CSHI / NEOS ETF Trust - NEOS Enhanced Income 1-3 Month T-Bill ETF - SEC फाइलिंग, वार्षिक रिपोर्ट, प्रॉक्सी स्टेटमेंट

EX-99.25

NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on August 12, 2025, pursuant to the provisions of Rule 12d2-2 (a).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES F SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 NEOS ETF TRUST (Exact name of registrant as spec

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES F SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 NEOS ETF TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 13 Riverside Avenue Westport, C

EX-99.25

NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on May 06, 2025, pursuant to the provisions of Rule 12d2-2 (a).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES F SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 NEOS ETF TRUST (Exact name of registrant as spec

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES F SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 NEOS ETF TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 13 Riverside Avenue Westport, C

General

March 12, 2025 Ryan Sutcliffe Senior Counsel U.S. Securities and Exchange Commission Division of Investment Management Disclosure Review and Accounting Office 100 F Street NE Washington, D.C. 20549 Re: NEOS ETF Trust (the "Trust" or the "Registrant") File Nos. 811-23645, 333-253997 Dear Mr. Sutcliffe: On January 14, 2025, NEOS ETF Trust (the "Trust" or the "Registrant"), on behalf of one of its se

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES F SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 NEOS ETF TRUST (Exact name of registrant as spec

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES F SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 NEOS ETF TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 13 Riverside Avenue, Westport,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 333-253997 NEOS ETF Trust – NYSE Arca, Inc. (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) 13 Riverside Avenue W

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 NEOS ETF TRUST (Exact name of registrant as spe

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 NEOS ETF TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 13 Riverside Avenue Westport,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES F SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 NEOS ETF TRUST (Exact name of registrant as spec

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES F SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 NEOS ETF TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 13 Riverside Avenue, Westport,

Statement of Additional Information

December 16, 2024 Valerie J. Lithotomos, Esq. Senior Counsel U.S. Securities and Exchange Commission Division of Investment Management Disclosure Review and Accounting Office 100 F Street NE Washington, D.C. 20549 Re: NEOS ETF Trust (the "Trust" or the "Registrant") File Nos. 811-23645, 333-253997 Dear Ms. Lithotomos: On October 8, 2024, NEOS ETF Trust (the "Trust" or the "Registrant"), on behalf

Principal Investment Strategies

December 12, 2024 Valerie J. Lithotomos, Esq. Senior Counsel U.S. Securities and Exchange Commission Division of Investment Management Disclosure Review and Accounting Office 100 F Street NE Washington, D.C. 20549 Re: NEOS ETF Trust (the "Trust" or the "Registrant") File Nos. 811-23645, 333-253997 Dear Ms. Lithotomos: On October 4, 2024, NEOS ETF Trust (the "Trust" or the "Registrant"), on behalf

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES F SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 NEOS ETF TRUST (Exact name of registrant as spec

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES F SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 NEOS ETF TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 13 Riverside Avenue Westport, C

NEOS Enhanced Income 1-3 Month T-Bill ETF

NEOS Enhanced Income 1-3 Month T-Bill ETF Schedule of Investments August 31, 2024 (Unaudited) PURCHASED OPTIONS - 0.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES F SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 NEOS ETF TRUST (Exact name of registrant as spec

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES F SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 NEOS ETF TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 13 Riverside Avenue, Westport,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES F SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 NEOS ETF TRUST (Exact name of registrant as spec

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES F SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 NEOS ETF TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 13 Riverside Avenue, Westport,

COMMENTS (May 2, 2024)

October 4, 2024 Daniel Greenspan, Esq. Senior Counsel U.S. Securities and Exchange Commission Division of Investment Management Disclosure Review and Accounting Office 100 F Street NE Washington, D.C. 20549 Re: NEOS ETF Trust (the "Trust" or the "Registrant") File Nos. 811-23645, 333-253997 Dear Mr. Greenspan: On May 23, 2023, NEOS ETF Trust (the “Trust” or the “Registrant”), on behalf of one of i

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES F SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 NEOS ETF TRUST (Exact name of registrant as spec

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES F SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 NEOS ETF TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 13 Riverside Avenue, Westport,

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

NEOS ETF Trust N-14/A Exhibit 99.14 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated October 30, 2023, relating to the financial statements and financial highlights of WSTCM Credit Select Risk-Managed Fund, a series of WST Investment Trust, for the year ended August 31, 2023,

As filed with the Securities and Exchange Commission on July 22, 2024 1933 Act Registration File No. 333-279709

  As filed with the Securities and Exchange Commission on July 22, 2024 1933 Act Registration File No.

YOUR VOTE IS IMPORTANT! PLEASE VOTE BY:

NEOS ETF Trust N-14/A Exhibit 99.17 PO BOX 8035, CARY, NC 27512 YOUR VOTE IS IMPORTANT! PLEASE VOTE BY: INTERNET: www.proxyvote.com ● Cast your vote online. ● Have your Proxy Card ready. PHONE Call 1-800-454-8683 toll free. ● Read the Proxy Statement and have your Proxy Card at hand. ● Use any touch-tone telephone. ● Follow the simple recorded instructions MAIL ● Mark, sign and date your Proxy Car

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

NEOS ETF Trust N-14/A Exhibit 99.14 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated October 30, 2023, relating to the financial statements and financial highlights of WSTCM Credit Select Risk-Managed Fund, a series of WST Investment Trust, for the year ended August 31, 2023,

As filed with the Securities and Exchange Commission on July 19, 2024 1933 Act Registration File No. 333-279709

  As filed with the Securities and Exchange Commission on July 19, 2024 1933 Act Registration File No.

