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| LEI | 549300U6RAJWN6OONX12 |
| CIK | 1517518 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to ClearBridge Energy Midstream Opportunity Fund Inc
SEC Filings (Chronological Order)
यह पृष्ठ SEC फाइलिंग की एक पूरी, कालानुक्रमिक सूची प्रदान करता है, ओनरशिप फाइलिंग को छोड़कर, जो हम अन्यत्र प्रदान करते हैं।
| August 14, 2025 |
EX-99.(a)(4) Exhibit (a)(4) CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. ARTICLES SUPPLEMENTARY SERIES M MANDATORY REDEEMABLE PREFERRED STOCK ClearBridge Energy Midstream Opportunity Fund Inc.. (the “Company”), a Maryland corporation, certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: Under a power contained in Article V of the charter of the Company (whic |
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| August 14, 2025 |
EX-99.(a)(7) Exhibit (a)(7) CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. ARTICLES SUPPLEMENTARY SERIES Q MANDATORY REDEEMABLE PREFERRED STOCK SERIES R MANDATORY REDEEMABLE PREFERRED STOCK ClearBridge Energy Midstream Opportunity Fund Inc. (the “Company”), a Maryland corporation, certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: Under a power contained in |
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| August 14, 2025 |
Calculation of Filing Fee Tables N-2 ClearBridge Energy Midstream Opportunity Fund Inc. |
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| August 14, 2025 |
EX-99.(a)(5) Exhibit (a)(5) CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. ARTICLES SUPPLEMENTARY SERIES N MANDATORY REDEEMABLE PREFERRED STOCK ClearBridge Energy Midstream Opportunity Fund Inc. (the “Company”), a Maryland corporation, certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: Under a power contained in Article V of the charter of the Company (which |
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| August 14, 2025 |
EX-99.(e) Exhibit (e) DIVIDEND REINVESTMENT PLAN Unless you elect to receive distributions in cash (i.e., opt-out), all dividends, including any capital gain dividends and return of capital distributions, on your Common Stock will be automatically reinvested by Computershare Trust Company, N.A., as agent for the stock- holders (the “Plan Agent”), in additional shares of Common Stock under the Fund |
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| August 14, 2025 |
As filed with the Securities and Exchange Commission on August 14, 2025 1933 Act File No. |
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| August 14, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.(n) Exhibit (n) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-2 of ClearBridge Energy Midstream Opportunity Fund Inc. of our report dated January 23, 2025, relating to the financial statements and financial highlights, which appears in ClearBridge Energy Midstream Opportunity Fund Inc.’s A |
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| August 14, 2025 |
EX-99.(a)(6) Exhibit (a)(6) CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. ARTICLES SUPPLEMENTARY SERIES O MANDATORY REDEEMABLE PREFERRED STOCK SERIES P MANDATORY REDEEMABLE PREFERRED STOCK ClearBridge Energy Midstream Opportunity Fund Inc. (the “Company”), a Maryland corporation, certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: Under a power contained in |
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| August 14, 2025 |
EX-99.(l) 750 E. PRATT STREET SUITE 900 BALTIMORE, MD 21202 T 410.244.7400 F 410.244.7742 www.Venable.com August 14, 2025 ClearBridge Energy Midstream Opportunity Fund Inc. One Madison Avenue, 17th Floor New York, New York 10010 Re: Registration Statement on Form N-2 Ladies and Gentlemen: We have served as Maryland counsel to ClearBridge Energy Midstream Opportunity Fund Inc., a Maryland corpora |
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| August 14, 2025 |
EX-99.(r)(1) Exhibit (r)(1) Personal Investments and Insider Trading Policy (“the policy”) (This Policy serves as a code of ethics adopted pursuant to Rule 17j-1 under the Investment Company Act of 1940 and Rule 204A-1 under the Investment Advisers Act of 1940) Revised September 9, 2024 SECTION 1. PURPOSE OF THE POLICY 2 1.1 SCOPE AND PURPOSE OF THE POLICY 2 1.2 STATEMENT OF PRINCIPLES 2 1.3 PRO |
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| August 14, 2025 |
EX-99.(t) Exhibit (t) POWER OF ATTORNEY KNOW ALL PEOPLE BY THESE PRESENTS, that each person whose signature appears below hereby makes, constitutes and appoints each of Jane E. Trust, Christopher Berarducci and Marc De Oliveira with full power to act without the other, as his or her agent and attorney-in-fact for the purpose of executing in his or her name, in his or her capacity as a Director and |
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| May 30, 2025 |
Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 May 30, 2025 CORRESP Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 May 30, 2025 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| March 7, 2025 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2024 ClearBridge Energy Midstream Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-22546 45-1474578 (State or other jurisdiction |
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| November 20, 2024 |
FIFTH AMENDED AND RESTATED BYLAWS OF CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. |
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| November 14, 2024 |
EX-99 3 ex99.htm Exhibit 99 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that they are jointly filing this statement on Schedule 13G. Each of them is responsible for the timely filing of such statement and any amendments thereto, and for the completeness and accuracy of the information con |
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| November 14, 2024 |
SC 13G/A 1 formsc13ga.htm United States Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* ClearBridge Energy Midstream Opportunity Fund Inc. (Name of Issuer) Manda |
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| November 14, 2024 |
EX-24 2 ex24.htm Exhibit 24 POWER OF ATTORNEY The undersigned hereby constitutes and appoints Joseph Virgilio with full power of substitution and resubstitution, to act as the undersigned’s true and lawful attorney-in-fact to: Prepare, execute and submit to the U.S. Securities and Exchange Commission (“SEC”), for and on behalf of the undersigned, any and all reports (including any amendments there |
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| November 7, 2024 |
SC 13G/A 1 formsc13ga.htm FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* ClearBridge Energy Midstream Opportunity Fund Inc (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 18469P209 (CUSIP Number) September 30, 2024 (Date of Event which Requires Filing of |
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| October 7, 2024 |
EX-99.1 2 tm2425577d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. Corebridge Financial, Inc. — Subsidiary Information for the Mandatory Redeemable Preferred Shares: American General Life Insurance Company*: Insurance Company pursuant to Rule 13d-1(b)(1)(ii)(C) |
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| October 7, 2024 |
SC 13G/A 1 emo.htm DOCUMENT TYPE SC 13G/A TEXT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment # 2 Name of Issuer: ClearBridge Energy Midstream Opportunity Fund Inc. Title of Class of Securities: Preferred Stock CUSIP Number: 18469P6@4; 18469PE#3; 18469PF*6; 18469PG@3 1) NAME AND I.R.S. IDENTIFICATION NO. OF REPORTING PERSO |
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| October 7, 2024 |
EX-99.1 2 tm2425577d4ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. American International Group, Inc. — Subsidiary Information for the Mandatory Redeemable Preferred Shares: Lexington Insurance Company*: Insurance Company pursuant to Rule 13d-1(b)(1)(ii)(C) Cate |
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| October 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240. |
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| October 7, 2024 |
SC 13G/A 1 tm2425577d1sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. (Name of Issuer) Mandat |
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| September 9, 2024 |
Simpson Thacher & Bartlett LLP 425 Lexington Avenue New York, NY 10017-3954 Telephone: +1-212-455-2000 Facsimile: +1-212-455-2502 September 9, 2024 ClearBridge MLP and Midstream Total Return Fund Inc. |
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| September 9, 2024 |
Simpson Thacher & Bartlett LLP 425 Lexington Avenue New York, NY 10017-3954 Telephone: +1-212-455-2000 Facsimile: +1-212-455-2502 September 9, 2024 ClearBridge MLP and Midstream Fund Inc. |
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| September 9, 2024 |
As filed with the Securities and Exchange Commission on September 9, 2024 As filed with the Securities and Exchange Commission on September 9, 2024 Securities Act File No. |
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| August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 *) ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) (Name of Issuer) Common Stock (Title of Class of Securities) 18469P209 (CUSIP Number) June 28, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t |
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| June 25, 2024 |
