INRD / Inrad Optics, Inc. - SEC फाइलिंग, वार्षिक रिपोर्ट, प्रॉक्सी स्टेटमेंट

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CIK 719494
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Inrad Optics, Inc.
SEC Filings (Chronological Order)
यह पृष्ठ SEC फाइलिंग की एक पूरी, कालानुक्रमिक सूची प्रदान करता है, ओनरशिप फाइलिंग को छोड़कर, जो हम अन्यत्र प्रदान करते हैं।
July 2, 2024 S-8 POS

As filed with the Securities and Exchange Commission on July 2, 2024

As filed with the Securities and Exchange Commission on July 2, 2024 Registration Statement No.

July 2, 2024 EX-99.1

Luxium Solutions, LLC Completes Acquisition of Inrad Optics

Exhibit 99.1 Luxium Solutions, LLC Completes Acquisition of Inrad Optics Acquisition Strengthens Luxium’s Leadership in Optics & Photonics Solutions Hiram, Ohio and Northvale, New Jersey, July 2, 2024- Luxium Solutions, LLC (“Luxium” or the “Company”), a worldwide technology leader and provider of high-performance crystals used in photonics and radiation detection applications, has completed the s

July 2, 2024 S-8 POS

As filed with the Securities and Exchange Commission on July 2, 2024

As filed with the Securities and Exchange Commission on July 2, 2024 Registration Statement No.

July 2, 2024 S-8 POS

As filed with the Securities and Exchange Commission on July 2, 2024

As filed with the Securities and Exchange Commission on July 2, 2024 Registration Statement No.

July 2, 2024 S-8 POS

As filed with the Securities and Exchange Commission on July 2, 2024

As filed with the Securities and Exchange Commission on July 2, 2024 Registration Statement No.

July 2, 2024 15-12G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-11668 INRAD OPTICS, INC. (Exact name of registrant as specified in its c

July 2, 2024 EX-3.2

BY-LAWS INRAD OPTICS, INC. ARTICLE I

Exhibit 3.2 BY-LAWS OF INRAD OPTICS, INC. ARTICLE I OFFICES Section 1. Principal Office. The principal office of Inrad Optics, Inc. (the “Corporation”) shall be located at 181 Legrand Avenue, Northvale, NJ 07647, or at such other place as is determined by the Corporation's Board of Directors (the “Board” or “Board of Directors”). Section 2. Other Offices. The Corporation may also have offices at s

July 2, 2024 8-K

Regulation FD Disclosure, Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 2, 2024 Inrad Optics, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other jurisdiction of incorporation) (Commission File

July 2, 2024 EX-3.1

THIRD RESTATED CERTIFICATE OF INCORPORATION OF INRAD OPTICS, INC.

Exhibit 3.1 THIRD RESTATED CERTIFICATE OF INCORPORATION OF INRAD OPTICS, INC. This is to certify that the undersigned corporation has adopted the following Third Restated Certificate of Incorporation under and by virtue of N.J.S.A. §14A:9-5(4), the New Jersey Business Corporation Act (the “Act”). ARTICLE I NAME OF CORPORATION The name of the corporation is Inrad Optics, Inc. (the “Corporation”). A

June 12, 2024 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2024 INRAD OPTICS, INC. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other jurisdiction of incorporation) (Commission File

May 14, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-

May 14, 2024 DEFM14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi

May 3, 2024 EX-FILING FEES

CALCULATION OF FILING FEE TABLES Schedule 14A (Form Type) Inrad Optics, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Transaction Valuation

Exhibit 107 CALCULATION OF FILING FEE TABLES Schedule 14A (Form Type) Inrad Optics, Inc.

May 3, 2024 PREM14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State

April 9, 2024 EX-10.2

Voting Agreement, dated April 8, 2024, by and among Luxium Solutions, LLC and the Specified Stockholders party thereto.

Exhibit 10.2 VOTING AGREEMENT VOTING AGREEMENT, dated as of April 8, 2024 (this “Voting Agreement”), among Luxium Solutions, LLC, a Delaware limited liability company (“Parent”), and each of the stockholders of Inrad Optics, Inc., a New Jersey corporation (the “Company”), listed on the signature pages hereto (each, a “Specified Stockholder” and, collectively, the “Specified Stockholders”). W I T N

April 9, 2024 EX-10.1

Conversion and Cancellation Agreement, dated April 8, 2024, by and among Clarex Limited, Welland Limited, Inrad Optics, Inc. and Luxium Solutions, LLC.

Exhibit 10.1 CONVERSION AND CANCELLATION AGREEMENT THIS CONVERSION AND CANCELLATION AGREEMENT (this “Agreement”) dated April 8, 2024, by and among Inrad Optics, Inc., a New Jersey corporation (the “Company”), Clarex Limited, a company established under the laws of the Cayman Islands (“Clarex”), Welland Limited, a company established under the laws of The Bahamas (“Welland” and, together with Clare

April 9, 2024 EX-2.1

Agreement and Plan of Merger, dated April 8, 2024, by and among Inrad Optics, Inc., Luxium Solutions, LLC and Indigo Merger Sub, Inc.*

Exhibit 2.1 Agreement and plan of mergeR by and among INRAD OPTICS, INC., LUXIUM SOLUTIONS, LLC and INDIGO MERGER SUB, INC. Dated as of April 8, 2024 TABLE OF CONTENTS Page ARTICLE I. THE MERGER 6 Section 1.1 The Merger 6 Section 1.2 Closing 6 Section 1.3 Effective Time 6 Section 1.4 Organizational Documents of the Surviving Corporation 6 Section 1.5 Directors 7 Section 1.6 Officers 7 ARTICLE II.

April 9, 2024 EX-99.1

Inrad Optics To Be Acquired by Luxium Solutions for $19 Million Inrad Optics stockholders to receive $1.10 per share in cash SK Capital and Edgewater Capital Partners bring 35+ year investment track record with significant experience in leading mater

Exhibit 99.1 Inrad Optics To Be Acquired by Luxium Solutions for $19 Million Inrad Optics stockholders to receive $1.10 per share in cash SK Capital and Edgewater Capital Partners bring 35+ year investment track record with significant experience in leading material science industrial growth companies Hiram, Ohio & Northvale, New Jersey, April 9, 2024 -(BUSINESS WIRE)—Inrad Optics, Inc. (OTCMKTS:I

April 9, 2024 EX-99.1

Press release, dated April 9, 2024.

Exhibit 99.1 Inrad Optics To Be Acquired by Luxium Solutions for $19 Million Inrad Optics stockholders to receive $1.10 per share in cash SK Capital and Edgewater Capital Partners bring 35+ year investment track record with significant experience in leading material science industrial growth companies Hiram, Ohio & Northvale, New Jersey, April 9, 2024 -(BUSINESS WIRE)—Inrad Optics, Inc. (OTCMKTS:I

April 9, 2024 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 8, 2024 INRAD OPTICS, INC. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other jurisdiction of incorporation) (Commission File

April 9, 2024 EX-10.2

Voting Agreement, dated April 8, 2024, by and among Luxium Solutions, LLC and the Specified Stockholders party thereto.

Exhibit 10.2 VOTING AGREEMENT VOTING AGREEMENT, dated as of April 8, 2024 (this “Voting Agreement”), among Luxium Solutions, LLC, a Delaware limited liability company (“Parent”), and each of the stockholders of Inrad Optics, Inc., a New Jersey corporation (the “Company”), listed on the signature pages hereto (each, a “Specified Stockholder” and, collectively, the “Specified Stockholders”). W I T N

April 9, 2024 EX-10.1

Conversion and Cancellation Agreement, dated April 8, 2024, by and among Clarex Limited, Welland Limited, Inrad Optics, Inc. and Luxium Solutions, LLC.

Exhibit 10.1 CONVERSION AND CANCELLATION AGREEMENT THIS CONVERSION AND CANCELLATION AGREEMENT (this “Agreement”) dated April 8, 2024, by and among Inrad Optics, Inc., a New Jersey corporation (the “Company”), Clarex Limited, a company established under the laws of the Cayman Islands (“Clarex”), Welland Limited, a company established under the laws of The Bahamas (“Welland” and, together with Clare

April 9, 2024 EX-2.1

Agreement and Plan of Merger, dated April 8, 2024, by and among Inrad Optics, Inc., Luxium Solutions, LLC and Indigo Merger Sub, Inc.*

Exhibit 2.1 Agreement and plan of mergeR by and among INRAD OPTICS, INC., LUXIUM SOLUTIONS, LLC and INDIGO MERGER SUB, INC. Dated as of April 8, 2024 TABLE OF CONTENTS Page ARTICLE I. THE MERGER 6 Section 1.1 The Merger 6 Section 1.2 Closing 6 Section 1.3 Effective Time 6 Section 1.4 Organizational Documents of the Surviving Corporation 6 Section 1.5 Directors 7 Section 1.6 Officers 7 ARTICLE II.

