ESRT / Empire State Realty Trust, Inc. - SEC फाइलिंग, वार्षिक रिपोर्ट, प्रॉक्सी स्टेटमेंट

एम्पायर स्टेट रियल्टी ट्रस्ट, इंक.
US ˙ NYSE ˙ US2921041065

मूलभूत आँकड़े
LEI 549300VOKY1DUEQSB456
CIK 1541401
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Empire State Realty Trust, Inc.
SEC Filings (Chronological Order)
यह पृष्ठ SEC फाइलिंग की एक पूरी, कालानुक्रमिक सूची प्रदान करता है, ओनरशिप फाइलिंग को छोड़कर, जो हम अन्यत्र प्रदान करते हैं।
August 6, 2025 EX-10.1

First Amendment to Credit Agreement, dated May 28, 2025, among Empire State Realty OP, L.P., as borrower, Empire State Realty Trust, Inc., Bank of America, N.A., as administrative ag

Exhibit 10.1 Execution Copy FIRST AMENDMENT TO CREDIT AGREEMENT FIRST AMENDMENT TO CREDIT AGREEMENT, dated as of May 28, 2025 (this “Amendment”), to the Existing Credit Agreement (as defined below), is among Empire State Realty OP, L.P. (the “Borrower”), the Lenders party hereto, and Bank of America, N.A., as administrative agent under the Existing Credit Agreement described below (in such capacit

August 6, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2025 ☐ TRANSITION REPORT PURSUANT TO S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36105 EMPIRE STATE REALTY TRUS

July 23, 2025 EX-99.2

Page 2

Second Quarter 2025 Table of Content Page Summary Supplemental Definitions 3 Company Profile 5 Condensed Consolidated Balance Sheets 6 Condensed Consolidated Statements of Operations 7 FFO, Modified FFO, Core FFO, FAD and EBITDA 8 Highlights 9 Selected Property Data Property Summary Net Operating Income 10 Same Store Net Operating Income 11 Leasing Activity 12 Commercial Property Detail 14 Portfol

July 23, 2025 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES SECOND QUARTER 2025 RESULTS – Net Income Per Fully Diluted Share of $0.04 – – Core FFO Per Fully Diluted Share of $0.22 – – Signed 232,108 Rentable Square Feet of Leases – – $0.7B of Liquidity, No Floating Rate Deb

EMPIRE STATE REALTY TRUST ANNOUNCES SECOND QUARTER 2025 RESULTS – Net Income Per Fully Diluted Share of $0.

July 23, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 23, 2025 EMPIRE STATE REALTY

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 23, 2025 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Comm

July 14, 2025 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 14, 2025 (July 13, 2025) EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Inco

July 14, 2025 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES GEORGE L. W. MALKIN HAS JOINED ITS BOARD OF DIRECTORS

EMPIRE STATE REALTY TRUST ANNOUNCES GEORGE L. W. MALKIN HAS JOINED ITS BOARD OF DIRECTORS New York, New York, July 14, 2025 - Empire State Realty Trust, Inc. (NYSE: ESRT) (the “Company”), today announced that George L. W. Malkin has joined its Board of Directors, effective July 13, 2025. Mr. Malkin is President of Malkin Holdings. His career spans over a decade in operational and financial roles.

May 19, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2025 EMPIRE STATE REALTY

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2025 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Commi

May 7, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36105 EMPIRE STATE REALTY TRU

April 29, 2025 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2025 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Com

April 29, 2025 EX-99.2

Page 2

Exhibit 99.2 First Quarter 2025 Table of Contents Page Summary Supplemental Definitions 4 Company Profile 5 Condensed Consolidated Balance Sheets 6 Condensed Consolidated Statements of Operations 7 Highlights 8 Selected Property Data Property Summary Net Operating Income 9 Same Store Net Operating Income (“NOI”), Initial Cash Rent Contributing to Cash NOI 10 Leasing Activity 11 Commercial Property

April 29, 2025 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES FIRST QUARTER 2025 RESULTS – Net Income Per Fully Diluted Share of $0.05 – – Core FFO Per Fully Diluted Share of $0.19 – – Signed 231,000 Rentable Square Feet of Leases – – $0.8B of Liquidity, No Floating Rate Debt

Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES FIRST QUARTER 2025 RESULTS – Net Income Per Fully Diluted Share of $0.05 – – Core FFO Per Fully Diluted Share of $0.19 – – Signed 231,000 Rentable Square Feet of Leases – – $0.8B of Liquidity, No Floating Rate Debt Exposure – – 2025 Outlook Unchanged – New York, New York, April 29, 2025 – Empire State Realty Trust, Inc. (NYSE: ESRT) is a NYC-focused

April 3, 2025 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2025 (March 31, 2025) EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Inc

April 3, 2025 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.   )

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.   ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule

April 3, 2025 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin

February 28, 2025 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTI

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36105 EMPIRE STATE REALTY TRUST, I

February 28, 2025 EX-21.1

Subsidiaries of Registrant

Exhibit 21.1 List of subsidiaries of Empire State Realty Trust, Inc. Empire State Realty OP, L.P. ESRT 10 BK St., L.L.C. ESRT 10 Union Square, L.L.C. ESRT 100-104 North 6th Street, L.L.C. ESRT 103-107 Main St., L.L.C. ESRT 111-115 North 6th Street, L.L.C. ESRT 112 West 34th Street GP, L.L.C. ESRT 112 West 34th Street, L.P. ESRT 124-128 North 6th Street, L.L.C. ESRT 130-136 North 6th Street, L.L.C.

February 28, 2025 EX-19.1

Insider Trading Policy of Empire State Realty Trust, Inc.

Exhibit 19.1 Empire State Realty Trust, Inc. Empire State Realty OP, L.P. Insider Trading Policy Guidelines with Respect to Certain Transactions in Company Securities This Policy provides guidelines to employees, officers, and directors of Empire State Realty Trust, Inc., Empire State Realty OP, L.P. and their respective subsidiary(ies) (collectively, the “Company”) with respect to transactions in

February 19, 2025 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES FOURTH QUARTER AND FULL YEAR 2024 RESULTS – Net Income Per Fully Diluted Share of $0.07 in 4Q and $0.28 in 2024 – – Core FFO Per Fully Diluted Share of $0.24 in 4Q and $0.95 in 2024 – – Signed 1.325M Rentable Squar

Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES FOURTH QUARTER AND FULL YEAR 2024 RESULTS – Net Income Per Fully Diluted Share of $0.07 in 4Q and $0.28 in 2024 – – Core FFO Per Fully Diluted Share of $0.24 in 4Q and $0.95 in 2024 – – Signed 1.325M Rentable Square Feet of Leases in 2024 and 379K in 4Q – – $0.9B of Liquidity, No Floating Rate Debt Exposure – – Provides 2025 Outlook – New York, New

February 19, 2025 EX-99.2

Page 2

Exhibit 99.2 Fourth Quarter 2024 Table of Contents Page Summary Supplemental Definitions 3 Company Profile 5 Condensed Consolidated Balance Sheets 6 Condensed Consolidated Statements of Operations 7 Highlights 8 Selected Property Data Property Summary Net Operating Income 9 Same Store Net Operating Income ("NOI"), Initial Cash Rent Contributing to Cash NOI 10 Leasing Activity 11 Commercial Propert

February 19, 2025 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2025 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (

December 12, 2024 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2024 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (

December 12, 2024 EX-10.1

and Restated Employment Agreement between Empire State Realty Trust, Inc. and Anthony E. Malkin, dated

Exhibit 10.1 FIRST AMENDMENT TO THIRD AMENDED AND RESTATED EMPLOYMENT AGREEMENT This FIRST AMENDMENT TO THIRD AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Amendment”) dated as of December 11, 2024, is entered into by and between Empire State Realty Trust, Inc., a Maryland corporation (the “Company”) and Anthony E. Malkin (“Executive”). WHEREAS, the Company and Executive previously entered into

December 12, 2024 EX-10.2

Employment Agreement

Exhibit 10.2 EMPLOYMENT AGREEMENT    This EMPLOYMENT AGREEMENT (this “Agreement”) dated as of December 11, 2024 (the “Effective Date”), is entered into by and between Empire State Realty Trust, Inc., a Maryland corporation (the “Company”) and Christina Chiu (“Executive”). W I T N E S S E T H: WHEREAS, the Company and Executive desire to enter into this Agreement in order for Executive to continue

November 12, 2024 SC 13G/A

ESRT / Empire State Realty Trust, Inc. / MASSACHUSETTS FINANCIAL SERVICES CO /MA/ - SEC SCHEDULE 13G Passive Investment

SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4 )* EMPIRE STATE REALTY TRUST, INC. (Name of Issuer) Real Estate Investment Trust (Title of Class of Securities) 292104106 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement)

November 8, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2024 ☐ TRANSITION REPORT PURSUANT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36105 EMPIRE STATE REALTY

October 21, 2024 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES THIRD QUARTER 2024 RESULTS – Net Income Per Fully Diluted Share of $0.08 – – Core FFO Per Fully Diluted Share of $0.26 – – Signed 304,000 Rentable Square Feet of Leases – – Closed on $143 Million of Previously Anno

Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES THIRD QUARTER 2024 RESULTS – Net Income Per Fully Diluted Share of $0.08 – – Core FFO Per Fully Diluted Share of $0.26 – – Signed 304,000 Rentable Square Feet of Leases – – Closed on $143 Million of Previously Announced $195 Million Retail Acquisition in Williamsburg, Brooklyn – – Announces Agreement to Acquire Additional Retail Asset on North 6th S

October 21, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2024 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (C

October 21, 2024 EX-99.2

Page 2

Exhibit 99.2 Third Quarter 2024 Table of Contents Page Summary Supplemental Definitions 3 Company Profile 5 Condensed Consolidated Balance Sheets 6 Condensed Consolidated Statements of Operations 7 Highlights 8 Selected Property Data Property Summary Net Operating Income 9 Same Store Net Operating Income ("NOI"), Initial Cash Rent Contributing to Cash NOI 10 Leasing Activity 11 Commercial Property

October 8, 2024 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36105 EMPIRE S

October 8, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36105 EMPIRE STATE REALTY TRUS

October 8, 2024 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2024 ☐ TRANSITION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36105 EMP

September 23, 2024 EX-10.1

Amended and Restated Employment Agreement between Empire State Realty Trust, Inc. and Anthony E. Malkin, dated September 20, 2024, incorporated by reference to Exhibit 10.1 to the Registrant's Form 8-K filed with the SEC on September 23,2024.

Exhibit 10.1 THIRD AMENDED AND RESTATED EMPLOYMENT AGREEMENT This THIRD AMENDED AND RESTATED EMPLOYMENT AGREEMENT (as amended hereby, this “Agreement”) dated as of September 20, 2024, is entered into by and between Empire State Realty Trust, Inc., a Maryland corporation (the “Company”) and Anthony E. Malkin (“Executive”). W I T N E S S E T H: WHEREAS, in October 2013, Malkin Holdings LLC (the “Sup

September 23, 2024 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 23, 2024 (September 17, 2024) EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdicti

August 19, 2024 EX-99.1

EMPIRE STATE REALTY TRUST RECEIVES EXPECTED NOTICE FROM NYSE RELATED TO DELAYED FILING OF QUARTERLY REPORT ON FORM 10-Q

EMPIRE STATE REALTY TRUST RECEIVES EXPECTED NOTICE FROM NYSE RELATED TO DELAYED FILING OF QUARTERLY REPORT ON FORM 10-Q New York, New York, August 19, 2024 - Empire State Realty Trust, Inc.

