मूलभूत आँकड़े
| CIK | 1279715 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Wright Investors' Service Holdings, Inc.
SEC Filings (Chronological Order)
यह पृष्ठ SEC फाइलिंग की एक पूरी, कालानुक्रमिक सूची प्रदान करता है, ओनरशिप फाइलिंग को छोड़कर, जो हम अन्यत्र प्रदान करते हैं।
| August 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50587 WRIGHT I |
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| May 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50587 WRIGHT |
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| April 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file Number: 000-50587 WRIGHT |
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| March 27, 2025 |
Subsidiaries of the Registrant* Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Name of Subsidiary Other Names Under Which Subsidiary Conducts Business State or Other Jurisdiction of Incorporation or Organization NPDV Resources, Inc. N/A Delaware Chestnut Hill Reservoir Company N/A Connecticut |
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| March 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file Number: 000-50587 WRIGHT INVESTORS’ SERVICE H |
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| November 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50587 WRI |
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| August 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50587 WRIGHT I |
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| May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50587 WRIGHT |
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| April 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) x ANNUAL REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 o TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file Number: 000-50587+ WRIGHT |
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| March 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file Number: 000-50587 WRIGHT INVESTORS’ SERVICE H |
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| March 27, 2024 |
Subsidiaries of the Registrant* Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Name of Subsidiary Other Names Under Which Subsidiary Conducts Business State or Other Jurisdiction of Incorporation or Organization NPDV Resources, Inc. N/A Delaware Chestnut Hill Reservoir Company N/A Connecticut |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50587 WRI |
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| August 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50587 WRIGHT I |
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| May 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50587 WRIGHT |
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| April 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file Number: 000-50587 WRIGHT |
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| March 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file Number: 000-50587 WRIGHT INVESTORS’ SERVICE H |
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| March 28, 2023 |
Subsidiaries of the Registrant* Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Name of Subsidiary Other Names Under Which Subsidiary Conducts Business State or Other Jurisdiction of Incorporation or Organization NPDV Resources, Inc. N/A Delaware Chestnut Hill Reservoir Company N/A Connecticut |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50587 WRI |
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| August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50587 WRIGHT I |
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| May 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50587 WRIGHT |
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| April 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) x ANNUAL REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 o TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file Number: 000-50587 WRIGHT |
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| March 11, 2022 |
Subsidiaries of the Registrant* Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Name of Subsidiary Other Names Under Which Subsidiary Conducts Business State or Other Jurisdiction of Incorporation or Organization NPDV Resources, Inc. N/A Delaware Chestnut Hill Reservoir Company N/A Connecticut |
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| March 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ?ANNUAL REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934?? For the fiscal year ended December 31, 2021 ?TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934?? For the transition period from to Commission file Number: 000-50587 WRIGHT INVESTORS? SERVICE |
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| November 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 or ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50587 |
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| August 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 or ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50587 WRIG |
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| May 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q 10-Q 1 e5721010q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numb |
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| April 23, 2021 |
Annual Report - AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) x ANNUAL REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 o TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file Number: 000-50587 WRIGHT |
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| March 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 o TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file Number: 000-50587 WRIGHT INVESTORS? SERVICE H |
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| March 12, 2021 |
Subsidiaries of the Registrant* Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Name of Subsidiary Other Names Under Which Subsidiary Conducts Business State or Other Jurisdiction of Incorporation or Organization NPDV Resources, Inc. N/A Delaware Chestnut Hill Reservoir Company N/A Connecticut |
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| January 14, 2021 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No. |
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| January 4, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934* (Amendment No. 12)* Wright Investors’ Holding Services, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 982345100 (CUSIP Number) Harvey P. Eisen c/o Bedford Oak Advisors, LLC 118 North Bedford Road Mt. Kisco, NY 10549 (914) 242-5701 (Name, A |
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| January 4, 2021 |
SC 13D/A 1 iwsha210421.htm WILLIAM H. MILLER III UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Wright Investors' Service Holdings, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 982345100 (CUSIP Number) Neil O'Callaghan One South Street Suite 2550 Baltim |
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| November 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50587 WRI |
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| September 15, 2020 |
8-K 1 p9152008k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 15, 2020 WRIGHT INVESTORS’ SERVICE HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorpora |
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| August 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50587 WRIGHT I |
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| May 13, 2020 |
10-Q 1 c5820210q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numb |
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| April 28, 2020 |
Annual Report - AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) x ANNUAL REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 o TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file Number: 000-50587 WRIGHT |
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| March 30, 2020 |