April 9, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 8, 2024 INRAD OPTICS, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 8, 2024 INRAD OPTICS, INC. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other jurisdiction of incorporation) (Commission File

March 28, 2024 S-8

As filed with the Securities and Exchange Commission on March 28, 2024

As filed with the Securities and Exchange Commission on March 28, 2024 Registration No.

March 28, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-11

March 28, 2024 EX-FILING FEES

Calculation of Filing Fee Table.*

Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Inrad Optics, Inc.

February 9, 2024 SC 13G/A

INRD / Inrad Optics, Inc. / Minerva Advisors LLC - MINERVA 13GA5 INRAD Passive Investment

sc13g 999,435 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Inrad Optics, Inc (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 45779C107 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru

January 31, 2024 SC 13G/A

INRD / Inrad Optics, Inc. / Emancipation Management LLC - EMANCIPATION MANAGEMENT LLC Passive Investment

SC 13G/A 1 inrda913124.htm EMANCIPATION MANAGEMENT LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9)* Inrad Optics, Inc (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 45779C107 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this State

November 14, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbe

November 14, 2023 EX-4.1

Note dated October 12, 2023, held by Clarex, Ltd.*

Exhibit 4.1 THIS CONVERTIBLE PROMISSORY NOTE HAS BEEN, AND ANY SHARES ISSUED UPON CONVERSION PURSUANT TO THE TERMS HEREOF WILL BE, ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO, OR FOR SALE IN CONNECTION WITH, ANY DISTRIBUTION THEREOF WITHIN THE MEANING OF THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”). THIS CONVERTIBLE PROMISSORY NOTE, AND ANY SECURITIES ISSUED UPON CONVERSION PURSUANT TO TH

November 14, 2023 EX-4.2

Note dated October 12, 2023, held by Welland, Ltd.*

Exhibit 4.2 THIS CONVERTIBLE PROMISSORY NOTE HAS BEEN, AND ANY SHARES ISSUED UPON CONVERSION PURSUANT TO THE TERMS HEREOF WILL BE, ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO, OR FOR SALE IN CONNECTION WITH, ANY DISTRIBUTION THEREOF WITHIN THE MEANING OF THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"). THIS CONVERTIBLE PROMISSORY NOTE, AND ANY SECURITIES ISSUED UPON CONVERSION PURSUANT TO TH

September 14, 2023 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 14, 2023 Inrad Optics, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other Jurisdiction of Incorporation) (Commission

August 11, 2023 EX-4.2

Note dated August 10, 2023, held by Welland, Ltd.*

Exhibit 4.2 THIS CONVERTIBLE PROMISSORY NOTE HAS BEEN, AND ANY SHARES ISSUED UPON CONVERSION PURSUANT TO THE TERMS HEREOF WILL BE, ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO, OR FOR SALE IN CONNECTION WITH, ANY DISTRIBUTION THEREOF WITHIN THE MEANING OF THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"). THIS CONVERTIBLE PROMISSORY NOTE, AND ANY SECURITIES ISSUED UPON CONVERSION PURSUANT TO TH

August 11, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-1

August 11, 2023 DEF 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material under §240.

August 11, 2023 EX-4.1

Note dated August 10, 2023, held by Clarex, Ltd.*

Exhibit 4.1 THIS CONVERTIBLE PROMISSORY NOTE HAS BEEN, AND ANY SHARES ISSUED UPON CONVERSION PURSUANT TO THE TERMS HEREOF WILL BE, ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO, OR FOR SALE IN CONNECTION WITH, ANY DISTRIBUTION THEREOF WITHIN THE MEANING OF THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”). THIS CONVERTIBLE PROMISSORY NOTE, AND ANY SECURITIES ISSUED UPON CONVERSION PURSUANT TO TH

July 19, 2023 8-K

Shareholder Director Nominations

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 19, 2023 Inrad Optics, Inc.

May 15, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-

March 30, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-11

February 14, 2023 SC 13G/A

INRD / Inrad Optics Inc / Minerva Advisors LLC - INRAD 13GA4 MINERVA Passive Investment

SC 13G/A 1 inradoptics13ga4-2.htm INRAD 13GA4 MINERVA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Inrad Optics, Inc (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 45779C107 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check

February 1, 2023 SC 13G/A

INRD / Inrad Optics Inc / Emancipation Management LLC - EMANCIPATION MANAGEMENT LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* Inrad Optics, Inc (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 45779C107 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule p

November 14, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

August 12, 2022 EX-10.1

Amendment and Extension of Lease dated July 29, 2022, by and between V&R. Costa Management LLC, and Inrad Optics, Inc. (incorporated by reference to Exhibit 10.1 to the Company’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on August 12, 2022)

Exhibit 10.1 July 29, 2022 Mr. Robert Costa V&R Costa Management, LLC 325 South River Street, Suite 302 Hackensack, New Jersey 07647-2498 Re: Amendment and Extension of Lease (this ?Amendment?) between V&R Costa Management, LLC, as successor-in-interest to S & R Costa Realty, L.P. (?Landlord?), and Inrad, Inc. (?Tenant?), dated as of November 1, 2003 (as amended and extended, the ?Lease?) concerni

August 12, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

June 10, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 10, 2022 Inrad Optics, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other jurisdiction of incorporation) (Commission File Number)

June 10, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 10, 2022 Inrad Optics, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other jurisdiction of incorporation) (Commission File Number)

June 10, 2022 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2021 Inrad Optics, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other Jurisdiction of Incorporation) (Commission File

June 10, 2022 EX-99.1

We improve the world’s safety, security and scientific understanding by transforming challenging requirements into optical realities.

Exhibit 99.1 We improve the world?s safety, security and scientific understanding by transforming challenging requirements into optical realities. The first order of business in this preface to the Inrad Optics Annual Report is to express my deepest gratitude to our extraordinary employees. 2020 was the most challenging of our almost 50 years in business. Inrad Optics possesses a history of innova

June 10, 2022 EX-99.1

Annual Meeting of Shareholders June 9, 2022 We improve the world’s safety, security and scientific understanding by transforming challenging requirements into optical realities.

Exhibit 99.1 Annual Meeting of Shareholders June 9, 2022 We improve the world?s safety, security and scientific understanding by transforming challenging requirements into optical realities. Who We Are: Vertically integrated with extensive optical fabrication capabilities, Inrad Optics manufactures high - precision optical components from glass, crystal and metal. Expertise includes proprietary cr

May 13, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 29, 2022 DEF 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934

DEF 14A 1 tm223589d1def14a.htm DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Add

April 26, 2022 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Inrad Optics, Inc. (Exact name of the registrant as specified in its charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Inrad Optics, Inc. (Exact name of the registrant as specified in its charter) New Jersey 0-11668 22-2003247 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 181 Legrand Avenue, Northvale, NJ 07647 (Address of principa

April 26, 2022 EX-1.01

Exhibit 1.01 – Conflict Minerals Report as required by Items 1.01 and 1.02 of Form SD

EX-1.01 2 tm2213611d1ex1-01.htm EXHIBIT 1.01 Exhibit 1.01 Inrad Optics, Inc. Conflict Minerals Report for the Reporting Period from January 1, 2021 to December 31, 2021for (1) Introduction Inrad Optics, Inc. and its subsidiaries (the “Company” or “Inrad Optics”), headquartered in Northvale, New Jersey, was incorporated in New Jersey in 1973. The Company develops, manufactures and markets products

April 7, 2022 EX-99.1

Inrad Optics Announced 83% Increase in Orders Booked in 2021

Exhibit 99.1 Inrad Optics Announced 83% Increase in Orders Booked in 2021 NORTHVALE, NJ, April 7, 2022 ? Inrad Optics, Inc. (OTCBB: INRD) has reported its consolidated financial results for the year ended December 31, 2021. Inrad Optics, a vertically integrated manufacturer specializing in glass, crystal, and metal based optical components and assemblies, posted a sharp increase in both sales and

April 7, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 7, 2022 Inrad Optics, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other jurisdiction of incorporation) (Commission File Number)

March 30, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K

Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

January 27, 2022 SC 13G/A

INRD / Inrad Optics Inc / Emancipation Management LLC - EMANCIPATION MANAGEMENT LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* Inrad Optics, Inc (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 45779C107 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule p

November 12, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

August 13, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-1

June 9, 2021 EX-99.1

The first order of business in this preface to the Inrad Optics Annual Report is to express my deepest gratitude to our extraordinary employees.

