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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Robinhood Markets, Inc.
SEC Filings (Chronological Order)
यह पृष्ठ SEC फाइलिंग की एक पूरी, कालानुक्रमिक सूची प्रदान करता है, ओनरशिप फाइलिंग को छोड़कर, जो हम अन्यत्र प्रदान करते हैं।
| July 31, 2025 |
Robinhood Markets, Inc. NON-EMPLOYEE DIRECTOR COMPENSATION PROGRAM Effective upon the closing of the Company’s initial public offering The purpose of this Non-Employee Director Compensation Program (the “Program”) of Robinhood Markets, Inc., a Delaware corporation (the “Company”), is to promote the interests of the Company’s stockholders by providing a total compensation package that attracts and |
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| July 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40691 Robinhood |
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| July 30, 2025 |
Robinhood Reports Second Quarter 2025 Results Revenues up 45% year-over-year to $989 million Net Deposits were $13. |
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| July 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2025 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission F |
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| June 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 25, 2025 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission F |
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| May 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40691 Robinhood |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2025 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission |
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| April 30, 2025 |
Robinhood Reports First Quarter 2025 Results Revenues up 50% year-over-year to $927 million Net Deposits grow to a record $18. |
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| April 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant ☐ Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Defin |
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| April 25, 2025 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 21, 2025 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission |
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| March 25, 2025 |
Execution Version FOURTH AMENDED AND RESTATED CREDIT AGREEMENT dated as of March 21, 2025 among ROBINHOOD SECURITIES, LLC, as Borrower The Lenders Party Hereto, BMO BANK N. |
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| March 25, 2025 |
Robinhood Markets Welcomes John Hegeman to its Board of Directors Hegeman joins the Robinhood Board, bringing extensive expertise in product development and digital advertising We’re excited to announce John Hegeman has joined Robinhood Markets’ Board of Directors. |
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| February 18, 2025 |
Offer Letter between Robinhood Markets, Inc. and Jeff Pinner, dated July 24, 2024 July 24, 2024 Dear Jeff: Congratulations! We're delighted to offer you employment at Robinhood Markets, Inc. |
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| February 18, 2025 |
Change in Control and Severance Plan for Key Employees Robinhood Markets, Inc. CHANGE IN CONTROL AND SEVERANCE PLAN FOR KEY EMPLOYEES 1.Introduction. The purpose of this Robinhood Markets, Inc. Change in Control and Severance Plan for Key Employees is to provide assurances of specified benefits to key employees of the Company in the event of certain terminations of employment as described in this Plan (as such terms are defined below). This Plan is an |
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| February 18, 2025 |
Offer Letter between Robinhood Markets, Inc. and Steve Quirk, dated July 13, 2021 July 13, 2021 Dear Steve: Congratulations! We're delighted to offer you employment at Robinhood Markets, Inc. |
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| February 18, 2025 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Robinhood Markets, Inc. |
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| February 18, 2025 |
Subsidiaries of Robinhood Markets, Inc. Exhibit 21.1 Subsidiaries of the Registrant* As of December 31, 2024, the following entities are wholly owned direct or indirect subsidiaries of Robinhood Markets, Inc. Name of Subsidiary State/Country of Organization RHX, LLC Delaware Robinhood Asset Management, LLC Delaware Robinhood Credit, Inc. Delaware Robinhood Crypto, LLC Delaware Robinhood Derivatives, LLC Delaware Robinhood Financial LLC |
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| February 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40691 Robinhood Mark |
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| February 18, 2025 |
Amended Offer Letter between Robinhood Markets, Inc. and Steve Quirk, dated DocuSign Envelope ID: D2E58273-9F99-4150-BF6E-C64B2888161F AMENDMENT TO OFFER LETTER Dear Steve Welcome to Robinhood! We are thrilled that you are joining our team. |
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| February 18, 2025 |
As filed with the Securities and Exchange Commission on February 18, 2025 S-8 As filed with the Securities and Exchange Commission on February 18, 2025 Registration No. |
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| February 18, 2025 |
Confidential Information and Insider Trading Poli Robinhood Markets, Inc. CONFIDENTIAL INFORMATION AND INSIDER TRADING POLICY Table of Contents I. Introduction 2 II. Scope of Obligations 2 A. Application to Insiders, Consultants, Contractors, and Agents 2 B. Application of Trading Rules to Family Members and Controlled Entities 2 C. Additional Rules Apply to Associated Persons of RHF and RHS 3 D. Specific Rules Apply to Trading in Crypto-Assets. |
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| February 18, 2025 |
Amended Offer Letter between Robinhood Markets, Inc. and Steve Quirk, dated DocuSign Envelope ID: A6FDACFB-92A0-4CF3-9C67-C2C79D16E762 Dear Steve Quirk, Welcome to Robinhood! We are thrilled that you are joining our team. |
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| February 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2025 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commissi |
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| February 12, 2025 |
Robinhood Reports Fourth Quarter and Full Year 2024 Results Q4 Revenues up 115% year-over-year to a record $1. |
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| February 7, 2025 |
February 7, 2025 VIA EDGAR Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N. |
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| January 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2025 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commissio |
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| January 31, 2025 |
Robinhood Securities, LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Wed Jan 29 2025 13:45:12 GMT-0500 (Eastern Standard Time) 4th Quarter, 2024 October 2024 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non- Directed Orders Non-Marketable Limit Orders as % of Non- Directed Orders Other Orders as % of Non-Directed Orders 100. |
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| January 31, 2025 |
a606nmsx2024xq4xcrfn1 Robinhood Financial LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Wed Jan 29 2025 13:44:11 GMT-0500 (Eastern Standard Time) 4th Quarter, 2024 October 2024 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non- Directed Orders Non-Marketable Limit Orders as % of Non- Directed Orders Other Orders as % of Non-Directed Orders 100. |
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| December 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2024 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commissi |
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| December 18, 2024 |
Robinhood Markets Welcomes Christopher Payne to its Board of Directors Payne joins the Robinhood Board of Directors bringing decades of technology and product experience We’re excited to announce Christopher Payne has joined Robinhood Markets’ Board of Directors. |
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| December 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 4, 2024 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commissio |
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| November 14, 2024 |
HOOD / Robinhood Markets, Inc. / Bullfrog Capital GP, Ltd. - SC 13G/A Passive Investment SC 13G/A 1 tm2428285d1sc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. 2)* Robinhood Markets, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Secu |
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| November 14, 2024 |
HOOD / Robinhood Markets, Inc. / Index Ventures VI (Jersey) LP - SC 13G/A Passive Investment SC 13G/A 1 d793997dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3)* Robinhood Markets, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 770700102 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Stat |
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| October 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40691 Robin |
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| October 30, 2024 |
Robinhood Reports Third Quarter 2024 Results Second highest Revenues on record, up 36% year-over-year to $637 million GAAP Diluted EPS of $0. |
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| October 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2024 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commissio |
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| October 28, 2024 |
HOOD / Robinhood Markets, Inc. / Galileo (PTC) Ltd - SC 13G/A Passive Investment SC 13G/A 1 d822234dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* ROBINHOOD MARKETS, INC. (Name of Issuer) CLASS A COMMON STOCK, $0.0001 PAR VALUE PER SHARE (Title of Class of Securities) 770700102 (CUSIP Number) SEPTEMBER 30, 2024 (Date of Event Which Requires Filing of this Stat |
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| September 13, 2024 |
September 13, 2024 VIA EDGAR Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N. |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40691 Robinhood |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2024 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission |
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| August 7, 2024 |
Robinhood Reports Second Quarter 2024 Results Record Revenues of $682 million, up 40% year-over-year Record GAAP Diluted EPS of $0. |
