मूलभूत आँकड़े
LEI | 549300BOELL93IDPTJ73 |
CIK | 1175483 |
SEC Filings
SEC Filings (Chronological Order)
February 14, 2023 |
DS / Drive Shack Inc. / Nantahala Capital Management, LLC - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Drive Shack Inc. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 262077100 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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January 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-31458 Drive Shack Inc. (Exact name of registrant as specified in its ch |
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January 3, 2023 |
As filed with the Securities and Exchange Commission on January 3, 2023 As filed with the Securities and Exchange Commission on January 3, 2023 Registration No. |
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January 3, 2023 |
As filed with the Securities and Exchange Commission on January 3, 2023 As filed with the Securities and Exchange Commission on January 3, 2023 Registration No. |
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December 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-31458 Drive Shack Inc. New York Stock Exchange LLC (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) 10670 N. |
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December 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 13, 2022 Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Commission File |
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December 14, 2022 |
Exhibit 99.1 Drive Shack Inc. Announces Intention to Voluntarily Delist and Deregister its Securities DALLAS, December 13, 2022 ? Drive Shack Inc. (together with its subsidiaries, ?Drive Shack?, ?we?, ?us? or the ?Company?) (NYSE: DS), a leading owner and operator of golf-related leisure and entertainment businesses, announced today its intention to voluntarily delist from the New York Stock Excha |
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November 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31458 |
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November 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31458 Drive Shack Inc. |
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November 21, 2022 |
Exhibit 99.1 Drive Shack Inc. Announces Third Quarter 2022 Financial Results and Preferred Stock Dividends for Fourth Quarter 2022 Third Quarter 2022 Total Company Revenue of $89 Million, Up 16% Compared to Third Quarter 2021; Led by Increased Event Sales and New Puttery Venues American Golf Event Revenue up 51% and Drive Shack Event Revenue Up 22% Compared to Third Quarter 2021 Puttery Venues Del |
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November 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 21, 2022 Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Commission File |
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November 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 15, 2022 Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Commission File |
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November 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31458 D |
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November 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No.1) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No.1) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31458 Drive |
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November 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number 001-31458 CUSIP Number 262077100 (Check one): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-CEN ? Form N-CSR For Period Ended: September 30, 2022 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11 |
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October 11, 2022 |
DRIVE SHACK INC. RECEIVES CONTINUED LISTING STANDARD NOTICE FROM NYSE Exhibit 99.1 DRIVE SHACK INC. RECEIVES CONTINUED LISTING STANDARD NOTICE FROM NYSE DALLAS, October 11, 2022 - Drive Shack Inc. (the ?Company?) (NYSE: DS), a leading owner and operator of golf-related leisure and entertainment businesses, today announced that it received written notification from the New York Stock Exchange (?NYSE?) on October 5, 2022, that it is not in compliance with the NYSE con |
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October 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 5, 2022 Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Commission File N |
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August 9, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 9, 2022 Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Commission File Nu |
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August 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31458 Drive Shack Inc. (Exa |
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August 9, 2022 |
EXHIBIT 10.1 SEPARATION AGREEMENT, EFFECTIVE MAY 10, 2022, BY AND BETWEEN DRIVE SHACK INC. AND MICHAEL L. NICHOLS. March 31, 2022 Michael L. Nichols Dear Mr. Nichols: This Separation Agreement and General Release (the ?Agreement?) confirms the following understandings and agreements between DRIVE SHACK INC. (together with its affiliates, the ?Company?) and Michael L. Nichols (hereinafter referred |
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August 9, 2022 |
Exhibit 99.1 Drive Shack Inc. Announces Second Quarter 2022 Financial Results and Preferred Stock Dividends for Third Quarter 2022 Second Quarter 2022 Total Company Revenue of $87 Million, Up 17% Compared to Second Quarter 2021; Led by Increased Event Sales and New Puttery Venues American Golf Event Revenue up 311% and Drive Shack Event Revenue Up 106% Compared to Second Quarter 2021 Puttery Venue |
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August 9, 2022 |
Drive Shack – 2Q22 Form 10-Q Rider EXHIBIT 4.1 Drive Shack ? 2Q22 Form 10-Q Rider Our Tax Benefits Preservation Plan could inhibit a change in our control that may otherwise be favorable to our stockholders. In May 2022, our board of directors adopted a Tax Benefits Preservation Plan in an effort to protect against a possible limitation on our ability to use our net operating losses and net capital loss carryforwards by discouragin |
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May 20, 2022 |
DS / Drive Shack Inc. / EDENS WESLEY R - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 8) Drive Shack Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 262077100 (CUSIP Number) Wesley R. Edens 111 W. 19th St., 8th Floor New York, NY 10011 (516) 268-7400 (Name, Address and Telephone Number of Person Authorized to Receive Notic |
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May 20, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 17, 2022 Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Commission File Numb |
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May 17, 2022 |
Material Modification to Rights of Security Holders, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 17, 2022 Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Commission File Numb |
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May 17, 2022 |
Exhibit 4.1 TAX BENEFITS PRESERVATION PLAN dated as of May 17, 2022 between DRIVE SHACK INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC as Rights Agent TABLE OF CONTENTS Page Section 1. Certain Definitions 1 Section 2. Appointment of Rights Agent 7 Section 3. Issuance of Rights Certificates 8 Section 4. Form of Rights Certificates 10 Section 5. Countersignature and Registration 11 Section 6. |
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May 17, 2022 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on May 31, 2022, pursuant to the provisions of Rule 12d2-2 (a). |
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May 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Commission File Number) (IRS Employer Identific |
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May 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31458 Drive Shack Inc. (Ex |
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May 10, 2022 |
Exhibit 99.1 Drive Shack Inc. Announces First Quarter 2022 Financial Results and Preferred Stock Dividends for Second Quarter 2022 First Quarter 2022 Total Company Revenue of $69 Million, Up 13% Compared to First Quarter 2021; Led by Increased Event Sales and New Puttery Venues Drive Shack Venues Total Revenue Up 19% and American Golf Revenue Up 6% Compared to First Quarter 2021; Puttery Venues De |
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May 10, 2022 |
EXHIBIT 10.1 SEPARATION AGREEMENT, EFFECTIVE MAY 10, 2022, BY AND BETWEEN DRIVE SHACK INC. AND MICHAEL L. NICHOLS. March 31, 2022 Michael L. Nichols Dear Mr. Nichols: This Separation Agreement and General Release (the ?Agreement?) confirms the following understandings and agreements between DRIVE SHACK INC. (together with its affiliates, the ?Company?) and Michael L. Nichols (hereinafter referred |
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May 10, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 10, 2022 Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Commission File Numb |
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April 19, 2022 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? ? ? Filed by a Party other than the Registrant ?? Check the appropriate box: ?? ? ? Preliminary Proxy Statement ?? ? ? Confidential, for Use of the Commission Only (as permitted by Rule 14a- |
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April 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 31, 2022 Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Commission File Nu |
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March 18, 2022 |
EXHIBIT 21.1 DRIVE SHACK INC. SUBSIDIARIES Subsidiary Jurisdiction of Incorporation/Organization 1 AG Los Coyotes LLC California 2 AGC Field Operations LLC Delaware 3 AGC Management LLC Delaware 4 AGC Mezzanine Pledge LLC Delaware 5 AGC Realty LLC Delaware 6 American Golf Corporation California 7 American Golf Group Holdings LLC Delaware 8 American Golf of Atlanta Georgia 9 American Golf of Glenda |