Exhibit 99.1 The first order of business in this preface to the Inrad Optics Annual Report is to express my deepest gratitude to our extraordinary employees. 2020 was the most challenging of our almost 50 years in business. Inrad Optics possesses a history of innovation and technical excellence, but also of grit and perseverance. That grit greeted me every day as we navigated through the life chan

June 9, 2021 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Inrad Optics, Inc. (Exact name of the registrant as specified in its charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Inrad Optics, Inc. (Exact name of the registrant as specified in its charter) New Jersey 0-11668 22-2003247 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 181 Legrand Avenue, Northvale, NJ 07647 (Address of principa

June 9, 2021 EX-1.01

Exhibit 1.01 – Conflict Minerals Report as required by Items 1.01 and 1.02 of Form SD

Exhibit 1.01 Inrad Optics, Inc. Conflict Minerals Report for the Reporting Period from January 1, 2020 to December 31, 2020 (1) Introduction Inrad Optics, Inc. and its subsidiaries (the ?Company? or ?Inrad Optics?), headquartered in Northvale, New Jersey, was incorporated in New Jersey in 1973. The Company develops, manufactures and markets products and services for use in photonics industry secto

June 9, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 9, 2021 Inrad Optics, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other jurisdiction of incorporation) (Commission File Number)

June 9, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 tm2119297d48k.htm FORM 8-K U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 9, 2021 Inrad Optics, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other jurisdiction of incorpo

June 9, 2021 EX-99.1

2021 Annual Meeting Presentation to the Shareholders

EX-99.1 2 tm2119297d4ex99-1.htm EXHIBIT 99.1 Exhibit 99.1

June 9, 2021 8-K

Submission of Matters to a Vote of Security Holders

8-K 1 tm2119297d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2021 Inrad Optics, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other Jurisdiction of

May 13, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

10-Q 1 tm2114132d110q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commiss

April 30, 2021 DEF 14A

- DEF 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ? Definitive Additional Materials ? Definitive Material Pursuant to ?240.

March 31, 2021 EX-10.2

2020 Equity Compensation Program (incorporated by reference to Exhibit 10.2 to the Company’s Annual Report on Form 10-K filed with the Securities and Exchange Commission on March 30, 2020)

Exhibit 10.2 INRAD OPTICS, INC. 2020 EQUITY COMPENSATION PROGRAM 1. Purposes. This Inrad Optics, Inc. 2020 Equity Compensation Program (the ?Program?) is intended to secure for Inrad Optics, Inc. (the ?Company?), its direct and indirect present and future subsidiaries, including without limitation any entity which the Company reasonably expects to become a subsidiary (the ?Subsidiaries?), and its

March 31, 2021 10-K

Annual Report - FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-11668 Inrad Optics,

February 9, 2021 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Inrad Optics, Inc (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) (CUSIP N

SC 13G/A 1 inradoptics13ga3.htm INRAD 13GA3 MINERVA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Inrad Optics, Inc (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 45779C107 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check t

January 7, 2021 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* Inrad Optics, Inc (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* Inrad Optics, Inc (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 45779C107 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule p

November 13, 2020 10-Q

Quarterly Report - FORM 10-Q

10-Q 1 tm2029536-110q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Com

August 14, 2020 10-Q

Quarterly Report - FORM 10-Q

10-Q 1 tm2020423d110q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commissi

August 14, 2020 EX-4.1

Note dated July 22, 2020, held by Clarex, Ltd (incorporated by reference to Exhibit 4.1 to the Company’s Quarterly Report on Form 10-Q filed with the Commission on August 14, 2020)

Exhibit 4.1 THIS CONVERTIBLE PROMISSORY NOTE HAS BEEN, AND ANY SHARES ISSUED UPON CONVERSION PURSUANT TO THE TERMS HEREOF WILL BE, ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO, OR FOR SALE IN CONNECTION WITH, ANY DISTRIBUTION THEREOF WITHIN THE MEANING OF THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"). THIS CONVERTIBLE PROMISSORY NOTE, AND ANY SECURITIES ISSUED UPON CONVERSION PURSUANT TO TH

August 14, 2020 EX-4.2

Note dated July 22, 2020 held by Welland, Ltd. (incorporated by reference to Exhibit 4.2 to the Company’s Quarterly Report on Form 10-Q filed with the Commission on August 14, 2020)

Exhibit 4.2 THIS CONVERTIBLE PROMISSORY NOTE HAS BEEN, AND ANY SHARES ISSUED UPON CONVERSION PURSUANT TO THE TERMS HEREOF WILL BE, ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO, OR FOR SALE IN CONNECTION WITH, ANY DISTRIBUTION THEREOF WITHIN THE MEANING OF THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"). THIS CONVERTIBLE PROMISSORY NOTE, AND ANY SECURITIES ISSUED UPON CONVERSION PURSUANT TO TH

June 25, 2020 8-K

Submission of Matters to a Vote of Security Holders

8-K 1 tm2023375d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 23, 2020 Inrad Optics, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other Jurisdiction o

June 2, 2020 EX-1.01

You’ve Exceeded the SEC’s Traffic Limit

U.S. Securities and Exchange Commission You’ve Exceeded the SEC’s Traffic Limit Your request rate has exceeded the SEC’s maximum allowable requests per second. Your access to SEC.gov will be limited for 10 minutes. Current guidelines limit each user to a total of no more than 10 requests per second, regardless of the number of machines used to submit requests. To ensure that SEC.gov remains

June 2, 2020 SD

- FORM SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Inrad Optics, Inc. (Exact name of the registrant as specified in its charter) New Jersey 0-11668 22-2003247 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No.) 181 Legrand Avenue, Northvale, NJ 07647 (Address of principa

May 29, 2020 DEFR14A

- DEFR14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Definitive Material Pursuant to §240.

May 14, 2020 10-Q

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-11668 INRAD OPTICS

May 14, 2020 EX-10.5

Note dated May 4, 2020, between Inrad Optics, Inc. and Valley National Bank.*

Exhibit 10.5 DocuSign Envelope ID: 67F03340-F2D0-449C-9884-6053779AB4C1 5/4/2020 Thank you for choosing Valley for your Paycheck Protection Program (PPP) Loan. Enclosed you will find the closing documentation. Please execute all loan documentation where you are required to sign in the loan documentation and return the executed documents. You may execute the documents electronically in accordance w

May 8, 2020 8-K

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 8, 2020 INRAD OPTICS, INC.

April 29, 2020 DEF 14A

- DEF 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Definitive Material Pursuant to §240.

March 30, 2020 10-K

INRD / Inrad Optics, Inc. 10-K - Annual Report - FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2019 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-11668 Inrad Optics,

March 30, 2020 EX-4.3

Note dated March 9, 2018, held by Welland, Ltd.*

EX-4.3 3 tm205391d1ex4-3.htm EXHIBIT 4.3 Exhibit 4.3 THIS CONVERTIBLE PROMISSORY NOTE HAS BEEN, AND ANY SHARES ISSUED UPON CONVERSION PURSUANT TO THE TERMS HEREOF WILL BE, ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO, OR FOR SALE IN CONNECTION WITH, ANY DISTRIBUTION THEREOF WITHIN THE MEANING OF THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"). THIS CONVERTIBLE PROMISSORY NOTE, AND ANY SECURIT

March 30, 2020 EX-4.2

Note dated March 9, 2018, held by Clarex, Ltd.*

Exhibit 4.2 THIS CONVERTIBLE PROMISSORY NOTE HAS BEEN, AND ANY SHARES ISSUED UPON CONVERSION PURSUANT TO THE TERMS HEREOF WILL BE, ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO, OR FOR SALE IN CONNECTION WITH, ANY DISTRIBUTION THEREOF WITHIN THE MEANING OF THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"). THIS CONVERTIBLE PROMISSORY NOTE, AND ANY SECURITIES ISSUED UPON CONVERSION PURSUANT TO TH

March 30, 2020 EX-4.4

Description of Securities (incorporated by reference to Exhibit 4.4 to the Company’s Annual Report on Form 10-K filed with the Securities and Exchange Commission on March 30, 2020)

Exhibit 4.4 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following is a description of our Common Stock and Preferred Stock as set forth in our restated certificate of incorporation and bylaws, each of which are incorporated by reference as an exhibit to the Annual Report on Form 10-K to which this Exhibit 4.4 is a part. Th

February 13, 2020 SC 13G/A

INRD / Inrad Optics, Inc. / Minerva Advisors LLC - INRAD OPTICS 13GA2 Passive Investment

sc13g UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Inrad Optics, Inc (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 45779C107 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs

February 7, 2020 SC 13G/A

INRD / Inrad Optics, Inc. / Emancipation Management LLC - EMANCIPATION MANAGEMENT LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Inrad Optics, Inc (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 45779C107 (CUSIP Number) December 31, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule p

November 14, 2019 10-Q

INRD / Inrad Optics, Inc. 10-Q - Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-11668 INRAD OP

August 14, 2019 10-Q

INRD / Inrad Optics, Inc. 10-Q - Quarterly Report - FORM 10-Q

10-Q 1 tv52598210q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission

August 14, 2019 EX-10.1

Amendment and Extension of Lease, dated July 8, 2019, by and between V&R Costa Management, LLC, and Inrad Optics, Inc. (incorporated by reference to Exhibit 10.1 to the Company’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on August 14, 2019)

Exhibit 10.1 July 8, 2019 Mr. Robert Costa V&R Costa Management, LLC 325 South Rivet Street, Suite 302 Hackensack, New Jersey 07647-2498 Re: Amendment and Extension of Lease (this “Amendment”) between V&R Costa Management, LLC, as successor-in-interest to S & R Costa Realty, L.P. (“Landlord”), and Inrad, Inc. (“Tenant”), dated as of November 1, 2003 (as amended and extended, the “Lease”) concernin

June 21, 2019 8-K/A

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1 to Form 8-K) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 19, 2019 Inrad Optics, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other Jurisdiction of

June 21, 2019 8-K

Submission of Matters to a Vote of Security Holders

8-K 1 tv5240378k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 19, 2019 Inrad Optics, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other Jurisdiction of I

June 20, 2019 8-K/A

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A (Amendment No.