SC 13G/A 1 formsc13ga.htm FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.1)* ClearBridge Energy Midstream Opportunity Fund Inc (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 18469P209 (CUSIP Number) June 21, 2024 (Date of Event which Requires Filing of this |
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| June 25, 2024 |
CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. ANNOUNCES PRELIMINARY RESULTS OF ISSUER TENDER OFFER FOR COMMON STOCK AND ANTICIPATED DATE OF MERGER NEW YORK – (BUSINESS WIRE) – June 21, 2024 – ClearBridge Energy Midstream Opportunity Fund Inc. (NYSE: EMO) (the “Fund”) announced today the expiration and preliminary results for its issuer tender offer for up to 50% of the outstanding shares of c |
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| June 25, 2024 |
Exhibit I Calculation of Filing Fee Tables Schedule TO (Form Type) ClearBridge Energy Midstream Opportunity Fund Inc. |
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| June 25, 2024 |
ClearBridge Energy Midstream Opportunity Fund Inc. As filed with the Securities and Exchange Commission on June 24, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Final Amendment) ClearBridge Energy Midstream Opportunity Fund Inc. (Name of Subject Company (iss |
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| June 25, 2024 |
CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. ANNOUNCES FINAL RESULTS OF ISSUER TENDER OFFER FOR COMMON STOCK NEW YORK – (BUSINESS WIRE) – June 24, 2024 – ClearBridge Energy Midstream Opportunity Fund Inc. (NYSE: EMO) (the “Fund”) announced today the final results for its issuer tender offer for up to 50% of the outstanding shares of common stock (“Shares”) of the Fund (the “Tender Offer”). T |
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| June 11, 2024 |
EX-99.1 2 tm2416905d7ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. Corebridge Financial, Inc. — Subsidiary Information for the Mandatory Redeemable Preferred Shares: American General Life Insurance Company*: Insurance Company pursuant to Rule 13d-1(b)(1)(ii)(C) |
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| June 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240. |
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| June 11, 2024 |
EX-99.1 2 tm2416905d3ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. American International Group, Inc. — Subsidiary Information for the Mandatory Redeemable Preferred Shares: Lexington Insurance Company*: Insurance Company pursuant to Rule 13d-1(b)(1)(ii)(C) Cate |
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| June 11, 2024 |
SC 13G 1 tm2416905d7sc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. (Name of Issuer) Mandatory Re |
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| May 21, 2024 |
Offer to Purchase, dated May 21, 2024. Exhibit (a)(1)(i) OFFER TO PURCHASE CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. (THE “FUND”) DATED MAY 21, 2024 OFFER TO PURCHASE FOR CASH UP TO 50% OF ITS ISSUED AND OUTSTANDING SHARES OF COMMON STOCK, PAR VALUE $0.001 PER SHARE (THE “SHARES”), AT 100% OF NET ASSET VALUE PER SHARE THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY |
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| May 21, 2024 |
Exhibit (a)(1)(iii) OFFER BY CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. TO PURCHASE FOR CASH UP TO 50% OF THE FUND’S OUTSTANDING SHARES OF COMMON STOCK AT 100% OF NET ASSET VALUE PER SHARE THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON JUNE 20, 2024 OR SUCH LATER DATE TO WHICH THE OFFER IS EXTENDED (“TERMINATION DATE”) THIS OFFER IS NOT CONDITIONED ON ANY |
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| May 21, 2024 |
As filed with the Securities and Exchange Commission on May 21, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 21, 2024 |
Exhibit I Calculation of Filing Fee Tables Schedule TO (Form Type) ClearBridge Energy Midstream Opportunity Fund Inc. |
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| May 21, 2024 |
Form of Letter to Stockholders. Exhibit (a)(1)(v) CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. 620 EIGHTH AVENUE, 47th FLOOR NEW YORK, NEW YORK 10018 DEAR STOCKHOLDER: At a meeting held on December 20, 2023, the Board of Directors of ClearBridge Energy Midstream Opportunity Fund Inc. (the “Fund”) approved a tender offer to purchase up to 50% of the Fund’s outstanding shares of common stock. |
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| May 21, 2024 |
Exhibit (a)(1)(iv) OFFER BY CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. TO PURCHASE FOR CASH UP TO 50% OF THE FUND’S OUTSTANDING SHARES OF COMMON STOCK AT 100% OF NET ASSET VALUE PER SHARE THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON JUNE 20, 2024 OR SUCH LATER DATE TO WHICH THE OFFER IS EXTENDED (“TERMINATION DATE”) THIS OFFER IS NOT CONDITIONED ON ANY M |
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| May 21, 2024 |
SC TO-C As filed with the Securities and Exchange Commission on May 21, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 21, 2024 |
(Title of Officer Signing this Guarantee) Form of Letter of Transmittal. Computershare Trust Company, N.A. CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY MR A SAMPLE DESIGNATION (IF ANY) ADD 1 ADD 2 ADD 3 ADD 4 ADD 5 ADD 6 C 1234567890 J N T Tax ID certification on file: TOTAL SHARES 12345678901234 LETTER OF TRANSMITTAL TO TENDER SHARES OF CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY Pursuant to the Offer to Purchase dated May 21, 20 |
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| April 29, 2024 |
DEFA14A SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 8, 2024 |
Filed under Rule 424(b)(3) File No. 333-276731 CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. CLEARBRIDGE MLP AND MIDSTREAM FUND INC. CLEARBRIDGE MLP AND MIDSTREAM TOTAL RETURN FUND INC. 620 Eighth Avenue, 47th Floor New York, New York 10018 April 8, 2024 Dear Stockholder: A Joint Special Meeting of Stockholders (the “Meeting”) of ClearBridge MLP and Midstream Total Return Fund Inc. (“CTR”), C |
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| April 5, 2024 |
CLEARBRIDGE FUNDS PO Box 43131 Providence, RI 02940-3131 EVERY VOTE IS IMPORTANT EASY VOTING OPTIONS: VOTE ON THE INTERNET Log on to: www. |
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| April 5, 2024 |
Simpson Thacher & Bartlett LLP 900 G STREET, NW WASHINGTON, D.C. 20001 TELEPHONE: +1-202-636-5500 FACSIMILE: +1-202-636-5502 Direct Dial Number (202) 636-5806 E-mail Address [email protected] April 5, 2024 VIA EDGAR Christina DiAngelo Fettig, Esq. Karen Rossotto, Esq. U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: ClearB |
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| April 5, 2024 |
Exhibit 11 April 5, 2024 ClearBridge Energy Midstream Opportunity Fund Inc. 620 Eighth Avenue, 47th Floor New York, New York 10018 Re: Registration Statement on Form N-14 (File No. 333-276731) Ladies and Gentlemen: We have acted as Maryland counsel to ClearBridge Energy Midstream Opportunity Fund Inc., a Maryland corporation registered under the Investment Company Act of 1940, as amended (the “194 |
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| April 5, 2024 |
STANDSTILL AGREEMENT This Agreement is entered into as of December 22, 2023 (this “Agreement” (including the exhibits hereto), by and among Saba Capital Management, L. |
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| April 5, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of ClearBridge Energy Midstream Opportunity Fund Inc. |
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| April 5, 2024 |
EX-FILING FEES FEE TABLE FOR FORM N-14 Calculation of Filing Fee Tables N-14 8C (Form Type) CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. |
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| April 5, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of ClearBridge Energy Midstream Opportunity Fund Inc. |
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| April 5, 2024 |
As filed with the Securities and Exchange Commission on April 5, 2024 As filed with the Securities and Exchange Commission on April 5, 2024 Securities Act File No. |
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| April 5, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of ClearBridge Energy Midstream Opportunity Fund Inc. |
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| April 5, 2024 |
FEE WAIVER AGREEMENT By this Agreement, Franklin Templeton Fund Adviser, LLC (formerly known as Legg Mason Partners Fund Advisor, LLC) (the “Adviser”) agrees to reimburse and/or waive certain fees or expenses of ClearBridge Energy Midstream Opportunity Fund Inc. |
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| April 5, 2024 |
Simpson Thacher & Bartlett LLP 900 G STREET, NW WASHINGTON, D.C. 20001 TELEPHONE: +1-202-636-5500 FACSIMILE: +1-202-636-5502 Direct Dial Number (202) 636-5806 E-mail Address [email protected] March 13, 2024 VIA EDGAR Karen Rossotto, Esq. U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: ClearBridge Energy Midstream Opportu |
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| March 29, 2024 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 6, 2024 |
CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Us |
