मूलभूत आँकड़े
CIK | 1393020 |
SEC Filings
SEC Filings (Chronological Order)
February 14, 2019 |
IVTY / Invuity, Inc. / Partner Fund Management, L.P. - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Invuity, Inc. (Name of Issuer) Common stock, par value $0.001 per share (Title of Class of Securities) 46187J205 (CUSIP Number) December 31, 2018 Date of Event Which Requires Filing |
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February 12, 2019 |
IVTY / Invuity, Inc. / Flynn James E Passive Investment SC 13G/A 1 e618216sc13ga-invuity.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 6) * Invuity, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 46187J205 (CUSIP Number) December 31, 2018 |
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November 2, 2018 |
15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-37417 Invuity, Inc. (Exact name of registrant as specified in its |
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October 29, 2018 |
IVTY / Invuity, Inc. / Novo A/S - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Invuity, Inc. (Name of Issuer) Common Stock (Title of class of securities) 46187J106 (CUSIP number) October 23, 2018 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to which this S |
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October 29, 2018 |
IVTY / Invuity, Inc. / GARDNER LEWIS ASSET MANAGEMENT L P Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Invuity, Inc. (Name of Issuer) Common Stock, $ 0.001 par value (Title of Class of Securities) 46187J205 (CUSIP Number) Gardner Lewis Asset Management, L.P. Attn: Len Sorgini, Chief Compliance Officer 285 Wilmington West Chester Pike, Chadds Ford, PA 1931 |
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October 23, 2018 |
S-8 POS As filed with the Securities and Exchange Commission on October 23, 2018 Registration Nos. |
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October 23, 2018 |
S-8 POS As filed with the Securities and Exchange Commission on October 23, 2018 Registration Nos. |
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October 23, 2018 |
S-8 POS As filed with the Securities and Exchange Commission on October 23, 2018 Registration Nos. |
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October 23, 2018 |
POS AM 1 d640141dposam.htm POS AM As filed with the Securities and Exchange Commission on October 23, 2018 Registration No. 333-212395 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT NO. 333-212395 UNDER THE SECURITIES ACT OF 1933 INVUITY, INC. (Exact name of registrant as specified in its charter) Delaware 0 |
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October 23, 2018 |
Amended and Restated Bylaws of Invuity, Inc. EX-3.2 Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF INVUITY, INC. Section 1. LAW, CERTIFICATE OF INCORPORATION AND BYLAWS 1.1. These bylaws are subject to the certificate of incorporation of the corporation (the “Certificate of Incorporation”). In these bylaws, references to law, the Certificate of Incorporation and bylaws mean the law, the provisions of the Certificate of Incorporation and these by |
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October 23, 2018 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2018 Invuity, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37417 04-3803169 (State or other jurisdiction of incorporation) (Commission File |
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October 23, 2018 |
Amended and Restated Certificate of Incorporation of Invuity, Inc. EX-3.1 Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF INVUITY, INC. 1. The name of the corporation is: Invuity, Inc. 2. The address of its registered office in the State of Delaware is Corporation Trust Center, 1209 Orange Street, in the City of Wilmington, County of New Castle, 19801. The name of its registered agent at such address is The Corporation Trust Company. 3. The purpo |
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October 23, 2018 |
IVTY / Invuity, Inc. SC 14D9/A SC 14D9/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 4) INVUITY, INC. (Name of Subject Company) INVUITY, INC. (Name of Person Filing Statement) Common Stock, par value $0.001 per share (Title of Class of Securities) 46187J205 (CUSIP Number of Class of Sec |
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October 23, 2018 |
EX-99.(a)(5)(A) Exhibit (a)(5)(A) 2825 Airview Boulevard Kalamazoo, MI 49002 Press release Stryker completes acquisition of Invuity, Inc. Kalamazoo, Michigan – October 23, 2018 – Stryker (NYSE:SYK) announced today the completion of its previously announced acquisition of Invuity, Inc. Invuity is the leader in advanced photonics and single-use, lighted instruments that deliver enhanced visualizatio |
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October 23, 2018 |
SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR SECTION 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3) INVUITY, INC. (Name of Subject Company (Issuer)) ACCIPITER CORP. a wholly-owned subsidiary of STRYKER CORPORATION (Name of Filing Persons (Offerors)) Common Stock, $0.001 Par Value Pe |
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October 16, 2018 |
IVTY / Invuity, Inc. SC 14D9/A SC 14D9/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3) INVUITY, INC. (Name of Subject Company) INVUITY, INC. (Name of Person Filing Statement) Common Stock, par value $0.001 per share (Title of Class of Securities) 46187J205 (CUSIP Number of Class of Sec |
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October 11, 2018 |
SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR SECTION 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) INVUITY, INC. (Name of Subject Company (Issuer)) ACCIPITER CORP. a wholly-owned subsidiary of STRYKER CORPORATION (Name of Filing Persons (Offerors)) Common Stock, $0.001 Par Value Pe |
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October 10, 2018 |
IVTY / Invuity, Inc. SC 14D9/A SC 14D9/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) INVUITY, INC. (Name of Subject Company) INVUITY, INC. (Name of Person Filing Statement) Common Stock, par value $0.001 per share (Title of Class of Securities) 46187J205 (CUSIP Number of Class of Sec |
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October 4, 2018 |
IVTY / Invuity, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Invuity, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 46187J205 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communicat |
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October 1, 2018 |
IVTY / Invuity, Inc. SC 14D9/A SC 14D9/A 1 d632134dsc14d9a.htm SC 14D9/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) INVUITY, INC. (Name of Subject Company) INVUITY, INC. (Name of Person Filing Statement) Common Stock, par value $0.001 per share (Title of Class of Securities) 46187J2 |
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October 1, 2018 |
SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR SECTION 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) INVUITY, INC. (Name of Subject Company (Issuer)) ACCIPITER CORP. a wholly-owned subsidiary of STRYKER CORPORATION (Name of Filing Persons (Offerors)) Common Stock, $0.001 Par Value Pe |
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September 24, 2018 |
INVUITY, INC. EXECUTIVE CHANGE OF CONTROL AGREEMENT EX-99.(e)(11) Exhibit (e)(11) INVUITY, INC. EXECUTIVE CHANGE OF CONTROL AGREEMENT This Executive Change of Control Agreement (the “Agreement”) is entered into by and between Invuity, Inc. (the “Company”), and Steve Annen (“Executive”) as of the date set forth on the signature page below (the “Effective Date”). 1. Background. (a) Executive is employed by the Company as the Company’s Vice President |
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September 24, 2018 |
INVUITY, INC. EXECUTIVE CHANGE OF CONTROL AGREEMENT EX-99.(e)(9) Exhibit (e)(9) INVUITY, INC. EXECUTIVE CHANGE OF CONTROL AGREEMENT This Executive Change of Control Agreement (the “Agreement”) is entered into by and between Invuity, Inc. (the “Company”), and Douglas Heigel (“Executive”) as of the date set forth on the signature page below (the “Effective Date”). This Agreement, together with the Executive Change of Control Agreement dated as of eve |
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September 24, 2018 |
INVUITY, INC. EXECUTIVE SEVERANCE AGREEMENT EX-99.(e)(10) Exhibit (e)(10) INVUITY, INC. EXECUTIVE SEVERANCE AGREEMENT This Executive Severance Agreement (the “Agreement”) is entered into by and between Invuity, Inc. (the “Company”), and Douglas Heigel (“Executive”) as of the date set forth on the signature page below (the “Effective Date”). This Agreement, together with the Executive Change of Control Agreement dated as of even date herewit |
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September 24, 2018 |
EX-99.(e)(3) Exhibit (e)(3) August 8, 2018 PRIVATE AND CONFIDENTIAL Invuity, Inc. 444 De Haro Street San Francisco, CA 94107 Attention: Scott Flora, Interim President and Chief Executive Officer Dear Scott: This letter agreement (the “Letter Agreement”) sets forth certain understandings between Stryker Corporation (“Stryker”) and Invuity, Inc. (the “Company” and, together with Stryker, the “partie |
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September 24, 2018 |
EX-99.(e)(4) Exhibit (e)(4) September 7, 2018 PRIVATE AND CONFIDENTIAL Invuity, Inc. 444 De Haro Street San Francisco, CA 94107 Re: Exclusivity Period Dear Scott: Reference is hereby made to the letter agreement, dated August 8, 2018 (the “Letter Agreement”), by and between Stryker Corporation (“Stryker”), and Invuity, Inc. (the “Company”) which contemplates a possible strategic business combinati |
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September 24, 2018 |
SC 14D9 Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 INVUITY, INC. (Name of Subject Company) INVUITY, INC. (Name of Person Filing Statement) Common Stock, par value $0.001 per share (Title of Class of Securities) 46187J205 (CUSIP Number of Class of Secur |
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September 24, 2018 |
INVUITY, INC. EXECUTIVE CHANGE OF CONTROL AGREEMENT EX-99.(e)(13) Exhibit (e)(13) INVUITY, INC. EXECUTIVE CHANGE OF CONTROL AGREEMENT This Executive Change of Control Agreement (the “Agreement”) is entered into by and between Invuity, Inc. (the “Company”), and Hisham Shiblaq (“Executive”) as of May 1, 2018 (the “Effective Date”). 1. Background. (a) Executive is employed by the Company as the Company’s Vice President, Commercial Operations. (b) The |
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September 24, 2018 |
EX-99.(a)(2) Exhibit (a)(2) September 24, 2018 Dear Stockholder: On behalf of the board of directors of Invuity, Inc., I am pleased to inform you that on September 10, 2018, Invuity agreed to be acquired by Stryker Corporation (“Stryker”), pursuant to the terms of an Agreement and Plan of Merger (the “Merger Agreement”) by and among Invuity, Stryker and Accipiter Corp., a wholly owned subsidiary o |
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September 24, 2018 |
