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| LEI | 549300HLWZ5OKIDM8737 |
| CIK | 1337619 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Envestnet, Inc.
SEC Filings (Chronological Order)
यह पृष्ठ SEC फाइलिंग की एक पूरी, कालानुक्रमिक सूची प्रदान करता है, ओनरशिप फाइलिंग को छोड़कर, जो हम अन्यत्र प्रदान करते हैं।
| December 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-34835 ENVESTNET, INC. (Exact name of registrant as specified in its cha |
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| November 27, 2024 |
ENV / Envestnet, Inc. / BlackRock, Inc. - SCHEDULE 13D, AMENDMENT NO. 3 Activist Investment SC 13D/A 1 sc13da3.htm SCHEDULE 13D, AMENDMENT NO. 3 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* ENVESTNET, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 29404K106 (CUSIP Number) David Maryles Managing Director, Legal and Compliance BlackRock, Inc. 50 Hudson Yards New York, NY 10001 (212) 81 |
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| November 25, 2024 |
As filed with the United States Securities and Exchange Commission on November 25, 2024. As filed with the United States Securities and Exchange Commission on November 25, 2024. |
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| November 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 5)1 Envestnet, Inc. (Name of Issuer) Common Stock, par value $0.005 per share (Title of Class of Securities) 29404K106 (CUSIP Number) LAUREN TAYLOR WOLFE C |
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| November 25, 2024 |
As filed with the United States Securities and Exchange Commission on November 25, 2024. As filed with the United States Securities and Exchange Commission on November 25, 2024. |
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| November 25, 2024 |
As filed with the United States Securities and Exchange Commission on November 25, 2024. As filed with the United States Securities and Exchange Commission on November 25, 2024. |
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| November 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 25, 2024 Envestnet, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or Other Jurisdiction of Incorporation) (Commission File |
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| November 25, 2024 |
As filed with the United States Securities and Exchange Commission on November 25, 2024. As filed with the United States Securities and Exchange Commission on November 25, 2024. |
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| November 25, 2024 |
As filed with the United States Securities and Exchange Commission on November 25, 2024. As filed with the United States Securities and Exchange Commission on November 25, 2024. |
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| November 25, 2024 |
Exhibit 3.2 SECOND AMENDED AND RESTATED BY-LAWS OF ENVESTNET, INC. November 25, 2024 ARTICLE 1. LAW, CERTIFICATE OF INCORPORATION AND BY-LAWS These Second Amended and Restated By-laws are subject to the Certificate of Incorporation. In these By-laws, references to law, to the Certificate of Incorporation and to the By-laws mean the law, the provisions of the Certificate of Incorporation and the pr |
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| November 25, 2024 |
Exhibit 4.1 FIRST SUPPLEMENTAL INDENTURE FIRST SUPPLEMENTAL INDENTURE (the “Supplemental Indenture”) dated as of November 25, 2024, between ENVESTNET, INC. a Delaware corporation, as issuer (the “Company”) and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as successor in interest to U.S. BANK NATIONAL ASSOCIATION, a national banking association, as trustee (the “Trustee”). RECITALS OF THE COMPANY |
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| November 25, 2024 |
Exhibit 99.1 BAIN CAPITAL COMPLETES ACQUISITION OF ENVESTNET Transaction supports industry-leading wealth technology platform’s next chapter as a private company BERWYN, Pa. – November 25, 2024 — Envestnet, Inc. (the “Company” or “Envestnet”), a leading provider of integrated technology, intelligent data and wealth solutions, today announced the close of its acquisition by affiliates of vehicles m |
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| November 25, 2024 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on December 06, 2024, pursuant to the provisions of Rule 12d2-2 (a). |
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| November 25, 2024 |
As filed with the United States Securities and Exchange Commission on November 25, 2024. As filed with the United States Securities and Exchange Commission on November 25, 2024. |
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| November 25, 2024 |
Exhibit 4.2 FIRST SUPPLEMENTAL INDENTURE FIRST SUPPLEMENTAL INDENTURE (the “Supplemental Indenture”) dated as of November 25, 2024, between ENVESTNET, INC. a Delaware corporation, as issuer (the “Company”) and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, a national banking association, as trustee (the “Trustee”). RECITALS OF THE COMPANY WHEREAS, the Company, the Guarantor and the Trustee are par |
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| November 25, 2024 |
As filed with the United States Securities and Exchange Commission on November 25, 2024. As filed with the United States Securities and Exchange Commission on November 25, 2024. |
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| November 25, 2024 |
As filed with the United States Securities and Exchange Commission on November 25, 2024. As filed with the United States Securities and Exchange Commission on November 25, 2024. |
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| November 25, 2024 |
As filed with the United States Securities and Exchange Commission on November 25, 2024. As filed with the United States Securities and Exchange Commission on November 25, 2024. |
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| November 25, 2024 |
As filed with the United States Securities and Exchange Commission on November 25, 2024. As filed with the United States Securities and Exchange Commission on November 25, 2024. |
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| November 25, 2024 |
As filed with the United States Securities and Exchange Commission on November 25, 2024. As filed with the United States Securities and Exchange Commission on November 25, 2024. |
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| November 25, 2024 |
SIXTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION Envestnet, Inc. Exhibit 3.1 SIXTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION of Envestnet, Inc. 1. The name of this corporation is Envestnet, Inc. (the “Corporation”). 2. The registered office of the Corporation in the State of Delaware is located at 4001 Kennett Pike, Suite 302, in the City of Wilmington, County of New Castle 19807. The name of its registered agent at such address is Maples Fiduciary Serv |
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| November 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34835 Envestnet, Inc. ( |
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| November 7, 2024 |
Envestnet Reports Third Quarter 2024 Financial Results Exhibit 99.1 Envestnet Reports Third Quarter 2024 Financial Results Berwyn, PA — November 7, 2024 — Envestnet (NYSE: ENV), a leading provider of intelligent systems for wealth management and financial wellness, today reported financial results for the three and nine months ended September 30, 2024. Three months ended Nine months ended Key Financial Metrics September 30, % September 30, % (in milli |
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| November 7, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 7, 2024 Date of Earliest Event Reported: November 7, 2024 ENVESTNET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or Other Jurisdiction of Incorporation) (C |
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| September 27, 2024 |
September 27, 2024 U.S Securities and Exchange Commission Division of Corporation Finance Office of Finance 100 F Street, N.E. Washington, DC 20549 Attn: Robert Arzonetti James Lopez Re: Envestnet, Inc. Form 10-K for the Fiscal Year Ended December 31, 2023 File No. 001-34835 Dear Staff: Thank you for your letter dated September 20, 2024 setting forth comments of the Staff of the Division of Corpor |
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| September 24, 2024 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 24, 2024 Envestnet, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or Other Jurisdiction of Incorporation) (Commission File |
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| September 24, 2024 |
Envestnet Stockholders Approve Acquisition by Bain Capital Exhibit 99.1 Envestnet Stockholders Approve Acquisition by Bain Capital BERWYN, Pa. – September 24, 2024 – Envestnet, Inc. (NYSE: ENV) (“Envestnet,” or the “Company”), a leading provider of integrated technology, data intelligence, and wealth solutions, today announced that, at a special meeting (the “Special Meeting”), the Company’s stockholders approved the pending acquisition of the Company by |
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| September 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 16, 2024 Envestnet, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or Other Jurisdiction of Incorporation) (Commission File |
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| August 23, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Defi |
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| August 12, 2024 |
Exhibit 107 CALCULATION OF FILING FEE TABLES Schedule 14A (Form Type) Envestnet, Inc. |
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| August 12, 2024 |
PREM14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☑ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro |
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| August 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34835 Envestnet, Inc. (Exact |
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| August 9, 2024 |
Envestnet Q2 2024 Earnings August 9, 2024 2 Disclaimers Cautionary Statement Regarding Forward-Looking Statements The forward-looking statements made in this presentation concerning its strategic and operational plans and growth strategy are made pursuant to the safe harbor provisions of the Private Securities Litigation Reform Act of 1995. |
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| August 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 9, 2024 Date of Earliest Event Reported: August 9, 2024 ENVESTNET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or Other Jurisdiction of Incorporation) (Commi |
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| August 9, 2024 |