August 19, 2024 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 19, 2024 (August 15, 2024) EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of

August 12, 2024 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ¨Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-CEN ¨ Form N-CSR For Period Ended: June 30, 2024 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q For the Transition Period

July 24, 2024 EX-99.2

Page 2

Exhibit 99.2 Second Quarter 2024 Table of Contents Page Summary Supplemental Definitions 3 Company Profile 5 Condensed Consolidated Balance Sheets 6 Condensed Consolidated Statements of Operations 7 Highlights 8 Selected Property Data Property Summary Net Operating Income 9 Same Store Net Operating Income ("NOI"), Initial Cash Rent Contributing to Cash NOI 10 Leasing Activity 11 Commercial Propert

July 24, 2024 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES SECOND QUARTER 2024 RESULTS – Net Income Per Fully Diluted Share of $0.10 – – Core FFO Per Fully Diluted Share of $0.24 – – Signed 272,000 Rentable Square Feet of Leases – – Announces Agreements to Acquire North 6t

Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES SECOND QUARTER 2024 RESULTS – Net Income Per Fully Diluted Share of $0.10 – – Core FFO Per Fully Diluted Share of $0.24 – – Signed 272,000 Rentable Square Feet of Leases – – Announces Agreements to Acquire North 6th Street Williamsburg, Brooklyn Retail – – 10th Quarter of Positive Leased Absorption – – 12th Quarter of Positive Leasing Spreads – – Ov

July 24, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2024 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Comm

May 15, 2024 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2024 (May 9, 2024) EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorpo

May 9, 2024 EX-99.2

Form of LTIP Agreement (Director, Time-Based), incorporated by reference to Exhibit 99.2 to the Registration Statement on Form S-8 (Registration No. 333-279259), filed with the SEC on May 9, 2024.

Exhibit 99.2 LTIP UNIT VESTING AGREEMENT FOR NON-EMPLOYEE DIRECTORS UNDER THE EMPIRE STATE REALTY TRUST, INC. EMPIRE STATE REALTY OP, L.P. 2024 EQUITY INCENTIVE PLAN Grantee: No. of LTIP Units: Grant Date: Pursuant to the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2024 Equity Incentive Plan (the “Plan”) and the Amended and Restated Agreement of Limited Partnership, dated as of Oc

May 9, 2024 EX-99.5

Form of LTIP Agreement (Executive Officer, Time-Based), incorporated by reference to Exhibit 99.5 to the Registration Statement on Form S-8 (Registration No. 333-279259), filed with the SEC on May 9, 2024.

Exhibit 99.5 TIME-BASED VESTING LTIP UNIT VESTING AGREEMENT UNDER THE EMPIRE STATE REALTY TRUST, INC. EMPIRE STATE REALTY OP, L.P. 2024 EQUITY INCENTIVE PLAN Grantee: No. of LTIP Units: Grant Date: Pursuant to the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2024 Equity Incentive Plan (the “Plan”) and the Amended and Restated Agreement of Limited Partnership, dated as of October 1,

May 9, 2024 S-8

As filed with the Securities and Exchange Commission on May 9, 2024

As filed with the Securities and Exchange Commission on May 9, 2024 Registration No.

May 9, 2024 EX-99.4

Form of LTIP Agreement (Executive Officer, Performance-Based) , incorporated by reference to Exhibit 99.4 to the Registration Statement on Form S-8 (Registration No. 333-279259), filed with the SEC on May 9, 2024.

Exhibit 99.4 PERFORMANCE-BASED VESTING LTIP UNIT VESTING AGREEMENT UNDER THE EMPIRE STATE REALTY TRUST, INC. EMPIRE STATE REALTY OP, L.P. 2024 EQUITY INCENTIVE PLAN Grantee: No. of LTIP Units: Grant Date: Pursuant to the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2024 Equity Incentive Plan (the “Plan”) and the Amended and Restated Agreement of Limited Partnership, dated as of Oct

May 9, 2024 EX-FILING FEES

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Empire State Realty Trust, Inc.

May 9, 2024 EX-99.1

Form of Restricted Stock Agreement (Time-Based), incorporated by reference to Exhibit 99.1 to the Registration Statement on Form S-8 (Registration No. 333-279259), filed with the SEC on May 9, 2024.

Exhibit 99.1 TIME-BASED VESTING RESTRICTED STOCK AGREEMENT UNDER THE EMPIRE STATE REALTY TRUST, INC. EMPIRE STATE REALTY OP, L.P. 2024 EQUITY INCENTIVE PLAN This RESTRICTED STOCK AGREEMENT (this “Agreement”), is entered into on (the “Grant Date”), by and between, Empire State Realty Trust, Inc., a Maryland corporation (the “Company”), and (“Grantee”). Capitalized terms used but not otherwise defin

May 9, 2024 EX-99.3

Form of LTIP Agreement (Executive Officer or Director, Immediate Vest), incorporated by reference to Exhibit 99.3 to the Registration Statement on Form S-8 (Registration No. 333-279259), filed with the SEC on May 9, 2024.

Exhibit 99.3 LTIP UNIT VESTING AGREEMENT [FOR NON-EMPLOYEE DIRECTORS] [FOR EMPLOYEES] UNDER THE EMPIRE STATE REALTY TRUST, INC. EMPIRE STATE REALTY OP, L.P. 2024 EQUITY INCENTIVE PLAN Grantee: No. of LTIP Units: Grant Date: Pursuant to the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2024 Equity Incentive Plan (the “Plan”) and the Amended and Restated Agreement of Limited Partnersh

May 7, 2024 EX-10.2

, 2024, among Empire State Realty OP, L.P., as borrower, Empire State Realty Trust, Inc.,

Exhibit 10.2 THIRD AMENDMENT TO CREDIT AGREEMENT THIRD AMENDMENT TO CREDIT AGREEMENT, dated as of March 13, 2024 (this “Amendment”), to that certain Credit Agreement referenced below, is among Empire State Realty Trust, Inc., a Maryland corporation (the “Parent”), Empire State Realty OP, L.P. (the “Borrower”), the Subsidiary Guarantors party hereto, the Lenders party hereto, Wells Fargo Bank, Nati

May 7, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36105 EMPIRE STATE REALTY TRU

May 7, 2024 EX-10.1

Amended and Restated Credit Agreement, dated March 8, 2024, among Empire State Realty OP, L.P.

Exhibit 10.1 Execution Copy Published Deal CUSIP Number: 29210DAN6 Published Revolver Facility CUSIP Number: 29210DAP1 Published Term Loan CUSIP Number: 29210DAQ9 SECOND AMENDED AND RESTATED CREDIT AGREEMENT Dated as of March 8, 2024, among EMPIRE STATE REALTY OP, L.P., as Borrower, EMPIRE STATE REALTY TRUST, INC., BANK OF AMERICA, N.A., as Administrative Agent, and The Lenders and L/C Issuers Par

April 24, 2024 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES FIRST QUARTER 2024 RESULTS – Net Income Per Fully Diluted Share of $0.03 – – Core FFO Per Fully Diluted Share of $0.21 – – Signed 248,000 Rentable Square Feet of Leases – – Closed New Credit Facility, over $800M of

Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES FIRST QUARTER 2024 RESULTS – Net Income Per Fully Diluted Share of $0.03 – – Core FFO Per Fully Diluted Share of $0.21 – – Signed 248,000 Rentable Square Feet of Leases – – Closed New Credit Facility, over $800M of Liquidity, No Floating Rate Debt Exposure – – Reaffirms 2024 Outlook – New York, New York, April 24, 2024 – Empire State Realty Trust, I

April 24, 2024 EX-99.2

Forward-looking Statements

Exhibit 99.2 First Quarter 2024 Table of Contents Page Summary Supplemental Definitions 2 Company Profile 5 Condensed Consolidated Balance Sheets 6 Condensed Consolidated Statements of Operations 7 Highlights 8 Selected Property Data Property Summary Net Operating Income 9 Same Store Net Operating Income ("NOI"), Initial Cash Rent Contributing to Cash NOI 10 Leasing Activity 11 Commercial Property

April 24, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2024 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Com

April 11, 2024 EX-10.1

Note Purchase Agreement, dated April 10, 2024, among Empire State Realty OP, L.P., Empire State Realty Trust, Inc. and the purchasers named therein (incorporated by reference to Exhibit 10.1 to the Company's Current Report on Form 8-K, filed April 11, 2024).

Exhibit 10.1 EXECUTION COPY EMPIRE STATE REALTY OP, L.P. EMPIRE STATE REALTY TRUST, INC. $155,000,000 7.20% Series I Green Guaranteed Senior Notes due June 17, 2029 $45,000,000 7.32% Series J Green Guaranteed Senior Notes due June 17, 2031 $25,000,000 7.41% Series K Green Guaranteed Senior Notes due June 17, 2034 NOTE PURCHASE AGREEMENT Dated April 10, 2024 TABLE OF CONTENTS Page SECTION 1. AUTHOR

April 11, 2024 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES PRIVATE PLACEMENT OF $225 MILLION of Green SENIOR UNSECURED NOTES

Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES PRIVATE PLACEMENT OF $225 MILLION of Green SENIOR UNSECURED NOTES New York, New York, April 10, 2024 - Empire State Realty Trust, Inc. (NYSE: ESRT) (the “Company”), today announced that it and its operating partnership, Empire State Realty OP, L.P. (the “Operating Partnership”), entered into a note purchase agreement to issue $225 million aggregate

April 11, 2024 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 11, 2024 (April 10, 2024) EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of In

April 4, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2024 (April 4, 2024) EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Inco

March 28, 2024 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.   )

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.   ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule

March 28, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.   )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.   ) Filed by the Registrant ¨ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Def

March 13, 2024 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2024 (March 8, 2024) EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Inc

March 13, 2024 EX-10.1

Second Amended and Restated Credit Agreement, dated March 8, 2024, among Empire State Realty OP, L.P., as borrower, Empire State Realty Trust, Inc., Bank of America, N.A., as administrative agent and the lenders and letter of credit issuers party thereto.

Execution Copy Published Deal CUSIP Number: 29210DAN6 Published Revolver Facility CUSIP Number: 29210DAP1 Published Term Loan CUSIP Number: 29210DAQ9 SECOND AMENDED AND RESTATED CREDIT AGREEMENT Dated as of March 8, 2024, among EMPIRE STATE REALTY OP, L.

March 13, 2024 EX-10.2

Third Amendment to Credit Agreement, dated March 13, 2024, among Empire State Realty OP, L.P., as borrower, Empire State Realty Trust, Inc., the subsidiary guarantors party thereto, Wells Fargo National Association, as administrative agent and the lenders party thereto.