INVUITY, INC. EXECUTIVE SEVERANCE AGREEMENT EX-99.(e)(15) Exhibit (e)(15) INVUITY, INC. EXECUTIVE SEVERANCE AGREEMENT This Executive Severance Agreement (the “Agreement”) is entered into by and between Invuity, Inc. (the “Company”), and Hisham Shiblaq (“Executive”) as of May 1, 2018 (the “Effective Date”). 1. Background. (a) Executive is employed by the Company as the Company’s Vice President, Commercial Operations. (b) The purpose of this |
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September 24, 2018 |
INVUITY, INC. EXECUTIVE SEVERANCE AGREEMENT EX-99.(e)(12) Exhibit (e)(12) INVUITY, INC. EXECUTIVE SEVERANCE AGREEMENT This Executive Severance Agreement (the “Agreement”) is entered into by and between Invuity, Inc. (the “Company”), and Steve Annen (“Executive”) as of the date set forth on the signature page below (the “Effective Date”). This Agreement, together with the Executive Change of Control Agreement dated as of even date herewith, |
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September 24, 2018 |
AMENDMENT TO EXECUTIVE CHANGE OF CONTROL AGREEMENT EX-99.(e)(14) Exhibit (e)(14) AMENDMENT TO EXECUTIVE CHANGE OF CONTROL AGREEMENT THIS AMENDMENT TO EXECUTIVE CHANGE OF CONTROL AGREEMENT (this “Amendment”), is made and entered into this 8th day of August, 2018, by and between Hisham Shiblaq (hereafter “Executive”) and Invuity, Inc., having a place of business at 444 De Haro Street, San Francisco, CA 94107 (hereafter “Company”). This agreement ame |
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September 24, 2018 |
EX-99.(a)(1)(A) Table of Contents Exhibit (a)(1)(A) OFFER TO PURCHASE FOR CASH All Outstanding Shares of Common Stock of INVUITY, INC. at $7.40 Per Share by ACCIPITER CORP. a wholly-owned subsidiary of STRYKER CORPORATION THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 12:00 MIDNIGHT EASTERN TIME AT THE END OF THE DAY ON OCTOBER 22, 2018 UNLESS THE OFFER IS EXTENDED OR EARLIER TERMINATED. Accipiter |
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September 24, 2018 |
EX-99.(a)(1)(C) Exhibit (a)(1)(C) Offer to Purchase for Cash All Outstanding Shares of Common Stock of INVUITY, INC. at $7.40 Per Share Pursuant to the Offer to Purchase Dated September 24, 2018 by ACCIPITER CORP. a wholly-owned subsidiary of STRYKER CORPORATION THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 12:00 MIDNIGHT EASTERN TIME AT THE END OF THE DAY ON OCTOBER 22, 2018, UNLESS THE OFFER IS |
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September 24, 2018 |
EX-99.(a)(1)(E) Exhibit (a)(1)(E) This announcement is neither an offer to purchase nor a solicitation of an offer to sell Shares (as defined below), and the provisions herein are subject in their entirety to the provisions of the Offer (as defined below). The Offer is made solely pursuant to the Offer to Purchase, dated September 24, 2018, and the related Letter of Transmittal and any amendments |
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September 24, 2018 |
EX-99.(a)(1)(B) Exhibit (a)(1)(B) Letter of Transmittal To Tender Shares of Common Stock of INVUITY, INC. at $7.40 Per Share Pursuant to the Offer to Purchase Dated September 24, 2018 by ACCIPITER CORP. a wholly-owned subsidiary of STRYKER CORPORATION THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 12:00 MIDNIGHT EASTERN TIME AT THE END OF THE DAY ON OCTOBER 22, 2018 UNLESS THE OFFER IS EXTENDED OR |
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September 24, 2018 |
Invuity, Inc. 444 De Haro Street San Francisco, CA 94107 July 31, 2018 EX-99.(d)(2) Exhibit (d)(2) Invuity, Inc. 444 De Haro Street San Francisco, CA 94107 July 31, 2018 CONFIDENTIAL Stryker Instruments 4100 E. Milham Avenue Kalamazoo, MI 49001 Confidentiality Agreement Ladies and Gentlemen: In connection with your consideration of a potential acquisition or negotiated business combination transaction involving Invuity, Inc., a Delaware corporation (together with its |
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September 24, 2018 |
EX-99.(a)(1)(D) Exhibit (a)(1)(D) Offer to Purchase for Cash All Outstanding Shares of Common Stock of INVUITY, INC. at $7.40 Per Share Pursuant to the Offer to Purchase Dated September 24, 2018 by ACCIPITER CORP. a wholly-owned subsidiary of STRYKER CORPORATION THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 12:00 MIDNIGHT EASTERN TIME AT THE END OF THE DAY ON OCTOBER 22, 2018, UNLESS THE OFFER IS |
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September 24, 2018 |
SC TO-T UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR SECTION 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 INVUITY, INC. (Name of Subject Company (Issuer)) ACCIPITER CORP. a wholly-owned subsidiary of STRYKER CORPORATION (Name of Filing Persons (Offerors)) Common Stock, $0.001 Par Value Per Share (Title of Cl |
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September 24, 2018 |
IVTY / Invuity, Inc. / GARDNER LEWIS ASSET MANAGEMENT L P Activist Investment SC 13D 1 ivty091218.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Invuity, Inc. (Name of Issuer) Common Stock, $ 0.01 par value (Title of Class of Securities) 46187J205 (CUSIP Number) Gardner Lewis Asset Management, L.P. Attn: Len Sorgini, Chief Compliance Officer 285 Wilmington West Chester Pike |
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September 13, 2018 |
IVTY / Invuity, Inc. / Arkin Moshe - SC 13G/A Passive Investment SC 13G/A 1 zk1822090.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Invuity, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 46187J205 (CUSIP Number) September 12, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched |
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September 11, 2018 |
Form of letter sent to Invuity customers, first used on September 11, 2018 Exhibit 99.1 Dear Valued Customer: |
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September 11, 2018 |
SC14D9C 1 a18-280671sc14d9c.htm SC14D9C SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 INVUITY, INC. (Name of Subject Company) INVUITY, INC. (Name of Person Filing Statement) Common Stock, par value $0.001 per share (Title of Class of Securities) 46187J205 (CUSIP Number of |
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September 11, 2018 |
Form of letter sent to Invuity employees, first used on September 11, 2018 Exhibit 99.2 Hello Team Invuity, This morning, we announced that Invuity has entered into a definitive agreement to be acquired by Stryker with an expected close in the fourth quarter of 2018 pending certain corporate procedures and customary regulatory approvals. Our suite of products enabling better visualization in surgery, in combination with Stryker’s well-established leadership in minimal ac |
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September 11, 2018 |
EX-99.1 2 d621850dex991.htm EX-99.1 Exhibit 99.1 2825 Airview Boulevard Kalamazoo, MI 49002 Number: 2018-25 Date: September 11, 2018 Stryker announces definitive agreement to acquire Invuity, Inc. Kalamazoo, Michigan – September 11, 2018 – Stryker (NYSE: SYK) announced today a definitive agreement to acquire all the issued and outstanding shares of common stock of Invuity, Inc. (NASDAQ: IVTY) for |
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September 11, 2018 |
SC TO-C 1 d621850dsctoc.htm SC TO-C UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR SECTION 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 INVUITY, INC. ACCIPITER CORP. a wholly owned subsidiary of STRYKER CORPORATION (Name of Filing Persons (Offerors)) Common Stock, $0.001 Par Value Per Share (Title of Class of |
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September 11, 2018 |
EX-99.2 5 a18-271801ex99d2.htm EX-99.2 Exhibit 99.2 Invuity Announces Definitive Agreement to Be Acquired by Stryker Corporation for $7.40 per Share in Cash San Francisco, CA, September 11, 2018 — Invuity, Inc. (NASDAQ: IVTY), a leading medical technology company focused on advanced surgical devices to enable better visualization, today announced it has entered into a definitive agreement with Str |
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September 11, 2018 |
Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and among STRYKER CORPORATION, ACCIPITER CORP. and INVUITY, INC., Dated as of September 10, 2018 Table of Contents Page Number Section 1 - THE OFFER AND THE MERGER 2 1.1. The Offer 2 1.2. Company Actions 4 1.3. The Merger 5 1.4. Effective Time 6 1.5. The Closing 6 1.6. Directors and Officers of the Surviving Corporation 6 1.7. Subsequen |
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September 11, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 10, 2018 Invuity, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37417 04-3803169 (State or other jurisdiction of incorporation) (Commission File N |
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September 11, 2018 |
Exhibit 99.1 TENDER AGREEMENT PREAMBLE THIS Tender Agreement (this “Agreement”), dated September 10, 2018, is by and between Stryker Corporation, a Delaware corporation (“Parent”), Accipiter Corp., a Delaware corporation and direct or indirect wholly owned Subsidiary of Parent (“Sub”), and (“Stockholder”), with respect to (a) the shares of common stock, par value $0.001 per share (the “Shares”), o |
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September 11, 2018 |
Amendment to Amended and Restated Bylaws of Invuity, Inc., dated September 10, 2018 EX-3.1 3 a18-271801ex3d1.htm EX-3.1 Exhibit 3.1 AMENDMENT TO AMENDED AND RESTATED BYLAWS OF INVUITY, INC. a Delaware corporation Pursuant to a resolution duly adopted by the Board of Directors of Invuity, Inc., a Delaware corporation, effective September 10, 2018, the Amended and Restated Bylaws are amended as follows: “Section 9.5 FORUM FOR ADJUDICATION OF DISPUTES Unless the corporation consents |
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August 3, 2018 |
Exhibit 10.2 Execution Version amendment No. 3 to CREDIT AND SECURITY AGREEMENT (REVOLVING LOAN) This AMENDMENT NO. 3 TO CREDIT AND SECURITY AGREEMENT (REVOLVING LOAN) (this “Agreement”) is made as of this 31st day of July, 2018, by and among INVUITY, INC., a Delaware corporation (“Invuity”), MidCap Funding IV Trust, as successor Agent to MidCap Financial Trust (in such capacity, together with its |
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August 3, 2018 |
IVTY / Invuity, Inc. 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10‑Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-37417 |
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August 3, 2018 |
Exhibit 10.1 Execution Version AMENDMENT NO. 3 TO CREDIT AND SECURITY AGREEMENT (TERM LOAN) This AMENDMENT NO. 3 TO CREDIT AND SECURITY AGREEMENT (TERM LOAN) (this “Agreement”) is made as of this 31st day of July, 2018, by and among INVUITY, INC., a Delaware corporation (“Invuity”), MIDCAP FINANCIAL TRUST, as Agent (in such capacity, together with its successors and assigns, “Agent”), and the othe |
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August 2, 2018 |
INVUITY ANNOUNCES 2018 SECOND QUARTER, SIX-MONTH FINANCIAL RESULTS EX-99.1 2 ex-99d1.htm EX-99.1 Exhibit 99.1 NEWS RELEASE INVUITY ANNOUNCES 2018 SECOND QUARTER, SIX-MONTH FINANCIAL RESULTS SAN FRANCISCO, August 2, 2018 - Invuity, Inc. (NASDAQ:IVTY), a leading medical technology company focused on minimal access surgery, today announced financial results for the second quarter and six months ended June 30, 2018. Q2 2018 Highlights · Second quarter 2018 revenue gr |