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| July 31, 2024 |
a606nmsx2024xq2xcrfn Robinhood Financial LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Mon Jul 22 2024 12:08:12 GMT-0400 (Eastern Daylight Time) 2nd Quarter, 2024 April 2024 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non- Directed Orders Non-Marketable Limit Orders as % of Non- Directed Orders Other Orders as % of Non-Directed Orders 100. |
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| July 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2024 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission F |
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| July 31, 2024 |
a606nmsx2024xq2xhood Robinhood Securities, LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Mon Jul 22 2024 12:08:07 GMT-0400 (Eastern Daylight Time) 2nd Quarter, 2024 April 2024 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non- Directed Orders Non-Marketable Limit Orders as % of Non- Directed Orders Other Orders as % of Non-Directed Orders 100. |
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| June 28, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2024 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission F |
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| June 17, 2024 |
June 17, 2024 VIA EDGAR Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N. |
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| May 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2024 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission Fi |
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| May 28, 2024 |
exhibit991-blogpostdated Robinhood Announces $1 Billion Share Repurchase Program The board of directors of Robinhood Markets, Inc. |
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| May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2024 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission Fil |
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| May 8, 2024 |
Robinhood Reports First Quarter 2024 Results Record Revenues of $618 million, up 40% year-over-year and Record GAAP Diluted EPS of $0. |
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| May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40691 Robinhood |
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| May 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2024 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission Fil |
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| April 30, 2024 |
Robinhood Financial LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Mon Apr 22 2024 11:11:18 GMT-0400 (Eastern Daylight Time) 1st Quarter, 2024 January 2024 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non- Directed Orders Non-Marketable Limit Orders as % of Non- Directed Orders Other Orders as % of Non-Directed Orders 100. |
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| April 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2024 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission |
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| April 30, 2024 |
Robinhood Securities, LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Tue Apr 30 2024 10:10:07 GMT-0400 (Eastern Daylight Time) 1st Quarter, 2024 January 2024 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non- Directed Orders Non-Marketable Limit Orders as % of Non- Directed Orders Other Orders as % of Non-Directed Orders 100. |
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| April 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defini |
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| April 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant ☐ Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Defin |
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| March 22, 2024 |
Execution Version THIRD AMENDED AND RESTATED CREDIT AGREEMENT dated as of March 22, 2024 among ROBINHOOD SECURITIES, LLC, as Borrower The Lenders Party Hereto, BMO BANK N. |
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| March 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2024 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission |
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| March 21, 2024 |
Robinhood Markets Welcomes Susan Segal to its Board of Directors President and CEO of Americas Society and Council of the Americas joins the Robinhood Board of Directors We’re excited to share that Susan Segal has joined Robinhood Markets’ Board of Directors. |
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| March 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2024 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission |
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| March 1, 2024 |
March 1, 2024 VIA EDGAR Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N. |
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| February 27, 2024 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Robinhood Markets, Inc. |
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| February 27, 2024 |
Powers of attorney (included on the signature page hereto) As filed with the Securities and Exchange Commission on February 27, 2024 Registration No. |
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| February 27, 2024 |
obinhood Markets, Inc. Incentive-based Compensation Recovery Policy, Effective October 2, 2023 Exhibit 97.1 Robinhood Markets, Inc. INCENTIVE-BASED COMPENSATION RECOVERY POLICY Effective October 2, 2023 Scope This Incentive-Based Compensation Recovery Policy (this “Policy”) of Robinhood Markets, Inc. (the “Company”) applies to each Specified Officer (as defined below) as set forth herein. Purpose This Policy has been adopted to provide for the recovery of erroneously awarded incentive-based |
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| February 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40691 Robinhood Mark |
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| February 27, 2024 |
Subsidiaries of Robinhood Markets, Inc. Exhibit 21.1 Subsidiaries of the Registrant* As of December 31, 2023, the following entities are wholly owned direct or indirect subsidiaries of Robinhood Markets, Inc. Name of Subsidiary State/Country of Organization Robinhood Credit, Inc. Delaware Robinhood Crypto, LLC Delaware Robinhood Financial LLC Delaware Robinhood Money, LLC Delaware Robinhood Securities, LLC Delaware * In accordance with |
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| February 14, 2024 |
HOOD / Robinhood Markets, Inc. / Galileo (PTC) Ltd - SC 13G/A Passive Investment SC 13G/A 1 d696746dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* ROBINHOOD MARKETS, INC. (Name of Issuer) CLASS A COMMON STOCK, $0.0001 PAR VALUE PER SHARE (Title of Class of Securities) 770700102 (CUSIP Number) DECEMBER 31, 2023 (Date of Event Which Requires Filing of this State |
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| February 14, 2024 |
HOOD / Robinhood Markets, Inc. / Bullfrog Capital, L.P. - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. 2)* Robinhood Markets, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 770700102 (CUSIP Number) December |
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| February 14, 2024 |
HOOD / Robinhood Markets, Inc. / Index Ventures VI (Jersey) LP - SC 13G/A Passive Investment SC 13G/A 1 d738490dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* Robinhood Markets, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 770700102 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this State |
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| February 14, 2024 |
EXHIBIT 99.1 JOINT FILING AGREEMENT Each of the undersigned, pursuant to Rule 13d-1(k)(1) under the Act, hereby agrees and acknowledges that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of the Common Stock and the information required by this Schedule 13G, to which this Agreement is attached as an exhi |
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| February 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2024 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commissi |
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| February 13, 2024 |
HOOD / Robinhood Markets, Inc. / Tenev Vladimir - SC 13G/A Passive Investment SC 13G/A 1 d666505dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Robinhood Markets, Inc. (Name of Issuer) Class A Common Stock - $0.0001 par value per share (Title of Class of Securities) 770700102 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Stat |
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| February 13, 2024 |
HOOD / Robinhood Markets, Inc. / Bhatt Baiju - SC 13G/A Passive Investment SC 13G/A 1 d742997dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Robinhood Markets, Inc. (Name of Issuer) Class A Common Stock - $0.0001 par value per share (Title of Class of Securities) 770700102 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Stat |
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| February 13, 2024 |
Robinhood Reports Fourth Quarter and Full Year 2023 Results 2023 Record Revenues of $1. |
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| February 13, 2024 |
HOOD / Robinhood Markets, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01834-robinhoodmarketsincc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Robinhood Markets, Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 770700102 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriat |
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| January 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2024 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commissio |
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| January 31, 2024 |
a606-crfnx2023q4 Robinhood Financial LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Mon Jan 29 2024 19:01:07 GMT-0500 (Eastern Standard Time) 4th Quarter, 2023 October 2023 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non- Directed Orders Non-Marketable Limit Orders as % of Non- Directed Orders Other Orders as % of Non-Directed Orders 100. |
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| January 31, 2024 |
Robinhood Securities, LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Wed Jan 31 2024 00:26:12 GMT-0500 (Eastern Standard Time) 4th Quarter, 2023 October 2023 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non- Directed Orders Non-Marketable Limit Orders as % of Non- Directed Orders Other Orders as % of Non-Directed Orders 100. |