YOUR VOTE IS IMPORTANT! PLEASE VOTE BY:

NEOS ETF Trust N-14/A Exhibit 99.17 PO BOX 8035, CARY, NC 27512 YOUR VOTE IS IMPORTANT! PLEASE VOTE BY: INTERNET: www.proxyvote.com ● Cast your vote online. ● Have your Proxy Card ready. PHONE Call 1-800-454-8683 toll free. ● Read the Proxy Statement and have your Proxy Card at hand. ● Use any touch-tone telephone. ● Follow the simple recorded instructions MAIL ● Mark, sign and date your Proxy Car

As filed with the Securities and Exchange Commission on July 15, 2024 1933 Act Registration File No. 333-279709

  As filed with the Securities and Exchange Commission on July 15, 2024 1933 Act Registration File No.

YOUR VOTE IS IMPORTANT! PLEASE VOTE BY:

NEOS ETF Trust N-14/A Exhibit 99.17 PO BOX 8035, CARY, NC 27512 YOUR VOTE IS IMPORTANT! PLEASE VOTE BY: INTERNET: www.proxyvote.com ● Cast your vote online. ● Have your Proxy Card ready. PHONE Call 1-800-454-8683 toll free. ● Read the Proxy Statement and have your Proxy Card at hand. ● Use any touch-tone telephone. ● Follow the simple recorded instructions MAIL ● Mark, sign and date your Proxy Car

ACCOUNTING COMMENTS

July 12, 2024 Kim McManus, Esq. Megan Miller Disclosure Review and Accounting Office Division of Investment Management U.S. Securities and Exchange Commission 100 F Street NE Washington, DC 20549 Re: NEOS ETF Trust (the "Trust" or the "Registrant") File Nos. 811-23645, 333-253997 (File No. 333-279709 and 811-23376) Dear Mses. McManus and Miller: On December 5, 2023, NEOS ETF Trust (the "Trust" or

ACCOUNTING COMMENTS

July 10, 2024 Kim McManus, Esq. Megan Miller Disclosure Review and Accounting Office Division of Investment Management U.S. Securities and Exchange Commission 100 F Street NE Washington, DC 20549 Re: NEOS ETF Trust (the "Trust" or the "Registrant") File Nos. 811-23645, 333-253997 (File No. 333-279709 and 811-23376) Dear Mses. McManus and Miller: On December 5, 2023, NEOS ETF Trust (the "Trust" or

NEOS ETF Trust 13 Riverside Avenue Westport, CT 06880

NEOS ETF Trust 13 Riverside Avenue Westport, CT 06880 June 21, 2023 VIA EDGAR U.S. Securities and Exchange Commission Public Filing Desk 100 F Street, N.E. Washington, D.C. 20549 Re: NEOS ETF Trust, N-14 (File No. 333-279709 and 811-23376) Ladies and Gentlemen: On behalf of NEOS ETF Trust (the “Registrant”), pursuant to Rule 473(c) under the Securities Act of 1933 (the “Securities Act”), the follo

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES F SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 NEOS ETF TRUST (Exact name of registrant as spec

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES F SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 NEOS ETF TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 13 Riverside Avenue, Westport,

* * * * * * *

June 18, 2024 VIA EDGAR TRANSMISSION Ashley Vroman-Lee, Esq. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549-0506 Re: NEOS ETF Trust - File Nos. 811-23645, 333-253997 Dear Ms. Vroman-Lee: The purpose of this letter is to respond to comments the NEOS ETF Trust (the “Registrant”) received from the staff (the “Staff”) of the U.S. Securiti

AGREEMENT AND PLAN OF REORGANIZATION AND TERMINATION

NEOS ETF TRUST N-14 Exhibit 99.4 AGREEMENT AND PLAN OF REORGANIZATION AND TERMINATION THIS AGREEMENT AND PLAN OF REORGANIZATION AND TERMINATION (“Reorganization Agreement”) is made as of this [ ] day of May [ ], 2024 by the NEOS ETF Trust, a Delaware statutory trust (“Acquiring Trust”); on behalf of a NEOS Enhanced Income Credit Select ETF (new series of the Acquiring Trust (the “Acquiring Fund”))

NEOS ENHANCED INCOME CREDIT SELECT ETF OPERATING EXPENSES LIMITATION/AFFE AGREEMENT NEOS INVESTMENT MANAGEMENT LLC

NEOS ETF Trust N-14 Exhibit 99.(13)(d) NEOS ENHANCED INCOME CREDIT SELECT ETF OPERATING EXPENSES LIMITATION/AFFE AGREEMENT NEOS INVESTMENT MANAGEMENT LLC THIS OPERATING EXPENSES LIMITATION/AFFE AGREEMENT (the “Agreement”) is by and between NEOS ETF TRUST, a Delaware statutory trust (the “Trust”), on behalf of the ENHANCED INCOME CREDIT SELECT ETF (the “Fund”), a series of the Trust, and the advise

As filed with the Securities and Exchange Commission on May 24, 2024 1933 Act Registration File No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14

As filed with the Securities and Exchange Commission on May 24, 2024 1933 Act Registration File No.

