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| LEI | 1VWDHRIRERCQ5D5M5681 |
| CIK | 800459 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Harman International Industries, Inc.
SEC Filings (Chronological Order)
यह पृष्ठ SEC फाइलिंग की एक पूरी, कालानुक्रमिक सूची प्रदान करता है, ओनरशिप फाइलिंग को छोड़कर, जो हम अन्यत्र प्रदान करते हैं।
| March 31, 2017 |
Harman International Industries 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-09764 HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (Exact name of regis |
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| March 31, 2017 |
Harman International Industries 15-15D 15-15D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 333-203760, 333-203760-01 HARMAN INTERNATIONAL INDUSTRIES, INCORPORAT |
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| March 31, 2017 |
Harman International Industries 15-15D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 333-203760 HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (Exact name of regi |
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| March 30, 2017 |
Harman International Industries POSASR As filed with the Securities and Exchange Commission on March 30, 2017. Registration Statement No. 333-03189 Registration Statement No. 333-21021 Registration Statement No. 333-28711 Registration Statement No. 333-154714 Registration Statement No. 333-159985 Registration Statement No. 333-202422 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 |
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| March 30, 2017 |
Harman International Industries S-8 POS S-8 POS As filed with the Securities and Exchange Commission on March 30, 2017. Registration Statement No. 033-60236 Registration Statement No. 033-59605 Registration Statement No. 333-02197 Registration Statement No. 333-28793 Registration Statement No. 333-32673 Registration Statement No. 333-103487 Registration Statement No. 333-103488 Registration Statement No. 333-155962 Registration Statemen |
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| March 30, 2017 |
Harman International Industries POSASR POSASR 1 d305537dposasr.htm POSASR As filed with the Securities and Exchange Commission on March 30, 2017. Registration Statement No. 333-03189 Registration Statement No. 333-21021 Registration Statement No. 333-28711 Registration Statement No. 333-154714 Registration Statement No. 333-159985 Registration Statement No. 333-202422 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20 |
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| March 30, 2017 |
Harman International Industries POSASR POSASR As filed with the Securities and Exchange Commission on March 30, 2017. Registration Statement No. 333-03189 Registration Statement No. 333-21021 Registration Statement No. 333-28711 Registration Statement No. 333-154714 Registration Statement No. 333-159985 Registration Statement No. 333-202422 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT |
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| March 30, 2017 |
Harman International Industries POSASR POSASR 1 d368851dposasr.htm POSASR As filed with the Securities and Exchange Commission on March 30, 2017. Registration Statement No. 333-203760 Registration Statement No. 333-203760-01 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT NO. 333-203760 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATE |
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| March 30, 2017 |
Harman International Industries POS AM POS AM As filed with the Securities and Exchange Commission on March 30, 2017. Registration Statement No. 333-03189 Registration Statement No. 333-21021 Registration Statement No. 333-28711 Registration Statement No. 333-154714 Registration Statement No. 333-159985 Registration Statement No. 333-202422 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT |
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| March 30, 2017 |
Harman International Industries POS AM POS AM 1 d305537dposam.htm POS AM As filed with the Securities and Exchange Commission on March 30, 2017. Registration Statement No. 333-03189 Registration Statement No. 333-21021 Registration Statement No. 333-28711 Registration Statement No. 333-154714 Registration Statement No. 333-159985 Registration Statement No. 333-202422 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 205 |
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| March 30, 2017 |
Harman International Industries S-8 POS S-8 POS As filed with the Securities and Exchange Commission on March 30, 2017. Registration Statement No. 033-60236 Registration Statement No. 033-59605 Registration Statement No. 333-02197 Registration Statement No. 333-28793 Registration Statement No. 333-32673 Registration Statement No. 333-103487 Registration Statement No. 333-103488 Registration Statement No. 333-155962 Registration Statemen |
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| March 30, 2017 |
Harman International Industries S-8 POS S-8 POS As filed with the Securities and Exchange Commission on March 30, 2017. Registration Statement No. 033-60236 Registration Statement No. 033-59605 Registration Statement No. 333-02197 Registration Statement No. 333-28793 Registration Statement No. 333-32673 Registration Statement No. 333-103487 Registration Statement No. 333-103488 Registration Statement No. 333-155962 Registration Statemen |
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| March 30, 2017 |
Harman International Industries S-8 POS S-8 POS As filed with the Securities and Exchange Commission on March 30, 2017. Registration Statement No. 033-60236 Registration Statement No. 033-59605 Registration Statement No. 333-02197 Registration Statement No. 333-28793 Registration Statement No. 333-32673 Registration Statement No. 333-103487 Registration Statement No. 333-103488 Registration Statement No. 333-155962 Registration Statemen |
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| March 30, 2017 |
Harman International Industries POS AM POS AM As filed with the Securities and Exchange Commission on March 30, 2017. Registration Statement No. 333-03189 Registration Statement No. 333-21021 Registration Statement No. 333-28711 Registration Statement No. 333-154714 Registration Statement No. 333-159985 Registration Statement No. 333-202422 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT |
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| March 30, 2017 |
Harman International Industries S-8 POS S-8 POS As filed with the Securities and Exchange Commission on March 30, 2017. Registration Statement No. 033-60236 Registration Statement No. 033-59605 Registration Statement No. 333-02197 Registration Statement No. 333-28793 Registration Statement No. 333-32673 Registration Statement No. 333-103487 Registration Statement No. 333-103488 Registration Statement No. 333-155962 Registration Statemen |
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| March 30, 2017 |
Harman International Industries S-8 POS As filed with the Securities and Exchange Commission on March 30, 2017. Registration Statement No. 033-60236 Registration Statement No. 033-59605 Registration Statement No. 333-02197 Registration Statement No. 333-28793 Registration Statement No. 333-32673 Registration Statement No. 333-103487 Registration Statement No. 333-103488 Registration Statement No. 333-155962 Registration Statement No. 33 |
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| March 30, 2017 |
Harman International Industries POS AM POS AM 1 d368657dposam.htm POS AM As filed with the Securities and Exchange Commission on March 30, 2017. Registration Statement No. 333-83688 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-4 REGISTRATION STATEMENT NO. 333-83688 UNDER THE SECURITIES ACT OF 1933 HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (Exact name of registrant |
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| March 30, 2017 |
Harman International Industries S-8 POS S-8 POS As filed with the Securities and Exchange Commission on March 30, 2017. Registration Statement No. 033-60236 Registration Statement No. 033-59605 Registration Statement No. 333-02197 Registration Statement No. 333-28793 Registration Statement No. 333-32673 Registration Statement No. 333-103487 Registration Statement No. 333-103488 Registration Statement No. 333-155962 Registration Statemen |
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| March 30, 2017 |
Harman International Industries S-8 POS As filed with the Securities and Exchange Commission on March 30, 2017. Registration Statement No. 033-60236 Registration Statement No. 033-59605 Registration Statement No. 333-02197 Registration Statement No. 333-28793 Registration Statement No. 333-32673 Registration Statement No. 333-103487 Registration Statement No. 333-103488 Registration Statement No. 333-155962 Registration Statement No. 33 |
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| March 30, 2017 |
Harman International Industries S-8 POS S-8 POS As filed with the Securities and Exchange Commission on March 30, 2017. Registration Statement No. 033-60236 Registration Statement No. 033-59605 Registration Statement No. 333-02197 Registration Statement No. 333-28793 Registration Statement No. 333-32673 Registration Statement No. 333-103487 Registration Statement No. 333-103488 Registration Statement No. 333-155962 Registration Statemen |
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| March 30, 2017 |
Harman International Industries S-8 POS S-8 POS As filed with the Securities and Exchange Commission on March 30, 2017. Registration Statement No. 033-60236 Registration Statement No. 033-59605 Registration Statement No. 333-02197 Registration Statement No. 333-28793 Registration Statement No. 333-32673 Registration Statement No. 333-103487 Registration Statement No. 333-103488 Registration Statement No. 333-155962 Registration Statemen |
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| March 30, 2017 |
Harman International Industries S-8 POS S-8 POS 1 d368843ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on March 30, 2017. Registration Statement No. 033-60236 Registration Statement No. 033-59605 Registration Statement No. 333-02197 Registration Statement No. 333-28793 Registration Statement No. 333-32673 Registration Statement No. 333-103487 Registration Statement No. 333-103488 Registration Statement No. 333- |
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| March 30, 2017 |
Harman International Industries S-8 POS S-8 POS As filed with the Securities and Exchange Commission on March 30, 2017. Registration Statement No. 033-60236 Registration Statement No. 033-59605 Registration Statement No. 333-02197 Registration Statement No. 333-28793 Registration Statement No. 333-32673 Registration Statement No. 333-103487 Registration Statement No. 333-103488 Registration Statement No. 333-155962 Registration Statemen |
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| March 20, 2017 |
