मूलभूत आँकड़े
| LEI | 549300L27FRJX5X0I090 |
| CIK | 1828937 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Finance of America Companies Inc.
SEC Filings (Chronological Order)
यह पृष्ठ SEC फाइलिंग की एक पूरी, कालानुक्रमिक सूची प्रदान करता है, ओनरशिप फाइलिंग को छोड़कर, जो हम अन्यत्र प्रदान करते हैं।
| August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 85-3474065 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identifi |
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| August 14, 2025 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com August 14, 2025 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Texas certifies its approval for listing and registration of the Class A Common Stock, par value $0.0001 per share, of FIN |
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| August 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40308 FINANCE OF |
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| August 5, 2025 |
EX-99.1 Exhibit 99.1 Finance of America Announces Repurchase of Blackstone Equity Stake and Repayment of Working Capital Facility Transactions Strengthen Balance Sheet, Reduce Costs, and Position Finance of America for Next Phase of Growth New Convertible Debt Enhances Financial Position and Supports Strategic Expansion Plano, Texas (August 4, 2025): Finance of America Companies Inc. (“Finance of |
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| August 5, 2025 |
EX-10.1 Exhibit 10.1 Execution Version REPURCHASE AGREEMENT BY AND AMONG FINANCE OF AMERICA COMPANIES INC., FINANCE OF AMERICA EQUITY CAPITAL LLC, AND THE SELLER ENTITIES LISTED ON SCHEDULE A HERETO Dated as of August 4, 2025 TABLE OF CONTENTS Page ARTICLE I PURCHASE AND SALE OF SOLD EQUITY 2 Section 1.1 Purchase and Sale 2 Section 1.2 Closing 2 ARTICLE II REPRESENTATIONS AND WARRANTIES OF THE COM |
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| August 5, 2025 |
Form of unsecured convertible promissory note (included as Annex A to Exhibit 10.2). EX-10.2 Exhibit 10.2 FORM OF CONVERTIBLE NOTE PURCHASE AGREEMENT BY AND BETWEEN FINANCE OF AMERICA COMPANIES INC. AND THE PURCHASER ENTITIES LISTED ON SCHEDULE A HERETO Dated as of August 4, 2025 TABLE OF CONTENTS Page ARTICLE I PURCHASE AND SALE OF PURCHASED NOTES 1 Section 1.1 Purchase and Sale 1 Section 1.2 Closing 2 ARTICLE II REPRESENTATIONS AND WARRANTIES OF THE COMPANY 2 Section 2.1 SEC Fil |
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| August 5, 2025 |
FINANCE OF AMERICA REPORTS SECOND QUARTER 2025 RESULTS – $3.16 in basic earnings per share or $80 million of net income from continuing operations for the quarter – – $0.55 in adjusted earnings per share(1) or $14 million of adjusted net income(1) for the quarter – – Entered into an agreement to repurchase the entirety of Blackstone’s equity stake in Finance of America – Plano, Texas (August 5, 20 |
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| August 5, 2025 |
EX-10.3 Exhibit 10.3 Execution Version CONSENT SUPPORT AGREEMENT THIS CONSENT SUPPORT AGREEMENT DOES NOT CONSTITUTE, AND SHALL NOT BE DEEMED, A SOLICITATION WITH RESPECT TO ANY SECURITIES. ANY SUCH SOLICITATION WILL COMPLY WITH ALL APPLICABLE SECURITIES LAWS. NOTHING CONTAINED IN THIS CONSENT SUPPORT AGREEMENT SHALL BE AN ADMISSION OF FACT OR LIABILITY OR, UNTIL THE OCCURRENCE OF THE AGREEMENT EFF |
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| August 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2025 FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or other jurisdiction of incorporation) (C |
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| August 5, 2025 |
EX-10.4 Exhibit 10.4 Execution Version FIRST AMENDMENT TO PLEDGE AND SECURITY AGREEMENT THIS FIRST AMENDMENT TO PLEDGE AND SECURITY AGREEMENT (this “Amendment”) dated as of August 4, 2025, among Finance of America Funding LLC, a Delaware limited liability company (the “Issuer”), the other Grantors party hereto, and U.S. Bank Trust Company, National Association (“U.S. Bank”) as collateral trustee f |
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| August 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2025 FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or other jurisdiction of incorporation) (C |
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| May 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0 |
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| May 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file num |
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| May 21, 2025 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2025 FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or other jurisdiction of incorporation) (Com |
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| May 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40308 FINANCE OF |
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| May 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-4 |
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| May 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2025 FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or other jurisdiction of incorporation) (Com |
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| May 15, 2025 |
PART I — REGISTRANT INFORMATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 001-40308 CUSIP NUMBER 31738L 206 (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-CEN ¨ Form N-CSR For Period Ended: March 31, 2025 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| May 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2025 FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or other jurisdiction of incorporation) (Comm |
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| May 6, 2025 |
FINANCE OF AMERICA REPORTS FIRST QUARTER 2025 RESULTS – $3.17 in basic earnings per share or $80 million of net income from continuing operations for the quarter – – $0.52 in adjusted earnings per share(2) or $13 million of adjusted net income(2) for the quarter – – Adjusted EBITDA(2) for the quarter of $29 million – Plano, Texas (May 6, 2025): Finance of America Companies Inc. (“Finance of Americ |
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| April 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2025 FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or other jurisdiction of incorporation) (C |
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| April 8, 2025 |
5,337,928 Shares of Class A Common Stock Filed Pursuant to Rule 424(b)(3) Registration Statement No: 333-285840 PROSPECTUS 5,337,928 Shares of Class A Common Stock This prospectus relates to the offer and sale, from time to time, of an aggregate of up to 5,337,928 shares of the Class A common stock, par value $0. |
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| April 3, 2025 |
Finance of America Companies Inc. 5830 Granite Parkway, Suite 400 Plano, Texas 75024 Finance of America Companies Inc. 5830 Granite Parkway, Suite 400 Plano, Texas 75024 April 3, 2025 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Aisha Adegbuyi Re: Finance of America Companies Inc. Registration Statement on Form S-3 File No. 333-285840 Ladies and Gentlemen: Pursuant to Rule 461 under the Securities |
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| March 27, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 1 |
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| March 20, 2025 |
Exhibit 99.1 FOA Appoints New Board Members Andrew Essex and Cory Gardner Strategic Appointments Strengthen FOA in Key Areas for its Growth Plans PLANO, Texas – March 20, 2025 - Finance of America Companies Inc. (“FOA” or the “Company”) (NYSE: FOA), a leading provider of home equity-based financing solutions for a modern retirement, today announced the appointment of Andrew Essex and former U.S. S |
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| March 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 19, 2025 FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or other jurisdiction of incorporation) (C |
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| March 14, 2025 |
Exhibit 107.1 Calculation of Filing Fee Tables Form S-3 (Form Type) Finance of America Companies Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Am |
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| March 14, 2025 |
Exhibit 99.1 Section 13(r) Disclosure The disclosure reproduced below was initially included in the Annual Report on Form 10-K filed with the Securities and Exchange Commission by Blackstone Inc. (“Blackstone”) with respect to its fiscal year ended December 31, 2024, in accordance with Section 13(r) of the Securities Exchange Act of 1934, as amended, in regard to Mundys S.p.A. (formerly, Atlantia |
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| March 14, 2025 |
Exhibit 4.4 DESCRIPTION OF CAPITAL STOCK Set forth below is a summary of the terms of Class A Common Stock, Class B Common Stock, preferred stock and Warrants of Finance of America Companies Inc. (“we,” “our,” or the “Company”). This summary is subject to the General Corporation Law of the State of Delaware (the “DGCL”) and the complete text of our Amended and Restated Certificate of Incorporation |
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| March 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40308 FINANCE OF AMER |
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| March 14, 2025 |
Exhibit 10.11.6 Form OPTION GRANT NOTICE UNDER THE FINANCE OF AMERICA COMPANIES INC. 2021 OMNIBUS INCENTIVE PLAN Finance of America Companies Inc., a Delaware corporation (the “Company”), pursuant to its 2021 Omnibus Incentive Plan, as it may be amended and/or restated from time to time (the “Plan”), hereby grants to the Participant the number of Options (each Option representing the right to purc |
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| March 14, 2025 |
Securities Trading Policy of Finance of America Companies Inc. Exhibit 19.1 FINANCE OF AMERICA COMPANIES INC. SECURITIES TRADING POLICY This Securities Trading Policy (this “Policy”) contains the following sections: 1.0 General 2.0 Definitions 3.0 Statement of Policy 4.0 Other Prohibited Transactions 5.0 Certain Limited Exceptions 6.0 Pre-clearance of Trades and Other Procedures 7.0 10b5-1 and Other Trading Plans 8.0 Potential Criminal and Civil Liability and |
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| March 14, 2025 |
Subsidiaries of the Registrant Exhibit 21.1 LIST OF SUBSIDIARIES The following entities are subsidiaries of Finance of America Companies Inc. as of December 31, 2024: Name Jurisdiction of Organization or Incorporation Finance of America Equity Capital LLC Delaware Finance of America Funding LLC Delaware Finance of America Holdings LLC Delaware Finance of America Mortgage LLC Delaware Finance of America Reverse LLC Delaware Ince |