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| January 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 25, 2024 ClearBridge Energy Midstream Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-22546 45-1474578 (State or other jurisdiction o |
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| January 29, 2024 |
Exhibit 99.1 FOURTH AMENDED AND RESTATED BYLAWS OF CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. A Maryland Corporation ARTICLE I OFFICES SECTION 1. Principal Office in Maryland. ClearBridge Energy Midstream Opportunity Fund Inc. (the “Corporation”) shall have a principal office at such place as the Board of Directors may designate. SECTION 2. Other Offices. The Corporation may have offices a |
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| January 26, 2024 |
POWER OF ATTORNEY KNOW ALL PEOPLE BY THESE PRESENTS, that each person whose signature appears below hereby makes, constitutes and appoints each of Jane E. |
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| January 26, 2024 |
EX-FILING FEES FEE TABLE FOR FORM N-14 Calculation of Filing Fee Tables N-14 8C (Form Type) CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. |
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| January 26, 2024 |
CLEARBRIDGE FUNDS PO Box 43131 Providence, RI 02940-3131 EVERY VOTE IS IMPORTANT EASY VOTING OPTIONS: VOTE ON THE INTERNET Log on to: www. |
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| January 26, 2024 |
As filed with the Securities and Exchange Commission on January 26, 2024 Table of Contents As filed with the Securities and Exchange Commission on January 26, 2024 Securities Act File No. |
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| January 26, 2024 |
Simpson Thacher & Bartlett LLP 425 Lexington Avenue New York, NY 10017-3954 Telephone: +1-212-455-2000 Facsimile: +1-212-455-2502 [●], 2024 [●] 620 Eighth Avenue, 47th Floor New York, New York 10018 ClearBridge Energy Midstream Opportunity Fund Inc. |
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| January 26, 2024 |
SUBADVISORY AGREEMENT This SUBADVISORY AGREEMENT (“Agreement”) is made this 31st day of July, 2020, by and between Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Manager”), and ClearBridge Investments, LLC, a Delaware limited liability company (the “Subadviser”). |
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| January 26, 2024 |
Amendment No. 9 Transfer Agency and Services Agreement Exhibit (17)(e) Amendment No. 9 To Transfer Agency and Services Agreement This Amendment No. 9 To Transfer Agency and Services Agreement (“Amendment No. 9”), dated as of March 19, 2021 (“Effective Date”), is being entered into by and between Computershare Inc. (“Computershare”), Computershare Trust Company, N.A. (“Trust Company”, and together with Computershare, “Transfer Agent”) and the investmen |
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| January 26, 2024 |
Exhibit (17)(b) I. Introduction A. Individuals Covered by the Code This Code applies to all employees of Legg Mason & Co., LLC and interested directors of the Proprietary Funds who are not otherwise subject to another code of ethics adopted pursuant to either Rule 17j-1 under the Investment Company Act or Rule 204A-1 under the Investment Advisers Act (“Covered Persons”). 1. Without limiting the ge |
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| January 26, 2024 |
MANAGEMENT AGREEMENT Legg Mason Partners Fund Advisor, LLC MANAGEMENT AGREEMENT Legg Mason Partners Fund Advisor, LLC This MANAGEMENT AGREEMENT (“Agreement”) is made this 31st day of July, 2020, by and between ClearBridge Energy Midstream Opportunity Fund Inc. |
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| January 26, 2024 |
Amendment No. 9 Custodian Services Agreement Exhibit (9)(b) Amendment No. 9 To Custodian Services Agreement This Amendment No. 9 To Custodian Services Agreement (“Amendment No. 9”), dated as of May 1, 2021 (“Effective Date’’), is being entered into by and among The Bank of New York Mellon (the “Custodian”) and each Fund identified on Exhibit A to this Amendment No. 9 on behalf of each of its Portfolios identified on Exhibit A. Capitalized te |
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| January 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ClearBridge Energy Midstream Opportunity Fund Inc (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 18469P209 (CUSIP Number) January 8, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to |
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| December 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 16)* ClearBridge Energy Midstream Opportunity Fund Inc (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 18469P209 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Mich |
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| December 27, 2023 |
Exhibit 4 Standstill Agreement This Agreement is entered into as of December 22, 2023 (this "Agreement" (including the exhibits hereto), by and among Saba Capital Management, L. |
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| December 26, 2023 |
As filed with the Securities and Exchange Commission on December 26, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 13, 2023 |
SC 13D/A 1 formsc13da.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 15)* ClearBridge Energy Midstream Opportunity Fund Inc (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 18469P209 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th |
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| December 11, 2023 |
SC 13D/A 1 formsc13da.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 14)* ClearBridge Energy Midstream Opportunity Fund Inc (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 18469P209 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th |
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| December 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 13)* ClearBridge Energy Midstream Opportunity Fund Inc (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 18469P209 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Mich |
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| November 1, 2023 |
EX-2 2 exhibit2.htm EXHIBIT 2 Exhibit 2 Form of Nominee Agreement Saba Capital Management, L.P. 405 Lexington Avenue, 58th Floor New York, NY 10174 [Date] Private & Confidential [Nominee] [Business Address] Dear [Nominee]: This will confirm our understanding as follows: You agree that you are willing, should we so elect, to become a member of a slate of nominees (the "Slate") of an affiliate of Sa |
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| November 1, 2023 |
SC 13D/A 1 formsc13da.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 12)* ClearBridge Energy Midstream Opportunity Fund Inc (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 18469P209 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th |
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| October 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 11)* ClearBridge Energy Midstream Opportunity Fund Inc (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 18469P209 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Mich |
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| September 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 10)* ClearBridge Energy Midstream Opportunity Fund Inc (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 18469P209 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Mich |
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| August 22, 2023 |
SC 13D/A 1 formsc13da.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 9)* ClearBridge Energy Midstream Opportunity Fund Inc (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 18469P209 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th F |
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| June 30, 2023 |
UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK EXHIBIT 2 COMPLAINT UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK SABA CAPITAL MASTER FUND, LTD. |
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| June 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 8)* ClearBridge Energy Midstream Opportunity Fund Inc (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 18469P209 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Micha |
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| June 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 7)* ClearBridge Energy Midstream Opportunity Fund Inc (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 18469P209 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Micha |
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| June 1, 2023 |
MANAGEMENT AGREEMENT TERMINATION PROPOSAL LETTER EXHIBIT 2 MANAGEMENT AGREEMENT TERMINATION PROPOSAL LETTER May 30, 2023 Via Electronic Mail George P. |
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| May 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 6)* ClearBridge Energy Midstream Opportunity Fund Inc (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 18469P209 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Micha |
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| April 11, 2023 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant o Filed by a Party other than the Registrant þ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement þ Definitive Additional Materials o Soliciting Material Under Rule 14a-12 ClearBridge Energy Midstream Opportunity Fund Inc. |