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March 18, 2022 |
Drive Shack Inc. Updates Fourth Quarter and Full Year 2021 Financial Results Exhibit 99.1 Drive Shack Inc. Updates Fourth Quarter and Full Year 2021 Financial Results DALLAS, March 18, 2022 - Drive Shack Inc. (the ?Company?) (NYSE: DS), a leading owner and operator of golf-related leisure and entertainment businesses, today reported it is updating certain information included in its press release issued on March 11, 2022, which announced the Company?s financial results for |
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March 18, 2022 |
DESCRIPTION OF REGISTERED SECURITIES EXHIBIT 4.8 DESCRIPTION OF REGISTERED SECURITIES General The authorized capital stock of Drive Shack Inc. (the ?Company?) consists of 1,000,000,000 shares of common stock, par value $0.01 per share (?Common Stock?), and 100,000,000 shares of preferred stock, par value $0.01 per share (?Preferred Stock?). 875,000 shares of Preferred Stock have been designated as shares of 9.75% Series B Cumulative |
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March 18, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 18, 2022 (March 18, 2022) Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (C |
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March 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31458 Drive Shack Inc. (Exact n |
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March 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number 001-31458 CUSIP Number 262077100 (Check one): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-CEN ? Form N-CSR For Period Ended: December 31, 2021 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11- |
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March 11, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 10, 2022 (March 10, 2022) Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (C |
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March 11, 2022 |
Exhibit 99.1 Drive Shack Inc. Announces Fourth Quarter and Full Year 2021 Financial Results and Preferred Stock Dividends for First Quarter 2022 Fourth Quarter 2021 Total Company Revenue Up 17% to $70.5 Million Compared to Fourth Quarter 2020 Full Year 2021 Total Company Revenue Up 28% to $282 Million Compared to $220 Million for Full Year 2020; Highest Annual Total Company Revenue Reported in Thr |
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December 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 24, 2021 (December 24, 2021) Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559 |
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November 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31458 Drive Shack Inc. |
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November 8, 2021 |
Exhibit 99.1 Drive Shack Inc. Announces Third Quarter 2021 Financial Results and Preferred Stock Dividends for Fourth Quarter 2021 Reported Total Company Revenue of $76.4 Million for the Third Quarter 2021; Highest Quarterly Revenue Reported in Three Years Reported Operating Loss of $5.9 Million and Positive Adjusted EBITDA of $3.3 Million for the Third Quarter 2021 Debuted First Puttery Venue in |
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November 8, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 8, 2021 (November 8, 2021) Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-055911 |
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August 9, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 9, 2021 (August 9, 2021) Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (C |
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August 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31458 Drive Shack Inc. (Exa |
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August 9, 2021 |
Exhibit 99.1 Drive Shack Inc. Announces Second Quarter 2021 Financial Results and Preferred Stock Dividends for Third Quarter 2021 Reported Total Company Revenue of $73.9 Million and Operating Income of $1.1 Million for the Second Quarter 2021 Delivered Quarterly Operating Income for the First Time in Three Years Delivered Positive Adjusted EBITDA of $7.7 Million for the Second Quarter 2021 DALLAS |
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July 12, 2021 |
Exhibit 99.1 Rory McIlroy to Make Strategic Investment in Puttery with Drive Shack Inc. Professional golfer Rory McIlroy and partners will own at least 10% of all venues under development today, as well as optional investment in future venues, via Symphony Ventures. DALLAS, July 12, 2021 - Drive Shack Inc. (the ?Company?) (NYSE: DS), a leading owner and operator of golf-related leisure and enterta |
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July 12, 2021 |
DRIVE SHACK INC. 10670 N. Central Expressway Suite 700 Dallas, TX 75231 Exhibit 1.1 DRIVE SHACK INC. 10670 N. Central Expressway Suite 700 Dallas, TX 75231 July 12, 2021 Symphony Ventures 51 Dawson Street Dublin 2 D02 TR53 Ireland ATTN: Donal Casey Letter Agreement Dear Partners of Symphony Ventures: In appreciation of your continued interest in partnering with us, this letter agreement sets forth the proposed terms for the co-investment (the ?Investment Transactions? |
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July 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 12, 2021 Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Commission File Num |
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June 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 7) Drive Shack Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 262077100 (CUSIP Number) Wesley R. Edens 111 W. 19th St., 8th Floor New York, NY 10011 (516) 268-7400 (Name, Address and Telephone Number of Person Authorized to Receive Notic |
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June 2, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 2, 2021 Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Commission File Numb |
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May 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31458 Drive Shack Inc. (Ex |
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May 7, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 7, 2021 (May 7, 2021) Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Commiss |
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May 7, 2021 |
Exhibit 99.1 Drive Shack Inc. Announces First Quarter 2021 Results and Preferred Stock Dividends for Second Quarter 2021 Reported Total Company Revenue of $61.1 Million, Flat Compared to First Quarter 2020 Operating Loss of $7.9 Million, an Improvement of $7.0 Million, or 47%, Compared to First Quarter 2020 Delivered Positive Adjusted EBITDA of $2.7 Million, an Increase of $7.4 Million Compared to |
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April 30, 2021 |
DEF 14A 1 nc10023832x1def14a.htm DEF 14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission On |
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April 1, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* Drive Shack Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 262077100 (CUSIP Number) David N. Brooks Fortress Investment Group LLC 1345 Avenue of the Americas, 46th Floor New York, NY 10105 (212) 798-6100 (Name, Address and Telephone Number of Person |
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March 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 6) Drive Shack Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 262077100 (CUSIP Number) Wesley R. Edens 111 W. 19th St., 8th Floor New York, NY 10011 (516) 268-7400 (Name, Address and Telephone Number of Person Authorized to Receive Notic |
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March 16, 2021 |
DESCRIPTION OF REGISTERED SECURITIES EXHIBIT 4.8 DESCRIPTION OF REGISTERED SECURITIES General The authorized capital stock of Drive Shack Inc. (the ?Company?) consists of 1,000,000,000 shares of common stock, par value $0.01 per share (?Common Stock?), and 100,000,000 shares of preferred stock, par value $0.01 per share (?Preferred Stock?). 875,000 shares of Preferred Stock have been designated as shares of 9.75% Series B Cumulative |
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March 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31458 Drive Shack Inc. (Exact n |
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March 16, 2021 |
EXHIBIT 21.1 DRIVE SHACK INC. SUBSIDIARIES Subsidiary Jurisdiction of Incorporation/Organization 1 NCT Holdings LLC Delaware 2 Newcastle CDO VIII 1, Limited Cayman Islands 3 Newcastle CDO VIII 2, Limited Cayman Islands 4 Newcastle CDO VIII Holdings LLC Delaware 5 Newcastle CDO VIII LLC Delaware 6 Newcastle CDO IX 1, Limited Cayman Islands 7 Newcastle CDO IX Holdings LLC Delaware 8 Newcastle CDO IX |
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March 12, 2021 |
Exhibit 99.1 March 12, 2021 Drive Shack Inc. Announces Fourth Quarter and Full Year 2020 Results and Preferred Stock Dividends for First Quarter 2021 Reports 2020 Fourth Quarter Net Income of $9.9 Million and Positive Adjusted EBITDA of $5.3 Million NEW YORK, March 12, 2021 - Drive Shack Inc. (the “Company”) (NYSE: DS), a leading owner and operator of golf-related leisure and entertainment busines |
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March 12, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 12, 2021 (March 12, 2021) Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (C |
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February 3, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* Drive Shack Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 262077100 (CUSIP Number) Wesley R. Edens c/o Fortress Investment Group LLC 1345 Avenue of the Americas, 45th Floor New York, NY 10105 (212) 798-6100 (Name, Address and Telephone Number of |
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February 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 28, 2021 Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Commission File |
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February 2, 2021 |