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| March 14, 2025 |
As filed with the Securities and Exchange Commission on March 14, 2025 As filed with the Securities and Exchange Commission on March 14, 2025 Registration No. |
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| March 11, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2025 FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or other jurisdiction of incorporation) (C |
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| March 11, 2025 |
FINANCE OF AMERICA REPORTS FOURTH QUARTER AND FULL YEAR 2024 RESULTS – $1.78 in basic earnings per share or $40 million of net income from continuing operations for the year – – $0.60 in adjusted earnings per share(2) or $14 million of adjusted net income(2) for the year – – Adjusted EBITDA(2) for the year of $60 million – Plano, Texas (March 11, 2025): Finance of America Companies Inc. (“Finance |
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| December 11, 2024 |
FOA / Finance of America Companies Inc. / Bloom Retirement Holdings Inc. Activist Investment SC 13D/A 1 formsc13da.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* Finance of America Companies Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 31738L107 (CUSIP Number) Reza Jahangiri 895 Dove Street, Suite 300 Newport Beach, CA 92660 (866) 948-0003 (Name, Address and |
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| November 21, 2024 |
FOA / Finance of America Companies Inc. / Bloom Retirement Holdings Inc. Activist Investment SC 13D/A 1 formsc13da.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* Finance of America Companies Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 31738L107 (CUSIP Number) Reza Jahangiri 895 Dove Street, Suite 300 Newport Beach, CA 92660 (866) 948-0003 (Name, Address and |
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| November 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40308 FINANC |
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| November 8, 2024 |
Exhibit 10.1 Form of Option to Acquire LLC Units OPTION GRANT NOTICE UNDER THE FINANCE OF AMERICA COMPANIES INC. 2021 OMNIBUS INCENTIVE PLAN Finance of America Companies Inc., a Delaware corporation (the “Company”), pursuant to its 2021 Omnibus Incentive Plan, as it may be amended and/or restated from time to time (the “Plan”), hereby grants to the Participant the number of Options (each Option re |
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| November 8, 2024 |
Exhibit 99.1 Section 13(r) Disclosure The disclosure reproduced below was initially included in the Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission by Blackstone Inc. (“Blackstone”) with respect to its fiscal quarter ended September 30, 2024, in accordance with Section 13(r) of the Securities Exchange Act of 1934, as amended, in regard to Mundys S.p.A. (formerly, At |
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| November 6, 2024 |
FINANCE OF AMERICA REPORTS THIRD QUARTER 2024 RESULTS – $8.48 in basic earnings per share or $204 million of net income from continuing operations for the quarter – – $0.67 in adjusted earnings per share or $15 million of adjusted net income for the quarter – – Adjusted EBITDA for the quarter of $32 million – Plano, Texas (November 6, 2024): Finance of America Companies Inc. (“Finance of America” |
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| November 6, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): November 6, 2024 FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or Other Jurisdiction of Incorporation) |
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| November 4, 2024 |
EX-4.1 Exhibit 4.1 FIRST SUPPLEMENTAL INDENTURE This FIRST SUPPLEMENTAL INDENTURE (this “First Supplemental Indenture”), dated as of October 31, 2024, is among Finance of America Funding LLC, a Delaware limited liability company (the “Issuer”), Finance of America Equity Capital LLC, a Delaware limited liability company (the “Parent Guarantor”), the other guarantors party hereto (and together with |
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| November 4, 2024 |
EX-4.4 Exhibit 4.4 Finance of America Funding LLC Finance of America Companies Inc. 10.00% Exchangeable Senior Secured Notes due 2029 REGISTRATION RIGHTS AGREEMENT October 31, 2024 U.S. Bank Trust Company, National Association, as Trustee 111 Fillmore Ave E. Saint Paul, MN 55107 Ladies and Gentlemen: As part of an exchange offer for 7.875% Senior Notes due 2025 (the “2025 Notes) issued by Finance |
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| November 4, 2024 |
EX-4.2 Exhibit 4.2 INDENTURE Dated as of October 31, 2024 Among FINANCE OF AMERICA FUNDING LLC, as the Issuer, FINANCE OF AMERICA EQUITY CAPITAL LLC, as Parent Guarantor, the other Guarantors from time to time party hereto, FINANCE OF AMERICA COMPANIES INC., solely for Section 6.03 hereto U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, a |
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| November 4, 2024 |
EX-4.3 Exhibit 4.3 INDENTURE Dated as of October 31, 2024 Among FINANCE OF AMERICA FUNDING LLC, as the Issuer, FINANCE OF AMERICA EQUITY CAPITAL LLC, as Parent Guarantor, the other Guarantors from time to time party hereto, FINANCE OF AMERICA COMPANIES INC. (solely as to certain provisions specifically identified herein), U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee and U.S. BANK TRUS |
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| November 4, 2024 |
FOA / Finance of America Companies Inc. / Libman Family Holdings, LLC - SC 13D/A Activist Investment SC 13D/A 1 d902958dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 9)* FINANCE OF AMERICA COMPANIES INC. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 31738L 206 (CUSIP Number) Finance of America Companies Inc. 5830 Granite Parkway, S |
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| November 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): October 31, 2024 FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or Other Jurisdiction of Incorporation) |
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| November 4, 2024 |
EX-10.1 Exhibit 10.1 PLEDGE AND SECURITY AGREEMENT dated as of October 31, 2024 among THE GRANTORS IDENTIFIED HEREIN and EACH OF THE OTHER GRANTORS FROM TIME TO TIME PARTY HERETO and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION as Collateral Trustee TABLE OF CONTENTS Page ARTICLE I DEFINITIONS Section 1.01. Definitions 1 Section 1.02. Other Defined Terms 1 ARTICLE II PLEDGE OF SECURITIES Section |
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| October 28, 2024 |
Exhibit 99.1 Finance of America Announces a Nearly 98% Participation Rate in the Exchange Offer and Consent Solicitation for Existing 2025 Unsecured Notes Makes Certain Modifications to Exchange Offer Plano, Texas – October 28, 2024: Finance of America Companies Inc. (“Finance of America” or the “Company”) (NYSE: FOA), a leading provider of home equity-based financing solutions for a modern retire |
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| October 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): October 28, 2024 FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or Other Jurisdiction of Incorporation) |
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| October 8, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement |
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| October 4, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. 1) Check the appropriate box: ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☐ Definitive Information Statement |
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| October 4, 2024 |
SIMPSON THACHER & BARTLETT LLP 900 G STREET, NW WASHINGTON, D.C. 20001 TELEPHONE: +1-202-636-5500 FACSIMILE: +1-202-636-5502 Direct Dial Number E-mail Address (202) 636-5526 [email protected] October 4, 2024 VIA EDGAR Re: Finance of America Companies Inc. Preliminary Information Statement Filed September 17, 2024 File No. 001-40308 Robert Arzonetti Susan Block Division of Corporation Finance Secu |
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| September 17, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): September 17, 2024 FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or Other Jurisdiction of Incorporation |
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| September 17, 2024 |
PRE 14C Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 17, 2024 |
Exhibit 99.1 Finance of America Announces Exchange Offer and Consent Solicitation for Existing 2025 Unsecured Notes Plano, Texas – September 17, 2024: Finance of America Companies Inc. (“Finance of America” or the “Company”) (NYSE: FOA), a leading provider of home equity-based financing solutions for a modern retirement, today announced the commencement by its subsidiary Finance of America Funding |
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| September 17, 2024 |
Exhibit 10.1 1 Execution Version FIRST AMENDMENT TO EXCHANGE OFFER SUPPORT AGREEMENT This First Amendment to Exchange Offer Support Agreement (this “Amendment”), dated as of September 17, 2024, is entered into by and among Finance of America Funding LLC (“FOA Funding”), Finance of America Equity Capital LLC (“FOA Equity Capital”), Finance of America Holdings LLC, Incenter LLC, Finance of America M |
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| August 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40308 FINANCE OF |
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| August 9, 2024 |
Exhibit 99.1 Section 13(r) Disclosure The disclosure reproduced below was initially included in the Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission by Blackstone Inc. (“Blackstone”) with respect to its fiscal quarter ended June 30, 2024, in accordance with Section 13(r) of the Securities Exchange Act of 1934, as amended, in regard to Mundys S.p.A. (formerly, Atlanti |
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| August 6, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 6, 2024 FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or Other Jurisdiction of Incorporation) (C |
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| August 6, 2024 |
FINANCE OF AMERICA REPORTS SECOND QUARTER 2024 RESULTS – Net loss from continuing operations of $5 million or $0. |
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| July 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): July 25, 2024 FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or Other Jurisdiction of Incorporation) (Co |
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| July 26, 2024 |