THIRD AMENDMENT TO CREDIT AGREEMENT THIRD AMENDMENT TO CREDIT AGREEMENT, dated as of March 13, 2024 (this “Amendment”), to that certain Credit Agreement referenced below, is among Empire State Realty Trust, Inc.

February 28, 2024 EX-97.1

Compensation Clawback Policy of Empire State Realty Trust, Inc.

Exhibit 97.1 Empire State Realty Trust, Inc. Empire State Realty OP, L.P. Compensation Clawback Policy The Board of Directors (the “Board”) of Empire State Realty Trust, Inc. (together with Empire State Realty OP, L.P. and its other subsidiaries, the “Company”) believes that it is appropriate for the Company to adopt this Compensation Clawback Policy (the “Policy”) to be applied to the Section 16

February 28, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTI

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36105 EMPIRE STATE REALTY TRUST, I

February 28, 2024 EX-21.1

Subsidiaries of Registrant

Exhibit 21.1 List of subsidiaries of Empire State Realty Trust, Inc. Empire State Realty OP, L.P. ESRT 10 BK St., L.L.C. ESRT 10 Union Square, L.L.C. ESRT 103-107 Main St., L.L.C. ESRT 112 West 34th Street GP, L.L.C. ESRT 112 West 34th Street, L.P. ESRT 1333 Broadway, L.L.C. ESRT 1333 Broadway LL TRS, L.L.C. ESRT 1350 Broadway, L.L.C. ESRT 1359 Broadway, L.L.C. ESRT 1400 Broadway GP, L.L.C. ESRT 1

February 28, 2024 EX-10.21

Change in Control Severance Agreement between Empire State Realty Trust, Inc. and Ste

Exhibit 10.21 CHANGE IN CONTROL SEVERANCE AGREEMENT This CHANGE IN CONTROL SEVERANCE AGREEMENT (this “Agreement”) is made and entered into as of this 20th day of February 2024, by and between Empire State Realty Trust, Inc., a Maryland corporation (the “Company”), and Stephen V. Horn (the “Executive”). W I T N E S S E T H: WHEREAS, the Company considers the establishment and maintenance of a sound

February 28, 2024 EX-10.20

Indemnification Agreement among Empire State Realty Trust, Inc. and Ste

Exhibit 10.20 INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT ("Agreement") is made and entered into as of the 2nd day of December, 2020, by and among EMPIRE STATE REALTY TRUST, INC., a Maryland corporation (the "Company"), EMPIRE STATE REALTY OP, L.P., a Delaware limited partnership (the "Partnership" and together with the Company, the "Indemnitors"), and Steve Horn (the "Indemnitee"). W

February 20, 2024 EX-99.1

Empire State Realty Trust Appoints Christina Chiu as President Stephen V. Horn as Chief Financial Officer & Chief Accounting Officer Chiu previously served as Executive Vice President, Chief Operating Officer & Chief Financial Officer; Horn previousl

Empire State Realty Trust Appoints Christina Chiu as President Stephen V. Horn as Chief Financial Officer & Chief Accounting Officer Chiu previously served as Executive Vice President, Chief Operating Officer & Chief Financial Officer; Horn previously served as Senior Vice President, Chief Accounting Officer New York (Feb. 20, 2024) – Empire State Realty Trust, Inc. (NYSE: ESRT) announced today th

February 20, 2024 8-K

Regulation FD Disclosure, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2024 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (

February 20, 2024 EX-99.2

Page 2

Exhibit 99.2 Fourth Quarter 2023 Page Table of Contents Summary Supplemental Definitions 3 Company Profile 5 Condensed Consolidated Balance Sheets 6 Condensed Consolidated Statements of Operations 7 Highlights 8 Selected Property Data Property Summary Net Operating Income 9 Same Store Net Operating Income (“NOI”), Initial Cash Rent Contributing to Cash NOI 10 Leasing Activity 11 Commercial Propert

February 20, 2024 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2024 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (

February 20, 2024 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES FOURTH QUARTER AND FULL YEAR 2023 RESULTS – Net Income Per Fully Diluted Share of $0.06 in Fourth Quarter and $0.30 in 2023 – – Core FFO Per Fully Diluted Share of $0.25 in Fourth Quarter and $0.93 in 2023 – – Sign

Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES FOURTH QUARTER AND FULL YEAR 2023 RESULTS – Net Income Per Fully Diluted Share of $0.06 in Fourth Quarter and $0.30 in 2023 – – Core FFO Per Fully Diluted Share of $0.25 in Fourth Quarter and $0.93 in 2023 – – Signed 951,000 Rentable Square Feet of Leases in 2023 – – $1.2 Billion of Liquidity, No Floating Rate Debt Exposure – – Provides 2024 Outlook

February 13, 2024 SC 13G/A

ESRT / Empire State Realty Trust, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv0836-empirestaterealtytrus.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 11)* Name of issuer: Empire State Realty Trust, Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 292104106 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the a

February 9, 2024 SC 13G/A

ESRT / Empire State Realty Trust, Inc. / MASSACHUSETTS FINANCIAL SERVICES CO /MA/ - SEC SCHEDULE 13G Passive Investment

SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* EMPIRE STATE REALTY TRUST, INC. (Name of Issuer) Real Estate Investment Trust (Title of Class of Securities) 292104106 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement)

November 8, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36105 EMPIRE STATE REALTY

October 25, 2023 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES THIRD QUARTER 2023 RESULTS – Net Income Per Fully Diluted Share of $0.07 – – Core FFO Per Fully Diluted Share of $0.25 – – $1.2 Billion of Liquidity, No Floating Rate Debt Exposure, No Debt Maturity Until Nov 2024

Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES THIRD QUARTER 2023 RESULTS – Net Income Per Fully Diluted Share of $0.07 – – Core FFO Per Fully Diluted Share of $0.25 – – $1.2 Billion of Liquidity, No Floating Rate Debt Exposure, No Debt Maturity Until Nov 2024 – – 2023 Guidance Raised – New York, New York, October 25, 2023 – Empire State Realty Trust, Inc. (NYSE: ESRT) is a NYC-focused REIT that

October 25, 2023 8-K

Regulation FD Disclosure, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2023 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (C

October 25, 2023 EX-99.2

Page 2

Exhibit 99.2 Third Quarter 2023 Page Table of Contents Summary Supplemental Definitions 3 Company Profile 5 Condensed Consolidated Balance Sheets 6 Condensed Consolidated Statements of Operations 7 Highlights 8 Selected Property Data Property Summary Net Operating Income 9 Same Store Net Operating Income (“NOI”), Initial Cash Rent Contributing to Cash NOI 10 Leasing Activity 11 Commercial Property

October 3, 2023 EX-99.1

EMPIRE State Realty Trust Announces Acquisition of prime retail asset in williamSburg, brooklyn, as part of capital recycling program

Exhibit 99.1 EMPIRE State Realty Trust Announces Acquisition of prime retail asset in williamSburg, brooklyn, as part of capital recycling program New York, New York, October 2, 2023 - Empire State Realty Trust, Inc. (NYSE: ESRT) (the “Company”), announced that it recently closed on the acquisition of two adjacent properties located at the northeast corner of North 6th Street and Wythe Avenue in t

October 3, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2023 EMPIRE STATE REAL

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2023 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Co

August 11, 2023 EX-3.1

Fourth Amended and Restated Bylaws of Empire State Realty Trust, Inc., incorporated by reference to Exhibit 3.1 to the Registrant's Form 8-K filed with the SEC on August 11, 2023.

EMPIRE STATE REALTY TRUST, INC. FOURTH AMENDED AND RESTATED BYLAWS ARTICLE I Offices Section 1.01. Principal Office. The principal office of the Corporation in the State of Maryland shall be located at such place as the Board of Directors may designate. Section 1.02. Additional Offices. The Corporation may have additional offices, including a principal executive office, at such place or places as

August 11, 2023 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2023 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Com

August 4, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36105 EMPIRE STATE REALTY TRUS

July 31, 2023 S-3ASR

As filed with the Securities and Exchange Commission on July 31, 2023

TABLE OF CONTENTS As filed with the Securities and Exchange Commission on July 31, 2023 Registration Statement No.

July 31, 2023 EX-FILING FEES

CALCULATION OF FILING FEE TABLE (Form Type) Empire State Realty Trust, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1 – Newly Registered Securities

Exhibit 107 CALCULATION OF FILING FEE TABLE 424(b)(7) (Form Type) Empire State Realty Trust, Inc.

July 31, 2023 424B2

96,865,598 Shares Class A Common Stock

TABLE OF CONTENTS  Filed Pursuant to Rule 424(b)(2)  Registration No. 333-273535 Prospectus Supplement (To Prospectus dated July 31, 2023) 96,865,598 Shares Class A Common Stock This prospectus supplement relates to the possible issuance by us of up to 96,865,598 shares of Class A common stock, par value $0.01 per share (the “Class A common stock”), (i) in exchange for common units of partnership

July 31, 2023 EX-4.9

Form of Senior Debt Security of Empire State Realty OP, L.P. (included in Exhibit 4.9 as filed)

Exhibit 4.9 EMPIRE STATE REALTY TRUST OP, L.P., AS COMPANY EMPIRE STATE REALTY TRUST, INC., AS PARENT AND [ ] Trustee Indenture Dated as of [ ] Senior Debt Securities TABLE OF CONTENTS Page RECITALS OF THE COMPANY 1 ARTICLE One DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION Section 1.01. Definitions 1 Section 1.02. Compliance Certificates and Opinions 10 Section 1.03. Form of Documents De

July 31, 2023 424B7

29,894,869 Shares Class A Common Stock

TABLE OF CONTENTS  Filed Pursuant to Rule 424(b)(7)  Registration No. 333-273535 Prospectus Supplement (To Prospectus dated July 31, 2023) 29,894,869 Shares Class A Common Stock The shares of Class A common stock, par value $0.01 per share (the “Class A common stock”), described in this prospectus supplement may be offered for resale from time to time by the stockholder named herein (the “Stockhol

July 31, 2023 EX-FILING FEES

Calculation of Filing Fee Tables

Exhibit 107 CALCULATION OF FILING FEE TABLE Form S-3 (Form Type) Empire State Realty Trust, Inc.

July 31, 2023 EX-FILING FEES

CALCULATION OF FILING FEE TABLE (Form Type) Empire State Realty Trust, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1 – Newly Registered Securities

Exhibit 107 CALCULATION OF FILING FEE TABLE 424(b)(2) (Form Type) Empire State Realty Trust, Inc.

