मूलभूत आँकड़े
| CIK | 1650149 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Series Portfolios Trust - Eldridge BBB-B CLO ETF
SEC Filings (Chronological Order)
यह पृष्ठ SEC फाइलिंग की एक पूरी, कालानुक्रमिक सूची प्रदान करता है, ओनरशिप फाइलिंग को छोड़कर, जो हम अन्यत्र प्रदान करते हैं।
| August 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] |
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| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] |
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| August 14, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated December 23, 2024, relating to the financial statements and financial highlights of Equable Shares Hedged Equity Fund, a series of Series Portfolios Trust, which are included in Form N-CSR for the year ended October 31, 2024, and to the references to our firm under the headings “Additional Information” and “Financial Highlights” in the Information Statement/Prospectus. |
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| August 14, 2025 |
POWER OF ATTORNEY The undersigned, representing all of the Trustees of Series Portfolios Trust (the “'Trust”) hereby appoints Ryan L. |
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| August 14, 2025 |
AMENDMENT TO THE SERIES PORTFOLIOS TRUST FUND ADMINISTRATION SERVICING AGREEMENT Portions of this exhibit have been redacted because it is both (1) not material and (2) would likely cause competitive harm to the registrant if publicly disclosed. |
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| August 14, 2025 |
SERIES PORTFOLIOS TRUST INVESTMENT ADVISORY AGREEMENT Teramo Advisors, LLC SERIES PORTFOLIOS TRUST INVESTMENT ADVISORY AGREEMENT with Teramo Advisors, LLC THIS INVESTMENT ADVISORY AGREEMENT is made as of the 25th day of July, 2025, by and between Series Portfolios Trust, a Delaware statutory trust (the “Trust”), on behalf of the series listed on Schedule A, which may be amended from time to time (each a “Fund” and together, the “Funds”), and Teramo Advisors, LLC, a limited liability company (the “Adviser”). |
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| August 14, 2025 |
AMENDMENT TO THE SERIES PORTFOLIOS TRUST CUSTODY AGREEMENT Portions of this exhibit have been redacted because it is both (1) not material and (2) would likely cause competitive harm to the registrant if publicly disclosed. |
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| August 14, 2025 |
August 14, 2025 Series Portfolios Trust 615 East Michigan Street Milwaukee, Wisconsin 53202 Re: Opinion and Consent Ladies and Gentlemen: We have been requested by Series Portfolios Trust (the “Trust”) for our opinion with respect to certain matters relating to the Equable Shares Hedged Equity Fund (the “Target Fund”), a series of the Trust. |
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| August 14, 2025 |
Equable tax opinion.docx 4934-9764-6938 Chapman and Cutler LLP 320 South Canal Street, 27th Floor T 312.845.3000 F 312.701.2361 Paul D. Carman I Partner D 312. 845.3443 M 312.315.6964 F 312.516.1443 [email protected] [] [], 2025 Dear Ladies and Gentlemen: You have requested our opinion regarding certain federal income tax consequences of the reorganization contemplated by that certain Agreement a |
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| August 14, 2025 |
As filed with the U.S. Securities and Exchange Commission on August 14, 2025 Registration No. 333-[ ] U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. [ ] Post-Effective Amendment No. [ ] (Check appropriate box or boxes) SERIES PORTFOLIOS TRUST (Exact Name of Registrant as Specified in Chart |
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| August 14, 2025 |
EIGHTH AMENDMENT TO ETF DISTRIBUTION AGREEMENT THIS EIGHTH AMENDMENT (this “Amendment”) to the ETF distribution agreement dated December 27, 2021 (the “Agreement”), between Series Portfolios Trust (the “Trust”), a Delaware statutory trust, and Quasar Distributors, LLC (together with the Trust, the “Parties”), a Delaware limited liability company, has an Effective Date of [ ], 2025. |
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| August 14, 2025 |
AMENDMENT TO THE SERIES PORTFOLIOS TRUST FUND ACCOUNTING SERVICING AGREEMENT AMENDMENT TO THE SERIES PORTFOLIOS TRUST FUND ACCOUNTING SERVICING AGREEMENT THIS AMENDMENT, effective as of October 10, 2025, to the Fund Accounting Servicing Agreement dated as of September 15, 2015, as amended (the “Agreement”), is entered into by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the “Trust”) and U. |
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| August 14, 2025 |
AMENDMENT TO THE SERIES PORTFOLIOS TRUST TRANSFER AGENT SERVICING AGREEMENT Portions of this exhibit have been redacted because it is both (1) not material and (2) would likely cause competitive harm to the registrant if publicly disclosed. |
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| July 16, 2025 |
Verity U.S. Treasury Fund July 9, 2025 Dear Financial Professional, We want to make you aware that your clients that hold shares in the above-mentioned Fund (the “Fund”) as of the record date of June 20, 2025, will soon be receiving proxy materials regarding the Special Meeting of Shareholders, slated for August 28, 2025. If the client has elected for e-delivery, they will receive an email that in |
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| July 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive |
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| June 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ☐ Check the appropriate box: x Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive |
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| February 10, 2025 |
As filed with the Securities and Exchange Commission on February 7, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 13, 2025 |
As filed with the Securities and Exchange Commission on January 13, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 23, 2024 |
SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| December 13, 2024 |
Series Portfolios Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, Wisconsin 53202 December 13, 2024 VIA EDGAR TRANSMISSION Ms. Karen Rossotto, Esq. U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Series Portfolios Trust (the “Trust”) File Nos.: 333-206240 and 811-23084 Infrastructure Capital Bond I |
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| December 4, 2024 |
SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 21, 2024 |
Unusual Whales Subversive Democratic Trading ETF Unusual Whales Subversive Republican Trading ETF IMMEDIATE ACTION NEEDED Dear Shareholder, We need your urgent attention regarding the plan of reorganization (“Plan”) of the Unusual Whales Subversive Democratic Trading ETF and the Unusual Whales Subversive Republican Trading ETF. |
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| November 13, 2024 |
Unusual Whales Subversive Democratic Trading ETF Unusual Whales Subversive Republican Trading ETF (together, the “Target Funds”), Each a series of Series Portfolios Trust November 13, 2024 Dear Shareholder, The Special Meeting of Shareholders of the above Target Funds is to be held on December 4, 2024. |
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| November 4, 2024 |
Unusual Whales Subversive Democratic Trading ETF Unusual Whales Subversive Republican Trading ETF (together, the “Target Funds”), Each a series of Series Portfolios Trust November 6, 2024 Dear Shareholder, The Special Meeting of Shareholders of the above Target Funds is less than one month away. |
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| October 21, 2024 |
Unusual Whales Subversive Republican Trading ETF IMMEDIATE ACTION NEEDED Unusual Whales Subversive Republican Trading ETF IMMEDIATE ACTION NEEDED DEAR SHAREHOLDER, As our nation prepares for an important presidential election, we want to remind you of another significant vote—yours! On December 4, 2024, at 10:00 a. |
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| October 21, 2024 |
Unusual Whales Subversive Democratic Trading ETF IMMEDIATE ACTION NEEDED Unusual Whales Subversive Democratic Trading ETF IMMEDIATE ACTION NEEDED DEAR SHAREHOLDER, As our nation prepares for an important presidential election, we want to remind you of another significant vote—yours! On December 4, 2024, at 10:00 a. |
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| October 17, 2024 |