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

NEOS ETF TRUST N-14 Exhibit 99.14 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated October 30, 2023, relating to the financial statements and financial highlights of WSTCM Credit Select Risk-Managed Fund, a series of WST Investment Trust, for the year ended August 31, 2023, a

NEOS ETF Trust N-14

NEOS ETF Trust N-14 Exhibit 99.11 May 24, 2024 NEOS ETF Trust 13 Riverside Avenue Westport, CT 06880 Re: Opinion of Counsel Relating to the Registration Statement Filed on Form N-14 Under the Securities Act of 1933 Ladies and Gentlemen: We have been requested by NEOS ETF Trust, a Delaware statutory trust (the "Trust") established under an Agreement and Declaration of Trust dated June 15, 2021, as

INVESTMENT ADVISORY AGREEMENT

NEOS ETF Trust N-14 Exhibit 99.(6)(a) INVESTMENT ADVISORY AGREEMENT INVESTMENT ADVISORY AGREEMENT, dated May [ ], 2024, between NEOS ETF Trust (the “Trust”), a statutory trust organized under the laws of the State of Delaware, on behalf of the series of the Trust listed on Schedule A attached hereto (each, a “Fund” and collectively, the “Funds”), and NEOS Investment Management, LLC, a limited liab

WSTCM Credit Select Risk-Managed Fund PROXY FOR THE SPECIAL MEETING OF SHAREHOLDERS TO BE HELD July [ ], 2024

NEOS ETF Trust N-14 Exhibit 99.17 YOUR VOTE IS IMPORTANT! PLEASE VOTE BY: PO BOX 8035, CARY, NC 27512 INTERNET: [ ] ● Cast your vote online. ● Have your Proxy Card ready.. PHONE Call 1-866-498-6179 toll free. ● Read the Proxy Statement and have your Proxy Card at hand. ● Use any touch-tone telephone. ● Follow the simple recorded instructions LIVE REPRESENTATIVE—1-888-544-2416 toll free. ● Speak to

NEOS ETF Trust N-14

NEOS ETF Trust N-14 Exhibit 99.12 Form of Tax Opinion , 2024 NEOS ETF Trust 13 Riverside Avenue Westport, Connecticut 06880 WST Investment Trust 150 W. Main, Suite 1700 Norfolk, Virginia 23510 Re: AGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF , 2024 (THE “AGREEMENT”), BY AND AMONG WST Investment Trust (“WST”) on behalf of ITS SERIES, WSTCM Credit Select Risk-Managed Fund (THE “ACQUIRED FUND”),

POWER OF ATTORNEY

NEOS ETF TRUST N-14 Exhibit 99.16 POWER OF ATTORNEY I, the undersigned member of the Board of Trustees of NEOS ETF Trust, hereby constitute and appoint Bibb L. Strench, Garrett Paolella, Daniel R. Moler, Troy Cates, and Robert Shea, and each of them singly, my true and lawful attorneys-in-fact, with full power of substitution, and with full power to each of them, to sign for me and in my name in t

AMENDED AND RESTATED SCHEDULE A to the ADVISORY AGREEMENT NEOS INVESTMENT MANAGEMENT LLC NEOS ETF TRUST

NEOS ETF TRUST N-14/A Exhibit 99.6 AMENDED AND RESTATED SCHEDULE A to the ADVISORY AGREEMENT between NEOS INVESTMENT MANAGEMENT LLC and NEOS ETF TRUST Fund Advisory Fee Rate Effective Date NEOS S&P 500® High Income ETF 0.68% of the Fund's average daily net assets August 16, 2022 NEOS Enhanced Income Aggregate Bond ETF 0.58% of the Fund’s average daily net assets August 16, 2022 NEOS Enhanced Incom

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14

As filed with the Securities and Exchange Commission on April 2, 2024 1933 Act Registration File No.

YOUR VOTE IS IMPORTANT! PLEASE VOTE BY:

NEOS ETF TRUST N-14/A Exhibit 99.17 PO BOX 8035, CARY, NC 27512 YOUR VOTE IS IMPORTANT! PLEASE VOTE BY: INTERNET: www.proxypush.com/NUSI ● Cast your vote online. ● Have your Proxy Card ready. PHONE Call 1-866-498-6179 toll free. ● ● Read the Proxy Statement and have your Proxy Card at hand. Use any touch-tone telephone. ● Follow the simple recorded instructions LIVE REPRESENTATIVE—1-888-544-2416 t

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

NEOS ETF TRUST N-14/A Exhibit 99.14 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated October 30, 2023, relating to the financial statements and financial highlights of Nationwide Nasdaq-100 Risk-Managed Income ETF (the “Fund”), a series of ETF Series Solutions, for the year e

April 2, 2024

April 2, 2024 VIA ELECTRONIC TRANSMISSION Securities & Exchange Commission Public Filing Desk 100 F Street, N.

POWER OF ATTORNEY

NEOS ETF TRUST N-14/A Exhibit 16 POWER OF ATTORNEY I, the undersigned member of the Board of Trustees of NEOS ETF Trust, hereby constitute and appoint Bibb L.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14

As filed with the Securities and Exchange Commission on April 2, 2024 1933 Act Registration File No.

2

NEOS ETF TRUST N-14/A Exhibit 99.12 Form of Tax Opinion , 2024 NEOS ETF Trust 13 Riverside Avenue Westport, Connecticut 06880 ETF Series Solutions 615 East Michigan Street Milwaukee, Wisconsin 53202 Re: AGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF , 2024 (THE “AGREEMENT”), BY AND AMONG ETF Series Solutions (“ESS”) on behalf of ITS SERIES, Nationwide Nasdaq-100® Risk-Managed Income ETF (THE “T

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

NEOS ETF TRUST N-14/A Exhibit 99.14 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated October 30, 2023, relating to the financial statements and financial highlights of Nationwide Nasdaq-100 Risk-Managed Income ETF (the “Fund”), a series of ETF Series Solutions, for the year e

POWER OF ATTORNEY

NEOS ETF TRUST N-14/A Exhibit 16 POWER OF ATTORNEY I, the undersigned member of the Board of Trustees of NEOS ETF Trust, hereby constitute and appoint Bibb L.