Envestnet Reports Second Quarter 2024 Financial Results Exhibit 99.1 Envestnet Reports Second Quarter 2024 Financial Results Berwyn, PA — August 9, 2024 — Envestnet (NYSE: ENV), a leading provider of intelligent systems for wealth management and financial wellness, today reported financial results for the three and six months ended June 30, 2024. Three months ended Six months ended Key Financial Metrics June 30, % June 30, % (in millions, except per sh |
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| July 18, 2024 |
DEFA14A 1 ea0209600-8kenvestnet.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2024 ENVESTNET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or Other Jur |
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| July 18, 2024 |
Exhibit 10.1 [●], 2024 Dear [Name]: We recognize the value and strength of our employees and we believe that your continued service is important to the ongoing success of Envestnet; to that end, we want to ensure you are recognized for your continued dedication and commitment. Over the next few months we will work towards successfully completing (such completion, the “Closing”) the transaction bet |
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| July 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2024 ENVESTNET, INC. |
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| July 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| July 18, 2024 |
EX-10.1 2 ea020960001ex10-1envestnet.htm FORM RETENTION AGREEMENT Exhibit 10.1 [●], 2024 Dear [Name]: We recognize the value and strength of our employees and we believe that your continued service is important to the ongoing success of Envestnet; to that end, we want to ensure you are recognized for your continued dedication and commitment. Over the next few months we will work towards successful |
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| July 12, 2024 |
ENV / Envestnet, Inc. / BlackRock Inc. - SCHEDULE 13D, AMENDMENT NO. 2 Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* ENVESTNET, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 29404K106 (CUSIP Number) David Maryles Managing Director, Legal and Compliance BlackRock, Inc. 50 Hudson Yards New York, NY 10001 (212) 810-5300 (Name, Address and Telephone Number of Person |
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| July 12, 2024 |
Support and Rollover Agreement Exhibit 3 Execution Version Support and Rollover Agreement This Support and Rollover Agreement (this “Agreement”), dated as of July 11, 2024, is entered into by and among the undersigned stockholder of the Company (the “Shareholder”), Envestnet, Inc. |
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| July 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A (Amendment No. |
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| July 11, 2024 |
024, by and among BCP Pequod Buyer, Inc. BCPE Pequod Merger Sub. Inc. and Envestnet, Inc. Exhibit 2.1 AGREEMENT AND PLAN OF MERGER dated as of july 11, 2024 by and among BCPE Pequod Buyer, Inc., BCPE Pequod Merger Sub, Inc. and ENVESTNET, INC. Article I DEFINITIONS 2 Section 1.1 Definitions 2 Article II THE MERGER 2 Section 2.1 The Merger 2 Section 2.2 Closing 3 Section 2.3 Organizational Documents of the Surviving Company 3 Section 2.4 Directors and Officers of the Surviving Company 3 |
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| July 11, 2024 |
Exhibit 10.1 SECOND AMENDMENT TO THE ENVESTNET, iNC. INTERIM EXECUTIVE AGREEMENT THIS SECOND AMENDMENT TO THE INTERIM EXECUTIVE AGREEMENT (the “Second Amendment”) is made and entered into as of this 11th day of July, 2024, by and among James L. Fox (the “Executive”), Envestnet, Inc. (“Envestnet”) and Envestnet Financial Technologies, Inc. (the “Company”). WHEREAS, Envestnet, the Company and Execut |
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| July 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| July 11, 2024 |
Second Amendment to Interim Executive Agreement. Exhibit 10.1 SECOND AMENDMENT TO THE ENVESTNET, iNC. INTERIM EXECUTIVE AGREEMENT THIS SECOND AMENDMENT TO THE INTERIM EXECUTIVE AGREEMENT (the “Second Amendment”) is made and entered into as of this 11th day of July, 2024, by and among James L. Fox (the “Executive”), Envestnet, Inc. (“Envestnet”) and Envestnet Financial Technologies, Inc. (the “Company”). WHEREAS, Envestnet, the Company and Execut |
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| July 11, 2024 |
Press Release of the Company, dated July 11, 2024. Exhibit 99.1 CONFIDENTIAL ENVESTNET, LEADING WEALTH TECHNOLOGY PLATFORM, ANNOUNCES $4.5 BILLION TAKE-PRIVATE TRANSACTION WITH BAIN CAPITAL BERWYN, Pa. – July 11, 2024 – Envestnet, Inc. (NYSE: ENV) (“the Company” or “Envestnet”), a leading provider of integrated technology, intelligent data and wealth solutions, today announced that it has entered into a definitive agreement to be acquired by Bain |
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| July 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| July 11, 2024 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER dated as of july 11, 2024 by and among BCPE Pequod Buyer, Inc., BCPE Pequod Merger Sub, Inc. and ENVESTNET, INC. Article I DEFINITIONS 2 Section 1.1 Definitions 2 Article II THE MERGER 2 Section 2.1 The Merger 2 Section 2.2 Closing 3 Section 2.3 Organizational Documents of the Surviving Company 3 Section 2.4 Directors and Officers of the Surviving Company 3 |
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| July 11, 2024 |
Exhibit 99.1 CONFIDENTIAL ENVESTNET, LEADING WEALTH TECHNOLOGY PLATFORM, ANNOUNCES $4.5 BILLION TAKE-PRIVATE TRANSACTION WITH BAIN CAPITAL BERWYN, Pa. – July 11, 2024 – Envestnet, Inc. (NYSE: ENV) (“the Company” or “Envestnet”), a leading provider of integrated technology, intelligent data and wealth solutions, today announced that it has entered into a definitive agreement to be acquired by Bain |
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| July 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 11, 2024 ENVESTNET, INC. |
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| July 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| July 11, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A (Amendment No. |
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| July 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 11, 2024 ENVESTNET, INC. |
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| May 10, 2024 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF ENVESTNET, INC. Envestnet, Inc. (the “Corporation”), a corporation organized and existing under the General Corporation Law of the State of Delaware, hereby certifies as follows: 1. This Certificate of Amendment amends the provisions of the Corporation’s Fifth Amended and Restated Certificate of Incorporation filed with the Se |
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| May 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2024 ENVESTNET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34835 Envestnet, Inc. (Exac |
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| May 7, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 7, 2024 Date of Earliest Event Reported: May 7, 2024 ENVESTNET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or Other Jurisdiction of Incorporation) (Commission |
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| May 7, 2024 |
Envestnet 1Q 2024 Earnings May 7, 2024 2 Disclaimers Cautionary Statement Regarding Forward-Looking Statements The forward-looking statements made in this presentation concerning, among other things, Envestnet, Inc. |
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| May 7, 2024 |
Envestnet Reports First Quarter 2024 Financial Results Exhibit 99.1 Envestnet Reports First Quarter 2024 Financial Results Berwyn, PA — May 7, 2024 — Envestnet (NYSE: ENV), a leading provider of intelligent systems for wealth management and financial wellness, today reported financial results for the three months ended March 31, 2024. Three months ended Key Financial Metrics March 31, % (in millions, except per share data) 2024 2023 Change GAAP: Total |
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| April 5, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru |
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| March 28, 2024 |
Exhibit 10.1 ENVESTNET, INC. EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into as of March 26, 2024 (as defined below), by and between Envestnet, Inc. (“Envestnet”), Envestnet Financial Technologies, Inc. (the “Company”), and William Crager (the “Employee”). Envestnet, the Company and the Employee are sometimes hereinafter referred to individually as a “Par |
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| March 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) — March 26, 2024 ENVESTNET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or other jurisdiction of incorporation) (Commission File Nu |
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| March 19, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru |
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| March 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) — January 5, 2024 ENVESTNET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or other jurisdiction of incorporation) (Commission File |
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| March 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) — March 14, 2024 ENVESTNET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or other jurisdiction of incorporation) (Commission File Nu |
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| March 15, 2024 |
Amendment to Interim Executive Agreement Exhibit 10.1 FIRST AMENDMNET TO ENVESTNET, iNC. INTERIM EXECUTIVE AGREEMENT THIS FIRST AMENDMENT TO THE INTERIM EXECUTIVE AGREEMENT (the “First Amendment”) is made and entered into as of this 14th day of March, 2024, by and among James L. Fox, (the “Executive”) and Envestnet, Inc. (“Envestnet”) and Envestnet Financial Technologies, Inc. (the “Company”). WHEREAS, Envestnet, the Company and Executiv |
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| March 15, 2024 |
Exhibit 3.2 AMENDED AND RESTATED BY-LAWS OF ENVESTNET, INC. Effective as of March 14, 2024 ARTICLE 1 Amendments Section 1.1 Amendment of By-laws. These by-laws may be altered, amended or repealed, and new by-laws may be adopted, by the board of directors or by the affirmative vote of the holders of 66 2/3% of the stock then outstanding and entitled to vote. ARTICLE 2 Offices Section 2.1 Registered |
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| February 28, 2024 |
ENVESTNET, INC. CLAWBACK POLICY The following amended and restated clawback policy (the “Policy”) of Envestnet, Inc. and its subsidiaries (the “Company”) applies to certain compensatory payments or awards held by certain employees of the Company, as provided below. Article 1 of the Policy amends and restates the terms of the clawback policy adopted by the Company in January of 2018. Article 2 of t |