Drive Shack Inc. Announces Proposed Public Offering of Common Stock Exhibit 99.1 January 28, 2021 Drive Shack Inc. Announces Proposed Public Offering of Common Stock NEW YORK, January 28, 2021 - Drive Shack Inc. (NYSE: DS, the “Company”), a leading owner and operator of golf-related leisure and entertainment businesses, announced today the launch of an underwritten public offering of $50,000,000 of shares of common stock, subject to market conditions. All shares o |
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February 2, 2021 |
Drive Shack Inc. Announces Pricing of Public Offering of Common Stock Exhibit 99.2 January 29, 2021 Drive Shack Inc. Announces Pricing of Public Offering of Common Stock NEW YORK, January 29, 2021 - Drive Shack Inc. (NYSE: DS, the “Company”), a leading owner and operator of golf-related leisure and entertainment businesses, announced today that it priced its underwritten public offering of 20,833,334 shares of common stock at a price to the public of $2.40 per share |
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February 2, 2021 |
Exhibit 1.1 Execution Version DRIVE SHACK INC. (a Maryland corporation) 20,833,334 Shares of Common Stock (par value $0.01 per share) UNDERWRITING AGREEMENT Dated: January 28, 2021 DRIVE SHACK INC. (a Maryland corporation) Common Stock (par value $0.01 per share) UNDERWRITING AGREEMENT January 28, 2021 BTIG, LLC, as Representative of the several Underwriters BTIG, LLC 65 E 55th Street New York, Ne |
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February 1, 2021 |
TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration No. 333-251671 Prospectus Supplement (To Prospectus dated January 6, 2021) 20,833,334 Shares Drive Shack Inc. Common Stock We are offering (the “Offering”) 20,833,334 shares of our common stock, $0.01 par value per share, by this prospectus supplement and the accompanying prospectus including 672,780 shares of our common stock that |
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January 28, 2021 |
Subject to Completion, dated January 28, 2021 TABLE OF CONTENTS The information in this prospectus supplement and the accompanying prospectus is not complete and may be changed. |
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January 4, 2021 |
DRIVE SHACK INC. 218 W. 18th ST, 3rd Floor New York, NY 10011 January 4, 2021 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Daniel Morris Re: Drive Shack Inc. Registration Statement on Form S-3 File No. 333-251671 Filed December 23, 2020 Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, a |
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December 23, 2020 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON DECEMBER 23, 2020 REGISTRATION NO. |
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December 23, 2020 |
Exhibit 25.1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) ☐ U.S. BANK NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 31-0841368 I.RS. Employer Identifi |
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December 18, 2020 |
Submission of Matters to a Vote of Security Holders - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 14, 2020 Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Commission File |
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November 6, 2020 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ D |
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November 5, 2020 |
Drive Shack Inc. 218 W. 18th St., 3rd Fl. New York, NY 10011 Drive Shack Inc. 218 W. 18th St., 3rd Fl. New York, NY 10011 September 28, 2020 Dear Larry: This letter will amend the terms of your current Offer Letter, dated as of December 12, 2017 (your “Offer Letter”). Except as otherwise set forth in this letter, the terms and conditions of your Offer Letter remain in full force and effect. Commencing as of the date of this letter, your title will be Chief |
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November 5, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31458 Drive Shack Inc. |
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November 4, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 3, 2020 Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Commission File |
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November 4, 2020 |
Drive Shack Announces Third Quarter 2020 Results Provides Business & Financial Liquidity Update Exhibit 99.1 November 3, 2020 Drive Shack Announces Third Quarter 2020 Results Provides Business & Financial Liquidity Update NEW YORK, November 3, 2020 - Drive Shack Inc. (the “Company”) (NYSE: DS) today reported its financial results for the third quarter ended September 30, 2020. The Company also provided an update on the business, as well as measures it has taken to sustain liquidity. “We are |
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November 3, 2020 |
Drive Shack Inc. 2019 Annual Report on Form 10-K File No. 001-31458 Via EDGAR November 2, 2020 Dear Ms. Li and Mr. Allegretto: On behalf of Drive Shack Inc. (the “Company”), the undersigned submits this letter in response to a comment from the staff (the “Staff”) of the U.S. Securities and Exchange Commission (the “SEC”) received by letter, dated October 20, 2020 (the “Comment Letter”), relating t |
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October 19, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 16, 2020 Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Commission File |
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October 19, 2020 |
Exhibit 99.1 October 19, 2020 Drive Shack Inc. Closes $34.5 Million Sale of its Rancho San Joaquin, CA Golf Property American Golf Corporation will continue to operate the facility under a management agreement Sale proceeds to be used to finance next phase of strategic growth plan, including Drive Shack New Orleans and the launch of The Puttery in 2021 NEW YORK, NY, October 19, 2020 - Drive Shack |
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September 28, 2020 |
Exhibit 99.1 September 24, 2020 Drive Shack Announces Key Leadership Additions New Chief Financial Officer to Join Company on September 28 NEW YORK, NY, September 24, 2020 - Drive Shack Inc. (the “Company”) (NYSE: DS) is pleased to announce the appointment of two key, highly talented and accomplished executives to its leadership team. Michael Nichols has been named Chief Financial Officer and will |
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September 28, 2020 |
Drive Shack Inc. 218 W. 18th St., Third Floor New York, NY 10014 Exhibit 10.1 Drive Shack Inc. 218 W. 18th St., Third Floor New York, NY 10014 September 27, 2020 Michael Nichols Dear Michael: We are delighted at the prospect that you will be joining Drive Shack Inc. (the “Company”) as Chief Financial Officer. Your primary place of employment will be located at the Company’s office in Dallas, TX. You understand and agree that the Company’s business is nationwide |
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September 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 24, 2020 Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Commission Fil |
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August 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31458 Drive Shack Inc. (Exa |
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August 5, 2020 |
Drive Shack Announces Second Quarter 2020 Results Provides Business & Financial Liquidity Update Exhibit 99.1 August 4, 2020 Drive Shack Announces Second Quarter 2020 Results Provides Business & Financial Liquidity Update NEW YORK, August 4, 2020 - Drive Shack Inc. (the “Company”) (NYSE: DS) today reported its financial results for the second quarter ended June 30, 2020. The Company also provided an update on the impact of the COVID-19 pandemic on its business, together with measures the Comp |
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August 5, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 4, 2020 (August 4, 2020) Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (C |
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May 11, 2020 |
DRIVE SHACK INC. AMENDED AND RESTATED BYLAWS (Effective as of May 11, 2020) ARTICLE I Exhibit 3.6 DRIVE SHACK INC. AMENDED AND RESTATED BYLAWS (Effective as of May 11, 2020) ARTICLE I OFFICES Section 1. PRINCIPAL OFFICE. The principal office of the Corporation in the State of Maryland shall be located at such place as the Board of Directors may designate. Section 2. ADDITIONAL OFFICES. The Corporation may have additional offices, including a principal executive office, at such plac |
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May 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31458 Drive Shack Inc. (Ex |
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May 8, 2020 |
Drive Shack Announces First Quarter 2020 Results Provides Business and Financial Liquidity Update Exhibit 99.1 May 7, 2020 Drive Shack Announces First Quarter 2020 Results Provides Business and Financial Liquidity Update NEW YORK, May 7, 2020 - Drive Shack Inc. (the “Company”) (NYSE: DS) announced financial results for the first quarter ended March 31, 2020. The Company also provided an update on the impact of the COVID-19 pandemic on its business, together with measures the Company has taken |
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May 8, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 8, 2020 (May 8, 2020) Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Commiss |
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May 4, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 1, 2020 Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Commission File Numbe |
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April 29, 2020 |
CERTIFICATION PURSUANT TO SECTION 302 OF SARBANES-OXLEY ACT OF 2002 I, Hana Khouri, certify that: 1. |
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April 29, 2020 |
CERTIFICATION PURSUANT TO SECTION 302 OF SARBANES-OXLEY ACT OF 2002 I, Lawrence A. |
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April 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31458 Drive |