WISH / Wright Investors' Service Holdings , Inc. 10-K - Annual Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 o TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file Number: 000-50587 WRIGHT INVESTORS’ SERVICE H |
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| March 30, 2020 |
Subsidiaries of the Registrant* Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Name of Subsidiary Other Names Under Which Subsidiary Conducts Business State or Other Jurisdiction of Incorporation or Organization NPDV Resources, Inc. N/A Delaware Chestnut Hill Reservoir Company N/A Connecticut |
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| November 13, 2019 |
WISH / Wright Investors' Service Holdings , Inc. 10-Q - Quarterly Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50587 WRI |
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| October 23, 2019 |
Submission of Matters to a Vote of Security Holders 8-K 1 p10221908k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 22, 2019 WRIGHT INVESTORS’ SERVICE HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporat |
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| September 23, 2019 |
WISH / Wright Investors' Service Holdings , Inc. DEF 14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| September 12, 2019 |
WISH / Wright Investors' Service Holdings , Inc. / Moglia Joseph H - SC 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No. |
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| September 12, 2019 |
Stock Sale and Purchase Agreement, dated as of August 30, 2019. Exhibit 99.1 STOCK SALE AND PURCHASE AGREEMENT THIS STOCK SALE AND PURCHASE AGREEMENT (this “Agreement”) is dated as of August 30, 2019, and is made and entered into by and among parties as set forth under “Buyers” below and the parties set forth under “Sellers” below, and Wright Investors’ Services Holdings, Inc., a Delaware corporation (the “Company”). A. Sellers are the beneficial owners of an |
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| September 3, 2019 |
WISH / Wright Investors' Service Holdings , Inc. / Cove Street Capital, LLC Activist Investment Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* WRIGHT INVESTORS’ SERVICE HOLDINGS, INC (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 982345100 (CUSIP Number) Merihan Tynan 2101 El Segundo Boulevard, Suite 302 El Segundo, California 90245 (424) 22 |
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| August 30, 2019 |
STOCK SALE AND PURCHASE AGREEMENT Exhibit 99.1 STOCK SALE AND PURCHASE AGREEMENT THIS STOCK SALE AND PURCHASE AGREEMENT (this “Agreement”) is dated as of August 30, 2019, and is made and entered into by and among parties as set forth under “Buyers” below and the parties set forth under “Sellers” below, and Wright Investors’ Services Holdings, Inc., a Delaware corporation (the “Company”). A. Sellers are the beneficial owners of an |
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| August 30, 2019 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934* (Amendment No. 11)* Wright Investors’ Holding Services, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 982345100 (CUSIP Number) Harvey P. Eisen c/o Bedford Oak Advisors, LLC 177 West Putnam Road Greenwich, CT 06830 (914) 242-5701 (Name, Add |
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| August 30, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Wright Investors' Service Holdings, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 982345100 (CUSIP Number) Neil O'Callaghan One South Street Suite 2550 Baltimore, MD 21202 410-454-3128 (Name, Address and Tel |
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| August 12, 2019 |
Wright Investors’ Service Holdings Announces Record Date for 2019 Annual Meeting of Shareholders Exhibit 99.1 Wright Investors’ Service Holdings Announces Record Date for 2019 Annual Meeting of Shareholders GREENWICH, Conn.-(BUSINESS WIRE)—(August 12, 2019) Wright Investors’ Service Holdings, Inc. (OTC Markets: WISH) announced today that its Board of Directors has established a record date for its 2019 annual meeting of shareholders. Shareholders of record at the close of business on Friday, |
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| August 12, 2019 |
Financial Statements and Exhibits, Other Events 8-K 1 g851918k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 12, 2019 WRIGHT INVESTORS’ SERVICE HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation |
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| August 7, 2019 |
WISH / Wright Investors' Service Holdings , Inc. 10-Q - Quarterly Report - 10-Q 1 l8219010q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbe |
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| August 1, 2019 |
WISH / Wright Investors' Service Holdings , Inc. / Cove Street Capital, LLC Activist Investment SC 13D/A 1 sc13da.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* WRIGHT INVESTORS’ SERVICE HOLDINGS, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 982345100 (CUSIP Number) Jeffrey Bronchick 2101 El Segundo Blvd., Suite 302 El Segundo, California 90 |
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| July 30, 2019 |
WISH / Wright Investors' Service Holdings , Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SC 13D/A 1 wish11.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 11) Wright Investors’ Service Holdings, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 982345100 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Tel |
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| July 19, 2019 |
WISH / Wright Investors' Service Holdings , Inc. / Cove Street Capital, LLC Activist Investment SC 13D/A 1 formsc13da.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* WRIGHT INVESTORS’ SERVICE HOLDINGS, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 982345100 (CUSIP Number) Jeffrey Bronchick 2101 El Segundo Blvd., Suite 302 El Segundo, Californi |
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| July 17, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Wright Investors' Service Holdings, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 982345100 (CUSIP Number) Neil O'Callaghan One South Street Suite 2550 Baltimore, MD 21202 410-454-3128 (Name, Address and Telephone Number of Pe |
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| July 15, 2019 |
WISH / Wright Investors' Service Holdings , Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 10) Wright Investors’ Service Holdings, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 982345100 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Perso |
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| June 21, 2019 |
WISH / Wright Investors' Service Holdings , Inc. / Cove Street Capital, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* WRIGHT INVESTORS’ SERVICE HOLDINGS, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 982345100 (CUSIP Number) Jeffrey Bronchick 2101 El Segundo Blvd., Suite 302 El Segundo, California 90245 (424) 221-5897 (Name |
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| June 18, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [ ] Filed by a party other than the Registrant [X] Check the appropriate box: [ ] Preliminary proxy statement [ ] Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive p |
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| May 15, 2019 |
WISH / Wright Investors' Service Holdings , Inc. 10-Q Quarterly Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50587 WRIGHT |
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| April 30, 2019 |
WISH / Wright Investors' Service Holdings , Inc. 10-K/A Annual Report AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file Number: 000-50587 WRIGHT |
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| April 3, 2019 |
WISH / Wright Investors' Service Holdings , Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 9) Wright Investors’ Service Holdings, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 982345100 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person |
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| March 29, 2019 |