July 31, 2023 EX-4.11

Form of Subordinated Debt Security of Empire State Realty OP, L.P. (included in Exhibit 4.11 as filed)

Exhibit 4.11 EMPIRE STATE REALTY TRUST OP, L.P., AS COMPANY EMPIRE STATE REALTY TRUST, INC., AS PARENT AND [ ] Trustee Indenture Dated as of [ ] Subordinated Debt Securities TABLE OF CONTENTS Page RECITALS OF THE COMPANY 1 Article One DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION Section 1.01. Definitions 1 Section 1.02. Compliance Certificates and Opinions 10 Section 1.03. Form of Docum

July 26, 2023 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES SECOND QUARTER 2023 RESULTS – Net Income Per Fully Diluted Share of $0.14 – – Core FFO Per Fully Diluted Share of $0.26 – – $1.2 Billion of Liquidity, No Floating Rate Debt Exposure, No Debt Maturity Until Nov 2024

EX-99.1 Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES SECOND QUARTER 2023 RESULTS – Net Income Per Fully Diluted Share of $0.14 – – Core FFO Per Fully Diluted Share of $0.26 – – $1.2 Billion of Liquidity, No Floating Rate Debt Exposure, No Debt Maturity Until Nov 2024 – – 2023 Guidance Raised – New York, New York, July 26, 2023 – Empire State Realty Trust, Inc. (NYSE: ESRT) is a NYC-focused REI

July 26, 2023 EX-99.2

Page 2

EX-99.2 Exhibit 99.2 Second Quarter 2023 Table of Contents Page Summary Company Profile 3 Highlights 4 Selected Property Data Property Summary Net Operating Income 5 Same Store Net Operating Income (“NOI”), Initial Cash Rent Contributing to Cash NOI 6 Leasing Activity 7 Commercial Property Detail 9 Portfolio Expirations and Vacates Summary 10 Tenant Lease Expirations 11 Largest Tenants and Portfol

July 26, 2023 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2023 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Comm

July 12, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 10, 2023 EMPIRE STATE REALTY

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 10, 2023 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Comm

July 12, 2023 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES CHRISTINA VAN TASSELL AND HANNAH YANG HAVE JOINED ITS BOARD OF DIRECTORS

EMPIRE STATE REALTY TRUST ANNOUNCES CHRISTINA VAN TASSELL AND HANNAH YANG HAVE JOINED ITS BOARD OF DIRECTORS New York, New York, July 12, 2023 - Empire State Realty Trust, Inc.

May 23, 2023 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2023 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Commi

May 23, 2023 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES FLAGSTAR ASSUMPTION OF LEASE AT 1400 BROADWAY

EX-99.1 Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES FLAGSTAR ASSUMPTION OF LEASE AT 1400 BROADWAY New York, New York, May 23, 2023 — Empire State Realty Trust, Inc. (NYSE: ESRT) announced today that Flagstar Bank, N.A. (“Flagstar”) has assumed the entire 313,109 square foot lease at 1400 Broadway, formerly leased by Signature Bank, under the same terms through 2039 with the exception of an ap

May 16, 2023 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2023 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Commi

May 4, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36105 EMPIRE STATE REALTY TRU

April 26, 2023 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2023 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Com

April 26, 2023 EX-99.2

Page 2

EX-99.2 Exhibit 99.2 First Quarter 2023 Table of Contents Page Summary Company Profile 3 Highlights 4 Selected Property Data Property Summary Net Operating Income 5 Same Store Net Operating Income (“NOI”), Initial Cash Rent Contributing to Cash NOI 6 Leasing Activity 7 Commercial Property Detail 9 Portfolio Expirations and Vacates Summary 10 Tenant Lease Expirations 11 Largest Tenants and Portfoli

April 26, 2023 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES FIRST QUARTER 2023 RESULTS – Net Income Per Fully Diluted Share of $0.04 – – Core FFO Per Fully Diluted Share of $0.16 – – $1.1 Billion of Liquidity, No Floating Rate Debt Exposure, No Debt Maturity Until Nov 2024

EX-99.1 Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES FIRST QUARTER 2023 RESULTS – Net Income Per Fully Diluted Share of $0.04 – – Core FFO Per Fully Diluted Share of $0.16 – – $1.1 Billion of Liquidity, No Floating Rate Debt Exposure, No Debt Maturity Until Nov 2024 – New York, New York, April 26, 2023 – Empire State Realty Trust, Inc. (NYSE: ESRT) is a NYC-focused REIT that owns and manages a

April 18, 2023 DEFA14A

additional definitive proxy soliciting materials on Schedule 14A, filed on April 18, 2023;

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.      ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐

March 30, 2023 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.   )

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.   ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule

March 30, 2023 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ¨ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin

February 28, 2023 EX-21.1

Subsidiaries of Registrant

Exhibit 21.1 List of subsidiaries of Empire State Realty Trust, Inc. Empire State Realty OP, L.P. ESRT 10 BK St., L.L.C. ESRT 10 Union Square, L.L.C. ESRT 103-107 Main St., L.L.C. ESRT 112 West 34th Street GP, L.L.C. ESRT 112 West 34th Street, L.P. ESRT 1333 Broadway, L.L.C. ESRT 1350 Broadway, L.L.C. ESRT 1359 Broadway, L.L.C. ESRT 1400 Broadway GP, L.L.C. ESRT 1400 Broadway, L.P. ESRT 1542 Third

February 28, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTI

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36105 EMPIRE STATE REALTY TRUST, I

February 15, 2023 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES FOURTH QUARTER AND FULL YEAR 2022 RESULTS – Net Income Per Fully Diluted Share of $0.08 In Fourth Quarter and $0.22 in 2022 – – Core FFO Per Fully Diluted Share of $0.22 in Fourth Quarter and $0.90 in 2022 – – Comp

Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES FOURTH QUARTER AND FULL YEAR 2022 RESULTS – Net Income Per Fully Diluted Share of $0.08 In Fourth Quarter and $0.22 in 2022 – – Core FFO Per Fully Diluted Share of $0.22 in Fourth Quarter and $0.90 in 2022 – – Completed Multifamily Acquisition and Non-Core Suburban Asset Dispositions – – Leased Approximately 1.1 Million Square Feet in 2022 – – $1.1

February 15, 2023 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2023 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (

February 15, 2023 EX-99.2

Page 2

Exhibit 99.2 EMPIRE STATE REALTY TRUST Supplemental Operating and Financial Data December 31, 2022 Fourth Quarter 2022 Table of Contents Page Summary Company Profile 3 Highlights 4 Selected Property Data Property Summary Net Operating Income 5 Same Store Net Operating Income (“NOI”), Initial Cash Rent Contributing to Cash NOI 6 Leasing Activity 7 Property Detail 9 Portfolio Expirations and Vacates

February 9, 2023 SC 13G/A

ESRT / Empire State Realty Trust Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 10)* Name of issuer: Empire State Realty Trust Inc. Title of Class of Securities: REIT CUSIP Number: 292104106 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is file

February 8, 2023 SC 13G/A

ESRT / Empire State Realty Trust Inc / MASSACHUSETTS FINANCIAL SERVICES CO /MA/ - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* EMPIRE STATE REALTY TRUST INC (Name of Issuer) Real Estate Investment Trust (Title of Class of Securities) 292104106 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule

February 2, 2023 EX-99.1

In accordance with Securities and Exchange Commission Release No. 34-39538 (January 12, 1998), this Statement is being filed by Credit Suisse AG (the "Bank"), a Swiss bank, on behalf of its subsidiaries to the extent that they conduct business as the

EX-99.1 2 ex991.htm EX-99.1 In accordance with Securities and Exchange Commission Release No. 34-39538 (January 12, 1998), this Statement is being filed by Credit Suisse AG (the "Bank"), a Swiss bank, on behalf of its subsidiaries to the extent that they conduct business as the Swiss Universal Bank, Asia Pacific, International Wealth Management, Global Markets, Investment Banking & Capital Markets

February 2, 2023 SC 13G

ESRT / Empire State Realty Trust Inc / CREDIT SUISSE AG/ - NONE Passive Investment

SC 13G 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* Empire State Realty Trust, Inc. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 292104106 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) C

January 11, 2023 EX-99.1

EMPIRE STATE REALTY ANNOUNCES DIRECTOR LESLIE D. BIDDLE TO STEP DOWN

EMPIRE STATE REALTY ANNOUNCES DIRECTOR LESLIE D. BIDDLE TO STEP DOWN New York, New York, January 11, 2023 - Empire State Realty Trust, Inc. (NYSE: ESRT) (the “Company”), is a REIT that owns and manages office, retail and multifamily assets in Manhattan and the greater New York metropolitan area. ESRT owns the Empire State Building, the World’s Most Famous Building, and Tripadvisor’s 2022 Travelers

January 11, 2023 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 9, 2023 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Co

December 21, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2022 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (

December 21, 2022 EX-99.1

EMPIRE STATE REALTY TRUST PROVIDES BUSINESS UPDATE - Acquires Manhattan Multifamily Asset for $115 Million – - Closed on Sale of Non-Core Office Asset for $42 Million – - Update on Observatory, Balance Sheet Recycling, and Share Repurchases -

EMPIRE STATE REALTY TRUST PROVIDES BUSINESS UPDATE - Acquires Manhattan Multifamily Asset for $115 Million ? - Closed on Sale of Non-Core Office Asset for $42 Million ? - Update on Observatory, Balance Sheet Recycling, and Share Repurchases - New York, New York, December 21, 2022 ? Empire State Realty Trust, Inc.

December 14, 2022 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2022 (December 9, 2022) EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction

December 14, 2022 EX-99.1

Empire State Realty Trust Appoints Christina Chiu as Executive Vice President, Chief Operating Officer & Chief Financial Officer Chiu Previously Served as Executive Vice President, Chief Financial Officer

Empire State Realty Trust Appoints Christina Chiu as Executive Vice President, Chief Operating Officer & Chief Financial Officer Chiu Previously Served as Executive Vice President, Chief Financial Officer New York (Dec.

November 3, 2022 EX-10.62

Second Amendment, dated as of August 29, 2022, to that certain Credit Agreement, dated as of March 19, 2020, among Empire State Realty Trust, Inc., Empire State Realty OP, L.P., the subsidiary guarantors party thereto, the lenders party thereto, and Wells Fargo Bank, National Association, as administrative agent incorporated by reference to Exhibit 10.62 to the Empire State Realty OP, L.P. Form 10-Q filed with the SEC on November 3, 2022.

Execution Copy EXHIBIT 10.62 SECOND AMENDMENT TO CREDIT AGREEMENT SECOND AMENDMENT TO CREDIT AGREEMENT, dated as of August 29, 2022 (this ?Amendment?), to that certain Credit Agreement referenced below, is among Empire State Realty Trust, Inc., a Maryland corporation (the ?Parent?), Empire State Realty OP, L.P. (the ?Borrower?), the Subsidiary Guarantors party hereto, the Lenders party hereto, Wel

November 3, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2022 ☐ TRANSITION REPORT PURSUANT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36105 EMPIRE STATE REALTY

November 3, 2022 EX-10.63

Third Amendment, dated as of August 29, 2022, to that certain Amended and Restated Credit Agreement, dated August 29, 2017, among Empire State Realty Trust, Inc., Empire State Realty OP, L.P. , the subsidiary guarantors party thereto, the lenders party thereto, and Bank of America, N.A. , as administrative agent incorporated by reference to Exhibit 10.62 to the Empire State Realty OP, L.P. Form 10-Q filed with the SEC on November 3, 2022.