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April 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 10, 2020 Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Commission File Nu |
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March 20, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 20, 2020 (March 19, 2020) Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (C |
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March 16, 2020 |
NCT / Newcastle Investment Corp. / EDENS WESLEY R - SCHEDULE 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Drive Shack Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 262077100 (CUSIP Number) Wesley R. Edens c/o Fortress Investment Group LLC 1345 Avenue of the Americas, 45th Floor New York, NY 10105 (212) 798-6100 (Name, Address and Telephone Number of |
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March 9, 2020 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on March 20, 2020, pursuant to the provisions of Rule 12d2-2 (a). |
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March 6, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 6, 2020 (March 6, 2020) Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Com |
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March 6, 2020 |
EX-99.1 2 ex991.htm EXHIBIT 99.1 Exhibit 99.1 March 5, 2020 Strength of New Venues Highlighted in Drive Shack Inc.’s Fourth Quarter 2019 Results Generation 2.0 Drive Shack venues produce strong results, generated $15 million of revenue in second half of 2019 2 new Urban Box sites announced – Dallas, TX and Charlotte, NC Expect to open 4 new venues in 2020 NEW YORK, March 5, 2020 (BUSINESS WIRE) - |
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March 6, 2020 |
EX-21.1 3 ds-20191231ex211.htm EXHIBIT 21.1 EXHIBIT 21.1 DRIVE SHACK INC. SUBSIDIARIES Subsidiary Jurisdiction of Incorporation/Organization 1 NCT Holdings LLC Delaware 2 Newcastle CDO VIII 1, Limited Cayman Islands 3 Newcastle CDO VIII 2, Limited Cayman Islands 4 Newcastle CDO VIII Holdings LLC Delaware 5 Newcastle CDO VIII LLC Delaware 6 Newcastle CDO IX 1, Limited Cayman Islands 7 Newcastle CDO |
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March 6, 2020 |
DS / Drive Shack Inc. 8-A12B - - 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Commission File Number) (IRS Employer Identific |
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March 6, 2020 |
Material Modification to Rights of Security Holders, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 6, 2020 Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Commission File Num |
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March 6, 2020 |
DS / Drive Shack Inc. 10-K - Annual Report - 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31458 Drive Shack Inc. (Exact n |
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March 6, 2020 |
DESCRIPTION OF REGISTERED SECURITIES EXHIBIT 4.8 DESCRIPTION OF REGISTERED SECURITIES General The authorized capital stock of Drive Shack Inc. (the “Company”) consists of 1,000,000,000 shares of common stock, par value $0.01 per share (“Common Stock”), and 100,000,000 shares of preferred stock, par value $0.01 per share (“Preferred Stock”). 875,000 shares of Preferred Stock have been designated as shares of 9.75% Series B Cumulative |
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March 6, 2020 |
Exhibit 4.1 TAX BENEFITS PRESERVATION PLAN dated as of March 6, 2020 between DRIVE SHACK INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC as Rights Agent TABLE OF CONTENTS Page Section 1. Certain Definitions 1 Section 2. Appointment of Rights Agent 7 Section 3. Issuance of Rights Certificates 7 Section 4. Form of Rights Certificates 9 Section 5. Countersignature and Registration 10 Section 6. |
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November 12, 2019 |
DS / Drive Shack Inc. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31458 Drive Shack Inc. |
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November 12, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 12, 2019 (November 11, 2019) Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559 |
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November 12, 2019 |
Exhibit 99.1 November 11, 2019 Success of New Venues Showcased in Drive Shack Inc.’s Third Quarter 2019 Results The Company announces successful opening of 3 new Drive Shack venues, results significantly outperform expectations Achieves goal of selling 24 owned golf courses for total proceeds of ~$170 million NEW YORK, November 11, 2019 (BUSINESS WIRE) - Drive Shack Inc. (NYSE: DS), a leading owne |
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August 23, 2019 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 23, 2019 (May 29, 2019) Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 ( |
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August 16, 2019 |
NCT / Newcastle Investment Corp. / Fortress Operating Entity I LP - SCHEDULE 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Drive Shack Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 262077100 (CUSIP Number) David N. Brooks Fortress Investment Group LLC 1345 Avenue of the Americas, 46th Floor New York, NY 10105 (212) 798-6100 (Name, Address and Telephone Number of Person |
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August 16, 2019 |
Exhibit 99.2 CONTRIBUTION AGREEMENT THIS CONTRIBUTION AGREEMENT (this “Agreement”) is made and entered into on August 12, 2019, by and among Fortress Operating Entity I LP, a Delaware limited partnership (“FOE I”) and FIG LLC, a Delaware limited liability company (“FIG LLC”). RECITALS WHEREAS, FOE I is the beneficial owner of the equity interests (including stock and stock options) listed on Sched |
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August 16, 2019 |
Exhibit 99.1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D may be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknow |
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August 8, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 5, 2019 Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Commission File Nu |
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August 6, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 6, 2019 (August 6, 2019) Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (C |
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August 6, 2019 |
Drive Shack Announces Leadership Addition and Second Quarter 2019 Earnings Results Exhibit 99.1 August 6, 2019 Drive Shack Announces Leadership Addition and Second Quarter 2019 Earnings Results NEW YORK, August 6, 2019 (BUSINESS WIRE) – Drive Shack Inc. (NYSE: DS; the “Company”), an owner and operator of golf entertainment venues and traditional golf courses, is excited to announce the appointment of Hana Khouri as President of the Company. “Hana has a track record of successful |
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August 6, 2019 |
DS / Drive Shack Inc. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31458 Drive Shack Inc. (Exa |
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August 6, 2019 |
DRIVE SHACK INC. 2018 OMNIBUS INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT EXHIBIT 10.23 DRIVE SHACK INC. 2018 OMNIBUS INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT This Restricted Stock Unit Award Agreement (this “Agreement”), dated as of [], 2019 (the “Date of Grant”), is made by and between Drive Shack Inc., a Maryland corporation (the “Company”), and [] (the “Participant”). Capitalized terms used but not defined herein shall have the meaning ascribed to them i |
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May 31, 2019 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 31, 2019 (May 29, 2019) Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Commi |
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May 10, 2019 |
Exhibit 99.1 May 10, 2019 Drive Shack Announces First Quarter 2019 Results and Declares Second Quarter 2019 Preferred Stock Dividends Company announces 1 new Drive Shack location and confirms three new venue openings in 2019 Has closed sales of 18 golf courses for $132 million to date NEW YORK, May 10, 2019 (BUSINESS WIRE) - Drive Shack Inc. (NYSE: DS), an owner and operator of golf entertainment |
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May 10, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 10, 2019 (May 7, 2019) Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Commis |
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May 10, 2019 |
EXHIBIT 10.22 DRIVE SHACK INC. 2018 OMNIBUS INCENTIVE PLAN [FORM OF] EXECUTIVE NON-QUALIFIED STOCK OPTION AWARD AGREEMENT This Non-Qualified Stock Option Award Agreement (this “Award Agreement”), dated as of [●] (the “Date of Grant”), is made by and between Drive Shack Inc., a Maryland corporation (the “Company”), and [●] (the “Executive”). Any capitalized term that is used but not defined in this |
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May 10, 2019 |
DS / Drive Shack Inc. 10-Q Quarterly Report 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31458 Drive Shack Inc. (Ex |
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May 10, 2019 |
EXHIBIT 10.4 Dear Sarah: Reference is made to the Letter Agreement dated December 12, 2017, between Drive Shack Inc. (the “Company”) and you (the “Letter Agreement”). This letter (this “Amendment”) shall amend the terms and conditions of the Letter Agreement in the manner set forth below and shall be subject to ratification by the Compensation Committee of the Board of Directors of the Company (th |
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May 9, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 9, 2019 (May 3, 2019) Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland 001-31458 81-0559116 (State or other jurisdiction of incorporation) (Commiss |
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April 18, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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April 18, 2019 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ D |
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April 17, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 17, 2019 (April 11, 2019) Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (C |
