10 QUANTITATIVE AND QUALITATIVE RISK DISCLOSURES 44 PART II FINANCIAL STATEMENTS ITEM 11 BROOKFIELD ASSET MANAGEMENT LTD. |
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August 14, 2023 |
Form 52-109F2 Certification of Interim Filings Full Certificate Form 52-109F2 Certification of Interim Filings Full Certificate I, Bruce Flatt, Chief Executive Officer, Brookfield Asset Management Ltd. |
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August 14, 2023 |
Form 52-109F2 Certification of Interim Filings Full Certificate Form 52-109F2 Certification of Interim Filings Full Certificate I, Bahir Manios, Chief Financial Officer, Brookfield Asset Management Ltd. |
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August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of: August 2023 Commission File Number: 001-41563 BROOKFIELD ASSET MANAGEMENT LTD. |
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August 9, 2023 |
EXHIBIT 99.1 Brookfield Asset Management Announces Strong Second Quarter Results $37 billion of Capital Raised Year-to-Date; On Track to Achieve Record Inflows of Close to $150 Billion in 2023 Closed Record $27 Billion for Infrastructure Fund to Date Committed to New Investments of $50 Billion Year-to-Date BROOKFIELD, NEWS, Aug. 09, 2023 (GLOBE NEWSWIRE) - Brookfield Asset Management Ltd. (NYSE: B |
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August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2023 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toronto, |
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July 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2023 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toronto, O |
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July 17, 2023 |
CODE OF BUSINESS CONDUCT AND ETHICS June 2023 Exhibit 99.1 CODE OF BUSINESS CONDUCT AND ETHICS June 2023 Brookfield Asset Management Ltd. Brookfield Asset Management ULC SUMMARY OF THE CODE’S PRINCIPLES1 PROTECTING THE COMPANY’S ASSETS, RESOURCES AND DATA · We often have sensitive confidential information about Brookfield, other companies, our Clients2 and investors, and our directors, officers and employees; preserving the integrity of this |
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July 13, 2023 |
Brookfield Asset Management to Present at RBC Investor Luncheon EXHIBIT 99.1 Brookfield Asset Management to Present at RBC Investor Luncheon BROOKFIELD, NEWS, July 13, 2023 (GLOBE NEWSWIRE) - Brookfield Asset Management Ltd. (NYSE: BAM, TSX: BAM) announced that Sachin Shah, CEO of Brookfield Insurance Solutions, and Bahir Manios, Chief Financial Officer of Brookfield Asset Management, will be presenting at an investor luncheon hosted by RBC Capital Markets. Th |
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July 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2023 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toronto, O |
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July 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2023 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toronto, O |
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July 12, 2023 |
Brookfield Asset Management Ltd. Sets Second Quarter 2023 Results Conference Call EXHIBIT 99.1 Brookfield Asset Management Ltd. Sets Second Quarter 2023 Results Conference Call BROOKFIELD, NEWS, July 12, 2023 (GLOBE NEWSWIRE) - Brookfield Asset Management Ltd. (NYSE: BAM, TSX: BAM) is set to publish its financial results for the second quarter 2023 on Wednesday, August 9, 2023, prior to 7:00 a.m. (ET). These results will be made available on our website at https://bam.brookfiel |
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July 5, 2023 |
Brookfield Reinsurance to Acquire AEL in $4.3 Billion Transaction Filed by Brookfield Asset Management Ltd. Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: American Equity Investment Life Holding Company Commission File No. 001-31911 Date: July 5, 2023 Brookfield Reinsurance to Acquire AEL in $4.3 Billion Transaction BROOKFIELD, NEWS, |
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July 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2023 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toronto, O |
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July 5, 2023 |
Brookfield Reinsurance to Acquire AEL in $4.3 Billion Transaction EdgarFiling EXHIBIT 99.1 Brookfield Reinsurance to Acquire AEL in $4.3 Billion Transaction BROOKFIELD, NEWS, July 05, 2023 (GLOBE NEWSWIRE) - Brookfield Reinsurance (NYSE, TSX: BNRE) and American Equity Investment Life Holding Company (NYSE: AEL) (“AEL”) today announced that they have entered into a definitive agreement whereby Brookfield Reinsurance will acquire all of the outstanding shares of c |
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June 27, 2023 |
Brookfield Reinsurance Submits Proposal to Acquire AEL for $4.3 Billion EdgarFiling EXHIBIT 99.1 Brookfield Reinsurance Submits Proposal to Acquire AEL for $4.3 Billion BROOKFIELD, NEWS, June 27, 2023 (GLOBE NEWSWIRE) - Brookfield today announced that following close of markets on June 26, 2023, Brookfield Reinsurance (NYSE, TSX: BNRE) delivered a letter to the board of directors of American Equity Investment Life Holding Company (NYSE: AEL) (“AEL”) setting forth a pr |