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| April 10, 2023 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement x Definitive Additional Materials o Soliciting Material Under Rule 14a-12 ClearBridge Energy Midstream Opportunity Fund Inc. |
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| March 31, 2023 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru |
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| March 30, 2023 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru |
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| March 29, 2023 |
DEFA14A 1 d477663ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commi |
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| March 28, 2023 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru |
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| March 27, 2023 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant o Filed by a Party other than the Registrant þ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement þ Definitive Additional Materials o Soliciting Material Under Rule 14a-12 ClearBridge Energy Midstream Opportunity Fund Inc. |
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| March 24, 2023 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru |
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| March 17, 2023 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru |
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| March 10, 2023 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 8, 2023 |
DEFC14A 1 d469420ddefc14a.htm DEFC14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commi |
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| March 8, 2023 |
DEFA14A 1 d477215ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commi |
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| March 7, 2023 |
Simpson Thacher & Bartlett LLP CORRESP Simpson Thacher & Bartlett LLP 900 G STREET, NW WASHINGTON, D.C. 20001 TELEPHONE: +1-202-636-5500 FACSIMILE: +1-202-636-5502 Direct Dial Number (202) 636-5806 E-mail Address [email protected] March 7, 2023 VIA EDGAR Karen Rossotto U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: ClearBridge Energy Midstream Opportu |
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| March 6, 2023 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant o Filed by a Party other than the Registrant þ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement þ Definitive Additional Materials o Soliciting Material Under Rule 14a-12 ClearBridge Energy Midstream Opportunity Fund Inc. |
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| February 28, 2023 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Under Rule 14a-12 ClearBridge Energy Midstream Opportunity Fund Inc. |
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| February 22, 2023 |
PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru |
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| February 21, 2023 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Amendment No. |
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| February 16, 2023 |
SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Clearbridge Energy Midstream Opportunity Fund Inc (Name of Issuer) Mandatory Redeemable Preferred Stock (Title of Class of Securities) 18469P 6@4 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the app |
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| February 3, 2023 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Under Rule 14a-12 ClearBridge Energy Midstream Opportunity Fund Inc. |
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| January 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* ClearBridge Energy Midstream Opportunity Fund Inc (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 18469P209 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Micha |
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| December 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* ClearBridge Energy Midstream Opportunity Fund Inc (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 18469P209 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Micha |
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| December 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240. |
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| December 12, 2022 |
Exhibit 99.1 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. American International Group, Inc. — Subsidiary Information for the Mandatory Redeemable Preferred Shares: American General Life Insurance Company*: Insurance Company pursuant to Rule 13d-1(b)(1)(ii)(C) Category Symbol: IC Lexington Insuran |
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| December 12, 2022 |
EMO / ClearBridge Energy MLP Opportunity Fund Inc. / PRUDENTIAL FINANCIAL INC Passive Investment DOCUMENT TYPE SC 13G/A TEXT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment # 1 Name of Issuer: ClearBridge Energy Midstream Opportunity Fund Inc. Title of Class of Securities: Preferred Stock CUSIP Number: 18469P5@5; 18469P6@4 1) NAME AND I.R.S. IDENTIFICATION NO. OF REPORTING PERSON Prudential Financial, Inc. 22-3703799 2 |
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| November 18, 2022 |
Exhibit 99.3 CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. ARTICLES SUPPLEMENTARY SERIES K MANDATORY REDEEMABLE PREFERRED STOCK ClearBridge Energy Midstream Opportunity Fund Inc. (formerly known as ClearBridge Energy MLP Opportunity Fund Inc.) (the ?Company?), a Maryland corporation, certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: Under a power contained |
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| November 18, 2022 |
Exhibit 99.4 CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. ARTICLES SUPPLEMENTARY SERIES L MANDATORY REDEEMABLE PREFERRED STOCK ClearBridge Energy Midstream Opportunity Fund Inc. (the ?Company?), a Maryland corporation, certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: Under a power contained in Article V of the charter of the Company (which, as restated, |
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| November 18, 2022 |
Exhibit 99.2 CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. ARTICLES SUPPLEMENTARY SERIES I MANDATORY REDEEMABLE PREFERRED STOCK SERIES J MANDATORY REDEEMABLE PREFERRED STOCK ClearBridge Energy Midstream Opportunity Fund Inc. (formerly known as ClearBridge Energy MLP Opportunity Fund Inc.) (the ?Company?), a Maryland corporation, certifies to the State Department of Assessments and Taxation of |
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| November 18, 2022 |
Exhibit 99.1 CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. ARTICLES SUPPLEMENTARY SERIES H MANDATORY REDEEMABLE PREFERRED STOCK ClearBridge Energy Midstream Opportunity Fund Inc. (the ?Company?), a Maryland corporation, certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: Under a power contained in Article V of the charter of the Company (which, as restated, |
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| November 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2022 ClearBridge Energy Midstream Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-22546 45-1474578 (State or other jurisdiction |
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| November 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240. |
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| November 10, 2022 |
Exhibit 99.1 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. American International Group, Inc. — Subsidiary Information for the Mandatory Redeemable Preferred Shares: American General Life Insurance Company*: Insurance Company pursuant to Rule 13d-1(b)(1)(ii)(C) Category Symbol: IC Lexington Insuran |
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| November 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* ClearBridge Energy Midstream Opportunity Fund Inc (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 18469P209 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Micha |
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| October 28, 2022 |
HTML CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. Schedule of investments (unaudited) August 31, 2022 (Percentages shown based on Fund net assets) SECURITY SHARES/UNITS VALUE MASTER LIMITED PARTNERSHIPS - 91.7% Diversified Energy Infrastructure - 34.4% Energy Transfer LP 4,112,293 $ 48,154,951 Enterprise Products Partners LP 1,744,049 45,903,370 Genesis Energy LP 1,060,650 12,282,327 Plains |
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| October 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* ClearBridge Energy Midstream Opportunity Fund Inc (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 18469P209 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Micha |
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| October 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1 )* ClearBridge Energy Midstream Opportunity Fund Inc (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 18469P209 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Mich |
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| September 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* ClearBridge Energy Midstream Opportunity Fund Inc (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 18469P209 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael |
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| July 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ClearBridge Energy Midstream Opportunity Fund Inc (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 18469P209 (CUSIP Number) July 8, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to des |
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| May 2, 2022 |
Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 May 2, 2022 CORRESP 1 filename1.htm Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 May 2, 2022 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Attention: Jeff Long Re: The Registrants (the “Registrants”) and Fund (the “Funds”) Listed in Annex A Dear Mr. Long: On behalf of the Registrants,1 we are filing this letter to resp |
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| April 27, 2022 |
CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. Schedule of investments (unaudited) (Percentages shown based on Fund net assets) February 28, 2022 SECURITY SHARES/UNITS VALUE MASTER LIMITED PARTNERSHIPS - 90.1% Crude/Refined Products Pipelines - 2.4% BP Midstream Partners LP 509,600 $ 8,474,648 Shell Midstream Partners LP 128,200 1,793,518 Total Crude/Refined Products Pipelines 10,268,166 Diver |
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| March 18, 2022 |
CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the |
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| March 1, 2022 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| October 27, 2021 |
CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. Schedule of investments (unaudited) August 31, 2021 (Percentages shown based on Fund net assets) SECURITY SHARES/UNITS VALUE MASTER LIMITED PARTNERSHIPS - 98.0% Crude/Refined Products Pipelines - 4.6% BP Midstream Partners LP 1,071,400 $ 14,078,196 Shell Midstream Partners LP 128,200 1,560,194 Total Crude/Refined Products Pipelines 15,638,390 Dive |
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| April 23, 2021 |
HTML CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. Schedule of investments (unaudited) February 28, 2021 SECURITY SHARES/UNITS VALUE MASTER LIMITED PARTNERSHIPS - 101.8% Crude/Refined Products Pipelines - 4.8% BP Midstream Partners LP 1,071,400 $ 12,224,674 Shell Midstream Partners LP 128,200 1,403,790 Total Crude/Refined Products Pipelines 13,628,464 Diversified Energy Infrastructure - 28.8% |
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| April 21, 2021 |
- CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 1, 2021 |
- CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| October 27, 2020 |
FOR VALIDATION PURPOSES ONLY - [99276.TX] CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. Schedule of investments (unaudited) August 31, 2020 SECURITY SHARES/ UNITS VALUE MASTER LIMITED PARTNERSHIPS - 106.8% Crude/Refined Products Pipelines - 6.6% BP Midstream Partners LP 1,071,400 $ 12,631,806 Shell Midstream Partners LP 128,200 1,331,998 Total Crude/Refined Products Pipelines 13,963,804 Diver |
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| August 18, 2020 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2020 ClearBridge Energy Midstream Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-22546 45-1474578 (State or other jurisdictio |
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| August 18, 2020 |
EX-99.1 Exhibit 99.1 THIRD AMENDED AND RESTATED BYLAWS OF CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. A Maryland Corporation ARTICLE I OFFICES SECTION 1. Principal Office in Maryland. ClearBridge Energy Midstream Opportunity Fund Inc. (the “Corporation”) shall have a principal office at such place as the Board of Directors may designate. SECTION 2. Other Offices. The Corporation may have of |
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| June 26, 2020 |
- LEGG MASON CLOSED-END FUNDS - PROXY STATEMENTS VOTING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
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| June 19, 2020 |
- CLEARBRIDGE MLP AND MIDSTREAM FUND INC. (CEM) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
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| June 18, 2020 |
DEFA14A 1 f6159d1.htm LEGG MASON CLOSED-END FUNDS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (a |
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| June 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
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| June 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
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| June 8, 2020 |
- CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. ClearBridge Energy Midstream Opportunity Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the |
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| June 8, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [] Definitive Pro |
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| June 8, 2020 |
- CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. ClearBridge Energy Midstream Opportunity Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the |
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| June 8, 2020 |
- CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. ClearBridge Energy Midstream Opportunity Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the |
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| May 27, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [] Definitive Pro |
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| May 26, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [] Definitive Pro |
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| May 22, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
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| May 22, 2020 |
- CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. ClearBridge Energy Midstream Opportunity Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the |
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| May 22, 2020 |
- CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. ClearBridge Energy Midstream Opportunity Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the |
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| May 20, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
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| May 20, 2020 |
- CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. ClearBridge Energy Midstream Opportunity Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the |
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| May 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
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| May 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
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| May 14, 2020 |
DEFA14A 1 f5663d1.htm LEGG MASON CLOSED-END FUNDS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (a |
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| May 1, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
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| April 28, 2020 |
- CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 27, 2020 |
See Notes to Schedule of Investments. ClearBridge Energy Midstream Opportunity Fund Inc. Schedule of investments (unaudited) February 29, 2020 Security Shares/Units Value Master Limited Partnerships - 119.0% Crude/Refined Products Pipelines - 3.7% BP Midstream Partners LP 1,071,400 $ 14,271,048 Shell Midstream Partners LP 253,200 4,332,252 Total Crude/Refined Products Pipelines 18,603,300 Diversified Energy Infrastructure - 43.4% Ener |
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| April 21, 2020 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 20, 2020 |
BWG / Legg Mason BW Global Income Opportunities Fund Inc. DEFA14A - - LEGG MASON CLOSED-END FUNDS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
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| April 16, 2020 |
BWG / Legg Mason BW Global Income Opportunities Fund Inc. DEF 14A - - LEGG MASON CLOSED-END FUNDS Legg Mason Closed-End Funds UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 9, 2020 |
BWG / Legg Mason BW Global Income Opportunities Fund Inc. PRER14A - - LEGG MASON CLOSED-END FUNDS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| April 9, 2020 |
SEC Response Letter Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 April 9, 2020 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D. |
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| April 2, 2020 |
EX-99.1 Exhibit 99.1 The bylaws of the Fund are hereby amended and restated to include the following as Article II, Section 3(b) immediately following Article II, Section 3 (now Article II, Section 3(a) in the Second Amended and Restated Bylaws): (b) Notwithstanding anything to the contrary in these Bylaws, the Board or a committee of the Board authorized for such purpose may determine at any time |
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| April 2, 2020 |
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2020 ClearBridge Energy Midstream Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-22546 45-1474578 (State or other jurisdiction |
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| March 25, 2020 |