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March 15, 2019 |
DRIVE SHACK INC. 2018 OMNIBUS INCENTIVE PLAN EXECUTIVE NON-QUALIFIED STOCK OPTION AWARD AGREEMENT EXHIBIT 10.20 DRIVE SHACK INC. 2018 OMNIBUS INCENTIVE PLAN EXECUTIVE NON-QUALIFIED STOCK OPTION AWARD AGREEMENT This Non-Qualified Stock Option Award Agreement (this “Award Agreement”), dated as of November 12, 2018 (the “Date of Grant”), is made by and between Drive Shack Inc., a Maryland corporation (the “Company”), and David M. Hammarley (the “Executive”). Any capitalized term that is used but |
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March 15, 2019 |
DRIVE SHACK INC. 2018 OMNIBUS INCENTIVE PLAN EXECUTIVE INCENTIVE STOCK OPTION AWARD AGREEMENT EXHIBIT 10.19 DRIVE SHACK INC. 2018 OMNIBUS INCENTIVE PLAN EXECUTIVE INCENTIVE STOCK OPTION AWARD AGREEMENT This Incentive Stock Option Award Agreement (this “Award Agreement”), dated as of November 12, 2018 (the “Date of Grant”), is made by and between Drive Shack Inc., a Maryland corporation (the “Company”), and Kenneth A. May (the “Executive”). Any capitalized term that is used but not defined |
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March 15, 2019 |
DS / Drive Shack Inc. 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31458 Drive Shack Inc. (Exact n |
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March 15, 2019 |
EX-21.1 7 ds-20181231ex211.htm EXHIBIT 21.1 EXHIBIT 21.1 DRIVE SHACK INC. SUBSIDIARIES Subsidiary Jurisdiction of Incorporation/Organization 1 IMPAC Commercial Assets Corporation California 2 IMPAC Commercial Capital Corporation California 3 IMPAC Commercial Holdings, Inc. Maryland 4 NCT Holdings LLC Delaware 5 Newcastle CDO VIII 1, Limited Cayman Islands 6 Newcastle CDO VIII 2, Limited Cayman Isl |
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March 15, 2019 |
EXHIBIT 10.7 November 7, 2018 David M. Hammarley Dear David: It is with great pleasure that we extend to you an offer to join Drive Shack Inc. (the “Company”) as Chief Financial Officer, reporting to the Chief Executive Officer of the Company. This letter is referred to herein as the “Letter Agreement.” Start Date: November 12, 2018 (the “Start Date”). In order for your employment with the Company |
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March 15, 2019 |
EXHIBIT 10.6 November 7, 2018 Kenneth A. May Dear Ken: It is with great pleasure that we extend to you an offer to join Drive Shack Inc. (the “Company”) as Chief Executive Officer and President, reporting to the Board of Directors of the Company (the “Board”). This letter is referred to herein as the “Letter Agreement.” Start Date: November 12, 2018 (the “Start Date”). In order for your employment |
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March 15, 2019 |
DRIVE SHACK INC. EXECUTIVE NON-QUALIFIED STOCK OPTION AWARD AGREEMENT EXHIBIT 10.18 DRIVE SHACK INC. EXECUTIVE NON-QUALIFIED STOCK OPTION AWARD AGREEMENT This Non-Qualified Stock Option Award Agreement (this “Award Agreement”), dated as of November 12, 2018 (the “Date of Grant”), is made by and between Drive Shack Inc., a Maryland corporation (the “Company”), and Kenneth A. May (the “Executive”). WHEREAS, the Option being granted under this Award Agreement is intend |
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March 14, 2019 |
Exhibit 99.1 March 14, 2019 Drive Shack Announces Fourth Quarter and Full Year 2018 Results and Declares First Quarter 2019 Preferred Stock Dividends Company announces four new Drive Shack locations and confirms three new venue openings in 2019 Has closed sales of 15 golf courses for $115 million and repaid $102 million of debt NEW YORK, March 14, 2019 (BUSINESS WIRE) - Drive Shack Inc. (NYSE: DS) |
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March 14, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 14, 2019 (March 14, 2019) Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (C |
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February 4, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Drive Shack, Inc. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 262077100 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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January 28, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 28, 2019 (January 22, 2019) Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-055911 |
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December 27, 2018 |
Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 21, 2018 Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Commission File |
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December 6, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Commission File Number) (IRS Employer Identific |
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December 6, 2018 |
Material Modification to Rights of Security Holders, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 6, 2018 (December 5, 2018) Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-055911 |
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December 6, 2018 |
TAX BENEFITS PRESERVATION PLAN Exhibit 4.1 TAX BENEFITS PRESERVATION PLAN dated as of December 5, 2018 between DRIVE SHACK INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC as Rights Agent TABLE OF CONTENTS Page Section 1. Certain Definitions 1 Section 2. Appointment of Rights Agent 7 Section 3. Issuance of Rights Certificates 8 Section 4. Form of Rights Certificates 10 Section 5. Countersignature and Registration 10 Sectio |
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November 9, 2018 |
DRIVE SHACK INC. 2018 OMNIBUS INCENTIVE PLAN DIRECTOR RESTRICTED STOCK UNIT AWARD AGREEMENT EXHIBIT 10.15 DRIVE SHACK INC. 2018 OMNIBUS INCENTIVE PLAN DIRECTOR RESTRICTED STOCK UNIT AWARD AGREEMENT This Director Restricted Stock Unit Award Agreement (this “Agreement”), dated as of [●] (such date, “Date of Grant”), is made by and between Drive Shack Inc., a Maryland corporation (the “Company”), and [●] (the “Participant”). Capitalized terms not defined herein shall have the meaning ascrib |
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November 9, 2018 |
DS / Drive Shack Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31458 Drive Shack Inc. |
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November 8, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 8, 2018 (November 7, 2018) Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-055911 |
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November 8, 2018 |
DRIVE SHACK INC. ANNOUNCES LEADERSHIP ADDITIONS AND THIRD QUARTER 2018 EARNINGS RESULTS Exhibit 99.1 Investor Relations 516-268-7460 DRIVE SHACK INC. ANNOUNCES LEADERSHIP ADDITIONS AND THIRD QUARTER 2018 EARNINGS RESULTS NEW YORK—(BUSINESS WIRE) — November 8, 2018 — As Drive Shack Inc. (“Drive Shack” or the “Company”) continues to transform into a leading golf and entertainment company, the Board of Directors is excited to announce the addition of Ken May and David Hammarley to the m |
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August 3, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 3, 2018 Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Commission File Nu |
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August 3, 2018 |
Exhibit 99.1 Investor Relations 516-268-7460 DRIVE SHACK INC. ANNOUNCES SECOND QUARTER 2018 RESULTS AND DECLARES THIRD QUARTER 2018 PREFERRED STOCK DIVIDENDS NEW YORK—(BUSINESS WIRE) — August 3, 2018 — Drive Shack Inc. (NYSE: DS; the “Company”) today reported the following information for the second quarter ended June 30, 2018. BUSINESS HIGHLIGHTS § Drive Shack – The Company opened its first venue |
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August 3, 2018 |
DS / Drive Shack Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31458 Drive Shack Inc. (Exa |
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June 29, 2018 |
As filed with the U.S. Securities and Exchange Commission on June 29, 2018 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 DRIVE SHACK INC. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation or organization) 81-0559116 (I.R.S. Emp |
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June 1, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 1, 2018 (May 25, 2018) Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Commi |
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May 17, 2018 |
NCT / Newcastle Investment Corp. / EDENS WESLEY R - SC 13D/A FOR EDENS WESLEY R Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Drive Shack Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 262077100 (CUSIP Number) Wesley R. Edens c/o Fortress Investment Group LLC 1345 Avenue of the Americas, 45th Floor New York, NY 10105 (212) 798-6100 (Name, Address and Telephone Number of |
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May 4, 2018 |
DS / Drive Shack Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31458 Drive Shack Inc. (Ex |
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May 3, 2018 |
Exhibit 99.1 Investor Relations 516-268-7460 DRIVE SHACK INC. ANNOUNCES FIRST QUARTER 2018 RESULTS AND DECLARES SECOND QUARTER 2018 PREFERRED STOCK DIVIDENDS NEW YORK—(BUSINESS WIRE) — May 3, 2018 — Drive Shack Inc. (NYSE: DS; the “Company”) today reported the following information for the first quarter ended March 31, 2018. BUSINESS HIGHLIGHTS § Drive Shack – The Company opened its first venue in |
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May 3, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 3, 2018 Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Commission File Numbe |
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April 13, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Sta |
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April 13, 2018 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ D |
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March 14, 2018 |