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| December 4, 2023 |
Robinhood Markets, Inc. Investor Presentation December 2023 investors.robinhood.com Disclaimers 2 This Presentation Relates to Robinhood’s Broader Financial and Operating Metrics Disclosures This presentation (the “Presentation”) is intended to provide summary information about the business of Robinhood Markets, Inc. (including its consolidated subsidiaries, “we,” “Robinhood,” or the “Company”) fo |
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| December 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 4, 2023 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commissio |
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| November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40691 Robin |
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| November 7, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2023 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commissio |
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| November 7, 2023 |
Robinhood Reports Third Quarter 2023 Results Company plans to launch UK Brokerage operations and EU Crypto trading in the coming weeks MENLO PARK, Calif. |
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| October 31, 2023 |
a606-hoodx2023q3xfinal Robinhood Securities, LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Thu Oct 26 2023 13:33:07 GMT-0400 (Eastern Daylight Time) 3rd Quarter, 2023 July 2023 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non- Directed Orders Non-Marketable Limit Orders as % of Non- Directed Orders Other Orders as % of Non-Directed Orders 100. |
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| October 31, 2023 |
a606-crfnx2023q3xfinal Robinhood Financial LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Thu Oct 26 2023 13:32:07 GMT-0400 (Eastern Daylight Time) 3rd Quarter, 2023 July 2023 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non- Directed Orders Non-Marketable Limit Orders as % of Non- Directed Orders Other Orders as % of Non-Directed Orders 100. |
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| October 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2023 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commissio |
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| October 19, 2023 |
October 19, 2023 VIA EDGAR Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N. |
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| September 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2023 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commiss |
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| September 1, 2023 |
f August 30, 2023, by Robinhood Markets, Inc., as purchaser, and the United St Exhibit 10.1 SHARE PURCHASE AGREEMENT THIS SHARE PURCHASE AGREEMENT (this “Agreement”) is made as of August 30, 2023, by the United States Marshals Service (the “USMS”), for and on behalf of the United States, and Robinhood Markets, Inc., a Delaware corporation (the “Purchaser” or “Company”) (jointly, the “Parties” and each a “Party”). RECITALS WHEREAS, on December 30, 2022, the United States Magi |
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| September 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 30, 2023 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission |
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| August 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40691 Robinhood |
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| August 2, 2023 |
Robinhood Reports Second Quarter 2023 Results GAAP Net Income was $25 million and GAAP Earnings Per Share was $0. |
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| August 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2023 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission |
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| July 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2023 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission F |
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| July 31, 2023 |
a606-crfnx2023q2 Robinhood Financial LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Fri Jul 28 2023 10:53:07 GMT-0400 (Eastern Daylight Time) 2nd Quarter, 2023 April 2023 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non- Directed Orders Non-Marketable Limit Orders as % of Non- Directed Orders Other Orders as % of Non-Directed Orders 100. |
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| July 31, 2023 |
a606-hoodx2023q2 Robinhood Securities, LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Fri Jul 28 2023 10:52:07 GMT-0400 (Eastern Daylight Time) 2nd Quarter, 2023 April 2023 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non- Directed Orders Non-Marketable Limit Orders as % of Non- Directed Orders Other Orders as % of Non-Directed Orders 100. |
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| June 23, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2023 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission F |
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| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40691 Robinhood |
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| May 10, 2023 |
Robinhood Reports First Quarter 2023 Results Robinhood Announces Launch of 24 Hour Market Robinhood Reports First Quarter 2023 Results Robinhood Announces Launch of 24 Hour Market MENLO PARK, Calif. |
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| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2023 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission Fi |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant ☐ Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Defin |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2023 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission |
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| April 28, 2023 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 28, 2023 |
a606-hoodx2023q11 Robinhood Securities, LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Wed Apr 26 2023 12:00:10 GMT-0400 (Eastern Daylight Time) 1st Quarter, 2023 January 2023 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non- Directed Orders Non-Marketable Limit Orders as % of Non- Directed Orders Other Orders as % of Non-Directed Orders 100. |
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| April 28, 2023 |
a606-crfnx2023q11 Robinhood Financial LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Wed Apr 26 2023 15:44:07 GMT-0400 (Eastern Daylight Time) 1st Quarter, 2023 January 2023 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non- Directed Orders Non-Marketable Limit Orders as % of Non- Directed Orders Other Orders as % of Non-Directed Orders 100. |
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| March 24, 2023 |
Restated Credit Agreement dated as of March 24, 20 EX-10.1 Exhibit 10.1 Execution Version SECOND AMENDED AND RESTATED CREDIT AGREEMENT dated as of March 24, 2023 among ROBINHOOD SECURITIES, LLC, as Borrower The Lenders Party Hereto, BMO HARRIS BANK N.A., as Syndication Agent, and JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A. and BMO CAPITAL MARKETS CORP., as Joint Bookrunners and Joint Lead Arrangers Table of Content |
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| March 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2023 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission |
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| March 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2023 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission |
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| March 15, 2023 |
Letter Agreement, dated March 15, 2023, between Gretchen Howard and Robinhood Markets, Inc. EX-10.1 Exhibit 10.1 85 Willow Road Menlo Park, CA 94025 www.robinhood.com March 15, 2023 Gretchen Howard c/o last address on file with the Company Dear Gretchen: This letter agreement memorializes the terms of our discussions regarding your transitional employment with Robinhood Markets, Inc. (“Robinhood” or the “Company”). From April 3, 2023 until January 1, 2024 (the “Advisory Period”), you wil |
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| February 27, 2023 |
As filed with the Securities and Exchange Commission on February 27, 2023 S-8 As filed with the Securities and Exchange Commission on February 27, 2023 Registration No. |
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| February 27, 2023 |
EX-FILING FEES 4 d454036dexfilingfees.htm EX-FILING FEES Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Robinhood Markets, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price Per Share Maximum Aggregate Offering Price Fee Rate |
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| February 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40691 Robinhood Mark |
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| February 27, 2023 |
Subsidiaries of Robinhood Markets, Inc. Exhibit 21.1 Subsidiaries of the Registrant As of February 21, 2023, the following entities are wholly owned direct or indirect subsidiaries of Robinhood Markets, Inc. Name of Subsidiary State/Country of Organization Nottinghood Technologies India Private Limited India RHX, LLC Delaware Robinhood Asset Management, LLC Delaware Robinhood Crypto, LLC Delaware Robinhood Derivatives, LLC Delaware Robi |
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| February 14, 2023 |
HOOD / Robinhood Markets, Inc. Class A / Bhatt Baiju - SC 13G/A Passive Investment SC 13G/A 1 d417608dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Robinhood Markets, Inc. (Name of Issuer) Class A Common Stock - $0.0001 par value per share (Title of Class of Securities) 770700102 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Stat |
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| February 14, 2023 |
HOOD / Robinhood Markets, Inc. Class A / Bullfrog Capital, L.P. - SC 13G/A Passive Investment SC 13G/A 1 tm236496d1sc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. 1)* Robinhood Markets, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Secur |
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| February 14, 2023 |
HOOD / Robinhood Markets, Inc. Class A / Tenev Vladimir - SC 13G/A Passive Investment SC 13G/A 1 d398693dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Robinhood Markets, Inc. (Name of Issuer) Class A Common Stock - $0.0001 par value per share (Title of Class of Securities) 770700102 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Stat |