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August 2, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 2, 2018 INVUITY, INC. (Exact name of registrant as specified in its charter) Delaware 001-37417 04-3803169 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employ |
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June 12, 2018 |
Submission of Matters to a Vote of Security Holders SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 11, 2018 INVUITY, INC. (Exact name of registrant as specified in its charter) Delaware 001-37417 04-3803169 (State or other jurisdiction of incorporation) (Commission File No.) (IRS Employer I |
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May 25, 2018 |
SD 1 a18-142981sd.htm SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Commission File Number: 001-37417 INVUITY, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 04-3803169 (State or Other Jurisdiction of Incorporation or Organization) (I.R.S. Employer Identification No.) 444 De Haro Street, San Francisco, Califor |
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May 24, 2018 |
Exhibit 1 Joint Filing Agreement Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of shares of Invuity, Inc. |
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May 24, 2018 |
Board Resolution Arkin Communications Ltd. ("The Company") Exhibit 2 Board Resolution Arkin Communications Ltd. ("The Company") RESOLVED THAT: The signatory rights in the name of the Company, starting from 15/04/2015 Will be as follows: The signature of the Following person: Moshe Arkin holder of Identity Card No: Together with the Company's stamp, or The Company's printed name shall bind the Company for all intents and purposes. Moshe Arkin, Sole Directo |
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May 24, 2018 |
IVTY / Invuity, Inc. / Arkin Moshe - SC 13G Passive Investment SC 13G 1 zk1821730.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Invuity, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 46187J205 (CUSIP Number) May 14, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed |
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May 4, 2018 |
Exhibit 10.6 INVUITY, INC. EXECUTIVE CHANGE OF CONTROL AGREEMENT This Executive Change of Control Agreement (the “Agreement”) is entered into by and between Invuity, Inc. (the “Company”), and Andy Sale (“Executive”) as of the date set forth on the signature page below (the “Effective Date”). 1. Background. (a) Executive is employed by the Company as the Company’s Senior Vice President, Global Sale |
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May 4, 2018 |
Exhibit 10.4 Execution Version AMENDMENT NO. 2 TO CREDIT AND SECURITY AGREEMENT (REVOLVING LOAN) This AMENDMENT NO. 2 TO CREDIT AND SECURITY AGREEMENT (REVOLVING LOAN) (this “Agreement”) is made as of this 30th day of April, 2018, by and among INVUITY, INC., a Delaware corporation (“Invuity”), MidCap Funding IV Trust, as successor Agent to MidCap Financial Trust (in such capacity, together with it |
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May 4, 2018 |
Exhibit 10.3 Execution Version AMENDMENT NO. 2 TO CREDIT AND SECURITY AGREEMENT (TERM LOAN) This AMENDMENT NO. 2 TO CREDIT AND SECURITY AGREEMENT (TERM LOAN) (this “Agreement”) is made as of this 30th day of April, 2018, by and among INVUITY, INC., a Delaware corporation (“Invuity”), MIDCAP FINANCIAL TRUST, as Agent (in such capacity, together with its successors and assigns, “Agent”), and the oth |
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May 4, 2018 |
IVTY / Invuity, Inc. 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10‑Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-3741 |
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May 4, 2018 |
Executive Severance Agreement, dated December 2, 2016, by and between the Company and Andrew Sale. Exhibit 10.5 INVUITY, INC. EXECUTIVE SEVERANCE AGREEMENT This Executive Severance Agreement (the “Agreement”) is entered into by and between Invuity, Inc. (the “Company”), and Andy Sale (“Executive”) as of the date set forth on the signature page below (the “Effective Date”). 1. Background. (a) Executive is employed by the Company as the Company’s Senior Vice President, Global Sales. (b) The purpo |
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May 4, 2018 |
Offer Letter dated November 16, 2016, by and between the Company and Andrew Sale. Exhibit 10.7 November 16, 2016 Andy Sale 1500 Fleetwood Drive Franklin, TN 37064 Re: Your Employment With Invuity, Inc. Dear Andy: Invuity, Inc. (the “Company”) is pleased to offer you employment with the Company on the terms described below. 1. Position. You will serve in a full-time position as the Senior Vice President, Global Sales starting November 21, 2016 (your “Hire Date”) and you will rep |
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May 3, 2018 |
INVUITY ANNOUNCES FIRST QUARTER FINANCIAL RESULTS EX-99.1 2 ex-99d1.htm EX-99.1 Exhibit 99.1 NEWS RELEASE INVUITY ANNOUNCES FIRST QUARTER FINANCIAL RESULTS SAN FRANCISCO, May 3, 2018 - Invuity, Inc. (NASDAQ:IVTY), a leading medical technology company focused on minimal access surgery, today announces financial results for the three months ended March 31, 2018. Q1 2018 Highlights · First quarter 2018 revenue grew 5.3% to $9.5 million compared to r |
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May 3, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 f8-k.htm 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 3, 2018 INVUITY, INC. (Exact name of registrant as specified in its charter) Delaware 001-37417 04-3803169 (State or other jurisdiction of incorporation) (Commission File Num |
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April 26, 2018 |
DEFA14A 1 a18-30373defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as |
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April 26, 2018 |
Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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March 16, 2018 |
INVUITY ANNOUNCES PRICING OF PUBLIC OFFERING OF COMMON STOCK Exhibit 99.1 NEWS RELEASE INVUITY ANNOUNCES PRICING OF PUBLIC OFFERING OF COMMON STOCK SAN FRANCISCO, March 15, 2018 — Invuity, Inc. (NASDAQ:IVTY) (“Invuity” or the “Company”), a leading medical technology company focused on minimal access surgery, today announced the pricing of its public offering of 6,200,000 shares of its common stock at a price to the public of $3.50 per share. In addition, th |
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March 16, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 a18-847918k.htm 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 15, 2018 INVUITY, INC. (Exact name of registrant as specified in its charter) Delaware 001-37417 04-3803169 (State or other jurisdiction of incorporation) (Commissio |
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March 16, 2018 |
Exhibit 1.1 Execution Version 6,200,000 Shares Invuity, Inc. Common Stock UNDERWRITING AGREEMENT March 15, 2018 WILLIAM BLAIR & COMPANY, L.L.C., As Representative of the several Underwriters named in Schedule I hereto c/o William Blair & Company, L.L.C. 150 North Riverside Plaza Chicago, Illinois 60606 Ladies and Gentlemen: Invuity, Inc., a Delaware corporation (the “Company”) proposes to sell to |
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March 15, 2018 |
6,200,000 Shares INVUITY, INC. Common Stock $3.50 per share Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. |
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March 14, 2018 |
Subject to completion, dated March 14, 2018 Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. |
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March 6, 2018 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 5, 2018 INVUITY, INC. (Exact name of registrant as specified in its charter) Delaware 001-37417 04-3803169 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employe |
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March 6, 2018 |
Employment Agreement, dated March 6, 2018, by and between the Company and Scott Flora. Exhibit 10.2 INVUITY, INC. EXECUTIVE EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is entered into by and between Invuity, Inc. (the “Company”), and Scott Flora (“Executive”) as of the date the Company and Executive have each executed this Agreement, as set forth below. The terms of this Agreement will become effective on March 1, 2018 (the “Effective Date”). 1. Duties and Scope |
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March 6, 2018 |
Separation Agreement and Release, dated March 5, 2018, by and between the Company and Philip Sawyer. Exhibit 10.1 SEPARATION AGREEMENT AND RELEASE This Separation Agreement and Release (“Agreement”) is made by and between Philip Sawyer (“Employee”) and Invuity, Inc. (the “Company”) (collectively referred to as the “Parties” or individually referred to as a “Party”). RECITALS WHEREAS, Employee was employed by the Company and served as a member of its Board of Directors (the “Board”); WHEREAS, Empl |
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March 5, 2018 |
As filed with the Securities and Exchange Commission on March 5, 2018 Registration No. |
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March 5, 2018 |
IVTY / Invuity, Inc. 10-K (Annual Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-374 |
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February 14, 2018 |
IVTY / Invuity, Inc. / Partner Fund Management, L.P. - SC 13G/A Passive Investment SC 13G/A 1 tv484526sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Invuity, Inc. (Name of Issuer) Common stock, par value $0.001 per share (Title of Class of Securities) 46187J205 (CUSIP Number) December 31, 20 |
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February 14, 2018 |
IVTY / Invuity, Inc. / INTERWEST PARTNERS X LP - SC 13G/A Passive Investment SC 13G/A OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2010 Estimated average burden hours per response . |
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February 14, 2018 |
EX-99.A EXHIBIT A Joint Filing Statement We, the undersigned, hereby express our agreement that the attached Schedule 13G is filed on behalf of each of us. Date: February 14, 2018 INTERWEST PARTNERS X, LP By: InterWest Management Partners X, LLC, its General Partner By: /s/ Gilbert H. Kliman Managing Director INTERWEST MANAGEMENT PARTNERS X, LLC By: /s/ Gilbert H. Kliman Managing Director By: /s/ |
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February 14, 2018 |
IVTY / Invuity, Inc. / Flynn James E Passive Investment SC 13G/A 1 e617651sc13ga-invuity.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 5) * Invuity, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 46187J205 (CUSIP Number) December 31, 2017 |
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February 14, 2018 |
EX-A CUSIP No. 46187J205 EXHIBIT A JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other reporting persons on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Common Stock, par value $0.001 per share of Invuity, |
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February 14, 2018 |
IVTY / Invuity, Inc. / HealthCare Royalty Partners II, L.P. - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 2)* Under the Securities Exchange Act of 1934 INVUITY, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 46187J205 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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February 13, 2018 |