Execution Copy EXHIBIT 10.63 THIRD AMENDMENT TO CREDIT AGREEMENT THIRD AMENDMENT TO CREDIT AGREEMENT, dated as of August 29, 2022 (this ?Amendment?), to that certain Amended and Restated Credit Agreement referenced below, is among Empire State Realty Trust, Inc., a Maryland corporation (the ?Parent?), Empire State Realty OP, L.P. (the ?Borrower?), the Subsidiary Guarantors party hereto, the Lender

October 26, 2022 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES THIRD QUARTER 2022 RESULTS – Net Income of $0.03 Per Fully Diluted Share – – Core FFO of $0.21 Per Fully Diluted Share – – $1.2 Billion of Liquidity, No Outstanding Debt Maturities Until November 2024 – – Updates 2

Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES THIRD QUARTER 2022 RESULTS ? Net Income of $0.03 Per Fully Diluted Share ? ? Core FFO of $0.21 Per Fully Diluted Share ? ? $1.2 Billion of Liquidity, No Outstanding Debt Maturities Until November 2024 ? ? Updates 2022 Guidance ? New York, New York, October 26, 2022 ? Empire State Realty Trust, Inc. (NYSE: ESRT) (the ?Company?) is a REIT that owns an

October 26, 2022 EX-99.2

Third Quarter 2022 Table of Contents Page Summary Company Profile 4 Highlights 5 Selected Property Data Property Summary Net Operating Income 6 Same Store Net Operating Income (“NOI”), Initial Cash Rent Contributing to Cash NOI 7 Leasing Activity 8 P

Exhibit 99.2 Third Quarter 2022 Table of Contents Page Summary Company Profile 4 Highlights 5 Selected Property Data Property Summary Net Operating Income 6 Same Store Net Operating Income (?NOI?), Initial Cash Rent Contributing to Cash NOI 7 Leasing Activity 8 Property Detail 10 Portfolio Expirations and Vacates Summary 11 Tenant Lease Expirations 12 Largest Tenants and Portfolio Tenant Diversifi

October 26, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2022 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (C

August 4, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2022 ☐ TRANSITION REPORT PURSUANT TO S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36105 EMPIRE STATE REALTY TRUS

July 27, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2022 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Comm

July 27, 2022 EX-99.2

Page 2

Exhibit 99.2 Second Quarter 2022 Table of Contents Page Summary Company Profile 3 Highlights 4 Selected Property Data Property Summary Net Operating Income 5 Same Store Net Operating Income (?NOI?), Initial Cash Rent Contributing to Cash NOI 6 Leasing Activity 7 Property Detail 9 Portfolio Expirations and Vacates Summary 10 Tenant Lease Expirations 11 Largest Tenants and Portfolio Tenant Diversifi

July 27, 2022 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES SECOND QUARTER 2022 RESULTS – Net Income of $0.18 Per Fully Diluted Share – – Core FFO of $0.29 Per Fully Diluted Share – – $1.2 Billion of Liquidity, No Outstanding Debt Maturities Until November 2024 – – 2022 Gui

Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES SECOND QUARTER 2022 RESULTS ? Net Income of $0.18 Per Fully Diluted Share ? ? Core FFO of $0.29 Per Fully Diluted Share ? ? $1.2 Billion of Liquidity, No Outstanding Debt Maturities Until November 2024 ? ? 2022 Guidance Updated ? New York, New York, July 27, 2022 ? Empire State Realty Trust, Inc. (NYSE: ESRT) (the ?Company?) is a REIT that owns and

May 17, 2022 8-K

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2022 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Commi

May 5, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2022 ☐ TRANSITION REPORT PURSUANT TO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36105 EMPIRE STATE REALTY TRU

April 27, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2022 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Com

April 27, 2022 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES FIRST QUARTER 2022 RESULTS AND PROVIDES 2022 GUIDANCE - Net Income of ($0.07) Per Fully Diluted Share - - First Quarter Core FFO of $0.18 Per Fully Diluted Share - - Provides 2022 Core FFO Guidance of $0.73 to $0.7

Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES FIRST QUARTER 2022 RESULTS AND PROVIDES 2022 GUIDANCE - Net Income of ($0.07) Per Fully Diluted Share - - First Quarter Core FFO of $0.18 Per Fully Diluted Share - - Provides 2022 Core FFO Guidance of $0.73 to $0.78 Per Fully Diluted Share - - $1.3 Billion of Liquidity, No Outstanding Debt Maturity Until November 2024 - New York, New York, April 27,

April 27, 2022 EX-99.2

Page 2

Exhibit 99.2 First Quarter 2022 Table of Contents Page Summary Company Profile 3 Highlights 4 Selected Property Data Property Summary Net Operating Income 5 Net Operating Income, Initial Free Rent Burn-Off and Signed Leases Not Commenced 6 Leasing Activity 7 Property Detail 9 Portfolio Expirations and Vacates Summary 10 Tenant Lease Expirations 11 Largest Tenants and Portfolio Tenant Diversificati

March 31, 2022 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin

March 31, 2022 DEF 14A

DEF 14A

March 31, 2022 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin

March 31, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2022 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Com

February 25, 2022 EX-21.1

Subsidiaries of Registrant

Exhibit 21.1 LIST OF SUBSIDIARIES OF EMPIRE STATE REALTY TRUST, INC. List of subsidiaries of Empire State Realty Trust, Inc.* Empire State Realty OP, L.P. ESRT 10 BK St., L.L.C. ESRT 10 Union Square, L.L.C. ESRT 103-107 Main St., L.L.C. ESRT 112 West 34th Street GP, L.L.C. ESRT 112 West 34th Street, L.P. ESRT 1333 Broadway, L.L.C. ESRT 1350 Broadway, L.L.C. ESRT 1359 Broadway, L.L.C. ESRT 1400 Bro

February 25, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTI

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36105 EMPIRE STATE REALTY TRUST, I

February 16, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 16, 2022 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (

February 16, 2022 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES FOURTH QUARTER 2021 RESULTS - Earnings of ($0.02) Per Fully Diluted Share - - Core FFO of $0.18 Per Fully Diluted Share – - Completed Recapitalization of Two Multifamily Assets - - $1.3 Billion of Liquidity, No Out

Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES FOURTH QUARTER 2021 RESULTS - Earnings of ($0.02) Per Fully Diluted Share - - Core FFO of $0.18 Per Fully Diluted Share ? - Completed Recapitalization of Two Multifamily Assets - - $1.3 Billion of Liquidity, No Outstanding Debt Maturity Until November 2024 - New York, New York, February 16, 2022 - Empire State Realty Trust, Inc. (NYSE: ESRT) (the ?C

February 16, 2022 EX-99.2

Page 2

Exhibit 99.2 Fourth Quarter 2021 Table of Contents Page Summary Company Profile 3 Highlights 4 Selected Property Data Property Summary Net Operating Income 5 Net Operating Income, Initial Free Rent Burn-Off and Signed Leases Not Commenced 6 Leasing Activity 7 Property Detail 9 Portfolio Expirations and Vacates Summary 10 Tenant Lease Expirations 11 Largest Tenants and Portfolio Tenant Diversificat

February 10, 2022 SC 13G/A

ESRT / Empire State Realty Trust Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 9)* Name of issuer: Empire State Realty Trust Inc. Title of Class of Securities: REIT CUSIP Number: 292104106 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed

February 2, 2022 SC 13G/A

ESRT / Empire State Realty Trust Inc / MASSACHUSETTS FINANCIAL SERVICES CO /MA/ - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* EMPIRE STATE REALTY TRUST INC (Name of Issuer) Real Estate Investment Trust (Title of Class of Securities) 292104106 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule

January 5, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 5, 2022 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Co

January 5, 2022 EX-1.1

Press Release announcing

EMPIRE STATE REALTY TRUST PROVIDES BUSINESS UPDATE - Closed on Two Multifamily Assets for $307 Million - - Leased 375K Square Feet in Fourth Quarter and 1 Million Square Feet in 2021 - - Repurchased $37.

November 5, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2021 ☐ TRANSITION REPORT PURSUANT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36105 EMPIRE STATE REALTY

October 27, 2021 EX-99.2

Location or Sub-Market

Exhibit 99.2 Third Quarter 2021 Table of Contents Page Summary Company Profile 1 Financial Highlights 2 Selected Property Data Property Summary Net Operating Income 3 Net Operating Income, Initial Free Rent Burn-Off and Signed Leases Not Commenced 4 Leasing Activity 5 Property Detail 7 Portfolio Expirations and Vacates Summary 8 Tenant Lease Expirations 9 Largest Tenants and Portfolio Tenant Diver

October 27, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2021 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (C

October 27, 2021 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES THIRD QUARTER 2021 RESULTS - Earnings of ($0.04) Per Fully Diluted Share - - Core FFO of $0.20 Per Fully Diluted Share - - Observatory Recovery and Continued Expense Discipline - - $1.4 Billion of Liquidity, No Out

Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES THIRD QUARTER 2021 RESULTS - Earnings of ($0.04) Per Fully Diluted Share - - Core FFO of $0.20 Per Fully Diluted Share - - Observatory Recovery and Continued Expense Discipline - - $1.4 Billion of Liquidity, No Outstanding Debt Maturity Through 2024 - New York, New York, October 27, 2021 - Empire State Realty Trust, Inc. (NYSE: ESRT) (the ?Company?)

October 8, 2021 EX-10.1

Second Amended and Restated Employment Agreement

SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT This SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT (as amended hereby, this ?Agreement?) dated as of October 6, 2021, is entered into by and between Empire State Realty Trust, Inc.