YOUR VOTE IS IMPORTANT! PLEASE VOTE BY:

NEOS ETF TRUST N-14/A Exhibit 99.17 PO BOX 8035, CARY, NC 27512 YOUR VOTE IS IMPORTANT! PLEASE VOTE BY: INTERNET: www.proxypush.com/NUSI ● Cast your vote online. ● Have your Proxy Card ready. PHONE Call 1-866-498-6179 toll free. ● ● Read the Proxy Statement and have your Proxy Card at hand. Use any touch-tone telephone. ● Follow the simple recorded instructions LIVE REPRESENTATIVE—1-888-544-2416 t

AMENDED AND RESTATED SCHEDULE A to the ADVISORY AGREEMENT NEOS INVESTMENT MANAGEMENT LLC NEOS ETF TRUST

NEOS ETF TRUST N-14/A Exhibit 99.6 AMENDED AND RESTATED SCHEDULE A to the ADVISORY AGREEMENT between NEOS INVESTMENT MANAGEMENT LLC and NEOS ETF TRUST Fund Advisory Fee Rate Effective Date NEOS S&P 500® High Income ETF 0.68% of the Fund's average daily net assets August 16, 2022 NEOS Enhanced Income Aggregate Bond ETF 0.58% of the Fund’s average daily net assets August 16, 2022 NEOS Enhanced Incom

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14

As filed with the Securities and Exchange Commission on March 29, 2024 1933 Act Registration File No.

2

NEOS ETF TRUST N-14/A Exhibit 99.4 Form of Tax Opinion , 2024 NEOS ETF Trust 13 Riverside Avenue Westport, Connecticut 06880 ETF Series Solutions 615 East Michigan Street Milwaukee, Wisconsin 53202 Re: AGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF , 2024 (THE “AGREEMENT”), BY AND AMONG ETF Series Solutions (“ESS”) on behalf of ITS SERIES, Nationwide Nasdaq-100® Risk-Managed Income ETF (THE “Ta

March 8, 2024

March 8, 2024 U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 VIA EDGAR Re: NEOS ETF Trust - N-14 (File No. 333-253997) Ladies and Gentlemen, Pursuant to Rule 473 under the Securities Act of 1933, as amended, the following delaying amendment is hereby added at the bottom of the Facing Page of the above-referenced N-14 (Accession No. 0001999371-24-001777), as filed

February 26, 2024

February 26, 2024 Ms. Kimberly McManus U.S. Securities and Exchange Commission Division of Investment Management Disclosure Review and Accounting Office 100 F Street NE Washington, D.C. 20549 Re: NEOS ETF Trust (the "Trust" or the "Registrant") - NEOS Nasdaq-100(R) Hedged Equity Income ETF; File Nos. 811-23645, 333-253997 Dear Ms. McManus: On November 30, 2023, NEOS ETF Trust (the "Trust" or the "

Principal Investment Strategies

February 23, 2024 Kim McManus, Esq. U.S. Securities and Exchange Commission Division of Investment Management Disclosure Review and Accounting Office 100 F Street NE Washington, DC 20549 Re: NEOS ETF Trust (the "Trust" or the "Registrant") File Nos. 811-23645, 333-253997 Dear Ms. McManus: On December 5, 2023, NEOS ETF Trust (the "Trust" or the "Registrant"), on behalf of its series, NEOS Enhanced

NEOS ETF Trust N-14

NEOS ETF Trust N-14 Exhibit 99.11 February 7, 2024 NEOS ETF Trust 13 Riverside Ave Westport, CT 06880 Re: Opinion of Counsel Relating to the Registration Statement Filed on Form N-14 Under the Securities Act of 1933 Ladies and Gentlemen: We have been requested by NEOS ETF Trust, an open-end investment company with transferable shares (the “Trust”) established under the laws of the State of Delawar

Nationwide NASDAQ-100® Risk Managed Income ETF PROXY FOR THE SPECIAL MEETING OF SHAREHOLDERS TO BE HELD APRIL 29, 2024

NEOS ETF Trust N-14 Exhibit 99.17 YOUR VOTE IS IMPORTANT! PLEASE VOTE BY: PO BOX 8035, CARY, NC 27512 INTERNET: www.proxypush.com/NUSI ● Cast your vote online. ● Have your Proxy Card ready. PHONE Call 1-866-498-6179 toll free. ● Read the Proxy Statement and have your Proxy Card at hand. ● Use any touch-tone telephone. ● Follow the simple recorded instructions LIVE REPRESENTATIVE—1-888-544-2416 tol

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14

As filed with the Securities and Exchange Commission on February 9, 2024 1933 Act Registration File No.

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

NEOS ETF Trust N-14 Exhibit 99-14 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated October 30, 2023, relating to the financial statements and financial highlights of Nationwide Nasdaq-100 Risk-Managed Income ETF (the “Fund”), a series of ETF Series Solutions, for the year ended August 31, 2023, and to the references to our firm under the headings “Questions and Answers”, “Other Service Providers”, and “Appendix B” in the Combined Proxy Statement and Prospectus and “Independent Registered Public Accounting Firm” in the Statement of Additional Information.