Unusual Whales Subversive Democratic Trading ETF Unusual Whales Subversive Republican Trading ETF (together, the “Target Funds”), Each a series of Series Portfolios Trust October 18, 2024 Dear Shareholder, As a shareholder in one or more of the above Target Funds, we have sent you proxy communications in connection with a proposed Agreement and Plan of Reorganization (the “Plan”) for each Fund at the Special Meeting of Shareholders scheduled to be held on December 4, 2024. |
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| October 9, 2024 |
Unusual Whales Subversive Democratic Trading ETF Unusual Whales Subversive Republican Trading ETF (together, the “Target Funds”), Each a series of Series Portfolios Trust October 9, 2024 Dear Shareholder, As a shareholder in one or more of the above Target Funds, you received a proxy communication via e-mail or a proxy statement and proxy card(s) in the mail in connection with the Special Meeting of Shareholders to be held on December 4, 2024. |
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| October 9, 2024 |
INBOUND – OFFICES CLOSED RECORDING Subversive ETFs CALL CENTER OUTBOUND CALLING SCRIPT Hello, my name is (CSR FULL NAME). |
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| April 26, 2024 |
Post-Effective Amendment Number Series Portfolios Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 April 26, 2024 VIA EDGAR TRANSMISSION United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Series Portfolios Trust (the “Trust”) File Nos. 333-206240 and 811-23084 Subversive Generative AI ETF (S000082897) (C000246235) T |
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| March 1, 2024 |
Subversive Mental Health ETF Schedule of Investments (Unaudited) December 31, 2023 Shares Value Common Stocks — 86. |
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| March 1, 2024 |
Subversive Food Security ETF Schedule of Investments (Unaudited) December 31, 2023 Shares Value Common Stocks — 97. |
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| March 1, 2024 |
Unusual Whales Subversive Republican Trading ETF Unusual Whales Subversive Republican Trading ETF Schedule of Investments (Unaudited) December 31, 2023 Shares Value COMMON STOCKS — 99. |
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| March 1, 2024 |
Unusual Whales Subversive Democratic Trading ETF Unusual Whales Subversive Democratic Trading ETF Schedule of Investments (Unaudited) December 31, 2023 Shares Value COMMON STOCKS — 90. |
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| February 27, 2024 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on March 11, 2024, pursuant to the provisions of Rule 12d2-2 (a). |
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| December 20, 2023 |
Kayne Anderson Renewable Infrastructure Fund SCHEDULE OF INVESTMENTS (Unaudited) March 31, 2023 Shares Value COMMON STOCKS - 97. |
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| December 20, 2023 |
Kayne Anderson Renewable Infrastructure Fund Schedule of Investments (Unaudited) September 30, 2022 Shares Value LONG-TERM INVESTMENTS - 91. |
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| December 8, 2023 |
Series Portfolios Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, Wisconsin 53202 December 8, 2023 VIA EDGAR TRANSMISSION Mr. Jeff Long U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549 Re: SERIES PORTFOLIOS TRUST (the “Trust”) Securities Act Registration No.: 333-206240 Investment Company Act Registration N |
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| December 4, 2023 |
As filed with the Securities and Exchange Commission on December 4, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 27, 2023 |
Series Portfolios Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 November 27, 2023 VIA EDGAR TRANSMISSION Mr. Raymond Be United States Securities and Exchange Commission Division of Investment Management 100 F Street N.E. Washington, D.C. 20549 Re: Series Portfolios Trust (the “Trust”) File Nos. 333-206240 and 811-23084 InfraCap Small Cap Income ETF S00008315 |
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| October 27, 2023 |
Series Portfolios Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, Wisconsin 53202 October 27, 2023 VIA EDGAR TRANSMISSION Mr. Raymond Be U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Series Portfolios Trust (the “Trust”) File Nos.: 333-206240 and 811-23084 Palm Valley Capital Fund (S000065375) De |
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| September 20, 2023 |
Panagram BBB-B CLO ETF SCHEDULE OF INVESTMENTS (UNAUDITED) May 31, 2023 Principal Amount Value COLLATERALIZED LOAN OBLIGATIONS - 90. |
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| September 12, 2023 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| August 30, 2023 |
Subversive Mental Health ETF SCHEDULE OF INVESTMENTS (UNAUDITED) June 30, 2023 Shares Value COMMON STOCKS - 79. |
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| August 30, 2023 |
Unusual Whales Subversive Republican Trading ETF SCHEDULE OF INVESTMENTS (UNAUDITED) June 30, 2023 Shares Value COMMON STOCKS - 95. |
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| August 30, 2023 |
Optimize AI Smart Sentiment Event-Driven ETF SCHEDULE OF INVESTMENTS (UNAUDITED) June 30, 2023 Shares Value COMMON STOCKS - 91. |
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| August 30, 2023 |
Subversive Food Security ETF SCHEDULE OF INVESTMENTS (UNAUDITED) June 30, 2023 Shares Value COMMON STOCKS - 98. |
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| August 30, 2023 |
Subversive Decarbonization ETF SCHEDULE OF INVESTMENTS (UNAUDITED) June 30, 2023 Shares Value COMMON STOCKS - 98. |
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| August 30, 2023 |
Unusual Whales Subversive Democratic Trading ETF SCHEDULE OF INVESTMENTS (UNAUDITED) June 30, 2023 Shares Value COMMON STOCKS - 97. |
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| May 30, 2023 |
Schedule of Investments - March 31, 2023 HW Opportunities MP Fund (Unaudited) Shares COMMON STOCKS - 94. |
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| May 26, 2023 |
NPORT-EX 2 kayneanderson3.htm KARIF 3.31.23 PART F Kayne Anderson Renewable Infrastructure Fund SCHEDULE OF INVESTMENTS (Unaudited) March 31, 2023 Shares Value COMMON STOCKS - 97.18% Green Utilities - 33.00% Algonquin Power & Utilities Corp. (a) 383,700 $ 3,223,080 EDP - Energias de Portugal SA (a) 762,056 4,152,396 Enel SpA (a) 479,740 2,925,924 Eversource Energy 29,300 2,293,018 Hydro One Limite |
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| May 15, 2023 |
As filed with the Securities and Exchange Commission on May 15, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 10, 2023 |
NPORT-EX 2 sptheitmannportf.htm HEITMAN N-PORT PART F 3.31.2023 Heitman US Real Estate Securities Fund SCHEDULE OF INVESTMENTS (UNAUDITED) March 31, 2023 Shares Value REAL ESTATE INVESTMENT TRUSTS (REITs) - 98.66% Diversified REITs - 0.60% CTO Realty Growth, Inc. 38,133 $ 658,176 Health Care REITs - 10.50% Medical Properties Trust, Inc. 177,263 1,457,102 Physicians Realty Trust 73,140 1,091,980 Ve |
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| May 9, 2023 |
NPORT-EX 2 palmvalley2.htm PALM VALLEY N-PORT PART F 3.31.2023 Palm Valley Capital Fund SCHEDULE OF INVESTMENTS (Unaudited) March 31, 2023 Shares Value COMMON STOCKS - 20.50% Agencies, Brokerages, and Other Insurance Related Activities - 2.77% Crawford & Company, Class A 640,270 $ 5,352,657 Crawford & Company, Class B 28,751 220,520 5,573,177 Agriculture, Construction, and Mining Machinary Manufac |
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| May 3, 2023 |
Series Portfolios Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, Wisconsin 53202 May 3, 2023 VIA EDGAR TRANSMISSION Ms. Alison White, Esq. U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Series Portfolios Trust (the “Trust”) File Nos.: 333-206240 and 811-23084 Panagram AAA CLO ETF (S000080393) Dea |
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| April 21, 2023 |
InfraCap Equity Income Fund ETF SCHEDULE OF INVESTMENTS (UNAUDITED) February 28, 2023 Shares Value COMMON STOCKS - 71. |
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| March 31, 2023 |
NPORT-EX 2 weiss.htm Weiss Alternative Multi-Strategy Fund SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Value COMMON STOCKS - 46.03% Aerospace & Defense - 0.61% Aerojet Rocketdyne Holdings, Inc. (a) 1,466 $ 81,979 The Boeing Co. (a) 1,978 421,314 General Dynamics Corp. 737 171,765 Maxar Technologies, Inc. 790 40,819 Spirit AeroSystems Holdings, Inc., Class A (a) 1,088 39,331 TransDi |