October 8, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 6, 2021 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Co

August 5, 2021 EX-10.1

Form of LTIP Agreement (Executive Officer, Time Based)

Exhibit 10.1 TIME-BASED VESTING LTIP UNIT VESTING AGREEMENT UNDER THE EMPIRE STATE REALTY TRUST, INC. EMPIRE STATE REALTY OP, L.P. 2019 EQUITY INCENTIVE PLAN Grantee: No. of LTIP Units: Grant Date: Pursuant to the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan (the ?Plan?) and the Amended and Restated Agreement of Limited Partnership, dated as of October 1,

August 5, 2021 EX-10.2

Form of LTIP Agreement (Executive Officer, Performance Based)

Exhibit 10.2 PERFORMANCE-BASED VESTING LTIP UNIT VESTING AGREEMENT UNDER THE EMPIRE STATE REALTY TRUST, INC. EMPIRE STATE REALTY OP, L.P. 2019 EQUITY INCENTIVE PLAN Grantee: No. of LTIP Units: Grant Date: Pursuant to the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan (the ?Plan?) and the Amended and Restated Agreement of Limited Partnership, dated as of Oct

August 5, 2021 EX-10.4

Form of LTIP Agreement (Director, Time-Based)

Exhibit 10.4 LTIP UNIT VESTING AGREEMENT FOR NON-EMPLOYEE DIRECTORS UNDER THE EMPIRE STATE REALTY TRUST, INC. EMPIRE STATE REALTY OP, L.P. 2019 EQUITY INCENTIVE PLAN Grantee: No. of LTIP Units: Grant Date: Pursuant to the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan (the ?Plan?) and the Amended and Restated Agreement of Limited Partnership, dated as of Oc

August 5, 2021 EX-10.3

Form of LTIP Agreement (Executive Officer or Director, Immediate Vest)

Exhibit 10.3 LTIP UNIT VESTING AGREEMENT [FOR NON-EMPLOYEE DIRECTORS] [FOR EMPLOYEES] UNDER THE EMPIRE STATE REALTY TRUST, INC. EMPIRE STATE REALTY OP, L.P. 2019 EQUITY INCENTIVE PLAN Grantee: No. of LTIP Units: Grant Date: Pursuant to the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan (the ?Plan?) and the Amended and Restated Agreement of Limited Partnersh

August 5, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2021 ☐ TRANSITION REPORT PURSUANT TO S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36105 EMPIRE STATE REALTY TRUS

July 28, 2021 EX-99.2

Page 2

Exhibit 99.2 Second Quarter 2021 Table of Contents Page Summary Company Profile 3 Financial Highlights 4 Selected Property Data Property Summary Net Operating Income 5 Net Operating Income, Initial Free Rent Burn-Off and Signed Leases Not Commenced 6 Leasing Activity 7 Property Detail 9 Portfolio Expirations and Vacates Summary 10 Tenant Lease Expirations 11 Largest Tenants and Portfolio Tenant Di

July 28, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2021 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Comm

July 28, 2021 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES SECOND QUARTER 2021 RESULTS - Earnings of $0.01 Per Fully Diluted Share - - Core FFO of $0.18 Per Fully Diluted Share - - Observatory Recovery and Continued Discipline Power Results - - $1.4 Billion of Liquidity, N

Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES SECOND QUARTER 2021 RESULTS - Earnings of $0.01 Per Fully Diluted Share - - Core FFO of $0.18 Per Fully Diluted Share - - Observatory Recovery and Continued Discipline Power Results - - $1.4 Billion of Liquidity, No Outstanding Debt Maturity Through 2024 - New York, New York, July 28, 2021 - Empire State Realty Trust, Inc. (NYSE: ESRT) (the ?Company

May 19, 2021 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2021 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Commi

May 7, 2021 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36105 EMPIRE STATE REALTY TRU

April 28, 2021 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES FIRST QUARTER 2021 RESULTS - Earnings Per Share of ($0.02) Per Fully Diluted Share - - Core FFO of $0.15 Per Fully Diluted Share - - $1.4 Billion of Liquidity, No Outstanding Debt Maturity Through 2024 - - Indoor E

Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES FIRST QUARTER 2021 RESULTS - Earnings Per Share of ($0.02) Per Fully Diluted Share - - Core FFO of $0.15 Per Fully Diluted Share - - $1.4 Billion of Liquidity, No Outstanding Debt Maturity Through 2024 - - Indoor Environmental Quality and Energy Efficiency Differentiate Portfolio - New York, New York, April 28, 2021 - Empire State Realty Trust, Inc.

April 28, 2021 EX-99.2

Page 2

Exhibit 99.2 First Quarter 2021 Table of Contents Page Summary Company Profile 3 Financial Highlights 4 Selected Property Data Property Summary Net Operating Income 5 Net Operating Income, Initial Free Rent Burn-Off and Signed Leases Not Commenced 6 Leasing Activity 7 Property Detail 9 Portfolio Expirations and Vacates Summary 10 Tenant Lease Expirations 11 Largest Tenants and Portfolio Tenant Div

April 28, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2021 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Com

April 1, 2021 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ? Filed by the Registrant ? Filed by a Party other than the Registrant CHECK THE APPROPRIATE BOX: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14

April 1, 2021 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2021 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Com

April 1, 2021 DEF 14A

DEFINITIVE PROXY STATEMENT

April 1, 2021 EX-10.1

Second Amendment to Credit Agreement, dated March 31, 2021, among Empire State Realty OP, L.P., as borrower, Empire State Realty Trust, Inc., the subsidiary guarantor parties thereto, Bank of America, N.A., as administrative agent, and the lenders and letter of credit issuers party thereto.

Exhibit 10.1 EXECUTION COPY SECOND AMENDMENT TO CREDIT AGREEMENT SECOND AMENDMENT TO CREDIT AGREEMENT, dated as of March 31, 2021 (this ?Amendment?), to that certain Amended and Restated Credit Agreement referenced below, is among Empire State Realty Trust, Inc., a Maryland corporation (the ?Parent?), Empire State Realty OP, L.P. (the ?Borrower?), the Subsidiary Guarantors party hereto, the Lender

April 1, 2021 DEFA14A

- DEFINITIVE ADDITIONAL PROXY SOLICITING MATERIALS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ? Filed by the Registrant ? Filed by a Party other than the Registrant CHECK THE APPROPRIATE BOX: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin

February 26, 2021 10-K

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36105 EMPIRE STATE REALTY TRUST, I

February 26, 2021 EX-21.1

Subsidiaries of Registrant

Exhibit 21.1 LIST OF SUBSIDIARIES OF EMPIRE STATE REALTY TRUST, INC. List of subsidiaries of Empire State Realty Trust, Inc.* Empire State Realty OP, L.P. ESRT 10 BK St., L.L.C. ESRT 10 Union Square, L.L.C. ESRT 103-107 Main St., L.L.C. ESRT 112 West 34th Street GP, L.L.C. ESRT 112 West 34th Street, L.P. ESRT 1333 Broadway, L.L.C. ESRT 1350 Broadway, L.L.C. ESRT 1359 Broadway, L.L.C. ESRT 1400 Bro

February 17, 2021 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES FOURTH QUARTER 2020 RESULTS - Earnings Per Share of ($0.00) Per Fully Diluted Share - - Core FFO of $0.17 Per Fully Diluted Share - - $1.6 Billion of Liquidity, No Outstanding Debt Maturity Through 2024 - - Indoor

Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES FOURTH QUARTER 2020 RESULTS - Earnings Per Share of ($0.00) Per Fully Diluted Share - - Core FFO of $0.17 Per Fully Diluted Share - - $1.6 Billion of Liquidity, No Outstanding Debt Maturity Through 2024 - - Indoor Environmental Quality and Energy Efficiency Differentiate Portfolio - New York, New York, February 17, 2021 - Empire State Realty Trust,

February 17, 2021 EX-99.2

Page 2

Exhibit 99.2 Fourth Quarter 2020 Table of Contents Page Summary Company Profile 3 Financial Highlights 4 Selected Property Data Property Summary Net Operating Income 5 Net Operating Income and Initial Free Rent Burn-Off 6 Leasing Activity 7 Property Detail 9 Portfolio Expirations and Vacates Summary 10 Tenant Lease Expirations 11 Largest Tenants and Portfolio Tenant Diversification by Industry 14

February 17, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 17, 2021 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (

February 11, 2021 SC 13G

SCHEDULE 13G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* EMPIRE STATE REALTY TRUST INC (Name of Issuer) Real Estate Investment Trust (Title of Class of Securities) 292104106 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p

February 10, 2021 SC 13G/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)*

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)* Name of issuer: Empire State Realty Trust Inc. Title of Class of Securities: REIT CUSIP Number: 292104106 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed

December 2, 2020 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2020 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (

December 2, 2020 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES GRANT H. HILL TO JOIN BOARD OF DIRECTORS

EMPIRE STATE REALTY TRUST ANNOUNCES GRANT H. HILL TO JOIN BOARD OF DIRECTORS New York, New York, December 2, 2020 - Empire State Realty Trust, Inc. (NYSE: ESRT) (the “Company”) today announced that Grant H. Hill has joined its Board of Directors, effective November 30. Grant H. Hill’s appointment to the Company’s Board of Directors fills a newly created vacancy on the Board following the Board’s d

November 5, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36105 EMPIRE STATE REALTY

October 28, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2020 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (C

October 28, 2020 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES THIRD QUARTER 2020 RESULTS - Net loss of $0.05 Per Fully Diluted Share - - Core FFO of $0.12 Per Fully Diluted Share - - $1.5 Billion of Liquidity - - No Debt Maturity Through 2024 - - Collections Consistent, Cost

EX-99.1 Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES THIRD QUARTER 2020 RESULTS - Net loss of $0.05 Per Fully Diluted Share - - Core FFO of $0.12 Per Fully Diluted Share - - $1.5 Billion of Liquidity - - No Debt Maturity Through 2024 - - Collections Consistent, Cost Reduction Targets Achieved - - Indoor Environmental Quality and Energy Efficiency Differentiate Portfolio - New York, New York, O

October 28, 2020 EX-99.2

Page 2

EX-99.2 Exhibit 99.2 EMPIRE STATE REALTY TRUST Supplement Operating and Financial Data September 30,2020 Third Quarter 2020 Table of Contents Page Summary Company Profile 3 Financial Highlights 4 Selected Property Data Property Summary Net Operating Income 5 Net Operating Income and Initial Free Rent Burn-Off 6 Leasing Activity 7 Portfolio Expirations and Vacates Summary 9 Property Detail 10 Tenan

August 27, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 27, 2020 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Co

August 27, 2020 EX-99.1

EMPIRE STATE REALTY TRUST, INC. ANNOUNCES DIVIDEND SUSPENSION FOR THE THIRD AND FOURTH QUARTERS OF 2020 AND PROVIDES BUSINESS UPDATE

EMPIRE STATE REALTY TRUST, INC. ANNOUNCES DIVIDEND SUSPENSION FOR THE THIRD AND FOURTH QUARTERS OF 2020 AND PROVIDES BUSINESS UPDATE New York, New York, August 27, 2020 — Empire State Realty Trust, Inc. (NYSE: ESRT) (the “Company” or “ESRT”), a leading real estate investment trust with office and retail properties in Manhattan and the greater New York metropolitan area, today announced its decisio

August 10, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36105 EMPIRE STATE REALTY TRUS

August 10, 2020 EX-10.6

First Amended and Restated Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan As Amended and Restated as of July 13, 2020 incorporated by reference to Exhibit 10.6 to Empire State Realty Trust, Inc. Form 10-Q filed with the SEC on August 10, 2020.

EXHIBIT 10.6 FIRST AMENDED AND RESTATED EMPIRE STATE REALTY TRUST, INC. EMPIRE STATE REALTY OP, L.P. 2019 EQUITY INCENTIVE PLAN (As Amended and Restated as of July 13, 2020) 1. Purpose. The purpose of the Plan is to assist the Company and the Partnership in attracting, retaining, motivating, and rewarding certain key employees, officers, directors, and consultants of the Company, the Partnership a

July 31, 2020 424B2

CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Amount to be Registered(1) Proposed Maximum Offering Price Per Share(2) Proposed Maximum Aggregate Offering Price(2) Amount of Registration Fee(2) Class A common stock

424B2 Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. 333-240251 CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Amount to be Registered(1) Proposed Maximum Offering Price Per Share(2) Proposed Maximum Aggregate Offering Price(2) Amount of Registration Fee(2) Class A common stock, $0.01 par value per share 118,490,216 — — — (1) Includes (i) up

July 31, 2020 424B7

CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Amount to be Registered(1) Proposed Maximum Offering Price per Share(2) Proposed Maximum Aggregate Offering Price(2) Amount of Registration Fee Class A common stock, $

424B7 Table of Contents Filed Pursuant to Rule 424(b)(7) Registration No. 333-240251 CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Amount to be Registered(1) Proposed Maximum Offering Price per Share(2) Proposed Maximum Aggregate Offering Price(2) Amount of Registration Fee Class A common stock, $0.01 par value per share 29,894,869 $6.42(2) $191,925,058.98(2)(3

July 31, 2020 S-3ASR

- S-3ASR

S-3ASR Table of Contents As filed with the Securities and Exchange Commission on July 31, 2020 Registration Statement No.