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| February 28, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-34835 Envestnet, Inc. (Exact name of registrant as specifi |
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| February 28, 2024 |
Subsidiaries of the Company, filed herewith. Exhibit 21.1 Envestnet, Inc. Subsidiaries of the Registrant Name Jurisdiction of Incorporation Envestnet Asset Management, Inc. Delaware Envestnet Asset Management Canada, Inc. Quebec Envestnet Asset Management India Private Limited India Envestnet D&A Credit, LLC Delaware Envestnet Embedded Advisory, Inc. Delaware Envestnet Financial Technologies, Inc. Delaware Envestnet Holdings, LLC Delaware En |
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| February 22, 2024 |
Historical Recast of Segment Information Exhibit 99.3 Historical Recast of Segment Information As of October 1, 2023, Envestnet, Inc. (the "Company") has changed its reportable segments to reflect the way that the Company's chief operating decision maker reviews the operating results, assesses performance and allocates resources. As a result, the advisor-focused Wealth Analytics business has been reclassified from the Envestnet Data & An |
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| February 22, 2024 |
Envestnet 4Q 2023 Earnings February 22, 2024 2 Disclaimers Cautionary Statement Regarding Forward-Looking Statements The forward-looking statements made in this presentation concerning, among other things, Envestnet, Inc. |
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| February 22, 2024 |
Envestnet Reports Fourth Quarter 2023 Financial Results Exhibit 99.1 Envestnet Reports Fourth Quarter 2023 Financial Results Berwyn, PA — February 22, 2024 — Envestnet (NYSE: ENV), a leading provider of intelligent systems for wealth management and financial wellness, today reported financial results for the quarter and year ended December 31, 2023. Three Months Ended Year Ended Key Financial Metrics December 31, % December 31, % (in millions, except p |
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| February 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 22, 2024 Date of Earliest Event Reported: February 22, 2024 ENVESTNET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or Other Jurisdiction of Incorporation) |
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| February 13, 2024 |
ENV / Envestnet, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0856-envestnetinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 10)* Name of issuer: Envestnet Inc Title of Class of Securities: Common Stock CUSIP Number: 29404K106 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rul |
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| January 8, 2024 |
Exhibit 10.2 ENVESTNET, INC. INTERIM EXECUTIVE AGREEMENT THIS INTERIM EXECUTIVE AGREEMENT (this “Agreement”) is made and entered into as of January 7, 2024 (the “Effective Date”), by and between Envestnet, Inc. (“Envestnet”), Envestnet Financial Technologies, Inc. (the “Company”), and James L. Fox (the “Executive”). Envestnet, the Company and the Executive are sometimes hereinafter referred to ind |
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| January 8, 2024 |
Exhibit 99.1 BILL CRAGER ANNOUNCES DECISION TO TRANSITION FROM CEO OF ENVESTNET AFTER MORE THAN TWO DECADES AT THE COMPANY Crager to Continue with Envestnet as a Senior Advisor effective March 31, 2024 Board of Directors to Initiate a Search for a Successor Board Chair James L. Fox to serve as interim CEO effective April 1, 2024 Company Reaffirms Fourth Quarter and Full Year Guidance BERWYN, Pa., |
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| January 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 5, 2024 ENVESTNET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| January 8, 2024 |
Exhibit 10.1 SEPARATION AND RELEASE AGREEMENT This Separation and Release Agreement (the “Agreement”) is entered into on January 7, 2024 and confirms the terms of the separation of employment of William Crager (the “Employee”) from Envestnet, Inc. (“Envestnet”) and Envestnet Financial Technologies, Inc. (“EFT”). Each of Envestnet and EFT shall be referred to herein as a “Company” and collectively |
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| December 7, 2023 |
ENV / Envestnet Inc. / JPMORGAN CHASE & CO - FILING ENVESTNET, INC. Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 03)* Envestnet, Inc. (Name of Issuer) Common Stock, par value $0.005 per share (Title of Class of Securities) 29404K106 (CUSIP Number) November 30, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34835 Envestnet, Inc. ( |
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| November 8, 2023 |
Envestnet Reports Third Quarter 2023 Financial Results Exhibit 99.1 Envestnet Reports Third Quarter 2023 Financial Results Berwyn, PA — November 8, 2023 — Envestnet (NYSE: ENV), a leading provider of intelligent systems for wealth management and financial wellness, today reported financial results for the three and nine months ended September 30, 2023. Three months ended Nine months ended Key Financial Metrics September 30, % September 30, % (in milli |
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| November 8, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 8, 2023 Date of Earliest Event Reported: November 8, 2023 ENVESTNET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or Other Jurisdiction of Incorporation) (C |
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| November 8, 2023 |
Envestnet 3Q 2023 Earnings November 8, 2023 2 Safe Harbor Disclosure The forward-looking statements made in this presentation concerning, among other things, Envestnet, Inc. |
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| September 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) — September 22, 2023 ENVESTNET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or other jurisdiction of incorporation) (Commission Fil |
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| September 25, 2023 |
, dated September 23, 2023, by and between P Exhibit 10.2 Execution Version SEVERANCE AGREEMENT AND GENERAL RELEASE This Severance Agreement and General Release (“Agreement”) is being entered into by Envestnet Financial Technologies, Inc. (“Envestnet” or the “Company”) and Peter D’Arrigo (“Executive”) (together, the “Parties”). WHEREAS, Executive’s employment with Envestnet is being terminated; WHEREAS, Envestnet wishes to provide Executive |
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| September 25, 2023 |
Exhibit 99.1 JOSH WARREN NAMED CHIEF FINANCIAL OFFICER OF ENVESTNET INC. Succeeds Pete D’Arrigo Who Will Assist During Transition BERWYN, PA – September 25, 2023 – Envestnet, Inc. (NYSE: ENV), a leading provider of integrated technology, intelligent data and wealth solutions, today announced that Joshua B. Warren is joining the company as Chief Financial Officer. Warren is an accomplished financia |
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| September 25, 2023 |
between Josh Warren and Envestnet, Inc. Exhibit 10.1 Execution Version ENVESTNET, INC. EXECUTIVE AGREEMENT THIS EXECUTIVE AGREEMENT (this “Agreement”) is made and entered into as of September 22, 2023 (the “Effective Date”), by and between Envestnet, Inc. (“Envestnet”), Envestnet Financial Technologies, Inc. (the “Company”), and Josh Warren (the “Executive”). Envestnet, the Company and the Executive are sometimes hereinafter referred to |
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| August 31, 2023 |
August 31, 2023 U.S Securities and Exchange Commission Division of Corporation Finance Office of Trade & Services 100 F Street, N.E. Washington, DC 20549 Attn: Abe Friedman Doug Jones Re: Envestnet, Inc. Form 10-K for Fiscal Year Ended December 31, 2022 Filed February 28, 2023 Form 10-Q for the Fiscal Quarter Ended March 31, 2023 filed May 5, 2023 File No. 001-34835 Dear Staff: Thank you for your |
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| August 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34835 Envestnet, Inc. (Exact |
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| August 3, 2023 |
q2earningssupplement-fin 2Q 2023 Earnings Supplemental Presentation August 3, 2023 © 2023 Envestnet, Inc. |
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| August 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 3, 2023 Date of Earliest Event Reported: August 3, 2023 ENVESTNET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or Other Jurisdiction of Incorporation) (Commi |
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| August 3, 2023 |
Envestnet Reports Second Quarter 2023 Financial Results Exhibit 99.1 Envestnet Reports Second Quarter 2023 Financial Results Berwyn, PA — August 3, 2023 — Envestnet (NYSE: ENV), a leading provider of intelligent systems for wealth management and financial wellness, today reported financial results for the three and six months ended June 30, 2023. Three months ended Six months ended Key Financial Metrics June 30, % June 30, % (in millions, except per sh |
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| June 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 16, 2023 ( June 15, 2023 ) ENVESTNET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or Other Jurisdiction of Incorporation) (Co |
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| May 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34835 Envestnet, Inc. (Exac |
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| May 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 4, 2023 Date of Earliest Event Reported: May 4, 2023 ENVESTNET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or Other Jurisdiction of Incorporation) (Commission |
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| May 4, 2023 |
Envestnet Reports First Quarter 2023 Financial Results Exhibit 99.1 Envestnet Reports First Quarter 2023 Financial Results Berwyn, PA — May 4, 2023 — Envestnet (NYSE: ENV), a leading provider of intelligent systems for wealth management and financial wellness, today reported financial results for the three months ended March 31, 2023. Three months ended Key Financial Metrics March 31, % (in millions, except per share data) 2023 2022 Change GAAP: Total |
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| May 4, 2023 |
q1earningssupplementfin 1Q 2023 Earnings Supplemental Presentation May 4, 2023 © 2023 Envestnet, Inc. |
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| April 25, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru |
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| March 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 4)1 Envestnet, Inc. (Name of Issuer) Common Stock, par value $0.005 per share (Title of Class of Securities) 29404K106 (CUSIP Number) LAUREN TAYLOR WOLFE C |