AGREEMENT AND PLAN OF REORGANIZATION

NEOS ETF Trust N-14 Exhibit 99.4 AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (this “Agreement”) is adopted as of this [ ]th day of March, 2024 by and among (i) ETF Series Solutions, on behalf of its series, the Nationwide Nasdaq-100® Risk-Managed Income ETF (the “Target Fund”), (ii) NEOS ETF Trust, on behalf of its series, the NEOS Nasdaq-100® Hedged Equity Incom

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES F SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 NEOS ETF TRUST (Exact name of registrant as spec

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES F SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 NEOS ETF TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 13 Riverside Avenue, Westport,

CSHI / NEOS ETF Trust - NEOS Enhanced Income Cash Alternative ETF / ATTICUS WEALTH MANAGEMENT, LLC - ATTICUS WEALTH MANAGEMENT, LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 NEOS ETF TRUST (Name of Issuer) EXCHANGE TRADED PRODUCT (Title of Class of Securities) 78433H501 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is file

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES F SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 NEOS ETF TRUST (Exact name of registrant as spec

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES F SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 NEOS ETF TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 13 Riverside Avenue Westport, C

1

November 8, 2023 Kim McManus, Esq. Senior Counsel U.S. Securities and Exchange Commission Division of Investment Management Disclosure Review and Accounting Office 100 F Street NE Washington, D.C. 20549 Re: NEOS ETF Trust (the "Trust" or the "Registrant") File Nos. 811-23645, 333-253997 Dear Ms. McManus: On August 10, 2023, NEOS ETF Trust (the "Trust" or the "Registrant"), on behalf of its series,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES F SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 NEOS ETF TRUST (Exact name of registrant as spec

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES F SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 NEOS ETF TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 13 Riverside Avenue, Westport,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES F SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 NEOS ETF TRUST (Exact name of registrant as spec

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES F SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 NEOS ETF TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 13 Riverside Avenue, Westport,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES F SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 NEOS ETF TRUST (Exact name of registrant as spec

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES F SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 NEOS ETF TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 13 Riverside Avenue, Westport,

* * * *

October 13, 2023 Christopher R. Bellacicco Valerie Lithotomos, Esq. John Lee, Esq. U.S. Securities and Exchange Commission Division of Investment Management Disclosure Review and Accounting Office 100 F Street NE Washington, DC 20549 Re: NEOS ETF Trust (the "Trust" or the "Registrant") File Nos. 811-23645, 333-253997 Dear Messrs. Bellacicco and Lee and Ms. Lithotomos: On May 23, 2023, NEOS ETF Tru

* * * * *

June 23, 2023 Lisa N. Larkin Disclosure Review and Accounting Office Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: SHP ETF Trust; File Nos. 333-253997 and 811-23645 Dear Ms. Larkin: On April 25, 2023, SHP ETF Trust (the “Trust” or “Registrant”) filed Post-Effective Amendment No. 30 to the Trust’s Registration Statement on Fo

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to §240.

May 22, 2023

May 22, 2023 Public Filing Desk U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: SHP ETF Trust (CIK No. 0001848758, File Nos. 333-253997; 811-23645) Request for Withdrawal of Amendment to Registration Statement on Form N-1A Dear Sir or Madam: On behalf of SHP ETF Trust, a registered investment company (the "Trust" or "Registrant"), pursuant to Rule 477 under the

May 22, 2023

May 22, 2023 Public Filing Desk U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: SHP ETF Trust (CIK No. 0001848758, File Nos. 333-253997; 811-23645) Request for Withdrawal of Amendment to Registration Statement on Form N-1A Dear Sir or Madam: On behalf of SHP ETF Trust, a registered investment company (the "Trust" or "Registrant"), pursuant to Rule 477 under the

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to §240.

Number of Shares

NPORT-EX 2 kocconfidential.htm SHP ETF Trust FIS Knights of Columbus Global Belief ETF Schedule of Investments February 28, 2023 (Unaudited) Investments Number of Shares Value COMMON STOCKS — 92.5% Auto Components — 0.7% Magna International, Inc.^ 2,444 $ 136,521 Automobiles — 2.2% Mercedes-Benz Group AG^ 3,036 233,910 Tesla, Inc.* 853 175,471 409,381 Banks — 7.9% Bank of Montreal^ 2,314 219,800 B

Number of Shares

SHP ETF Trust NEOS Enhanced Income Aggregate Bond ETF Schedule of Investments February 28, 2023 (Unaudited) Investments Number of Shares Value EXCHANGE TRADED FUNDS — 99.

Number of Shares

SHP ETF Trust NEOS S&P 500 High Income ETF Schedule of Investments February 28, 2023 (Unaudited) Investments Number of Shares Value COMMON STOCKS — 97.

Number of Shares

SHP ETF Trust FIS Biblically Responsible Risk Managed ETF Schedule of Investments February 28, 2023 (Unaudited) Investments Number of Shares Value COMMON STOCKS — 95.

Par Value

SHP ETF Trust NEOS Enhanced Income Cash Alternative ETF Schedule of Investments February 28, 2023 (Unaudited) Investments Par Value Value U.

Number of

SHP ETF Trust FIS Biblically Responsible Risk Managed ETF Schedule of Investments August 31, 2022 (Unaudited) Investments Number of Shares Value COMMON STOCKS — 91.

Number of Shares

SHP ETF Trust NEOS Enhanced Income Aggregate Bond ETF Schedule of Investments August 31, 2022 (Unaudited) Investments Number of Shares Value EXCHANGE TRADED FUNDS — 98.

Par Value

SHP ETF Trust NEOS Enhanced Income Cash Alternative ETF Schedule of Investments August 31, 2022 (Unaudited) Investments Par Value Value U.

Number of Shares

SHP ETF Trust NEOS S&P 500 High Income ETF Schedule of Investments August 31, 2022 (Unaudited) Investments Number of Shares Value COMMON STOCKS — 98.