July 29, 2020 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2020 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Comm

July 29, 2020 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES SECOND QUARTER 2020 RESULTS - Net loss of $0.07 Per Fully Diluted Share - - Core FFO of $0.14 Per Fully Diluted Share - - $0.9 Billion in Cash On Hand - - Collections Improved - - Observatory Reopened - - Meaningfu

EX-99.1 Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES SECOND QUARTER 2020 RESULTS - Net loss of $0.07 Per Fully Diluted Share - - Core FFO of $0.14 Per Fully Diluted Share - - $0.9 Billion in Cash On Hand - - Collections Improved - - Observatory Reopened - - Meaningful Cost Reduction Measures - New York, New York, July 29, 2020—Empire State Realty Trust, Inc. (NYSE: ESRT) (the “Company”), a rea

July 29, 2020 EX-99.2

Page 2

EX-99.2 Exhibit 99.2 Second Quarter 2020 Table of Contents Page Summary Company Profile 3 Financial Highlights 4 Selected Property Data Property Summary Net Operating Income 5 Net Operating Income and Initial Free Rent Burn-Off 6 Leasing Activity 7 Portfolio Expirations and Vacates Summary 9 Property Detail 10 Tenant Lease Expirations 11 Largest Tenants and Portfolio Tenant Diversification by Indu

July 13, 2020 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES R. PAIGE HOOD TO JOIN BOARD OF DIRECTORS; WILLIAM H. BERKMAN TO STEP DOWN

EX-99.1 Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES R. PAIGE HOOD TO JOIN BOARD OF DIRECTORS; WILLIAM H. BERKMAN TO STEP DOWN New York, New York, July 13, 2020 — Empire State Realty Trust, Inc. (NYSE:ESRT) (the “Company”) today announced that R. Paige Hood will join its Board of Directors, effective August 1, 2020, and that William H. Berkman will leave the Board of Directors, effective July

July 13, 2020 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 9, 2020 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Commi

June 16, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2020 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Comm

May 20, 2020 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2020 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Commi

May 11, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2020 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Commi

May 6, 2020 EX-10.5

Change in Control Severance Agreement between Empire State Realty Trust, Inc. and Christina Chiu, dated April 13, 2020 incorporated by reference to Exhibit 10.5 to the Registrant's Form 10-Q filed with the SEC on May 6, 2020.

Exhibit 10.5 CHANGE IN CONTROL SEVERANCE AGREEMENT This CHANGE IN CONTROL SEVERANCE AGREEMENT (this “Agreement”) is made and entered into as of this thirteenth day of April, 2020, by and between Empire State Realty Trust, Inc., a Maryland corporation (the “Company”), and Christina Chiu (the “Executive”). W I T N E S S E T H: WHEREAS, the Company considers the establishment and maintenance of a sou

May 6, 2020 EX-10.4

Indemnification Agreement among Empire State Realty Trust, Inc. and Christina Chiu, dated April 20, 2020 incorporated by reference to Exhibit 10.4 to the Registrant's Form 10-Q filed with the SEC on May 6, 2020.

Exhibit 10.4 INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT ("Agreement") is made and entered into as of the 20th day of April 2020, by and among EMPIRE STATE REALTY TRUST, INC., a Maryland corporation (the "Company"), EMPIRE STATE REALTY OP, L.P., a Delaware limited partnership (the "Partnership" and together with the Company, the "Indemnitors"), and Christina Chiu (the "Indemnitee"). W

May 6, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36105 EMPIRE STATE REALTY TRU

April 23, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2020 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Com

April 23, 2020 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 21, 2020 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Com

April 23, 2020 EX-99.1

Three Months Ended Year Ended Reconciliation of Net Income to NOI and Cash NOI March 31, 2020 December 31, 2019 September 30, 2019 June 30, 2019 March 31, 2019 December 31, 2018 September 30, 2018 June 30, 2018 Dec 31, 2017 Net Income $ 8,288 $ 28,72

EX-99.1 Exhibit 99.1 Three Months Ended Year Ended Reconciliation of Net Income to NOI and Cash NOI March 31, 2020 December 31, 2019 September 30, 2019 June 30, 2019 March 31, 2019 December 31, 2018 September 30, 2018 June 30, 2018 Dec 31, 2017 Net Income $ 8,288 $ 28,720 $ 26,784 $ 18,930 $ 9,856 $ 39,781 $ 29,230 $ 30,184 $ 118,253 Add: General and administrative expenses 15,951 16,618 14,421 15

April 23, 2020 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES APPOINTMENT OF CHRISTINA CHIU AS EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER

EX-99.1 Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES APPOINTMENT OF CHRISTINA CHIU AS EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER New York, New York, April 23, 2020—Empire State Realty Trust, Inc. (NYSE:ESRT) (the “Company”), a real estate investment trust with office and retail properties in Manhattan and the greater New York metropolitan area, today announced the appointment of Chri

April 22, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2020 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Com

April 22, 2020 EX-99.2

First Quarter 2020 Table of Contents Page Summary Company Profile 3 Financial Highlights 4 Selected Property Data Property Summary Net Operating Income 5 Net Operating Income and Initial Free Rent Burn-Off 6 Leasing Activity 7 Portfolio Expirations a

EX-99.2 Exhibit 99.2 First Quarter 2020 Table of Contents Page Summary Company Profile 3 Financial Highlights 4 Selected Property Data Property Summary Net Operating Income 5 Net Operating Income and Initial Free Rent Burn-Off 6 Leasing Activity 7 Portfolio Expirations and Vacates Summary 9 Property Detail 10 Tenant Lease Expirations 11 Largest Tenants and Portfolio Tenant Diversification by Indus

April 22, 2020 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES FIRST QUARTER 2020 RESULTS - Earnings of $0.02 Per Fully Diluted Share - - Core FFO of $0.18 Per Fully Diluted Share - - Strong and Flexible Balance Sheet with Over $1 Billion in Cash –

EX-99.1 Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES FIRST QUARTER 2020 RESULTS - Earnings of $0.02 Per Fully Diluted Share - - Core FFO of $0.18 Per Fully Diluted Share - - Strong and Flexible Balance Sheet with Over $1 Billion in Cash – New York, New York, April 22, 2020—Empire State Realty Trust, Inc. (NYSE: ESRT) (the “Company”), a real estate investment trust with office and retail proper

April 2, 2020 DEFA14A

ESRT / Empire State Realty Trust, Inc. DEFA14A - - EMPIRE STATE REALTY TRUST, INC. - DEFA14A

EMPIRE STATE REALTY TRUST, INC. - DEFA 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14

April 2, 2020 DEF 14A

Definitive Proxy Statement on Schedule 14A

EMPIRE STATE REALTY TRUST, INC. - DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14a

March 23, 2020 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 23, 2020 (March 17, 2020) EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of In

March 23, 2020 EX-10.2

Credit Agreement Dated as of March 19, 2020 among Empire State Realty OP, L.P., as Borrower, Empire State Realty Trust, Inc., Wells Fargo Bank, National Association, as Administrative Agent, and The Lenders Party Hereto, Capital One, National Association, as Syndication Agent, U.S. Bank National Association and Truist Bank as Documentation Agents, Wells Fargo Securities, LLC, as Sole Bookrunner, Wells Fargo Securities, LLC, Capital One, National Association, U.S. Bank National Association and Suntrust Robinson Humphrey, Inc., as Joint Lead Arrangers incorporated by reference to Exhibit 10.2 to the Registrant’s Form 8-K filed with the SEC on March 23, 2020.

EX-10.2 3 d882953dex102.htm EX-10.2 Exhibit 10.2 Published CUSIP Number: 29210DAL0 CREDIT AGREEMENT Dated as of March 19, 2020 among EMPIRE STATE REALTY OP, L.P., as Borrower, EMPIRE STATE REALTY TRUST, INC., WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent, and The Lenders Party Hereto, CAPITAL ONE, NATIONAL ASSOCIATION, as Syndication Agent, U.S. BANK NATIONAL ASSOCIATION and TRUI

March 23, 2020 EX-10.1

Empire State Realty OP, L.P.,Empire State Realty Trust, Inc. $100,000,000 3.61% Series G Senior Notes due March 17, 2032, $75,000,000 3.73% Series H Senior Notes due March 17, 2035 Note Purchase Agreement dated March 17, 2020 incorporated by reference to Exhibit 10.1 to the Registrant’s Form 8-K filed with the SEC on March 23, 2020.

EX-10.1 2 d882953dex101.htm EX-10.1 Exhibit 10.1 EMPIRE STATE REALTY OP, L.P. EMPIRE STATE REALTY TRUST, INC. $100,000,000 3.61% Series G Senior Notes due March 17, 2032 $75,000,000 3.73% Series H Senior Notes due March 17, 2035 NOTE PURCHASE AGREEMENT Dated March 17, 2020 TABLE OF CONTENTS Page SECTION 1. AUTHORIZATION OF NOTES 1 SECTION 2. SALE AND PURCHASE OF NOTES 1 SECTION 3. CLOSING 2 SECTIO

March 23, 2020 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES FINANCINGS

EX-99.1 5 d882953dex991.htm EX-99.1 Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES FINANCINGS New York, New York, March 23, 2020 — Empire State Realty Trust, Inc. (NYSE: ESRT) (the “Company”), a leading real estate investment trust with office and retail properties in Manhattan and the greater New York metropolitan area, today announced the completion of financings that added $300 million in net

March 23, 2020 EX-10.3

First Amendment to Credit Agreement, dated as of March 19, 2020 (this “Amendment”), to that certain Amended and Restated Credit Agreement referenced below, is among Empire State Realty Trust, Inc., a Maryland corporation (the “Parent”), Empire State Realty OP, L.P. (the “Borrower”), the Subsidiary Guarantors party hereto, the Lenders party hereto, Bank of America, N.A. (“Bank of America”), as Administrative Agent, and Bank of America, Wells Fargo Bank, National Association and Capital One, National Association, as L/C Issuers incorporated by reference to Exhibit 10.1 to the Registrant’s Form 8-K filed with the SEC on March 23, 2020.