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| March 24, 2023 |
Adaptiv Select ETF SCHEDULE OF INVESTMENTS (UNAUDITED) January 31, 2023 Shares Value COMMON STOCKS - 93. |
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| March 15, 2023 |
Equable Shares Hedged Equity Fund SCHEDULE OF INVESTMENTS (UNAUDITED) January 31, 2023 Shares Value EXCHANGE TRADED FUNDS - 95. |
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| March 15, 2023 |
Oakhurst Strategic Defined Risk Fund SCHEDULE OF INVESTMENTS (UNAUDITED) January 31, 2023 Shares Value EXCHANGE TRADED FUNDS - 68. |
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| March 1, 2023 |
NPORT-EX 2 kcalfconfidential.htm HOLDINGS Subversive Food Security ETF SCHEDULE OF INVESTMENTS (UNAUDITED) December 31, 2022 Shares Value COMMON STOCKS - 95.76% Chemicals - 54.20% American Vanguard Corp. 1,126 $ 24,445 Balchem Corp. 200 24,422 CF Industries Holdings, Inc. 332 28,286 Corteva, Inc. 417 24,511 CVR Partners LP 301 30,275 FMC Corp. 197 24,586 Incitec Pivot Ltd. (b) 12,327 31,557 Intrep |
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| March 1, 2023 |
NPORT-EX 2 optimizefconfidential.htm HOLDINGS Optimize AI Smart Sentiment Event-Driven ETF SCHEDULE OF INVESTMENTS (UNAUDITED) December 31, 2022 Shares Value COMMON STOCKS - 84.31% Airlines - 7.76% Delta Air Lines, Inc. 1,200 $ 39,432 Banks - 19.78% Bank of America Corp. 775 25,668 Citigroup, Inc. 570 25,781 JPMorgan Chase & Co. 190 25,479 Wells Fargo & Co. 600 24,774 101,702 Bevarages - 7.66% Con |
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| March 1, 2023 |
Subversive Decarbonization ETF SCHEDULE OF INVESTMENTS (UNAUDITED) December 31, 2022 Shares Value COMMON STOCKS - 99. |
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| March 1, 2023 |
Subversive Mental Health ETF SCHEDULE OF INVESTMENTS (UNAUDITED) December 31, 2022 Shares Value COMMON STOCKS - 99. |
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| March 1, 2023 |
Subversive Metaverse ETF SCHEDULE OF INVESTMENTS (UNAUDITED) December 31, 2022 Shares Value COMMON STOCKS - 92. |
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| February 15, 2023 |
Palm Valley Capital Fund SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2022 Shares Value COMMON STOCKS - 23. |
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| February 1, 2023 |
As filed with the Securities and Exchange Commission on February 1, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 27, 2023 |
Geneva SMID Cap Growth Fund SCHEDULE OF INVESTMENTS 11/30/2022 (Unaudited) Shares Value COMMON STOCKS - 96. |
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| December 19, 2022 |
As filed with the Securities and Exchange Commission on December 19, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 19, 2022 |
Series Portfolios Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 December 19, 2022 VIA EDGAR TRANSMISSION Mr. Matthew Williams United States Securities and Exchange Commission Division of Investment Management 100 F Street N.E. Washington, D.C. 20549 Re: Series Portfolios Trust (the “Trust”) File Nos. 333-206240 and 811-23084 Subversive Decarbonization ETF S0 |
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| December 9, 2022 |
Series Portfolios Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 December 9, 2022 VIA EDGAR TRANSMISSION Mr. Matthew Williams United States Securities and Exchange Commission Division of Investment Management 100 F Street N.E. Washington, D.C. 20549 Re: Series Portfolios Trust (the “Trust”) File Nos. 333-206240 and 811-23084 Subversive Decarbonization ETF S00 |
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| November 29, 2022 |
Palm Valley Capital Fund SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2022 Shares Value COMMON STOCKS - 23. |
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| November 29, 2022 |
Schedule of Investments - September 30, 2022 HW Opportunities MP Fund (Unaudited) Shares COMMON STOCKS - 91. |
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| November 28, 2022 |
Heitman US Real Estate Securities Fund SCHEDULE OF INVESTMENTS (UNAUDITED) September 30, 2022 Shares Value REAL ESTATE INVESTMENT TRUSTS (REITs) - 98. |
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| November 28, 2022 |
Kayne Anderson Renewable Infrastructure Fund Schedule of Investments (Unaudited) September 30, 2022 Shares Value LONG-TERM INVESTMENTS - 91. |
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| November 15, 2022 |
As filed with the Securities and Exchange Commission on November 15, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 2, 2022 |
As filed with the Securities and Exchange Commission on November 2, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 21, 2022 |
InfraCap Equity Income Fund ETF SCHEDULE OF INVESTMENTS (UNAUDITED) August 31, 2022 Shares Value COMMON STOCKS - 68. |
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| September 29, 2022 |
Weiss Alternative Multi-Strategy Fund SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2022 Shares Value LONG COMMON STOCKS - 35. |
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| September 15, 2022 |
Oakhurst Strategic Defined Risk Fund SCHEDULE OF INVESTMENTS (UNAUDITED) July 31, 2022 Shares Value EXCHANGE TRADED FUNDS - 64. |
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| September 15, 2022 |
Equable Shares Hedged Equity Fund SCHEDULE OF INVESTMENTS (UNAUDITED) July 31, 2022 Shares Value EXCHANGE TRADED FUNDS - 99. |
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| August 29, 2022 |
Optimize AI Smart Sentiment Event-Driven ETF SCHEDULE OF INVESTMENTS (UNAUDITED) June 30, 2022 Shares Value COMMON STOCKS - 87. |
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| August 12, 2022 |
Series Portfolios Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, Wisconsin 53202 August 12, 2012 VIA EDGAR TRANSMISSION U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: SERIES PORTFOLIOS Trust (the “Trust”) Securities Act Registration No: 333-206240 Investment Company Act Registration No: 811-23084 |
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| August 10, 2022 |
Subversive Metaverse ETF SCHEDULE OF INVESTMENTS (UNAUDITED) June 30, 2022 Shares Value COMMON STOCKS - 85. |
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| July 20, 2022 |
Geneva SMID Cap Growth Fund SCHEDULE OF INVESTMENTS 5/31/2022 (Unaudited) Shares Value COMMON STOCKS - 98. |
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| July 19, 2022 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| July 19, 2022 |
U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, Wisconsin 53202 July 19, 2022 VIA EDGAR TRANSMISSION Ms. Alison T. White United States Securities and Exchange Commission Division of Investment Management Disclosure Review & Accounting Office 100 F Street, NE Washington, DC 20549 RE: Series Portfolios Trust (the ?Trust?) Securities Act Registration No: 333-206240 Investment Compa |
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| July 19, 2022 | ||
| June 28, 2022 |
U.S. Bank Global Fund Services COVER 24 filename24.htm U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 June 28, 2022 VIA EDGAR TRANSMISSION United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: SERIES PORTFOLIOS TRUST (the “Trust”) Securities Act Registration No: 333-206240 Investment Company Act Registration No: 811-23084 Dea |
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| June 28, 2022 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| June 28, 2022 |
[PROXY ID NUMBER HERE] [BAR CODE HERE] [CUSIP HERE] 1. MAIL your signed and voted proxy to the Adviser: Lido Advisors, LLC. 1875 Century Park East, Suite 950 Los Angeles, CA 90067 [PROXY ID NUMBER HERE] [BAR CODE HERE] [CUSIP HERE] Oakhurst Strategic Defined Risk Fund A SERIES OF SERIES PORTFOLIOS TRUST (THE “TRUST”) PROXY FOR A SPECIAL MEETING OF SHAREHOLDERS TO BE HELD ON JULY 26, 2022 The under |
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| June 22, 2022 |
Post-Effective Amendment Number Series Portfolios Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 June 22, 2022 VIA EDGAR TRANSMISSION United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Series Portfolios Trust (the ?Trust?) File Nos. 333-206240 and 811-23084 Subversive Cannabis ETF (S000074851) (C000233118) To Whom |
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| May 31, 2022 |