May 31, 2019 SD

INRD / Inrad Optics, Inc. SD - - FORM SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Inrad Optics, Inc. (Exact name of the registrant as specified in its charter) New Jersey 0-11668 22-2003247 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No.) 181 Legrand Avenue, Northvale, NJ 07647 (Address of principa

May 31, 2019 EX-1.01

You’ve Exceeded the SEC’s Traffic Limit

U.S. Securities and Exchange Commission You’ve Exceeded the SEC’s Traffic Limit Your request rate has exceeded the SEC’s maximum allowable requests per second. Your access to SEC.gov will be limited for 10 minutes. Current guidelines limit each user to a total of no more than 10 requests per second, regardless of the number of machines used to submit requests. To ensure that SEC.gov remains

May 16, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 tv5218568k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 16, 2019 INRAD OPTICS, INC. (Exact Name of Registrant as Specified in Charter) New Jersey 0-11668 22-2003247 (State or Other Jurisdiction of Incorporat

May 16, 2019 EX-99.1

Inrad Optics Announces Appointment of new Chief Financial Officer

Exhibit 99.1 Inrad Optics Announces Appointment of new Chief Financial Officer Northvale, NJ, May 16, 2019 – The Inrad Optics (OTC: INRD) Board of Directors is pleased to announce the appointment of Theresa Balog as Chief Financial Officer. Ms. Balog’s experience includes serving as Chief Financial Officer at MakerBot Industries, a subsidiary of Stratasys Inc. (NASDAQ: SSYS), Director of Finance a

May 15, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 15, 2019 Inrad Optics, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other jurisdiction of incorporation) (Commission File Number)

May 15, 2019 EX-99.1

Inrad Optics, Inc. EO’s Letter included in 2018 Annual Report

Exhibit 99.1 Inrad Optics, Inc. EO’s Letter included in 2018 Annual Report Last year at this time I described 2018 as a year in which I believed we were “hitting our stride”. In many ways this analogy has turned out to be true. For the first time since 2011 Inrad Optics executed on a profitable year. We reported a $707K net profit, compared to a $683K net loss in 2017. This is an exciting mileston

May 15, 2019 10-Q

INRD / Inrad Optics, Inc. 10-Q Quarterly Report FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-11668 INRAD OPTICS

April 30, 2019 DEF 14A

INRD / Inrad Optics, Inc. DEF 14A DEF 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Definitive Material Pursuant to §240.

April 1, 2019 10-K

INRD / Inrad Optics, Inc. FORM 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-11668 Inrad Optics,

January 18, 2019 SC 13G/A

INRD / Inrad Optics, Inc. / Emancipation Management LLC - EMANCIPATION MANAGEMENT LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Inrad Optics, Inc (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 45779C107 (CUSIP Number) December 31, 2018 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule p

January 10, 2019 SC 13G/A

INRD / Inrad Optics, Inc. / Nicklin V Adah - V ADAH NICKLIN Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* INRAD OPTICS INC (Name of Issuer) Common Stock (Title of Class of Securities) 45779C107 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu

November 14, 2018 10-Q

INRD / Inrad Optics, Inc. FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended SEPTEMBER 30, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-11668 INRAD OP

October 5, 2018 8-K/A

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K/A 1 tv5043678ka.htm 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1 to Form 8-K) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): October 1, 2018 Inrad Optics, Inc. (Exact Name of Registrant as Specified in Charter) NEW JERSEY 000-11668 22-2003247 (Sa

October 4, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): October 1, 2018 Inrad Optics, Inc. (Exact Name of Registrant as Specified in Charter) NEW JERSEY 000-11668 22-2003247 (State or Other Jurisdiction of Incorporation) (Commission File N

August 14, 2018 10-Q

INRD / Inrad Optics, Inc. FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended JUNE 30, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-11668 INRAD OPTICS,

June 29, 2018 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2018 Inrad Optics, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other Jurisdiction of Incorporation) (Commission File

May 31, 2018 EX-1.01

You’ve Exceeded the SEC’s Traffic Limit

Exhibit 1.01 Inrad Optics, Inc. Conflict Minerals Report for the Reporting Period from January 1, 2017 to December 31, 2017 (1) Introduction Inrad Optics, Inc. and its subsidiaries (the “Company” or “Inrad Optics”), headquartered in Northvale, New Jersey, was incorporated in New Jersey in 1973. The Company develops, manufactures and markets products and services for use in photonics industry secto

May 31, 2018 SD

INRD / Inrad Optics, Inc. FORM SD

SD 1 tv495435sd.htm FORM SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Inrad Optics, Inc. (Exact name of the registrant as specified in its charter) New Jersey 0-11668 22-2003247 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 181 Legrand Avenue, Northvale, N

May 14, 2018 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended MARCH 31, 2018 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-11668 INRAD OPTICS

April 30, 2018 DEF 14A

INRD / Inrad Optics, Inc. DEF 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Definitive Material Pursuant to §240.

April 2, 2018 10-K

INRD / Inrad Optics, Inc. FORM 10-K (Annual Report)

10-K 1 tv48935810k.htm FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission fi

February 12, 2018 SC 13G/A

INRD / Inrad Optics, Inc. / Emancipation Management LLC - EMANCIPATION MANAGEMENT LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Inrad Optics, Inc (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 45779C107 (CUSIP Number) December 31, 2017 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule p

December 18, 2017 EX-16.1

Letter from Baker Tilly Virchow Krause, LLP, addressed to the U.S. Securities and Exchange Commission

EX-16.1 2 tv481615ex16-1.htm EXHIBIT 16.1 Exhibit 16.1 December 18, 2017 Inrad Optics 181 Legrand Ave, Northvale, NJ 07647 We are the former independent registered public accounting firm for Inrad Optics (the “Company”). We have read the Company’s disclosure set forth in Item 4.01 “Changes in Registrant’s Certifying Accountant” of the Company’s Current Report on Form 8-K dated December 18, 2017 (t

December 18, 2017 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): December 13, 2017 Inrad Optics, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other jurisdiction of incorporation) (Commission File Num

November 14, 2017 10-Q

INRD / Inrad Optics, Inc. FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended SEPTEMBER 30, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-11668 INRAD OP

October 20, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 tv4774558k.htm FORM 8-K U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): October 20, 2017 Inrad Optics, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other jurisdiction of incorp

August 14, 2017 10-Q

INRD / Inrad Optics, Inc. FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended JUNE 30, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-11668 INRAD OPTICS,

June 22, 2017 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 21, 2017 Inrad Optics, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other Jurisdiction of Incorporation) (Commission File

June 7, 2017 SC 13G/A

INRD / Inrad Optics, Inc. / Emancipation Management LLC - EMANCIPATION MANAGEMENT LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Inrad Optics, Inc (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 45779C107 (CUSIP Number) May 31, 2017 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua

May 31, 2017 EX-1.01

You’ve Exceeded the SEC’s Traffic Limit

Exhibit 1.01 Inrad Optics, Inc. Conflict Minerals Report for the Reporting Period from January 1, 2016 to December 31, 2016 (1) Introduction Inrad Optics, Inc. and its subsidiaries (the ?Company? or ?Inrad Optics?), headquartered in Northvale, New Jersey, was incorporated in New Jersey in 1973. The Company develops, manufactures and markets products and services for use in photonics industry secto

May 31, 2017 SD

Inrad Optics FORM SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Inrad Optics, Inc. (Exact name of the registrant as specified in its charter) New Jersey 0-11668 22-2003247 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 181 Legrand Avenue, Northvale, NJ 07647 (Address of principa

May 25, 2017 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 25, 2017 Inrad Optics, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other jurisdiction of incorporation) (Commission File Number)

May 25, 2017 EX-99.1

Inrad Optics, Inc. CEO’s Letter included in the 2016 Annual Report As I review and reflect on our performance in 2016 two things are clear - we made significant improvements that produced positive results in key areas, and we continue to face a chall

Exhibit 99.1 Inrad Optics, Inc. CEO?s Letter included in the 2016 Annual Report As I review and reflect on our performance in 2016 two things are clear - we made significant improvements that produced positive results in key areas, and we continue to face a challenging path ahead. Sales closed at $9.8M for the year, a decrease of 6.9% over 2015, mostly attributable to significantly reduced demand

May 15, 2017 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

10-Q 1 v46632410q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended MARCH 31, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file

May 1, 2017 DEF 14A

Inrad Optics DEF 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ? Definitive Additional Materials ? Definitive Material Pursuant to ?240.