INVUITY ANNOUNCES FOURTH QUARTER AND FULL YEAR 2017 FINANCIAL RESULTS Exhibit99.1 Exhibit 99.1 NEWS RELEASE INVUITY ANNOUNCES FOURTH QUARTER AND FULL YEAR 2017 FINANCIAL RESULTS SAN FRANCISCO, February 13th, 2018 - Invuity, Inc. (NASDAQ:IVTY), a leading medical technology company focused on minimal access surgery, today announces financial results for the three months and year ended December 31, 2017. Q4 and full year 2017 Highlights ? Fourth quarter 2017 revenue gr |
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February 13, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition ivtyCurrentFolio8K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 13, 2018 INVUITY, INC. (Exact name of registrant as specified in its charter) Delaware 001-37417 04-3803169 (State or other jurisdiction of incorporation) (Commission Fi |
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February 2, 2018 |
IVTY / Invuity, Inc. / Novo A/S - SCHEDULE 13G/A (AMENDMENT NO. 3) Passive Investment SC 13G/A 1 d531462dsc13ga.htm SCHEDULE 13G/A (AMENDMENT NO. 3) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Invuity, Inc. (Name of Issuer) Common Stock (Title of class of securities) 46187J106 (CUSIP number) December 31, 2017 (Date of event which requires filing of this statement) Check the appropr |
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February 2, 2018 |
IVTY / Invuity, Inc. / HARTFORD MUTUAL FUNDS INC/CT - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. )* Invuity, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 46187J205 (CUSIP Number) 12/31/2017 (Date of Event Which Requires |
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January 8, 2018 |
IVTY / Invuity, Inc. / Discovery Group I, LLC - SCHEDULE 13D (AMENDMENT NO. 3) Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3)* Invuity, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 46187J |
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January 8, 2018 |
EXHIBIT 3 POWER OF ATTORNEY The undersigned, Michael R. Murphy, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be filed pursuant to Section 13 of the |
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January 8, 2018 |
TRANSACTIONS SINCE THOSE REPORTED IN THE SCHEDULE 13D FILED ON DECEMBER 15, 2017 EXHIBIT 1 TRANSACTIONS SINCE THOSE REPORTED IN THE SCHEDULE 13D FILED ON DECEMBER 15, 2017 The Reporting Persons engaged in the following transactions in shares of Common Stock of the Company since those reported in the Schedule 13D filed by the Reporting Persons on December 15, 2017. |
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January 8, 2018 |
EXHIBIT 2 JOINT FILING AGREEMENT The undersigned hereby agree to the joint filing of the Amendment No. |
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December 15, 2017 |
EXHIBIT 3 POWER OF ATTORNEY The undersigned, Michael R. Murphy, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be filed pursuant to Section 13 of the |
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December 15, 2017 |
IVTY / Invuity, Inc. / Discovery Group I, LLC - SCHEDULE 13D (AMENDMENT NO. 2) Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* Invuity, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 46187J |
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December 15, 2017 |
TRANSACTIONS DURING THE PAST 60 DAYS EXHIBIT 1 TRANSACTIONS DURING THE PAST 60 DAYS The Reporting Persons engaged in the following transactions in shares of Common Stock of the Company during the 60-day period preceding this filing. |
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December 15, 2017 |
EXHIBIT 2 JOINT FILING AGREEMENT The undersigned hereby agree to the joint filing of the Amendment No. |
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November 22, 2017 |
LIMITED POWER OF ATTORNEY — SECURITIES LAW COMPLIANCE Exhibit 24 LIMITED POWER OF ATTORNEY ? SECURITIES LAW COMPLIANCE The undersigned, as a Section 16 reporting person of Invuity, Inc. |
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November 21, 2017 |
INVUITY APPOINTS SCOTT FLORA TO BOARD OF DIRECTORS Exhibit 99.1 NEWS RELEASE INVUITY APPOINTS SCOTT FLORA TO BOARD OF DIRECTORS SAN FRANCISCO, November 21, 2017 (GLOBE NEWSWIRE) ? Invuity, Inc. (NASDAQ:IVTY), a leading medical technology company focused on minimal access surgery, today announced that Scott D. Flora has been appointed to its Board of Directors, effective November 21, 2017. Mr. Flora, who brings more than 30 years of medical device |
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November 21, 2017 |
IVTY / Invuity, Inc. 8-K (Current Report) SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 20, 2017 INVUITY, INC. (Exact name of registrant as specified in its charter) Delaware 001-37417 04-3803169 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Emp |
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November 7, 2017 |
INVUITY REPORTS 2017 THIRD QUARTER FINANCIAL RESULTS Full Launch of PhotonBlade® Completed Exhibit99.1 Exhibit 99.1 NEWS RELEASE INVUITY REPORTS 2017 THIRD QUARTER FINANCIAL RESULTS Full Launch of PhotonBlade? Completed SAN FRANCISCO, November 7, 2017 - Invuity, Inc. (NASDAQ:IVTY), a leading medical technology company focused on minimal access surgery, today reported financial results for the quarter ended September 30, 2017. Q3 2017 Highlights ? Revenue grew 13% to $9.6 million compare |
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November 7, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition ivtyCurrentFolio8K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 7, 2017 INVUITY, INC. (Exact name of registrant as specified in its charter) Delaware 001-37417 04-3803169 (State or other jurisdiction of incorporation) (Commission Fil |
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November 7, 2017 |
IVTY / Invuity, Inc. 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10‑Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001- |
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September 27, 2017 |
Invuity 8-K (Current Report/Significant Event) SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): September 26, 2017 INVUITY, INC. (Exact name of registrant as specified in its charter) Delaware 001-37417 04-3803169 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Em |
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September 27, 2017 |
Exhibit 10.3 THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ACT), OR THE SECURITIES LAWS OF ANY STATE AND, EXCEPT AND PURSUANT TO THE PROVISIONS OF SECTION 5 BELOW, MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED UNLESS AND UNTIL REGISTERED UNDER SAID ACT AND APPLICABLE STATE SECURITIES LAW, OR |
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September 27, 2017 |
Exhibit 10.1 Execution Version AMENDMENT NO. 1 TO CREDIT AND SECURITY AGREEMENT (TERM LOAN) This AMENDMENT NO. 1 TO CREDIT AND SECURITY AGREEMENT (TERM LOAN) (this Agreement) is made as of this 26th day of September, 2017, by and among INVUITY, INC., a Delaware corporation (Invuity), MidCap Financial Trust, as Agent (in such capacity, together with its successors and assigns, Agent), and the |
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September 27, 2017 |
Exhibit 10.2 Execution Version AMENDMENT NO. 1 TO CREDIT AND SECURITY AGREEMENT (REVOLVING LOAN) This AMENDMENT NO. 1 TO CREDIT AND SECURITY AGREEMENT (REVOLVING LOAN) (this ?Agreement?) is made as of this 26th day of September, 2017, by and among INVUITY, INC., a Delaware corporation (?Invuity?), MidCap Funding IV Trust, as successor Agent to MidCap Financial Trust (in such capacity, together wit |
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September 27, 2017 |
Exhibit 10.4 THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?), OR THE SECURITIES LAWS OF ANY STATE AND, EXCEPT AND PURSUANT TO THE PROVISIONS OF SECTION 5 BELOW, MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED UNLESS AND UNTIL REGISTERED UNDER SAID ACT AND APPLICABLE STATE SECURITIES LAW, OR |
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September 27, 2017 |
INVUITY DRAWS $10 MILLION SECOND TRANCHE OF TERM LOAN Exhibit 99.1 NEWS RELEASE INVUITY DRAWS $10 MILLION SECOND TRANCHE OF TERM LOAN SAN FRANCISCO, September 27, 2017 - Invuity, Inc. (NASDAQ:IVTY), a leading medical technology company focused on minimal access surgery, today announced that it has drawn $10 million in additional borrowings under an amended debt agreement with MidCap Financial (MidCap). The MidCap facility consists of a $30 million |
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September 27, 2017 |
Exhibit 10.5 THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ACT), OR THE SECURITIES LAWS OF ANY STATE AND, EXCEPT AND PURSUANT TO THE PROVISIONS OF SECTION 5 BELOW, MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED UNLESS AND UNTIL REGISTERED UNDER SAID ACT AND APPLICABLE STATE SECURITIES LAW, OR |
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September 20, 2017 |
IVTY / Invuity, Inc. / Discovery Group I, LLC - SCHEDULE 13D (AMENDMENT NO. 1) Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* Invuity, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 46187J |
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September 20, 2017 |
EXHIBIT 1 TRANSACTIONS SINCE THOSE REPORTED IN THE SCHEDULE 13D FILED BY THE REPORTING PERSONS ON AUGUST 31, 2017 The Reporting Persons engaged in the following transactions in shares of Common Stock of the Company since those reported in the Schedule 13D filed by the Reporting Persons on August 31, 2017. |
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September 20, 2017 |
EXHIBIT 3 POWER OF ATTORNEY The undersigned, Michael R. Murphy, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be filed pursuant to Section 13 of the |
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September 20, 2017 |
EXHIBIT 2 JOINT FILING AGREEMENT The undersigned hereby agree to the joint filing of the Amendment No. |
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September 18, 2017 |
EXHIBIT 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the Statement on Schedule 13G filed herewith (and any amendments thereto), relating to the common stock of Invuity, Inc., a Delaware corporation, is being filed jointly with the Securities and Exchange Commission pursuant to Rule 13d-1(c) under the Securities Exchange Act of 1934, as amended, on behalf of each of the undersigned |
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September 18, 2017 |
IVTY / Invuity, Inc. / Partner Fund Management, L.P. - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. )* Invuity, Inc. (Name of Issuer) Common stock, par value $0.001 per share (Title of Class of Securities) 46187J205 (CUSIP Number) September 7, 2017 Date of Event Which Requires Filing of |
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September 7, 2017 |
LIMITED POWER OF ATTORNEY ? SECURITIES LAW COMPLIANCE Exhibit 24 LIMITED POWER OF ATTORNEY ? SECURITIES LAW COMPLIANCE The undersigned, as a Section 16 reporting person of Invuity, Inc. |
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August 31, 2017 |