As filed with the Securities and Exchange Commission on May 31, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 25, 2022 |
Schedule of Investments - March 31, 2022 HW Opportunities MP Fund (Unaudited) Shares COMMON STOCKS - 95. |
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| May 20, 2022 |
Palm Valley Capital Fund SCHEDULE OF INVESTMENTS (Unaudited) March 31, 2022 Shares Value COMMON STOCKS - 19. |
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| May 19, 2022 |
Series Portfolios Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 May 19, 2022 VIA EDGAR TRANSMISSION Ms. Karen Rossotto United States Securities and Exchange Commission Division of Investment Management 100 F Street N.E. Washington, D.C. 20549 Re: Series Portfolios Trust (the “Trust”) File Nos. 333-206240 and 811-23084 Optimize AI Smart Sentiment Event-Driven |
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| May 16, 2022 |
Heitman US Real Estate Securities Fund SCHEDULE OF INVESTMENTS (UNUAUDITED) March 31, 2022 Shares Value COMMON STOCKS - 1. |
|
| April 28, 2022 |
InfraCap Equity Income Fund ETF SCHEDULE OF INVESTMENTS (UNAUDITED) February 28, 2022 Shares Value COMMON STOCKS - 88. |
|
| April 1, 2022 |
Weiss Alternative Multi-Strategy Fund SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2022 Shares Value LONG COMMON STOCKS - 33. |
|
| March 10, 2022 |
Series Portfolios Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, Wisconsin 53202 March 10, 2022 VIA EDGAR TRANSMISSION Ms. Christina DiAngelo Fettig U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549 Re: SERIES PORTFOLIOS TRUST (the ?Trust?) Securities Act Registration No.: 333-206240 Investment Company Act |
|
| February 25, 2022 |
Oakhurst Strategic Defined Risk Fund SCHEDULE OF INVESTMENTS (UNAUDITED) January 31, 2022 Shares Value EXCHANGE TRADED FUNDS - 76. |
|
| February 17, 2022 |
Equable Shares Hedged Equity Fund SCHEDULE OF INVESTMENTS (UNAUDITED) January 31, 2022 Shares Value EXCHANGE TRADED FUNDS - 94. |
|
| January 28, 2022 |
Geneva SMID Cap Growth Fund SCHEDULE OF INVESTMENTS (Unaudited) November 30, 2021 Shares Value COMMON STOCKS - 97. |
|
| January 25, 2022 |
As filed with the Securities and Exchange Commission on January 24, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| January 24, 2022 |
Series Portfolios Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 January 24, 2022 VIA EDGAR TRANSMISSION Ms. Holly Hunter-Ceci United States Securities and Exchange Commission Division of Investment Management 100 F Street N.E. Washington, D.C. 20549 Re: Series Portfolios Trust (the ?Trust?) File Nos. 333-206240 and 811-23084 Subversive Cannabis ETF S00007485 |
|
| January 18, 2022 |
Series Portfolios Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 January 18, 2022 VIA EDGAR TRANSMISSION Ms. Holly Hunter-Ceci United States Securities and Exchange Commission Division of Investment Management 100 F Street N.E. Washington, D.C. 20549 Re: Series Portfolios Trust (the ?Trust?) File Nos. 333-206240 and 811-23084 Subversive Cannabis ETF S00007485 |
|
| December 28, 2021 |
As filed with the Securities and Exchange Commission on December 28, 2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| December 17, 2021 |
Series Portfolios Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 December 17, 2021 VIA EDGAR TRANSMISSION Ms. Rebecca Marquigny United States Securities and Exchange Commission Division of Investment Management 100 F Street N.E. Washington, D.C. 20549 Re: Series Portfolios Trust (the ?Trust?) File Nos. 333-206240 and 811-23084 InfraCap Equity Income Fund ETF |
|
| November 29, 2021 |
Palm Valley Capital Fund SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2021 Shares Value COMMON STOCKS - 20. |
|
| November 29, 2021 |
Heitman US Real Estate Securities Fund SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2021 Shares Value REAL ESTATE INVESTMENT TRUSTS (REITs) - 99. |
|
| November 29, 2021 |
Kayne Anderson Renewable Infrastructure Fund SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2021 Shares Value LONG-TERM INVESTMENTS - 92. |
|
| November 23, 2021 |
Sector Breakdown (% of net assets) Percent of net assets Industrials 21.59% Communication Services 18.44% Financials 17.67% Energy 13.99% Information Technology 11.67% Consumer Discretionary 6.36% Health Care 2.31% Consumer Staples 2.24% Real Estate 1.30% Short-Term Securities and Other Assets in Excess of Liabilities 4.43% Largest Equity Holdings Percent of net assets Alphabet, Inc., Class A 9.47 |
|
| October 14, 2021 |
Series Portfolios Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, Wisconsin 53202 October 14, 2021 VIA EDGAR TRANSMISSION U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: SERIES PORTFOLIOS Trust (the “Trust”) Securities Act Registration No: 333-206240 Investment Company Act Registration No: 811-2308 |
|
| October 13, 2021 |
Series Portfolios Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, Wisconsin 53202 October 13, 2021 VIA EDGAR TRANSMISSION U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: SERIES PORTFOLIOS Trust (the “Trust”) Securities Act Registration No: 333-206240 Investment Company Act Registration No: 811-2308 |
|
| September 28, 2021 |
Weiss Alternative Multi-Strategy Fund SCHEDULE OF INVESTMENTS (UNAUDITED) July 31, 2021 Shares Value LONG CLOSED-END FUNDS - 0. |
|
| September 7, 2021 |
CORRESP 1 filename1.htm Series Portfolios Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 September 7, 2021 VIA EDGAR TRANSMISSION Ms. Rebecca Marquigny United States Securities and Exchange Commission Division of Investment Management 100 F Street N.E. Washington, D.C. 20549 Re: Series Portfolios Trust (the “Trust”) File Nos. 333-206240 and 811-23084 Kayne An |
|
| September 3, 2021 |
One Year Three Years Investor Class Shares $127 $397 Institutional Class Shares $87 $271 Series Portfolios Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 September 3, 2021 VIA EDGAR TRANSMISSION Ms. Rebecca Marquigny United States Securities and Exchange Commission Division of Investment Management 100 F Street N.E. Washington, D.C. 20549 Re: Series Portfolios Trust (the “Trust”) File Nos. 333-206240 and 811-23084 Geneva SMID Cap Growth Fund S000 |
|
| August 27, 2021 |
Oakhurst Strategic Defined Risk Fund SCHEDULE OF INVESTMENTS (UNAUDITED) July 31, 2021 EXCHANGE TRADED FUNDS - 82. |
|
| August 19, 2021 |
One Year Three Years Investor Class Shares $127 $397 Institutional Class Shares $87 $271 Series Portfolios Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 August 19, 2021 VIA EDGAR TRANSMISSION Ms. Rebecca Marquigny United States Securities and Exchange Commission Division of Investment Management 100 F Street N.E. Washington, D.C. 20549 Re: Series Portfolios Trust (the “Trust”) File Nos. 333-206240 and 811-23084 Geneva SMID Cap Growth Fund S00007 |
|
| August 19, 2021 |
Equable Shares Hedged Equity Fund SCHEDULE OF INVESTMENTS (UNAUDITED) July 31, 2021 Shares Value EXCHANGE TRADED FUNDS - 96. |
|
| July 16, 2021 |
Series Portfolios Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 July 16, 2021 VIA EDGAR TRANSMISSION United States Securities and Exchange Commission Division of Investment Management 100 F Street N.E. Washington D.C. 20549 Re: Series Portfolios Trust (the “Trust”) File Nos. 333-206240 and 811-23084 Kayne Anderson Renewable Infrastructure Fund S000068511 Lad |
|
| June 16, 2021 |
COVER 5 filename5.htm Series Portfolios Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, Wisconsin 53202 June 16, 2021 VIA EDGAR TRANSMISSION U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: SERIES PORTFOLIOS TRUST (the “Trust”) Securities Act Registration No.: 333-206240 Investment Company Act Regis |
|
| May 28, 2021 |
Kayne Anderson Renewable Infrastructure Fund Schedule of Investments (Unaudited) March 31, 2021 Shares Value COMMON STOCKS - 89. |
|
| May 26, 2021 |
Schedule of Investments - March 31, 2021 HW Opportunities MP Fund (Unaudited) Sector Breakdown (% of net assets) Percent of Net Assets Industrials 23. |
|
| May 13, 2021 |
MProved Systematic Merger Arbitrage Fund SCHEDULE OF INVESTMENTS (UNAUDITED) March 31, 2021 Shares Value SHORT TERM INVESTMENTS - 13. |
|
| May 6, 2021 |
Palm Valley Capital Fund SCHEDULE OF INVESTMENTS (Unaudited) March 31, 2021 Shares Value COMMON STOCKS - 20. |
|
| May 6, 2021 |
Heitman US Real Estate Securities Fund SCHEDULE OF INVESTMENTS (Unaudited) March 31, 2021 Shares Value REAL ESTATE INVESTMENT TRUSTS (REITs) - 99. |
|
| March 31, 2021 |