WISH / Wright Investors' Service Holdings , Inc. (Annual Report) 10-K 1 w32119010k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file Number: 000-50587 WRIGH |
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| March 29, 2019 |
Subsidiaries of the Registrant* Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Name of Subsidiary Other Names Under Which Subsidiary Conducts Business State or Other Jurisdiction of Incorporation or Organization NPDV Resources, Inc. N/A Delaware Chestnut Hill Reservoir Company N/A Connecticut |
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| March 28, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 25, 2019 WRIGHT INVESTORS’ SERVICE HOLDINGS, INC. |
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| March 25, 2019 |
WISH / Wright Investors' Service Holdings , Inc. / Cove Street Capital, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* WRIGHT INVESTORS’ SERVICE HOLDINGS, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 982345100 (CUSIP Number) Jeffrey Bronchick 2101 El Segundo Blvd., Suite 302 El Segundo, California 90245 (424) 221-5897 (Name, |
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| March 25, 2019 |
Joint Filing Agreement, dated as of March 25, 2019, by and among the Reporting Persons Exhibit 99.3 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with each of the Reporting Persons (as such term is defined in the Schedule 13D referred to below) on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the Commo |
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| March 25, 2019 |
STOCK SALE AND PURCHASE AGREEMENT THIS STOCK SALE AND PURCHASE AGREEMENT (this “Agreement”) is dated as of February 27, 2019, and is made and entered into by and among Peter Donovan (“Seller”) on the one hand, and Cove Street Capital, LLC, Jeffrey Bronchick, Eugene Robin, Andrew Leaf, and Paul Hinkle (each, a “Buyer” and collectively, the “Buyers”), on the other hand. |
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| March 25, 2019 |
Amended and Restated Group Agreement EXECUTION VERSION AMENDED AND RESTATED GROUP AGREEMENT This AMENDED AND RESTATED GROUP AGREEMENT is made as of March 22, 2019 (the “Amended Agreement”), by and among (i) Marshall Geller (“Geller”), (ii) Cove Street Capital, LLC (“Cove Street”) (iii) Jeffrey Bronchick (“Bronchick”), (iv) Eugene Robin (“Robin”), (v) Paul Hinkle (“Hinkle”) and (vi) Andrew Leaf (“Leaf”). |
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| February 15, 2019 |
8-K 1 m2141908k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 12, 2019 WRIGHT INVESTORS’ SERVICE HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporat |
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| November 21, 2018 |
8-K 1 p11201828k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 15, 2018 WRIGHT INVESTORS’ SERVICE HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorpora |
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| November 6, 2018 |
WISH / Wright Investors' Service Holdings , Inc. 10-Q (Quarterly Report) 10-Q 1 w103018010q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission Fil |
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| November 2, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 1, 2018 WRIGHT INVESTORS’ SERVICE HOLDINGS, INC. |
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| October 4, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 4, 2018 WRIGHT INVESTORS’ SERVICE HOLDINGS, INC. |
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| August 9, 2018 |
WISH / Wright Investors' Service Holdings , Inc. 10-Q (Quarterly Report) 10-Q 1 g8218410q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbe |
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| July 17, 2018 |
8-K 1 r7121808k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8‑K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 16, 2018 WRIGHT INVESTORS’ SERVICE HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) |
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| July 17, 2018 |
UNAUDITED PRO FORMA CONSOLIDATED FINANCIAL INFORMATION Exhibit 99.2 UNAUDITED PRO FORMA CONSOLIDATED FINANCIAL INFORMATION On April 11, 2018, Wright Investors’ Service Holdings, Inc., a Delaware corporation (the “Company”), Khandwala Capital Management, Inc., a Connecticut corporation (“Purchaser”), and Amit S. Khandwala (“ASK”) entered into a Stock Purchase Agreement (the “Agreement”). Pursuant to the Agreement, upon the terms and subject to the sati |
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| July 17, 2018 |
Wright Investors’ Service Holdings, Inc. Completes Sale of The Winthrop Corporation Exhibit 99.1 For Immediate Release Wright Investors’ Service Holdings, Inc. Completes Sale of The Winthrop Corporation Greenwich, CT, July 17, 2018 - Wright Investors’ Service Holdings, Inc. (OTC Pink Sheets: WISH) announced the completion today of the sale of 100% of the issued and outstanding common stock of The Winthrop Corporation (Winthrop), a wholly owned subsidiary of WISH, to Khandwala Cap |
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| June 8, 2018 |
WISH / Wright Investors' Service Holdings , Inc. DEFM14A DEFM14A 1 p530181defm14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted |
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| May 18, 2018 |
Other Events, Shareholder Director Nominations UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8‑K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 18, 2018 WRIGHT INVESTORS’ SERVICE HOLDINGS, INC. |
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| May 18, 2018 |
WISH / Wright Investors' Service Holdings , Inc. PREM14A PREM14A 1 w516182pre14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☑ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted |
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| May 14, 2018 |
WISH / Wright Investors' Service Holdings , Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 8) Wright Investors' Service Holdings, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 982345100 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person |
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| May 10, 2018 |
WISH / Wright Investors' Service Holdings , Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50587 WRIGHT |
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| May 10, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 p581858k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8‑K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 10, 2018 WRIGHT INVESTORS’ SERVICE HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 0 |
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| May 10, 2018 |
Wright Investors’ Service Holdings, Inc. Reports Results for the Quarter Ended March 31, 2018 Exhibit 99 For Immediate Release Wright Investors’ Service Holdings, Inc. Reports Results for the Quarter Ended March 31, 2018 Greenwich, CT, May 10, 2018 - Wright Investors’ Service Holdings, Inc. (OTC Markets: WISH) announced today revenue of $1,389,000 for the quarter ended March 31, 2018, compared to revenue of $1,344,000 reported for the quarter ended March 31, 2017. Net loss was $(417,000) f |
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| April 27, 2018 |
WISH / Wright Investors' Service Holdings , Inc. AMENDMENT NO. 1 (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file Number: 000-50587 WRIGHT |
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| April 12, 2018 |
Exhibit 2.1 STOCK PURCHASE AGREEMENT THIS STOCK PURCHASE AGREEMENT (the “Agreement”) is made and entered into as of this 11th day of April, 2018, by and among KHANDWALA CAPITAL MANAGEMENT, INC., a Connecticut corporation (“Purchaser”), AMIT S. KHANDWALA (“ASK”) and WRIGHT INVESTORS’ SERVICE HOLDINGS, INC., a Delaware corporation (“Seller” who together with Purchaser and ASK are sometimes collectiv |
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| April 12, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8‑K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 11, 2018 WRIGHT INVESTORS’ SERVICE HOLDINGS, INC. |