Number of

SHP ETF Trust FIS Knights of Columbus Global Belief ETF Schedule of Investments August 31, 2022 (Unaudited) Investments Number of Shares Value COMMON STOCKS — 93.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES F SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SHP ETF TRUST (Exact name of registrant as speci

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES F SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SHP ETF TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 14785 Preston Road, Suite 1000 D

Number of Shares

NPORT-EX 2 shp-etfprayf.htm SHP ETF Trust FIS Biblically Responsible Risk Managed ETF Schedule of Investments February 28, 2022 (Unaudited) Investments Number of Shares Value COMMON STOCKS — 95.2% Automobiles — 0.9% Toyota Motor Corp. - SP-ADR 636 $ 116,356 Banks — 9.2% Bank of America Corp. 6,519 288,140 First Republic Bank 1,325 229,569 HDFC Bank Ltd. - ADR 1,908 118,620 KeyCorp 11,236 281,687 T

Number of Shares

NPORT-EX 2 shp-etfkocgf.htm SHP ETF Trust FIS Knights of Columbus Global Belief ETF Schedule of Investments February 28, 2022 (Unaudited) Investments Number of Shares Value COMMON STOCKS — 97.0% Air Freight & Logistics — 0.8% FedEx Corp. 776 $ 172,481 Auto Components — 0.9% Magna International, Inc. 2,660 197,495 Automobiles — 1.8% Mercedes-Benz Group AG (formerly Daimler AG) 2,619 206,417 General

FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SHP ETF TRUST (Exact name of registrant as spec

FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SHP ETF TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 14785 Preston Road, Suite 1000

Value ($)

SHP ETF Trust FIS Knights of Columbus Global Belief ETF Schedule of Investments August 31, 2021 (Unaudited) Investments Shares Value ($) COMMON STOCKS — 98.

FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SHP ETF TRUST (Exact name of registrant as spec

8-A12B 1 shp-8a12b071221.htm REGISTRATION / LISTING OF A CLASS OF SECURITIES FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SHP ETF TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organ

SHP ETF Trust

SHP ETF Trust July 1, 2021 VIA ELECTRONIC TRANSMISSION Daniel S. Greenspan, Esq Office of Disclosure and Review Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: SHP ETF Trust, File Nos. 333-253997, 811-23645 Dear Mr. Greenspan: On behalf of the FIS Knights of Columbus Global Belief ETF (the "Fund"), a series of SHP ETF Trust (t

Transfer Agent Servicing Agreement between Registrant and U.S. Bancorp Fund Services, LLC3

SHP ETF Trust N-1A/A Exhibit 99.28(h)(3) TRANSFER AGENT SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between SHP ETF TRUST, a Delaware statutory trust, (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”). WHEREAS, the Trust is a series trust th

Distribution and Service Plan3

SHP ETF Trust N-1A/A Exhibit 99.28(m) RULE 12b-1 DISTRIBUTION AND SERVICE PLAN 1. The Trust. SHP ETF Trust (the “Trust”) is an open-end management investment company registered as such under the Investment Company Act of 1940, as amended (the “1940 Act”), and is authorized to issue separate series (each such series is referred to herein as a “Fund” and collectively the “Funds”). 2. The Plan. The T

Distribution Agreement between the Registrant and Foreside Fund Services, LLC3

SHP ETF Trust N-1A/A Exhibit 99.28(e) ETF DISTRIBUTION AGREEMENT This Distribution Agreement (the “Agreement”) is made this 16th day of June 2021, by and between SHP ETF Trust, a Delaware statutory trust (the “Trust”) having its principal place of business at 14785 Preston Road, Suite 1000, Dallas, TX 75254, and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”)

ETF Fund Accounting Servicing Agreement between Registrant and U.S. Bancorp Fund Services, LLC3

SHP ETF Trust N-1A/A Exhibit 99.28(h)(1) ETF FUND ACCOUNTING SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between SHP ETF TRUST, a Delaware statutory trust, (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”). WHEREAS, the Trust is registered u

Custody Agreement between Registrant and U.S. Bank, N.A.3

SHP ETF Trust N-1A/A Exhibit 99.28(g) ETF CUSTODY AGREEMENT THIS AGREEMENT is made and entered into as of the last date on the signature page, by and between SHP ETF TRUST, a Delaware statutory trust, (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneap

Fund Administration Servicing Agreement between Registrant and U.S. Bancorp Fund Services, LLC3

SHP ETF Trust N-1A/A Exhibit 99.28(h)(2) FUND ADMINISTRATION SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between SHP ETF TRUST, a Delaware statutory trust, (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”). WHEREAS, the Trust is registered u

Code of Ethics of the Knights of Columbus Asset Advisors LLC3

SHP ETF Trust N-1A/A Exhibit 99.28 (p)(3) KNIGHTS OF COLUMBUS ASSET ADVISORS LLC COMPLIANCE MANUAL SEPTEMBER 2020 SECTION 6 CODE OF ETHICS A. STATEMENT OF POLICY The Adviser has adopted a Code of Ethics (“COE”) that the Adviser believes is reasonably designed to detect and prevent violations of the regulations and internal guidelines established by the Adviser. All Associated Persons are subject t

June 30, 2021

COVER 23 filename23.htm June 30, 2021 VIA ELECTRONIC TRANSMISSION Re: SHP ETF Trust Dear SEC Staff: On behalf of SHP ETF Trust (the “Trust”), we hereby electronically file, pursuant to Section 8(b) of the Investment Company Act of 1940, Pre-Effective Amendment No. 2 to the Trust’s Registration Statement on Form N-1A. If you have any questions concerning this filing, please contact the undersigned

Agreement and Declaration of Trust of the Registrant3

SHP ETF Trust N-1A/A Exhibit 99.28(a)(2) AGREEMENT AND DECLARATION OF TRUST OF SHP ETF TRUST (a Delaware Statutory Trust) Principal Place of Business: 14785 Preston Road, Suite 1000 Dallas, TX 75254 Dated as of June 15, 2021 TABLE OF CONTENTS Page ARTICLE I THE TRUST 1 1.1 Name 1 1.2 Definitions 1 ARTICLE II PURPOSE OF THE TRUST 3 ARTICLE III BOARD OF TRUSTEES AND BY-LAWS 3 3.1 Number and Qualific