March 31, 2017 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K

10-K 1 v46257110k.htm FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission fil

February 10, 2017 SC 13G/A

INRD / Inrad Optics, Inc. / Emancipation Management LLC - EMANCIPATION MANAGEMENT LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Inrad Optics, Inc (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 45779C107 (CUSIP Number) December 31, 2016 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule p

November 14, 2016 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-11668 INRAD OP

August 15, 2016 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

10-Q 1 v44626110q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended JUNE 30, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission f

August 15, 2016 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

10-Q 1 v44626110q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended JUNE 30, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission f

June 16, 2016 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 15, 2016 INRAD OPTICS, INC. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other Jurisdiction of Incorporation) (Commission File

May 31, 2016 SD

Inrad Optics FORM SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure report Inrad Optics, Inc. (Exact name of the registrant as specified in its charter) New Jersey 0-11668 22-2003247 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 181 Legrand Avenue, Northvale, NJ 07647 (Address of principa

May 31, 2016 EX-1.01

You’ve Exceeded the SEC’s Traffic Limit

Exhibit 1.01 Inrad Optics, Inc. Conflict Minerals Report for the Reporting Period from January 1, 2015 to December 31, 2015 (1) Introduction Inrad Optics, Inc. and its subsidiaries (the ?Company? or ?Inrad Optics?), headquartered in Northvale, New Jersey, was incorporated in New Jersey in 1973. The Company develops, manufactures and markets products and services for use in photonics industry secto

May 20, 2016 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 19, 2016 Inrad Optics, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other jurisdiction of incorporation) (Commission File Number)

May 20, 2016 EX-99.1

To Our Valued Shareholders, Customers, and Employees

EX-99.1 2 v440588ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 To Our Valued Shareholders, Customers, and Employees The exercise of composing this annual correspondence to our diverse community of shareholders, customers, and employees provides me a uniquely holistic opportunity to reflect on Inrad Optics’ overarching mission and performance. Inrad Optics made significant progress in 2015 on its path to cr

May 16, 2016 10-Q

INRAD OPTICS, INC. (Exact name of registrant as specified in its charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended MARCH 31, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-11668 INRAD OPTICS

April 29, 2016 DEF 14A

Inrad Optics DEF 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ? Definitive Additional Materials ? Definitive Material Pursuant to ?240.

March 30, 2016 EX-10.3

Proposal to Renew and Extend Lease dated June 1, 2015 between Inrad Optics, Inc. (“Tenant”) and S & R Costa Realty, LLP (“Landlord”) (incorporated by reference to Exhibit 10.3 to the Company’s Annual Report on Form 10-K filed with the Securities and Exchange Commission on March 30, 2016)

EX-10.3 2 v434823ex10-3.htm EXHIBIT 10.3 Exhibit 10.3 June 1, 2015 Mr. Angelo Costa S & R Costa Realty L.P. PO Box 107 Fort Lee, NJ 07024 Re: Proposal to Lease 181 Legrand Avenue Northvale, New Jersey Dear Mr. Costa: In response to the request from your attorney Mark D Madaio in his May 21, 2015 correspondence, the following is a Proposal to renew and extend to lease for the subject facility dated

March 30, 2016 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-11668 Inrad Optics,

March 2, 2016 SC 13G/A

INRD / Inrad Optics, Inc. / GORGUZE LYNN E - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. 3)* INRAD OPTICS, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 45779C107 (CUSIP Number) 12/31/2015 (Date of Event Which Re

February 16, 2016 SC 13G

INRD / Inrad Optics, Inc. / Emancipation Management LLC - SCHEDULE 13G Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Inrad Optics, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 45779C107 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi

February 16, 2016 SC 13G/A

INRD / Inrad Optics, Inc. / Nicklin V Adah - V ADAH NICKLIN Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* INRAD OPTICS INC (Name of Issuer) Common Stock (Title of Class of Securities) 45779C107 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu

February 16, 2016 SC 13G/A

INRD / Inrad Optics, Inc. / NSB Advisors LLC - NSB ADVISORS, LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* INRAD OPTICS INC (Name of Issuer) Common Stock (Title of Class of Securities) 45779C107 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu

February 5, 2016 SC 13G/A

INRD / Inrad Optics, Inc. / Minerva Advisors LLC - INRAD 13G A1 Passive Investment

sc13g UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Inrad Optics, Inc (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 45779C107 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs

November 16, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended SEPTEMBER 30, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-11668 INRAD OP

August 14, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended JUNE 30, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-11668 INRAD OPTICS,

June 18, 2015 8-K

Inrad Optics FORM 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 17, 2015 INRAD OPTICS, INC. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other Jurisdiction of Incorporation) (Commission File

June 1, 2015 SD

Inrad Optics FORM SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Inrad Optics, Inc. (Exact name of the registrant as specified in its charter) New Jersey 0-11668 22-2003247 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 181 Legrand Avenue, Northvale, NJ 07647 (Address of principa

June 1, 2015 EX-1.01

You’ve Exceeded the SEC’s Traffic Limit

Exhibit 1.01 Inrad Optics, Inc. Conflict Minerals Report for the Reporting Period from January 1, 2014 to December 31, 2014 (1) Introduction Inrad Optics, Inc. and its subsidiaries (the ?Company? or ?Inrad Optics?), headquartered in Northvale, New Jersey, was incorporated in New Jersey in 1973. The Company develops, manufactures and markets products and services for use in photonics industry secto

May 20, 2015 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 19, 2015 Inrad Optics, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other jurisdiction of incorporation) (Commission File Number)

May 20, 2015 EX-99.1

To Our Valued Shareholders, Customers and Employees

EX-99.1 2 v411251ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 To Our Valued Shareholders, Customers and Employees Last year at this time, I described 2014 as a year planned to recalibrate the business for the current and future photonics marketplace. Positive transformational change that produces long term growth and stability is not an easy task to achieve, but our business demanded it. We understood the

May 15, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended MARCH 31, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-11668 INRAD OPTICS

April 30, 2015 DEF 14A

Inrad Optics DEF 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ? Definitive Additional Materials ? Definitive Material Pursuant to ?240.

April 13, 2015 EX-4.5

Subordinated Convertible Promissory Note dated July 25, 2014 held by Welland, Ltd. (incorporated by reference to Exhibit 4.5 to the Company’s Annual Report on Form 10-K filed with the Securities and Exchange Commission on April 13, 2015)

Exhibit 4.5 THIS CONVERTIBLE PROMISSORY NOTE HAS BEEN, AND ANY SHARES ISSUED UPON CONVERSION PURSUANT TO THE TERMS HEREOF WILL BE, ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO, OR FOR SALE IN CONNECTION WITH, ANY DISTRIBUTION THEREOF WITHIN THE MEANING OF THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"). THIS CONVERTIBLE PROMISSORY NOTE, AND ANY SECURITIES ISSUED UPON CONVERSION PURSUANT TO TH

April 13, 2015 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2014 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-11668 Inrad Optics,

April 13, 2015 EX-4.4

Subordinated Convertible Promissory Note dated July 25, 2014 held by Clarex, Ltd. (incorporated by reference to Exhibit 4.4 to the Company’s Annual Report on Form 10-K filed with the Securities and Exchange Commission on April 13, 2015)

Exhibit 4.4 THIS CONVERTIBLE PROMISSORY NOTE HAS BEEN, AND ANY SHARES ISSUED UPON CONVERSION PURSUANT TO THE TERMS HEREOF WILL BE, ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO, OR FOR SALE IN CONNECTION WITH, ANY DISTRIBUTION THEREOF WITHIN THE MEANING OF THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"). THIS CONVERTIBLE PROMISSORY NOTE, AND ANY SECURITIES ISSUED UPON CONVERSION PURSUANT TO TH

March 31, 2015 NT 10-K

Inrad Optics FORM NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NO 000-11668 CUSIP NUMBER 45779C (Check one): x Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: December 31, 2014 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition

March 24, 2015 SC 13G

INRD / Inrad Optics, Inc. / Nicklin V Adah - V ADAH NICKLIN Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* INRAD OPTICS INC (Name of Issuer) Common Stock (Title of Class of Securities) 45779C107 (CUSIP Number) February 28, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul

March 6, 2015 SC 13G/A

INRD / Inrad Optics, Inc. / NSB Advisors LLC - NSB ADVISORS, LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* INRAD OPTICS INC (Name of Issuer) Common Stock (Title of Class of Securities) 45779C107 (CUSIP Number) February 28, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu

February 17, 2015 SC 13G/A

INRD / Inrad Optics, Inc. / NSB Advisors LLC - NSB ADVISORS, LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* INRAD OPTICS INC (Name of Issuer) Common Stock (Title of Class of Securities) 45779C107 (CUSIP Number) December 31, 2014 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu

February 11, 2015 SC 13G/A

INRD / Inrad Optics, Inc. / GORGUZE LYNN E - FORM SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. 2)* INRAD OPTICS, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 45779C10 (CUSIP Number) 12/31/2014 (Date of Event Which Req

November 20, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 20, 2014 Inrad Optics, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other jurisdiction of incorporation) (Commission File Num

November 20, 2014 EX-99.1

INRAD OPTICS, INC. ANNOUNCES THIRD QUARTER AND NINE MONTH 2014 FINANCIAL RESULTS

Exhibit 99.1 FOR IMMEDIATE RELEASE INRAD OPTICS, INC. ANNOUNCES THIRD QUARTER AND NINE MONTH 2014 FINANCIAL RESULTS NORTHVALE, NJ, NOVEMBER 20 – Inrad Optics, Inc. (OTCBB: INRD) has reported its consolidated financial results for the third quarter and nine months ended September 30, 2014. For the third quarter of 2014, revenue was $2.9 million, up 5.7%, compared to $2.8 million for the same period

November 14, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended SEPTEMBER 30, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-11668 INRAD OP

September 16, 2014 SC 13G

INRD / Inrad Optics, Inc. / NICKLIN WILLIAM FRED Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* INRAD OPTICS INC (Name of Issuer) Common Stock (Title of Class of Securities) 45779C107 (CUSIP Number) August 15, 2014 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule

August 25, 2014 SC 13G

INRD / Inrad Optics, Inc. / Minerva Advisors LLC - INRAD OPTICS, INC. 13G Passive Investment

sc13g UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Inrad Optics, Inc (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 45779C107 (CUSIP Number) August 15, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant

August 20, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 20, 2014 Inrad Optics, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other jurisdiction of incorporation) (Commission File Numbe

August 20, 2014 EX-99.1

SECOND QUARTER AND SIX MONTHS 2014 FINANCIAL RESULTS RELEASED BY INRAD OPTICS, INC.

Exhibit 99.1 FOR IMMEDIATE RELEASE SECOND QUARTER AND SIX MONTHS 2014 FINANCIAL RESULTS RELEASED BY INRAD OPTICS, INC. NORTHVALE, NJ, August 20 – Inrad Optics, Inc. (OTCBB: INRD) has reported its consolidated financial results for its second quarter and six months ended June 30, 2014. Revenue for the second quarter was $2.2 million, down 17.3% from $2.7 million in the same period last year. For th

August 18, 2014 SC 13D/A

INRD / Inrad Optics, Inc. / JAM Capital Partners Management, LLC - BENEFICIAL OWNERSHIP REPORT-AMENDED Activist Investment

SC 13D/A 1 jamc0818201413da.htm BENEFICIAL OWNERSHIP REPORT-AMENDED UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Inrad Optics, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 45779C107 (CUSIP Number) JAM Capital Partners Management, LLC Attn: Cliff Orr 16 Boardwal

August 14, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended JUNE 30, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-11668 INRAD OPTICS,

June 19, 2014 8-K

Submission of Matters to a Vote of Security Holders - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2014 INRAD OPTICS, INC. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other Jurisdiction of Incorporation) (Commission File

June 2, 2014 EX-1.02

You’ve Exceeded the SEC’s Traffic Limit

Exhibit 1.02 Inrad Optics, Inc. Conflict Minerals Report for the Reporting Period from January 1, 2013 to December 31, 2013 (1) Introduction Inrad Optics, Inc. and its subsidiaries (the “Company” or “Inrad Optics”), headquartered in Northvale, New Jersey, was incorporated in New Jersey in 1973. The Company develops, manufactures and markets products and services for use in photonics industry secto

June 2, 2014 SD

- FORM SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Inrad Optics, Inc. (Exact name of the registrant as specified in its charter) New Jersey 0-11668 22-2003247 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 181 Legrand Avenue, Northvale, NJ 07647 (Address of principa

May 21, 2014 EX-99.1

INRAD OPTICS, INC. REPORTS FIRST QUARTER 2014 FINANCIAL RESULTS

Exhibit 99.1 FOR IMMEDIATE RELEASE INRAD OPTICS, INC. REPORTS FIRST QUARTER 2014 FINANCIAL RESULTS NORTHVALE, NJ, MAY 21 – Inrad Optics, Inc. (OTCBB: INRD) has reported its consolidated financial results for the three months ended March 31, 2014. Revenue for the three months ended March 31, 2014 was $1.9 million, down 38.1% from $3.1 million in the first quarter last year as the Company experience

May 21, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 21, 2014 Inrad Optics, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other jurisdiction of incorporation) (Commission File Number)

May 15, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended MARCH 31, 2014 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-11668 INRAD OPTICS

May 12, 2014 8-K

Regulation FD Disclosure, Financial Statements and Exhibits - 8-K

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 9, 2014 Inrad Optics, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other jurisdiction of incorporation) (Commission File Number) (

May 12, 2014 EX-99.1

To Our Valued Shareholders, Customers, Partners and Employees

Exhibit 99.1 To Our Valued Shareholders, Customers, Partners and Employees As I pause to reflect on Inrad Optics’ performance in 2013, I see two distinct but inter-woven views of our business. When I view the financial performance that characterized 2013, we clearly did not meet our expectations. However, when I view the business from an operational perspective, I see an organization highly engage

April 30, 2014 DEF 14A

- FORM DEF 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant Check the appropriate box ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Definitive Material Pursuant to §240.

April 1, 2014 EX-99.1

FY 2013 FINANCIAL RESULTS RELEASED BY INRAD OPTICS, INC.

Exhibit 99.1 FOR IMMEDIATE RELEASE Source: Inrad Optics, Inc. FY 2013 FINANCIAL RESULTS RELEASED BY INRAD OPTICS, INC. NORTHVALE, NJ, April 1 – Inrad Optics, Inc. (the “Company”) (OTC Bulletin Board: INRD) has released its consolidated financial results for the year ended December 31, 2013. Net sales for the fourth quarter of 2013 were $ 2.7 million compared to $2.8 million and $3.4 million for th

April 1, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 1, 2014 Inrad Optics, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other jurisdiction of incorporation) (Commission File Number)

March 31, 2014 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2013 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-11668 Inrad Optics,

March 17, 2014 SC 13G/A

INRD / Inrad Optics, Inc. / Utility Service Holding Co., Inc. - BENEFICIAL OWNERSHIP Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Inrad Optics, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 45779C107 (CUSIP Number) March 5, 2014 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh

March 17, 2014 SC 13D

INRD / Inrad Optics, Inc. / JAM Capital Partners Management, LLC - BENEFICIAL OWNERSHIP Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Inrad Optics, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 45779C107 (CUSIP Number) JAM Capital Partners Management, LLC Attn: Cliff Orr 16 Boardwalk Plaza St. Simons Island, GA 31522 (Name, Address and Telephone Number of Person Autho

February 14, 2014 SC 13G/A

INRD / Inrad Optics, Inc. / GORGUZE LYNN E - FORM SC 13G/A Passive Investment

SC 13G/A 1 v367534sc13ga.htm FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. 1)* INRAD OPTICS, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 45779C10 (CUSIP

November 18, 2013 EX-99.1

INRAD OPTICS ANNOUNCES PLANS TO CONSOLIDATE ITS SARASOTA, FL METAL OPTICS OPERATIONS IN NORTHVALE, NJ FACILITY

Exhibit 99.1 FOR IMMEDIATE RELEASE Source: Inrad Optics, Inc. INRAD OPTICS ANNOUNCES PLANS TO CONSOLIDATE ITS SARASOTA, FL METAL OPTICS OPERATIONS IN NORTHVALE, NJ FACILITY Northvale, NJ - November 18, 2013 Inrad Optics (OTCBB: INRD), a manufacturer of electro-optic crystalline materials and devices, fabricated high precision glass and metal optical components, has announced plans to move the oper

November 18, 2013 8-K

Financial Statements and Exhibits, Other Events

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 18, 2013 Inrad Optics, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other jurisdiction of incorporation) (Commission File Num

November 15, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 14, 2013 Inrad Optics, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other jurisdiction of incorporation) (Commission File Num