EXHIBIT 2 JOINT FILING AGREEMENT The undersigned hereby agree to the joint filing of the Schedule 13D to which this Agreement is attached. Dated: August 31, 2017 DISCOVERY EQUITY PARTNERS, L.P. By Michael R. Murphy* Michael R. Murphy Manager DISCOVERY GROUP I, LLC By Michael R. Murphy * Michael R. Murphy Manager *By: /s/ Mark Buckley Mark Buckley Attorney-in-Fact for Michael R. Murphy |
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August 31, 2017 |
EX-3 4 v474459ex3.htm EXHIBIT 3 EXHIBIT 3 POWER OF ATTORNEY The undersigned, Michael R. Murphy, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be file |
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August 31, 2017 |
TRANSACTIONS DURING PAST 60 DAYS EX-1 2 v474459ex1.htm EXHIBIT 1 EXHIBIT 1 TRANSACTIONS DURING PAST 60 DAYS The Reporting Persons engaged in the following transactions in shares of Common Stock of the Company during the past 60 days. Such transactions involved the purchase of shares on the NASDAQ Global Market. Certain of the prices reported below reflect the weighted average purchase price of the shares of Common Stock purchased |
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August 31, 2017 |
IVTY / Invuity, Inc. / Discovery Group I, LLC - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* Invuity, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 46187J2 |
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August 30, 2017 |
8-K 1 a17-2109618k.htm 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 29, 2017 INVUITY, INC. (Exact name of registrant as specified in its charter) Delaware 001-37417 04-3803169 (State or other jurisdiction of incorporation) (Commiss |
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August 30, 2017 |
DANIEL WOLTERMAN JOINS INVUITY’S BOARD OF DIRECTORS Exhibit 99.1 NEWS RELEASE DANIEL WOLTERMAN JOINS INVUITYS BOARD OF DIRECTORS SAN FRANCISCO, August 30, 2017 - Invuity, Inc. (NASDAQ:IVTY), a leading medical technology company focused on minimal access surgery, announced today that healthcare industry leader Daniel Wolterman has been appointed to its Board of Directors, effective September 5, 2017. Wolterman was most recently President & Chief Ex |
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July 26, 2017 |
Invuity, Inc. Restricted Stock Unit Deferral Program for Outside Directors. Exhibit 10.1 Invuity, Inc. Restricted Stock unit Deferral Program for Outside Directors The Invuity, Inc. Restricted Stock Unit Deferral Program for Outside Directors (the “Program”) has been adopted by the Compensation Committee (the “Committee”) of the Board of Directors (the “Board”) of Invuity, Inc. (the “Company”) in accordance with the provisions of the Invuity, Inc. 2015 Equity Incentive Pl |
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July 26, 2017 |
Invuity, Inc. Restricted Stock Unit Deferral Program for Outside Directors Award Notice. Exhibit 10.2 INVUITY, INC. RESTRICTED STOCK UNIT DEFERRAL PROGRAM FOR OUTSIDE DIRECTORS TERMS AND CONDITIONS OF DEFERRED RESTRICTED STOCK UNIT GRANT Deferred RSU Award Notice (this “Award Notice”) for: This Award Notice evidences the award of deferred Restricted Stock Units (each, a “Deferred RSU” or collectively, the “Deferred RSUs”) that have been granted to, [NAME], by Invuity, Inc. (the “Compa |
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July 26, 2017 |
IVTY / Invuity, Inc. 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10‑Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-37417 |
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July 25, 2017 |
Exhibit99.1 Exhibit 99.1 NEWS RELEASE INVUITY REPORTS 2017 SECOND QUARTER, SIX-MONTH FINANCIAL RESULTS Achieves revenue growth of 19% over prior year quarter Updates 2017 revenue guidance SAN FRANCISCO, July 25, 2017 - Invuity, Inc. (NASDAQ:IVTY), a leading medical technology company focused on minimal access surgery, today reported financial results for the three months and six months ended June |
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July 25, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition ivtyCurrentFolio8K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 25, 2017 INVUITY, INC. (Exact name of registrant as specified in its charter) Delaware 001-37417 04-3803169 (State or other jurisdiction of incorporation) (Commission File N |
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June 13, 2017 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders CurrentFolio8Knon-Fin SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 12, 2017 INVUITY, INC. (Exact name of registrant as specified in its charter) Delaware 001-37417 04-3803169 (State or other jurisdiction of incorporation) (Commission Fil |
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June 13, 2017 |
Invuity Provides Update on PhotonBlade Commercialization Exhibit99.1 Exhibit 99.1 NEWS RELEASE Invuity Provides Update on PhotonBlade Commercialization SAN FRANCISCO, June 13, 2017 - Invuity, Inc. (NASDAQ:IVTY), a medical technology company focused on minimal access surgery, today provided an update on plans for PhotonBlade commercialization. As previously announced, the Company began a limited market release of PhotonBlade in March, 2017. During this p |
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May 9, 2017 |
As filed with the Securities and Exchange Commission on May 9, 2017. Registration No. 333- 212395 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Invuity, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 04-3803169 (State or other jurisdiction of incorporation or organiz |
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April 28, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State |
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April 28, 2017 |
Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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April 27, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10‑Q 10-Q 1 ivty-20170331x10q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10‑Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fr |
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April 26, 2017 |
Exhibit99.1 Exhibit 99.1 NEWS RELEASE INVUITY REPORTS 2017 FIRST QUARTER RESULTS Achieves revenue growth of 41% and gross margin expansion over prior year quarter SAN FRANCISCO, April 26, 2017 - Invuity, Inc. (NASDAQ:IVTY), a leading medical technology company focused on minimal access surgery, today reported financial results for the three months ended March 31, 2017. Q1 2017 Highlights ? Revenue |
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April 26, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 f8-k.htm 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 26, 2017 INVUITY, INC. (Exact name of registrant as specified in its charter) Delaware 001-37417 04-3803169 (State or other jurisdiction of incorporation) (Commission File |
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March 20, 2017 |
Invuity 10-K/A (Annual Report) ivtyCurrentFolio10KA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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March 16, 2017 |
Exhibit 4.9 THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), OR THE SECURITIES LAWS OF ANY STATE AND, EXCEPT AND PURSUANT TO THE PROVISIONS OF SECTION 5 BELOW, MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED UNLESS AND UNTIL REGISTERED UNDER SAID ACT AND APPLICABLE STATE SECURITIES LAW, OR S |
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March 16, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-374 |
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March 16, 2017 |
Exhibit 10.6 Execution Version CREDIT AND SECURITY AGREEMENT (TERM LOAN) dated as of March 10, 2017 by and among INVUITY, INC, and any additional borrower that hereafter becomes party hereto, each as Borrower, and collectively as Borrowers, and MIDCAP FINANCIAL TRUST, as Agent and as a Lender, and THE ADDITIONAL LENDERS FROM TIME TO TIME PARTY HERETO TABLE OF CONTENTS Page ARTICLE 1 ? DEFINITIONS |
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March 16, 2017 |
Exhibit 10.7 Execution Version CREDIT AND SECURITY AGREEMENT (REVOLVING LOAN) dated as of March 10, 2017 by and among INVUITY, INC, and any additional borrower that hereafter becomes party hereto, each as Borrower, and collectively as Borrowers, and MIDCAP FINANCIAL TRUST, as Agent and as a Lender, and THE ADDITIONAL LENDERS FROM TIME TO TIME PARTY HERETO TABLE OF CONTENTS Page ARTICLE 1 – DEFINIT |
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March 16, 2017 |
Exhibit 4.7 THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), OR THE SECURITIES LAWS OF ANY STATE AND, EXCEPT AND PURSUANT TO THE PROVISIONS OF SECTION 5 BELOW, MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED UNLESS AND UNTIL REGISTERED UNDER SAID ACT AND APPLICABLE STATE SECURITIES LAW, OR S |
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March 16, 2017 |
Exhibit 4.8 THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), OR THE SECURITIES LAWS OF ANY STATE AND, EXCEPT AND PURSUANT TO THE PROVISIONS OF SECTION 5 BELOW, MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED UNLESS AND UNTIL REGISTERED UNDER SAID ACT AND APPLICABLE STATE SECURITIES LAW, OR S |
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March 10, 2017 |
IVTY / Invuity, Inc. / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5 )* Invuity, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 46187J205 (CUSIP Number) February 28, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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February 14, 2017 |
Exhibit991 Exhibit 99.1 NEWS RELEASE INVUITY REPORTS 2016 FOURTH QUARTER, ANNUAL FINANCIAL RESULTS Achieves revenue growth of 50% and gross margin expansion over prior year’s fourth quarter SAN FRANCISCO, February 14, 2017 - Invuity, Inc. (NASDAQ:IVTY), a leading medical technology company focused on minimal access surgery, today reported financial results for the three months and year ended Decem |
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February 14, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition ivtyCurrentFolio8K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 14, 2017 INVUITY, INC. (Exact name of registrant as specified in its charter) Delaware 001-37417 04-3803169 (State or other jurisdiction of incorporation) (Commission Fi |
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February 14, 2017 |
EXHIBIT A CUSIP No. 46187J205 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other reporting persons on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Common Stock, par value $0.001 per share of Invuity, Inc. |
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February 14, 2017 |
IVTY / Invuity, Inc. / HealthCare Royalty Partners II, L.P. - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 1)* Under the Securities Exchange Act of 1934 INVUITY, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 46187J205 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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February 14, 2017 |
IVTY / Invuity, Inc. / Flynn James E Passive Investment SC 13G/A 1 e615748sc13ga-invuity.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 4) * Invuity, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 46187J205 (CUSIP Number) December 31, 2016 |