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| April 12, 2018 |
Press release dated April 11, 2018 Exhibit 99.1 For Immediate Release Wright Investors’ Service Holdings, Inc. Enters into a Stock Purchase Agreement to Sell The Winthrop Corporation Greenwich, CT, April 11, 2018 - The Board of Directors of Wright Investors’ Service Holdings, Inc. (OTC Pink Sheets: WISH) voted today to enter into a Stock Purchase Agreement providing for the sale of 100% of the issued and outstanding common stock of |
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| April 12, 2018 |
Exhibit 10.1 FORM OF VOTING AGREEMENT This Voting Agreement (“Agreement”) dated as of April , 2018, is by and between Khandwala Capital Management, Inc., a Connecticut corporation (“Purchaser”), Wright Investors’ Service Holdings, Inc., a Delaware corporation (“Seller”), and each of Harvey P. Eisen, Peter M. Donovan, Marshall S. Geller, Richard C. Pfenniger, Jr. and Lawrence G. Schafran, the direc |
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| April 12, 2018 |
Exhibit 2.1 STOCK PURCHASE AGREEMENT THIS STOCK PURCHASE AGREEMENT (the “Agreement”) is made and entered into as of this 11th day of April, 2018, by and among KHANDWALA CAPITAL MANAGEMENT, INC., a Connecticut corporation (“Purchaser”), AMIT S. KHANDWALA (“ASK”) and WRIGHT INVESTORS’ SERVICE HOLDINGS, INC., a Delaware corporation (“Seller” who together with Purchaser and ASK are sometimes collectiv |
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| April 12, 2018 |
EX-99.1 4 ex991.htm EXHIBIT 99.1 Exhibit 99.1 For Immediate Release Wright Investors’ Service Holdings, Inc. Enters into a Stock Purchase Agreement to Sell The Winthrop Corporation Greenwich, CT, April 11, 2018 - The Board of Directors of Wright Investors’ Service Holdings, Inc. (OTC Pink Sheets: WISH) voted today to enter into a Stock Purchase Agreement providing for the sale of 100% of the issue |
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| April 12, 2018 |
WISH / Wright Investors' Service Holdings , Inc. DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8‑K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 11, 2018 WRIGHT INVESTORS’ SERVICE HOLDINGS, INC. |
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| April 12, 2018 |
Exhibit 10.1 FORM OF VOTING AGREEMENT This Voting Agreement (“Agreement”) dated as of April , 2018, is by and between Khandwala Capital Management, Inc., a Connecticut corporation (“Purchaser”), Wright Investors’ Service Holdings, Inc., a Delaware corporation (“Seller”), and each of Harvey P. Eisen, Peter M. Donovan, Marshall S. Geller, Richard C. Pfenniger, Jr. and Lawrence G. Schafran, the direc |
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| April 3, 2018 |
Exhibit 99 Press Release FOR IMMEDIATE RELEASE For shareholder and media inquiries: Atlantic Fund Administration, Gino Malaspina – (800) 555-0644 BOARD OF TRUSTEES APPROVES LIQUIDATION OF EACH SERIES OF THE WRIGHT MANAGED EQUITY TRUST AND THE WRIGHT MANAGED INCOME TRUST GREENWICH, CONNECTICUT – APRIL 2, 2018 – The Boards of Trustees of The Wright Managed Equity Trust and The Wright Managed Income Trust (the “Trusts”) have voted to liquidate and terminate each of the Wright Selected Blue Chip Equities Fund (WSBEX), the Wright Major Blue Chip Equities Fund (WQCEX), the Wright International Blue Chip Equities Fund (WIBCX) and the Wright Current Income Fund (WCIFX) (the “Funds”) effective on or about April 30, 2018 (the “Liquidation Date”). |
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| April 3, 2018 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8‑K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 2, 2018 WRIGHT INVESTORS’ SERVICE HOLDINGS, INC. |
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| March 26, 2018 |
Subsidiaries of the Registrant* Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Name of Subsidiary Other Names Under Which Subsidiary Conducts Business State or Other Jurisdiction of Incorporation or Organization NPDV Resources, Inc. N/A Delaware Chestnut Hill Reservoir Company N/A Connecticut The Winthrop Corporation N/A Connecticut |
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| March 26, 2018 |
WISH / Wright Investors' Service Holdings , Inc. 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file Number: 000-50587 WRIGHT INVESTORS’ SERVICE H |
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| March 26, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8‑K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 26, 2018 WRIGHT INVESTORS’ SERVICE HOLDINGS, INC. |
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| March 26, 2018 |
Wright Investors’ Service Holdings, Inc. Reports Results for the Year Ended December 31, 2017 Exhibit 99 For Immediate Release Wright Investors’ Service Holdings, Inc. Reports Results for the Year Ended December 31, 2017 Greenwich, CT, March 26, 2018 - Wright Investors’ Service Holdings, Inc. (OTC Markets: WISH) announced today revenue of $5,412,000 for the year ended December 31, 2017, compared to $5,711,000 of revenue reported for the year ended December 31, 2016. The net loss was $(1,29 |
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| March 16, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8‑K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 15, 2018 WRIGHT INVESTORS’ SERVICE HOLDINGS, INC. |
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| November 7, 2017 |
Wright Investors’ Service Holdings, Inc. Reports Third Quarter 2017 Results Exhibit 99 For Immediate Release Wright Investors’ Service Holdings, Inc. Reports Third Quarter 2017 Results Greenwich, CT, November 7, 2017 - Wright Investors’ Service Holdings, Inc. (OTC Markets: WISH) announced today $1,363,000 of revenue for the three month period ended September 30, 2017, compared to $1,417,000 of revenue reported for the three month period ended September 30, 2016. Net loss |
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| November 7, 2017 |
WISH / Wright Investors' Service Holdings , Inc. (Current Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8?K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 7, 2017 WRIGHT INVESTORS? SERVICE HOLDINGS, INC. |
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| November 7, 2017 |
WISH / Wright Investors' Service Holdings , Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50587 WRI |
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| August 9, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8?K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 9, 2017 WRIGHT INVESTORS? SERVICE HOLDINGS, INC. |
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| August 9, 2017 |
Wright Investors’ Service Holdings, Inc. Reports Second Quarter 2017 Results Exhibit 99 For Immediate Release Wright Investors? Service Holdings, Inc. Reports Second Quarter 2017 Results Greenwich, CT, August 9, 2017 - Wright Investors? Service Holdings, Inc. (OTC Markets: WISH) announced today revenue of $1,322,000 for the three month period ended June 30, 2017, compared to $1,454,000 of revenue reported for the three month period ended June 30, 2016. Net loss was $(477,0 |
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| August 9, 2017 |
WISH / Wright Investors' Service Holdings , Inc. 10-Q (Quarterly Report) 10-Q 1 j73117010q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numb |
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| May 10, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 d581718k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8‑K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 10, 2017 WRIGHT INVESTORS’ SERVICE HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 0 |
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| May 10, 2017 |