November 15, 2013 EX-99.1

INRAD OPTICS, INC. REPORTS FINANCIAL RESULTS FOR THIRD QUARTER AND NINE MONTHS ENDED SEPTEMBER 30, 2013

Exhibit 99.1 FOR IMMEDIATE RELEASE Source: Inrad Optics, Inc. INRAD OPTICS, INC. REPORTS FINANCIAL RESULTS FOR THIRD QUARTER AND NINE MONTHS ENDED SEPTEMBER 30, 2013 NORTHVALE, NJ, November 14 – Inrad Optics, Inc. (OTC Bulletin Board: INRD) has reported its consolidated financial results for its third quarter and nine months ended September 30, 2013. Revenue for the third quarter was $2.8 million,

November 14, 2013 10-Q

Basis of Presentation Inventories Income Taxes Net (Loss) Income per Common Share Stock-Based Compensation Recently Adopted Accounting Standards a) Stock Option Expense b) Stock Option Activity c) Restricted Stock Unit Awards

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended SEPTEMBER 30, 2013 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-11668 INRAD OP

August 19, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - CURRENT REPORT

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 19, 2013 Inrad Optics, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other jurisdiction of incorporation) (Commission File Numbe

August 19, 2013 EX-99.1

INRAD OPTICS, INC. REPORTS FINANCIAL RESULTS FOR SECOND QUARTER AND SIX MONTHS 2013

Exhibit 99.1 FOR IMMEDIATE RELEASE INRAD OPTICS, INC. REPORTS FINANCIAL RESULTS FOR SECOND QUARTER AND SIX MONTHS 2013 NORTHVALE, NJ, August 19 – Inrad Optics, Inc. (OTC Bulletin Board: INRD) has reported its consolidated financial results for its second quarter and six months ended June 30, 2013. Revenue for the second quarter was $2.7 million, down 6.4% from $2.9 million in the same period last

August 14, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended JUNE 30, 2013 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-11668 INRAD OPTICS,

June 21, 2013 8-K

Submission of Matters to a Vote of Security Holders - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 19, 2013 INRAD OPTICS, INC. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other Jurisdiction of Incorporation) (Commission File

June 5, 2013 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant - FORM 8-K

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 1, 2013 Inrad Optics, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other jurisdiction of incorporation) (Commission File Number)

June 5, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - FORM 8-K

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 31, 2013 Inrad Optics, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other jurisdiction of incorporation) (Commission File Number)

June 5, 2013 EX-16.1

You’ve Exceeded the SEC’s Traffic Limit

Exhibit 16.1 June 4, 2013 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: INRAD OPTICS, INC. & CIK # 0000719494 Dear Sir or Madam: Effective as of June 1, 2013 we are the successor to Holtz Rubenstein Reminick LLP (“HRR”), which was the independent registered public accounting firm of Inrad Optics, Inc. (the “Company”). We have read the statements made by the Company p

May 21, 2013 EX-99.1

INRAD OPTICS, INC. ANNOUNCES FIRST QUARTER 2013 FINANCIAL RESULTS

EX-99.1 2 v345806ex99-1.htm PRESS RELEASE Exhibit 99.1 FOR IMMEDIATE RELEASE INRAD OPTICS, INC. ANNOUNCES FIRST QUARTER 2013 FINANCIAL RESULTS NORTHVALE, NJ, MAY 21 – Inrad Optics, Inc. (OTCBB: INRD) has reported its consolidated financial results for the three months ended March 31, 2013. Revenue for the three months ended March 31, 2013 was $3.1 million, up 8.3% from $2.8 million in the first qu

May 21, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - CURRENT REPORT

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 21, 2013 Inrad Optics, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other jurisdiction of incorporation) (Commission File Number)

May 15, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended MARCH 31, 2013 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-11668 INRAD OPTICS

May 13, 2013 EX-99.1

TO OUR VALUED SHAREHOLDERS, CUSTOMERS, PARTNERS AND EMPLOYEES

Exhibit 99.1 TO OUR VALUED SHAREHOLDERS, CUSTOMERS, PARTNERS AND EMPLOYEES Having assumed the President and CEO role at Inrad Optics on October 1, 2012, I am excited and honored to be leading an organization with a significant scientific history and a technologically bright future. I would like to express my sincere appreciation to the Board of Directors for their vote of confidence and a special

May 13, 2013 8-K

Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 10, 2013 Inrad Optics, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other jurisdiction of incorporation) (Commission File Number)

April 30, 2013 DEF 14A

- DEF 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 Filed by the Registrant X Filed by a Party other than the Registrant Check the appropriate box q Preliminary Proxy Statement q Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) X Definitive Proxy Statement q Definitive Additional Materials q Definitive Material Pursuant to §240.

April 22, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - FORM 8-K

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 21, 2013 Inrad Optics, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other jurisdiction of incorporation) (Commission File Number

April 3, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 3, 2013 Inrad Optics, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other jurisdiction of incorporation) (Commission File Number)

April 3, 2013 EX-99.1

INRAD OPTICS, INC. ANNOUNCES FY 2012 FINANCIAL RESULTS

Exhibit 99.1 FOR IMMEDIATE RELEASE Wednesday, April 3, 2012 Source: Inrad Optics, Inc. INRAD OPTICS, INC. ANNOUNCES FY 2012 FINANCIAL RESULTS NORTHVALE, NJ, April 3 – Inrad Optics, Inc. (the “Company”) (OTC Bulletin Board: INRD) has released its consolidated financial results for the year ended December 31, 2012. Net sales for the fourth quarter of 2012 were $ 2.8 million, a decrease of approximat

April 1, 2013 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2012 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-11668 Inrad Optics,

March 7, 2013 EX-99.1

INRAD OPTICS, INC. ANNOUNCES REDUCTION IN WORK-FORCE

Exhibit 99.1 FOR IMMEDIATE RELEASE Source: Inrad Optics, Inc. INRAD OPTICS, INC. ANNOUNCES REDUCTION IN WORK-FORCE NORTHVALE, NJ, MARCH 7 – Optical component and crystalline device manufacturer Inrad Optics, Inc. (OTCBB: INRD) announced a combined work-force reduction of eight employees at its Northvale, NJ and Sarasota, FL production facilities effective March 1, 2013. This represents a reduction

March 7, 2013 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 7, 2013 Inrad Optics, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other jurisdiction of incorporation) (Commission File Number)

February 14, 2013 SC 13G

INRD / Inrad Optics, Inc. / GORGUZE LYNN E - SCHEDULE 13G Passive Investment

SC 13G 1 v335107sc13g.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. )* INRAD OPTICS, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 45779C107 (CUSIP Numbe

November 19, 2012 EX-99.1

INRAD OPTICS, INC. ANNOUNCES THIRD QUARTER AND NINE MONTH 2012 FINANCIAL RESULTS

Exhibit 99.1 FOR IMMEDIATE RELEASE Monday, November 19, 2012 Source: Inrad Optics, Inc. INRAD OPTICS, INC. ANNOUNCES THIRD QUARTER AND NINE MONTH 2012 FINANCIAL RESULTS NORTHVALE, NJ, NOVEMBER 19 – Inrad Optics, Inc. (OTCQB: INRD) has reported its consolidated financial results for its third quarter and nine months ended September 30, 2012. For the third quarter of 2012, revenue was $2.9 million,

November 19, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - CURRENT REPORT

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 19, 2012 Inrad Optics, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other jurisdiction of incorporation) (Commission File Num

November 14, 2012 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) S QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended SEPTEMBER 30, 2012 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-11668 INRAD OP

October 9, 2012 EX-99.1

Inrad Optics Receives SBIR Phase II for Stilbene Production for Fast Neutron Detection

EX-99.1 2 v325239ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Inrad Optics Receives SBIR Phase II for Stilbene Production for Fast Neutron Detection NORTHVALE, NJ, October 4, 2012 - Inrad Optics (OTCQB: INRD), a leading US-based manufacturer of crystalline materials, optical components and photonic devices, announced today that it has been awarded a Phase II contract for approximately $1M by the Domestic

October 9, 2012 8-K

Financial Statements and Exhibits, Other Events

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): October 4, 2012 Inrad Optics, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other jurisdiction of incorporation) (Commission File Numbe

October 2, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - FORM 8-K

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): September 27, 2012 Inrad Optics, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other jurisdiction of incorporation) (Commission File Nu

September 17, 2012 EX-10.1

You’ve Exceeded the SEC’s Traffic Limit

Exhibit 10.1 CONFIDENTIAL September 12, 2012 Ms. Amy Eskilson 5 Ike Williams Rd. Newton, New Jersey 07860 Dear Amy: On behalf of the Board of Directors of Inrad Optics, Inc. (“Inrad”), I am pleased to offer you the position of President/CEO of Inrad and CEO of MRC Precision Metal Optics (“MRC”), our wholly owned subsidiary. In this position, you will report directly to the Board of Inrad. Followin