FOA / Finance of America Companies Inc. / Blackstone Holdings II L.P. - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7)1 FINANCE OF AMERICA COMPANIES INC. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 31738L 206 (CUSIP Number) John G. Finley Blackstone Inc. 345 Park Avenue New York, New York 10154 Tel: (212) 583- |
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| July 26, 2024 |
FOA / Finance of America Companies Inc. / Libman Family Holdings, LLC - SC 13D/A Activist Investment SC 13D/A 1 d872987dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 8)* FINANCE OF AMERICA COMPANIES INC. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 31738L 206 (CUSIP Number) Finance of America Companies Inc. 5830 Granite Parkway, S |
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| July 26, 2024 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF FINANCE OF AMERICA COMPANIES INC. * * * * * The undersigned, for purposes of amending the Amended and Restated Certificate of Incorporation (the “Certificate”) of Finance of America Companies Inc. (the “Corporation”), a corporation organized and existing under and by virtue of the General Corporation L |
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| July 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): July 15, 2024 FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or Other Jurisdiction of Incorporation) (Co |
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| July 15, 2024 |
Finance of America Announces Expected Effective Date of July 25, 2024 for Reverse Stock Split Finance of America Announces Expected Effective Date of July 25, 2024 for Reverse Stock Split Plano, Texas – July 15, 2024: Finance of America Companies Inc. |
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| July 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): July 2, 2024 FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or Other Jurisdiction of Incorporation) (Com |
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| July 5, 2024 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange ("NYSE" or the "Exchange") hereby notifies the Securities and Exchange Commission (the "Commission") of its intention to remove the entire class of Warrants, each whole warrant exercisable for one Class A Common Stock at an exercise price of $11. |
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| June 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement Finance of America |
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| June 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): June 24, 2024 FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or Other Jurisdiction of Incorporation) (Co |
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| June 25, 2024 |
Finance of America Announces Exchange Offer Support Agreement with Unsecured Corporate Noteholders Exhibit 99.1 Finance of America Announces Exchange Offer Support Agreement with Unsecured Corporate Noteholders Plano, Texas - June 25, 2024: Finance of America Companies Inc. (“Finance of America” or the “Company”) (NYSE: FOA), a leading provider of home equity-based financing solutions for a modern retirement, today announced that certain of its direct and indirect subsidiaries, including Financ |
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| June 25, 2024 |
Exhibit 10.1 Execution Version EXCHANGE OFFER SUPPORT AGREEMENT THIS EXCHANGE OFFER SUPPORT AGREEMENT DOES NOT CONSTITUTE, AND SHALL NOT BE DEEMED, AN OFFER OR A SOLICITATION WITH RESPECT TO ANY SECURITIES. ANY SUCH OFFER OR SOLICITATION WILL COMPLY WITH ALL APPLICABLE SECURITIES LAWS. NOTHING CONTAINED IN THIS EXCHANGE OFFER SUPPORT AGREEMENT SHALL BE AN ADMISSION OF FACT OR LIABILITY OR, UNTIL T |
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| June 17, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): June 11, 2024 FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or Other Jurisdiction of Incorporation) (Co |
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| June 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☐ Definitive Information Statement Finance of America |
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| May 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 13, 2024 FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or Other Jurisdiction of Incorporation) (Com |
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| May 10, 2024 |
Exhibit 99.1 Section 13(r) Disclosure The disclosure reproduced below was initially included in the Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission by Blackstone Inc. (“Blackstone”) with respect to its fiscal quarter ended March 31, 2024, in accordance with Section 13(r) of the Securities Exchange Act of 1934, as amended, in regard to Mundys S.p.A. (formerly, Atlant |
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| May 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40308 FINANCE OF |
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| May 6, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 6, 2024 Date of Report (date of earliest event reported) FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or other jurisdiction of incorporation) (Commi |
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| May 6, 2024 |
FINANCE OF AMERICA REPORTS FIRST QUARTER 2024 RESULTS – Net loss from continuing operations of $16 million or $0. |
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| April 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 9, 2024 FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or other jurisdiction of incorporation) (Co |
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| April 3, 2024 |
FOA / Finance of America Companies Inc. / Libman Family Holdings, LLC - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7)* FINANCE OF AMERICA COMPANIES INC. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 31738L107 (CUSIP Number) Finance of America Companies Inc. 5830 Granite Parkway, Suite 400 Plano, Texas 75024 Att |
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| April 3, 2024 |
FOA / Finance of America Companies Inc. / Blackstone Holdings II L.P. - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6)1 FINANCE OF AMERICA COMPANIES INC. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 31738L107 (CUSIP Number) John G. Finley Blackstone Inc. 345 Park Avenue New York, New York 10154 Tel: (212) 583-5 |
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| March 28, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 1 |
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| March 15, 2024 |
Subsidiaries of the Registrant Exhibit 21.1 LIST OF SUBSIDIARIES The following entities are subsidiaries of Finance of America Companies Inc. as of December 31, 2023: Name Jurisdiction of Organization or Incorporation Finance of America Equity Capital LLC Delaware Finance of America Funding LLC Delaware Finance of America Holdings LLC Delaware Finance of America Mortgage LLC Delaware Finance of America Reverse LLC Delaware Ince |
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| March 15, 2024 |
Incentive Compensation Clawback Policy of Finance of America Companies Inc. Exhibit 97.1 FINANCE OF AMERICA COMPANIES INC. Incentive Compensation Clawback Policy (As Adopted on November 10, 2023, Pursuant to NYSE Rule 303A.14) 1.Overview. The Compensation Committee (the “Committee”) of the Board of Directors (the “Board”) of Finance of America Companies Inc. (the “Company”) has adopted this Incentive Compensation Clawback Policy (the “Policy”) which requires the recoupmen |
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| March 15, 2024 |
Exhibit 107.1 Calculation of Filing Fee Tables Form S-8 (Form Type) Finance of America Companies Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule(2) Amount Registered(1) Proposed Maximum Offering Price Per Unit(2) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Class |
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| March 15, 2024 |
Exhibit 99.1 Section 13(r) Disclosure The disclosure reproduced below was initially included in the Annual Report on Form 10-K filed with the Securities and Exchange Commission by Blackstone Inc. (“Blackstone”) with respect to its fiscal year ended December 31, 2023, in accordance with Section 13(r) of the Securities Exchange Act of 1934, as amended, in regard to Mundys S.p.A. (formerly, Atlantia |
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| March 15, 2024 |
Exhibit 10.11.6 Form OPTION GRANT NOTICE UNDER THE FINANCE OF AMERICA COMPANIES INC. 2021 OMNIBUS INCENTIVE PLAN Finance of America Companies Inc., a Delaware corporation (the “Company”), pursuant to its 2021 Omnibus Incentive Plan, as it may be amended and/or restated from time to time (the “Plan”), hereby grants to the Participant the number of Options (each Option representing the right to purc |
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| March 15, 2024 |
As filed with the Securities and Exchange Commission on March 15, 2024 As filed with the Securities and Exchange Commission on March 15, 2024 Registration No. |
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| March 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40308 FINANCE OF AMER |
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| March 15, 2024 |
Exhibit 10.24.3 EXECUTION VERSION CERTAIN INFORMATION, IDENTIFIED BY, AND REPLACED WITH, A MARK OF “[*]” HAS BEEN EXCLUDED FROM THIS DOCUMENT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. THIRD AMENDMENT TO MASTER REPURCHASE AGREEMENT THIS THIRD AMENDMENT TO MASTER REPURCHASE AGREEMENT, dated as of November 8, 2023 (this “Amendment” |
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| March 6, 2024 |
FINANCE OF AMERICA REPORTS FOURTH QUARTER AND FULL YEAR 2023 RESULTS – Net income from continuing operations of $171 million or $0. |
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| March 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 March 6, 2024 Date of Report (date of earliest event reported) FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or other jurisdiction of incorporation) (Com |
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| March 6, 2024 |
2024 Investor Presentation LAST UPDATED 03.06.2024 Forward-Looking Statements This presentation includes “forward-looking statements” within the meaning of the “safe harbor” provisions of the U.S. Private Securities Litigation Reform Act of 1995. Forward-looking statements are not historical facts or statements of current conditions, but instead represent only management’s beliefs regarding future |
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| February 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 12, 2024 FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or other jurisdiction of incorporation) |
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| February 16, 2024 |