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| March 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2023 Envestnet, Inc. |
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| March 28, 2023 |
Exhibit 10.1 COOPERATION AGREEMENT This Cooperation Agreement (this “Agreement”), dated as of March 27, 2023, is by and among Impactive Capital LP, a Delaware limited partnership, Impactive Capital Master Fund LP, a Cayman Islands exempted limited partnership (Impactive Capital LP and Impactive Capital Master Fund LP, together with their respective Affiliates, “Impactive”), and Envestnet, Inc., a |
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| March 28, 2023 |
Exhibit 99.1 Envestnet Appoints Three New Independent Directors to Board Announces Cooperation Agreement with Impactive Capital BERWYN, PA – March 28, 2023 – Envestnet, Inc. (NYSE: ENV), a leading provider of intelligent systems for wealth management and financial wellness, today announced the appointment of three new independent directors to its Board of Directors. Barbara Turner, former CEO of O |
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| March 10, 2023 |
ENV / Envestnet Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0007-envestnetinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 9)* Name of issuer: Envestnet Inc. Title of Class of Securities: Common Stock CUSIP Number: 29404K106 Date of Event Which Requires Filing of this Statement: February 28, 2023 Check the appropriate box to designate the rul |
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| February 28, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-34835 Envestnet, Inc. (Exact name of registrant as specifi |
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| February 28, 2023 |
Subsidiaries of the Company, filed herewith. Exhibit 21.1 Envestnet, Inc. Subsidiaries of the Registrant Name Jurisdiction of Incorporation Envestnet Asset Management, Inc. Delaware Envestnet Asset Management Canada, Inc. Quebec Envestnet Asset Management India Private Limited India Envestnet Embedded Advisory, Inc. Delaware Envestnet Financial Technologies, Inc. Delaware Envestnet Holdings, LLC Delaware Envestnet Portfolio Solutions, Inc. D |
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| February 23, 2023 |
q4earningssupplementfina 4Q 2022 Earnings Supplemental Presentation February 23, 2023 © 2023 Envestnet, Inc. |
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| February 23, 2023 |
Envestnet Reports Fourth Quarter 2022 Financial Results Exhibit 99.1 Envestnet Reports Fourth Quarter 2022 Financial Results Berwyn, PA — February 23, 2023 — Envestnet (NYSE: ENV), a leading provider of intelligent systems for wealth management and financial wellness, today reported financial results for its quarter and year ended December 31, 2022. Three Months Ended Year Ended Key Financial Metrics December 31, % December 31, % (in millions, except p |
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| February 23, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 23, 2023 Date of Earliest Event Reported: February 23, 2023 ENVESTNET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or Other Jurisdiction of Incorporation) |
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| February 21, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 21, 2023 Envestnet, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or other jurisdiction of incorporation) (Commission File |
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| February 9, 2023 |
ENV / Envestnet Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0832-envestnetinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)* Name of issuer: Envestnet Inc. Title of Class of Securities: Common Stock CUSIP Number: 29404K106 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rul |
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| January 20, 2023 |
ENV / Envestnet Inc / JPMORGAN CHASE & CO - FILING ENVESTNET, INC. Passive Investment SC 13G/A 1 EnvestnetInc.htm FILING ENVESTNET, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 02)* Envestnet, Inc. (Name of Issuer) Common Stock, par value $0.005 per share (Title of Class of Securities) 29404K106 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement |
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| January 4, 2023 |
Exhibit 99.3 IMPACTIVE CAPITAL MASTER FUND LP c/o IMPACTIVE CAPITAL LP 152 West 57th Street, 17th Floor New York, New York 10019 Re: Envestnet, Inc. Dear [Nominee]: Thank you for agreeing to serve as a nominee for election to the Board of Directors of Envestnet, Inc. (the “Company”) in connection with the proxy solicitation that Impactive Capital Master Fund LP and certain of its affiliates (colle |
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| January 4, 2023 |
Exhibit 99.2 GROUP AGREEMENT WHEREAS, certain of the undersigned are stockholders, direct or beneficial, of Envestnet, Inc., a Delaware corporation (the “Company”); WHEREAS, Impactive Capital Master Fund LP, a Cayman Islands exempted limited partnership, Impactive Capital LP, a Delaware limited partnership, Impactive Capital LLC, a Delaware limited liability company, Lauren Taylor Wolfe and Christ |
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| January 4, 2023 |
EXHIBIT 99.1 - AMENDMENT NO. 3 TO THE SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 3) 1 Envestnet, Inc. (Name of Issuer) Common Stock, par value $0.005 per share (Title of Class of Securities) 29404K106 (CUSIP Number) LAUREN TAYLOR WOLFE |
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| January 4, 2023 |
Exhibit 99.1 Impactive Capital Nominates Four Highly Qualified Directors for Election to Envestnet Board Contends Envestnet’s Persistent Underperformance, Poor Governance, and Lack of Shareholder Alignment Necessitate Board Change Nominees Bring Independence and Oversight as well as Financial and Management Experience Required to Protect and Create Long-Term Shareholder Value NEW YORK, NY – Januar |
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| January 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide |
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| January 4, 2023 |
ENV / Envestnet Inc / Impactive Capital LP - AMENDMENT NO. 3 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 3)1 Envestnet, Inc. (Name of Issuer) Common Stock, par value $0.005 per share (Title of Class of Securities) 29404K106 (CUSIP Number) LAUREN TAYLOR WOLFE C |
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| November 17, 2022 |
Exhibit 4.1 ENVESTNET, INC., as Issuer, Envestnet Asset Management, Inc., as Guarantor, and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of November 17, 2022 2.625% Convertible Notes due 2027 TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS Section 1.01. Definitions 1 Section 1.02 References to Interest 11 ARTICLE 2 ISSUE, DESCRIPTION, EXECUTION, REGISTRATION AND EXCHAN |
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| November 17, 2022 |
Form of Base Capped Call Confirmation Exhibit 10.2 [DEALER] November 14, 2022 To: Envestnet, Inc. 1000 Chesterbrook Boulevard, Suite 250 Berwyn, Pennsylvania 19312 Attention: [] Telephone No.: [] Facsimile No.: [] Re: Base Call Option Transaction The purpose of this letter agreement (this ?Confirmation?) is to confirm the terms and conditions of the call option transaction entered into between [DEALER] (?Dealer?) and Envestnet, Inc. ( |
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| November 17, 2022 |
Envestnet, Inc. Announces Closing of Convertible Notes Offering Exhibit 99.1 Envestnet, Inc. Announces Closing of Convertible Notes Offering CHICAGO, IL?November 17, 2022 ?Envestnet, Inc. (NYSE: ENV) (the ?Company?), a leading provider of intelligent systems for wealth management and financial wellness, announced today the closing of its offering of $575 million aggregate principal amount of 2.625% convertible notes due 2027 (the ?Notes?), which were sold in a |
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| November 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant To Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) ? November 17, 2022 ENVESTNET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or other jurisdiction) (Commission File Number) (I.R.S. |
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| November 17, 2022 |
Exhibit 10.1 Execution Version $500,000,000 ENVESTNET, INC. 2.625% Convertible Notes due 2027 Purchase Agreement November 14, 2022 Morgan Stanley & Co. LLC BofA Securities, Inc. BMO Capital Markets Corp. J.P. Morgan Securities LLC As representatives (the ?Representatives?) of the several Purchasers named in Schedule I hereto, c/o Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 Ladi |
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| November 15, 2022 |
Envestnet, Inc. Announces Pricing of Upsized $500 Million Convertible Notes Offering Exhibit 99.1 Envestnet, Inc. Announces Pricing of Upsized $500 Million Convertible Notes Offering BERWYN, Pa.?November 15, 2022?Envestnet, Inc. (NYSE: ENV) (the ?Company?), a leading provider of intelligent systems for wealth management and financial wellness, announced today that it has priced an offering of $500 million aggregate principal amount of 2.625% convertible notes due 2027 (the ?Notes? |
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| November 15, 2022 |
ENV / Envestnet Inc / Impactive Capital LP - AMENDMENT NO. 2 TO THE SCHEDULE 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. |
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| November 15, 2022 |
Exhibit 10.1 First Amendment to Third Amended and Restated Credit Agreement This First Amendment to Third Amended and Restated Credit Agreement (herein, the ?Amendment?) is entered into as of November 15, 2022, by and among Envestnet, Inc., a Delaware corporation (the ?Borrower?), certain Subsidiaries of the Borrower, as Guarantors, the Lenders party hereto, and Bank of Montreal, a Canadian charte |
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| November 15, 2022 |
IMPACTIVE CAPITAL ISSUES LETTER TO BOARD OF DIRECTORS OF ENVESTNET, INC. Details Serious Concerns with Envestnet?s Prolonged, Significant Stock Price and Operating Underperformance, Lack of Shareholder Alignment and Poor Board Governance Perplexed by Board?s Refusal to Add a Single Shareholder Representative to the Board, Despite Impactive?s Large Ownership Stake and Considerable Effort to Collabo |
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| November 15, 2022 |
Financial Statements and Exhibits, Other Events, Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant To Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) — November 14, 2022 ENVESTNET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or other jurisdiction) (Commission File Number) (I.R.S. |