EXHIBIT 21.1 DRIVE SHACK INC. SUBSIDIARIES Subsidiary Jurisdiction of Incorporation/Organization 1 IMPAC Commercial Assets Corporation California 2 IMPAC Commercial Capital Corporation California 3 IMPAC Commercial Holdings, Inc. Maryland 4 NCT Holdings LLC Delaware 5 Newcastle CDO V Corp. Delaware 6 Newcastle CDO V Holdings LLC Delaware 7 Newcastle CDO VI Corp. Delaware 8 Newcastle CDO VI Holding |
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March 14, 2018 |
EXHIBIT 12.1 RATIO OF EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED DIVIDENDS AND RATIO OF EARNINGS TO FIXED CHARGES The following table sets forth our ratio of earnings to combined fixed charges and preferred dividends and our ratio of earnings to fixed charges for each of the periods indicated: Year Ended December 31, 2017 2016 2015 2014 2013 Ratio of Earnings to Combined Fixed Charges and Pr |
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March 14, 2018 |
DS / Drive Shack Inc. 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31458 Drive Shack Inc. (Exact n |
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March 7, 2018 |
Exhibit 99.1 Investor Relations 516-268-7460 DRIVE SHACK INC. ANNOUNCES FOURTH QUARTER AND FULL YEAR 2017 RESULTS AND DECLARES FIRST QUARTER 2018 PREFERRED STOCK DIVIDENDS NEW YORK—(BUSINESS WIRE) — March 7, 2018 — Drive Shack Inc. (NYSE: DS; the “Company”) today reported the following information for the quarter and full year ended December 31, 2017. BUSINESS HIGHLIGHTS § Drive Shack – The Compan |
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March 7, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 7, 2018 Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Commission File Num |
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February 12, 2018 |
NCT / Newcastle Investment Corp. / VANGUARD GROUP INC Passive Investment driveshackinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3 )* Name of issuer: Drive Shack Inc Title of Class of Securities: Common Stock CUSIP Number: 262077100 Date of Event Which Requires Filing of this Statement: December 31, 2017 Check the appropriate box to des |
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January 10, 2018 |
NCT / Newcastle Investment Corp. ESP DRIVE SHACK INC. 111 W 19 th St., 8 th Floor New York, NY 10011 January 10, 2018 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Joshua Lobert Re: Drive Shack Inc. Registration Statement on Form S-3 File No. 333-222312 Filed December 27, 2017 Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933 |
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December 27, 2017 |
EX-4.2 2 s002007x1ex4-2.htm EXHIBIT 4.2 Exhibit 4.2 DRIVE SHACK INC. INDENTURE Dated as of , U.S. BANK, NATIONAL ASSOCIATION Trustee Reconciliation and tie between Trust Indenture Act of 1939 and Indenture* Tenet Indenture Art Section Indenture Section § 310 (a) 11.04(a), 16.02 (b) 11.01(f), 11.04(b), 11.05(1), 16.02 (b)(1) 11.04(b), 16.02 § 311 11.01(f), 16.02 § 312 14.02(d), 16.02 (b) 11.10, 16. |
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December 27, 2017 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON DECEMBER 27, 2017 TABLE OF CONTENTS AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON DECEMBER 27, 2017 REGISTRATION NO. |
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December 27, 2017 |
Statement of Computation of Ratio of Earnings Exhibit 12.1 Statement of Computation of Ratio of Earnings Drive Shack Inc. Ratio of Earnings to Combined Fixed Charges and Preferred Dividends (Amounts in 000's, except ratios) Nine Months Ended Years Ended December 31, September 30, 2017 2016 2015 2014 2013 2012 Pre-tax income (loss) from continuing operations before adjustment for income (loss) from equity investees $ (17,082 ) $ 77,525 $ 21,25 |
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December 27, 2017 |
Exhibit 25.1 securities and exchange commission Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) U.S. BANK NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 31-0841368 I.R.S. Employer Identific |
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December 21, 2017 |
DRIVE SHACK INC. ANNOUNCES AGREEMENT TO INTERNALIZE MANAGEMENT Exhibit 99.1 DRIVE SHACK INC. ANNOUNCES AGREEMENT TO INTERNALIZE MANAGEMENT NEW YORK-(BUSINESS WIRE) - Drive Shack Inc. (NYSE:DS; the ?Company?) announced that it has entered into definitive agreements with its external manager, FIG LLC (the ?Manager?), an affiliate of Fortress Investment Group LLC, to internalize the Company?s management function. In connection with the termination of the existin |
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December 21, 2017 |
Exhibit 10.3 December 12, 2017 Sarah L. Watterson Dear Sarah: It is with great pleasure that we extend to you an offer to join Drive Shack Inc., 1345 Avenue of the Americas, 45th Floor, New York, NY 10105, (212) 479-3195 (the ?Company?), as set forth below. This letter is referred to herein as the ?Letter Agreement.? Title and Start Date: You and the Company acknowledge and agree that this Letter |
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December 21, 2017 |
Exhibit 10.5 December 12, 2017 Sara A. Yakin Dear Sara: It is with great pleasure that we extend to you an offer to join Drive Shack Inc., 1345 Avenue of the Americas, 45th Floor, New York, NY 10105, (212) 479-3195 (the ?Company?), as set forth below. This letter is referred to herein as the ?Letter Agreement.? Title and Start Date: You and the Company acknowledge and agree that this Letter Agreem |
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December 21, 2017 |
TERMINATION AND COOPERATION AGREEMENT Exhibit 10.1 EXECUTION VERSION TERMINATION AND COOPERATION AGREEMENT This TERMINATION AND COOPERATION AGREEMENT (the ? Agreement?), dated as of December 21, 2017, is made by and between Drive Shack Inc., a Maryland corporation (the ? Company?), and FIG LLC, a Delaware limited liability company (the ? Manager?). The Company and the Manager are collectively referred to as the ? Parties? and each ind |
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December 21, 2017 |
Exhibit 10.2 EXECUTION VERSION TRANSITION SERVICES AGREEMENT This TRANSITION SERVICES AGREEMENT (the ? Agreement?), dated as of December 21, 2017, and effective as of January 1, 2018 (the ? Effective Date?), is made by and between Drive Shack Inc., a Maryland corporation (the ? Company?), and FIG LLC, a Delaware limited liability company (? Service Provider?). The Company and Service Provider are |
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December 21, 2017 |
EX-10.4 5 s002005x1ex10-4.htm EXHIBIT 10.4 Exhibit 10.4 December 12, 2017 Lawrence A. Goodfield, Jr. Dear Lawrence: It is with great pleasure that we extend to you an offer to join Drive Shack Inc., 1345 Avenue of the Americas, 45th Floor, New York, NY 10105, (212) 479-3195 (the “Company”), as set forth below. This letter is referred to herein as the “Letter Agreement.” Title and Start Date: You a |
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December 21, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 21, 2017 Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Commission File |
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December 15, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 11, 2017 Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Commission File |
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December 6, 2017 |
NCT / Newcastle Investment Corp. FORM 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Commission File Number) (IRS Employer Identific |
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December 6, 2017 |
Exhibit 4.1 TAX BENEFITS PRESERVATION PLAN dated as of December 6, 2017 between DRIVE SHACK INC. and American Stock Transfer & Trust Company, LLC as Rights Agent TABLE OF CONTENTS Page Section 1. Certain Definitions 1 Section 2. Appointment of Rights Agent 7 Section 3. Issuance of Rights Certificates 8 Section 4. Form of Rights Certificates 10 Section 5. Countersignature and Registration 11 Sectio |
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December 6, 2017 |
Material Modification to Rights of Security Holders, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 6, 2017 (December 6, 2017) Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-055911 |
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November 20, 2017 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Drive Shack Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 262077100 (CUSIP Number) Wesley R. Edens c/o Fortress Investment Group LLC 1345 Avenue of the Americas, 45th Floor New York, NY 10105 (212) 798-6100 (Name, Address and Telephone Number of |
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November 1, 2017 |
Exhibit 99.1 Investor Relations 212-479-3195 DRIVE SHACK INC. ANNOUNCES THIRD QUARTER 2017 RESULTS AND DECLARES FOURTH QUARTER 2017 PREFERRED STOCK DIVIDENDS NEW YORK?(BUSINESS WIRE) ? November 1, 2017 ? Drive Shack Inc. (NYSE: DS; the ?Company?) today reported the following information for the quarter ended September 30, 2017. BUSINESS HIGHLIGHTS ? Drive Shack ? The Company continues to develop i |
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November 1, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 1, 2017 Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Commission File |
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November 1, 2017 |
DS / Drive Shack Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31458 Drive Shack Inc. |
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August 3, 2017 |
DS / Drive Shack Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31458 Drive Shack Inc. (Exa |
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August 2, 2017 |
Exhibit 99.1 Investor Relations 212-479-3195 DRIVE SHACK INC. ANNOUNCES SECOND QUARTER 2017 RESULTS AND DECLARES THIRD QUARTER 2017 PREFERRED STOCK DIVIDENDS NEW YORK?(BUSINESS WIRE) ? August 2, 2017 ? Drive Shack Inc. (NYSE: DS; the ?Company?) today reported the following information for the quarter ended June 30, 2017. BUSINESS HIGHLIGHTS ? Drive Shack ? The Company continues to develop its firs |
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August 2, 2017 |