EX-10.3 Exhibit 10.3 FIRST AMENDMENT TO CREDIT AGREEMENT FIRST AMENDMENT TO CREDIT AGREMENT, dated as of March 19, 2020 (this “Amendment”), to that certain Amended and Restated Credit Agreement referenced below, is among Empire State Realty Trust, Inc., a Maryland corporation (the “Parent”), Empire State Realty OP, L.P. (the “Borrower”), the Subsidiary Guarantors party hereto, the Lenders party he

March 17, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 17, 2020 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Com

March 17, 2020 EX-99.1

EMPIRE STATE BUILDING OBSERVATORY IS CLOSED AT THIS TIME DUE TO COVID-19

EX-99.1 2 d856359dex991.htm EX-99.1 Exhibit 99.1 EMPIRE STATE BUILDING OBSERVATORY IS CLOSED AT THIS TIME DUE TO COVID-19 New York, New York, March 17, 2020 — Empire State Realty Trust, Inc. (NYSE: ESRT) (the “Company”), a leading real estate investment trust with office and retail properties in Manhattan and the greater New York metropolitan area, today announced that the Empire State Building Ob

February 28, 2020 EX-21.1

Subsidiaries of Registrant

Exhibit 21.1 LIST OF SUBSIDIARIES OF EMPIRE STATE REALTY TRUST, INC. List of subsidiaries of Empire State Realty Trust, Inc.* Empire State Realty OP, L.P. ESRT 10 BK St., L.L.C. ESRT 10 Union Square, L.L.C. ESRT 103-107 Main St., L.L.C. ESRT 112 West 34th Street GP, L.L.C. ESRT 112 West 34th Street, L.P. ESRT 1333 Broadway, L.L.C. ESRT 1350 Broadway, L.L.C. ESRT 1359 Broadway, L.L.C. ESRT 1400 Bro

February 28, 2020 10-K

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36105 EMPIRE STATE REALTY TRUST, I

February 28, 2020 EX-4.5

Description of Empire State Realty Trust, Inc. Securities Registered Under Section 12 of the Securities Exchange Act of 1934.

Exhibit 4.5 Description of Securities of Empire State Realty Trust, Inc. Registered under Section 12 of the Securities Exchange Act of 1934, as Amended The following is a summary of the material terms of the shares of Class A common stock, par value $0.01 per share (“Class A Common Stock”), of Empire State Realty Trust, Inc., a Maryland corporation (the “Company”), as well as certain relevant prov

February 19, 2020 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES FOURTH QUARTER 2019 RESULTS - Earnings of $0.09 Per Fully Diluted Share - - Core FFO of $0.25 Per Fully Diluted Share - - Leased 345,606 Square Feet of Office and Retail Space – - Observatory Revenue Increased 9.2%

EX-99.1 Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES FOURTH QUARTER 2019 RESULTS - Earnings of $0.09 Per Fully Diluted Share - - Core FFO of $0.25 Per Fully Diluted Share - - Leased 345,606 Square Feet of Office and Retail Space – - Observatory Revenue Increased 9.2% to $37.7 Million – New York, New York, February 19, 2020 - Empire State Realty Trust, Inc. (NYSE: ESRT) (the “Company”), a real

February 19, 2020 EX-99.2

Page 2

EX-99.2 Exhibit 99.2 Fourth Quarter 2019 Table of Contents Page Summary Company Profile 3 Financial Highlights 4 Selected Property Data Property Summary Net Operating Income 5 Net Operating Income and Initial Free Rent Burn-Off 6 Leasing Activity 7 Portfolio Expirations and Vacates Summary 9 Property Detail 10 Tenant Lease Expirations 11 Largest Tenants and Portfolio Tenant Diversification by Indu

February 19, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2020 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (

February 11, 2020 SC 13G/A

ESRT / Empire State Realty Trust, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7)* Name of issuer: Empire State Realty Trust Inc Title of Class of Securities: REIT CUSIP Number: 292104106 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

December 12, 2019 8-K

Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2019 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (C

December 12, 2019 EX-10.1

Amendment No. 2 to the Amended and Restated Agreement of Limited Partnership of Empire State Realty OP, L.P., dated December 6, 2019, incorporated by reference to Exhibit 10.1 to the Registrant’s Form 8-K filed with the SEC on December 12, 2019.

EX-10.1 Exhibit 10.1 AMENDMENT NO. 2 TO FIRST AMENDED AND RESTATED AGREEMENT OF LIMITED PARTNERSHIP OF EMPIRE STATE REALTY OP, L.P. December 6, 2019 THIS AMENDMENT NO. 2 (this “Amendment”) to the FIRST AMENDED AND RESTATED AGREEMENT OF LIMITED PARTNERSHIP of EMPIRE STATE REALTY OP, L.P. is made and entered into as of December 6, 2019. W I T N E S S E T H: WHEREAS, Empire State Realty OP, L.P. (the

October 31, 2019 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36105 EMPIRE STATE REALTY

October 23, 2019 EX-99.2

Page 2

EX-99.2 Exhibit 99.2 Third Quarter 2019 Table of Contents Page Summary Company Profile 3 Financial Highlights 4 Selected Property Data Property Summary Net Operating Income 5 Net Operating Income and Initial Free Rent Burn-Off 6 Leasing Activity 7 Portfolio Expirations and Vacates Summary 9 Property Detail 10 Tenant Lease Expirations 11 Largest Tenants and Portfolio Tenant Diversification by Indus

October 23, 2019 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES THIRD QUARTER 2019 RESULTS - Earnings of $0.09 Per Fully Diluted Share - - Core FFO of $0.24 Per Fully Diluted Share - - Leased 388,686 Square Feet of Office and Retail Space –

EX-99.1 Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES THIRD QUARTER 2019 RESULTS - Earnings of $0.09 Per Fully Diluted Share - - Core FFO of $0.24 Per Fully Diluted Share - - Leased 388,686 Square Feet of Office and Retail Space – New York, New York, October 23, 2019 - Empire State Realty Trust, Inc. (NYSE: ESRT) (the “Company”), a real estate investment trust with office and retail properties

October 23, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2019 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (C

September 24, 2019 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 24, 2019 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation)

September 24, 2019 EX-99.1

EMPIRE STATE REALTY TRUST, INC. ANNOUNCES PATRICIA S. HAN TO JOIN BOARD OF DIRECTORS

EX-99.1 Exhibit 99.1 EMPIRE STATE REALTY TRUST, INC. ANNOUNCES PATRICIA S. HAN TO JOIN BOARD OF DIRECTORS New York, New York, September 24, 2019 — Empire State Realty Trust, Inc. (NYSE:ESRT), a leading real estate investment trust with office and retail properties in Manhattan and the greater New York metropolitan area, today announced that Patricia S. Han has joined its Board of Directors, effect

August 27, 2019 POS AM

ESRT / Empire State Realty Trust, Inc. POS AM - - POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3

Post-Effective Amendment No. 1 to Form S-3 As filed with the Securities and Exchange Commission on August 27, 2019 Registration Statement No. 333-202370 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 EMPIRE STATE REALTY TRUST, INC. (Exact name of registrants as specified in c

August 1, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2019 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Com

July 31, 2019 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36105 EMPIRE STATE REALTY TRUS

July 24, 2019 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES SECOND QUARTER 2019 RESULTS - Earnings of $0.06 Per Fully Diluted Share - - Core FFO of $0.22 Per Fully Diluted Share - - Leased 261,052 Square Feet of Office and Retail Space -

Exhibit 99.1 Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES SECOND QUARTER 2019 RESULTS - Earnings of $0.06 Per Fully Diluted Share - - Core FFO of $0.22 Per Fully Diluted Share - - Leased 261,052 Square Feet of Office and Retail Space - New York, New York, July 24, 2019—Empire State Realty Trust, Inc. (NYSE: ESRT) (the “Company”), a real estate investment trust with office and retail properties

July 24, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2019 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporati

July 24, 2019 EX-99.2

Page 2

Exhibit 99.2 Exhibit 99.2 Second Quarter 2019 Table of Contents Page Summary Company Profile 3 Financial Highlights 4 Selected Property Data Property Summary Net Operating Income 5 Net Operating Income and Initial Free Rent Burn-Off 6 Leasing Activity 7 Portfolio Expirations and Vacates Summary 9 Property Detail 10 Tenant Lease Expirations 11 Largest Tenants and Portfolio Tenant Diversification by

June 14, 2019 SC 13G/A

ESRT / Empire State Realty Trust, Inc. / Resolution Capital Ltd Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.

May 21, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2019 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporatio

May 21, 2019 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES CFO TRANSITION PLAN

Exhibit 99.1 Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES CFO TRANSITION PLAN New York, New York, May 21, 2019 — Empire State Realty Trust, Inc. (NYSE: ESRT) (the “Company”), a leading real estate investment trust with office and retail properties in Manhattan and the greater New York metropolitan area, today announced that David A. Karp will be stepping down from his role as Executive Vice Pr

May 16, 2019 S-8

ESRT / Empire State Realty Trust, Inc. S-8 FORM S-8

Form S-8 As filed with the Securities and Exchange Commission on May 16, 2019 Registration No.

May 16, 2019 EX-99.2

Form of LTIP Agreement (Performance- Based), incorporated by reference to Exhibit 99.2 to the Registration Statement on Form S-8 (Registration No. 333-231544), filed with the SEC on May 16, 2019.

EX-99.2 Exhibit 99.2 PERFORMANCE-BASED VESTING LTIP UNIT VESTING AGREEMENT UNDER THE EMPIRE STATE REALTY TRUST, INC. EMPIRE STATE REALTY OP, L.P. 2019 EQUITY INCENTIVE PLAN Grantee: No. of LTIP Units: Grant Date: Final Acceptance Date: Pursuant to the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan (the “Plan”) and the Amended and Restated Agreement of Limit

May 16, 2019 EX-99.3

Form of LTIP Agreement (Time-Based), incorporated by reference to Exhibit 99.3 to the Registration Statement on Form S-8 (Registration No. 333-231544), filed with the SEC on May 16, 2019.

EX-99.3 Exhibit 99.3 TIME-BASED VESTING LTIP UNIT VESTING AGREEMENT UNDER THE EMPIRE STATE REALTY TRUST, INC. EMPIRE STATE REALTY OP, L.P. 2019 EQUITY INCENTIVE PLAN Grantee: No. of LTIP Units: Grant Date: Final Acceptance Date: Pursuant to the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan (the “Plan”) and the Amended and Restated Agreement of Limited Part

May 16, 2019 EX-99.1

Form of Restricted Stock Agreement (Time Based), incorporated by reference to Exhibit 99.1 to the Registration Statement on Form S-8 (Registration No. 333-231544), filed with the SEC on May 16, 2019.

EX-99.1 Exhibit 99.1 TIME-BASED VESTING RESTRICTED STOCK AGREEMENT UNDER THE EMPIRE STATE REALTY TRUST, INC. EMPIRE STATE REALTY OP, L.P. 2019 EQUITY INCENTIVE PLAN This RESTRICTED STOCK AGREEMENT (this “Agreement”), is entered into on (the “Grant Date”), by and between, Empire State Realty Trust, Inc., a Maryland corporation (the “Company”), and (“Grantee”). Capitalized terms used but not otherwi

May 16, 2019 8-K

Submission of Matters to a Vote of Security Holders

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2019 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporatio

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