Harman International Industries 25 25 OMB APPROVAL OMB Number: 3235-0080 Expires: March 31, 2018 Estimated average burden hours per response 1. |
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| March 13, 2017 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on March 24, 2017, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d2- |
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| March 10, 2017 |
AMENDED AND RESTATED HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED ARTICLE I EX-3.2 Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED ARTICLE I OFFICES Section 1. Registered Office The registered office shall be in the City of Wilmington, County of New Castle, State of Delaware. Section 2. Other Offices Harman International Industries, Incorporated (the ?Corporation?) may also have offices at such other places both within and outside |
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| March 10, 2017 |
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED EX-3.1 Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED I. The name of this corporation is HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED. II. The address of the registered office of this corporation in the State of Delaware is 1209 Orange Street, Wilmington, Delaware 19801, County of New Castle, and the name of the registered agent of t |
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| March 10, 2017 |
Samsung Electronics Completes Acquisition of HARMAN EX-99.1 Exhibit 99.1 Samsung Electronics Completes Acquisition of HARMAN SEOUL, Korea and STAMFORD, Conn., March 10, 2017 Samsung Electronics Co., Ltd. (KRX: 005930) (Samsung) today announced it has completed the previously announced acquisition of Harman International Industries, Incorporated (HARMAN). Under the terms of the merger agreement, HARMAN stockholders will receive $112.00 per sha |
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| March 10, 2017 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: March 10, 2017 HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (Exact Name of Registrant as Specified in Charter) Delaware 001-09764 11-2534306 (State or Other Jurisdiction of Incorporation) (C |
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| February 27, 2017 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2017 HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (Exact name of registrant as specified in its charter) Delaware 001-09764 11-2534306 (State or other jurisdict |
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| February 17, 2017 |
Other Events, Submission of Matters to a Vote of Security Holders Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 17, 2017 HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) |
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| February 13, 2017 |
HAR / Harman International Industries, Inc. / VANGUARD GROUP INC Passive Investment harmaninternationalindustrie.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5 )* Name of issuer: Harman International Industries Inc Title of Class of Securities: Common Stock CUSIP Number: 413086109 Date of Event Which Requires Filing of this Statement: December 31, 20 |
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| February 9, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Harman International Industries, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 413086109 (CUSIP Number) December 30, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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| January 30, 2017 |
Harman International Industries DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Pro |
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| January 26, 2017 |
Harman International Industries 10-Q (Quarterly Report) har-10q20161231.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-976 |
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| January 26, 2017 |
EX-99.1 Exhibit 99.1 PRESS RELEASE Darrin Shewchuk Yijing Brentano Senior Director, Corporate Communications Vice President, Investor Relations Tel: +1 203-328-3834 Tel: +1 203-328-3500 [email protected] [email protected] JANUARY 26, 2017 HARMAN REPORTS SECOND QUARTER FISCAL 2017 RESULTS ? Net Sales Up 10% to $1.95 Billion ? GAAP EBITDA Up 4% to $227 Million; Operational EBITDA U |
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| January 26, 2017 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 26, 2017 HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-09764 11-2534306 (State or Other Jurisdiction o |
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| January 20, 2017 |
Harman International Industries DEFINITIVE PROXY STATEMENT Definitive Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| December 19, 2016 |
Re: Acceleration of Certain Compensation EX-10.2 3 d311559dex102.htm EX-10.2 Exhibit 10.2 December 16, 2016 Re: Acceleration of Certain Compensation Dear Phil: This letter memorializes our recent discussions concerning tax planning in connection with the anticipated 2017 consummation of the transactions contemplated by the Agreement and Plan and Merger, by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc., Silk D |
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| December 19, 2016 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 19, 2016 (December 16, 2016) HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-09764 11-2534306 (State or |
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| December 19, 2016 |
Re: Acceleration of Certain Compensation EX-10.1 Exhibit 10.1 December 16, 2016 Re: Acceleration of Certain Compensation Dear Sandy: This letter memorializes our recent discussions concerning tax planning in connection with the anticipated 2017 consummation of the transactions contemplated by the Agreement and Plan and Merger, by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc., Silk Delaware, Inc. (?Silk?), and |
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| December 19, 2016 |
Re: Acceleration of Certain Compensation EX-10.2 Exhibit 10.2 December 16, 2016 Re: Acceleration of Certain Compensation Dear Phil: This letter memorializes our recent discussions concerning tax planning in connection with the anticipated 2017 consummation of the transactions contemplated by the Agreement and Plan and Merger, by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc., Silk Delaware, Inc. (?Silk?), and |
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| December 19, 2016 |
Re: Acceleration of Certain Compensation EX-10.1 Exhibit 10.1 December 16, 2016 Re: Acceleration of Certain Compensation Dear Sandy: This letter memorializes our recent discussions concerning tax planning in connection with the anticipated 2017 consummation of the transactions contemplated by the Agreement and Plan and Merger, by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc., Silk Delaware, Inc. (?Silk?), and |
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| December 19, 2016 |
Harman International Industries FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 19, 2016 (December 16, 2016) HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-09764 11-2534306 (State or |
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| December 12, 2016 |
Harman International Industries PRELIMINARY PROXY STATEMENT Preliminary Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| December 9, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 9, 2016 (December 6, 2016) HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-09764 11-2534306 (State or Other Juri |
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| December 9, 2016 |
BY-LAWS HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED ARTICLE I EX-3.2 3 d289976dex32.htm EX-3.2 Exhibit 3.2 As Last Amended December 7, 2016 BY-LAWS OF HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED ARTICLE I OFFICES Section 1. Registered Office. The registered office of the Corporation shall be at such place as is designated in the Certificate of Incorporation and, thereafter, the registered office may be at such other place as the Board of Directors may from |
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| December 9, 2016 |
EX-3.1 Exhibit 3.1 CERTIFICATE OF AMENDMENT OF RESTATED CERTIFICATE OF INCORPORATION OF HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED Harman International Industries, Incorporated, a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the ?Corporation?), DOES HEREBY CERTIFY: FIRST: The Board of Directors of the Corporation, acting in acco |
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| December 6, 2016 |
Harman International Industries DEFA14A DEFA14A 1 d281572ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule |
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| December 6, 2016 |
HAR / Harman International Industries, Inc. / JP Morgan Chase & Co Passive Investment SC 13G/A 1 HARMANINTERNATIONAL.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(c) ( AMENDMENT 2) Harman International Industries, Incorporated ( NAME OF ISSUER ) Common Stock, par value $.01 per share (Title of Class o |
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| November 30, 2016 |
Harman International Industries DEFA14A DEFA14A 1 d212282ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule |
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| November 21, 2016 |
Harman International Industries DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Pro |
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| November 14, 2016 |
Harman International Industries DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Pro |
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| November 14, 2016 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 14, 2016 (November 13, 2016) HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-09764 11-2534306 (State or Othe |
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| November 14, 2016 |
BY-LAWS HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED ARTICLE I EX-3.1 3 d292716dex31.htm EX-3.1 Exhibit 3.1 As Last Amended November 13, 2016 BY-LAWS OF HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED ARTICLE I OFFICES Section 1. Registered Office. The registered office of the Corporation shall be at such place as is designated in the Certificate of Incorporation and, thereafter, the registered office may be at such other place as the Board of Directors may fro |
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| November 14, 2016 |
EX-99.1 Exhibit 99.1 Samsung Electronics to Acquire HARMAN, Accelerating Growth in Automotive and Connected Technologies Samsung Will Gain Significant Presence in Connected Car Market; Addressable Market Expected to Exceed $100 Billion by 2025 All-Cash Transaction Delivers Significant and Immediate Value to HARMAN Shareholders Creates End-to-End Solutions Powerhouse by Combining HARMAN?s Leadershi |
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| November 14, 2016 |