Newcastle Investment FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 2, 2017 Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Commission (IRS Em |
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May 30, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 26, 2017 Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Commission File Numb |
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May 8, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31458 Drive Shack Inc. (Ex |
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May 5, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 5, 2017 Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Commission File Numbe |
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May 5, 2017 |
Exhibit 99.1 Investor Relations 212-479-3195 DRIVE SHACK INC. ANNOUNCES FIRST QUARTER 2017 RESULTS AND DECLARES SECOND QUARTER 2017 PREFERRED STOCK DIVIDENDS NEW YORK—(BUSINESS WIRE) — May 5, 2017 — Drive Shack Inc. (NYSE: DS; the “Company”) today reported the following information for the quarter ended March 31, 2017. BUSINESS HIGHLIGHTS § Drive Shack – The Company continues to develop its first |
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April 12, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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April 12, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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March 9, 2017 |
NCT / Newcastle Investment Corp. / EDENS WESLEY R - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Drive Shack Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 262077100 (CUSIP Number) Wesley R. Edens c/o Fortress Investment Group LLC 1345 Avenue of the Americas, 45th Floor New York, NY 10105 (212) 798-6100 (Name, Address and Telephone Number of |
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March 2, 2017 |
EXHIBIT 21.1 DRIVE SHACK INC. SUBSIDIARIES Subsidiary Jurisdiction of Incorporation/Organization 1 IMPAC Commercial Assets Corporation California 2 IMPAC Commercial Capital Corporation California 3 IMPAC Commercial Holdings, Inc. Maryland 4 NCT Holdings LLC Delaware 5 Newcastle CDO V Corp. Delaware 6 Newcastle CDO V Holdings LLC Delaware 7 Newcastle CDO V, Limited Cayman Islands 8 Newcastle CDO VI |
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March 2, 2017 |
EXHIBIT 3.5 Execution Version ARTICLES SUPPLEMENTARY OF SERIES E JUNIOR PARTICIPATING PREFERRED STOCK OF NEWCASTLE INVESTMENT CORP. ARTICLES SUPPLEMENTARY Newcastle Investment Corp., a corporation organized and existing under the General Corporation Law of the State of Maryland (the ?Corporation?), hereby certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: Under |
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March 2, 2017 |
EX-10.1 3 ds20161231ex101.htm EXHIBIT 10.1 EXHIBIT 10.1 Execution Version AMENDED AND RESTATED MANAGEMENT AND ADVISORY AGREEMENT dated as of January 1, 2017 among DRIVE SHACK INC. and FIG LLC TABLE OF CONTENTS SECTION 1. DEFINITIONS 1 SECTION 2. APPOINTMENT AND DUTIES OF THE MANAGER 2 SECTION 3. DEVOTION OF TIME; ADDITIONAL ACTIVITIES 6 SECTION 4. AGENCY 7 SECTION 5. BANK ACCOUNTS 7 SECTION 6. REC |
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March 2, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31458 Drive Shack Inc. (Exact n |
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March 2, 2017 |
EXHIBIT 12.1 RATIO OF EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED DIVIDENDS AND RATIO OF EARNINGS TO FIXED CHARGES The following table sets forth our ratio of earnings to combined fixed charges and preferred dividends and our ratio of earnings to fixed charges for each of the periods indicated: Year Ended December 31, 2016 2015 2014 2013 2012 Ratio of Earnings to Combined Fixed Charges and Pr |
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February 28, 2017 |
EX-99.1 2 s001570x1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Investor Relations 212-479-3195 DRIVE SHACK INC. ANNOUNCES FOURTH QUARTER AND FULL YEAR 2016 RESULTS AND DECLARES FIRST QUARTER 2017 PREFERRED STOCK DIVIDENDS NEW YORK—(BUSINESS WIRE) — February 28, 2017 — Drive Shack Inc. (NYSE: DS; the “Company”) today reported the following information for the quarter and full year ended December 31, 2016. |
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February 28, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 28, 2017 Drive Shack Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Commission File |
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February 9, 2017 |
NCT / Newcastle Investment Corp. / VANGUARD GROUP INC Passive Investment driveshackinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2 )* Name of issuer: Drive Shack Inc Title of Class of Securities: Common Stock CUSIP Number: 262077100 Date of Event Which Requires Filing of this Statement: December 31, 2016 Check the appropriate box to des |
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December 22, 2016 |
NCT / Newcastle Investment Corp. / EDENS WESLEY R - SCHEDULE 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Newcastle Investment Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 65105M603 (CUSIP Number) Wesley R. Edens c/o Fortress Investment Group LLC 1345 Avenue of the Americas, 45th Floor New York, NY 10105 (212) 798-6100 (Name, Address and Telephone Num |
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December 20, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 3)1 Newcastle Investment Corp. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 65105M108 (CUSIP Number) JOSHUA E. S |
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December 8, 2016 |
Newcastle Investment FORM 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Newcastle Investment Corp. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Commission File Number) (IRS Employer |
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December 8, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 8, 2016 (December 7, 2016) Newcastle Investment Corp. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 |
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December 8, 2016 |
Exhibit 99.1 Investor Relations (212) 479-3195 Newcastle Decides to Change REIT Status Beginning in 2017 and Announces Name Change to Drive Shack Inc. to Facilitate Transformation to a Leisure Company NEW YORK ? (BUSINESS WIRE) ? December 7, 2016 ? Newcastle Investment Corp. (the ?Company?; NYSE: NCT) announced today that its Board of Directors has decided that the Company will not be a Real Estat |
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December 8, 2016 |
Exhibit 4.1 EXECUTION VERSION TAX BENEFITS PRESERVATION PLAN dated as of December 7, 2016 between NEWCASTLE INVESTMENT CORP. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC as Rights Agent TABLE OF CONTENTS Page Section 1. Certain Definitions 1 Section 2. Appointment of Rights Agent 7 Section 3. Issuance of Rights Certificates 7 Section 4. Form of Rights Certificates 9 Section 5. Countersignature |
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December 8, 2016 |
Exhibit 10.1 FORM OF AMENDED AND RESTATED MANAGEMENT AND ADVISORY AGREEMENT dated as of January 1, 2017 among DRIVE SHACK INC. and FIG LLC TABLE OF CONTENTS SECTION 1. DEFINITIONS 1 SECTION 2. APPOINTMENT AND DUTIES OF THE MANAGER. 2 SECTION 3. DEVOTION OF TIME; ADDITIONAL ACTIVITIES. 6 SECTION 4. AGENCY 7 SECTION 5. BANK ACCOUNTS 7 SECTION 6. RECORDS; CONFIDENTIALITY. 7 SECTION 7. OBLIGATIONS OF |
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December 8, 2016 |
Exhibit 3.2 DRIVE SHACK INC. ARTICLES OF RESTATEMENT FIRST: Drive Shack Inc., a Maryland corporation (the “Corporation”), desires to restate its charter as currently in effect. SECOND: The following provisions are all the provisions of the charter currently in effect: ARTICLE I INCORPORATOR The undersigned, Tracy A. Bacigalupo, whose address is c/o Piper Rudnick LLP, 6225 Smith Avenue, Baltimore, |
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December 8, 2016 |
Exhibit 3.3 ARTICLES SUPPLEMENTARY OF SERIES E JUNIOR PARTICIPATING PREFERRED STOCK OF NEWCASTLE INVESTMENT CORP. ARTICLES SUPPLEMENTARY Newcastle Investment Corp., a corporation organized and existing under the General Corporation Law of the State of Maryland (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: Under a power contained |
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December 8, 2016 |
Exhibit 3.4 DRIVE SHACK INC. AMENDED AND RESTATED BYLAWS (Effective as of December 28, 2016) ARTICLE I OFFICES Section 1. PRINCIPAL OFFICE. The principal office of the Corporation in the State of Maryland shall be located at such place as the Board of Directors may designate. Section 2. ADDITIONAL OFFICES. The Corporation may have additional offices, including a principal executive office, at such |
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December 8, 2016 |
ARTICLES OF AMENDMENT NEWCASTLE INVESTMENT CORP. Exhibit 3.1 ARTICLES OF AMENDMENT NEWCASTLE INVESTMENT CORP. NEWCASTLE INVESTMENT CORP., a Maryland corporation (the “Corporation”), does hereby certify as follows: FIRST: The charter of the Corporation is hereby amended by deleting the existing Article II in its entirety and inserting a new Article II to read as follows: “Article II The name of the corporation (which is hereafter called the “Corp |
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November 9, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31458 Newcastle Invest |
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November 4, 2016 |
NEWCASTLE ANNOUNCES THIRD QUARTER 2016 RESULTS Exhibit 99.1 Contact: Investor Relations 212-479-3195 NEWCASTLE ANNOUNCES THIRD QUARTER 2016 RESULTS NEW YORK—(BUSINESS WIRE)—November 4, 2016—Newcastle Investment Corp. (NYSE: NCT; “Newcastle”, the “Company”) today reported the following information for the third quarter ended September 30, 2016. THIRD QUARTER FINANCIAL HIGHLIGHTS ( A) § GAAP Income of $19 million, or $0.28 per basic share § Core |
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November 4, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 4, 2016 Newcastle Investment Corp. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Commis |