Wright Investors’ Service Holdings, Inc. Reports Results for the Quarter Ended March 31, 2017 Exhibit 99 For Immediate Release Wright Investors’ Service Holdings, Inc. Reports Results for the Quarter Ended March 31, 2017 Greenwich, CT, May 10, 2017 - Wright Investors’ Service Holdings, Inc. (OTC Markets: WISH) announced today revenue of $1,344,000 for the quarter ended March 31, 2017, compared to revenue of $1,477,000 reported for the quarter ended March 31, 2016. Net loss was $(402,000) f |
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| May 10, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50587 WRIGHT |
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| April 18, 2017 |
Wright Investors' Service Holdings AMENDMENT NO. 1 (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file Number: 000-50587 WRIGHT |
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| April 13, 2017 |
WISH / Wright Investors' Service Holdings , Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7) Wright Investors' Service Holdings, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 982345100 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person |
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| March 24, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8?K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 24, 2017 WRIGHT INVESTORS? SERVICE HOLDINGS, INC. |
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| March 24, 2017 |
Wright Investors’ Service Holdings, Inc. Reports Results for the Year Ended December 31, 2016 Exhibit 99 For Immediate Release Wright Investors’ Service Holdings, Inc. Reports Results for the Year Ended December 31, 2016 Greenwich, CT, March 24, 2017 - Wright Investors’ Service Holdings, Inc. (OTC Markets: WISH) announced today revenue of $5,711,000 for the year ended December 31, 2016, compared to $6,025,000 of revenue reported for the year ended December 31, 2015. The net loss was $(2,13 |
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| March 24, 2017 |
SUBSIDIARIES OF THE REGISTRANT Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Name of Subsidiary Other Names Under Which Subsidiary Conducts Business State or Other Jurisdiction of Incorporation or Organization NPDV Resources, Inc. N/A Delaware Chestnut Hill Reservoir Company N/A Connecticut The Winthrop Corporation N/A Connecticut |
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| March 24, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K 10-K 1 l31317010k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file Number: 000-50587 WRIGH |
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| November 8, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8‑K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 8, 2016 WRIGHT INVESTORS’ SERVICE HOLDINGS, INC. |
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| November 8, 2016 |
Wright Investors’ Service Holdings, Inc. Reports Third Quarter 2016 Results EX-99 2 ex99.htm EXHIBIT 99 Exhibit 99 For Immediate Release Wright Investors’ Service Holdings, Inc. Reports Third Quarter 2016 Results Greenwich, CT, November 8, 2016 - Wright Investors’ Service Holdings, Inc. (OTC Markets: WISH) announced today $1,417,000 of revenue for the three month period ended September 30, 2016, compared to $1,536,000 of revenue reported for the three month period ended S |
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| November 8, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50587 WRI |
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| August 12, 2016 |
Wright Investors’ Service Holdings, Inc. Reports Second Quarter 2016 Results Exhibit 99 For Immediate Release Wright Investors? Service Holdings, Inc. Reports Second Quarter 2016 Results Greenwich, CT, August 12, 2016 - Wright Investors? Service Holdings, Inc. (OTC Markets: WISH) announced today revenue of $1,454,000 for the three month period ended June 30, 2016, compared to $1,505,000 of revenue reported for the three month period ended June 30, 2015. Net loss was $(842, |
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| August 12, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50587 WRIGHT I |
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| August 12, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8?K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 12, 2016 WRIGHT INVESTORS? SERVICE HOLDINGS, INC. |
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| August 12, 2016 |
Wright Investors’ Service Holdings, Inc. Reports Second Quarter 2016 Results Exhibit 99 For Immediate Release Wright Investors? Service Holdings, Inc. Reports Second Quarter 2016 Results Greenwich, CT, August 12, 2016 - Wright Investors? Service Holdings, Inc. (OTC Markets: WISH) announced today revenue of $1,454,000 for the three month period ended June 30, 2016, compared to $1,505,000 of revenue reported for the three month period ended June 30, 2015. Net loss was $(842, |
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| August 12, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8?K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 12, 2016 WRIGHT INVESTORS? SERVICE HOLDINGS, INC. |
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| May 11, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50587 WRIGHT |
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| May 11, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 b561608k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 11, 2016 WRIGHT INVESTORS’ SERVICE HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 0 |
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| May 11, 2016 |
Wright Investors’ Service Holdings, Inc. Reports Results for the Quarter Ended March 31, 2016 ex99.htm Exhibit 99 For Immediate Release Wright Investors? Service Holdings, Inc. Reports Results for the Quarter Ended March 31, 2016 Greenwich, CT, May 11, 2016 - Wright Investors? Service Holdings, Inc. (OTC Markets: WISH) announced today revenue of $1,477,000 for the quarter ended March 31, 2016, compared to $1,478,000 of revenue reported for the quarter ended March 31, 2015. Net loss was $(5 |
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| April 25, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) x ANNUAL REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 o TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file Number: 000-50587 WRIGHT |
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| March 29, 2016 |
WISH / Wright Investors' Service Holdings , Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6) Wright Investors' Service Holdings, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 982345100 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person |
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| March 24, 2016 |
Wright Investors’ Service Holdings, Inc. Reports Results for the Year Ended December 31, 2015 ex99.htm Exhibit 99 For Immediate Release Wright Investors? Service Holdings, Inc. Reports Results for the Year Ended December 31, 2015 Greenwich, CT, March 24, 2016 - Wright Investors? Service Holdings, Inc. (OTC Markets: WISH) announced today revenue of $6,025,000 for the year ended December 31, 2015, compared to $5,820,000 of revenue reported for the year ended December 31, 2014. Loss from cont |
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| March 24, 2016 |
Wright Investors' Service Holdings (Current Report/Significant Event) l3221608k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 24, 2016 WRIGHT INVESTORS? SERVICE HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000- |
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| March 24, 2016 |
SUBSIDIARIES OF THE REGISTRANT Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Name of Subsidiary Other Names Under Which Subsidiary Conducts Business State or Other Jurisdiction of Incorporation or Organization NPDV Resources, Inc. N/A Delaware Chestnut Hill Reservoir Company N/A Connecticut The Winthrop Corporation N/A Connecticut |
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| March 24, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 o TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file Number: 000-50587 WRIGHT INVESTORS’ SERVICE H |
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| December 18, 2015 |