Weiss Alternative Balanced Risk Fund SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2021 Shares Value LONG COMMON STOCKS - 49. |
|
| March 8, 2021 |
Oakhurst Strategic Defined Risk Fund SCHEDULE OF INVESTMENTS (UNAUDITED) January 31, 2021 EXCHANGE TRADED FUNDS - 52. |
|
| March 8, 2021 |
Equable Shares Hedged Equity Fund SCHEDULE OF INVESTMENTS (UNAUDITED) January 31, 2021 Shares Value EXCHANGE TRADED FUNDS - 96. |
|
| December 21, 2020 |
Series Portfolios Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 December 21, 2020 VIA EDGAR TRANSMISSION Ms. Rebecca Marquiqny United States Securities and Exchange Commission Division of Investment Management 100 F Street N.E. Washington, D.C. 20549 Re: Series Portfolios Trust (the ?Trust?) File Nos. 333-206240 and 811-23084 HW Opportunities MP Fund S000070 |
|
| November 30, 2020 |
Kayne Anderson Renewable Infrastructure Fund SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2020 Shares Value COMMON STOCKS - 93. |
|
| November 24, 2020 |
Palm Valley Capital Fund SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2020 Shares Value COMMON STOCKS - 29. |
|
| November 24, 2020 |
Heitman US Real Estate Securities Fund SCHEDULE OF INVESTMENTS (UNAUDITED) September 30, 2020 Shares Value REAL ESTATE INVESTMENT TRUSTS (REITs) - 97. |
|
| November 19, 2020 |
MProved Systematic Merger Arbitrage Fund SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2020 Shares Value SHORT TERM INVESTMENTS - 57. |
|
| November 19, 2020 |
CORRESP 1 filename1.htm Series Portfolios Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 November 19, 2020 VIA EDGAR TRANSMISSION Ms. Christina DiAngelo Fettig U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549 Re: SERIES PORTFOLIOS TRUST (the “Trust”) Securities Act Registration No.: 333-206240 Inv |
|
| November 10, 2020 |
Series Portfolios Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 November 10, 2020 VIA EDGAR TRANSMISSION Ms. Rebecca Marquiqny United States Securities and Exchange Commission Division of Investment Management 100 F Street N.E. Washington, D.C. 20549 Re: Series Portfolios Trust (the “Trust”) File Nos. 333-206240 and 811-23084 Kayne Anderson Renewable Infrast |
|
| October 15, 2020 |
Series Portfolios Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, Wisconsin 53202 October 15, 2020 VIA EDGAR TRANSMISSION U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: SERIES PORTFOLIOS TRUST (the “Trust”) Securities Act Registration No.: 333-206240 Investment Company Act Registration No.: 811-23 |
|
| September 29, 2020 |
Weiss Alternative Balanced Risk Fund SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2020 Shares Value LONG COMMON STOCKS - 45. |
|
| September 17, 2020 |
Series Portfolios Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 September 17, 2020 VIA EDGAR TRANSMISSION United States Securities and Exchange Commission Division of Investment Management 100 F Street N.E. Washington D.C. 20549 Re: Series Portfolios Trust (the “Trust”) File Nos. 333-206240 and 811-23084 Kayne Anderson Renewable Infrastructure Fund S00006851 |
|
| September 14, 2020 |
Equable Shares Hedged Equity Fund SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2020 Shares Value EXCHANGE TRADED FUNDS - 95. |
|
| September 10, 2020 |
Oakhurst Strategic Defined Risk Fund SCHEDULE OF INVESTMENTS (UNAUDITED) July 31, 2020 EXCHANGE TRADED FUNDS - 31. |
|
| September 9, 2020 |
Rareview Longevity Income Generation Fund SCHEDULE OF INVESTMENTS (UNAUDITED) July 31, 2020 Shares Value CLOSED-END FUNDS - 82. |
|
| July 27, 2020 |
AW 1 kayneandersonclasscaw.htm KAYNE ANDERSON CLASS C AW Series Portfolios Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 July 24, 2020 VIA EDGAR TRANSMISSION United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Series Portfolios Trust (the “Trust”) File Nos. 333-206240 and 811-23084 |
|
| July 22, 2020 |
Series Portfolios Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 July 22, 2020 VIA EDGAR TRANSMISSION Ms. Rebecca Marquigny United States Securities and Exchange Commission Division of Investment Management 100 F Street N.E. Washington D.C. 20549 Re: Series Portfolios Trust (the ?Trust?) File Nos. 333-206240 and 811-23084 Kayne Anderson Renewable Infrastructu |
|
| July 10, 2020 |
Series Portfolios Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 July 10, 2020 VIA EDGAR TRANSMISSION Ms. Rebecca Marquigny United States Securities and Exchange Commission Division of Investment Management 100 F Street N.E. Washington D.C. 20549 Re: Series Portfolios Trust (the “Trust”) File Nos. 333-206240 and 811-23084 Kayne Anderson Renewable Infrastructu |
|
| July 10, 2020 |
Series Portfolios Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 July 10, 2020 VIA EDGAR TRANSMISSION United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Series Portfolios Trust (the “Trust”) File Nos. 333-206240 and 811-23084 Kayne Anderson Renewable Infrastructure Fund (S000068511) |
|
| June 1, 2020 |
MProved Systematic Merger Arbitrage Fund SCHEDULE OF INVESTMENTS (UNAUDITED) March 31, 2020 Shares Value SHORT TERM INVESTMENTS - 41. |
|
| June 1, 2020 |
MProved Systematic Multi-Strategy Fund SCHEDULE OF INVESTMENTS (UNAUDITED) March 31, 2020 Country Shares Shares LONG INVESTMENTS - 94. |
|
| May 29, 2020 |
Heitman US Real Estate Securities Fund SCHEDULE OF INVESTMENTS (UNAUDITED) March 31, 2020 Shares Value REAL ESTATE INVESTMENT TRUSTS (REITs) - 99. |
|
| May 29, 2020 |
Palm Valley Capital Fund SCHEDULE OF INVESTMENTS (Unaudited) March 31, 2020 Shares Value COMMON STOCKS - 44. |
|
| April 29, 2020 |
Series Portfolios Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 April 29, 2020 VIA EDGAR TRANSMISSION Ms. Rebecca Marquigny United States Securities and Exchange Commission Division of Investment Management 100 F Street N.E. Washington D.C. 20549 Re: Series Portfolios Trust (the “Trust”) File Nos. 333-206240 and 811-23084 Kayne Anderson Renewable Infrastruct |
|
| April 29, 2020 |
Series Portfolios Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 April 28, 2020 VIA EDGAR TRANSMISSION Ms. Rebecca Marquigny United States Securities and Exchange Commission Division of Investment Management 100 F Street N.E. Washington D.C. 20549 Re: Series Portfolios Trust (the “Trust”) File Nos. 333-206240 and 811-23084 MProved Systematic Multi-Strategy Fu |
|
| April 27, 2020 |
Series Portfolios Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 April [ ], 2020 VIA EDGAR TRANSMISSION Ms. Rebecca Marquigny United States Securities and Exchange Commission Division of Investment Management 100 F Street N.E. Washington D.C. 20549 Re: Series Portfolios Trust (the “Trust”) File Nos. 333-206240 and 811-23084 MProved Systematic Multi-Strategy F |
|
| April 22, 2020 |
CORRESP 1 filename1.htm Series Portfolios Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 April [ ], 2020 VIA EDGAR TRANSMISSION Ms. Rebecca Marquigny United States Securities and Exchange Commission Division of Investment Management 100 F Street N.E. Washington D.C. 20549 Re: Series Portfolios Trust (the “Trust”) File Nos. 333-206240 and 811-23084 Kayne Ander |
|
| March 30, 2020 |
I, Ryan L. Roell, certify that: EX-99.CERT 2 certs.htm OFFICER CERTIFICATIONS CERTIFICATION I, Ryan L. Roell, certify that: 1. I have reviewed this report on Form N-Q of Series Portfolios Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, n |
|
| March 30, 2020 |
N-Q 1 spt-weissnq.htm QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-23084 Series Portfolios Trust (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Addres |
|
| March 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-23084 Series Portfolios Trust (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Address of principal executive offices) (Zip code) Ryan L. Roell, P |
|
| March 18, 2020 |
I, Ryan L. Roell, certify that: CERTIFICATION I, Ryan L. Roell, certify that: 1. I have reviewed this report on Form N-Q of Series Portfolios Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cover |
|
| February 28, 2020 |
Series Portfolios Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, Wisconsin 53202 February 28, 2020 VIA EDGAR TRANSMISSION U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 RE: SERIES PORTFOLIOS TRUST (THE “TRUST”) Securities Act Registration No: 333-206240 Investment Company Act Registration No: 811-230 |
|
| February 21, 2020 |
CERTIFICATION I, Ryan Roell, certify that: 1. I have reviewed this report on Form N-Q of Series Portfolios Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered |
|
| February 21, 2020 |