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February 14, 2017 |
Invuity SC 13G/A (Passive Acquisition of More Than 5% of Shares) SC 13G/A OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2010 Estimated average burden hours per response 10. |
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February 14, 2017 |
IVTY / Invuity, Inc. / SAWYER PHILIP M - SC 13G/A Passive Investment SC 13G/A 1 a17-43291sc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Invuity, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 46187J 205 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to design |
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February 14, 2017 |
EX-99.A EXHIBIT A Joint Filing Statement We, the undersigned, hereby express our agreement that the attached Schedule 13G is filed on behalf of each of us. Date: February 14, 2017 INTERWEST PARTNERS X, LP By: InterWest Management Partners X, LLC, its General Partner By: /s/ Gilbert H. Kliman Managing Director INTERWEST MANAGEMENT PARTNERS X, LLC By: /s/ Gilbert H. Kliman Managing Director By: /s/ |
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February 14, 2017 |
IVTY / Invuity, Inc. / HARTFORD MUTUAL FUNDS INC/CT - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. )* Invuity, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 46187J205 (CUSIP Number) 12/31/2016 (Date of Event Which Requires |
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February 9, 2017 |
Invuity SEC SCHEDULE 13G (Passive Acquisition of More Than 5% of Shares) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4 )* Invuity, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 46187J205 (CUSIP Number) December 30, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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February 9, 2017 |
SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Invuity, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 46187J205 (CUSIP Number) December 30, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig |
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February 8, 2017 |
IVTY / Invuity, Inc. / Novo A/S - SC 13G/A (AMENDMENT NO. 2) Passive Investment SC 13G/A (Amendment No. 2) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Invuity, Inc. (Name of Issuer) Common Stock (Title of class of securities) 46187J205 (CUSIP number) December 31, 2016 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursu |
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January 30, 2017 |
As filed with the Securities and Exchange Commission on January 30, 2017 Registration No. |
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January 5, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 5, 2017 INVUITY, INC. (Exact name of registrant as specified in its charter) Delaware 001-37417 04-3803169 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Emplo |
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January 5, 2017 |
Ex99101052017 Exhibit 99.1 NEWS RELEASE INVUITY APPOINTS ANDY SALE AS SVP OF GLOBAL SALES Announces preliminary 2016 fourth quarter and full-year revenue Reiterates 2017 revenue guidance SAN FRANCISCO, January 5, 2017 - Invuity, Inc. (NASDAQ:IVTY), a leading surgical photonics company, today announced the appointment of Andy Sale as Senior Vice President of Global Sales. Mr. Sale brings over 17 ye |
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January 5, 2017 |
LIMITED POWER OF ATTORNEY ? SECURITIES LAW COMPLIANCE Exhibit 24 LIMITED POWER OF ATTORNEY ? SECURITIES LAW COMPLIANCE The undersigned, as a Section 16 reporting person of Invuity, Inc. |
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December 14, 2016 |
IVTY / Invuity, Inc. / Flynn James E Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. |
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December 12, 2016 |
IVTY / Invuity, Inc. / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* Invuity, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 46187J205 (CUSIP Number) November 30, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig |
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November 10, 2016 |
Unassociated Document Joint Filer Information Names: Deerfield Mgmt, L.P., Deerfield Management Company, L.P., Deerfield Special Situations Fund, L.P. Address: 780 Third Avenue, 37th Floor New York, NY 10017 Designated Filer: James E. Flynn Issuer and Ticker Symbol: Invuity, Inc. [IVTY] Date of Event Requiring Statement: November 10, 2016 The undersigned, Deerfield Mgmt, L.P., Deerfield Management |
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November 10, 2016 |
IVTY / Invuity, Inc. / Flynn James E Passive Investment SC 13G/A 1 e615567sc13ga-invuity.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 2) * Invuity, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 46187J205 (CUSIP Number) November 10, 2016 |
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November 10, 2016 |
IVTY / Invuity, Inc. / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Invuity, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 46187J205 (CUSIP Number) October 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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November 3, 2016 |
Invuity 8-K (Current Report/Significant Event) ivtyCurrentFolio8K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 3, 2016 INVUITY, INC. (Exact name of registrant as specified in its charter) Delaware 001-37417 04-3803169 (State or other jurisdiction of incorporation) (Commission Fil |
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November 3, 2016 |
Exhibit99.1 Exhibit 99.1 NEWS RELEASE INVUITY REPORTS 2016 THIRD QUARTER, NINE-MONTH FINANCIAL RESULTS Updates 2016 revenue guidance and introduces 2017 revenue guidance Received FDA 510(k) clearance for PhotonBlade? SAN FRANCISCO, November 3, 2016 - Invuity, Inc. (NASDAQ:IVTY), a leading surgical photonics company, today reported financial results for the third quarter and nine-months ended Septe |
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November 3, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10‑Q Table of Contents ty UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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July 29, 2016 |
Invuity FORM 8-K (Current Report/Significant Event) Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 28, 2016 INVUITY, INC. (Exact name of registrant as specified in its charter) Delaware 001-37417 04-3803169 (State or other jurisdiction of incorporation) (Commission File No.) (IRS E |
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July 29, 2016 |
2,800,000 Shares Invuity, Inc. Common Stock PURCHASE AGREEMENT EX-1.1 EXHIBIT 1.1 Execution Version 2,800,000 Shares Invuity, Inc. Common Stock PURCHASE AGREEMENT July 28, 2016 PIPER JAFFRAY & CO.; LEERINK PARTNERS LLC; As Representatives of the several Underwriters named in Schedule I hereto c/o Piper Jaffray & Co. 800 Nicollet Mall Minneapolis, Minnesota 55402 c/o Leerink Partners LLC 299 Park Avenue, 21st Floor New York, New York 10171 Ladies and Gentlemen |
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July 29, 2016 |
INVUITY ANNOUNCES PRICING OF PUBLIC OFFERING OF COMMON STOCK EX-99.1 EXHIBIT 99.1 NEWS RELEASE INVUITY ANNOUNCES PRICING OF PUBLIC OFFERING OF COMMON STOCK SAN FRANCISCO, July 28, 2016Invuity, Inc. (NASDAQ:IVTY) (Invuity or the Company), a leading surgical photonics company, today announced the pricing of its public offering of 2.8 million shares of its common stock at a price to the public of $10.00 per share. In addition, the Company has granted the |
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July 28, 2016 |
William Blair The date of this prospectus supplement is July 28, 2016. 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-212395 PROSPECTUS SUPPLEMENT (To Prospectus dated July 21, 2016) 2,800,000 Shares INVUITY, INC. Common Stock $10.00 per share We are offering 2,800,000 shares of our common stock. Our common stock is listed on the NASDAQ Global Market, or NASDAQ, under the trading symbol ?IVTY.? On July 27, 2016, the last sale price of o |
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July 27, 2016 |
Subject to completion, dated July 27, 2016 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-212395 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are part of an effective registration statement filed with the Securities and Exchange Commission. This preliminary prospectus supplement and the acco |
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July 20, 2016 |
Executive Severance Agreement, dated May 10, 2016, by and between the Registrant and Philip Sawyer. Exhibit 10.16 INVUITY, INC. EXECUTIVE SEVERANCE AGREEMENT This Executive Severance Agreement (the “Agreement”) is entered into by and between Invuity, Inc. (the “Company”), and Philip Sawyer (“Executive”) as of the date set forth on the signature page below (the “Effective Date”). This Agreement, together with the Executive Employment Agreement and Executive Change of Control Agreement, each dated |
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July 20, 2016 |
Exhibit 10.17 INVUITY, INC. EXECUTIVE CHANGE OF CONTROL AGREEMENT This Executive Change of Control Agreement (the “Agreement”) is entered into by and between Invuity, Inc. (the “Company”), and James Mackaness (“Executive”) as of the date set forth on the signature page below (the “Effective Date”). This Agreement, together with the Executive Change of Control Agreement dated as of even date herewi |
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July 20, 2016 |
Executive Employment Agreement, dated May 10, 2016, by and between the Registrant and Philip Sawyer. Exhibit 10.14 INVUITY, INC. EXECUTIVE EMPLOYMENT AGREEMENT This Employment Agreement (the ?Agreement?) is entered into by and between Invuity, Inc. (the ?Company?), and Philip Sawyer (?Executive?) as of the date set forth on the signature page below (the ?Effective Date?). This Agreement, together with the Executive Severance Agreement and Executive Change of Control Agreement, each dated as of ev |
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July 20, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10‑Q ivty-10q20160630.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10?Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-37 |
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July 20, 2016 |
Exhibit 10.15 INVUITY, INC. EXECUTIVE CHANGE OF CONTROL AGREEMENT This Executive Change of Control Agreement (the “Agreement”) is entered into by and between Invuity, Inc. (the “Company”), and Philip Sawyer (“Executive”) as of the date set forth on the signature page below (the “Effective Date”). This Agreement, together with the Executive Employment Agreement and Executive Change of Control Agree |
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July 20, 2016 |
Exhibit 10.18 INVUITY, INC. EXECUTIVE SEVERANCE AGREEMENT This Executive Severance Agreement (the “Agreement”) is entered into by and between Invuity, Inc. (the “Company”), and James Mackaness (“Executive”) as of the date set forth on the signature page below (the “Effective Date”). This Agreement, together with the Executive Change of Control Agreement dated as of even date herewith, replaces and |
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July 19, 2016 |