EX-2.1 2 d292716dex21.htm EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among SAMSUNG ELECTRONICS CO., LTD., SAMSUNG ELECTRONICS AMERICA, INC., SILK DELAWARE, INC. and HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED dated as of November 14, 2016 TABLE OF CONTENTS Page ARTICLE I THE MERGER 1 Section 1.01 The Merger 1 Section 1.02 Closing 1 Section 1.03 Effective Time 2 Section 1.04 Effects o |
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| November 14, 2016 |
Harman International Industries 8-K DEFA14A 1 d292716d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 14, 2016 (November 13, 2016) HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-09764 |
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| November 14, 2016 |
BY-LAWS HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED ARTICLE I EX-3.1 Exhibit 3.1 As Last Amended November 13, 2016 BY-LAWS OF HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED ARTICLE I OFFICES Section 1. Registered Office. The registered office of the Corporation shall be at such place as is designated in the Certificate of Incorporation and, thereafter, the registered office may be at such other place as the Board of Directors may from time to time designate b |
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| November 14, 2016 |
EX-99.1 Exhibit 99.1 Samsung Electronics to Acquire HARMAN, Accelerating Growth in Automotive and Connected Technologies Samsung Will Gain Significant Presence in Connected Car Market; Addressable Market Expected to Exceed $100 Billion by 2025 All-Cash Transaction Delivers Significant and Immediate Value to HARMAN Shareholders Creates End-to-End Solutions Powerhouse by Combining HARMAN?s Leadershi |
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| November 14, 2016 |
EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among SAMSUNG ELECTRONICS CO., LTD., SAMSUNG ELECTRONICS AMERICA, INC., SILK DELAWARE, INC. and HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED dated as of November 14, 2016 TABLE OF CONTENTS Page ARTICLE I THE MERGER 1 Section 1.01 The Merger 1 Section 1.02 Closing 1 Section 1.03 Effective Time 2 Section 1.04 Effects of the Merger 2 Section 1.0 |
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| November 3, 2016 |
Harman International Industries 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-9764 Harman Internatio |
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| November 3, 2016 |
EX-99.1 Exhibit 99.1 PRESS RELEASE Darrin Shewchuk Senior Director, Corporate Communications Yijing Brentano Vice President, Investor Relations Tel: +1 203-328-3834 [email protected] Tel: +1 203-328-3500 [email protected] NOVEMBER 3, 2016 HARMAN REPORTS FIRST QUARTER FISCAL 2017 RESULTS ? Net Sales Up 8% to $1.8 Billion ? GAAP EBITDA Up 7% to $202 Million; Operational EBITDA Up 1 |
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| November 3, 2016 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 3, 2016 HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-09764 11-2534306 (State or Other Jurisdiction o |
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| October 25, 2016 |
Harman International Industries DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? |
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| October 25, 2016 |
Harman International Industries PROXY STATEMENT DEF 14A 1 d276652ddef14a.htm PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only |
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| October 12, 2016 |
Harman International Industries PRELIMINARY PROXY STATEMENT PRE 14A 1 d276652dpre14a.htm PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Com |
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| September 22, 2016 |
EX-10.1 Exhibit 10.1 September 14, 2016 Blake Augsburger 54712 Beaver Creek Mishawaka, Indiana 46545 Dear Blake: This letter will serve to confirm that your employment with HARMAN International Industries, Incorporated (the ?Company?) is being terminated effective September 20, 2016 (the ?Separation Date?). This letter will summarize for you the important details and items that are associated with |
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| September 22, 2016 |
8-K 1 d260828d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 22, 2016 (September 16, 2016) HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-097 |
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| August 11, 2016 |
Harman International Industries 10K (Annual Report) har-10k20160630.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2016 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-09764 |
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| August 11, 2016 |
EX-10.63 4 har-ex1063666.htm EX-10.63 Exhibit 10.63 HARMAN 400 Atlantic Street, 15th Floor Stamford, CT 06901 USA +1.203.328.3501 +1.203.328.3951 May 10, 2016 Personal & Confidential Mr. Mohit Parasher 5 Anthony Road Singapore Dear Mohit: I am pleased to confirm your appointment to the position of Executive Vice President and President – Professional Solutions Division. In this role you will repor |
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| August 11, 2016 |
Exhibit 21.1 Subsidiaries Name of Subsidiary Jurisdiction Aditi Technologies Europe GmbH Germany Aditi Technologies Private Limited Ireland Aditi Technologies Private Ltd. India AKG Acoustics GmbH Austria AMX GmbH Germany AMX Holding Corporation Delaware AMX LLC Delaware AMX LLC Russia AMX Products and Solutions Private Limited India AMX UK Limited United Kingdom BroadSense Ltd. Israel CoreObjects |
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| August 11, 2016 |
Exhibit 10.62 HARMAN 400 Atlantic Street, 15th Floor Stamford, CT 06901 USA +1.203.328.3501 +1.203.328.3951 April 22, 2016 Personal & Confidential Dr. Henry Tirri Dear Henry: On behalf of HARMAN International Industries, Incorporated (“HARMAN”), I am pleased to submit to you an offer for the position of EVP and Chief Technology Officer. In this capacity you will report directly to Dinesh Paliwal, |
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| August 11, 2016 |
Exhibit 10.61 HARMAN 400 ATLANTIC STREET STAMFORD, CONNECTICUT 06901 USA July 22, 2015 Personal & Confidential Mr. Phillip Eyler 17893 Cranbrook Court Northville, Michigan 48168 Dear Phil, I am pleased to confirm your appointment to the position of Executive Vice President and President, Infotainment Division. In this role you will report directly to me and you will be a member of the HARMAN Execu |
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| August 4, 2016 |
EX-99.1 2 d235116dex991.htm EX-99.1 Exhibit 99.1 Darrin Shewchuk Yijing Brentano Senior Director, Corporate Communications Vice President, Investor Relations Tel: +1 203-328-3834 Tel: +1 203-328-3500 [email protected] [email protected] AUGUST 4, 2016 HARMAN REPORTS FOURTH QUARTER AND FISCAL 2016 RESULTS • Q4 Net Sales Up 12% to $1.9 Billion; FY Net Sales Up 12% to $6.9 Billion • |
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| August 4, 2016 |
EX-99.2 FOURTH QUARTER & FULL-YEAR FISCAL 2016 HIGHLIGHTS DINESH C. PALIWAL - CHAIRMAN, PRESIDENT AND CEO SANDRA E. ROWLAND - CHIEF FINANCIAL OFFICER August 4, 2016 Exhibit 99.2 Forward looking information Except for historical information contained herein, the matters discussed in this earnings presentation are forward-looking statements within the meaning of Section 21E of the Securities Exchang |
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| August 4, 2016 |
Harman International Industries FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 4, 2016 HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-09764 11-2534306 (State or Other Jurisdiction of |
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| July 11, 2016 |
Harman International Industries ESP CORRESP July 11, 2016 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| June 23, 2016 |
Harman International Industries FORM 11-K Form 11-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 6, 2016 |
Harman International Industries ESP CORRESPONDENCE June 6, 2016 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| June 6, 2016 |
Harman International Industries ESP CORRESPONDENCE June 6, 2016 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| May 31, 2016 |
EX-1.01 Exhibit 1.01 Harman International Industries, Incorporated Conflict Minerals Report For The Year Ended December 31, 2015 This Conflict Minerals Report for the year ended December 31, 2015 (this ?CMR?) is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the ?Rule?). The term ?conflict mineral? is defined in Section 1502(e)(4) of the Dodd-Frank Wall |
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| May 31, 2016 |
Harman International Industries FORM SD Form SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (Exact name of registrant as specified in its charter) Delaware 1-09764 11-2534306 (State or other jurisdiction of incorporation or organization) (Commission File No.) (I.R.S. Employer Identification No.) 400 Atlantic Street, Suite 1500 |
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| May 13, 2016 |
Harman International Industries FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 13, 2016 (May 12, 2016) HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-09764 11-2534306 (State or Other Jur |
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| May 6, 2016 |
Harman International Industries ESP CORRESP May 6, 2016 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| April 28, 2016 |
EX-99.1 Exhibit 99.1 PRESS RELEASE Darrin Shewchuk Yijing Brentano Senior Director, Corporate Communications Vice President, Investor Relations Tel: +1 203-328-3834 Tel: +1 203-328-3500 [email protected] [email protected] APRIL 28, 2016 HARMAN REPORTS THIRD QUARTER FISCAL 2016 RESULTS ? Net Sales Up 11% to $1.6 Billion ? Operational EBITDA and EPS Up 26% and 11%, Respectively ? S |
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| April 28, 2016 |
Harman International Industries 10-Q (Quarterly Report) har-10q20160331.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-9764 H |
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| April 28, 2016 |
Harman International Industries FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 28, 2016 HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-09764 11-2534306 (State or Other Jurisdiction of |
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| February 12, 2016 |
Harman International Industries Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No. 4* Harman International Industries Incorporated (Name of Issuer) Common Stock (Title of Class of Securities) 413086109 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appr |
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| February 12, 2016 |
Joint Filing Agreement EXHIBIT 1 JOINT FILING AGREEMENT Waddell & Reed Financial, Inc. |
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| February 12, 2016 |