Wright Investors' Service Holdings (Current Report/Significant Event) p12171518k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 18, 2015 WRIGHT INVESTORS? SERVICE HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) |
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| November 6, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50587 WRI |
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| November 6, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition d1141518k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 6, 2015 WRIGHT INVESTORS? SERVICE HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 00 |
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| November 6, 2015 |
Wright Investors’ Service Holdings, Inc. Reports Third Quarter 2015 Results EX-99 2 ex99.htm EXHIBIT 99 Exhibit 99 For Immediate Release Wright Investors’ Service Holdings, Inc. Reports Third Quarter 2015 Results Greenwich, CT, November 6, 2015 - Wright Investors’ Service Holdings, Inc. (OTC Markets: WISH) announced today revenue of $1,536,000 for the three month period ended September 30, 2015, compared to $1,466,000 of revenue reported for the three month period ended S |
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| August 14, 2015 |
Wright Investors’ Service Holdings, Inc. Reports Second Quarter Results EX-99.1 2 ex991.htm EXHIBIT 99.1 Exhibit 99.1 For Immediate Release Wright Investors’ Service Holdings, Inc. Reports Second Quarter Results Greenwich, CT, August 14, 2015 - Wright Investors’ Service Holdings, Inc. (OTC Markets: WISH) announced today revenue of $1,505,000 for the three months ended June 30, 2015, compared to $1,437,000 reported for the three months ended June 30, 2014. Loss from co |
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| August 14, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition s8131508k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 14, 2015 WRIGHT INVESTORS? SERVICE HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000 |
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| August 14, 2015 |
Exhibit 10.24 NOTE PURCHASE AGREEMENT NOTE PURCHASE AGREEMENT dated as of July 16, 2015 (this ?Agreement?) between the EGS, LLC, a Delaware limited liability company (the ?Purchaser?), and Merriman Holdings, Inc., a Delaware corporation (the ?Company?). WHEREAS, the Purchaser and the Company entered into the Note Purchase Agreement dated as of April 20, 2015 (the ?Original Note Purchase Agreement? |
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| August 14, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q 10-Q 1 s72915010q.htm FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the t |
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| May 13, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50587 WRIGHT |
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| May 13, 2015 |
Exhibit 10.22 Limited Liability Company Agreement for EGS, LLC a Delaware limited liability company UNITS IN EGS, LLC HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR REGISTERED OR QUALIFIED UNDER ANY STATE SECURITIES OR BLUE SKY LAWS. SUCH UNITS MAY NOT BE OFFERED FOR SALE, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED UNLESS SUCH SALE OR OTHER TRANSFER, PLEDGE O |
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| May 13, 2015 |
Exhibit 10.23 NOTE PURCHASE AGREEMENT NOTE PURCHASE AGREEMENT dated as of April 20, 2015 (this ?Agreement?) between the EGS, LLC, a Delaware limited liability company (the ?Purchaser?), and Merriman Holdings, Inc., a Delaware corporation (the ?Company?). WHEREAS, subject to the terms and conditions in this Agreement, the Purchaser is purchasing the Note and the Warrants (each as defined herein), s |
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| April 27, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 2) (Mark One) x ANNUAL REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 o TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file Number: 000-50587 WRIGHT |
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| March 31, 2015 |
Wright Investors' Service Holdings (Current Report/Significant Event) j3301508k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 31, 2015 WRIGHT INVESTORS? SERVICE HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000- |
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| March 24, 2015 |
SUBSIDIARIES OF THE REGISTRANT Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Name of Subsidiary Other Names Under Which Subsidiary Conducts Business State or Other Jurisdiction of Incorporation or Organization NPDV Resources, Inc. N/A Delaware Chestnut Hill Reservoir Company N/A Connecticut The Winthrop Corporation N/A Connecticut |
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| March 24, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A Amendment No. 1 10-K/A 1 w31715010k.htm AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A Amendment No. 1 (Mark One) x ANNUAL REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 o TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Com |
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| March 23, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K 10-K 1 w31715010k.htm FOR THE FISCAL YEAR ENDED DECEMBER 31, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 o TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fro |
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| March 23, 2015 |
SUBSIDIARIES OF THE REGISTRANT Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Name of Subsidiary Other Names Under Which Subsidiary Conducts Business State or Other Jurisdiction of Incorporation or Organization NPDV Resources, Inc. N/A Delaware Chestnut Hill Reservoir Company N/A Connecticut The Winthrop Corporation N/A Connecticut |
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| February 3, 2015 |
SC 13G/A 1 v400244sc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Under the Securities Exchange Act of 1934 INFORMATION TO BE INCLUDED IN STATEMENTS PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 4 )* WRIGHT INVESTORS’ SERVICE HOLDINGS INC. (Name of Issuer) COMMON STOCK (Title o |
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| January 30, 2015 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 30, 2015 WRIGHT INVESTORS’ SERVICE HOLDINGS, INC. |
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| January 30, 2015 |
Exhibit 99 Wright Investors’ Service Holdings, Inc. announces the Appointment of Marshall S. Geller to its Board of Directors MOUNT KISCO, NY ― January 30, 2015 ― Wright Investors’ Service Holdings, Inc. (OTC Markets: WISH) announced today that Marshall S. Geller has been appointed to its Board of Directors and Audit Committee effective January 14, 2015. Mr. Geller was appointed to fill the vacanc |
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| January 20, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 14, 2015 WRIGHT INVESTORS’ SERVICE HOLDINGS, INC. |
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| December 16, 2014 |
8-K 1 s12151408k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 16, 2014 WRIGHT INVESTORS’ SERVICE HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorpora |
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| December 16, 2014 |
Exhibit 99 Wright Investors’ Service Holdings, Inc. announces new Co-Presidents for its operating company, Wright Investors’ Service, Inc. MOUNT KISCO, NY and MILFORD, CT ― December 16, 2014 ― Wright Investors’ Service Holdings, Inc. (OTC Bulletin Board: WISH) announced the election of Amit S. Khandwala and M. Anthony E. van Daalen as Co-Presidents of its operating company and wholly-owned subsidi |
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| November 12, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50587 WRI |
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| November 12, 2014 |