Legg Mason Closed-End Funds UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 25, 2020 |
Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 COVER Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 March 25, 2020 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D. |
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| March 4, 2020 |
ClearBridge Energy Midstream Opportunity Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of th |
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| February 20, 2020 |
ClearBridge Energy Midstream Opportunity Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the |
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| February 10, 2020 |
CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the |
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| November 5, 2019 |
EX-99.1 Exhibit 99.1 AMENDED AND RESTATED BYLAWS OF CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. A Maryland Corporation ARTICLE I OFFICES SECTION 1. Principal Office in Maryland. ClearBridge Energy Midstream Opportunity Fund Inc. (the “Corporation”) shall have a principal office at such place as the Board of Directors may designate. SECTION 2. Other Offices. The Corporation may have offices |
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| November 5, 2019 |
8-K 1 d817018d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2019 ClearBridge Energy Midstream Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-22546 45-1474578 (Stat |
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| October 25, 2019 |
EMO / ClearBridge Energy MLP Opportunity Fund Inc. NPORT-EX - - HTML CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. Schedule of investments (unaudited) August 31, 2019 SECURITY SHARES/ UNITS VALUE MASTER LIMITED PARTNERSHIPS - 109.9% Crude/Refined Products Pipelines - 3.0% BP Midstream Partners LP 1,071,400 $ 15,921,004 Shell Midstream Partners LP 253,200 4,863,972 Total Crude/Refined Products Pipelines 20,784,976 Diversified Energy Infrastructure - 42.7% |
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| October 1, 2019 |
Legg Mason Partners Income Trust CORRESP - - LEGG MASON PARTNERS INCOME TRUST Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 October 1, 2019 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| August 29, 2019 |
Legg Mason Partners Income Trust CORRESP - - Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 August 29, 2019 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| April 23, 2019 |
ClearBridge Energy Midstream Opportunity Fund Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22546 ClearBridge Energy Midstream Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New Y |
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| April 23, 2019 |
Certifications CERTIFICATIONS PURSUANT TO SECTION 302 EX-99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of ClearBridge Energy Midstream Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstan |
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| March 5, 2019 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 11, 2019 |
SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. (Name of Issuer) Mandatory Redeemable Preferred Stock (Title of Class of Securities) 18469P 3#5 18469P 2#6 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement |
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| January 2, 2019 |
8-K 1 d641612d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2018 ClearBridge Energy Midstream Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdict |
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| January 2, 2019 |
EX-99.1 2 d641612dex991.htm EX-99.1 Exhibit 99.1 CERTAIN CLOSED-END FUNDS ADVISED BY LEGG MASON PARTNERS FUND ADVISOR, LLC ANNOUNCE APPOINTMENT OF NEW DIRECTOR AND RETIREMENTS New York – (Business Wire) – January 2, 2019 ClearBridge MLP and Midstream Fund Inc. (NYSE: CEM), ClearBridge Energy Midstream Opportunity Fund Inc. (NYSE: EMO), ClearBridge MLP and Midstream Total Return Fund Inc. (NYSE: CT |
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| December 6, 2018 |
EMO / ClearBridge Energy MLP Opportunity Fund Inc. / PRUDENTIAL FINANCIAL INC Passive Investment 13G HTML File DOCUMENT TYPE SC 13G TEXT SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 30, 2018 |
EX-99.1 Exhibit 99.1 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. American International Group, Inc. — Subsidiary Information for the Mandatory Redeemable Preferred Shares: American General Life Insurance Company: Insurance Company pursuant to Rule 13d-1(b)(1)(ii)(C) Category Symbol: IC Lexington |
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| November 30, 2018 |
Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240. |
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| November 16, 2018 |
CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. As filed with the Securities and Exchange Commission on November 16, 2018 Securities Act File No. 333-226149 Investment Company Act File No. 811-22546 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☐ Pre-Effective Amendment No. ☒ Post-Effective Amendment No. |
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| November 16, 2018 |
EX-99.12 2 d646912dex9912.htm OPINION OF SIMPSON THACHER & BARTLETT LLP Exhibit 12 SIMPSON THACHER & BARTLETT LLP 425 LEXINGTON AVENUE NEW YORK, N.Y. 10017-3954 (212) 455-2000 FACSIMILE (212) 455-2502 November 16, 2018 ClearBridge American Energy MLP Fund Inc. 620 Eighth Avenue, 49th Floor New York, New York 10018 ClearBridge Energy Midstream Opportunity Fund Inc. 620 Eighth Avenue, 49th Floor New |
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| October 29, 2018 |
EMO / ClearBridge Energy MLP Opportunity Fund Inc. CLEARBRIDGE ENERGY MLP OPPORTUNITY FUND INC. ClearBridge Energy MLP Opportunity Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commi |
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| October 26, 2018 |
EX-99.CERT 2 d602737dex99cert.htm CERTIFICATION CERTIFICATIONS PURSUANT TO SECTION 302 EX-99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of ClearBridge Energy MLP Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, |
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| October 26, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22546 ClearBridge Energy MLP Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 (Address of principal executive offices) (Z |
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| October 11, 2018 |
EMO / ClearBridge Energy MLP Opportunity Fund Inc. CLEARBRIDGE ENERGY MLP OPPORTUNITY FUND INC. ClearBridge Energy MLP Opportunity Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commi |
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| September 26, 2018 |
EMO / ClearBridge Energy MLP Opportunity Fund Inc. CLEARBRIDGE ENERGY MLP OPPORTUNITY FUND INC. DEFA14A 1 d627708ddefa14a.htm CLEARBRIDGE ENERGY MLP OPPORTUNITY FUND INC. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Conf |
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| September 13, 2018 |
EMO / ClearBridge Energy MLP Opportunity Fund Inc. CORRESP Acceleration Letter Dominic Minore Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| September 13, 2018 |
EMO / ClearBridge Energy MLP Opportunity Fund Inc. CORRESP Response Letter September 13, 2018 VIA EDGAR Dominic Minore Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| September 10, 2018 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Independent Registered Public Accounting Firm Exhibit 14 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our reports dated January 23, 2018, relating to the financial statements and financial highlights, which appear in ClearBridge Energy MLP Opportunity Fund Inc. |
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| September 10, 2018 |
As filed with the Securities and Exchange Commission on September 10, 2018 ClearBridge Energy MLP Opportunity Fund Inc. Table of Contents As filed with the Securities and Exchange Commission on September 10, 2018 Securities Act File No. 333-226149 Investment Company Act File No. 811-22546 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment No. 2 ☐ Post-Effectiv |
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| September 10, 2018 |
CORRESP September 10, 2018 VIA EDGAR Dominic Minore Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| September 10, 2018 |
EX-99.17(A) 3 d671572dex9917a.htm FORMS OF PROXY CARD PROXY TABULATOR SCAN TO P.O. BOX 9112 VIEW MATERIALS & VOTE w FARMINGDALE, NY 11735 To vote by Internet Available 24 hours a day, 7 days a week 1) Read the Proxy Statement and have the proxy card below at hand. 2) Go to website www.proxyvote.com or scan the QR Barcode above. 3) Follow the instructions provided on the website. To vote by Telepho |
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| August 31, 2018 |
EX-99.17(I) 13 d671572dex9917i.htm CREDIT SERVICES AGREEMENT Exhibit 17(i) EXECUTION VERSION FORM OF CREDIT AGREEMENT dated as of [ ] among CLEARBRIDGE ENERGY MLP OPPORTUNITY FUND INC., the Lenders party hereto and THE BANK OF NOVA SCOTIA, as the Administrative Agent THE BANK OF NOVA SCOTIA, as Lead Arranger and Bookrunner Prepared by: Bryan Cave Leighton Paisner LLP 1290 Avenue of the Americas Ne |
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| August 31, 2018 |