Identification and Classification of the Subsidiary Which Acquired the Security EXHIBIT 2 Waddell & Reed Investment Management Company - Tax ID No. 48-1106973 Investment Advisor registered under Section 203 of the Investment Advisors Act of 1940 Ivy Investment Management Company - Tax ID No. 03-0481447 Investment Advisor registered under Section 203 of the Investment Advisors Act of 1940 |
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| February 12, 2016 |
Power of Attorney EXHIBIT 3 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, THAT: The undersigned, Waddell & Reed Financial, Inc. |
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| February 11, 2016 |
SC 13G 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Harman International Industries, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 413086109 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appr |
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| February 11, 2016 |
HAR / Harman International Industries, Inc. / VANGUARD GROUP INC Passive Investment harmanintnlindustriesinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4 )* Name of issuer: Harman International Industries Inc Title of Class of Securities: Common Stock CUSIP Number: 413086109 Date of Event Which Requires Filing of this Statement: December 31, 2015 C |
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| February 8, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5) HARMAN INTL INDS (Name of Issuer) COMMON STOCK (Title of Class of Securities) 413086109 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing of Statement) Check the appropriate box to designate the Rule pursuant to which this Schedule is |
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| January 29, 2016 |
Harman International Industries FORM S-8 S-8 1 d120946ds8.htm FORM S-8 As filed with the Securities and Exchange Commission on January 29, 2016. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (Exact name of registrant as specified in its charter) Delaware (State or other jurisdictio |
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| January 28, 2016 |
HAR / Harman International Industries, Inc. 10-Q - Quarterly Report - FORM 10-Q Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 28, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 28, 2016 HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-09764 11-2534306 (State or Other Jurisdiction of Incorpo |
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| January 28, 2016 |
EX-99.1 2 d113899dex991.htm EX-99.1 Exhibit 99.1 PRESS RELEASE Darrin Shewchuk Yijing Brentano Senior Director, Corporate Communications Vice President, Investor Relations Tel: +1 203-328-3834 Tel: +1 203-328-3500 [email protected] [email protected] JANUARY 28, 2016 HARMAN REPORTS SECOND QUARTER FISCAL 2016 RESULTS • Q2 Net Sales up 12% to $1.8 Billion; Up 19% Excluding Foreign E |
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| December 11, 2015 |
8-K 1 d70055d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 11, 2015 (December 9, 2015) HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-09764 1 |
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| October 29, 2015 |
Exhibit 10.4 HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED 2012 STOCK OPTION AND INCENTIVE PLAN PERFORMANCE-BASED RESTRICTED SHARE UNIT AGREEMENT THIS RESTRICTED SHARE UNIT AGREEMENT (this ?Agreement?), dated as of [ ], is entered into between HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED, a Delaware corporation (the ?Company?), and [ ] (?Grantee?). Capitalized terms used herein but not defined sh |
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| October 29, 2015 |
Fourth Amendment Agreement (this “Agreement”) October 13, 2015 Exhibit 10.5 Fourth Amendment Agreement (this ?Agreement?) October 13, 2015 to the Managing Director Employment Agreement of April 25/May 10, 2005 between Harman Management GmbH, Becker-G?ring-Stra?e 16, 76303 Karlsbad, Germany ( the ?Company?) and Michael Mauser, Schlesische Str. 135 94315 Straubing, Germany (the ?Executive?), as amended from time to time (the ?MDEA?). The Company and the Executi |
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| October 29, 2015 |
Exhibit 10.3 HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED 2012 STOCK OPTION AND INCENTIVE PLAN RESTRICTED SHARE UNIT AGREEMENT THIS RESTRICTED SHARE UNIT AGREEMENT (this ?Agreement?), dated as of [ ], is entered into between HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED, a Delaware corporation (the ?Company?), and [ ] (?Grantee?). Capitalized terms used herein but not defined shall have the meani |
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| October 29, 2015 |
Exhibit 10.2 HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED 2012 STOCK OPTION AND INCENTIVE PLAN PERFORMANCE-BASED RESTRICTED SHARE UNIT AGREEMENT THIS RESTRICTED SHARE UNIT AGREEMENT (this ?Agreement?), dated as of [ ], is entered into between HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED, a Delaware corporation (the ?Company?), and Dinesh Paliwal (?Grantee?). Capitalized terms used herein but not |
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| October 29, 2015 |
EX-10.1 2 d78298dex101.htm EX-10.1 Exhibit 10.1 HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED 2012 STOCK OPTION AND INCENTIVE PLAN RESTRICTED SHARE UNIT AGREEMENT THIS RESTRICTED SHARE UNIT AGREEMENT (this “Agreement”), dated as of [ ], is entered into between HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED, a Delaware corporation (the “Company”), and Dinesh Paliwal (“Grantee”). Capitalized terms us |
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| October 29, 2015 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 29, 2015 HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-09764 11-2534306 (State or Other Jurisdiction o |
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| October 29, 2015 |
EX-99.1 Exhibit 99.1 PRESS RELEASE Darrin Shewchuk Senior Director, Corporate Communications Tel: +1 203-328-3834 [email protected] Yijing Brentano Vice President, Investor Relations Tel: +1 203-328-3500 [email protected] OCTOBER 29, 2015 HARMAN REPORTS FIRST QUARTER FISCAL 2016 RESULTS ? Q1 Net Sales up 14% to $1.6 Billion ? Q1 Operational EPS up 13% to $1.48; Operational EBITDA |
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| October 29, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-9764 |
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| October 28, 2015 |
Harman International Industries DEFINITIVE PROXY STATEMENT Definitive Proxy Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 28, 2015 |
Harman International Industries DEFA14A DEFA14A 1 d17472ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as per |
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| October 16, 2015 |
Form Severance Agreement October 13, 2015 EX-10.1 2 d55142dex101.htm EX-10.1 Exhibit 10.1 400 Atlantic Street, Suite 1500 Stamford, Connecticut 06901 Form Severance Agreement October 13, 2015 [NAME] [ADDRESS] Dear [ ]: This letter (this “Agreement”) sets forth our agreement concerning certain potential terminations of your employment with Harman International Industries, Incorporated (the “Company”), and certain potential competitive acti |
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| October 16, 2015 |
Amended and Restated Severance Agreement October 13, 2015 EX-10.2 Exhibit 10.2 400 Atlantic Street, Suite 1500 Stamford, Connecticut 06901 Amended and Restated Severance Agreement October 13, 2015 Herbert K. Parker 20 Briar Oak Drive Weston, Connecticut 06883 Dear Herbert: This letter (this ?Agreement?) sets forth our agreement concerning certain potential terminations of your employment with Harman International Industries, Incorporated (the ?Company?), |
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| October 16, 2015 |
EX-10.3 4 d55142dex103.htm EX-10.3 Exhibit 10.3 400 Atlantic Street, Suite 1500 Stamford, Connecticut 06901 October 13, 2015 Dinesh C. Paliwal C/O Harman International Industries, Incorporated 400 Atlantic Street, Suite 1500 Stamford, Connecticut 06901 Dear Dinesh: This letter (this “Agreement”) sets forth our agreement concerning certain potential competitive activities while employed by Harman I |
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| October 16, 2015 |
8-K 1 d55142d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 16, 2015 (October 13, 2015) HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-09764 11 |
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| September 18, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 18, 2015 (September 15, 2015) HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-09764 11-2534306 (State or Other |
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| August 7, 2015 |
Exhibit 10.59 HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED 2012 STOCK OPTION AND INCENTIVE PLAN RESTRICTED SHARE UNIT AGREEMENT THIS RESTRICTED SHARE UNIT AGREEMENT (this ?Agreement?), dated as of [ ], is entered into between HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED, a Delaware corporation (the ?Company?), and Dinesh Paliwal (?Grantee?). Capitalized terms used herein but not defined shall ha |
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| August 7, 2015 |
EX-10.58 4 d33877dex1058.htm EX-10.58 Exhibit 10.58 HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED 2012 STOCK OPTION AND INCENTIVE PLAN PERFORMANCE-BASED RESTRICTED SHARE UNIT AGREEMENT THIS RESTRICTED SHARE UNIT AGREEMENT (this “Agreement”), dated as of [ ], is entered into between HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED, a Delaware corporation (the “Company”), and [ ] (“Grantee”). Capitaliz |
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| August 7, 2015 |
EX-10.60 6 d33877dex1060.htm EX-10.60 Exhibit 10.60 HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED 2012 STOCK OPTION AND INCENTIVE PLAN PERFORMANCE-BASED RESTRICTED SHARE UNIT AGREEMENT THIS RESTRICTED SHARE UNIT AGREEMENT (this “Agreement”), dated as of [ ], is entered into between HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED, a Delaware corporation (the “Company”), and Dinesh Paliwal (“Grantee”) |
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| August 7, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2015 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-09764 H |
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| August 7, 2015 |
Exhibit 21.1 Subsidiaries Name of Subsidiary Jurisdiction Aditi Technologies Europe GmbH Germany Aditi Technologies Private Limited Ireland Aditi Technologies Private Ltd. India AKG Acoustics GmbH Austria AMX Asia Pacific Pte. Ltd Singapore AMX GmbH Germany AMX Holding Corporation Delaware AMX LLC Delaware AMX LLC Russia AMX Products and Solutions Private Limited India AMX UK Limited United Kingdo |
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| August 7, 2015 |