Finance of America Receives Continued Listing Standard Notice from the NYSE Finance of America Receives Continued Listing Standard Notice from the NYSE Plano, Texas (February 16, 2024): The New York Stock Exchange (the “NYSE”) requires that companies with shares listed on the NYSE comply with the NYSE’s continued listed standards. |
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| February 7, 2024 |
SC 13G/A 1 p24-0424sc13ga.htm FINANCE OF AMERICA COMPANIES INC SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Finance of America Companies Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 31738L107 (CUSIP Number) December 31, 2023 (Date of Event Which Require |
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| February 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 30, 2024 FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or other jurisdiction of incorporation) |
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| January 16, 2024 |
FOA / Finance Of America Companies Inc. / Bloom Retirement Holdings Inc. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Finance of America Companies Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 31738L107 (CUSIP Number) Reza Jahangiri 895 Dove Street, Suite 300 Newport Beach, CA 92660 (866) 948-0003 (Name, Address and Telephone Number of Person |
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| December 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 12, 2023 FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or other jurisdiction of incorporation) |
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| December 15, 2023 |
Finance of America Receives Continued Listing Standard Notice from the NYSE Finance of America Receives Continued Listing Standard Notice from the NYSE Plano, Texas (December 15, 2023): The New York Stock Exchange (the “NYSE”) requires that companies with shares listed on the NYSE comply with the NYSE’s continued listed standards. |
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| November 9, 2023 |
Exhibit 99.1 Section 13(r) Disclosure The disclosure reproduced below was initially included in the Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission by Blackstone Inc. (“Blackstone”) with respect to its fiscal quarter ended September 30, 2023, in accordance with Section 13(r) of the Securities Exchange Act of 1934, as amended, in regard to Mundys S.p.A. (formerly, At |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40308 FINANC |
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| November 7, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 November 7, 2023 Date of Report (date of earliest event reported) FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or other jurisdiction of incorporation or |
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| November 7, 2023 |
FINANCE OF AMERICA REPORTS THIRD QUARTER 2023 RESULTS – Increased funded volumes in Reverse by 18% quarter over quarter – – Reduced corporate overhead expenses by 17% quarter over quarter – – Finished the third quarter of 2023 with over 37% share of HECM Reverse market(1) – Plano, Texas (November 7, 2023): Finance of America Companies Inc. |
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| October 11, 2023 |
FOA / Finance of America Companies Inc / Bloom Retirement Holdings Inc. Activist Investment SC 13D/A 1 sc13da.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Finance of America Companies Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 31738L107 (CUSIP Number) Reza Jahangiri 895 Dove Street, Suite 300 Newport Beach, CA 92660 (866) 948-0003 (Name, Address and Tele |
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| October 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 26, 2023 FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or other jurisdiction of incorporation |
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| September 5, 2023 |
33,893,666 Shares of Class A Common Stock Table of Contents Filed Pursuant to Rule 424(b)(3) Registration Statement No: 333-274081 PROSPECTUS 33,893,666 Shares of Class A Common Stock This prospectus relates to the offer and sale from time to time of an aggregate of up to 33,893,666 shares of the Class A common stock, par value $0. |
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| August 30, 2023 |
Finance of America Companies Inc. 5830 Granite Parkway, Suite 400 Plano, Texas 75024 Finance of America Companies Inc. 5830 Granite Parkway, Suite 400 Plano, Texas 75024 August 30, 2023 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Aisha Adegbuyi Re: Finance of America Companies Inc. Registration Statement on Form S-3 File No. 333-274081 Ladies and Gentlemen: Pursuant to Rule 461 under the S |
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| August 18, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 18, 2023 FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or other jurisdiction of incorporation) ( |
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| August 18, 2023 |
Exhibit 107 Calculation of Filing Fee Tables S-8 (Form Type) Finance of America Companies Inc. |
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| August 18, 2023 |
Exhibit 99.1 EXPLANATORY NOTE Finance of America Companies Inc. (the "Company") is filing this Exhibit 99.1 to its Current Report on Form 8-K (including this Exhibit 99.1, the "Form 8-K") solely to recast certain financial information and related disclosures included in the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2022, originally filed with the United States ("U |
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| August 18, 2023 |
As filed with the Securities and Exchange Commission on August 18, 2023 Table of Contents As filed with the Securities and Exchange Commission on August 18, 2023 Registration No. |
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| August 18, 2023 |
Exhibit 4.4 AMENDMENT NO. 1 TO First Amended Finance of America Companies Inc. EMPLOYEE STOCK PURCHASE PLAN Finance of America Companies, Inc., a Delaware corporation (the “Company”), hereby adopts, as of August 10, 2023, this Amendment No. 1 (this “Amendment”) to the First Amended Finance of America Companies Inc. Employee Stock Purchase Plan, dated August 15, 2022 (the “Plan”). Capitalized terms |
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| August 18, 2023 |
As filed with the Securities and Exchange Commission on August 18, 2023 As filed with the Securities and Exchange Commission on August 18, 2023 Registration No. |
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| August 18, 2023 |
Finance of America Companies Inc. and Subsidiaries Unaudited Pro Forma Condensed Consolidated Financial Statements (In thousands, except share data) Exhibit 99.2 On December 6, 2022, Finance of America Companies Inc. (the "Company") entered into an asset purchase agreement to acquire, through Finance of America Reverse LLC, an indirect subsidiary of the Company, a substantial majority of the asset |
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| August 18, 2023 |
EXHIBIT 107 Calculation of Filing Fee Table S-3 (Form Type) Finance of America Companies Inc. |
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| August 9, 2023 |
Exhibit 99.1 Section 13(r) Disclosure The disclosure reproduced below was initially included in the Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission by Blackstone Inc. (“Blackstone”) with respect to its fiscal quarter ended June 30, 2023, in accordance with Section 13(r) of the Securities Exchange Act of 1934, as amended, in regard to Mundys S.p.A. (formerly, Atlanti |
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| August 9, 2023 |
exhibit101 Exhibit 10.1 EXECUTION VERSION CERTAIN INFORMATION, IDENTIFIED BY, AND REPLACED WITH, A MARK OF “[*]” HAS BEEN EXCLUDED FROM THIS DOCUMENT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. USActive 59206733.4 SECOND AMENDMENT TO AMENDED AND RESTATED MASTER REPURCHASE AGREEMENT THIS SECOND AMENDMENT TO AMENDED AND RESTATED MAS |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40308 FINANCE OF |
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| August 8, 2023 |
FINANCE OF AMERICA REPORTS SECOND QUARTER 2023 RESULTS – Completed the sale of majority stake of Lender Services platform – – Completed the sale of Title Insurance business effective July 3 – – Finished the first half of 2023 with 39% share of HECM Reverse market(1) – Plano, Texas (August 8, 2023): Finance of America Companies Inc. |
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| August 8, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 August 8, 2023 Date of Report (date of earliest event reported) FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or other jurisdiction of incorporation or o |
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| July 6, 2023 |
Finance of America Issues Statement on the Sale of Incenter’s Title Insurance Business Exhibit 99.1 Finance of America Issues Statement on the Sale of Incenter’s Title Insurance Business Plano, Texas – July 6, 2023 – Finance of America Companies Inc. (NYSE: FOA) (“FOA” or the “Company”), a modern retirement solutions platform, issued the following statement today from FOA Chief Executive Officer Graham A. Fleming regarding the closing of the previously announced sale of the title in |
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| July 6, 2023 |
Finance of America Companies Inc. and Subsidiaries Unaudited Pro Forma Condensed Consolidated Financial Statements (In thousands, except share data) Exhibit 99.2 On July 1, 2023, Finance of America Companies Inc. (the “Company”), and Incenter LLC, (“Incenter”), an indirect subsidiary of the Company, completed the previously announced agreement to sell one hundred percent of (i) the issued and outs |
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| July 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 1, 2023 FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or other jurisdiction of incorporation) (Com |
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| June 14, 2023 |
Finance of America Companies Inc. and Subsidiaries Unaudited Pro Forma Condensed Consolidated Financial Statements Exhibit 99.2 On December 6, 2022, Finance of America Companies Inc. (the "Company") entered into an asset purchase agreement to acquire, through Finance of America Reverse LLC, an indirect subsidiary of the Company, a substantial majority of the assets and certain liabilities of Ameri |
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| June 14, 2023 |
ex991-aag2022fs Exhibit 99.1 American Advisors Group Irvine, California HUD-Approved Title I & II Non-Supervised Lender and GNMA Issuer of Mortgage-Backed Securities Financial and Compliance Report December 31, 2022 Contents Independent Auditor’s Report 1-2 Consolidated Financial Statements Consolidated balance sheets 3 Consolidated statements of operations 4 Consolidated statements of stockholder |