Exhibit 10.21 SUBLEASE BETWEEN Coldwell Banker Real Estate Services LLC Sublessor And Wright Investors? Service Holdings, Inc. Sublessee At 177 West Putnam Avenue, Greenwich, Connecticut TABLE OF CONTENTS 1. Term 1 2. Possession 1 3. Incorporation of Master Lease 2 4. Sublessee's Assumption of Master Lease Obligations and Benefits 2 5. Rental 3 6. Real Estate Taxes and Building Insurance 4 7. Util |
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| August 12, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50587 WRIGHT I |
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| August 12, 2014 |
EX-10.20 2 ex1020.htm EXHIBIT 10.20 Exhibit 10.20 Amendment No. 1 to Agreement Upon Withdrawal by The Winthrop Corporation From Worldscope/Disclosure L.L.C. This Amendment No. 1 (this “Amendment”) to the Agreement Upon Withdrawal by the Winthrop Corporation from Worldscope/Disclosure L.L.C., dated June 1, 1999 (the “Agreement”), is entered into by and between Thomson Reuters (Markets) LLC (as succ |
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| May 15, 2014 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5) Wright Investors' Service Holdings, Inc. (formerly known as National Patent Development Corporation) (Name of Issuer) Common Stock (Title of Class of Securities) 982345100 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 |
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| May 13, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q 10-Q 1 a5814210q.htm FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2014 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the |
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| April 29, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) x ANNUAL REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 o TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file Number: 000-50587 WRIGHT |
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| March 27, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 o TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file Number: 000-50587 WRIGHT INVESTORS’ SERVICE H |
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| March 27, 2014 |
SUBSIDIARIES OF THE REGISTRANT Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Name of Subsidiary Other Names Under Which Subsidiary Conducts Business State or Other Jurisdiction of Incorporation or Organization NPDV Resources, Inc. N/A Delaware Chestnut Hill Reservoir Company N/A Connecticut The Winthrop Corporation N/A Connecticut |
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| February 12, 2014 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Under the Securities Exchange Act of 1934 INFORMATION TO BE INCLUDED IN STATEMENTS PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 3 )* WRIGHT INVESTORS’ SERVICE HOLDINGS INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 982345100 (CUSI |
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| January 30, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 24, 2014 WRIGHT INVESTORS’ SERVICE HOLDINGS, INC. (Exact name of Registrant as specified in its charter) Delaware 000-50587 13-4005439 (State or other Jurisdiction of (Commiss |
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| November 13, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2013 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50587 WRI |
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| October 4, 2013 |
8-K 1 c1031308k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 3, 2013 WRIGHT INVESTORS’ SERVICE HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporatio |
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| August 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50587 WRIGHT I |
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| August 2, 2013 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 c7241308k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 2, 2013 WRIGHT INVESTORS’ SERVICE HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation |
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| August 2, 2013 |
SETTLEMENT AGREEMENT AND RELEASE Exhibit 10.1 SETTLEMENT AGREEMENT AND RELEASE This Settlement Agreement and Release (this “Settlement Agreement”) is made and entered into as of this 2nd day of August, 2013, by and between CohnReznick LLP, f/k/a J.H. Cohn, LLP, in its capacity as Plan Administrator (the “Plan Administrator”) under the Joint Second Amended Chapter 11 Plan of Liquidation of the Debtors and Official Committee of Uns |
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| May 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50587 WRIGHT |
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| April 29, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) x ANNUAL REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 o TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file Number: 000-50587 WRIGHT |
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| April 10, 2013 |
Boulderado Group, LLC - BOULDERADO GROUP, LLC FORM SC 13G/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. |
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| April 10, 2013 |
Boulderado Group, LLC - BOULDERADO GROUP, LLC FORM SC 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. |
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| April 1, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 o TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file Number: 000-50587 WRIGHT INVESTORS? SERVICE H |
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| April 1, 2013 |
SUBSIDIARIES OF THE REGISTRANT Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Name of Subsidiary Other Names Under Which Subsidiary Conducts Business State or Other Jurisdiction of Incorporation or Organization NPDV Resources, Inc. N/A Delaware Chestnut Hill Reservoir Company N/A Connecticut The Winthrop Corporation N/A Connecticut |
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| February 22, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/ A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 19, 2012 WRIGHT INVESTORS’ SERVICE HOLDINGS, INC. (Exact name of Registrant as specified in its charter) Delaware 000-50587 13-4005439 (State or other Jurisdiction of (Com |
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| February 22, 2013 |
Subsidiaries of the Registrant and States of Incorporation Exhibit 21.1 Subsidiaries of the Registrant and States of Incorporation The Winthrop Corporation, incorporated in the state of Connecticut NPDV Resources, Inc., incorporated in the state of Delaware Chestnut Hill Reservoir Co, incorporated in the state of Connecticut Subsidiaries of The Winthrop Corporation and States of Incorporation Wright Investors’ Service, Inc., incorporated in the state of C |
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| February 14, 2013 |
Frost Gamma Investments Trust - FORM SC 13G/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Under the Securities Exchange Act of 1934 INFORMATION TO BE INCLUDED IN STATEMENTS PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No.2 )* National Patent Development Corporation (Name of Issuer) COMMON STOCK (Title of Class of Securities) 637132101 (CUSIP |
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| February 8, 2013 |
Exhibit 3(iii) CERTIFICATE OF OWNERSHIP AND MERGER MERGING WRIGHT INVESTORS’ SERVICE HOLDINGS, INC. |
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| February 8, 2013 |
National Patent Development Corporation Changes Name to Wright Investors’ Service Holdings, Inc. EX-99.1 3 ex991.htm EXHIBIT 99.1 Exhibit 99.1 National Patent Development Corporation Changes Name to Wright Investors’ Service Holdings, Inc. MOUNT KISCO, NY and MILFORD, CT ― February 4, 2013 ― National Patent Development Corporation announced that effective today its name has been changed to Wright Investors’ Service Holdings, Inc. (OTC Bulletin Board: WISH). Wright Investors’ Service Holdings, |
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| February 8, 2013 |
787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 February 8, 2013 VIA EDGAR CORRESPONDENCE FILING Ms. |