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| February 13, 2023 |
HOOD / Robinhood Markets, Inc. Class A / Index Ventures VI (Jersey) LP - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* Robinhood Markets, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 770700102 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desi |
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| February 9, 2023 |
HOOD / Robinhood Markets, Inc. Class A / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Robinhood Markets Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 770700102 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d |
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| February 8, 2023 |
Exhibit 10.1 RESTRICTED STOCK UNIT CANCELLATION AGREEMENT AND RELEASE This Restricted Stock Unit Cancellation Agreement (this “Agreement”) is entered into as of [DATE] (the “Effective Date”), by and between Robinhood Markets, Inc., a Delaware corporation (the “Company”), and [NAME] (the “Participant”). WHEREAS, pursuant to a Notice of Restricted Stock Unit Award (with its attached Restricted Stock |
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| February 8, 2023 |
Robinhood Reports Fourth Quarter and Full Year 2022 Results Robinhood Co-Founders cancel nearly $500M of their share-based compensation Board of Directors authorizes Robinhood to pursue purchasing its shares that Emergent Fidelity Technologies Ltd. |
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| February 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 3, 2023 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commissio |
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| January 31, 2023 |
rhs606-hoodx2022q4xfinal Robinhood Securities, LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Tue Jan 31 2023 15:26:09 GMT-0500 (Eastern Standard Time) 4th Quarter, 2022 October 2022 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non- Directed Orders Non-Marketable Limit Orders as % of Non- Directed Orders Other Orders as % of Non-Directed Orders 100. |
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| January 31, 2023 |
rhf606-crfnx2022q4xfinal Robinhood Financial LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Tue Jan 31 2023 15:29:09 GMT-0500 (Eastern Standard Time) 4th Quarter, 2022 October 2022 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non- Directed Orders Non-Marketable Limit Orders as % of Non- Directed Orders Other Orders as % of Non-Directed Orders 100. |
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| January 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2023 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commissio |
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| December 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2022 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commissi |
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| December 16, 2022 |
Amended and Restated Bylaws of Robinhood Markets, Inc., dated December 14, 2022 (our “Bylaws”) EX-3.1 Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF ROBINHOOD MARKETS, INC. Effective as of December 14, 2022 Table of Contents Page ARTICLE I STOCKHOLDERS’ MEETINGS 1 Section 1.1 Place of Meetings 1 Section 1.2 Annual Meetings 1 Section 1.3 Special Meetings 1 Section 1.4 Notice 2 Section 1.5 Quorum; Adjournments; Postponement 2 Section 1.6 Proxies; Voting 3 Section 1.7 Inspectors of E |
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| November 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40691 Robin |
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| November 3, 2022 |
Separation Agreement between Robinhood Markets, Inc. and Aparna Chennapragada, dated August 1, 2022 Exhibit 10.1 [Letterhead of Robinhood Markets, Inc.] August 1, 2022 Aparna Chennapragada [street address] [City], CA [ZIP code] United States of America Dear Aparna: As we have discussed, you will be separating from employment with Robinhood Markets, Inc. (the “Company”). This letter agreement (this “Agreement”) confirms our agreement regarding your separation from employment. 1.Transitional Emplo |
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| November 2, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2022 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commissio |
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| November 2, 2022 |
Robinhood Reports Third Quarter 2022 Results Robinhood Reports Third Quarter 2022 Results MENLO PARK, Calif. ? November 2, 2022 ? Robinhood Markets, Inc. (?Robinhood?) (NASDAQ: HOOD) today announced financial results for the third quarter of 2022, which ended September 30, 2022. ?Total net revenues increased 14% sequentially to $361 million. ?Transaction-based revenues increased 3% sequentially to $208 million. ?Options increased 10% sequent |
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| October 31, 2022 |
ex992606ahoodx2022q3 Robinhood Securities, LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Thu Oct 27 2022 16:04:08 GMT-0400 (Eastern Daylight Time) 3rd Quarter, 2022 July 2022 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non- Directed Orders Non-Marketable Limit Orders as % of Non- Directed Orders Other Orders as % of Non-Directed Orders 100. |
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| October 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2022 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commissio |
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| October 31, 2022 |
ex991606acrfnx2022q3xfi Robinhood Financial LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Fri Oct 28 2022 14:09:09 GMT-0400 (Eastern Daylight Time) 3rd Quarter, 2022 July 2022 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non- Directed Orders Non-Marketable Limit Orders as % of Non- Directed Orders Other Orders as % of Non-Directed Orders 100. |
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| September 30, 2022 |
Material Impairments, Costs Associated with Exit or Disposal Activities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2022 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorpor |
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| August 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40691 Robinhood |
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| August 2, 2022 |
Robinhood Reports Second Quarter 2022 Results Robinhood Reports Second Quarter 2022 Results MENLO PARK, Calif. – August 2, 2022 – Robinhood Markets, Inc. (“Robinhood”) (NASDAQ: HOOD) today announced financial results for the second quarter of 2022, which ended June 30, 2022. •Total net revenues increased 6% sequentially to $318 million. •Transaction-based revenues decreased 7% sequentially to $202 million. ◦Options decreased 11% sequentially |
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| August 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2022 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission F |
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| July 29, 2022 |
Robinhood Securities, LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Thu Jul 28 2022 14:38:08 GMT-0400 (Eastern Daylight Time) 2nd Quarter, 2022 April 2022 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non- Directed Orders Non-Marketable Limit Orders as % of Non- Directed Orders Other Orders as % of Non-Directed Orders 100. |
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| July 29, 2022 |
Robinhood Financial LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Thu Jul 28 2022 14:00:08 GMT-0400 (Eastern Daylight Time) 2nd Quarter, 2022 April 2022 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non- Directed Orders Non-Marketable Limit Orders as % of Non- Directed Orders Other Orders as % of Non-Directed Orders 100. |
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| July 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2022 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission F |
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| June 24, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 22, 2022 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission F |
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| May 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2022 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission Fi |
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| May 12, 2022 |
AGREEMENT JOINT FILING OF SCHEDULE 13D Exhibit 1 AGREEMENT JOINT FILING OF SCHEDULE 13D The undersigned hereby agree to jointly prepare and file with regulatory authorities this Schedule 13D and any future amendments thereto reporting each of the undersigned’s ownership of securities of Robinhood Markets, Inc. |
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| May 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Robinhood Markets, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 770700102 (CUSIP Number) Ryne Miller 60 Broad Street, Suite 2501 New York, NY 10004 (405) 517-7570 (Name, Address and Telephone Number of Person Author |
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| May 12, 2022 |
Exhibit 2 TRANSACTIONS The following table sets forth all transactions with respect to Shares effected in the last 60 days by or on behalf of the Reporting Persons, inclusive of any transactions effected through 4:00 p. |
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| May 6, 2022 |
Offer Letter between Robinhood Markets, Inc. and Aparna Chennapragada, dated February 18, 2021 Exhibit 10.4 February 18, 2021 Dear Aparna: Congratulations! We're delighted to offer you employment at Robinhood Markets, Inc. ("Robinhood" or the ?Company?). We hope you'll join us in our mission to democratize finance for all. You will join us as Chief Product Officer initially reporting to Vlad Tenev, working in Menlo Park. Your starting annual salary will be $550,000, less applicable taxes, d |
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| May 6, 2022 |
Inc. and Christina Smedley, dated August 21, 2021 Exhibit 10.5.2 August 21, 2021 Christina Smedley Dear Christina: This letter (the ?Agreement? or ?Separation Agreement?) confirms the agreement between you and Robinhood Markets, Inc. (the ?Company?), regarding your separation from employment. 1.Separation. If you do not execute this Agreement then your last day as an employee of the Company will be September 17, 2021. If you do execute this Agree |