Code of Ethics of the Faith Investor Services LLC3

SHP ETF Trust N-1A/A Exhibit 99.28(p)(2) Faith Investor Services Code of Ethics Introduction This Code of Ethics (the “Code”) has been adopted by the Company (the “Adviser”) in connection with its role as investment adviser to an Exchange Traded Fund (“ETF”) and any affiliated registered investment companies (such registered investment companies advised by the Adviser to be collectively referred t

As filed with the Securities and Exchange Commission on June 30, 2021

As filed with the Securities and Exchange Commission on June 30, 2021 File No. 333-253997 File No. 811-23645 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A ☑ REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☑ Pre-Effective Amendment No. 2 ☐ Post-Effective Amendment No. and/or ☑ REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 ☑ Amendment No. 2 SHP ETF TRU

Private Offering Agreement3

SHP ETF Trust N-1A/A Exhibit 99.28(l) SHP ETF TRUST FIS KNIGHTS OF COLUMBUS GLOBAL BELIEF ETF FORM OF PRIVATE OFFERING (SEED MONEY) AGREEMENT This Private Offering (Seed Money) Agreement (the “Agreement”) made this 17th day of June, 2021, by and between SHP ETF Trust, a statutory trust organized and existing under the laws of the State of Delaware (the “Trust”), on behalf of the FIS Knights of Col

Investment Sub-Advisory Agreement between the Adviser and Knights of Columbus Asset Advisors LLC3

SHP ETF Trust N-1A/A Exhibit 99.28(d)(2) SHP ETF TRUST INVESTMENT SUB-ADVISORY AGREEMENT between FAITH INVESTOR SERVICES LLC and KNIGHTS OF COLUMBUS ASSET ADVISORS LLC This INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of this day of February 25, 2021, by and between Faith Investor Services, LLC, a Delaware limited liability company, with its principal place of business at 2434 El

Investment Advisory Agreement between the Registrant and Faith Investor Services LLC3

SHP ETF Trust N-1A/A Exhibit 99.28(d)(1) INVESTMENT ADVISORY AGREEMENT INVESTMENT ADVISORY AGREEMENT, dated June 22, 2021, between SHP ETF Trust (the “Trust”), a statutory trust organized under the laws of the State of Delaware, and Faith Investor Services LLC, a limited liability company organized under the laws of the State of Delaware (the “Adviser”). WHEREAS, the Adviser is engaged in the busi

Opinion and Consent of Counsel3

EX-99.28(I) 11 ex99-28i.htm OPINION AND CONSENT OF COUNSEL SHP ETF Trust N-1A/A Exhibit 99.28(i) June 29, 2021 SHP ETF Trust 14785 Preston Road Suite 1000 Dallas, TX 75254 Dear Board Members: This letter is in response to your request for our opinion in connection with the filing of Pre-Effective Amendment No. 2 to the Registration Statement, File Nos. 333-253997 and 811-23645 (the “Registration S

Consent of Independent Registered Public Accounting Firm3

SHP ETF Trust N-1A/A Exhibit 99.28(j) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Pre-Effective Amendment to the Registration Statement on Form N-1A of the FIS Knights of Columbus Global Belief ETF (the “Fund”), a series of SHP ETF Trust, and to the use of our report dated June 21, 2021 on the Fund’s financial statement as of June 17, 20

* * * *

CORRESP 1 filename1.htm June 29, 2021 Daniel S. Greenspan, Esq. Staff Attorney Office of Disclosure and Review Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Lauren Hamilton Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 RE: SHP ETF Trust File Nos. 333-253997 and

Custody Agreement between Registrant and U.S. Bank, N.A.

Exhibit 99.28(g) SHP ETF Trust N-1A/A ETF CUSTODY AGREEMENT THIS AGREEMENT is made and entered into as of the last date on the signature page, by and between SHP ETF TRUST, a Delaware statutory trust, (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneap

Agreement and Declaration of Trust of the Registrant

Exhibit 99.28(a)(2) SHP ETF Trust N-1A/A 5.15.2021 Thompson Hine Draft FORM OF AGREEMENT AND DECLARATION OF TRUST OF SHP ETF TRUST (a Delaware Statutory Trust) Principal Place of Business: 2434 Ellis Street, Suite 804 Dallas, TX 75204 Dated as of June [ ], 2021 TABLE OF CONTENTS Page ARTICLE I THE TRUST 1 1.1 Name 1 1.2 Definitions 1 ARTICLE II PURPOSE OF THE TRUST 3 ARTICLE III BOARD OF TRUSTEES

Investment Advisory Agreement between the Registrant and Faith Investor Services LLC

Exhibit 99.28(d)(1) SHP ETF Trust N-1A/A FORM OF INVESTMENT ADVISORY AGREEMENT INVESTMENT ADVISORY AGREEMENT, dated [ , 2021], between SHP ETF Trust (the “Trust”), a statutory trust organized under the laws of the State of Delaware, and Faith Investor Services LLC, a limited liability company organized under the laws of the State of Delaware (the “Adviser”). WHEREAS, the Adviser is engaged in the

ETF Fund Accounting Servicing Agreement between Registrant and U.S. Bankcorp Fund Services, LLC

Exhibit 99.28(h)(1) SHP ETF Trust N-1A/A ETF FUND ACCOUNTING SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between SHP ETF TRUST, a Delaware statutory trust, (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”). WHEREAS, the Trust is registered u

Investment Sub-Advisory Agreement between the Adviser and Knights of Columbus Asset Advisors LLC