EX-10.56 2 d33877dex1056.htm EX-10.56 Exhibit 10.56 HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED 2012 STOCK OPTION AND INCENTIVE PLAN NONQUALIFIED STOCK OPTION AGREEMENT FOR OFFICERS AND KEY EMPLOYEES THIS NONQUALIFIED STOCK OPTION AGREEMENT (this “Agreement”), dated as of [ ], is entered into between HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED, a Delaware corporation (the “Company”), and [ ] ( |
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| August 7, 2015 |
Exhibit 10.57 HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED 2012 STOCK OPTION AND INCENTIVE PLAN RESTRICTED SHARE UNIT AGREEMENT THIS RESTRICTED SHARE UNIT AGREEMENT (this ?Agreement?), dated as of [ ], is entered into between HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED, a Delaware corporation (the ?Company?), and [ ] (?Grantee?). Capitalized terms used herein but not defined shall have the mean |
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| August 6, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 6, 2015 HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-09764 11-2534306 (State or Other Jurisdiction of Incor |
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| August 6, 2015 |
EX-99.1 2 d76214dex991.htm EX-99.1 Exhibit 99.1 August 6, 2015 — FOR IMMEDIATE RELEASE Harman Provides Fiscal Year 2016 Outlook STAMFORD, CT – Harman International Industries, Incorporated (NYSE: HAR), the premier connected technologies company for automotive, consumer and enterprise markets, today provided financial guidance for the fiscal year ending June 30, 2016. The Company shared this guidan |
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| August 4, 2015 |
EX-99.1 Exhibit 99.1 Darrin Shewchuk Yijing Brentano Director, Corporate Communications Vice President, Investor Relations Tel: +1 203-328-3834 Tel: +1 203-328-3500 [email protected] [email protected] AUGUST 4, 2015 FOR IMMEDIATE RELEASE HARMAN REPORTS FOURTH QUARTER AND FULL YEAR FISCAL 2015 RESULTS Q4 Net Sales up 16% to $1.7 Billion; FY Net Sales up 15% to $6.2 Billion Q |
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| August 4, 2015 |
Harman International Industries FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 4, 2015 HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-09764 11-2534306 (State or Other Jurisdiction of |
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| June 25, 2015 |
Harman International Industries FORM 11-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-09764 A. |
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| June 10, 2015 |
8-K 1 d940752d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 10, 2015 (June 8, 2015) HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-09764 11-25343 |
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| June 1, 2015 |
EX-1.01 Exhibit 1.01 Harman International Industries, Incorporated Conflict Minerals Report For The Year Ended December 31, 2014 This Conflict Minerals Report for the year ended December 31, 2014 (this CMR) is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the Rule). The term conflict mineral is defined in Section 1502(e)(4) of the Dodd-Frank Wall |
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| June 1, 2015 |
Harman International Industries FORM SD Form SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (Exact name of registrant as specified in its charter) Delaware 1-09764 11-2534306 (State or other jurisdiction of incorporation or organization) (Commission File No.) (I.R.S. Employer Identification No.) 400 Atlantic Street, Suite 1500 |
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| May 28, 2015 |
Harman International Industries FORM 8-A12B Form 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (Exact name of registrant as specified in its charter) Delaware 11-2534306 (State of incorporation or organization) (I.R.S. Employer Iden |
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| May 27, 2015 |
EX-4.1 Exhibit 4.1 EXECUTION VERSION HARMAN FINANCE INTERNATIONAL, S.C.A., as Issuer HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED, as Guarantor and U.S. BANK NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of May 27, 2015 DEBT SECURITIES TABLE OF CONTENTS Section Page Article I Definitions and Incorporation by Reference 1 Section 1.01. Definitions 1 Section 1.02. Other Definitions 6 Section 1 |
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| May 27, 2015 |
Harman International Industries FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 27, 2015 (May 20, 2015) HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-09764 11-2534306 (State or Other Jur |
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| May 27, 2015 |
ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE EX-4.2 Exhibit 4.2 EXECUTION VERSION This FIRST SUPPLEMENTAL INDENTURE (this First Supplemental Indenture), dated as of May 27, 2015, among HARMAN FINANCE INTERNATIONAL, S.C.A., a corporate partnership limited by shares (société en commandite par actions) incorporated under the laws of the Grand Duchy of Luxembourg, having its registered office at 6, rue Eugène Ruppert, L-2453 Luxembourg, Grand |
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| May 27, 2015 |
EX-1.1 Exhibit 1.1 EXECUTION VERSION HARMAN FINANCE INTERNATIONAL, S.C.A. fully and unconditionally guaranteed by HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED ?350,000,000 2.000% Senior Notes due 2022 Underwriting Agreement May 20, 2015 HSBC Bank plc J.P. Morgan Securities plc UniCredit Bank AG As Representatives of the several Underwriters listed in Schedule 1 hereto c/o HSBC Bank plc 8 Canada S |
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| May 21, 2015 |
424B5 1 d928541d424b5.htm FINAL PROSPECTUS SUPPLEMENT Table of Contents Filed pursuant to Rule 424(b)(5) SEC File Nos. 333-203760-01 333-203760 CALCULATION OF REGISTRATION FEE Title of each class of securities to be registered Amount to be registered Maximum offering price per unit(1) Maximum aggregate offering price(1) Amount of registration fee(2) 2.000% Senior Notes due 2022 (the “Notes”) $399, |
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| May 20, 2015 |
Subject to completion, dated May 20, 2015 Preliminary Prospectus Supplement Table of Contents Filed pursuant to Rule 424(b)(5) SEC File Nos. |
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| May 20, 2015 |
Free Writing Prospectus Filed Pursuant to Rule 433 Registration Statement Nos. 333-203760-01 333-203760 Pricing Term Sheet Harman Finance International, S.C.A. fully and unconditionally guaranteed by Harman International Industries, Incorporated ?350,000,000 2.000% Senior Notes due 2022 Pricing Term Sheet Issuer: Harman Finance International, S.C.A. Guarantor: Harman International Industries, Inco |
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| May 20, 2015 |
FWP 1 d931622dfwp.htm FREE WRITING PROSPECTUS Filed Pursuant to Rule 433 Registration Statement Nos. 333-203760-01 333-203760 Pricing Term Sheet Harman Finance International, S.C.A. fully and unconditionally guaranteed by Harman International Industries, Incorporated €350,000,000 2.000% Senior Notes due 2022 Pricing Term Sheet Issuer: Harman Finance International, S.C.A. Guarantor: Harman Internat |
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| May 11, 2015 |
EX-4.1 3 d923247dex41.htm EX-4.1 Exhibit 4.1 EXECUTION VERSION HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED, as Issuer and U.S. BANK NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of May 11, 2015 DEBT SECURITIES TABLE OF CONTENTS Section Page Article I Definitions and Incorporation by Reference 1 Section 1.01. Definitions 1 Section 1.02. Other Definitions 5 Section 1.03. Incorporation by Ref |
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| May 11, 2015 |
HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED 4.150% Notes due 2025 Underwriting Agreement EX-1.1 Exhibit 1.1 EXECUTION VERSION HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED $400,000,000 4.150% Notes due 2025 Underwriting Agreement May 6, 2015 J.P. Morgan Securities LLC Merrill Lynch, Pierce, Fenner & Smith Incorporated Wells Fargo Securities, LLC As Representatives of the several Underwriters listed in Schedule 1 hereto c/o J.P. Morgan Securities LLC 383 Madison Avenue New York, New Yo |
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| May 11, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 11, 2015 (May 6, 2015) HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-09764 11-2534306 (State or Other Juri |
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| May 11, 2015 |
ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE EX-4.2 4 d923247dex42.htm EX-4.2 Exhibit 4.2 EXECUTION VERSION This FIRST SUPPLEMENTAL INDENTURE (this “First Supplemental Indenture”), dated as of May 11, 2015, between HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED, a Delaware corporation (the “Company”), and U.S. BANK NATIONAL ASSOCIATION, as trustee (the “Trustee”). RECITALS WHEREAS, the Company and the Trustee have heretofore executed and deli |
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| May 7, 2015 |
Final Prospectus Supplement Table of Contents Filed pursuant to Rule 424(b)(5) SEC File No. |
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| May 6, 2015 |
Subject to completion, dated May 6, 2015 Preliminary Prospectus Supplement Table of Contents Filed pursuant to Rule 424(b)(5) SEC File No. |
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| May 6, 2015 |
Free Writing Prospectus Filed Pursuant to Rule 433 Registration Statement No. 333- 203760 Pricing Term Sheet Harman International Industries, Incorporated $400,000,000 4.150% Notes due 2025 Pricing Term Sheet Issuer: Harman International Industries, Incorporated Ratings (Moody?s / S&P)*: Baa3/BBB- Format: SEC Registered Trade Date: May 6, 2015 Settlement Date: May 11, 2015 (T+3) Principal Amount: |
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| April 30, 2015 |
Exhibit 4.2 HARMAN FINANCE INTERNATIONAL, S.C.A., as Issuer HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED, as Guarantor and U.S. BANK NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of , 2015 DEBT SECURITIES TABLE OF CONTENTS Section Page Article I Definitions and Incorporation by Reference 1 Section 1.01. Definitions 1 Section 1.02. Other Definitions 5 Section 1.03. Incorporation by Reference |
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| April 30, 2015 |
EX-3.4 2 d914195dex34.htm EX-3.4 Exhibit 3.4 Harman Finance International, S.C.A. Société en commandite par actions Siège social: 6, rue Eugène Ruppert, L-2453 Luxembourg, Grand-Duché de Luxembourg CONSTITUTION DE SOCIETE DU 21 APRIL 2015 NUMERO 15/ In the year two thousand and fifteen, on the twenty-first day of April. Before the undersigned, Maître Henri Beck, a notary resident in Echternach, Gr |
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| April 30, 2015 |