ivty-ex9916.htm Exhibit 99.1 NEWS RELEASE INVUITY REPORTS 2016 SECOND QUARTER AND SIX-MONTH FINANCIAL RESULTS Achieves 73 percent year-over-year revenue growth SAN FRANCISCO, July 19, 2016 - Invuity, Inc. (NASDAQ:IVTY), a leading surgical photonics company, today reported financial results for the second quarter and six months ended June 30, 2016. Q2 2016 Highlights · Revenue grew 73 percent to $8 |
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July 19, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition ivty-8k20160719.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 19, 2016 INVUITY, INC. (Exact name of registrant as specified in its charter) Delaware 001-37417 04-3803169 (State or other jurisdiction of incorporation) (Commission File |
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July 19, 2016 |
CORRESP July 19, 2016 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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July 1, 2016 |
EX-1.2 Exhibit 1.2 Invuity, Inc. Shares of Common Stock (par value $0.001 per share) Controlled Equity OfferingSM Sales Agreement July 1, 2016 Cantor Fitzgerald & Co. 499 Park Avenue New York, NY 10022 Ladies and Gentlemen: Invuity, Inc., a Delaware corporation (the Company), confirms its agreement (this Agreement) with Cantor Fitzgerald & Co. (the Agent), as follows: 1. Issuance and Sale of |
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July 1, 2016 |
FORM S-3 Table of Contents As filed with the Securities and Exchange Commission on July 1, 2016 Registration No. |
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May 24, 2016 |
Invuity 8-K (Current Report/Significant Event) ivty-8k20160524.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 19, 2016 INVUITY, INC. (Exact name of registrant as specified in its charter) Delaware 001-37417 04-3803169 (State or other jurisdiction of incorporation) (Commission File N |
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May 11, 2016 |
Invuity 8-K (Current Report/Significant Event) ivty-8k20160511.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 11, 2016 INVUITY, INC. (Exact name of registrant as specified in its charter) Delaware 001-37417 04-3803169 (State or other jurisdiction of incorporation) (Commission File N |
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May 5, 2016 |
INVUITY REPORTS 2016 FIRST QUARTER RESULTS ivty-ex9916.htm Exhibit 99.1 NEWS RELEASE INVUITY REPORTS 2016 FIRST QUARTER RESULTS SAN FRANCISCO, May 5, 2016 - Invuity, Inc. (NASDAQ:IVTY), a leading surgical photonics company, today reported financial results for the first quarter ended March 31, 2016. Q1 2016 Highlights · Revenue grew 44% to $6.4 million compared to revenue of $4.4 million in the 2015 first quarter. · Gross margin improved t |
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May 5, 2016 |
Invuity 8-K (Current Report/Significant Event) ivty-8k20160331.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 5, 2016 INVUITY, INC. (Exact name of registrant as specified in its charter) Delaware 001-37417 04-3803169 (State or other jurisdiction of incorporation) (Commission File Nu |
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May 5, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10‑Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10‑Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-37417 INVUITY, INC. (E |
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April 25, 2016 |
LIMITED POWER OF ATTORNEY - SECURITIES LAW COMPLIANCE The undersigned, as a Section 16 reporting person of Invuity, Inc. |
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April 8, 2016 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Pro |
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April 8, 2016 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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March 25, 2016 |
8-K 1 ivty-8k20160323.htm 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 22, 2016 INVUITY, INC. (Exact name of registrant as specified in its charter) Delaware 001-37417 04-3803169 (State or other jurisdiction of incorporation) (Commi |
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March 25, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-37417 Invuity, Inc. ( |
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March 25, 2016 |
Exhibit 10.12 May 22, 2015 Susan H. Martin *** *** Re: Your Employment with Invuity, Inc. Dear Susan: Invuity, Inc. (the ?Company?) is pleased to offer you employment with the Company on the terms described below. 1. Position. You will serve in a full-time position as the Vice President of Marketing starting May 26, 2015 (your ?Hire Date?) and you will report to the Company?s Chief Executive Offic |
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March 25, 2016 |
Exhibit 10.13 INVUITY, INC. EXECUTIVE EMPLOYMENT AGREEMENT This Employment Agreement (the ?Agreement?) is entered into by and between Invuity, Inc. (the ?Company?), and James Mackaness (?Executive?) as of the date the Company and Executive have each executed this Agreement, as set forth below. The terms of this Agreement will become effective on the Executive?s first day of employment, August 24, |
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February 26, 2016 |
Invuity 8-K (Current Report/Significant Event) 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 23, 2016 INVUITY, INC. (Exact name of registrant as specified in its charter) Delaware 001-37417 04-3803169 (State or other jurisdiction of incorporation) (Commission File No.) (IRS Em |
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February 24, 2016 |
INVUITY REPORTS 2015 FOURTH QUARTER, YEAR-END FINANCIAL RESULTS ivty-ex9916.htm Exhibit 99.1 NEWS RELEASE INVUITY REPORTS 2015 FOURTH QUARTER, YEAR-END FINANCIAL RESULTS SAN FRANCISCO, February 24, 2016 - Invuity, Inc. (NASDAQ:IVTY), an advanced medical technology company, today reported financial results for the fourth quarter and year ended December 31, 2015. Q4 2015 Highlights ? Revenue grew 42 percent to $6.2 million compared to revenue of $4.4 million in |
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February 24, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 24, 2016 INVUITY, INC. (Exact name of registrant as specified in its charter) Delaware 001-37417 04-3803169 (State or other jurisdiction of incorporation) (Commission File Num |
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February 22, 2016 |
LIMITED POWER OF ATTORNEY - SECURITIES LAW COMPLIANCE The undersigned, as a Section 16 reporting person of Invuity, Inc. |
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February 16, 2016 |
Invuity SC 13G (Passive Acquisition of More Than 5% of Shares) SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. )* Under the Securities Exchange Act of 1934 INVUITY, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 46187J205 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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February 16, 2016 |
EX-99.A CUSIP No. 46187J205 EXHIBIT A JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other reporting persons on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Common Stock, par value $0.001 per share of Invui |
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February 16, 2016 |
IVTY / Invuity, Inc. / SAWYER PHILIP M - SC 13G Passive Investment SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Invuity, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 46187J 205 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi |
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February 16, 2016 |
IVTY / Invuity, Inc. / Flynn James E Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. |
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February 12, 2016 |
Invuity SC 13G (Passive Acquisition of More Than 5% of Shares) SC 13G OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2010 Estimated average burden hours per response 10. |
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February 12, 2016 |
EX-99.A EXHIBIT A Joint Filing Statement We, the undersigned, hereby express our agreement that the attached Schedule 13G is filed on behalf of each of us. Date: February 12, 2016 INTERWEST PARTNERS X, LP By: InterWest Management Partners X, LLC its General Partner By: /s/ Gilbert H. Kliman By: /s/ Bruce A. Cleveland Managing Director Name: Bruce A. Cleveland INTERWEST MANAGEMENT PARTNERS X, LLC B |
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February 11, 2016 |
IVTY / Invuity, Inc. / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Invuity, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 46187J205 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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February 10, 2016 |
IVTY / Invuity, Inc. / Novo A/S - SC 13G/A Passive Investment SC 13G/A 1 d64970dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Invuity, Inc. (Name of Issuer) Common Stock (Title of class of securities) 46187J 10 6 (CUSIP number) December 31, 2015 (Date of event which requires filing of this statement) Check the appropriate box to designate t |
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December 22, 2015 |
IVTY / Invuity, Inc. / Flynn James E Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. |
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November 30, 2015 |
Invuity FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 23, 2015 INVUITY, INC. (Exact name of registrant as specified in its charter) Delaware 001-37417 04-3803169 (State or other jurisdiction of incorporation) (Commission |
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November 30, 2015 |
INVUITY NAMES GREG LUCIER CHAIRMAN EX-99.1 Exhibit 99.1 NEWS RELEASE INVUITY NAMES GREG LUCIER CHAIRMAN SAN FRANCISCO, November 30, 2015 - Invuity, Inc. (NASDAQ:IVTY), an advanced medical technology company, announced today that life sciences industry luminary Gregory T. Lucier has been appointed to the role of Chairman of its Board of Directors, effective December 31, 2015. Lucier, who is the chief executive officer of Nuvasive, I |
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November 12, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001- |
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November 10, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 10, 2015 INVUITY, INC. (Exact name of registrant as specified in its charter) Delaware 001-37417 04-3803169 (State or other jurisdiction of incorporation) (Commission File No.) (IRS Employ |
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November 10, 2015 |
INVUITY REPORTS 2015 THIRD QUARTER, NINE-MONTH FINANCIAL RESULTS EX-99.1 Exhibit 99.1 NEWS RELEASE INVUITY REPORTS 2015 THIRD QUARTER, NINE-MONTH FINANCIAL RESULTS SAN FRANCISCO, November 10, 2015 - Invuity, Inc. (NASDAQ:IVTY), an advanced medical technology company, today reported financial results for the third quarter and nine-months ended September 30, 2015. Q3 2015 Highlights Revenue grew 50% to $5.6 million compared to revenue of $3.7 million in the 201 |
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August 25, 2015 |
LIMITED POWER OF ATTORNEY - SECURITIES LAW COMPLIANCE The undersigned, as a Section 16 reporting person of Invuity, Inc. |
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August 12, 2015 |