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| June 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No.1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 31, 2023 FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or other jurisdiction o |
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| June 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): June 8, 2023 FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or other jurisdiction of incorporation or or |
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| May 12, 2023 |
credigy-farprojecthobbes Exhibit 10.3 EXECUTION VERSION CERTAIN INFORMATION, IDENTIFIED BY, AND REPLACED WITH, A MARK OF “[*]” HAS BEEN EXCLUDED FROM THIS DOCUMENT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. USActive 59021578.6 FIRST AMENDMENT TO AMENDED AND RESTATED MASTER REPURCHASE AGREEMENT THIS FIRST AMENDMENT TO AMENDED AND |
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| May 12, 2023 |
credigy-farbondrepoxamen Exhibit 10.6 EXECUTION VERSION CERTAIN INFORMATION, IDENTIFIED BY, AND REPLACED WITH, A MARK OF “[*]” HAS BEEN EXCLUDED FROM THIS DOCUMENT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. SECOND AMENDMENT TO MASTER REPURCHASE AGREEMENT THIS SECOND AMENDMENT TO MASTER REPURCHASE AGREEMENT, dated as of April 26, |
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| May 12, 2023 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT by and among ESSENT US HOLDINGS, INC., INCENTER LLC and, solely for the purposes set forth in Sections 2.1, 2.2, 2.3, 4.12, 7.8 and Article 8 of this Agreement, FINANCE OF AMERICA EQUITY CAPITAL LLC dated as of February 1, 2023 This document is intended solely to facilitate discussions among the parties identified herein. It is not intended to create, and |
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| May 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40308 FINANCE OF |
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| May 12, 2023 |
a102projecthobbesmra-arm Exhibit 10.2 EXECUTION VERSION CERTAIN INFORMATION, IDENTIFIED BY, AND REPLACED WITH, A MARK OF “[*]” HAS BEEN EXCLUDED FROM THIS DOCUMENT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. USActive 53515649.19 AMENDED AND RESTATED MASTER REPURCHASE AGREEMENT Between: GRAND OAK TRUST, as Buyer, and FINANCE OF AME |
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| May 12, 2023 |
credig2 Exhibit 10.5 EXECUTION VERSION CERTAIN INFORMATION, IDENTIFIED BY, AND REPLACED WITH, A MARK OF “[*]” HAS BEEN EXCLUDED FROM THIS DOCUMENT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. USActive 58893126.4 FIRST AMENDMENT TO MASTER REPURCHASE AGREEMENT THIS FIRST AMENDMENT TO MASTER REPURCHASE AGREEMENT, dated as of March 15, |
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| May 12, 2023 |
EXECUTION VERSIONExhibit A MASTER REPURCHASE AGREEMENT FASST 2023-S1 BONDS Between: NATIONAL FOUNDERS LP, as Buyer, and FINANCE OF AMERICA REVERSE LLC, as Seller. |
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| May 12, 2023 |
Exhibit 99.1 Section 13(r) Disclosure The disclosure reproduced below was initially included in the Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission by Blackstone Inc. (“Blackstone”) with respect to its fiscal quarter ended March 31, 2023, in accordance with Section 13(r) of the Securities Exchange Act of 1934, as amended, in regard to Mundys S.p.A. (formerly, Atlant |
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| May 10, 2023 |
PART I — REGISTRANT INFORMATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING COMMISSION FILE NUMBER 001-40308 CUSIP NUMBER 31738L107 (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-CEN ¨ Form N-CSR For Period Ended: March 31, 2023 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| May 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OF 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 8, 2023 Date of Report (date of earliest event reported) FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or other jurisdiction of incorporation or orga |
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| May 8, 2023 |
FINANCE OF AMERICA REPORTS FIRST QUARTER 2023 RESULTS – Net income from continuing operations of $55 million or $0. |
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| May 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 2, 2023 FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or Other Jurisdiction of Incorporation) (Comm |
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| May 2, 2023 |
EX-99.1 Exhibit 99.1 Finance of America Establishes New Reporting Segments Brings Focus to Company’s Retirement Solutions Platform and Clarity to Strategic Vision Plano, Texas – May 2, 2023 – Finance of America Companies Inc. (NYSE: FOA) (“FOA” or the “Company”) today announced changes to its financial reporting segments, effective for the quarter ended March 31, 2023, to more closely align with b |
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| April 26, 2023 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| April 10, 2023 |
FOA / Finance of America Companies Inc / Bloom Retirement Holdings Inc. - SC 13D Activist Investment SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Finance of America Companies Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 31738L107 (CUSIP Number) Reza Jahangiri 895 Dove Street, Suite 300 Newport Beach, CA 92660 (866) 948-0003 (Name, Address and Telephone Number of |
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| April 10, 2023 |
EX-99.1 EXHIBIT 1 JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13D and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or ac |
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| April 4, 2023 |
FOA / Finance of America Companies Inc / Blackstone Holdings III L.P. - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)1 FINANCE OF AMERICA COMPANIES INC. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 31738L107 (CUSIP Number) John G. Finley Blackstone Inc. 345 Park Avenue New York, New York 10154 Tel: (212) 583-5 |
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| April 4, 2023 |
FOA / Finance of America Companies Inc / Libman Family Holdings, LLC - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6)* FINANCE OF AMERICA COMPANIES INC. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 31738L107 (CUSIP Number) Finance of America Companies Inc. 5830 Granite Parkway, Suite 400 Plano, Texas 75024 Attn: Lauren |
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| April 3, 2023 |
EX-99.1 Exhibit 99.1 Finance of America Marks New Chapter in its Strategic Vision to Create Modern Retirement Solutions Centered on the Home Company’s Retirement Solutions Platform Bolstered with the Acquisition of Assets of Reverse Mortgage Lender American Advisors Group, and Promotions of Graham A. Fleming to Chief Executive Officer and Kristen N. Sieffert to President Plano, Texas – April 3, 20 |
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| April 3, 2023 |
EX-2.6 Exhibit 2.6 EXECUTION VERSION AMENDMENT AGREEMENT This Amendment Agreement (this “Agreement”) is made as of March 31, 2023, by and among American Advisors Group, a California corporation (“Seller”), Finance of America Reverse LLC, a Delaware limited liability company (“Buyer”), Finance of America Equity Capital LLC, a Delaware limited liability company (“FOAEC”), and Finance of America Comp |
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| April 3, 2023 |
EX-10.1 Exhibit 10.1 EQUITY MATTERS AGREEMENT This Equity Matters Agreement (this “Agreement”) is made as of March 31, 2023 by and among Finance of America Companies Inc., a Delaware corporation (“FOA”), Finance of America Equity Capital LLC, a Delaware limited liability company (“FOAEC”), and American Advisors Group, a California corporation (“AAG”). FOA, FOAEC and AAG are each referred to as a “ |
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| April 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): March 31, 2023 FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 82-3474065 (State or Other Jurisdiction of Incorporation) (C |
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| March 16, 2023 |
exhibit1019-lenoxmsrpurc EXECUTION VERSION xhibit 10.16.3 SERVICING RIGHTS PURCHASE AND SALE AGREEMENT BY AND BETWEEN FINANCE OF AMERICA REVERSE LLC as PURCHASER and AMERICAN ADVISORS GROUP as SELLER Dated as of December 6, 2022 -i- TABLE OF CONTENTS ARTICLE I INCORPORATION OF RECITALS; DEFINITIONS ...................................... 1 Section 1.1 Incorporation of Recitals...................... |
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| March 16, 2023 |
Subsidiaries of the Registrant Exhibit 21.1 LIST OF SUBSIDIARIES The following entities are subsidiaries of Finance of America Companies Inc. as of December 31, 2022: Name Jurisdiction of Organization or Incorporation Finance of America Equity Capital LLC Delaware Finance of America Funding LLC Delaware Finance of America Holdings LLC Delaware Finance of America Mortgage LLC Delaware Finance of America Reverse LLC Delaware Ince |
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| March 16, 2023 |
exhibit1017-lenoxpipebxs Execution Version Exhibit 10.16.1 STOCK PURCHASE AGREEMENT BY AND BETWEEN FINANCE OF AMERICA COMPANIES INC. AND THE PURCHASER ENTITIES LISTED ON SCHEDULE A HERETO Dated as of December 6, 2022 i TABLE OF CONTENTS Page ARTICLE I PURCHASE AND SALE OF PURCHASED SHARES ........................................... 2 Section 1.1 Purchase and Sale .................................. |
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| March 16, 2023 |
exhibit1020-lenoxmortgag Execution Version Exhibit 10.16.4 LOAN SALE AGREEMENT between FINANCE OF AMERICA REVERSE LLC Purchaser and AMERICAN ADVISORS GROUP Seller Dated as of December 6, 2022 HomeSafe® Non-Conforming Reverse Mortgage Loans and Home Equity Conversion Reverse Mortgage Loans (Servicing-Released) REO Properties TABLE OF CONTENTS Page -i- Section 1. Definitions. ....................... |
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| March 16, 2023 |
exhibit991-irandisclosur Exhibit 99.1 Section 13(r) Disclosure The disclosure reproduced below was initially included in the Annual Report on Form 10-K filed with the Securities and Exchange Commission by Blackstone Inc. (“Blackstone”) with respect to its fiscal year ended December 31, 2022, in accordance with Section 13(r) of the Securities Exchange Act of 1934, as amended, in regard to Atlantia |
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| March 16, 2023 |