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October 11, 2016 |
CUSIP No.: 65105M603 Page 1 of 8 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Newcastle Investment Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 65105M603 (CUSIP Number) David N. Brooks Fortress Investment Group LLC 1345 Avenue of the Americas, 46th Floor New York, NY 10105 (212) 798-6100 ( |
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September 30, 2016 |
POWER OF ATTORNEY For Executing Forms 3, 4 and 5 KNOW ALL BY THESE PRESENTS, that the undersigned hereby constitutes and appoints each of Cameron MacDougall, Sarah L. |
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September 30, 2016 |
POWER OF ATTORNEY For Executing Forms 3, 4 and 5 KNOW ALL BY THESE PRESENTS, that the undersigned hereby constitutes and appoints each of Cameron MacDougall, Lawrence A. |
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September 30, 2016 |
POWER OF ATTORNEY For Executing Forms 3, 4 and 5 KNOW ALL BY THESE PRESENTS, that the undersigned hereby constitutes and appoints each of Cameron MacDougall, Lawrence A. |
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September 26, 2016 |
Exhibit 99.1 September 26, 2016 Newcastle Announces New Executive Leadership Team to Accelerate Growth of Golf Business – Growth Will be Fueled by Receipt of Approximately $110 Million Legacy Real Estate Debt Repayment New York – Newcastle Investment Corp. (NYSE:NCT; “Newcastle,” the “Company”) today announced a new executive leadership team designed to help execute Newcastle’s strategic prioritie |
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September 26, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8‑K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 20, 2016 Newcastle Investment Corp. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Comm |
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August 9, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 9, 2016 Newcastle Investment Corp. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Commissi |
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August 9, 2016 |
NEWCASTLE ANNOUNCES SECOND QUARTER 2016 RESULTS Exhibit 99.1 Contact: Investor Relations 212-479-3195 NEWCASTLE ANNOUNCES SECOND QUARTER 2016 RESULTS NEW YORK—(BUSINESS WIRE)—August 9, 2016—Newcastle Investment Corp. (NYSE: NCT; “Newcastle”, the “Company”) today reported the following information for the second quarter ended June 30, 2016. SECOND QUARTER FINANCIAL HIGHLIGHTS ( A) § GAAP Income of $2 million, or $0.02 per basic share § Core Earn |
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August 9, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31458 Newcastle Investment |
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May 19, 2016 |
8-K 1 s001311x18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 19, 2016 (May 18, 2016) Newcastle Investment Corp. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of i |
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May 19, 2016 |
Exhibit 10.1 2016 NEWCASTLE INVESTMENT CORP. NONQUALIFIED OPTION AND INCENTIVE AWARD PLAN Adopted as of April 7, 2016 TABLE OF CONTENTS PAGE SECTION 1 PURPOSE OF PLAN; DEFINITIONS 1 1.1 Purpose 1 1.2 Definitions 1 SECTION 2 ADMINISTRATION 3 2.1 Administration 3 2.2 Duties and Powers of Committee 3 2.3 Majority Rule 3 2.4 Delegation of Authority. 3 2.5 Compensation; Professional Assistance; Good Fa |
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May 10, 2016 |
Newcastle Investment FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 10, 2016 Newcastle Investment Corp. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Commission |
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May 10, 2016 |
NEWCASTLE ANNOUNCES FIRST QUARTER 2016 RESULTS Exhibit 99.1 Contact: Investor Relations 212-479-3195 NEWCASTLE ANNOUNCES FIRST QUARTER 2016 RESULTS NEW YORK?(BUSINESS WIRE)?May 10, 2016?Newcastle Investment Corp. (NYSE: NCT; ?Newcastle?, the ?Company?) today reported the following information for the quarter ended March 31, 2016. FIRST QUARTER FINANCIAL HIGHLIGHTS ? Core Earnings of $3 million, or $0.05 per basic share ? Adjusted Funds from Op |
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May 10, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31458 Newcastle Investment |
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April 12, 2016 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Pro |
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April 7, 2016 |
Newcastle Investment DEFINITIVE PROXY STATEMENT DEFINITIVE PROXY STATEMENT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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April 5, 2016 |
POWER OF ATTORNEY For Executing Forms 3, 4 and 5 KNOW ALL BY THESE PRESENTS, that the undersigned hereby constitutes and appoints each of Cameron MacDougall and Kenneth Riis, each acting alone, her true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned a Form 3, Form 4 or Form 5, or any amendment thereto, relating to the securities of Newcastle Investment Corp. |
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April 4, 2016 |
Newcastle Investment FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 4, 2016 (March 29, 2016) Newcastle Investment Corp. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0 |
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March 10, 2016 |
EXHIBIT 21.1 NEWCASTLE INVESTMENT CORP. SUBSIDIARIES Subsidiary Jurisdiction of Incorporation/Organization 1 Fortress Asset Trust Delaware 2 IMPAC CMB Trust 1998-C1 Delaware 3 IMPAC Commercial Assets Corporation California 4 IMPAC Commercial Capital Corporation California 5 IMPAC Commercial Holdings, Inc. Maryland 6 LIV Holdings LLC Delaware 7 NCT Holdings LLC Delaware 8 Newcastle 2005-1 Asset Bac |
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March 10, 2016 |
EXHIBIT 12.1 RATIO OF EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED DIVIDENDS AND RATIO OF EARNINGS TO FIXED CHARGES The following table sets forth our ratio of earnings to combined fixed charges and preferred dividends and our ratio of earnings to fixed charges for each of the periods indicated: Year Ended December 31, 2015 2014 2013 2012 2011 Ratio of Earnings to Combined Fixed Charges and Pr |
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March 10, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31458 Newcastle Investment Corp |
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March 8, 2016 |
Newcastle Investment FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 8, 2016 Newcastle Investment Corp. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-31458 81-0559116 (Commissio |
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March 8, 2016 |
NEWCASTLE ANNOUNCES FOURTH QUARTER AND FULL YEAR 2015 RESULTS Exhibit 99.1 Contact: Investor Relations 212-479-3195 NEWCASTLE ANNOUNCES FOURTH QUARTER AND FULL YEAR 2015 RESULTS NEW YORK?(BUSINESS WIRE)- March 8, 2016 - Newcastle Investment Corp. (NYSE: NCT; ?Newcastle? or the ?Company?) today reported the following information for the quarter and full year ended December 31, 2015. FOURTH QUARTER FINANCIAL HIGHLIGHTS ? Core Earnings of $9 million, or $0.13 p |
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February 11, 2016 |
NCT / Newcastle Investment Corp. / VANGUARD GROUP INC Passive Investment newcastleinvestmentcorp.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1 )* Name of issuer: Newcastle Investment Corp Title of Class of Securities: REIT CUSIP Number: 65105M603 Date of Event Which Requires Filing of this Statement: December 31, 2015 Check the appropriat |
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February 5, 2016 |
POWER OF ATTORNEY For Executing Forms 3, 4 and 5 KNOW ALL BY THESE PRESENTS, that the undersigned hereby constitutes and appoints each of Cameron MacDougall and Kenneth Riis, each acting alone, his true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned a Form 3, Form 4 or Form 5, or any amendment thereto, relating to the securities of Newcastle Investment Corp. |
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February 5, 2016 |
Exhibit 10.1 EXECUTION VERSION SETTLEMENT AGREEMENT This Settlement Agreement (this ? Agreement?), dated as of February 2, 2016, is made by and among Newcastle Investment Corp., a Maryland corporation (the ? Company?), on the one hand, and BLR Partners LP, a Texas limited partnership (? BLR?), and all other entities and natural persons listed on Schedule A hereto (together with BLR, the ? BLR Grou |
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February 5, 2016 |
Exhibit 99.1 Newcastle Appoints Clifford Press to Board of Directors Announces Settlement Agreement with BLR Partners NEW YORK – (BUSINESS WIRE) – February 3, 2016 – Newcastle Investment Corp. (the “Company”; NYSE:NCT) today announced the appointment of Clifford Press as a director of the Company. Mr. Press will serve as a Class III director with a term expiring in 2017 and will stand for election |
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February 5, 2016 |
Newcastle Investment FORM 8K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 5 , 2016 (February 2 , 2016) Newcastle Investment Corp. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-314 |
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February 4, 2016 |
begin 644 ex991to13da209076012020216.pdf M)5!$1BTQ+C8-)>+CS],-"C(X-2 P(&]B:@T\/"],:6YE87)I>F5D(#$O3" S M,34R-3DO3R R.#%LR.#4@ M,CE=+TEN9F\@,C@T(# @4B],96YG=&@@-S8O4')E=B S,30W-34O4F]O=" R M.#8@,"!2+U-I>F4@,S$T+U1Y<&4O6%)E9B]76S$@,B Q73X^@TD&&M!1"J08$D&L>8!"?96(,$F"2*L0-RK($(.Q/4$L::" M6/) XO Y!B9&QC5 %@,#([G$?X:C7P "# !+! LB#0IE;F1S=')E86T-96YD M;V)J#7-T87)T>')E9@T*, T*)25%3T8-"B @(" @(" @#0HS,3,@ |
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February 4, 2016 |
DS / Drive Shack Inc. / Schechter Joshua - AMENDMENT NO. 2 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)1 Newcastle Investment Corp. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 65105M108 (CUSIP Number) JOSHUA E. S |