N-Q 1 spt-rareviewnq.htm QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23084 Series Portfolios Trust (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Addr |
|
| February 20, 2020 |
EX-99.CERT 2 certs.htm OFFICER CERTIFICATIONS CERTIFICATION I Ryan Roell, certify that: 1. I have reviewed this report on Form N-Q of Series Portfolios Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not m |
|
| February 20, 2020 |
N-Q 1 spt-oakhurstnq.htm QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-23084 Series Portfolios Trust (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Add |
|
| February 14, 2020 |
Series Portfolios Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, Wisconsin 53202 February 14, 2020 VIA EDGAR TRANSMISSION U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: SERIES PORTFOLIOS TRUST (the “Trust”) Securities Act Registration No.: 333-206240 Investment Company Act Registration No.: 811-2 |
|
| November 27, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-23084 Series Portfolios Trust (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Address of principal executive offices) (Zip code) Ryan Roell, Pres |
|
| November 27, 2019 |
EX-99.CERT 2 certs.htm OFFICER CERTIFICATIONS CERTIFICATION I, Ryan Roell, certify that: 1. I have reviewed this report on Form N-Q of Series Portfolios Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
|
| November 22, 2019 |
N-Q 1 spt-heitmannq.htm QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-23084 Series Portfolios Trust (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Addr |
|
| November 22, 2019 |
CERTIFICATION I, Ryan Roell, certify that: 1. I have reviewed this report on Form N-Q of Series Portfolios Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered |
|
| November 22, 2019 |
Series Portfolios Trust - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS N-Q 1 spt-palmnq.htm QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23084 Series Portfolios Trust (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Address |
|
| November 22, 2019 |
EX-99.CERT 2 certs.htm OFFICER CERTIFICATIONS CERTIFICATION I, Ryan Roell, certify that: 1. I have reviewed this report on Form N-Q of Series Portfolios Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
|
| September 25, 2019 |
I, Ryan L. Roell, certify that: CERTIFICATION I, Ryan L. Roell, certify that: 1. I have reviewed this report on Form N-Q of Series Portfolios Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cover |
|
| September 25, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-23084 Series Portfolios Trust (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Address of principal executive offices) (Zip code) Ryan L. Roell, P |
|
| September 24, 2019 |
I, Ryan L. Roell, certify that: EX-99.CERT 2 certs.htm OFFICER CERTIFICATIONS CERTIFICATION I, Ryan L. Roell, certify that: 1. I have reviewed this report on Form N-Q of Series Portfolios Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, n |
|
| September 24, 2019 |
N-Q 1 spt-equablenq.htm QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-23084 Series Portfolios Trust (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Addr |
|
| September 12, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-23084 Series Portfolios Trust (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Address of principal executive offices) (Zip code) Ryan Roell, Pres |
|
| September 12, 2019 |
CERTIFICATION I Ryan Roell, certify that: 1. I have reviewed this report on Form N-Q of Series Portfolios Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered b |
|
| September 9, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23084 Series Portfolios Trust (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Address of principal executive offices) (Zip code) Ryan Roell, Presi |
|
| September 9, 2019 |
CERTIFICATION I, Ryan Roell, certify that: 1. I have reviewed this report on Form N-Q of Series Portfolios Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered |
|
| August 20, 2019 |
Series Portfolios Trust CORRESP - - CORRESP 1 filename1.htm Series Portfolios Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 August 20, 2019 VIA EDGAR TRANSMISSION Mr. Jeff Long United States Securities and Exchange Commission Division of Investment Management 100 F Street N.E. Washington D.C. 20549 Re: Series Portfolios Trust (the “Trust”) File Nos. 333-206240 and 811-23084 Weiss Alternative B |
|
| May 29, 2019 |
Series Portfolios Trust - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-23084 Series Portfolios Trust (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Address of principal executive offices) (Zip code) John Hedrick, Pr |
|
| May 29, 2019 |
CERTIFICATION I John Hedrick, certify that: 1. I have reviewed this report on Form N-Q of Series Portfolios Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered |
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| May 20, 2019 |
I, John Hedrick, certify that: EX-99.CERT 2 certs.htm OFFICER CERTIFICATIONS CERTIFICATION I, John Hedrick, certify that: 1. I have reviewed this report on Form N-Q of Series Portfolios Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no |
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| May 20, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-23084 Series Portfolios Trust (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Address of principal executive offices) (Zip code) John Hedrick, Pr |
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| May 10, 2019 |
Series Portfolios Trust CORRESP - - CORRESP 1 filename1.htm Series Portfolios Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 May 10, 2019 VIA EDGAR TRANSMISSION Ms. Rebecca Marquigny United States Securities and Exchange Commission Division of Investment Management 100 F Street N.E. Washington D.C. 20549 Re: Series Portfolios Trust (the “Trust”) File Nos. 333-206240 and 811-23084 Oakhurst Strat |
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| May 8, 2019 |
Series Portfolios Trust CORRESP - - Series Portfolios Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 May 8, 2019 VIA EDGAR TRANSMISSION Ms. Rebecca Marquigny United States Securities and Exchange Commission Division of Investment Management 100 F Street N.E. Washington D.C. 20549 Re: Series Portfolios Trust (the “Trust”) File Nos. 333-206240 and 811-23084 Equable Shares Large Cap Fund S00006141 |
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| April 16, 2019 |
Series Portfolios Trust CORRESP - - Series Portfolios Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 April 16, 2019 VIA EDGAR TRANSMISSION Ms. Allison White United States Securities and Exchange Commission Division of Investment Management 100 F Street N.E. Washington D.C. 20549 Re: Series Portfolios Trust (the ?Trust?) File Nos. 333-206240 and 811-23084 Palm Valley Capital Fund S000065375 Dear |
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| March 29, 2019 |
CERTIFICATION I John Hedrick, certify that: 1. I have reviewed this report on Form N-Q of Series Portfolios Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered |
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| March 29, 2019 |
N-Q 1 spt-weissnq.htm QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-23084 Series Portfolios Trust (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Addres |
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| March 26, 2019 |
As filed with the Securities and Exchange Commission on March 26, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 26, 2019 |
I, John Hedrick, certify that: EX-99.CERT 2 certs.htm OFFICER CERTIFICATIONS CERTIFICATION I, John Hedrick, certify that: 1. I have reviewed this report on Form N-Q of Series Portfolios Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no |
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| March 22, 2019 |
EX-99.CERT 2 certs.htm OFFICER CERTIFICATIONS CERTIFICATION I John Hedrick, certify that: 1. I have reviewed this report on Form N-Q of Series Portfolios Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| March 22, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-23084 Series Portfolios Trust (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Address of principal executive offices) (Zip code) John Hedrick, Pr |
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| March 21, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-23084 Series Portfolios Trust (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Address of principal executive offices) (Zip code) John Hedrick, Pr |