Exhibit 99.28(d)(2) SHP ETF Trust N-1A/A SHP ETF TRUST INVESTMENT SUB-ADVISORY AGREEMENT between FAITH INVESTOR SERVICES LLC and KNIGHTS OF COLUMBUS ASSET ADVISORS LLC This INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of this day of February, 2021, by and between Faith Investor Services, LLC, a Delaware limited liability company, with its principal place of business at 2434 Ellis

ACCOUNTING COMMENTS

June 1, 2021 Daniel S. Greenspan, Esq. Staff Attorney Office of Disclosure and Review Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 RE: SHP ETF Trust File Nos. 333-253997 and 811-23645 Dear Mr. Greenspan: SHP ETF Trust (the "Registrant") on March 8, 2021 filed a registration statement on Form N-1A under the Securities Act of 193

Distribution Agreement between the Registrant and Foreside Fund Services, LLC

Exhibit 99.28(e) SHP ETF Trust N-1A/A ETF DISTRIBUTION SERVICES AGREEMENT THIS AGREEMENT made this day of , by and between Faith Investor Service LLC, a (the “Adviser”), and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”). WHEREAS, the Distributor and SHP ETF Trust (the “Trust”) have entered in to an ETF distribution agreement dated as of (the “ETF Distributio

Transfer Agent Servicing Agreement between Registrant and U.S. Bankcorp Fund Services, LLC

Exhibit 99.28(h)(3) SHP ETF Trust N-1A/A TRANSFER AGENT SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between SHP ETF TRUST, a Delaware statutory trust, (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”). WHEREAS, the Trust is a series trust th

Code of Ethics of the Registrant2

Exhibit 99.28(p)(1) SHP ETF Trust N-1A/A SHP ETF Trust CODE OF ETHICS This Code of Ethics (the “Code”) has been adopted by SHP ETF Trust (the “Trust”) in compliance with Rule 17j-1 under the Investment Company Act of 1940, as amended (the “Act”) (unless specifically identified, Rule 17j-1 is referred to as the “Rule”). This Code of Ethics is intended to ensure that all acts, practices and courses

As filed with the Securities and Exchange Commission on June 1, 2021

As filed with the Securities and Exchange Commission on June 1, 2021 File No. 333-253997 File No. 811-23645 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A ☑ REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☑ Pre-Effective Amendment No. 1 ☐ Post-Effective Amendment No. and/or ☑ REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 ☐ Amendment No. SHP ETF TRUST

June 1, 2021

COVER 19 filename19.htm June 1, 2021 VIA ELECTRONIC TRANSMISSION Re: SHP ETF Trust Dear SEC Staff: On behalf of SHP ETF Trust (the “Trust”), we hereby electronically file, pursuant to Section 8(b) of the Investment Company Act of 1940, Pre-Effective Amendment No. 1 to the Trust’s Registration Statement on Form N-1A. If you have any questions concerning this filing, please contact the undersigned a

Fund Administration Servicing Agreement between Registrant and U.S. Bankcorp Fund Services, LLC

Exhibit 99.28(h)(2) SHP ETF Trust N-1A/A FUND ADMINISTRATION SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between SHP ETF TRUST, a Delaware statutory trust, (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”). WHEREAS, the Trust is registered u

Code of Ethics of Foreside Fund Services, LLC2

Exhibit 99.28(p)(4) SHP ETF Trust N-1A/A Code of Ethics INTRODUCTION 1 1. STANDARDS OF PROFESSIONAL CONDUCT 2 (a) Fiduciary Duties 2 (b) Compliance with Laws 2 (c) Corporate Culture 2 (d) Professional Misconduct 2 (e) Disclosure of Conflicts 3 (f) Undue Influence 3 (g) Confidentiality and Protection of Material Nonpublic Information 3 (h) Personal Securities Transactions 4 (i) Gifts 4 (j) Service

By-Laws of the Registrant2

Exhibit 99.28(b)(1) SHP ETF Trust N-1A/A FORM OF BY-LAWS OF SHP ETF TRUST Dated as of June [ ], 2021 ARTICLE 1 GOVERNING INSTRUMENT and Principal Office Section 1.1 Declaration of Trust. These By-Laws are adopted pursuant to Section 3.12 of the Agreement and Declaration of Trust, as from time to time in effect (the “Declaration of Trust”), of SHP ETF Trust (the “Trust”) and shall be subject to the

Certificate of Trust dated February 1, 2021, as filed with the State of Delaware on February 1, 2021, for SHP ETF Trust (the “Registrant” or “Trust”)1

SHP ETF Trust - N-1A Exhibit 99.(a)(1) Delaware Page 1 The First State I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE CERTIFICATE OF STATUTORY TRUST REGISTRATION OF “SHP ETF TRUST”, FILED IN THIS OFFICE ON THE FIRST DAY OF FEBRUARY, A.D. 2021, AT 12:09 O`CLOCK P.M. 4933517 8100 Authentication: 202413790 SR# 20210

March 4, 2021

March 4, 2021 VIA ELECTRONIC TRANSMISSION Re: SHP ETF Trust Dear SEC Staff: On behalf of SHP ETF Trust (the “Trust”), we hereby electronically file, pursuant to Section 8(b) of the Investment Company Act of 1940, as amended, the Trust's Registration Statement on Form N-1A.

- INITIAL NOTIFICATION OF REGISTRATION

N-8A 1 shp-n8a040421.htm INITIAL NOTIFICATION OF REGISTRATION SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(A) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Inve

As filed with the Securities and Exchange Commission on March 4, 2021

As filed with the Securities and Exchange Commission on March 4, 2021 File No. 333-[ ] File No. 811-[ ] SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A ☑ REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☐ Pre-Effective Amendment No. ☐ Post-Effective Amendment No. and/or ☑ REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 ☐ Amendment No. SHP ETF TRUST (Exact