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| May 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40691 Robinhood |
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| May 6, 2022 |
Form of Indemnification Agreement (VC Fund-Affiliated Directors) Exhibit 10.1 INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (the ?Agreement?) is made and entered into as of [?], 2022 between Robinhood Markets, Inc., a Delaware corporation (the ?Company?), and [?] (?Indemnitee?). WHEREAS, highly competent persons have become more reluctant to serve corporations as directors and officers or in other capacities unless they are provided with adequate pro |
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| May 6, 2022 |
NOTICE OF OPTION AWARD ROBINHOOD MARKETS, INC. 2021 OMNIBUS INCENTIVE PLAN Unless otherwise defined herein, capitalized terms used in this Notice of Option Award (this ?Notice of Grant?) shall have the same meanings ascribed to them in the Robinhood Markets, Inc. 2021 Omnibus Incentive Plan (the ?Plan?). All references to the ?Platform? in this Notice of Grant or in the Option Agreement attached h |
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| May 6, 2022 |
Exhibit 10.2 Joinder Agreement The undersigned is executing and delivering this Joinder Agreement pursuant to the Voting Agreement, dated as of July 26, 2021 (as it may be amended, modified, restated or supplemented from time to time, the ?Voting Agreement?), by and among (a) Baiju Bhatt and Vladimir Tenev (together, the ?Individual Founders?), (b) the Founder Affiliates (as defined in the Voting |
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| May 6, 2022 |
Offer Letter between Robinhood Markets, Inc. and Christina Smedley, dated July 4, 2020 Exhibit 10.5.1 July 4, 2020 Dear Christina: Congratulations! We're delighted to offer you employment at Robinhood Markets, Inc. ("Robinhood" or the ?Company?). We hope you'll join us in our mission to democratize finance for all. You will join us as a Chief Marketing Officer initially reporting to Baiju Prafulkumar, working in Menlo Park. Your starting annual salary will be $400,000, less applicab |
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| May 6, 2022 |
Offer Letter between Robinhood Markets, Inc. and Gretchen Howard, dated November 16, 2018 Exhibit 10.3 November 16, 2018 JOB OFFER LETTER Dear Gretchen: Robinhood Markets, Inc. (the ?Company?) is pleased to offer you employment on the following terms: Position Your initial title will be Vice President of Operations, and you will initially report to Vladimir Tenev. This is a full-time position. While you render services to the Company, you will not engage in any other employment, consul |
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| May 5, 2022 |
Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Robinhood Markets, Inc. (Name of Issuer) Class A Common Stock, $.0001 par value (Title of Class of Securities) 770700102 (CUSIP Number) Louis S. Citron, Esq. New Enterprise Associates 1954 Greenspring Drive, Suite 600, Timonium, MD 21093 (41 |
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| May 2, 2022 |
DEFA14A 1 d363650ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as p |
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| May 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ? Filed by the Registrant ? Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| April 28, 2022 |
Robinhood Reports First Quarter 2022 Results Robinhood Reports First Quarter 2022 Results MENLO PARK, Calif. ? April 28, 2022 ? Robinhood Markets, Inc. (?Robinhood?) (NASDAQ: HOOD) today announced financial results for the first quarter, which ended March 31, 2022. ?Total net revenues decreased 43% to $299 million, compared with $522 million in the first quarter of 2021. ?Transaction-based revenues decreased 48% to $218 million, compared wit |
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| April 28, 2022 |
Financial Statements and Exhibits, Costs Associated with Exit or Disposal Activities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2022 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission |
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| April 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 11, 2022 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission |
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| April 14, 2022 |
Exhibit 10.1 Execution Version AMENDED AND RESTATED CREDIT AGREEMENT dated as of April 11, 2022 among ROBINHOOD SECURITIES, LLC, as Borrower The Lenders Party Hereto, BMO HARRIS BANK N.A., as Syndication Agent, and JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A. and BMO CAPITAL MARKETS CORP., as Joint Bookrunners and Joint Lead Arrangers Table of Contents Page ARTICLE |
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| March 23, 2022 |
Exhibit 99.1 Robinhood Markets Welcomes Meyer ?Micky? Malka to its Board of Directors Longtime investor and advisor joins board Today, we?re excited to share that Micky Malka is joining Robinhood Markets? Board of Directors effective March 23. ?As an early investor in Robinhood, Micky has been a partner and advisor to Baiju and I throughout Robinhood?s journey thus far,? said Vlad Tenev, CEO and C |
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| March 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 23, 2022 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission |
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| February 24, 2022 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Robinhood Markets, Inc. |
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| February 24, 2022 |
As filed with the Securities and Exchange Commission on February 24, 2022 S-8 1 d284840ds8.htm S-8 As filed with the Securities and Exchange Commission on February 24, 2022 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 46-4364776 (State or other jurisdiction of incorporati |
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| February 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40691 Robinhood Mark |
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| February 24, 2022 |
Amended and Restated Bylaws of Robinhood Markets, Inc., dated December 14, 2022 Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF ROBINHOOD MARKETS, INC. Effective as of February 24, 2022 Table of Contents Page ARTICLE I STOCKHOLDERS? MEETINGS 1 Section 1.1 Place of Meetings 1 Section 1.2 Annual Meetings 1 Section 1.3 Special Meetings 1 Section 1.4 Notice 2 Section 1.5 Quorum; Adjournments; Postponement 2 Section 1.6 Proxies; Voting 3 Section 1.7 Inspectors of Election 5 Section 1.8 |
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| February 24, 2022 |
Description of Robinhood Securities Registered Under Section 12 of the Exchange Act Exhibit 4.3 Robinhood Markets, Inc. DESCRIPTION OF CAPITAL STOCK The following summary describes the material terms of the capital stock of Robinhood Markets Inc. (?Robinhood,? the ?Company,? ?we,? or ?us?) and provisions of our Amended and Restated Certificate of Incorporation (our ?Charter?) and our Amended and Restated Bylaws (our ?Bylaws?). This summary does not purport to be complete and is q |
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| February 24, 2022 |
Exhibit 10.15(d) NOTICE OF OPTION AWARD ROBINHOOD MARKETS, INC. 2021 OMNIBUS INCENTIVE PLAN Unless otherwise defined herein, capitalized terms used in this Notice of Option Award (this ?Notice of Grant?) shall have the same meanings ascribed to them in the Robinhood Markets, Inc. 2021 Omnibus Incentive Plan (the ?Plan?). All references to the ?Platform? in this Notice of Grant or in the Option Agr |
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| February 24, 2022 |
Subsidiaries of Robinhood Markets, Inc. Exhibit 21.1 Subsidiaries of the Registrant As of February 18, 2022, the following entities are wholly owned direct or indirect subsidiaries of Robinhood Markets, Inc. Name of Subsidiary State/Country of Organization Robinhood Financial LLC Delaware Robinhood Securities, LLC Delaware Robinhood Crypto, LLC Delaware Robinhood Money, LLC Delaware Robinhood International, Inc. Delaware Say Technologie |
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| February 14, 2022 |
EXHIBIT 99.1 JOINT FILING AGREEMENT Each of the undersigned, pursuant to Rule 13d-1(k)(1) under the Act, hereby agrees and acknowledges that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of the Class A Common Stock and the information required by this Schedule 13G, to which this Agreement is attached as |
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| February 14, 2022 |
HOOD / Robinhood Markets, Inc. Class A / Tenev Vladimir - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Robinhood Markets, Inc. (Name of Issuer) Class A Common Stock - $0.0001 par value per share (Title of Class of Securities) 770700102 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desi |
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| February 14, 2022 |
HOOD / Robinhood Markets, Inc. Class A / Bhatt Baiju - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Robinhood Markets, Inc. (Name of Issuer) Class A Common Stock - $0.0001 par value per share (Title of Class of Securities) 770700102 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desi |
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| February 14, 2022 |
HOOD / Robinhood Markets, Inc. Class A / Bullfrog Capital, L.P. - SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. )* Robinhood Markets, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 770700102 (CUSIP Number) December 3 |
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| February 14, 2022 |
HOOD / Robinhood Markets, Inc. Class A / Galileo (PTC) Ltd - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ROBINHOOD MARKETS, INC. (Name of Issuer) CLASS A COMMON STOCK, $0.0001 PAR VALUE PER SHARE (Title of Class of Securities) 770700102 (CUSIP Number) DECEMBER 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig |
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| February 14, 2022 |
HOOD / Robinhood Markets, Inc. Class A / Index Ventures VI (Jersey) LP - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* Robinhood Markets, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 770700102 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig |