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| March 21, 2019 |
CERTIFICATION I John Hedrick, certify that: 1. I have reviewed this report on Form N-Q of Series Portfolios Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered |
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| March 15, 2019 |
Series Portfolios Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, Wisconsin 53202 March 15, 2019 VIA EDGAR TRANSMISSION U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 RE: SERIES PORTFOLIOS TRUST (THE “TRUST”) Securities Act Registration No: 333-206240 Investment Company Act Registration No: 811-23084 |
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| March 14, 2019 |
I, John Hedrick, certify that: CERTIFICATION I, John Hedrick, certify that: 1. I have reviewed this report on Form N-Q of Series Portfolios Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covere |
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| March 14, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23084 SERIES PORTFOLIOS TRUST (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Address of principal executive offices) (Zip code) John Hedrick, Pre |
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| March 13, 2019 |
Series Portfolios Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, Wisconsin 53202 March 13, 2019 VIA EDGAR TRANSMISSION U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 RE: SERIES PORTFOLIOS TRUST (THE “TRUST”) Securities Act Registration No: 333-206240 Investment Company Act Registration No: 811-23084 |
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| February 13, 2019 |
Series Portfolios Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, Wisconsin 53202 February 13, 2019 VIA EDGAR TRANSMISSION U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 RE: SERIES PORTFOLIOS TRUST (THE “TRUST”) Securities Act Registration No: 333-206240 Investment Company Act Registration No: 811-230 |
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| November 29, 2018 |
CERTIFICATION I John Hedrick, certify that: 1. I have reviewed this report on Form N-Q of Series Portfolios Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered |
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| November 29, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-23084 Series Portfolios Trust (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Address of principal executive offices) (Zip code) John Hedrick, Pr |
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| November 27, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-23084 Series Portfolios Trust (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Address of principal executive offices) (Zip code) John Hedrick, Pr |
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| November 27, 2018 |
I, John Hedrick, certify that: CERTIFICATION I, John Hedrick, certify that: 1. I have reviewed this report on Form N-Q of Series Portfolios Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covere |
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| September 27, 2018 |
EX-99.CERT 2 certs.htm OFFICER CERTIFICATIONS CERTIFICATION I John Hedrick, certify that: 1. I have reviewed this report on Form N-Q of Series Portfolios Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| September 27, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-23084 Series Portfolios Trust (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Address of principal executive offices) (Zip code) John Hedrick, Pr |
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| September 24, 2018 |
EX-99.CERT 2 certs.htm OFFICER CERTIFICATIONS CERTIFICATION I John Hedrick, certify that: 1. I have reviewed this report on Form N-Q of Series Portfolios Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| September 24, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-23084 Series Portfolios Trust (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Address of principal executive offices) (Zip code) John Hedrick, Pr |
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| September 24, 2018 |
I, John Hedrick, certify that: CERTIFICATION I, John Hedrick, certify that: 1. I have reviewed this report on Form N-Q of Series Portfolios Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covere |
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| September 24, 2018 |
N-Q 1 spt-rareviewnq.htm QUARTERLY NOTICE OF PORTFOLIO HOLDINGS As filed with the Securities and Exchange Commission on September 24, 2018 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23084 Series Portfolios Trust (Exact name of registrant |
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| September 20, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23084 SERIES PORTFOLIOS TRUST (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Address of principal executive offices) (Zip code) John Hedrick, Pre |
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| September 20, 2018 |
I, John Hedrick, certify that: EX-99.CERT 2 certs.htm OFFICER CERTIFICATIONS CERTIFICATION I, John Hedrick, certify that: 1. I have reviewed this report on Form N-Q of Series Portfolios Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no |
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| September 20, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23084 SERIES PORTFOLIOS TRUST (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Address of principal executive offices) (Zip code) John Hedrick, Pre |
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| September 20, 2018 |
I, John Hedrick, certify that: EX-99.CERT 2 certs.htm OFFICER CERTIFICATIONS CERTIFICATION I, John Hedrick, certify that: 1. I have reviewed this report on Form N-Q of Series Portfolios Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no |
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| June 29, 2018 |
EX-99.77B ACCT LTTR 2 oakhurstcohennsar062818.htm AUDITOR INTERNAL CONTROLS REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders of Oakhurst Strategic Defined Risk Fund and Board of Trustees of Series Portfolios Trust In planning and performing our audit of the financial statements of Oakhurst Strategic Defined Risk Fund (the "Fund"), a series of Series Portfolios Trust, as |
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| June 1, 2018 |
Series Portfolios Trust CORRESP CORRESP 1 filename1.htm Series Portfolios Trust c/o U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee, WI 53202 June 1, 2018 VIA EDGAR TRANSMISSION Ms. Kimberly Browning United States Securities and Exchange Commission Division of Investment Management 100 F Street N.E. Washington D.C. 20549 Re: Series Portfolios Trust (the “Trust”) File Nos. 333-206240 and 811-23084 Equable Share |
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| May 30, 2018 |
CERTIFICATION I John Hedrick, certify that: 1. I have reviewed this report on Form N-Q of Series Portfolios Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered |
|
| May 30, 2018 |
N-Q 1 spt-heitmannq.htm QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-23084 Series Portfolios Trust (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Addr |
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| May 30, 2018 |
CERTIFICATION I John Hedrick, certify that: 1. I have reviewed this report on Form N-Q of Series Portfolios Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered |
|
| May 30, 2018 |
N-Q 1 spt-mprovednq.htm QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-23084 Series Portfolios Trust (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Addr |
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| May 7, 2018 |
Series Portfolios Trust CORRESP Please note that this letter and other documents are in draft form, and in no way reflect the Trust’s or Fund management’s final intent with respect to the filing discussed herein. |
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| March 28, 2018 |
CERTIFICATION I John Hedrick, certify that: 1. I have reviewed this report on Form N-Q of Series Portfolios Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered |
|
| March 28, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-23084 Series Portfolios Trust (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Address of principal executive offices) (Zip code) John Hedrick, Pr |
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| March 26, 2018 |
As filed with the Securities and Exchange Commission on March 26, 2018 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 26, 2018 |