Exhibit 25.1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ? Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) U.S. BANK NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 31-0841368 I.R.S. Employer Identif |
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| April 30, 2015 |
EX-12.1 Exhibit 12.1 Harman International Industries, Inc. and Subsidiaries Computation of Ratio of Earnings to Fixed Charges (In thousands, except ratios) For the Nine Months ended March 31, For the twelve months ended June 30, 2015 2014 2013 2012 2011 2010 Earnings: Earnings from continuing operations before taxes $ 345,620 $ 307,395 $ 174,270 $ 261,153 $ 160,220 $ 49,077 Less: (Income) loss fro |
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| April 30, 2015 |
Exhibit 4.1 HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED, as Issuer and U.S. BANK NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of , 2015 DEBT SECURITIES TABLE OF CONTENTS Section Page Article I Definitions and Incorporation by Reference 1 Section 1.01. Definitions 1 Section 1.02. Other Definitions 5 Section 1.03. Incorporation by Reference of Trust Indenture Act 5 Section 1.04. Rules of Co |
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| April 30, 2015 |
Exhibit 10.1 HARMAN 400 ATLANTIC STREET STAMFORD, CONNECTICUT 06901 USA January 16, 2015 Personal & Confidential Mr. Sanjay Dhawan [Intentionally Omitted] Dear Sanjay: On behalf of HARMAN International Industries, Incorporated (?HARMAN?), I am pleased to submit to you an offer for the position of EVP and President Services Division. In this capacity you will report directly to Dinesh Paliwal, Chie |
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| April 30, 2015 |
8-K 1 d919023d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 30, 2015 HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-09764 11-2534306 (State or O |
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| April 30, 2015 |
EX-99.1 Exhibit 99.1 Contact: Christopher Ferris Darrin Shewchuk 203.328.3500 203.328.3500 [email protected] [email protected] HARMAN Reports Third Quarter Fiscal Year 2015 Results ? Net sales increased 4% to $1.5 billion; Up 14% excluding foreign currency translation ? Operational EPS up 9% to $1.22; Operational EBITDA up 8% to $150 million ? Secured $3.2 billion of new automotive |
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| April 30, 2015 |
As filed with the Securities and Exchange Commission on April 30, 2015. S-3ASR 1 d914195ds3asr.htm FORM S-3ASR Table of Contents As filed with the Securities and Exchange Commission on April 30, 2015. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (Exact name of registrant as specified in its charter) Delaware 11 |
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| April 30, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 d908755d10q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Com |
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| April 30, 2015 |
EX-25.2 10 d914195dex252.htm EX-25.2 Exhibit 25.2 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ¨ Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) U.S. BANK NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charte |
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| April 9, 2015 |
Exhibit 99.1 Press Release April 9, 2015 HARMAN COMPLETES ACQUISITION OF SYMPHONY TELECA STAMFORD, CT ? HARMAN International Industries, Incorporated (NYSE:HAR) today announced the successful completion of its acquisition of Symphony Teleca, a global software services company based in Mountain View, CA. Symphony Teleca is a provider of software engineering and integration services that helps busin |
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| April 9, 2015 |
Harman International Industries (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 9, 2015 (April 8, 2015) HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware (State or Other Jurisdiction of Incorporation) |
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| March 27, 2015 |
Harman International Industries, Incorporated shares of Common Stock 424B3 1 d889457d424b3.htm 424B3 Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-202422 PROSPECTUS SUPPLEMENT NO. 1 (To Prospectus Dated March 2, 2015) Harman International Industries, Incorporated 839,673 shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated March 2, 2015, covering resales |
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| March 27, 2015 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 27, 2015 (March 26, 2015) HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-09764 11-2534306 (State or Other |
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| March 27, 2015 |
EX-10.1 Exhibit 10.1 EXECUTION VERSION MULTI-CURRENCY CREDIT AGREEMENT dated as of March 26, 2015 among HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED, HARMAN HOLDING GMBH & CO. KG, The Several Lenders from Time to Time Parties Hereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent J.P. MORGAN SECURITIES LLC, HSBC BANK USA, N.A., UNICREDIT CAPITAL MARKETS LLC, WELLS FARGO SECURITIES, LLC, an |
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| March 26, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 26, 2015 (March 23, 2015) HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-09764 11-2534306 (State or Other Jurisdic |
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| March 26, 2015 |
EX-10.1 Exhibit 10.1 [FORM] HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED 2012 STOCK OPTION AND INCENTIVE PLAN RESTRICTED SHARE UNIT AGREEMENT FOR NON-OFFICER DIRECTORS THIS RESTRICTED SHARE UNIT AGREEMENT (this ?Agreement?), dated as of [ ], is entered into between HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED, a Delaware corporation (the ?Company?), and [ ] (?Grantee?). Capitalized terms used he |
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| March 2, 2015 |
EX-4.1 Exhibit 4.1 EXECUTION VERSION SHARE PURCHASE AGREEMENT by and among HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED HARMAN BECKER AUTOMOTIVE SYSTEMS MANUFACTURING KFT RED BEND LTD. THE COMPANY SHAREHOLDERS LISTED ON EXHIBIT A HERETO AND SHAREHOLDER REPRESENTATIVE SERVICES LLC, AS THE EXCLUSIVE REPRESENTATIVE OF THE SELLER INDEMNIFYING PARTIES NAMED HEREIN January 22, 2015 TABLE OF CONTENTS AN |
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| March 2, 2015 |
Form of Lock Up Agreement LOCKUP AGREEMENT EX-4.2 Exhibit 4.2 Form of Lock Up Agreement LOCKUP AGREEMENT THIS LOCKUP AGREEMENT (this “Agreement”) is made and entered into as of [—] by and among [H], a Delaware corporation (“Parent”), [—], a limited liability company formed under the laws of Hungary and an indirect, wholly owned subsidiary of Parent (“Buyer”), and , [a [—]][an individual and resident of [—]] (the “Shareholder”). RECITALS WH |
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| March 2, 2015 |
AMENDMENT TO SHARE PURCHASE AGREEMENT EX-4.3 Exhibit 4.3 AMENDMENT TO SHARE PURCHASE AGREEMENT THIS AMENDMENT TO SHARE PURCHASE AGREEMENT (the “Amendment”), is made and entered into as of February 26, 2015 (the “Effective Date”), by and among (i) Harman International Industries, Incorporated, a corporation organized under the laws of the State of Delaware (“Parent”), (ii) Harman Becker Automotive Systems Manufacturing Kft (the “Buyer” |
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| March 2, 2015 |
HAR / Harman International Industries, Inc. S-3ASR - - FORM S-3ASR Form S-3ASR Table of Contents As filed with the Securities and Exchange Commission on March 2, 2015 Registration No. |
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| February 19, 2015 |
EX-10.1 Exhibit 10.1 Form of Severance Agreement [DATE] [NAME AND ADDRESS] Dear [NAME]: This letter (this “Agreement”) sets forth our agreement concerning certain potential terminations of your employment with Harman International Industries, Incorporated (the “Company”). 1. Severance. Subject to the other provisions of this Agreement, if your employment with the Company is terminated by the Compa |
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| February 19, 2015 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 19, 2015 (February 17, 2015) HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-09764 11-2534306 (State or |
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| February 19, 2015 |
EX-10.2 3 d875443dex102.htm EX-10.2 Exhibit 10.2 FORM OF SEVERANCE AGREEMENT THIS SEVERANCE AGREEMENT (the “Agreement”), dated as of [ ], is made and entered by and between Harman International Industries, Incorporated (“Harman” or, including any successor thereto, the “Company”), a Delaware corporation, and [ ] (the “Executive”). WHEREAS, the Executive is a senior executive of Harman and is expec |
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| February 13, 2015 |
Joint Filing Agreement EXHIBIT 1 JOINT FILING AGREEMENT Waddell & Reed Financial, Inc. |
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| February 13, 2015 |
Power of Attorney EXHIBIT 3 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, THAT: The undersigned, Waddell & Reed Financial, Inc. |
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| February 13, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) HARMAN INTL INDS (Name of Issuer) COMMON STOCK (Title of Class of Securities) 413086109 (CUSIP Number) December 31, 2014 (Date of Event which Requires Filing of Statement) Check the appropriate box to designate the Rule pursuant to which this Schedule is |
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| February 13, 2015 |
EXHIBIT 2 Waddell & Reed Investment Management Company - Tax ID No. 48-1106973 Investment Advisor registered under Section 203 of the Investment Advisors Act of 1940 Ivy Investment Management Company - Tax ID No. 03-0481447 Investment Advisor registered under Section 203 of the Investment Advisors Act of 1940 |
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| February 13, 2015 |
Harman International Industries Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No. 3* Harman International Industries Incorporated (Name of Issuer) Common Stock (Title of Class of Securities) 413086109 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appr |
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| February 11, 2015 |
HAR / Harman International Industries, Inc. / VANGUARD GROUP INC Passive Investment harmanintnlindustriesinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3 )* Name of issuer: Harman International Industries Inc Title of Class of Securities: Common Stock CUSIP Number: 413086109 Date of Event Which Requires Filing of this Statement: December 31, 2014 C |
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| February 9, 2015 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 9, 2015 (February 3, 2015) HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-09764 11-2534306 (State or O |
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| January 29, 2015 |