September 17, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - FORM 8-K

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): September 12, 2012 Inrad Optics, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other jurisdiction of incorporation) (Commission File Nu

September 17, 2012 EX-99.1

INRAD OPTICS’ JOE RUTHERFORD ANNOUNCES RETIREMENT, AMY ESKILSON APPOINTED NEW CEO AND PRESIDENT

Ex-99.1 FOR IMMEDIATE RELEASE INRAD OPTICS’ JOE RUTHERFORD ANNOUNCES RETIREMENT, AMY ESKILSON APPOINTED NEW CEO AND PRESIDENT NORTHVALE, NJ, SEPTEMBER 17 – Inrad Optics, Inc. (OTCBB: INRD) President and CEO, Joe Rutherford, announced his intention to retire as President and CEO effective September 30, 2012. Mr. Rutherford will remain with the Company as a member of the Board of Directors. Inrad Op

September 12, 2012 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended JUNE 30, 2012 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-1

August 16, 2012 EX-99.1

INRAD OPTICS, INC. REPORTS FINANCIAL RESULTS FOR SECOND QUARTER AND SIX MONTHS 2012

Exhibit 99.1 FOR IMMEDIATE RELEASE Wednesday, August 15, 2012 Source: Inrad Optics, Inc. INRAD OPTICS, INC. REPORTS FINANCIAL RESULTS FOR SECOND QUARTER AND SIX MONTHS 2012 NORTHVALE, NJ, August 15 – Inrad Optics, Inc. (OTC Bulletin Board: INRD) has reported its consolidated financial results for its second quarter and six months ended June 30, 2012. Revenue for the second quarter was $2.9 million

August 16, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 15, 2012 Inrad Optics, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other jurisdiction of incorporation) (Commission File Numbe

August 14, 2012 EX-4.2

You’ve Exceeded the SEC’s Traffic Limit

Exhibit 4.2 THIS CONVERTIBLE PROMISSORY NOTE HAS BEEN, AND ANY SHARES ISSUED UPON CONVERSION PURSUANT TO THE TERMS HEREOF WILL BE, ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO, OR FOR SALE IN CONNECTION WITH, ANY DISTRIBUTION THEREOF WITHIN THE MEANING OF THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"). THIS CONVERTIBLE PROMISSORY NOTE, AND ANY SECURITIES ISSUED UPON CONVERSION PURSUANT TO TH

August 14, 2012 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended JUNE 30, 2012 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-11668 INRAD OPTICS,

August 14, 2012 EX-4.1

You’ve Exceeded the SEC’s Traffic Limit

Exhibit 4.1 THIS CONVERTIBLE PROMISSORY NOTE HAS BEEN, AND ANY SHARES ISSUED UPON CONVERSION PURSUANT TO THE TERMS HEREOF WILL BE, ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO, OR FOR SALE IN CONNECTION WITH, ANY DISTRIBUTION THEREOF WITHIN THE MEANING OF THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"). THIS CONVERTIBLE PROMISSORY NOTE, AND ANY SECURITIES ISSUED UPON CONVERSION PURSUANT TO TH

August 2, 2012 8-K

Other Events - FORM 8-K

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 27, 2012 Inrad Optics, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other jurisdiction of incorporation) (Commission File Number)

June 18, 2012 8-K

Submission of Matters to a Vote of Security Holders - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2012 INRAD OPTICS, INC. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other Jurisdiction of Incorporation) (Commission File

May 17, 2012 EX-99.2

TO OUR SHAREHOLDERS, CUSTOMERS, PARTNERS, EMPLOYEES

EX-99.2 3 v313816ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 TO OUR SHAREHOLDERS, CUSTOMERS, PARTNERS, EMPLOYEES Our 2011 fiscal year was marked by a number of positive achievements and milestones along with some difficult challenges. As has been the case for the last few years, our bookings activity, highly dependent on large multi-month to multi-year purchase orders, was uneven and somewhat difficult t

May 17, 2012 EX-99.1

INRAD OPTICS, INC. ANNOUNCES FINANCIAL RESULTS FOR FIRST QUARTER 2012

Exhibit 99.1 FOR IMMEDIATE RELEASE Wednesday, May 16, 2012 Source: Inrad Optics, Inc. INRAD OPTICS, INC. ANNOUNCES FINANCIAL RESULTS FOR FIRST QUARTER 2012 NORTHVALE, NJ, May 16 – Inrad Optics, Inc. (OTCBB: INRD) has released its consolidated financial results for the three months ended March 31, 2012. Revenues for the first quarter were $2.8 million, down 12.4% from $3.2 million in the same perio

May 17, 2012 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 16, 2012 Inrad Optics, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other (Commission (IRS Employer jurisdiction of File Number) I

May 15, 2012 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended MARCH 31, 2012 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-11668 INRAD OPTICS

April 30, 2012 DEF 14A

- SCHEDULE 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant Check the appropriate box ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Definitive Material Pursuant to §240.

April 9, 2012 EX-99.1

INRAD OPTICS, INC. CHANGES STOCK SYMBOL TO “INRD”

Exhibit 99.1 FOR IMMEDIATE RELEASE Monday, April 9, 2012 Source: Inrad Optics, Inc. INRAD OPTICS, INC. CHANGES STOCK SYMBOL TO “INRD” NORTHVALE, NJ, April 9 – Inrad Optics, Inc. (formerly Photonic Products Group, Inc.) (OTC Bulletin Board: INRD) today announced that the Financial Industry Regulatory Authority (FINRA) has approved the change of the Company’s stock symbol from “PHPG” to “INRD” effec

April 9, 2012 8-K

Financial Statements and Exhibits, Other Events - FORM 8-K

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 9, 2012 Inrad Optics, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other jurisdiction of incorporation) (Commission File Number)

April 3, 2012 EX-99.1

INRAD OPTICS, INC. ANNOUNCES FY 2011 FINANCIAL RESULTS

Exhibit 99.1 FOR IMMEDIATE RELEASE Monday, April 2, 2012 Source: Inrad Optics, Inc. INRAD OPTICS, INC. ANNOUNCES FY 2011 FINANCIAL RESULTS NORTHVALE, NJ, April 2 – Inrad Optics, Inc. (formerly Photonic Products Group, Inc.) (OTC Bulletin Board: PHPG) has released its consolidated financial results for the year ended December 31, 2011. Sales for the fourth quarter were $3.4 million, a decrease of 6

April 3, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 2, 2012 Inrad Optics, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other jurisdiction of incorporation) (Commission File Number)

March 30, 2012 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2011 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-11668 Inrad Optics,

February 16, 2012 EX-3.1

You’ve Exceeded the SEC’s Traffic Limit

Ex 3.1 BY-LAWS OF INRAD OPTICS, INC. (adopted February 14, 2012) ARTICLE I OFFICES 1.1. Registered Office and Agent.—The registered office of the Corporation in the State of New Jersey is at 181 Legrand Avenue, Northvale, New Jersey 07647. The registered agent of the Corporation at that office is William Foote. 1.2. Principal Place of Business.—The principal place of business of the Corporation is

February 16, 2012 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 14, 2012 Inrad Optics, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other (Commission (IRS Employer jurisdiction of File Numb

January 23, 2012 EX-3.1

Certificate of Amendment to Restated Certificate of Incorporation of Photonics Products Group, Inc., dated January 23, 2012 (incorporated by reference to Exhibit 3.1 to the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on January 23, 2012).

Exhibit 3.1 CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF PHOTONIC PRODUCTS GROUP, INC. Pursuant to N.J.S 14:9-4(3) The undersigned corporation, having adopted an amendment (the “Amendment”) to its Restated Certificate of Incorporation, hereby certifies as follows: 1. The name of the corporation is Photonic Products Group, Inc. 2. Article I of the Restated Certificate of Incorporatio

January 23, 2012 EX-99.1

PHOTONIC PRODUCTS GROUP, INC. (“PPGI”) ANNOUNCES NAME CHANGE TO INRAD OPTICS, INC.

Exhibit 99.1 FOR IMMEDIATE RELEASE Monday, January 23, 2012 Source: Photonic Products Group, Inc. PHOTONIC PRODUCTS GROUP, INC. (“PPGI”) ANNOUNCES NAME CHANGE TO INRAD OPTICS, INC. Northvale, NJ January 23, 2012 – The directors of Photonic Products Group, Inc. are pleased to announce that at a Special Meeting of the Shareholders held January 18, 2012, a change of the Company name was approved, fro

January 23, 2012 8-K

Regulation FD Disclosure, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 18, 2012 PHOTONIC PRODUCTS GROUP, INC. (Exact name of registrant as specified in its charter) New Jersey 000-11668 22-2003247 (State or other Jurisdiction of Incorporation) (C

December 21, 2011 DEF 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant Check the appropriate box ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ? Definitive Additional Materials ? Definitive Material Pursuant to ?240.

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