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| November 14, 2022 |
EX-99.1 2 ea168510ex99-1envestnet.htm PRESS RELEASE, DATED NOVEMBER 14, 2022, ANNOUNCING THE LAUNCH OF THE OFFERING OF THE NOTES Exhibit 99.1 Envestnet, Inc. to Offer $350 million of Convertible Notes BERWYN, Pa.—November 14, 2022—Envestnet, Inc. (NYSE: ENV) (the “Company”), a leading provider of intelligent systems for wealth management and financial wellness, announced today that it proposes to |
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| November 14, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant To Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) ? November 14, 2022 ENVESTNET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or other jurisdiction) (Commission File Number) (I.R.S. |
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| November 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34835 Envestnet, Inc. (Exa |
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| November 8, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 8, 2022 Date of Earliest Event Reported: November 8, 2022 ENVESTNET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or Other Jurisdiction of Incorporation) (C |
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| November 8, 2022 |
Envestnet Reports Third Quarter 2022 Financial Results EX-99.1 2 q32022exhibit991.htm EX-99.1 Exhibit 99.1 Envestnet Reports Third Quarter 2022 Financial Results Berwyn, PA — November 8, 2022 — Envestnet (NYSE: ENV), a leading provider of intelligent systems for wealth management and financial wellness, today reported financial results for the three and nine months ended September 30, 2022. Three months ended Nine months ended Key Financial Metrics Se |
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| November 8, 2022 |
3Q 2022 Earnings Supplemental Presentation November 8, 2022 ? 2022 Envestnet, Inc. |
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| August 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34835 Envestnet, Inc. (Exact na |
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| August 4, 2022 |
? 2022 Envestnet, Inc. All rights reserved. 2Q 2022 Earnings Supplemental Presentation August 4, 2022 2 Safe Harbor Disclosure This presentation contains forward-looking statements. These forward-looking statements include, in particular, statements about our plans, strategies and prospects. These statements are based on our current expectations and projections about future events. The words ?may, |
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| August 4, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 4, 2022 Date of Earliest Event Reported: August 4, 2022 ENVESTNET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or Other Jurisdiction of Incorporation) (Commi |
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| August 4, 2022 |
Envestnet Reports Second Quarter 2022 Financial Results Exhibit 99.1 Envestnet Reports Second Quarter 2022 Financial Results Berwyn, PA ? August 4, 2022 ? Envestnet (NYSE: ENV), a leading provider of intelligent systems for wealth management and financial wellness, today reported financial results for the three and six months ended June 30, 2022. Three months ended Six months ended Key Financial Metrics June 30, % June 30, % (in millions, except per sh |
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| June 7, 2022 |
EX-99.1 4 ea161160ex99-1envestnet.htm PRESS RELEASE, DATED JUNE 7, 2022 Exhibit 99.1 Envestnet Announces Business Line Transformation to Streamline and Accelerate the Growth of Its Financial Wellness Ecosystem Envestnet Aligns Business Under Envestnet Solutions, Envestnet Data and Analytics, and Envestnet WealthTech BERWYN, PA—June 7, 2022—Envestnet announced today organizational changes to accele |
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| June 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) ? June 6, 2022 ENVESTNET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or other jurisdiction of incorporation) (Commission File Numb |
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| June 7, 2022 |
Exhibit 10.1 Consultant Agreement This Consultant Agreement (the ?Agreement?) is entered into by and between Envestnet Financial Technologies, Inc. (?Envestnet? or ?Company?) and Stuart DePina (?Consultant?). Consultant and Envestnet (jointly, the ?Parties?), agree to the obligations set forth in this Agreement: WHEREAS, Consultant?s employment with Envestnet is being terminated effective June 30, |
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| June 7, 2022 |
Exhibit 10.2 SEVERANCE AGREEMENT AND GENERAL RELEASE This Severance Agreement and General Release (?Agreement?) is being entered into by Envestnet Financial Technologies, Inc. (?Envestnet? or the ?Company?) and Stuart DePina (?Executive?) (together, the ?Parties?). WHEREAS, Executive?s employment with Envestnet is being terminated; WHEREAS, Envestnet wishes to engage Executive as a consultant for |
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| May 24, 2022 |
ENV / Envestnet Inc / Impactive Capital LP - AMENDMENT NO. 1 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 Envestnet, Inc. (Name of Issuer) Common Stock, par value $0.005 per share (Title of Class of Securities) 29404K106 (CUSIP Number) LAUREN TAYLOR WOLFE C |
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| May 20, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2022 ( May 18, 2022 ) ENVESTNET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or Other Jurisdiction of Incorporation) (Comm |
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| May 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34835 Envestnet, Inc. (Exact n |
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| May 6, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 5, 2022 Date of Earliest Event Reported: May 5, 2022 ENVESTNET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or Other Jurisdiction of Incorpo |
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| May 6, 2022 |
EX-10.1 2 env20220331ex101.htm EX-10.1 Exhibit 10.1 Performance-Based Restricted Stock Unit Grant Award Agreement Under the Envestnet, Inc. 2010 Long-Term Incentive Plan THIS AGREEMENT is effective as of the Grant Date (as defined in Section 1), and is by and between the Participant and Envestnet, Inc. (the "Company"). WHEREAS, the Company maintains the Envestnet, Inc. 2010 Long-Term Incentive Pla |
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| May 6, 2022 |
EX-10.2 3 env20220331ex102.htm EX-10.2 Exhibit 10.2 Restricted Stock Unit Grant Award Agreement Under the Envestnet, Inc. 2010 Long-Term Incentive Plan THIS AGREEMENT is effective as of the Grant Date (as defined in Section 1), and is by and between the Participant and Envestnet, Inc. (the "Company"). WHEREAS, the Company maintains the Envestnet, Inc. 2010 Long-Term Incentive Plan (the "Plan"), an |
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| May 5, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 5, 2022 Date of Earliest Event Reported: May 5, 2022 ENVESTNET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or Other Jurisdiction of Incorporation) (Commission |
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| May 5, 2022 |
Envestnet Reports First Quarter 2022 Financial Results Exhibit 99.1 Envestnet Reports First Quarter 2022 Financial Results Berwyn, PA — May 5, 2022 — Envestnet (NYSE: ENV), a leading provider of intelligent systems for wealth management and financial wellness, today reported financial results for the three months ended March 31, 2022. Three months ended Key Financial Metrics March 31, % (in millions, except per share data) 2022 2021 Change GAAP: Total |
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| May 5, 2022 |
© 2022 Envestnet, Inc. All rights reserved. 1Q 2022 Earnings Supplemental Presentation May 5, 2022 2 Safe Harbor Disclosure This presentation contains forward-looking statements. These forward-looking statements include, in particular, statements about our plans, strategies and prospects. These statements are based on our current expectations and projections about future events. The words or or th |
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| April 6, 2022 |
ENV / Envestnet Inc / Impactive Capital LP - THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. )1 Envestnet, Inc. (Name of Issuer) Common Stock, par value $0.005 per share (Title of Class of Securities) 29404K106 (CUSIP Number) LAUREN TAYLOR WOLFE CH |
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| April 6, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| April 6, 2022 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the Common Stock, par value $0.005 per share, of Envestnet, Inc., a Delaware corporation. This Joint Fi |
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| February 25, 2022 |
EX-10.21 2 env-20211231ex1021.htm EX-10.21 Exhibit 10.21 CERTAIN CONFIDENTIAL PORTIONS HAVE BEEN REDACTED FROM THIS EXHIBIT BECAUSE THEY ARE BOTH (i) NOT MATERIAL AND (ii) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. INFORMATION THAT HAS BEEN OMITTED HAS BEEN IDENTIFIED IN THIS DOCUMENT WITH A PLACEHOLDER IDENTIFIED BY THE MARK “[***]”. ENVESTNET, INC. EXECUTIVE AGREEMENT THIS EXECUTIVE A |
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| February 25, 2022 |
Subsidiaries of the Company, filed herewith. Exhibit 21.1 Envestnet, Inc. Subsidiaries of the Registrant Name Jurisdiction of Incorporation Envestnet Asset Management, Inc. Delaware Envestnet Asset Management Canada, Inc. Quebec Envestnet Asset Management India Private Limited India Envestnet Financial Technologies, Inc. Delaware Envestnet Holdings, LLC Delaware Envestnet Portfolio Solutions, Inc. Delaware Envestnet Retirement Solutions, LLC |
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| February 25, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-34835 Envestnet, Inc. (Exact name of registrant as specifi |
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| February 24, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 24, 2022 Date of Earliest Event Reported: February 24, 2022 ENVESTNET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or Other Jurisdiction of Incorporation) |
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| February 24, 2022 |
Envestnet Reports Fourth Quarter 2021 Financial Results Exhibit 99.1 Envestnet Reports Fourth Quarter 2021 Financial Results Chicago, IL ? February 24, 2022 ? Envestnet (NYSE: ENV), a leading provider of intelligent systems for wealth management and financial wellness, today reported financial results for its quarter and year ended December 31, 2021. Three Months Ended Year Ended Key Financial Metrics December 31, % December 31, % (in millions, except |