exhibit1018-lenoxpipebls Execution Version Exhibit 10.16.2 STOCK PURCHASE AGREEMENT BY AND BETWEEN FINANCE OF AMERICA COMPANIES INC. AND LIBMAN FAMILY HOLDINGS, LLC Dated as of December 6, 2022 i TABLE OF CONTENTS Page ARTICLE I PURCHASE AND SALE OF PURCHASED SHARES ........................................... 2 Section 1.1 Purchase and Sale ......................................................... |
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| March 16, 2023 |
exhibit1016-foaxaagxasse EXECUTION VERSION Exhibit 10.16 ASSET PURCHASE AGREEMENT BY AND AMONG FINANCE OF AMERICA REVERSE LLC, FINANCE OF AMERICA EQUITY CAPITAL LLC, FINANCE OF AMERICA COMPANIES INC., AMERICAN ADVISORS GROUP AND FOR THE LIMITED PURPOSES DESCRIBED HEREIN, REZA JAHANGIRI DATED DECEMBER 6, 2022 ii TABLE OF CONTENTS Page ARTICLE I DEFINITIONS .......................................... |
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| March 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40308 FINANCE OF AMER |
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| March 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OF 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 March 13, 2023 Date of Report (date of earliest event reported) FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or other jurisdiction of incorporation or o |
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| March 13, 2023 |
FINANCE OF AMERICA REPORTS FOURTH QUARTER AND FULL YEAR 2022 RESULTS – Net loss for the year of $716 million or $3. |
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| March 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 28, 2023 FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or other jurisdiction of incorporation) |
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| March 6, 2023 |
Finance of America Companies Inc. and Subsidiaries Unaudited Pro Forma Condensed Consolidated Financial Statements Exhibit 99.1 On February 28, 2023, Finance of America Companies Inc. (the “Company”) completed the previously announced discontinuation of the operations of its Mortgage Originations segment, other than its Home Improvement channel (the “Wind Down”). The commencement of the Wind Down |
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| February 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 19, 2023 FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or Other Jurisdiction of Incorporation) |
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| February 21, 2023 |
Finance of America Issues Statement on the Proposed Sale of Commercial Lending Business EX-99.1 Exhibit 99.1 Finance of America Issues Statement on the Proposed Sale of Commercial Lending Business Plano, Texas – February 21, 2023 – Finance of America Companies Inc. (NYSE: FOA) (“FOA” or the “Company”), a leading specialty finance and solutions platform, issued the following statement today from FOA Interim Chief Executive Officer Graham A. Fleming regarding the entry into an agreemen |
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| February 9, 2023 |
SC 13G/A 1 p23-0719sc13ga.htm FINANCE OF AMERICA COMPANIES INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Finance of America Companies Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 31738L107 (CUSIP Number) December 31, 2022 (Date of Event Which Requir |
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| February 2, 2023 |
Finance of America Issues Statement on the Proposed Sale of Incenter’s Title Insurance Business Exhibit 99.1 Finance of America Issues Statement on the Proposed Sale of Incenter’s Title Insurance Business Plano, Texas – February 02, 2023 – Finance of America Companies Inc. (NYSE: FOA) (“FOA” or the “Company”), a leading specialty finance and solutions platform, issued the following statement today from FOA Interim Chief Executive Officer Graham A. Fleming regarding the entry into an agreemen |
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| February 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 1, 2023 FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or Other Jurisdiction of Incorporation) |
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| January 4, 2023 |
FOA / Finance of America Companies Inc. / LIBMAN BRIAN L - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)* FINANCE OF AMERICA COMPANIES INC. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 31738L107 (CUSIP Number) Finance of America Companies Inc. 5830 Granite Parkway, Suite 400 Plano, Texas 75024 Attn: Lauren |
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| January 4, 2023 |
Exhibit 99.K UNIT TRANSFER AGREEMENT This Unit Transfer Agreement (this “Agreement”) is entered into as of December 31, 2022, by and among The Mortgage Opportunity Group, LLC (“TMO”) and Libman Family Holdings, LLC (“LFH”). Capitalized terms used, but not otherwise defined, in this Agreement shall have the meanings set forth in the Amended and Restated Limited Liability Company Agreement, dated as |
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| December 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 30, 2022 FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or Other Jurisdiction of Incorporation) |
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| December 7, 2022 |
EX-99.J Exhibit J STOCK PURCHASE AGREEMENT BY AND BETWEEN FINANCE OF AMERICA COMPANIES INC. AND THE PURCHASER ENTITIES LISTED ON SCHEDULE A HERETO Dated as of December 6, 2022 TABLE OF CONTENTS Page ARTICLE I PURCHASE AND SALE OF PURCHASED SHARES 2 Section 1.1 Purchase and Sale 2 Section 1.2 Closing 2 ARTICLE II REPRESENTATIONS AND WARRANTIES OF THE COMPANY 3 Section 2.1 Organization and Power 3 S |
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| December 7, 2022 |
SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* FINANCE OF AMERICA COMPANIES INC. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 31738L107 (CUSIP Number) John G. Finley Blackstone Inc. 345 Park Avenue New York, New York 10154 Tel: (212) 583-5 |
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| December 7, 2022 |
FOA / Finance of America Companies Inc. / LIBMAN BRIAN L - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* FINANCE OF AMERICA COMPANIES INC. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 31738L107 (CUSIP Number) Finance of America Companies Inc. 5830 Granite Parkway, Suite 400 Plano, Texas 75024 Attn: Lauren |
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| December 7, 2022 |
Exhibit J Execution Version STOCK PURCHASE AGREEMENT BY AND BETWEEN FINANCE OF AMERICA COMPANIES INC. |
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| December 7, 2022 |
EX-99.1 Exhibit 99.1 Finance of America to Acquire Assets of Reverse Mortgage Lender AAG Strategic acquisition marks expansion into direct-to-consumer retail channel, underscores commitment to expanding access to home equity solutions for America’s retirees Plano, Texas – December 7, 2022 – Finance of America Companies Inc. (NYSE: FOA) (“FOA” or the “Company”), a leading specialty finance and solu |
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| December 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 6, 2022 FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or Other Jurisdiction of Incorporation) |
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| December 5, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Finance of America Companies Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 31738L107 (CUSIP Number) November 23, 2022 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate |
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| November 9, 2022 |
1 CONFIDENTIAL SEPARATION AGREEMENT AND GENERAL RELEASE OF ALL CLAIMS This Confidential Separation Agreement and General Release of All Claims (?Agreement?) is made by and between Finance of America Equity Capital LLC and its parent, affiliates, predecessor, successor, subsidiary and other current or future related companies (including Finance of America Holdings LLC) (collectively, the ?Company?) and Anthony W. |
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| November 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40308 FINANC |
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| November 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OF 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 November 8, 2022 Date of Report (date of earliest event reported) FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or other jurisdiction of incorporation or |
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| November 9, 2022 |
First Amended Finance of America Companies Inc. Employee Stock Purchase Plan, dated August 15, 2022. 1 FIRST AMENDED FINANCE OF AMERICA COMPANIES INC. EMPLOYEE STOCK PURCHASE PLAN The board of directors of Finance of America Companies Inc., a Delaware corporation, adopted the Finance of America Companies Inc. Employee Stock Purchase Plan on November 10, 2021, as amended August 15, 2022 (such plan, as may be amended and/or restated from time to time, the ?Plan?). The effective date of the Plan sha |
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| November 9, 2022 |
FINANCE OF AMERICA REPORTS THIRD QUARTER 2022 RESULTS – Net loss for the quarter of $302 million or $1. |
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| October 21, 2022 |
Finance of America Sharpens Focus on Specialty Finance and Services Business, Plans to Discontinue Forward Mortgage Originations Strategic pivot aimed at enabling greater investment in high-growth business including reverse mortgages, home improvement & commercial loans, and lender services. |
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| October 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 20, 2022 FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or other jurisdiction of incorporation) |
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| August 10, 2022 |
FOA / Finance of America Companies Inc. / LIBMAN BRIAN L - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* FINANCE OF AMERICA COMPANIES INC. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 31738L107 (CUSIP Number) Finance of America Companies Inc. 5830 Granite Parkway, Suite 400 Plano, Texas 75024 Attn: Anthon |
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| August 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* FINANCE OF AMERICA COMPANIES INC. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 31738L107 (CUSIP Number) John G. Finley Blackstone Inc. 345 Park Avenue New York, New York 10154 Tel: (212) 583-5000 with |
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| August 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OF 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 August 10, 2022 Date of Report (date of earliest event reported) FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or other jurisdiction of incorporation or |