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June 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2023 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toronto, O |
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June 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2023 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toronto, O |
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June 12, 2023 |
Brookfield Asset Management Announces Results of Annual and Special Meeting of Shareholders EXHIBIT 99.1 Brookfield Asset Management Announces Results of Annual and Special Meeting of Shareholders BROOKFIELD, NEWS, June 12, 2023 (GLOBE NEWSWIRE) - Brookfield Asset Management Ltd. (NYSE: BAM, TSX: BAM) today announced that all six nominees proposed for election to the board of directors by holders of Class A Limited Voting Shares (“Class A Shares”) and all six nominees proposed for electi |
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June 5, 2023 |
EXHIBIT 99.1 Brookfield Asset Management to Present at the Morgan Stanley US Financials, Payments and CRE Conference BROOKFIELD, NEWS, June 05, 2023 (GLOBE NEWSWIRE) - Brookfield Asset Management Ltd. (NYSE: BAM, TSX: BAM) announced that Bruce Flatt, Chief Executive Officer, is scheduled to deliver the keynote presentation at the Morgan Stanley U.S. Financials, Payments and CRE Conference on Tuesd |
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June 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2023 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toronto, O |
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May 25, 2023 |
CODE OF BUSINESS CONDUCT AND ETHICS May 2023 Exhibit 99.1 CODE OF BUSINESS CONDUCT AND ETHICS May 2023 Brookfield Asset Management Ltd. Brookfield Asset Management ULC SUMMARY OF THE CODE’S PRINCIPLES1 PROTECTING THE COMPANY’S ASSETS, RESOURCES AND DATA · We often have sensitive confidential information about Brookfield, other companies, our Clients2 and investors, and our directors, officers and employees; preserving the integrity of this i |
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May 25, 2023 |
6-K 1 f6k052423.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2023 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Str |
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May 18, 2023 |
6-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K (Amendment No. |
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May 18, 2023 |
Brookfield Q1 INTERIM Brookfield Asset Management Ltd. EX-99.1 Brookfield 2023 Q1 INTERIM REPORT Brookfield Asset Management Ltd. TABLE OF CONTENTS LETTER TO SHAREHOLDERS 2 PART I MANAGEMENT’S DISCUSSION & ANALYSIS ITEM 1 FORWARD-LOOKING STATEMENTS 7 ITEM 2 CAUTIONARY STATEMENT REGARDING THE USE OF NON-GAAP MEASURES 9 ITEM 3 BUSINESS OVERVIEW 10 ITEM 4 KEY FINANCIAL AND OPERATING MEASURES 16 ITEM 5 REVIEW OF CONSOLIDATED FINANCIAL RESULTS 18 ITEM 6 AN |
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May 15, 2023 |
Form 52-109F2 Certification of Interim Filings Full Certificate Form 52-109F2 Certification of Interim Filings Full Certificate I, Bruce Flatt, Chief Executive Officer, Brookfield Asset Management Ltd. |
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May 15, 2023 |
Form 52-109F2 Certification of Interim Filings Full Certificate Form 52-109F2 Certification of Interim Filings Full Certificate I, Bahir Manios, Chief Financial Officer, Brookfield Asset Management Ltd. |
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May 15, 2023 |
EX-99.1 2 a2023brookfieldassetmanage.htm EX-99.1 TABLE OF CONTENTS LETTER TO SHAREHOLDERS 2 PART I MANAGEMENT'S DISCUSSION & ANALYSIS ITEM 1 FORWARD-LOOKING STATEMENTS 7 ITEM 2 CAUTIONARY STATEMENT REGARDING THE USE OF NON-GAAP MEASURES 9 ITEM 3 BUSINESS OVERVIEW 10 ITEM 4 KEY FINANCIAL AND OPERATING MEASURES 16 ITEM 5 REVIEW OF CONSOLIDATED FINANCIAL RESULTS 18 ITEM 6 ANALYSIS OF KEY NON-GAAP FIN |
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May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of: May 2023 Commission File Number: 001-41563 BROOKFIELD ASSET MANAGEMENT LTD. |
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May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2023 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toronto, On |
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May 10, 2023 |
EXHIBIT 99.1 Brookfield Asset Management Announces Strong First Quarter Results Distributable Earnings of $563 million in the First Quarter $19 billion of Capital Raised Year to Date, Leading Our 12 Months Capital Raised to Nearly $100 billion BROOKFIELD, NEWS, May 10, 2023 (GLOBE NEWSWIRE) - Brookfield Asset Management Ltd. (NYSE: BAM, TSX: BAM) today announced financial results for the quarter e |
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May 9, 2023 |
6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of: May 2023 Commission File Number: 001-41563 BROOKFIELD ASSET MANAGEMENT LTD. |