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| February 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Robinhood Markets, Inc. (Name of Issuer) Class A Common Stock, $.0001 par value (Title of Class of Securities) 770700102 (CUSIP Number) Louis S. Citron, Esq. New Enterprise Associates 1954 Greenspring Drive, Suite 600, Timonium, MD 21093 (410) 842-4000 ( |
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| January 27, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2022 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commissio |
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| January 27, 2022 |
Robinhood Reports Fourth Quarter and Full Year 2021 Results Robinhood Reports Fourth Quarter and Full Year 2021 Results MENLO PARK, Calif. ? January 27, 2022 ? Robinhood Markets, Inc. (?Robinhood?) (NASDAQ: HOOD) today announced financial results for the fourth quarter and full year ended December 31, 2021. ?Total net revenues for the quarter increased 14% to $363 million, compared with $318 million in the fourth quarter of 2020, and for the year increased |
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| December 7, 2021 |
As filed with the Securities and Exchange Commission on December 7, 2021 POS AM 1 post-effectiveamendment.htm POS AM As filed with the Securities and Exchange Commission on December 7, 2021 Registration No. 333-258474 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Robinhood Markets, Inc. (Exact name of Registrant as specified in its charter) Delaw |
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| November 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 11, 2021 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commissi |
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| November 16, 2021 |
Exhibit 99.1 November 16, 2021 Robinhood Markets Welcomes Frances Frei to its Board of Directors Jan Hammer will leave the Board to continue his focus on early stage investing at Index Ventures Today, we?re excited to share that Frances Frei is joining Robinhood Markets? Board of Directors. Frances was officially appointed to the Board yesterday, November 15, 2021. ?Frances is globally recognized |
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| November 8, 2021 |
November 8, 2021 Robinhood Announces Data Security Incident Exhibit 99.1 November 8, 2021 Robinhood Announces Data Security Incident Late in the evening of November 3, we experienced a data security incident. An unauthorized third party obtained access to a limited amount of personal information for a portion of our customers. Based on our investigation, the attack has been contained and we believe that no Social Security numbers, bank account numbers, or |
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| November 8, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2021 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commissio |
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| October 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40691 Robin |
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| October 29, 2021 |
Robinhood Markets, Inc. Class A Common Stock Filed pursuant to Rule 424(b)(3) Registration No. 333-258474 Prospectus Supplement No. 1 (To Prospectus dated October 27, 2021) Robinhood Markets, Inc. Class A Common Stock This Prospectus Supplement No. 1 (the ?Prospectus Supplement?) updates, supplements and amends the Prospectus dated October 27, 2021 (the ?Prospectus?), relating to the offer and sale from time to time of up to 97,876,033 share |
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| October 28, 2021 |
Robinhood Markets, Inc. Class A Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-258474 Prospectus Robinhood Markets, Inc. Class A Common Stock This prospectus related to the offer and sale from time to time of up to 97,876,033 shares of Class A common stock of Robinhood Markets, Inc. by the selling stockholders identified in this prospectus. The number of shares offered for sale by the selling stockholders consists of up t |
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| October 27, 2021 |
As filed with the Securities and Exchange Commission on October 27, 2021 As filed with the Securities and Exchange Commission on October 27, 2021 Registration Statement File No. |
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| October 26, 2021 |
Robinhood Reports Third Quarter 2021 Results Robinhood Reports Third Quarter 2021 Results MENLO PARK, Calif. ? October 26, 2021 ? Robinhood Markets, Inc. (?Robinhood?) (NASDAQ: HOOD) today announced financial results for the third quarter ended September 30, 2021. ?Total net revenues increased 35% to $365 million, compared with $270 million in the third quarter of 2020. ?Transaction-based revenues increased 32% to $267 million, compared with |
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| October 26, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2021 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commissio |
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| October 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 19, 2021 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commissio |
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| October 21, 2021 |
Robinhood Markets Welcomes Dara Treseder to its Board of Directors October 21, 2021 Robinhood Markets Welcomes Dara Treseder to its Board of Directors October 21, 2021 Today, we?re thrilled to share that Dara Treseder has been appointed as the newest member of Robinhood Markets? Board of Directors. |
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| October 8, 2021 |
Subsidiaries of Robinhood Markets, Inc. Exhibit 21.1 Subsidiaries of the Registrant As of October 1, 2021, the following entities are wholly owned direct or indirect subsidiaries of Robinhood Markets, Inc. Name of Subsidiary State/Country of Organization Robinhood Financial LLC Delaware Robinhood Securities, LLC Delaware Robinhood Crypto, LLC Delaware Robinhood U.K. LTD United Kingdom Robinhood Money, LLC Delaware Bonaldoo B.V. Netherla |
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| October 8, 2021 |
As filed with the Securities and Exchange Commission on October 8, 2021. As filed with the Securities and Exchange Commission on October 8, 2021. Registration No. 333-258474 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to Form S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Robinhood Markets, Inc. (Exact name of Registrant as specified in its charter) Delaware 7372 46-4364776 (State or other jurisdiction of incorpo |
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| October 8, 2021 |
Robinhood Markets, Inc. 85 Willow Road Menlo Park, California 94025 Robinhood Markets, Inc. 85 Willow Road Menlo Park, California 94025 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549-0001 Attn: Mr. J. Nolan McWilliams Ms. Sandra Hunter Berkheimer Mr. Marc Thomas Mr. Hugh West Robinhood Markets, Inc. Registration Statement on Form S-1 File No. 333-258474 October 8, 2021 Dear Mr. McW |
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| September 20, 2021 |
September 20, 2021 Robinhood Markets, Inc. Registration Statement on Form S-1 File No. 333-258474 September 20, 2021 Robinhood Markets, Inc. Registration Statement on Form S-1 File No. 333-258474 Dear Mr. McWilliams and Ms. Berkheimer: This letter sets forth the proposed responses of Robinhood Markets, Inc. (the ?Company?) to the comments of staff (the ?Staff?) of the Securities and Exchange Commission (the ?SEC?) contained in your letter dated September 16, 2021 (the ?Comment Letter?), relati |
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| September 1, 2021 |
Subsidiaries of Robinhood Markets, Inc. Exhibit 21.1 Subsidiaries of the Registrant As of August 31, 2021, the following entities are wholly owned direct or indirect subsidiaries of Robinhood Markets, Inc. Name of Subsidiary State/Country of Organization Robinhood Financial LLC Delaware Robinhood Securities, LLC Delaware Robinhood Crypto, LLC Delaware Robinhood U.K. LTD United Kingdom Robinhood Money, LLC Delaware Bonaldoo B.V. Netherla |
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| September 1, 2021 |
As filed with the Securities and Exchange Commission on August 31, 2021. As filed with the Securities and Exchange Commission on August 31, 2021. Registration No. 333-258474 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to Form S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Robinhood Markets, Inc. (Exact name of Registrant as specified in its charter) Delaware 7372 46-4364776 (State or other jurisdiction of incorpo |
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| August 26, 2021 |
Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Robinhood Markets, Inc. (Name of Issuer) Class A Common Stock, $.0001 par value (Title of Class of Securities) 770700102 (CUSIP Number) Louis S. Citron, Esq. New Enterprise Associates 1954 Greenspring Drive, Suite 600, Timonium, MD 21093 (410 |
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| August 18, 2021 |
Forms of ESPP Subscription Agreement and Notice of Withdrawal Exhibit 10.19 ROBINHOOD MARKETS, INC. 2021 EMPLOYEE SHARE PURCHASE PLAN SUBSCRIPTION AGREEMENT By clicking the ?ENROLL? (or similar wording) button on the Employee Share Purchase Plan screen of a Robinhood Markets, Inc. stock plan account on www.etrade.com, the holder of such account (the ?Employee?) hereby agrees to this Subscription Agreement and enrolls in the Plan (as defined below) or, as app |
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| August 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 18, 2021 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission |
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| August 18, 2021 |
Exhibit 10.16 NOTICE OF RESTRICTED STOCK UNIT AWARD ROBINHOOD MARKETS, INC. 2021 OMNIBUS INCENTIVE PLAN Unless otherwise defined herein, capitalized terms used in this Notice of Restricted Stock Unit Award (this ?Notice of Grant?) shall have the same meanings ascribed to them in the Robinhood Markets, Inc. 2021 Omnibus Incentive Plan (the ?Plan?). All references to the ?Platform? in this Notice of |
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| August 18, 2021 |
Exhibit 10.8 EXECUTION VERSION EXCHANGE AGREEMENT THIS EXCHANGE AGREEMENT (this ?Agreement?) is made and entered into as of July 26, 2021, by and between Robinhood Markets, Inc., a Delaware corporation (the ?Company?), and the stockholders of the Company listed on Exhibit A hereto (collectively, ?Exchange Stockholders?). Each of the foregoing parties is referred to herein as a ?Party? and collecti |