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| August 10, 2022 |
Jeremy Prahm |
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| August 9, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001 |
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| August 9, 2022 |
Amendment to Restricted Stock Unit Award Agreement of Patricia L. Cook, dated June 20, 2022. Exhibit 10.1 June 20, 2022 Patricia Cook Via Email Re: Amendment to RSU Award Dear Patricia: You were previously granted 1,307,195 restricted stock units (the ?RSUs?) by Finance of America Companies Inc. (the ?Company?) on June 17, 2021 under the Company?s 2021 Omnibus Incentive Plan and Amended and Restated UFG Holdings LLC Management Long-Term Incentive Plan (the ?A&R LTIP?) pursuant to that cer |
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| August 9, 2022 |
Exhibit 10.2 CONFIDENTIAL SEPARATION AGREEMENT AND GENERAL RELEASE OF ALL CLAIMS This Confidential Separation Agreement and General Release of All Claims (?Agreement?) is made by and between Finance of America Equity Capital LLC and its affiliates, predecessor, successor, subsidiary and other current or future related companies (collectively, the ?Company?) and Patricia L. Cook (?Employee?) (colle |
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| August 9, 2022 |
Exhibit 10.5 Certain confidential information contained in this document, marked by brackets, has been omitted because it is both (i) not material and (ii) it is the type of information that the issuer both customarily and actually treats as private and confidential. EXECUTION PAYOFF AND TERMINATION LETTER June 17, 2022 National Founders LP P.O. Box 1073 Wilmington, Delaware 19899 General Counsel |
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| August 9, 2022 |
Exhibit 10.3 CONSULTING AGREEMENT This Consulting Agreement (the ?Agreement?) is entered into as of June 20, 2022, and effective as of July 1, 2022, by and between Finance of America Companies Inc., a Delaware corporation (the ?Company?), and Patricia L. Cook, an individual (the ?Consultant?). RECITALS WHEREAS, Consultant possesses certain skills, knowledge, and experience; WHEREAS, Consultant is |
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| August 9, 2022 |
Exhibit 10.4 RESTRICTIVE COVENANT AGREEMENT The promises and obligations as set forth in this Restrictive Covenant Agreement (?Agreement?) have been made by Patricia L. Cook (?Employee?) in exchange for good and valuable consideration provided by Finance of America Companies Inc. (?FOA?), including certain compensatory equity benefits. Section 1. Definitions. Capitalized terms not otherwise define |
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| August 4, 2022 |
FINANCE OF AMERICA REPORTS SECOND QUARTER 2022 RESULTS ? Net Loss for the quarter of $168 million or $(0. |
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| August 4, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OF 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 August 4, 2022 Date of Report (date of earliest event reported) FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or other jurisdiction of incorporation or o |
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| June 17, 2022 |
Exhibit 107.1 Calculation of Filing Fee Tables Form S-8 (Form Type) Finance of America Companies Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit(2) Maximum Aggregate Offering Price(2) Fee Rate Amount of Registration Fee Equity Common |
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| June 17, 2022 |
As filed with the Securities and Exchange Commission on June 17, 2022. As filed with the Securities and Exchange Commission on June 17, 2022. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Finance of America Companies Inc. (Exact name of registrant as specified in its charter) Delaware 85-3474065 (State or other jurisdiction of incorporation or organization |
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| June 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 13, 2022 FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or other jurisdiction of incorporation) (Co |
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| June 13, 2022 |
Exhibit 99.1 Finance of America Companies Chief Executive Officer Patricia L. Cook to Retire on June 30 Cook Announces Decision to Retire to Focus on Her Health Finance of America President Graham Fleming Appointed Interim-CEO PLANO, Texas (June 13, 2022) - Finance of America Companies Inc. (NYSE: FOA) (the ?Company?), a high growth consumer lending and services platform, today announced that Patr |
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| June 10, 2022 |
Table of Contents Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-256453 Prospectus Up to 158,400,144 Shares of Class A Common Stock offered by Selling Securityholders Up to 14,374,994 Shares of Class A Common Stock offered by Finance of America Companies Inc. This prospectus relates to the offer and sale from time to time by the selling securityholders named in this prospectus (th |
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| June 10, 2022 |
Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 8, 2022 FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or other jurisdiction of incorporation) (Com |
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| June 7, 2022 |
June 7, 2022 VIA EDGAR Re: FINANCE OF AMERICA COMPANIES INC. Post-Effective Amendment on Form S-3 File No. 333-256453 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Jessica Livingston Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, Finance of America Companies Inc. (the ?Company?) here |
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| May 24, 2022 |
Simpson Thacher & Bartlett LLP 900 G STREET, N.W. WASHINGTON, D.C. 20001 TELEPHONE: +1-202-636-5500 FACSIMILE: +1-212-455-2502 Direct Dial Number E-mail Address (202) 636-5526 [email protected] May 24, 2022 VIA EDGAR Re: Finance of America Companies Inc. Post-Effective Amendment on Form S-3 Filed April 20, 2022 File No. 333-256453 Jessica Livingston Division of Corporation Finance Securities and |
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| May 10, 2022 |
Exhibit 10.1 Certain confidential information contained in this document, marked by brackets (?[***]?), has been omitted because it is both (i) not material and (ii) would be competitively harmful if publicly disclosed. EXECUTION AMENDMENT NO. 6 TO MASTER REPURCHASE AGREEMENT Amendment No. 6 to Master Repurchase Agreement, dated as of March 18, 2022 (this ?Amendment?), among NATIONAL FOUNDERS LP ( |
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| May 10, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 00 |
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| May 9, 2022 |
Exhibit 99.1 FINANCE OF AMERICA REPORTS FIRST QUARTER 2022 RESULTS ? Net Loss for the quarter of $(64) million or $(0.14) per basic share and $(0.30) per fully diluted share due to negative fair value marks, after model assumptions were updated to account for wider spreads ? ? Adjusted net income* for the quarter of $37 million or $0.20 per fully diluted share ? Plano, Texas (May 9, 2022): Finance |
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| May 9, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 9, 2022 FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or other jurisdiction of incorporation) (Comm |
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| April 26, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| April 20, 2022 |
As filed with the Securities and Exchange Commission on April 20, 2022 Table of Contents As filed with the Securities and Exchange Commission on April 20, 2022 Registration No. |
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| April 20, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: |
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| April 5, 2022 |
SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* FINANCE OF AMERICA COMPANIES INC. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 31738L107 (CUSIP Number) John G. Finley Blackstone Inc. 345 Park Avenue New York, New York 10154 Tel: (212) 583-5 |
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| April 5, 2022 |
FOA / Finance of America Companies Inc. / LIBMAN BRIAN L - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* FINANCE OF AMERICA COMPANIES INC. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 31738L107 (CUSIP Number) Finance of America Companies Inc. 5830 Granite Parkway, Suite 400 Plano, Texas 75024 Att |
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| March 15, 2022 |
Exhibit 10.10.3 RESTRICTED STOCK UNIT GRANT NOTICE UNDER THE FINANCE OF AMERICA COMPANIES INC. 2021 OMNIBUS INCENTIVE PLAN (Non-Employee Director Restricted Stock Units) Finance of America Companies Inc., a Delaware corporation (the ?Company?), pursuant to its 2021 Omnibus Incentive Plan, as it may be amended and restated from time to time (the ?Plan?), hereby grants to the Participant set forth b |
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| March 15, 2022 |
Exhibit 10.18.5 Certain confidential information contained in this document, marked by brackets (?[***]?), has been omitted because it is both (i) not material and (ii) would be competitively harmful if publicly disclosed EXECUTION VERSION AMENDMENT NO. 5 TO MASTER REPURCHASE AGREEMENT Amendment No. 5 to Master Repurchase Agreement, dated as of November 19, 2021 (this ?Amendment?), among NATIONAL |
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| March 15, 2022 |
Exhibit 4.4 DESCRIPTION OF CAPITAL STOCK The following description of Finance of America Companies Inc.?s Class A Common Stock and Class B Common Stock and preferred stock is a summary. This summary is subject to the General Corporation Law of the State of Delaware and the complete text of our Amended and Restated Certificate of Incorporation and Amended and Restated Bylaws filed as Exhibits 3.1 a |
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| March 15, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the annual period ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-4 |
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| March 15, 2022 |
Exhibit 10.10.2 RESTRICTED STOCK UNIT GRANT NOTICE UNDER THE FINANCE OF AMERICA COMPANIES INC. 2021 OMNIBUS INCENTIVE PLAN (Executive Restricted Stock Units) Finance of America Companies Inc., a Delaware corporation (the ?Company?), pursuant to its 2021 Omnibus Incentive Plan, as it may be amended and restated from time to time (the ?Plan?), hereby grants to the Participant set forth below, the nu |