Amended and Restated Certificate of Incorporation. Exhibit 3.1 INVUITY, INC. AMENDED AND RESTATED CERTIFICATE OF INCORPORATION Invuity, Inc., a corporation organized and existing under the laws of the State of Delaware (the ?Company?), hereby certifies as follows: A. The name of the Company is Invuity, Inc., and the original Certificate of Incorporation of this Company was filed with the Secretary of State of the State of Delaware on April 6, 2015 |
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August 12, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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August 12, 2015 |
Amended and Restated Bylaws of the Registrant. Exhibit 3.3 AMENDED AND RESTATED BYLAWS OF INVUITY, INC. (effective as of June 18, 2015, the closing of the corporation?s initial public offering) TABLE OF CONTENTS Page ARTICLE I ? CORPORATE OFFICES 1 1.1 REGISTERED OFFICE 1 1.2 OTHER OFFICES 1 ARTICLE II ? MEETINGS OF STOCKHOLDERS 1 2.1 PLACE OF MEETINGS 1 2.2 ANNUAL MEETING 1 2.3 SPECIAL MEETING 1 2.4 ADVANCE NOTICE PROCEDURES 2 2.5 NOTICE OF S |
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August 12, 2015 |
Invuity FORM 8-K (Current Report/Significant Event) Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 11, 2015 INVUITY, INC. (Exact name of registrant as specified in its charter) Delaware 001-37417 04-3803169 (State or other jurisdiction of incorporation) (Commission File No.) (IRS |
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August 12, 2015 |
Certificate of Amendment to the Amended and Restated Certificate of Incorporation. Exhibit 3.2 CERTIFICATE OF AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF INVUITY, INC. Invuity, Inc., a corporation organized and existing under the laws of the State of Delaware (the ?Corporation?), certifies that: 1. The name of the Corporation is Invuity, Inc. The Corporation?s original Certificate of Incorporation was filed with the Secretary of State of the State of De |
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August 11, 2015 |
EX-99.1 Exhibit 99.1 INVUITY REPORTS 2015 SECOND QUARTER, SIX-MONTH FINANCIAL RESULTS Second Quarter Revenue Increased 69 Percent Over Prior Year Period SAN FRANCISCO, August 11, 2015 - Invuity, Inc. (NASDAQ:IVTY), a medical technology company, today reported financial results for the second quarter and six-months ended June 30, 2015. Q2 2015 Highlights Revenue grew 69 percent to $4.7 million co |
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August 11, 2015 |
Invuity FORM 8-K (Current Report/Significant Event) Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 11, 2015 INVUITY, INC. (Exact name of registrant as specified in its charter) Delaware 001-37417 04-3803169 (State or other jurisdiction of incorporation) (Commission File No.) (IRS |
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August 10, 2015 |
INVUITY NAMES JAMES H. MACKANESS CHIEF FINANCIAL OFFICER EX-99.1 Exhibit 99.1 INVUITY NAMES JAMES H. MACKANESS CHIEF FINANCIAL OFFICER SAN FRANCISCO, August 10, 2015 - Invuity, Inc. (NASDAQ:IVTY), a medical technology company, today announced the appointment of medical device financial and operations executive James H. Mackaness as its Chief Financial Officer, effective August 24th. Mackaness will report directly to President and CEO Philip Sawyer. Mack |
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August 10, 2015 |
Invuity FORM 8-K (Current Report/Significant Event) Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 10, 2015 INVUITY, INC. (Exact name of registrant as specified in its charter) Delaware 001-37417 04-3803169 (State or other jurisdiction of incorporation) (Commission File No.) (IRS |
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July 27, 2015 |
Invuity FORM 8-K (Current Report/Significant Event) Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 24, 2015 INVUITY, INC. (Exact name of registrant as specified in its charter) Delaware 001-37417 04-3803169 (State or other jurisdiction of incorporation) (Commission File No.) (IRS E |
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July 10, 2015 |
Invuity SEC SCHEDULE 13G (Passive Acquisition of More Than 5% of Shares) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Invuity, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 46187J205 (CUSIP Number) June 30, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fi |
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June 29, 2015 |
IVTY / Invuity, Inc. / Novo A/S - SC 13G Passive Investment SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Invuity, Inc. (Name of Issuer) Common Stock (Title of class of securities) 46187J 10 6 (CUSIP number) June 18, 2015 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to which this Sched |
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June 25, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Invuity, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 46187J205 (CUSIP Number) June 15, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fi |
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June 25, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Invuity, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 46187J205 (CUSIP Number) June 15, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fi |
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June 16, 2015 |
424B4 1 d852944d424b4.htm 424B4 Table of Contents Filed Pursuant to Rule 424(b)(4) Registration No. 333-203505 INVUITY intelligent photonics TM The information in this prospectus is not complete and may be changed. We may not sell these securities until the registration statement filed with the Securities and Exchange Commission is effective. This prospectus is not an offer to sell these securitie |
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June 15, 2015 |
CORRESP 1 filename1.htm June 15, 2015 Via EDGAR and Courier Service Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-3720 Attention: Amanda Ravitz Heather Percival Kristen Lochhead Gary Todd Re: Invuity, Inc. Post-Effective Amendment No. 1 to Registration Statement on Form S-1 Filed June 12, 2015 File No. 333-203505 Ladies and Gentlemen: |
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June 15, 2015 |
FWP Filed Pursuant to Rule 433 of the Securities Act of 1933 Issuer Free Writing Prospectus dated June 15, 2015 Relating to Preliminary Prospectus dated June 12, 2015 Registration No. |
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June 15, 2015 |
June 15, 2015 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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June 15, 2015 |
FORM S-8 As filed with the Securities and Exchange Commission on June 15, 2015 Registration No. |
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June 15, 2015 |
CORRESP Piper Jaffray & Co. 800 Nicollet Mall Minneapolis, Minnesota 55402 Leerink Partners LLC 299 Park Avenue, 21st Floor New York, NY 10171 June 15, 2015 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549 Re: Invuity, Inc. Post-Effective Amendment No. 1 to Registration Statement on Form S-1 (File No. 333-203505) Ladies and Gentle |
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June 12, 2015 |
As filed with the Securities and Exchange Commission on June 12, 2015. POS AM Table of Contents As filed with the Securities and Exchange Commission on June 12, 2015. |
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June 11, 2015 |
POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS: The undersigned, Bruce A. Cleveland, hereby constitutes and appoints Karen A. Wilson as his true and lawful Attorney-in-Fact, with full power in his name and on his behalf, to take all actions and do all things necessary with respect to all matters arising in connection with the ownership reporting requirements of the securities laws of the United Stat |
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June 11, 2015 |
LIMITED POWER OF ATTORNEY - SECURITIES LAW COMPLIANCE The undersigned, as a Section 16 reporting person of Invuity, Inc. |
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June 11, 2015 |
Exhibit 99 FORM 3 JOINT FILER INFORMATION Name of "Reporting Persons": InterWest Partners X, L. |
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June 11, 2015 |
POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS: The undersigned, Philip T. Gianos, hereby constitutes and appoints Karen A. Wilson as his true and lawful Attorney-in-Fact, with full power in his name and on his behalf, to take all actions and do all things necessary with respect to all matters arising in connection with the ownership reporting requirements of the securities laws of the United States |
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June 11, 2015 |
LIMITED POWER OF ATTORNEY - SECURITIES LAW COMPLIANCE The undersigned, as a Section 16 reporting person of Invuity, Inc. |
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June 11, 2015 |
POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS: The undersigned, Khaled A. Nasr, hereby constitutes and appoints Karen A. Wilson as his true and lawful Attorney-in-Fact, with full power in his name and on his behalf, to take all actions and do all things necessary with respect to all matters arising in connection with the ownership reporting requirements of the securities laws of the United States, |
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June 11, 2015 |
POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS: The undersigned, Gilbert H. Kliman, hereby constitutes and appoints Karen A. Wilson as his true and lawful Attorney-in-Fact, with full power in his name and on his behalf, to take all actions and do all things necessary with respect to all matters arising in connection with the ownership reporting requirements of the securities laws of the United State |
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June 11, 2015 |
POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS: The undersigned, Gilbert H. Kliman, hereby constitutes and appoints Karen A. Wilson as his true and lawful Attorney-in-Fact, with full power in his name and on his behalf, to take all actions and do all things necessary with respect to all matters arising in connection with the ownership reporting requirements of the securities laws of the United State |
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June 11, 2015 |
LIMITED POWER OF ATTORNEY - SECURITIES LAW COMPLIANCE The undersigned, as a Section 16 reporting person of Invuity, Inc. |
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June 11, 2015 |
LIMITED POWER OF ATTORNEY - SECURITIES LAW COMPLIANCE The undersigned, as a Section 16 reporting person of Invuity, Inc. |
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June 11, 2015 |
LIMITED POWER OF ATTORNEY - SECURITIES LAW COMPLIANCE The undersigned, as a Section 16 reporting person of Invuity, Inc. |
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June 11, 2015 |
POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS: The undersigned, Arnold L. Oronsky, hereby constitutes and appoints Karen A. Wilson as his true and lawful Attorney-in-Fact, with full power in his name and on his behalf, to take all actions and do all things necessary with respect to all matters arising in connection with the ownership reporting requirements of the securities laws of the United State |