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| February 24, 2022 |
? 2022 Envestnet, Inc. All rights reserved. 4Q 2021 Earnings Supplemental Presentation February 24, 2022 2 Safe Harbor Disclosure This presentation contains forward-looking statements. These forward-looking statements include, in particular, statements about our plans, strategies and prospects. These statements are based on our current expectations and projections about future events. The words ?m |
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| February 10, 2022 |
ENV / Envestnet Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7)* Name of issuer: Envestnet Inc. Title of Class of Securities: Common Stock CUSIP Number: 29404K106 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule |
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| February 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) — February 4, 2022 ENVESTNET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or other jurisdiction of incorporation) (Commission File |
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| February 8, 2022 |
EX-10.01 2 d311738dex1001.htm EX-10.01 Exhibit 10.01 EXECUTION VERSION THIRD AMENDED AND RESTATED CREDIT AGREEMENT DATED AS OF FEBRUARY 4, 2022 AMONG ENVESTNET, INC., THE GUARANTORS FROM TIME TO TIME PARTY HERETO, THE LENDERS FROM TIME TO TIME PARTY HERETO, AND BANK OF MONTREAL, AS ADMINISTRATIVE AGENT BMO CAPITAL MARKETS CORP. CITIZENS BANK, N.A., MUFG BANK, LTD., KEYBANK NATIONAL ASSOCIATION AND |
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| January 10, 2022 |
ENV / Envestnet Inc / JPMORGAN CHASE & CO - FILING ENVESTNET, INC. Passive Investment SC 13G/A 1 EnvestnetInc.htm FILING ENVESTNET, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 01)* Envestnet, Inc. (Name of Issuer) Common Stock, par value $0.005 per share (Title of Class of Securities) 29404K106 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement |
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| November 9, 2021 |
Exhibit 10.1 THIRD AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT This Third Amendment to Second Amended and Restated Credit Agreement (herein, the ?Amendment?) is entered into as of October 29, 2021, by and among Envestnet, Inc., a Delaware corporation (the ?Borrower?), certain Subsidiaries of the Borrower, as Guarantors, the Lenders party hereto, and Bank of Montreal, a Canadian chart |
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| November 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34835 Envestnet, Inc. (Exa |
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| November 8, 2021 |
? 2021 Envestnet, Inc. All rights reserved. 3Q 2021 Earnings Supplemental Presentation November 8, 2021 2 Safe Harbor Disclosure This presentation contains forward-looking statements. These forward-looking statements include, in particular, statements about our plans, strategies and prospects. These statements are based on our current expectations and projections about future events. The words ?ma |
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| November 8, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 8, 2021 Date of Earliest Event Reported: November 8, 2021 ENVESTNET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or Other Jurisdiction of Incorporation) (C |
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| November 8, 2021 |
Exhibit 99.1 Envestnet Reports Third Quarter 2021 Financial Results Revenues, adjusted EBITDA and adjusted EPS exceed guidance in Q3 2021, Raising 2021 Outlook Chicago, IL ? November 8, 2021 ? Envestnet (NYSE: ENV), a leading provider of intelligent systems for wealth management and financial wellness, today reported financial results for the three and nine months ended September 30, 2021. Three m |
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| October 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) ? October 28, 2021 ENVESTNET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or other jurisdiction of incorporation) (Commission File |
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| October 29, 2021 |
Envestnet Announces Resignation of Anil Arora Exhibit 99.1 October 29, 2021 Envestnet Announces Resignation of Anil Arora CHICAGO?(BUSINESS WIRE) ? Envestnet, Inc. (NYSE: ENV), today announced that Anil Arora has resigned as a director of the Company effective October 28, 2021. Bill Crager, Envestnet?s President and Chief Executive Officer, said ?On behalf of the Board of Directors and management of Envestnet, I want to thank Anil for his yea |
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| August 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34835 Envestnet, Inc. (Exact na |
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| August 5, 2021 |
Exhibit 99.1 Envestnet Reports Second Quarter 2021 Financial Results Revenues, adjusted EBITDA and adjusted EPS exceed guidance in Q2 2021, Raising 2021 Outlook Chicago, IL ? August 5, 2021 ? Envestnet (NYSE: ENV), a leading provider of intelligent systems for wealth management and financial wellness, today reported financial results for the three and six months ended June 30, 2021. Three months e |
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| August 5, 2021 |
? 2021 Envestnet, Inc. All rights reserved. 2Q 2021 Earnings Supplemental Presentation August 5, 2021 2 Safe Harbor Disclosure This presentation contains forward-looking statements. These forward-looking statements include, in particular, statements about our plans, strategies and prospects. These statements are based on our current expectations and projections about future events. The words or or |
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| August 5, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 5, 2021 Date of Earliest Event Reported: August 5, 2021 ENVESTNET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or Other Jurisdiction of Incorporation) (Commi |
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| June 10, 2021 |
ENV / Envestnet Inc / BlackRock Inc. - SC 13D/A Activist Investment SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* ENVESTNET, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 29404K106 (CUSIP Number) David Maryles Managing Director, Legal and Compliance BlackRock, Inc. 55 East 52nd Street New York, NY 10055 (212) 810-5300 (Name, Address and Telephone Numb |
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| May 28, 2021 |
As filed with the Securities and Exchange Commission on May 28, 2021 As filed with the Securities and Exchange Commission on May 28, 2021 Registration No. |
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| May 21, 2021 |
SC 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* ENVESTNET, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 29404K106 (CUSIP Number) David Maryles Managing Director, Legal and Compliance BlackRock, Inc. 55 East 52nd Street New York, NY 10055 (212) 810-5300 (Name, Address and Telephone Number |
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| May 13, 2021 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2021 (May 12, 2021) ENVESTNET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or Other Jurisdiction of Incorporation) (Commis |
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| May 13, 2021 |
Exhibit 10.1 Conformed Copy ENVESTNET, INC. 2010 LONG-TERM INCENTIVE PLAN (as amended by the First, Second, Third, Fourth and Fifth Amendment) SECTION 1 GENERAL 1.1 Purpose. Envestnet, Inc., a Delaware corporation (the ?Company?), has established the Plan to: (a) attract and retain key employees and other persons providing services to the Company and the Related Companies; (b) motivate Participant |
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| May 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ?QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 ?TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34835 Envestnet, Inc. (Exact nam |
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| May 7, 2021 |
Exhibit 10.1 Restricted Stock Unit Grant Award Agreement Under the Envestnet, Inc. 2010 Long-Term Incentive Plan THIS AGREEMENT is effective as of the Grant Date (as defined in Section 1), and is by and between the Participant and Envestnet, Inc. (the ?Company?). WHEREAS, the Company maintains the Envestnet, Inc. 2010 Long-Term Incentive Plan (the "Plan"), and the Participant has been selected by |
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| May 7, 2021 |
Exhibit 10.2 Restricted Stock Unit Grant Award Agreement Under the Envestnet, Inc. 2010 Long-Term Incentive Plan THIS AGREEMENT is effective as of the Grant Date (as defined in Section 1), and is by and between the Participant and Envestnet, Inc. (the ?Company?). WHEREAS, the Company maintains the Envestnet, Inc. 2010 Long-Term Incentive Plan (the "Plan"), and the Participant has been selected by |
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| May 7, 2021 |
Exhibit 10.3 Performance-Based Restricted Stock Unit Grant Award Agreement Under the Envestnet, Inc. 2010 Long-Term Incentive Plan THIS AGREEMENT is effective as of the Grant Date (as defined in Section 1), and is by and between the Participant and Envestnet, Inc. (the "Company"). WHEREAS, the Company maintains the Envestnet, Inc. 2010 Long-Term Incentive Plan (the ?Plan?) (the "Plan"), and the Pa |
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| May 6, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 6, 2021 Date of Earliest Event Reported: May 6, 2021 ENVESTNET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or Other Jurisdiction of Incorporation) (Commission |
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| May 6, 2021 |
Envestnet Reports First Quarter 2021 Financial Results EX-99.1 2 q12021exhibit991.htm EX-99.1 Exhibit 99.1 Envestnet Reports First Quarter 2021 Financial Results Chicago, IL — May 6, 2021 — Envestnet (NYSE: ENV), a leading provider of intelligent systems for wealth management and financial wellness, today reported financial results for the three months ended March 31, 2021. Three months ended Key Financial Metrics March 31, % (in millions except per s |
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| May 6, 2021 |
First Quarter 2021 Supplemental Presentation EX-99.2 3 env1q21earningssupplemen.htm EX-99.2 |
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| April 7, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| February 26, 2021 |
Exhibit 10.29 Summary of Non-Employee Director Compensation The non-employee members of the Board of Directors of Envestnet, Inc. (the ?Board?) receive an annual retainer of $190,000, of which $50,000 is in cash and $140,000 is in restricted stock units. The non-employee members of the Board are also entitled to the following additional annual retainers which are payable 25% in cash and 75% in res |