EX-99.1 2 d863176dex991.htm EX-99.1 Exhibit 99.1 Contact: Christopher Ferris 203.328.3500 [email protected] Darrin Shewchuk 203.328.3500 [email protected] HARMAN Reports Second Quarter Fiscal Year 2015 Results • Net sales increase 19% to $1.6 billion; Up 24% excluding foreign currency translation • Operational EPS up 64% to $1.79; Operational EBITDA up 43% to $198 million • Raises f |
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| January 29, 2015 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 29, 2015 HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-09764 11-2534306 (State or Other Jurisdiction o |
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| January 29, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2014 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-9764 |
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| January 26, 2015 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 26, 2015 (January 22, 2015) HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-09764 11-2534306 (State or O |
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| January 26, 2015 |
EX-2.2 3 d857058dex22.htm EX-2.2 Exhibit 2.2 FORM OF ROLLOVER AGREEMENT THIS ROLLOVER AGREEMENT (this “Agreement”) is made and entered into as of January 22, 2015 by and among Harman International Industries, Incorporated, a Delaware corporation (“Parent”), Sabita Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent (“Merger Sub”), and , a [—][an individual and resident of [—]] |
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| January 26, 2015 |
EX-2.1 2 d857058dex21.htm EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among SYMPHONY TELECA CORPORATION, HARMAN INTERNATIONAL INDUSTRIES, INC., SABITA SUB, INC. and SYMPHONY TECHNOLOGY GROUP, L.L.C., solely in its capacity as the Representative January 22, 2015 TABLE OF CONTENTS Page ARTICLE I THE MERGER Section 1.01 The Merger 2 Section 1.02 Effect on Capital Stock 2 Section 1.03 Effec |
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| January 22, 2015 |
EX-99.2 Exhibit 99.2 Press Release January 22, 2015 HARMAN TO ACQUIRE RED BEND SOFTWARE Over-The-Air Updating Technology and Services for Connected Car STAMFORD, CT – HARMAN International Industries, Incorporated (NYSE:HAR), the premier audio, visual, infotainment and enterprise automation group, today announced the acquisition of Israeli-based Red Bend Software, a leading provider of software man |
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| January 22, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 22, 2015 HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-09764 11-2534306 (State or Other Jurisdiction o |
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| January 22, 2015 |
EX-99.3 SYMPHONY TELECA & RED BEND ACQUISITIONS DINESH PALIWAL CHAIRMAN AND CHIEF EXECUTIVE OFFICER JANUARY 22, 2015 SANDRA ROWLAND CHIEF FINANCIAL OFFICER Exhibit 99.3 HARMAN International. Confidential. Copyright 2015 FORWARD LOOKING Except for historical information contained herein, the matters discussed in this earnings release are forward-looking statements within the meaning of Section 21E |
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| January 22, 2015 |
EX-99.1 Exhibit 99.1 Press Release January 22, 2015 HARMAN TO ACQUIRE SOFTWARE SERVICES COMPANY SYMPHONY TELECA • Expands Cloud, Mobile, Analytics Capabilities and Scale in Software Services • Accelerates Connected Car, Home, Enterprise and Mobile STAMFORD, CT – HARMAN International Industries, Incorporated (NYSE:HAR), the premier audio, visual, infotainment and enterprise automation group, today |
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| December 5, 2014 |
Submission of Matters to a Vote of Security Holders Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 5, 2014 (December 3, 2014) HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-09764 11-2534306 (State or O |
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| November 4, 2014 |
EX-10.2 EXHIBIT 10.2 HARMAN 400 ATLANTIC STREET STAMFORD, CONNECTICUT 06901 USA October 30, 2014 Personal & Confidential Ms. Sandra Rowland [Intentionally Omitted] Dear Sandy: I am pleased to confirm your appointment to the position of Executive Vice President and Chief Financial Officer. In this role you will report directly to me and you will be a member of the HARMAN Executive Committee. Follow |
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| November 4, 2014 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 4, 2014 (October 30, 2014) HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-09764 11-2534306 (State or O |
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| November 4, 2014 |
HARMAN APPOINTS SANDRA E. ROWLAND AS EX-99.1 Exhibit 99.1 Press Release FOR IMMEDIATE RELEASE HARMAN APPOINTS SANDRA E. ROWLAND AS CHIEF FINANCIAL OFFICER, EFFECTIVE JANUARY 1, 2015 Herbert Parker to take on newly-created role of Executive Vice President, Operational Excellence STAMFORD, Conn. – October 30, 2014 – HARMAN International Industries, Incorporated (NYSE:HAR), the premier audio, visual, infotainment and enterprise automati |
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| November 4, 2014 |
EX-10.1 2 d815598dex101.htm EX-10.1 EXHIBIT 10.1 HARMAN 400 ATLANTIC STREET STAMFORD, CONNECTICUT 06901 USA August 21, 2012 Sandra Ehret Rowland [Intentionally Omitted] Dear Sandra: On behalf of HARMAN International Industries, Incorporated (“HARMAN”), I am pleased to submit to you an offer for the position of Vice President, Investor Relations. In this capacity you will report directly to Herbert |
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| October 30, 2014 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 30, 2014 HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-09764 11-2534306 (State or Other Jurisdiction o |
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| October 30, 2014 |
Vice President, Investor Relations EX-99.2 Exhibit 99.2 30 October 2014 – FOR IMMEDIATE RELEASE Contact: Sandy Rowland Vice President, Investor Relations Harman International Industries, Incorporated 203.328.3500 [email protected] HARMAN Board of Directors Authorizes $500M, Three Year Share Buyback Program STAMFORD, CT — Harman International Industries, Incorporated (NYSE: HAR), today announced that its Board of Directors h |
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| October 30, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-9764 |
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| October 30, 2014 |
EX-99.1 2 d811137dex991.htm EX-99.1 Exhibit 99.1 Contact: Sandy Rowland 203.328.3500 [email protected] HARMAN Reports First Quarter Fiscal Year 2015 Results • Net sales increase 22% to $1.4 billion • Operational EPS increases 38% to $1.31; operational EBITDA up 33% to $164 million • Secures over $2 billion of new automotive awards during the quarter • Board authorizes $500 million share rep |
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| October 22, 2014 |
HAR / Harman International Industries, Inc. DEFA14A - - DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ |
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| October 22, 2014 |
HAR / Harman International Industries, Inc. DEF 14A - - DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x |
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| September 11, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 11, 2014 HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-09764 11-2534306 (State or Other Jurisdiction |
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| August 7, 2014 |
EX-21.1 Exhibit 21.1 Subsidiaries Name of Subsidiary Jurisdiction AKG Acoustics GmbH Austria AMX Asia Pacific Pte. Ltd Singapore AMX GmbH Germany AMX Holding Corporation Delaware AMX LLC Delaware AMX LLC Russia AMX Products and Solutions Private Limited India AMX UK Limited United Kingdom Harman (China) Technology Co. Ltd. China Harman (Suzhou) Audio and Infotainment Systems Co., Ltd. China Harman |
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| August 7, 2014 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 7, 2014 HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-09764 11-2534306 (State or Other Jurisdiction of |
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| August 7, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2014 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-09764 H |
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| August 7, 2014 |
EX-99.1 Exhibit 99.1 Contact: Sandy Rowland 203.328.3500 [email protected] HARMAN Reports Fourth Quarter and Full Year Fiscal 2014 Results • Q4 Net Sales climb 22% to $1.4 billion; Full Year Net Sales up 24% to $5.3 billion • Q4 Operational EPS up 38% to $1.25; Full Year Operational EPS up 43% to $4.41 • Issues guidance for Fiscal Year 2015; Raises Fiscal Year 2016 Revenue outlook $800 mill |
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| July 10, 2014 |
Identification and Classification of the Subsidiary Which Acquired the Security EXHIBIT 2 Waddell & Reed Investment Management Company - Tax ID No. 48-1106973 Investment Advisor registered under Section 203 of the Investment Advisors Act of 1940 Ivy Investment Management Company - Tax ID No. 03-0481447 Investment Advisor registered under Section 203 of the Investment Advisors Act of 1940 |
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| July 10, 2014 |
Joint Filing Agreement EXHIBIT 1 JOINT FILING AGREEMENT Waddell & Reed Financial, Inc. |
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| July 10, 2014 |
Harman International Industries Incorporated UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 10, 2014 |
Power of Attorney EXHIBIT 3 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, THAT: The undersigned, Waddell & Reed Financial, Inc. |
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| June 20, 2014 |
11-K 1 d745496d11k.htm FORM 11-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Com |
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| June 2, 2014 |
EX-1.02 2 d737949dex102.htm EX-1.02 Exhibit 1.02 Harman International Industries, Incorporated Conflict Minerals Report For The Year Ended December 31, 2013 This Conflict Minerals Report for the year ended December 31, 2013 (“CMR”) is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). The term “conflict mineral” is defined in Section 1502(e)(4) of the Dodd- |
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| June 2, 2014 |
SD 1 d737949dsd.htm FORM SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (Exact name of registrant as specified in its charter) Delaware 1-09764 11-2534306 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 400 Atlanti |
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| May 1, 2014 |