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| August 18, 2021 |
Exhibit 10.17 NOTICE OF FULLY VESTED STOCK AWARD FOR NON-EMPLOYEE DIRECTORS ROBINHOOD MARKETS, INC. 2021 OMNIBUS INCENTIVE PLAN Unless otherwise defined herein, capitalized terms used in this Notice of Fully Vested Stock Award for Non-Employee Directors (this ?Notice of Grant?) shall have the same meanings given to them in the Robinhood Markets, Inc. 2021 Omnibus Incentive Plan (the ?Plan?). All r |
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| August 18, 2021 |
Exhibit 10.3 EXECUTION VERSION Robinhood Markets, Inc. Class A Common Stock, par value $0.0001 per share Underwriting Agreement July 28, 2021 Goldman Sachs & Co. LLC J.P. Morgan Securities LLC, As representatives (the ?Representatives?) of the several Underwriters named in Schedule I hereto c/o Goldman Sachs & Co. LLC 200 West Street New York, New York 10282 c/o J.P. Morgan Securities LLC 383 Madi |
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| August 18, 2021 |
Robinhood Reports Second Quarter 2021 Results Robinhood Reports Second Quarter 2021 Results MENLO PARK, Calif. ? August 18, 2021 ? Robinhood Markets, Inc. (?Robinhood?) (NASDAQ: HOOD) today announced financial results for the second quarter ended June 30, 2021. ?Total net revenues increased 131% to $565 million in the second quarter of 2021, compared with $244 million in the second quarter of 2020. ?Transaction-based revenues increased 141% t |
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| August 18, 2021 |
Exhibit 10.10 EXECUTION VERSION VOTING AGREEMENT This VOTING AGREEMENT (this ?Agreement?) is entered into as of July 26, 2021, by and among (a) Baiju Bhatt and Vladimir Tenev (each, an ?Individual Founder? and, together, the ?Individual Founders?), (b) each Person (as defined below) listed on Schedule A hereto (each, a ?Founder Affiliate? and, collectively, the ?Founder Affiliates?) and (c) solely |
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| August 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40691 Robinhood |
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| August 6, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2021 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission |
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| August 6, 2021 |
Robinhood Markets, Inc. to Announce Second Quarter 2021 Results on August 18, 2021; Comments on Recent Filing of Resale Registration Statement August 6, 2021 9:00 AM Eastern Daylight Time MENLO PARK, CALIF.-(GLOBE NEWSWIRE) Today, Robinhood Markets, Inc. (NASDAQ: HOOD) announced that it will release its second quarter 2021 financial results on Wednesday, August 18, 2021. An earnings conference cal |
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| August 5, 2021 |
As filed with the Securities and Exchange Commission on August 4, 2021. As filed with the Securities and Exchange Commission on August 4, 2021. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Robinhood Markets, Inc. (Exact name of Registrant as specified in its charter) Delaware 7372 46-4364776 (State or other jurisdiction of incorporation or organization) (P |
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| August 2, 2021 |
Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ROBINHOOD MARKETS, INC. Robinhood Markets, Inc. (the ?Corporation?), a corporation organized and existing under the General Corporation Law of the State of Delaware (the ?DGCL?), does hereby certify as follows: 1. The name of the Corporation is Robinhood Markets, Inc. The Corporation was originally incorporated under the name Robinho |
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| August 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2021 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 333-257602 46-4364776 (State or other jurisdiction of incorporation) (Commission |
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| August 2, 2021 |
Amended and Restated Bylaws of Robinhood Markets, Inc. Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF ROBINHOOD MARKETS, INC. Effective as of August 2, 2021 Table of Contents Page ARTICLE I STOCKHOLDERS? MEETINGS 1 Section 1.1 Place of Meetings 1 Section 1.2 Annual Meetings 1 Section 1.3 Special Meetings 1 Section 1.4 Notice 2 Section 1.5 Quorum; Adjournments; Postponement 2 Section 1.6 Proxies; Voting 3 Section 1.7 Inspectors of Election 5 Section 1.8 Li |
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| July 30, 2021 |
55,000,000 Shares Robinhood Markets, Inc. Class A Common Stock Filed Pursuant to Rule 424(b)(4) Registration No. 333-257602 Prospectus 55,000,000 Shares Robinhood Markets, Inc. Class A Common Stock This is an initial public offering of Class A common stock by Robinhood Markets, Inc. We are offering 52,375,000 shares of our Class A common stock to be sold in the offering. The selling stockholders identified in this prospectus, who are our founders and our Chie |
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| July 29, 2021 |
Robinhood Markets, Inc. 2021 Employee Share Purchase Plan (the “ESPP”) Exhibit 99.2 ROBINHOOD MARKETS, INC. 2021 EMPLOYEE SHARE PURCHASE PLAN Approved by the Board of Directors on June 8, 2021 Approved by Stockholders on June 15, 2021 Effective on July 27, 2021 1.Purpose. The purpose of the Plan is to provide employees of the Company and the Designated Companies with an opportunity to purchase Class A Common Stock through accumulated payroll deductions to further ali |
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| July 29, 2021 |
Robinhood Markets, Inc. 2021 Omnibus Incentive Plan (the “2021 Plan”) Exhibit 99.1 ROBINHOOD MARKETS, INC. 2021 OMNIBUS INCENTIVE PLAN Approved by the Board of Directors on June 8, 2021 Approved by Stockholders on June 15, 2021 Effective on July 27, 2021 1.Purpose. The purpose of the Plan is to provide the Company with the ability to grant equity- and/or cash-based incentives to promote the interests of the Company and its stockholders by (a) attracting and retainin |
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| July 29, 2021 |
Robinhood Markets Inc. Restricted Stock Award Agreement, dated as of July 29, 2020 Exhibit 99.5 ROBINHOOD MARKETS, INC. RESTRICTED STOCK AWARD AGREEMENT (NON-PLAN AWARD) This Restricted Stock Award Agreement (the ?Agreement?) is made and entered into as of July 29, 2020 (the ?Effective Date?) by and between Robinhood Markets, Inc., a Delaware corporation (the ?Company?), and Mitchell Burbick (?Awardee?). 1.AWARD OF SHARES. On the Effective Date and subject to the terms and condi |
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| July 29, 2021 |
As filed with the Securities and Exchange Commission on July 29, 2021 As filed with the Securities and Exchange Commission on July 29, 2021 Registration No. |
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| July 29, 2021 |
As filed with the Securities and Exchange Commission on July 29, 2021 As filed with the Securities and Exchange Commission on July 29, 2021 Registration No. |
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| July 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Robinhood Markets, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware (State or other jurisdiction of incorporation) 85 Willow Road Menlo Park, California (Address of Principal Ex |
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| July 27, 2021 |
Robinhood Markets, Inc. Registration Statement on Form S-1 File No. 333-257602 July 27, 2021 Robinhood Markets, Inc. Registration Statement on Form S-1 File No. 333-257602 Dear Mr. McWilliams, Ms. Berkheimer, Mr. Thomas and Mr. West: Robinhood Markets, Inc. (the ?Company?) has filed today, via EDGAR, this letter and Amendment No. 2 to a Registration Statement on Form S-1 (the ?Revised Registration Statement?) with the staff (the ?Staff?) of the Securities and Exchange Commis |
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| July 27, 2021 |
Robinhood Markets, Inc. 85 Willow Road Menlo Park, California 94025 Robinhood Markets, Inc. 85 Willow Road Menlo Park, California 94025 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549-0001 Attn: Mr. J. Nolan McWilliams Ms. Sandra Hunter Berkheimer Mr. Marc Thomas Mr. Hugh West Robinhood Markets, Inc. Registration Statement on Form S-1 File No. 333-257602 July 27, 2021 Dear Mr. McWil |
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| July 27, 2021 |
July 27, 2021 BY EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D. |
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| July 27, 2021 |
As filed with the Securities and Exchange Commission on July 27, 2021. As filed with the Securities and Exchange Commission on July 27, 2021. Registration No. 333-257602 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to Form S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Robinhood Markets, Inc. (Exact name of Registrant as specified in its charter) Delaware 7372 46-4364776 (State or other jurisdiction of incorpora |
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| July 19, 2021 |
As filed with the Securities and Exchange Commission on July 19, 2021. As filed with the Securities and Exchange Commission on July 19, 2021. Registration No. 333-257602 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to Form S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Robinhood Markets, Inc. (Exact name of Registrant as specified in its charter) Delaware 7372 46-4364776 (State or other jurisdiction of incorpora |
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| July 19, 2021 |
Robinhood Markets, Inc. Amendment No. 1 to Registration Statement on Form S-1 File No. 333-257602 July 19, 2021 Robinhood Markets, Inc. Amendment No. 1 to Registration Statement on Form S-1 File No. 333-257602 Dear Mr. McWilliams, Ms. Berkheimer, Mr. Thomas and Mr. West: Robinhood Markets, Inc. (the ?Company?) has filed today, via EDGAR, this letter and Amendment No. 1 to the Registration Statement on Form S-1 (the ?Revised Registration Statement?) with the staff (the ?Staff?) of the Securitie |
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| July 19, 2021 |
Exhibit 10.14 VOTING AGREEMENT This VOTING AGREEMENT (this ?Agreement?) is entered into as of , 2021, by and among (a) Baiju Bhatt and Vladimir Tenev (each, an ?Individual Founder? and, together, the ?Individual Founders?), (b) each Person (as defined below) listed on Schedule A hereto1 (each, a ?Founder Affiliate? and, collectively, the ?Founder Affiliates?) and (c) solely for purposes of Section |