EVERY STOCKHOLDER’S VOTE IS IMPORTANT EX-99.17(A) 8 d671572dex9917a.htm FORMS OF PROXY CARD EVERY STOCKHOLDER’S VOTE IS IMPORTANT EASY VOTING OPTIONS: Please detach at perforation before mailing. PROXY CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. PROXY PROXY FOR THE JOINT SPECIAL MEETING OF STOCKHOLDERS TO BE HELD ON NOVEMBER 7, 2018 COMMON STOCK THIS PROXY IS SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS. The undersigned hereby appoints |
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| August 31, 2018 |
TRANSFER AGENCY AND SERVICES AGREEMENT EX-99.17(D) 9 d671572dex9917d.htm TRANSFER AGENCY AND SERVICES AGREEMENT WITH COMPUTERSHARE INC. Exhibit 17(d) TRANSFER AGENCY AND SERVICES AGREEMENT AGREEMENT, dated as of March 14, 2016 (the “Effective Date”) by and between each of the investment companies listed on Schedule A attached hereto, as amended from time to time (each a “Fund” and collectively the “Funds”) and each having its principal |
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| August 31, 2018 |
As filed with the Securities and Exchange Commission on August 31, 2018 ClearBridge Energy MLP Opportunity Fund Inc. Table of Contents As filed with the Securities and Exchange Commission on August 31, 2018 Securities Act File No. 333-226149 Investment Company Act File No. 811-22546 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment No. 1 ☐ Post-Effective A |
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| August 31, 2018 |
EX-99.9 4 d671572dex999.htm CUSTODIAN SERVICES AGREEMENT WITH THE BANK OF NEW YORK MELLON Exhibit 9 CUSTODIAN SERVICES AGREEMENT THIS AGREEMENT is made as of January 1, 2018 by and among each Fund (as defined below) on behalf of each of its Portfolios (as defined below) and The Bank of New York Mellon (the “Custodian”). WHEREAS, the Custodian is a bank having at least the minimum qualifications re |
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| August 31, 2018 |
Second Amendment Agreement Exhibit 17(f) EXECUTION COPY (EMO-2013 NPA) SECOND AMENDMENT AGREEMENT Dated as of May 29, 2018 to NOTE PURCHASE AGREEMENT Dated as of February 7, 2013 of CLEARBRIDGE ENERGY MLP OPPORTUNITY FUND INC. |
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| August 31, 2018 |
EX-99.11 5 d671572dex9911.htm OPINION OF MORRISON & FOERSTER LLP 250 WEST 55TH STREET NEW YORK, NY 10019-9601 TELEPHONE: 212.468.8000 FACSIMILE: 212.468.7900 WWW.MOFO.COM MORRISON FOERSTER LLP BEIJING, BERLIN, BRUSSELS, DENVER, HONG KONG, LONDON, LOS ANGELES, NEW YORK, NORTHERN VIRGINIA, PALO ALTO, SAN DIEGO, SAN FRANCISCO, SHANGHAI, SINGAPORE, TOKYO, WASHINGTON, D.C. August 30, 2018 CLEARBRIDGE E |
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| August 31, 2018 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.14 7 d671572dex9914.htm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 14 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our reports dated January 23, 2018, relating to the financial statements and financial highlights, which appear in ClearBridge Energy MLP Opportun |
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| August 31, 2018 |
MANAGEMENT AGREEMENT Legg Mason Partners Fund Advisor, LLC Management Agreement between Registrant and Legg Mason Partners Fund Advisor Exhibit (6)(a) MANAGEMENT AGREEMENT Legg Mason Partners Fund Advisor, LLC This MANAGEMENT AGREEMENT (“Agreement”) is made this 8th day of June 2011, by and between ClearBridge Energy MLP Opportunity Fund Inc. |
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| August 31, 2018 |
August 30, 2018 VIA EDGAR Dominic Minore Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| August 31, 2018 |
EX-99.12 6 d671572dex9912.htm FORM OF OPINION OF SIMPSON THACHER & BARTLETT LLP SUPPORTING TAX MATTERS Exhibit 12 [ ], 2018 ClearBridge American Energy MLP Fund Inc. 620 Eighth Avenue, 49th Floor New York, New York 10018 ClearBridge Energy MLP Opportunity Fund Inc. 620 Eighth Avenue, 49th Floor New York, New York 10018 Re: Merger Ladies and Gentlemen: We have acted as counsel to ClearBridge Americ |
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| August 31, 2018 |
EX-99.17(G) 11 d671572dex9917g.htm NOTE PURCHASE AGREEMENT Exhibit 17(g) EXECUTION COPY CLEARBRIDGE ENERGY MLP OPPORTUNITY FUND INC. $20,000,000 3.33% Series D Senior Secured Notes due August 26, 2022 $5,000,000 3.76% Series E Senior Secured Notes due August 26, 2026 NOTE PURCHASE AGREEMENT Dated as of August 26, 2015 TABLE OF CONTENTS SECTION HEADING PAGE SECTION 1. AUTHORIZATION OF NOTES 1 SECTI |
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| August 31, 2018 |
Subadvisory Agreement between Legg Mason Partners Fund Advisor, LLC Exhibit (6)(b) SUBADVISORY AGREEMENT This SUBADVISORY AGREEMENT (“Agreement”) is made this 8th day of June, 2011, by and between Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Manager”), and ClearBridge Advisors, LLC, a Delaware limited liability company (the “Subadviser”). |
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| August 31, 2018 |
EX-99.17(H) 12 d671572dex9917h.htm FIRST AMENDMENT AGREEMENT Exhibit 17(h) EXECUTION COPY (EMO-2015 NPA) FIRST AMENDMENT AGREEMENT Dated as of May 29, 2018 to NOTE PURCHASE AGREEMENT Dated as of August 26, 2015 of CLEARBRIDGE ENERGY MLP OPPORTUNITY FUND INC. TABLE OF CONTENTS SECTION HEADING PAGE SECTION 1. AMENDMENTS TO EXISTING NOTE AGREEMENT 1 SECTION 2. CONDITIONS PRECEDENT 3 SECTION 3. REPRES |
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| July 12, 2018 |
Power of Attorney POWER OF ATTORNEY KNOW ALL PEOPLE BY THESE PRESENTS, that each person whose signature appears below hereby makes, constitutes and appoints each of Jane E. |
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| July 12, 2018 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Independent Registered Public Accounting CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our reports dated January 23, 2018, relating to the financial statements and financial highlights, which appear in ClearBridge Energy MLP Opportunity Fund Inc. |
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| July 12, 2018 |
SIMPSON THACHER & BARTLETT LLP 425 Lexington Avenue New York, New York SIMPSON THACHER & BARTLETT LLP 425 Lexington Avenue New York, New York July 12, 2018 VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: ClearBridge Energy MLP Opportunity Fund Inc. |
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| July 12, 2018 |
As filed with the Securities and Exchange Commission on July 12, 2018 N-14 8C 1 d671572dn148c.htm CLEARBRIDGE ENERGY MLP OPPORTUNITY FUND INC. Table of Contents As filed with the Securities and Exchange Commission on July 12, 2018 Securities Act File No. 333- Investment Company Act File No. 811-22546 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☐ Pre-Effective Amendment No. |
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| June 5, 2018 |
ClearBridge Energy MLP Opportunity Fund Inc. Filed by ClearBridge Energy MLP Opportunity Fund Inc. (File No. 811-22546) pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended. This communication is not intended to, and shall not, constitute an offer to purchase or sell securities. Subject Compan |
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| April 23, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22546 ClearBridge Energy MLP Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 (Address of principal executive offices) (Z |
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| April 23, 2018 |
CERTIFICATIONS PURSUANT TO SECTION 302 EX-99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of ClearBridge Energy MLP Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such |
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| March 7, 2018 |
EMO / ClearBridge Energy MLP Opportunity Fund Inc. CLEARBRIDGE ENERGY MLP OPPORTUNITY FUND INC. CLEARBRIDGE ENERGY MLP OPPORTUNITY FUND INC. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commi |
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| January 10, 2018 |
ClearBridge American Energy MLP Fund Inc. (NYSE: CBA), ClearBridge Energy MLP Fund Inc. (NYSE: CEM), ClearBridge Energy MLP Opportunity Fund Inc. (NYSE: EMO), ClearBridge Energy MLP Total Return Fund Inc. (NYSE: CTR), BrandywineGLOBAL - Global Income Opportunities Fund Inc. (NYSE: BWG), LMP Capital and Income Fund Inc. (NYSE: SCD), Western Asset Corporate Loan Fund Inc. (NYSE: TLI), EnTrustPermal |
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| December 11, 2017 |
CLEARBRIDGE ENERGY MLP FUND INC. ("CEM") CLEARBRIDGE ENERGY MLP OPPORTUNITY FUND INC. ("EMO") CLEARBRIDGE ENERGY MLP TOTAL RETURN FUND INC. ("CTR") CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. ("CBA") LMP CAPITAL AND INCOME FUND INC. ("SCD") LMP REAL ESTATE INCOME FUND INC. ("RIT") NEW YORK POWER OF ATTORNEY KNOW ALL PEOPLE BY THESE PRESENTS, that each person whose signature appears below hereby make |
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| October 26, 2017 |
Exhibit 99.CERT CERTIFICATIONS PURSUANT TO SECTION 302 EX-99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of ClearBridge Energy MLP Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances u |
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| October 26, 2017 |
Clearbridge Energy Mlp Opportunity Fund Inc. - CLEARBRIDGE ENERGY MLP OPPORTUNITY FUND INC. (EMO) Clearbridge Energy MLP Opportunity Fund Inc. (EMO) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22546 ClearBridge Energy MLP Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, N |