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| February 26, 2021 |
Subsidiaries of the Company, filed herewith. Exhibit 21.1 Envestnet, Inc. Subsidiaries of the Registrant Name Jurisdiction of Incorporation Envestnet Asset Management, Inc. Delaware Envestnet Asset Management Canada, Inc. Quebec Envestnet Asset Management India Private Limited India Envestnet Financial Technologies, Inc. Delaware Envestnet Holdings, LLC Delaware Envestnet Portfolio Solutions, Inc. Delaware Envestnet Retirement Solutions, LLC |
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| February 26, 2021 |
Exhibit 4.5 DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following is a summary of the rights of the common stock, par value $0.005 per share (?Common Stock?), of Envestnet, Inc. (the ?Company,? ?we,? or ?our?), which is the only class of securities of the Company that is registered under Section 12 of the Securities Exchange Act of 1934, a |
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| February 26, 2021 |
Exhibit 10.28 Performance-Based Restricted Stock Unit Grant Award Agreement Under the Envestnet, Inc. 2019 Acquisition Equity Incentive Plan THIS AGREEMENT is effective as of the Grant Date (as defined in Section 1), and is by and between the Participant and Envestnet, Inc. (the "Company"). WHEREAS, the Company maintains the Envestnet, Inc. 2019 Acquisition Equity Incentive Plan (the ?Plan?), and |
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| February 26, 2021 |
Exhibit 10.23 Execution Copy ENVESTNET, INC. EXECUTIVE AGREEMENT THIS EXECUTIVE AGREEMENT (this ?Agreement?) is made and entered into as of June 1, 2019 (the ?Effective Date?), by and between Envestnet, Inc. (?Envestnet?), Envestnet Financial Technologies, Inc. (the ?Company?), and Stuart DePina (the ?Executive?). Envestnet, the Company and the Executive are sometimes hereinafter referred to indiv |
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| February 26, 2021 |
Exhibit 10.12 EXHIBIT E Performance-Based Restricted Stock Unit Grant Award Agreement Under the Envestnet, Inc. 2010 Long-Term Incentive Plan THIS AGREEMENT is effective as of the Grant Date (as defined in Section 1), and is by and between the Participant and Envestnet, Inc. (the ?Company?). WHEREAS, the Company maintains the Envestnet, Inc. 2010 Long-Term Incentive Plan (the ?Plan?), and the Part |
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| February 26, 2021 |
Exhibit 10.25 , 2017 Dear , You are receiving this letter due to the fact that you are party to a current employment agreement with Envestnet, Inc. and Envestnet Asset Management, Inc. (?EAM?) (your ?Employment Agreement?). Effective as of January 1, 2018, Envestnet, Inc. will be transferring the employment of all employees, as well as all benefit plans, payroll, and related contracts, from EAM to |
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| February 26, 2021 |
Exhibit 10.11 Restricted Stock Unit Grant Award Agreement Under the Envestnet, Inc. 2010 Long-Term Incentive Plan THIS AGREEMENT is effective as of the Grant Date (as defined in Section 1), and is by and between the Participant and Envestnet, Inc. (the ?Company?). WHEREAS, the Company maintains the Envestnet, Inc. 2010 Long-Term Incentive Plan (the ?Plan?), and the Participant has been selected by |
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| February 26, 2021 |
Exhibit 10.13 Dear [], We would like to inform you that, on [] (the ?Grant Date?), Envestnet, Inc. (the ?Company?) granted you the right to receive a non-equity incentive compensation award for 20[] (the ?Award?) under the Envestnet, Inc. 2010 Long-Term Incentive Plan (the ?LTIP?). You have been granted this Award in order to reward you for your contributions to the Company and to provide you with |
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| February 26, 2021 |
EX-10.10 3 exhibit1010.htm EX-10.10 Exhibit 10.10 Full Value Award Grant Certificate For [Employee] Envestnet, Inc. (“Company”) hereby grants to you a Full Value Award of Restricted Stock Units under the Envestnet, Inc. 2010 Long-Term Incentive Plan (“Plan”), to receive the number of shares of Company Stock as set forth below, subject to all terms and conditions of this Full Value Award Grant Cert |
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| February 26, 2021 |
Exhibit 10.27 Exhibit B Full Value Award Grant Certificate For [Employee] Envestnet, Inc. (?Company?) hereby grants to you a Full Value Award of Restricted Stock Units under the Envestnet, Inc. 2019 Acquisition Equity Incentive Plan (?Plan?), to receive the number of shares of Company Stock as set forth below, subject to all terms and conditions of this Full Value Award Grant Certificate (?Certifi |
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| February 26, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-34835 Envestnet, Inc. (Exact name of registrant as specifi |
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| February 25, 2021 |
Exhibit 99.1 Envestnet Reports Fourth Quarter 2020 Financial Results Envestnet Sees Large Opportunity to Enable The Intelligent Financial LifeTM Chicago, IL — February 25, 2021 — Envestnet (NYSE: ENV), a leading provider of intelligent systems for wealth management and financial wellness, today reported financial results for its quarter and year ended December 31, 2020. Three Months Ended Year End |
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| February 25, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 25, 2021 Date of Earliest Event Reported: February 25, 2021 ENVESTNET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or Other Jurisdiction of Incorporation) |
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| February 25, 2021 |
4Q 2020 Earnings Supplemental Presentation February 25, 2021 2 Safe Harbor Disclosure This presentation contains forward-looking statements. |
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| February 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9) ENVESTNET INC (Name of Issuer) COM (Title of Class of Securities) 29404K106 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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| February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 6)* Name of issuer: Envestnet Inc. Title of Class of Securities: Common Stock CUSIP Number: 29404K106 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule |
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| January 29, 2021 |
CORRESP 1 filename1.htm January 29, 2021 U.S. Securities and Exchange Commission Division of Corporation Finance Office of Trade & Services 100 F Street, N.E. Washington, DC 20549 Attn: Aamira Chaudhry Doug Jones Donald Field Jacqueline Kaufman Re: Envestnet, Inc. Form 10-K for Fiscal Year Ended December 31, 2019 Filed February 28, 2020 File No. 001-34835 Dear Staff: This letter is written in resp |
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| January 11, 2021 |
Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Envestnet, Inc. (Name of Issuer) Common Stock, par value $0.005 per share (Title of Class of Securities) 29404K106 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| December 30, 2020 |
December 30, 2020 U.S Securities and Exchange Commission Division of Corporation Finance Office of Trade & Services 100 F Street, N.E. Washington, DC 20549 Attn: Aamira Chaudhry Doug Jones Donald Field Jacqueline Kaufman Re: Envestnet, Inc. Form 10-K for Fiscal Year Ended December 31, 2019 Filed February 28, 2020 File No. 001-34835 Dear Staff: Thank you for your letter dated December 18, 2020 sett |
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| November 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34835 Envestnet, Inc. (Exact |
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| November 5, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 5, 2020 Date of Earliest Event Reported: November 5, 2020 ENVESTNET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or Other Jurisdiction of Incorporation) (C |
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| November 5, 2020 |
env3q20earningssupplemen 3Q 2020 Earnings Supplemental Presentation November 5, 2020 Safe Harbor Disclosure This presentation contains forward-looking statements. |
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| November 5, 2020 |
Envestnet Reports Third Quarter 2020 Financial Results Exhibit 99.1 Envestnet Reports Third Quarter 2020 Financial Results Chicago, IL — November 5, 2020 — Envestnet (NYSE: ENV), a leading provider of intelligent systems for wealth management and financial wellness, today reported financial results for the three and nine months ended September 30, 2020. Three months ended Nine months ended Key Financial Metrics September 30, % September 30, % (in mill |
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| October 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) — October 29, 2020 ENVESTNET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or other jurisdiction of incorporation) (Commission File |
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| October 30, 2020 |
EX-10.1 2 d12804dex101.htm EX-10.1 Exhibit 10.1 Execution Copy SEVERANCE AGREEMENT AND GENERAL RELEASE This Severance Agreement and General Release (“Agreement”) is being entered into by Envestnet Financial Technologies, Inc. (“Envestnet” or the “Company”) and Scott Grinis (“Employee”) (together, the “Parties”). WHEREAS, Employee’s employment with Envestnet is being terminated; WHEREAS, Envestnet |
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| October 29, 2020 |
As filed with the Securities and Exchange Commission on October 29, 2020 Registration No. |
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| August 20, 2020 |
EX-4.1 2 d869588dex41.htm EX-4.1 Exhibit 4.1 ENVESTNET, INC., as Issuer, ENVESTNET ASSET MANAGEMENT, INC., as Guarantor, and U.S. BANK NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of August 20, 2020 0.75% Convertible Notes due 2025 TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS Section 1.01. Definitions 1 Section 1.02 References to Interest 13 ARTICLE 2 ISSUE, DESCRIPTION, EXECUTION, REGISTRA |
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| August 20, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant To Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) — August 17, 2020 ENVESTNET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or other jurisdiction) (Commission File Number) (I.R.S. E |
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| August 20, 2020 |
EX-10.1 3 d869588dex101.htm EX-10.1 Exhibit 10.1 Execution Version $450,000,000 ENVESTNET, INC. 0.75% Convertible Notes due 2025 Purchase Agreement August 17, 2020 J.P. Morgan Securities LLC BMO Capital Markets Corp. BofA Securities, Inc. Goldman Sachs & Co. LLC As representatives (the “Representatives”) of the several Purchasers named in Schedule I hereto, c/o J.P. Morgan Securities LLC 383 Madis |