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| July 19, 2021 |
Form of Class A Common Stock Certificate of Robinhood Markets, Inc. Exhibit 4.1 D E L AW A R E SEALR O BI NH OOD MARKETS, INC . CORPORATE November 22, 2013 RHA FULLY PAID AND NONASSESSABLE SHARES OF CLASS A COMMON STOCK, $0.0001 PAR VALUE PER SHARE, OF Robinhood Markets, Inc. (hereinafter called the ?Corporation?), transferable on the books of the Corporation in person or by duly authorized attorney upon surrender of this Certificate properly endorsed. This Certif |
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| July 19, 2021 |
Robinhood Markets, Inc. Change in Control and Severance Plan for Key Employees Exhibit 10.22 Robinhood Markets, Inc. CHANGE IN CONTROL AND SEVERANCE PLAN FOR KEY EMPLOYEES Adopted effective as of March 10, 2021 1. Introduction. The purpose of this Robinhood Markets, Inc. Change in Control and Severance Plan for Key Employees is to provide assurances of specified benefits to key employees of the Company in the event of certain terminations of employment as described in this P |
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| July 19, 2021 |
Exhibit 10.1 INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (the ?Agreement?) is made and entered into as of [ ], between Robinhood Markets, Inc., a Delaware corporation (the ?Company?), and [ ] (?Indemnitee?). WHEREAS, the Amended and Restated Certificate of Incorporation of the Company (as amended from time to time, the ?Certificate of Incorporation?) and the Amended and Restated Bylaw |
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| July 19, 2021 |
Exhibit 10.13 EQUITY EXCHANGE RIGHT AGREEMENT THIS EQUITY EXCHANGE RIGHT AGREEMENT (this ?Agreement?) is made and entered into as of , 2021, by and between Robinhood Markets, Inc., a Delaware corporation (the ?Company?), and [NAME] (?Founder?). Each of the foregoing parties is referred to herein as a ?Party? and collectively as the ?Parties?. WHEREAS, in connection with the Company?s initial publi |
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| July 19, 2021 |
Exhibit 10.2 AMENDED AND RESTATED INDEMNIFICATION AGREEMENT THIS AMENDED AND RESTATED INDEMNIFICATION AGREEMENT (the ?Agreement?) is made and entered into as of July , 2021 between Robinhood Markets, Inc., a Delaware corporation (the ?Company?), and [ ] (?Indemnitee?). WHEREAS, highly competent persons have become more reluctant to serve corporations as directors and officers or in other capacitie |
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| July 19, 2021 |
Form of Underwriting Agreement Exhibit 1.1 Robinhood Markets, Inc. Class A Common Stock, par value $0.0001 per share Underwriting Agreement , 2021 Goldman Sachs & Co. LLC J.P. Morgan Securities LLC, As representatives (the ?Representatives?) of the several Underwriters named in Schedule I hereto c/o Goldman Sachs & Co. LLC 200 West Street New York, New York 10282 c/o J.P. Morgan Securities LLC 383 Madison Avenue New York, New Y |
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| July 19, 2021 |
Exhibit 10.12 EXCHANGE AGREEMENT THIS EXCHANGE AGREEMENT (this ?Agreement?) is made and entered into as of , 2021, by and between Robinhood Markets, Inc., a Delaware corporation (the ?Company?), and the stockholders of the Company listed on Exhibit A hereto (collectively, ?Exchange Stockholders?). Each of the foregoing parties is referred to herein as a ?Party? and collectively as the ?Parties?. W |
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| July 7, 2021 |
July 7, 2021 FOIA CONFIDENTIAL TREATMENT REQUEST CERTAIN PORTIONS OF THIS LETTER AS FILED VIA EDGAR HAVE BEEN OMITTED AND FILED SEPARATELY WITH THE COMMISSION. |
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| July 1, 2021 |
As filed with the Securities and Exchange Commission on July 1, 2021. As filed with the Securities and Exchange Commission on July 1, 2021. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Robinhood Markets, Inc. (Exact name of Registrant as specified in its charter) Delaware 7372 46-4364776 (State or other jurisdiction of incorporation or organization) (Pri |
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| July 1, 2021 |
Offer Letter between Robinhood Markets, Inc. and Jason Warnick, dated November 8, 2018 Exhibit 10.6 November 8, 2018 JOB OFFER LETTER Dear Jason: Robinhood Markets, Inc. (the ?Company?) is pleased to offer you employment on the following terms: Position Your initial title will be Chief Financial Officer, and you will initially report to Vladimir Tenev. This is a full-time position. While you render services to the Company, you will not engage in any other employment, consulting or o |
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| July 1, 2021 |
Exhibit 10.3 ROBINHOOD MARKETS, INC. AMENDED AND RESTATED 2013 STOCK PLAN ADOPTED ON DECEMBER 4, 2013 AMENDED AND RESTATED ON DECEMBER 15, 2018 TABLE OF CONTENTS Page SECTION 1. ESTABLISHMENT AND PURPOSE. 1 SECTION 2. ADMINISTRATION. 1 (a) Committees of the Board of Directors 1 (b) Authority of the Board of Directors 1 SECTION 3. ELIGIBILITY. 1 (a) General Rule 1 (b) Ten-Percent Stockholders 1 SEC |
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| July 1, 2021 |
Form of RSU Agreement for Non-Employee Directors (including the Notice of Grant) under the 2020 Plan Exhibit 10.18 NOTICE OF RESTRICTED STOCK UNIT AWARD (DIRECTOR VERSION) ROBINHOOD MARKETS, INC. 2020 EQUITY INCENTIVE PLAN Terms defined in the Company?s 2020 Equity Incentive Plan, as amended (the ?Plan?), shall have the same meanings in this Notice of Restricted Stock Unit Award (?Notice of Grant?). Unless otherwise defined herein, the terms defined in the Plan shall have the same defined meaning |
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| July 1, 2021 |
Exhibit 10.7 EXECUTION COPY December 15, 2020 Mr. Dan Gallagher Dear Dan: You and Robinhood Markets, Inc. (?Robinhood? or the ?Company?) entered in a letter agreement regarding your employment on April 28, 2020 (the ?Prior Agreement?) pursuant to which you joined us as Robinhood?s Chief Legal Officer on May 12, 2020 (your ?Start Date?). On August 19, 2020, you and the Company entered into an amend |
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| July 1, 2021 |
Robinhood Markets, Inc. 2021 Employee Share Purchase Plan Exhibit 10.20 ROBINHOOD MARKETS, INC. 2021 EMPLOYEE SHARE PURCHASE PLAN Approved by the Board of Directors on June 8, 2021 Approved by Stockholders on June 15, 2021 Effective on [?], 2021 1.Purpose. The purpose of the Plan is to provide employees of the Company and the Designated Companies with an opportunity to purchase Class A Common Stock through accumulated payroll deductions to further align |
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| July 1, 2021 |
Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF ROBINHOOD MARKETS, INC. Effective as of [?], 2021 Table of Contents Page ARTICLE I STOCKHOLDERS? MEETINGS 1 Section 1.1 Place of Meetings 1 Section 1.2 Annual Meetings 1 Section 1.3 Special Meetings 1 Section 1.4 Notice 2 Section 1.5 Quorum; Adjournments; Postponement 2 Section 1.6 Proxies; Voting 3 Section 1.7 Inspectors of Election 5 Section 1.8 List of |
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| July 1, 2021 |
Second Amendment to the Robinhood Markets, Inc. 2020 Equity Incentive Plan, dated March 10, 2021 Exhibit 10.4 EXECUTION COPY SECOND AMENDMENT TO THE ROBINHOOD MARKETS, INC. 2020 EQUITY INCENTIVE PLAN WHEREAS, Robinhood Markets, Inc., a Delaware company (the ?Company?), currently maintains and sponsors the Robinhood Markets, Inc. 2020 Equity Incentive Plan, as amended from time to time (the ?Plan?)? WHEREAS, Section 13.3 of the Plan provides that the Board of the Directors of the Company (the |
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| July 1, 2021 |
Robinhood Markets, Inc. Registration Statement on Form S-1 CIK No. 0001783879 July 1, 2021 Robinhood Markets, Inc. Registration Statement on Form S-1 CIK No. 0001783879 Dear Mr. McWilliams, Ms. Berkheimer, Mr. Thomas and Mr. West: Robinhood Markets, Inc. (the ?Company?) has filed today, via EDGAR, this letter and Registration Statement on Form S-1 (the ?Registration Statement?) with the staff of the Securities and Exchange Commission. Further in response to comment 3 in you |
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| July 1, 2021 |
Third Amendment to the Robinhood Markets, Inc. 2020 Equity Incentive Plan, dated May 26, 2021 Exhibit 10.5 EXECUTION COPY THIRD AMENDMENT TO THE ROBINHOOD MARKETS, INC. 2020 EQUITY INCENTIVE PLAN WHEREAS, Robinhood Markets, Inc., a Delaware company (the ?Company?), currently maintains and sponsors the Robinhood Markets, Inc. 2020 Equity Incentive Plan, as amended from time to time (the ?Plan?)? WHEREAS, Section 13.3 of the Plan provides that the Board of the Directors of the Company (the ? |
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| July 1, 2021 |
Exhibit 10.14 Execution Version CREDIT AGREEMENT dated as of April 16, 2021 among ROBINHOOD SECURITIES, LLC, as Borrower The Lenders Party Hereto, BMO HARRIS BANK N.A., as Syndication Agent, and JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A. and BMO CAPITAL MARKETS CORP., as Joint Bookrunners and Joint Lead Arrangers Table of Contents Page ARTICLE I Definitions SECTIO |
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| July 1, 2021 |
Exhibit 10.16 ROBINHOOD MARKETS, INC. AMENDED AND RESTATED 2013 STOCK PLAN AMENDED AND RESTATED NOTICE OF RESTRICTED STOCK UNIT AWARD You (?Recipient?) were previously granted Restricted Stock Units (?RSUs?) representing 13,831,829 shares of the Common Stock of Robinhood Markets, Inc. (the ?Company?) on October 8, 2019, the terms of which are hereby amended and restated in their entirety effective |
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| July 1, 2021 |
Robinhood Markets, Inc. 2021 Omnibus Incentive Plan Exhibit 10.19 ROBINHOOD MARKETS, INC. 2021 OMNIBUS INCENTIVE PLAN Approved by the Board of Directors on June 8, 2021 Approved by Stockholders on June 15, 2021 Effective on [?], 2021 1.Purpose. The purpose of the Plan is to provide the Company with the ability to grant equity- and/or cash-based incentives to promote the interests of the Company and its stockholders by (a) attracting and retaining D |