I, John Hedrick, certify that: CERTIFICATION I, John Hedrick, certify that: 1. I have reviewed this report on Form N-Q of Series Portfolios Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covere |
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| March 26, 2018 |
I, John Hedrick, certify that: EX-99.CERT 2 certs.htm OFFICER CERTIFICATIONS CERTIFICATION I, John Hedrick, certify that: 1. I have reviewed this report on Form N-Q of Series Portfolios Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no |
|
| March 26, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23084 SERIES PORTFOLIOS TRUST (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Address of principal executive offices) (Zip code) John Hedrick, Pre |
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| March 23, 2018 |
Series Portfolios Trust - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-23084 Series Portfolios Trust (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Address of principal executive offices) (Zip code) John Hedrick, Pr |
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| March 23, 2018 |
CERTIFICATION I John Hedrick, certify that: 1. I have reviewed this report on Form N-Q of Series Portfolios Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered |
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| March 7, 2018 |
Series Portfolios Trust AMENDMENT WITHDRAWAL REQUEST U.S. Bancorp Fund Services, LLC 615 E. Michigan Street Milwaukee, WI 53202 March 7, 2018 VIA EDGAR TRANSMISSION United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 RE: SERIES PORTFOLIOS TRUST (THE “TRUST”) Securities Act Registration No: 333-206240 Investment Company Act Registration No: 811-23084 Dear Sir or Madam: Pursuant to |
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| March 2, 2018 |
Series Portfolios Trust c/o U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee, Wisconsin 53202 March 2, 2018 VIA EDGAR TRANSMISSION U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 RE: SERIES PORTFOLIOS TRUST (THE ?TRUST?) Securities Act Registration No: 333-206240 Investment Company Act Registration No: 811-23084 |
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| March 2, 2018 |
Series Portfolios Trust c/o U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee, WI 53202 March 2, 2018 VIA EDGAR TRANSMISSION Ms. Kimberly Browning United States Securities and Exchange Commission Division of Investment Management 100 F Street N.E. Washington D.C. 20549 Re: Series Portfolios Trust (the “Trust”) File Nos. 333-206240 and 811-23084 Equable Shares Small Cap Fund Series |
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| February 21, 2018 |
Series Portfolios Trust CORRESP Please note that this letter and other documents are in draft form, and in no way reflect the Registrant’s or Fund management’s final intent with respect to the filing discussed herein. |
|
| December 29, 2017 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders of Highmore Managed Volatility Fund and Board of Trustees of Series Portfolios Trust In planning and performing our audit of the financial statements of Highmore Managed Volatility Fund (the "Fund"), a series of Series Portfolios Trust, as of and for the period December 14, 2016 (commencement of operations) through October |
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| December 29, 2017 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders of Rareview Longevity Income Generation Fund and Board of Trustees of Series Portfolios Trust In planning and performing our audit of the financial statements of Rareview Longevity Income Generation Fund (the "Fund"), a series of Series Portfolios Trust, as of October 31, 2017, and for the period November 1, 2016 (commence |
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| December 29, 2017 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders of Weiss Alternative Balanced Risk Fund and Board of Trustees of Series Portfolios Trust In planning and performing our audit of the financial statements of Weiss Alternative Balanced Risk Fund (the "Fund"), a series of Series Portfolios Trust, as of and for the year ended October 31, 2017, in accordance with the standards |
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| December 19, 2017 |
Series Portfolios Trust CORRESP CORRESP 1 filename1.htm Series Portfolios Trust c/o U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee, WI 53202 December 19, 2017 VIA EDGAR TRANSMISSION Ms. Karen Rossotto United States Securities and Exchange Commission Division of Investment Management 100 F Street N.E. Washington D.C. 20549 Re: Series Portfolios Trust (the “Trust”) File Nos. 333-206240 and 811-23084 MProved Sys |
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| December 15, 2017 |
Series Portfolios Trust c/o U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee, Wisconsin 53202 December 15, 2017 VIA EDGAR TRANSMISSION U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 RE: SERIES PORTFOLIOS TRUST (THE “TRUST”) Securities Act Registration No: 333-206240 Investment Company Act Registration No: 811-23 |
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| December 15, 2017 |
Series Portfolios Trust c/o U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee, Wisconsin 53202 December 15, 2017 VIA EDGAR TRANSMISSION U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 RE: SERIES PORTFOLIOS TRUST (THE “TRUST”) Securities Act Registration No: 333-206240 Investment Company Act Registration No: 811-23 |
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| October 13, 2017 |
Series Portfolios Trust c/o U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee, Wisconsin 53202 October 12, 2017 VIA EDGAR TRANSMISSION U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 RE: SERIES PORTFOLIOS TRUST (THE “TRUST”) Securities Act Registration No: 333-206240 Investment Company Act Registration No: 811-230 |
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| September 28, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-23084 Series Portfolios Trust (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Address of principal executive offices) (Zip code) John Hedrick, Pr |
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| September 28, 2017 |
CERTIFICATION I John Hedrick, certify that: 1. I have reviewed this report on Form N-Q of Series Portfolios Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered |
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| September 27, 2017 |
Series Portfolios Trust - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS N-Q 1 spt-oakhurstnq.htm QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-23084 Series Portfolios Trust (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Add |
|
| September 27, 2017 |
CERTIFICATION I John Hedrick, certify that: 1. I have reviewed this report on Form N-Q of Series Portfolios Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered |
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| September 18, 2017 |
Series Portfolios Trust - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS As filed with the Securities and Exchange Commission on Setpember 18, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| September 18, 2017 |
I, John Hedrick, certify that: EX-99.CERT 2 certs.htm OFFICER CERTIFICATIONS CERTIFICATION I, John Hedrick, certify that: 1. I have reviewed this report on Form N-Q of Series Portfolios Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no |
|
| September 11, 2017 |
Series Portfolios Trust - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS N-Q 1 spt-rareviewnq.htm QUARTERLY NOTICE OF PORTFOLIO HOLDINGS As filed with the Securities and Exchange Commission on September 11, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23084 Series Portfolios Trust (Exact name of registrant |
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| September 11, 2017 |
I, John Hedrick, certify that: EX-99.CERT 2 certs.htm OFFICER CERTIFICATIONS CERTIFICATION I, John Hedrick, certify that: 1. I have reviewed this report on Form N-Q of Series Portfolios Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no |
|
| September 7, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [X] Definitive Information Statement Series Portfolios Trust (Name |
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| September 7, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [X] Definitive Information Statement Series Portfolios Trust (Name |