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| August 20, 2020 |
Envestnet, Inc. Announces Closing of Convertible Notes Offering EX-99.1 4 d869588dex991.htm EX-99.1 Exhibit 99.1 Envestnet, Inc. Announces Closing of Convertible Notes Offering CHICAGO, IL—August 20, 2020 —Envestnet, Inc. (NYSE: ENV) (the “Company”), a leading provider of intelligent systems for wealth management and financial wellness, announced today the closing of its offering of $517.5 million aggregate principal amount of 0.75% convertible notes due 2025 |
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| August 18, 2020 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant To Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) — August 17, 2020 ENVESTNET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or other jurisdiction) (Commission File Number) (I.R.S. E |
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| August 18, 2020 |
Envestnet, Inc. Announces Pricing of Convertible Notes Offering EX-99.1 Exhibit 99.1 Envestnet, Inc. Announces Pricing of Convertible Notes Offering CHICAGO, IL—August 17, 2020—Envestnet, Inc. (NYSE: ENV) (the “Company”), a leading provider of intelligent systems for wealth management and financial wellness, announced today that it has priced an offering of $450 million aggregate principal amount of 0.75% convertible notes due 2025 (the “Notes”), which will be |
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| August 17, 2020 |
EX-99.1 Exhibit 99.1 Envestnet, Inc. to Offer $450 Million of Convertible Notes CHICAGO, IL—August 17, 2020—Envestnet, Inc. (NYSE: ENV) (the “Company”), a leading provider of intelligent systems for wealth management and financial wellness, announced today that it proposes to offer $450 million aggregate principal amount of convertible notes due 2025 (the “Notes”) in a private offering to qualifie |
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| August 17, 2020 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant To Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) — August 17, 2020 ENVESTNET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or other jurisdiction) (Commission File Number) (I.R.S. E |
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| August 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34835 Envestnet, Inc. (Exact name |
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| August 7, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2020 ENVESTNET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or Other Jurisdiction of Incorporation) |
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| August 7, 2020 |
Envestnet Reports Second Quarter 2020 Financial Results EX-99.1 2 q22020exhibit9918-ka.htm EX-99.1 Exhibit 99.1 Envestnet Reports Second Quarter 2020 Financial Results Chicago, IL — August 6, 2020 — Envestnet (NYSE: ENV), a leading provider of intelligent systems for wealth management and financial wellness, today reported financial results for the three and six months ended June 30, 2020. Three months ended Six months ended Key Financial Metrics June |
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| August 6, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 6, 2020 Date of Earliest Event Reported: August 6, 2020 ENVESTNET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or Other Jurisdiction of Incorporation) (Commi |
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| August 6, 2020 |
Envestnet Reports Second Quarter 2020 Financial Results EX-99.1 2 q22020exhibit991.htm EX-99.1 Exhibit 99.1 Envestnet Reports Second Quarter 2020 Financial Results Chicago, IL — August 6, 2020 — Envestnet (NYSE: ENV), a leading provider of intelligent systems for wealth management and financial wellness, today reported financial results for the three and six months ended June 30, 2020. Three months ended Six months ended Key Financial Metrics June 30, |
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| August 6, 2020 |
EX-99.2 3 env2q20earningssupplemen.htm EX-99.2 2Q 2020 Earnings Supplemental Presentation August 6, 2020 Safe Harbor Disclosure This presentation contains forward-looking statements. These forward-looking statements include, in particular, statements about our plans, strategies and prospects. These statements are based on our current expectations and projections about future events. The words “m a |
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| June 29, 2020 |
EX-4.3 2 d943469dex43.htm EX-4.3 Exhibit 4.3 ENVESTNET, INC. 2019 ACQUISITION EQUITY INCENTIVE PLAN (as adopted on April 29, 2019) SECTION 1 GENERAL 1.1 Purpose. Envestnet, Inc., a Delaware corporation (the “Company”) hereby establishes the Envestnet, Inc. 2019 Acquisition Equity Incentive Plan (the “Plan”) in order to make inducement grants to employees of PIEtech, Inc. (“PIEtech”) and its affili |
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| June 29, 2020 |
S-8 1 d943469ds8.htm S-8 As filed with the Securities and Exchange Commission on June 29, 2020 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Envestnet, Inc. (Exact name of registrant as specified in charter) Delaware 20-1409613 (State or other jurisdiction of incorporation or organizati |
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| June 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) — June 26, 2020 ENVESTNET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or other jurisdiction of incorporation) (Commission File Num |
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| May 14, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2020 ( May 13, 2020 ) ENVESTNET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or Other Jurisdiction of Incorporation) (Comm |
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| May 8, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34835 Envestnet, Inc. (Exact nam |
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| May 7, 2020 |
EX-99.2 3 envestnetfirstquarter202.htm EXHIBIT 99.2 1Q 2020 Earnings Supplemental Presentation May 7, 2020 Safe Harbor Disclosure This presentation contains forward-looking statements. These forward-looking statements include, in particular, statements about our plans, strategies and prospects. These statements are based on our current expectations and projections about future events. The words “m |
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| May 7, 2020 |
Envestnet Reports First Quarter 2020 Financial Results EX-99.1 2 q12020exhibit991.htm EXHIBIT 99.1 Exhibit 99.1 Envestnet Reports First Quarter 2020 Financial Results Chicago, IL — May 7, 2020 — Envestnet (NYSE: ENV), a leading provider of intelligent systems for wealth management and financial wellness, today reported financial results for the three months ended March 31, 2020. Three months ended Key Financial Metrics March 31, % (in millions except |
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| May 7, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 7, 2020 Date of Earliest Event Reported: May 7, 2020 ENVESTNET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or Other Jurisdiction of Incorporation) (Commission |
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| April 8, 2020 |
ENV / Envestnet, Inc. DEF 14A - - DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| March 31, 2020 |
Envestnet Announces Leadership Appointments EX-99.1 2 d852351dex991.htm EX-99.1 Exhibit 99.1 Envestnet Announces Leadership Appointments Chicago, IL – March 30, 2020 – The Board of Directors of Envestnet, Inc. (NYSE: ENV) announced today the following leadership appointments, effective immediately: • William Crager as Chief Executive Officer of Envestnet, Inc. • Stuart DePina as President of Envestnet, Inc. • James Fox as Chairman of the Bo |
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| March 31, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) — March 30, 2020 ENVESTNET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or other jurisdiction of incorporation) (Commission File Nu |
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| February 28, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-34835 Envestnet, Inc. (Exact name of registrant as specifi |
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| February 28, 2020 |
Subsidiaries of the Company, filed herewith. Exhibit 21.1 Envestnet, Inc. Subsidiaries of the Registrant Name Jurisdiction of Incorporation Envestnet Asset Management, Inc. Delaware Envestnet Asset Management Canada, Inc. Quebec Envestnet Asset Management India Private Limited India Envestnet Financial Technologies, Inc. Delaware Envestnet Holdings, LLC Delaware Envestnet Portfolio Solutions, Inc. Delaware Envestnet Retirement Solutions, LLC |
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| February 20, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 20, 2020 Date of Earliest Event Reported: February 20, 2020 ENVESTNET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34835 20-1409613 (State or Other Jurisdiction of Incorporation) |
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| February 20, 2020 |
Envestnet Reports Fourth Quarter 2019 Financial Results Exhibit 99.1 Envestnet Reports Fourth Quarter 2019 Financial Results Chicago, IL — February 20, 2020 — Envestnet (NYSE: ENV), a leading provider of intelligent systems for wealth management and financial wellness, today reported financial results for its quarter and year ended December 31, 2019. Three Months Ended Year Ended Key Financial Metrics December 31, % December 31, % (in millions except p |
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| February 12, 2020 |
ENV / Envestnet, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5)* Name of issuer: Envestnet Inc Title of Class of Securities: Common Stock CUSIP Number: 29404K106 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule |
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| February 4, 2020 |
ENV / Envestnet, Inc. / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8) ENVESTNET INC (Name of Issuer) COM (Title of Class of Securities) 29404K106 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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| December 12, 2019 |
ENV / Envestnet, Inc. S-3ASR - - S-3ASR As filed with the Securities and Exchange Commission on December 12, 2019 Registration No. |
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| December 12, 2019 |
ENV / Envestnet, Inc. RW - - RW Envestnet, Inc. 35 East Wacker Drive Chicago, Illinois 60601 December 12, 2019 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Envestnet, Inc. Application for Withdrawal of Form S-3 Filed December 6, 2019 File No. 333-235407 Ladies and Gentlemen: Envestnet, Inc. (the “Company”), hereby requests that its Regist |