Exhibit 10.2 HARMAN 400 ATLANTIC STREET STAMFORD, CONNECTICUT 06901 USA March 26, 2014 Ralph Santana [Address intentionally omitted] Dear Ralph: This letter (this ?Agreement?) sets forth our agreement concerning certain potential terminations of your employment with Harman International Industries, Incorporated (the ?Company?). 1. Severance. Subject to the other provisions of this Agreement, if yo |
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| May 1, 2014 |
EX-99.1 Exhibit 99.1 Contact: Sandy Rowland 203.328.3500 [email protected] HARMAN Reports Third Quarter Fiscal Year 2014 Results • Net sales climb 32% to $1.4 billion; China sales up 60% • Non-GAAP operating income up 63% to $108 million and EPS up 41% to $1.12 • Raises full year revenue guidance by $175 million to $5.275 billion and non-GAAP EPS from ~$4.16 to ~$4.36 STAMFORD, CT, May 1, 2 |
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| May 1, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2014 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 1-9764 Harma |
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| May 1, 2014 |
EX-10.1 2 d711463dex101.htm EX-10.1 Exhibit 10.1 SEVERANCE AGREEMENT THIS SEVERANCE AGREEMENT (the “Agreement”), dated as of March 26, 2014, is made and entered by and between Harman International Industries, Incorporated (“Harman” or, including any successor thereto, the “Company”), a Delaware corporation, and Ralph Santana (the “Executive”). WHEREAS, the Executive is a senior executive of Harman |
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| May 1, 2014 |
8-K 1 d716738d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 1, 2014 HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-09764 11-2534306 (State or Othe |
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| February 11, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* HARMAN INTL INDS (Name of Issuer) COMMON STOCK (Title of Class of Securities) 413086109 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of Statement) Check the appropriate box to designate the Rule pursuant to which this Schedule is |
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| February 11, 2014 |
HAR / Harman International Industries, Inc. / VANGUARD GROUP INC Passive Investment SC 13G/A 1 harmanintlindustries.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2 )* Name of issuer: Harman International Industries Inc Title of Class of Securities: Common Stock CUSIP Number: 413086109 Date of Event Which Requires Filing of this Statement: December 31, 2013 Check the appropriate box to designate |
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| February 7, 2014 |
Harman International Industries Incorporated UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 7, 2014 |
Power of Attorney EXHIBIT 3 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, THAT: The undersigned, Waddell & Reed Financial, Inc. |
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| February 7, 2014 |
Joint Filing Agreement EXHIBIT 1 JOINT FILING AGREEMENT Waddell & Reed Financial, Inc. |
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| February 7, 2014 |
Identification and Classification of the Subsidiary Which Acquired the Security EXHIBIT 2 Waddell & Reed Investment Management Company - Tax ID No. 48-1106973 Investment Advisor registered under Section 203 of the Investment Advisors Act of 1940 Ivy Investment Management Company - Tax ID No. 03-0481447 Investment Advisor registered under Section 203 of the Investment Advisors Act of 1940 |
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| January 30, 2014 |
EX-99.1 Exhibit 99.1 Contact: Sandy Rowland 203.328.3500 [email protected] HARMAN Reports Second Quarter Fiscal Year 2014 Results • Net sales up 26% to $1.328 billion and non-GAAP EPS up 85% to $1.09 • Non-GAAP operating income up 90% to $108 million and generated $121 million cash from operations • Raising full year revenue guidance from ~$4.7 billion to ~$5.1 billion and EPS from ~$3.85 t |
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| January 30, 2014 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 30, 2014 HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-09764 11-2534306 (State or Other Jurisdiction o |
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| January 30, 2014 |
- POST EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 S-8 POS 1 d666389ds8pos.htm POST EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 As filed with the Securities and Exchange Commission on January 30, 2014. Registration No. 333-179403 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (Exact nam |
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| January 30, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 30, 2014 |
Form S-8 As filed with the Securities and Exchange Commission on January 30, 2014. |
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| December 6, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 6, 2013 (December 4, 2013) HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-09764 11-2534306 (State or Other Juri |
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| November 21, 2013 |
DEFA14A 1 d633126ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as pe |
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| October 31, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2013 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 1-9764 H |
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| October 31, 2013 |
EX-99.1 Exhibit 99.1 Contact: Sandy Rowland 203.328.3500 [email protected] HARMAN Reports First Quarter Fiscal Year 2014 Results • Net sales up 17% to $1.172 billion and non-GAAP EPS up 21% to $0.95 • Non-GAAP operating income up 18% to $93 million and generated $113 million cash from operations • Secured $1.6 billion in new awards during Q1 • Completed the acquisition of Duran Audio; Marti |
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| October 31, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 31, 2013 HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-09764 11-2534306 (State or Other Jurisdiction o |
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| October 21, 2013 |
DEFA14A 1 d614485ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as pe |
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| October 21, 2013 |
Definitive Proxy Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 10, 2013 |
Harman International Industries Inc UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 10, 2013 |
EX-3 4 d594495dex3.htm POWER OF ATTORNEY EXHIBIT 3 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, THAT: The undersigned, Waddell & Reed Financial, Inc., a corporation organized and existing under the laws of the State of Delaware, constitutes and appoints Adlynn K. Harte, Wendy J. Hills and Kristen A. Richards and each of them severally, its true and lawful attorneys-in-fact on behalf of the co |
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| September 10, 2013 |
Joint Filing Agreement EXHIBIT 1 JOINT FILING AGREEMENT Waddell & Reed Financial, Inc. |
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| September 10, 2013 |
EX-2 3 d594495dex2.htm IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY EXHIBIT 2 Waddell & Reed Investment Management Company - Tax ID No. 48-1106973 Investment Advisor registered under Section 203 of the Investment Advisors Act of 1940 Ivy Investment Management Company - Tax ID No. 03-0481447 Investment Advisor registered under Section 203 of the Investment Advisor |
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| August 9, 2013 |
Exhibit 21.1 Subsidiaries Name of Subsidiary Jurisdiction AKG Acoustics GmbH Austria Harman Automotive Electronic Systems (Suzhou) Co., Ltd. China Harman Automotive UK Limited United Kingdom Harman Becker Automotive Systems GmbH Germany Harman Becker Automotive Systems, Inc. Delaware Harman Becker Automotive Systems Italy S.r.l. Italy Harman Becker Automotive Systems Manufacturing Kft. Hungary Har |
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| August 9, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* HARMAN INTL INDS (Name of Issuer) COMMON STOCK (Title of Class of Securities) 413086109 (CUSIP Number) July 31, 2013 (Date of Event which Requires Filing of Statement) Check the appropriate box to designate the Rule pursuant to which this Schedule is fil |
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| August 9, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2013 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-09764 H |
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| August 8, 2013 |
Vice President, Corporate Development and Investor Relations EX-99.1 Exhibit 99.1 Press Release Contact: Sandra Rowland Vice President, Corporate Development and Investor Relations Harman International Industries, Incorporated 203.328.3500 [email protected] 8 August 2013 — FOR IMMEDIATE RELEASE HARMAN Issues FY2014 Guidance and Provides FY2016 Outlook • FY2014 sales of ~$4,700 million; ~10.5% EBITDA; and EPS of ~$3.85 • FY2016 sales of ~$6,050 millio |
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| August 8, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 8, 2013 HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-09764 11-2534306 (State or Other Jurisdiction of |
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| August 6, 2013 |
EX-99.1 Exhibit 99.1 Press Release Contact: Sandy Rowland 203.328.3500 [email protected] HARMAN Reports Fourth Quarter Fiscal Year 2013 Results • Fourth quarter net sales up 8% to $1.182 billion; non-GAAP operating income of $87 million and EPS of $0.91 • Doubles dividend and increases buyback authorization by $200 million • Infotainment and Lifestyle Divisions win industry innovation award |
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| August 6, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 6, 2013 HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-09764 11-2534306 (State or Other Jurisdiction of |
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| June 26, 2013 |
EX-10.1 2 d560563dex101.htm EX-10.1 Exhibit 10.1 HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED 2012 STOCK OPTION AND INCENTIVE PLAN RESTRICTED SHARE UNIT AGREEMENT FOR NON-OFFICER DIRECTORS THIS RESTRICTED SHARE UNIT AGREEMENT (this “Agreement”), dated as of , is entered into between HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED, a Delaware corporation (the “Company”), and (“Grantee”). Capitalized |
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| June 26, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 26, 2013 (June 25, 2013) HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-09764 11-2534306 (State or Other J |
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| June 25, 2013 |
Form 11-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 13, 2013 |
8-K 1 d553837d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 13, 2013 HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-09764 11-2534306 (State or Ot |
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| May 2, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 1-9764 Harma |