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| March 15, 2022 |
Exhibit 10.18.3 AMENDMENT NO. 3 TO MASTER REPURCHASE AGREEMENT Amendment No. 3 to Master Repurchase Agreement, dated as of March 19, 2021 (this ?Amendment?), among NATIONAL FOUNDERS LP (the ?Buyer?), FACO CROP LOANS LLC (the ?Seller?), FACO CROP LOAN FINANCING TRUST C1 (the ?Trust Subsidiary?) and FINANCE OF AMERICA COMMERCIAL LLC (the ?Guarantor?). RECITALS The Buyer, Seller and Trust Subsidiary |
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| March 15, 2022 |
Subsidiaries of the Registrant Exhibit 21.1 LIST OF SUBSIDIARIES The following entities are subsidiaries of Finance of America Companies Inc. as of December 31, 2021 Name Jurisdiction of Organization or Incorporation Finance of America Commercial LLC Delaware Finance of America Equity Capital LLC Delaware Finance of America Funding LLC Delaware Finance of America Holdings LLC Delaware Finance of America Mortgage LLC Delaware Fi |
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| March 2, 2022 |
Exhibit 99.1 FINANCE OF AMERICA REPORTS FOURTH QUARTER AND FULL YEAR 2021 RESULTS ? Net loss for the quarter of $1,336 million or $(6.61) per basic share and $(6.72) per fully diluted share entirely due to a $1,381 million impairment of goodwill and intangible assets ? ? Adjusted net income* for the quarter of $70 million or $0.37 per fully diluted share, in line with fourth quarter earnings guida |
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| March 2, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 2, 2022 FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or other jurisdiction of incorporation) (Co |
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| March 2, 2022 |
Earnings Presentation | Q4 2021 March 2022 Exhibit 99.2 Disclaimer Forward-Looking Statements This presentation includes ?forward-looking statements? within the meaning of the ?safe harbor? provisions of the United States Private Securities Litigation Reform Act of 1995. The actual results of Finance of America Companies Inc., together with its subsidiaries and affiliates, ?Finance of America? may |
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| February 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 16, 2022 FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or other jurisdiction of incorporation) |
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| February 17, 2022 |
Exhibit 99.1 Finance of America Companies CEO Patricia Cook to Retire Cook to Remain as CEO until Board of Directors Completes Search for Successor IRVING, Texas (February 17, 2022) - Finance of America Companies Inc. (NYSE: FOA) (the ?Company?), a high growth consumer lending and services platform, today announced that Chief Executive Officer Patricia L. Cook has informed the Board of Directors o |
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| February 14, 2022 |
FOA / Finance of America Companies Inc. / SAFRA EDMOND - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ?240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO ?240.13d-2 (Amendment No. 1)* Finance of America Companies Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 31738L107 (CUSIP Number) |
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| January 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Finance of America Companies Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value (Title of Class of Securities) 31738L107 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desi |
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| December 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 20, 2021 FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or other jurisdiction of incorporation) |
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| December 2, 2021 |
As filed with the Securities and Exchange Commission on December 2, 2021. As filed with the Securities and Exchange Commission on December 2, 2021. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Finance of America Companies Inc. (Exact name of registrant as specified in its charter) Delaware 85-3474065 (State or other jurisdiction of incorporation or organizat |
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| December 2, 2021 |
Finance of America Companies Inc. Employee Stock Purchase Plan. Exhibit 4.3 Final Form FINANCE OF AMERICA COMPANIES INC. EMPLOYEE STOCK PURCHASE PLAN The board of directors of Finance of America Companies Inc., a Delaware corporation, adopted the Finance of America Companies Inc. Employee Stock Purchase Plan on November 10, 2021 (such plan, as may be amended and/or restated from time to time, the ?Plan?). The effective date of the Plan shall be November 10, 20 |
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| November 12, 2021 |
Table of Contents Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-256453 Prospectus Supplement No. 2 (to prospectus dated June 4, 2021) Finance of America Companies Inc. 186,461,906 Shares of Class A Common Stock offered by Selling Securityholders Up to 14,374,971 Shares of Class A Common Stock offered by Finance of America Companies Inc. This prospectus supplement is being filed t |
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| November 12, 2021 |
Exhibit 10.1 Certain confidential information contained in this document, marked by brackets (?[***]?), has been omitted because it is both (i) not material and (ii) would be competitively harmful if publicly disclosed EXECUTION AMENDMENT NO. 4 TO MASTER REPURCHASE AGREEMENT Amendment No. 4 to Master Repurchase Agreement, dated as of September 17, 2021 (this ?Amendment?), among NATIONAL FOUNDERS L |
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| November 12, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe |
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| November 8, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 8, 2021 FINANCE OF AMERICA COMPANIES INC. (Exact name of registrant as specified in its charter) Delaware 001-40308 85-3474065 (State or other jurisdiction of incorporation) |
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| November 8, 2021 |
Exhibit 99.1 FINANCE OF AMERICA REPORTS THIRD QUARTER 2021 RESULTS ? Delivered a strong quarter with meaningful growth across all segments ? ? Year to date revenue of $1.4 billion, up 7% compared to 2020 ? ? Net income for the quarter of $50 million or $0.36 per basic share and $0.22 per fully diluted share ? ? Adjusted Net Income* of $75 million or $0.39 per fully diluted share ? Irving, Texas (N |
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| October 8, 2021 |
FOA / Finance of America Companies Inc. / D1 Capital Partners L.P. - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Finance of America Companies Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value (Title of Class of Securities) 31738L107 (CUSIP Number) April 1, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| October 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* FINANCE OF AMERICA COMPANIES INC. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 31738L107 (CUSIP Number) John G. Finley Blackstone Inc. 345 Park Avenue New York, New York 10154 Tel: (212) 583-5000 with |
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| October 1, 2021 |
FOA / Finance of America Companies Inc. / LIBMAN BRIAN L - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* FINANCE OF AMERICA COMPANIES INC. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 31738L107 (CUSIP Number) Finance of America Companies Inc. 909 Lake Carolyn Parkway, Suite 1550 Irving, Texas Attn: Anthon |
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| August 26, 2021 |
Exhibit A JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended, and the rules and regulations thereunder (the ?Exchange Act?) the undersigned hereby agree to the joint filing on behalf of each of them of any filing required by such party under Section 13 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with respect to securities of Finance of America Companies Inc. |
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| August 26, 2021 |
FOA / Finance of America Companies Inc. / LIBMAN BRIAN L - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* FINANCE OF AMERICA COMPANIES INC. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 31738L107 (CUSIP Number) Finance of America Companies Inc. 909 Lake Carolyn Parkway, Suite 1550 Irving, Texas Attn: Anthony |
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| August 26, 2021 |
FOA / Finance of America Companies Inc. / Blackstone Holdings III L.P. - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* FINANCE OF AMERICA COMPANIES INC. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 31738L107 (CUSIP Number) John G. Finley Blackstone Inc. 345 Park Avenue New York, New York 10154 Tel: (212) 583-5000 with a |
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| August 26, 2021 |
Exhibit A JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended, and the rules and regulations thereunder (the ?Exchange Act?) the undersigned hereby agree to the joint filing on behalf of each of them of any filing required by such party under Section 13 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with respect to securities of Finance of America Companies Inc. |
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| August 26, 2021 |
LTIP AWARD SETTLEMENT AGREEMENT Exhibit I LTIP AWARD SETTLEMENT AGREEMENT This LTIP AWARD SETTLEMENT AGREEMENT (this ?Agreement?) dated as of October 12, 2020, by and among Finance of America Companies Inc. |
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| August 26, 2021 |
LTIP AWARD SETTLEMENT AGREEMENT Exhibit I LTIP AWARD SETTLEMENT AGREEMENT This LTIP AWARD SETTLEMENT AGREEMENT (this ?Agreement?) dated as of October 12, 2020, by and among Finance of America Companies Inc. |
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| August 17, 2021 |
Table of Contents Prospectus Supplement No. 1 (to prospectus dated June 4, 2021) Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-256453 Finance of America Companies Inc. 186,461,906 Shares of Class A Common Stock offered by Selling Securityholders Up to 14,374,971 Shares of Class A Common Stock offered by Finance of America Companies Inc. This prospectus supplement is being filed t |
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| August 16, 2021 |
Exhibit 10.11 RESTRICTED STOCK UNIT AGREEMENT UNDER THE FINANCE OF AMERICA COMPANIES INC. 2021 OMNIBUS INCENTIVE PLAN Pursuant to the Restricted Stock Unit Grant Notice (the ?Grant Notice?) delivered to the Participant (as defined in the Grant Notice), and subject to the terms of this Restricted Stock Unit Agreement (this ?Restricted Stock Unit Agreement?) and the Finance of America Companies Inc. |