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| August 16, 2017 |
EX-16.1 2 d440472dex161.htm EX-16.1 Exhibit 16.1 (Firm Letterhead) August 16, 2017 Securities and Exchange Commission Washington, D.C. 20549 Ladies and Gentlemen: We were previously principal accountants for ClearBridge Energy MLP Opportunity Fund Inc. (the “Fund”) and, under the date of January 25, 2017, we reported on the financial statements of the Fund as of and for the year ended November 30, |
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| August 16, 2017 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant 8-K 1 d440472d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2017 ClearBridge Energy MLP Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-22546 45-1474578 (State or ot |
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| July 10, 2017 |
EX-99.CERT 2 d412664dex99cert.htm CERTIFICATION Exhibit 99.CERT CERTIFICATIONS PURSUANT TO SECTION 302 EX-99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of ClearBridge Energy MLP Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the |
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| July 10, 2017 |
ClearBridge Energy MLP Opportunity Fund Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22546 ClearBridge Energy MLP Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 1001 |
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| June 2, 2017 |
CLEARBRIDGE ENERGY MLP FUND INC. ("CEM") CLEARBRIDGE ENERGY MLP OPPORTUNITY FUND INC. ("EMO") CLEARBRIDGE ENERGY MLP TOTAL RETURN FUND INC. ("CTR") CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. ("CBA") LMP CAPITAL AND INCOME FUND INC. ("SCD") POWER OF ATTORNEY KNOW ALL PEOPLE BY THESE PRESENTS, that the person whose signature appears below hereby makes, constitutes and appoints each of Robert Frenkel, |
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| May 16, 2017 |
ClearBridge American Energy MLP Fund Inc. (NYSE: CBA), ClearBridge Energy MLP Fund Inc. (NYSE: CEM), ClearBridge Energy MLP Opportunity Fund Inc. (NYSE: EMO), ClearBridge Energy MLP Total Return Fund Inc. (NYSE: CTR), Legg Mason BW Global Income Opportunities Fund Inc. (NYSE: BWG), LMP Capital and Income Fund Inc. (NYSE: SCD), Western Asset Corporate Loan Fund Inc. (NYSE: TLI), EnTrustPermal Hedge |
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| April 24, 2017 |
Clearbridge Energy Mlp Opportunity Fund Inc. - CLEARBRIDGE ENERGY MLP OPPORTUNITY FUND INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22546 ClearBridge Energy MLP Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 (Address of principal executive offices) (Z |
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| April 24, 2017 |
CERTIFICATION Exhibit 99.CERT CERTIFICATIONS PURSUANT TO SECTION 302 EX-99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of ClearBridge Energy MLP Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the c |
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| March 8, 2017 |
ClearBridge Energy MLP Opportunity Fund CLEARBRIDGE ENERGY MLP OPPORTUNITY FUND INC. CLEARBRIDGE ENERGY MLP OPPORTUNITY FUND INC. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commi |
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| October 26, 2016 |
EX-99.CERT 2 d243738dex99cert.htm CERTIFICATIONS Exhibit 99.CERT CERTIFICATIONS PURSUANT TO SECTION 302 EX-99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of ClearBridge Energy MLP Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the |
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| October 26, 2016 |
Clearbridge Energy MLP Opportunity Fund Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22546 ClearBridge Energy MLP Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 1001 |
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| April 19, 2016 |
EX-99.CERT 2 d135139dex99cert.htm CERTIFICATION Exhibit 99.CERT CERTIFICATIONS PURSUANT TO SECTION 302 EX-99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of ClearBridge Energy MLP Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the |
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| April 19, 2016 |
Clearbridge Energy MLP Opportunity Fund Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22546 ClearBridge Energy MLP Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 1001 |
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| March 29, 2016 |
CLEARBRIDGE ENERGY MLP FUND INC. ("CEM") CLEARBRIDGE ENERGY MLP OPPORTUNITY FUND INC. ("EMO") CLEARBRIDGE ENERGY MLP TOTAL RETURN FUND INC. ("CTR") CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. ("CBA") LMP CAPITAL AND INCOME FUND INC. ("SCD") LMP REAL ESTATE INCOME FUND INC. ("RIT") POWER OF ATTORNEY KNOW ALL PEOPLE BY THESE PRESENTS, that each person whose signature appears below he |
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| March 29, 2016 |
CLEARBRIDGE ENERGY MLP FUND INC. ("CEM") CLEARBRIDGE ENERGY MLP OPPORTUNITY FUND INC. ("EMO") CLEARBRIDGE ENERGY MLP TOTAL RETURN FUND INC. ("CTR") CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. ("CBA") LMP CAPITAL AND INCOME FUND INC. ("SCD") LMP REAL ESTATE INCOME FUND INC. ("RIT") POWER OF ATTORNEY KNOW ALL PEOPLE BY THESE PRESENTS, that each person whose signature appears below hereby makes, consti |
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| March 29, 2016 |
CLEARBRIDGE ENERGY MLP FUND INC. ("CEM") CLEARBRIDGE ENERGY MLP OPPORTUNITY FUND INC.("EMO") CLEARBRIDGE ENERGY MLP TOTAL RETURN FUND INC.("CTR") CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.("CBA") LMP CAPITAL AND INCOME FUND INC. ("SCD") LMP REAL ESTATE INCOME FUND INC. ("RIT") POWER OF ATTORNEY KNOW ALL PEOPLE BY THESE PRESENTS, that each person whose signature appears below hereby makes, constitut |
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| March 29, 2016 |
CLEARBRIDGE ENERGY MLP FUND INC. ("CEM") CLEARBRIDGE ENERGY MLP OPPORTUNITY FUND INC. ("EMO") CLEARBRIDGE ENERGY MLP TOTAL RETURN FUND INC. ("CTR") CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. ("CBA") LMP CAPITAL AND INCOME FUND INC. ("SCD") LMP REAL ESTATE INCOME FUND INC. ("RIT") POWER OF ATTORNEY KNOW ALL PEOPLE BY THESE PRESENTS, that each person whose signature appears below hereby makes, consti |
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| February 29, 2016 |
ClearBridge Energy MLP Opportunity Fund CLEARBRIDGE ENERGY MLP OPPORTUNITY FUND INC. CLEARBRIDGE ENERGY MLP OPPORTUNITY FUND INC. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commi |
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| October 21, 2015 |
N-Q 1 d89315dnq.htm CLEARBRIDGE ENERGY MLP OPPORTUNITY FUND INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22546 ClearBridge Energy MLP Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floo |
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| October 21, 2015 |
EX-99.CERT 2 d89315dex99cert.htm CERTIFICATIONS CERTIFICATIONS PURSUANT TO SECTION 302 EX-99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of ClearBridge Energy MLP Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, |
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| July 31, 2015 |
SC 13G 1 d41877dsc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ClearBridge Energy MLP Opportunity Fund, Inc. (Name of Issuer) Mandatory Redeemable Preferred Shares (Title of Class of Securities) 18469P 2#6 (CUSIP Number) March 26, 2015 (Date of Event Which Requires Filing of this Stat |
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| July 31, 2015 |
SC 13G 1 d41240dsc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ClearBridge Energy MLP Opportunity Fund, Inc. (Name of Issuer) Mandatory Redeemable Preferred Shares (Title of Class of Securities) 18469P 3#5 18469P 2#6 (CUSIP Number) March 26, 2015 (Date of Event Which Requires Filing o |
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| July 22, 2015 |
EX-99.1 Exhibit 99.1 CERTAIN CLOSED END FUNDS ADVISED BY LEGG MASON PARTNERS FUND ADVISOR, LLC ANNOUNCE APPOINTMENT OF NEW DIRECTOR AND OFFICER New York ? July 22, 2015 ClearBridge American Energy MLP Fund Inc. (NYSE: CBA), ClearBridge Energy MLP Fund Inc. (NYSE: CEM), ClearBridge Energy MLP Opportunity Fund Inc. (NYSE: EMO), ClearBridge Energy MLP Total Return Fund Inc. (NYSE: CTR), Legg Mason BW |
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| July 22, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2015 ClearBridge Energy MLP Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-22546 45-1474578 (State or other jurisdiction of incorpo |
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| April 24, 2015 |
ClearBridge American Energy MLP Fund Inc. (NYSE: CBA), ClearBridge Energy MLP Fund Inc. (NYSE: CEM), ClearBridge Energy MLP Opportunity Fund Inc. (NYSE: EMO), ClearBridge Energy MLP Total Return Fund Inc. (NYSE: CTR), Legg Mason BW Global Income Opportunities Fund Inc. (NYSE: BWG), LMP Capital and Income Fund Inc. (NYSE: SCD), LMP Corporate Loan Fund Inc. (NYSE: TLI), LMP Real Estate Income Fund I |
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| April 17, 2015 |
Clearbridge Energy MLP Opportunity Fund Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22546 ClearBridge Energy MLP Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 1001 |