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| February 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 4, 2013 WRIGHT INVESTORS’ SERVICE HOLDINGS, INC. |
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| January 31, 2013 |
CORRESP 1 filename1.htm Law Office of Andrea Kantor, P.C. 54 Riverside Drive, Suite 7B New York, NY 10024 [email protected] www.akantorlaw.com 212-580-8114 917-855-3650 January 31, 2013 Securities and Exchange Commission Division of Corporation Finance Washington, DC 20549 Attn: Ms. Suzanne Hayes, Assistant Director, Securities and Exchange Commission Mr. Ramin Olson, Securities and Exchange Commi |
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| January 24, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 17, 2013 NATIONAL PATENT DEVELOPMENT CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-50587 13-4005439 (Commission File Number) (IRS Employer Identification No. |
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| December 21, 2012 |
Exhibit 10.15 Confidential Materials omitted and filed separately with the Securities and Exchange Commission. [xxx] denote omissions. AGREEMENT UPON WITHDRAWAL BY THE WINTHROP CORPORATION FROM WORLDSCOPE/DISCLOSURE L.L.C. This AGREEMENT UPON WITHDRAWAL BY THE WINTHROP CORPORATION FROM WORLDSCOPE/DISCLOSURE L.L.C., dated as of June 1, 1999 (this "Agreement"), among Primark Corporation, a Michigan |
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| December 21, 2012 |
Exhibit 10.13 440 Wheelers Farm Road, LLC 440 Wheelers Farms Road Milford, Connecticut 06460 Dated as of January 7, 2000 The Winthrop Corporation 1000 Lafayette Boulevard Bridgeport, Connecticut 06604 Re: That certain Lease and that certain Side Letter Agreement both dated July 16, 1999 (collectively, the "Lease'), between 440 Wheelers Farm Road, LLC, as Landlord ("Landlord") and The Winthrop Corp |
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| December 21, 2012 |
Exhibit 10.12 440 Wheelers Farm Road, LLC 440 Wheelers Farms Road Milford, Connecticut 06460 Dated as of July 16 , 1999 The Winthrop Corporation 1000 Lafayette Boulevard Bridgeport, Connecticut 06604 Re: Lease dated July 16 , 1999 (the "Lease"), between 440 Wheelers Farm Road, LLC, as Landlord ("Landlord") and The Winthrop Corporation, as Tenant ("Tenant"), for certain Premises more particularly d |
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| December 21, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 19, 2012 NATIONAL PATENT DEVELOPMENT CORPORATION (Exact name of Registrant as specified in its charter) Delaware 000-50587 13-4005439 (State or other Jurisdiction of (Commiss |
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| December 21, 2012 |
Exhibit 9.1 INVESTORS’ RIGHTS AGREEMENT This Investors’ Rights Agreement (this “Agreement”) is dated as of this [] day of [], 2012 and entered into by and among the individuals whose names and addresses appear from time to time on Schedule I hereto (the “Investors” and each individually, an “Investor”); and National Patent Development Corporation, a Delaware corporation (the “Parent”). Capitalized |
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| December 21, 2012 |
Exhibit 10.11 AGREEMENT OF LEASE between 440 WHEELERS FARM ROAD, L.L.C., Landlord, and THE WINTHROP CORPORATION, Tenant. 440 Wheelers Farms Road Milford, Connecticut TABLE OF CONTENTS ARTICLE 1 DEFINITIONS, DEMISE, PREMISES, TERM, FIXED RENT Page 1.1 Definitions 1 1.2 Demise 1 1.3 Fixed Rent; Initial Free Fixed Rent and Escalation Rent Period 1 1.4 Partial Months 2 1.5 Additional Rent 2 ARTICLE 2 |
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| December 21, 2012 |
MODIFICATION AMENDMENT TO SECURITY AGREEMENT EX-10.17 11 ex1017.htm EXHIBIT 10.17 Exhibit 10.17 MODIFICATION OF AMENDMENT TO SECURITY AGREEMENT This Modification of Amendment to Security Agreement ("Modification") is entered into as of the day of March, 2005, between The Winthrop Corporation ("TWC") and Merritt Acquisitions LLC, as successor in interest to 440 Wheelers Farm Road, LLC ("Secured Party"). WITNESSETH: WHEREAS, the parties hereto |
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| December 21, 2012 |
Subsidiaries of the Registrant Exhibit 21.1 Subsidiaries of the Registrant The Winthrop Corporation NPDV Resources, Inc. Chestnut Hill Reservoir Co. |
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| December 21, 2012 |
Exhibit 10.16 AMENDMENT OF LEASE AMENDMENT OF LEASE, made as of this 17th day of March, 2008, by and between SOVA MERRITT LLC, having an office at 2209 Avenue M, Brooklyn, New York 11210 ("Landlord"), and THE WINTHROP CORPORATION, having an office at 440 Wheelers Farms Road, Milford, Connecticut 06460 ("Tenant"). WHEREAS, 440 Wheelers Farm Road, L.L.C., Landlord's predecessor-in-interest, and Tena |
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| December 21, 2012 |
Exhibit 10.10 SUPPORT AGREEMENT THIS SUPPORT AGREEMENT (this “Agreement”), is dated as of [], 2012, by and between National Patent Development Corporation, a Delaware corporation (“Purchaser”), Peter M. Donovan (the “Securityholders’ Representative”) and each of the individuals or entities set forth on Schedule I hereto severally and not jointly (each, a “Holder”). Capitalized terms used herein an |
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| December 21, 2012 |
Name of Grantee: `Exhibit 10.9 No. of Stock Units: NATIONAL PATENT DEVELOPMENT CORPORATION STOCK UNIT AGREEMENT 2007 INCENTIVE STOCK PLAN NATIONAL PATENT DEVELOPMENT CORPORATION, a Delaware corporation (the “Company”), hereby grants to (the “Grantee”), an “eligible person” under the National Patent Development Corporation 2007 Incentive Stock Plan, a copy of which is annexed hereto as Appendix A ( |
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| December 21, 2012 |
PREMISES RELOCATION AND LEASE AMENDMENT AGREEMENT Exhibit 10.14 PREMISES RELOCATION AND LEASE AMENDMENT AGREEMENT This Premises Relocation and Lease Amendment Agreement (the "Amendment") is dated as of October 8, 2003, between 440 WHEELERS FARM ROAD, L.L.C. ("Landlord"), a Delaware limited liability company, having an address at 440 Wheelers Farms Road, Milford, Connecticut 06460, and THE WINTHROP CORPORATION ("Tenant"), a Connecticut corporation |
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| December 21, 2012 |
Exhibit 10.18 Confidential Materials omitted and filed separately with the Securities and Exchange Commission. [xxx] denote omissions. CONFIDENTIAL DISTRIBUTION AGREEMENT This Distribution Agreement (the “Agreement”) is entered into as of Nov 30, 2009, (the “Effective Date”) by and between Thomson Reuters (Markets) LLC, a Thomson Reuters company (“TR”) and Wright Investors’ Service (“Contributor”) |
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| December 21, 2012 |
Exhibit 99.1 National Patent Development Corporation Completes Merger with The Winthrop Corporation, Parent Company of Wright Investors’ Service, Inc. MOUNT KISCO, NY and MILFORD, CT ― December 20, 2012 ― National Patent Development Corporation (OTC Bulletin Board: NPDV) and The Winthrop Corporation announced the completion yesterday of the merger of The Winthrop Corporation with a wholly-owned su |
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| December 20, 2012 |
BEDFORD OAK CAPITAL LP - AMENDMENT NO. 10 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934* (Amendment No. 10)* National Patent Development Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 3763951098 (CUSIP Number) Harvey P. Eisen c/o Bedford Oak Advisors, LLC 100 South Bedford Rd. Mt. Kisco, NY 10549 (914) 242-5701 (Name, Ad |
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| November 2, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2012 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50587 NAT |
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| August 14, 2012 |
NON-COMPETITION AND NON-SOLICITATION AGREEMENT Exhibit 10.7 PRIVILEGED AND CONFIDENTIAL NON-COMPETITION AND NON-SOLICITATION AGREEMENT This NON-COMPETITION AND NON-SOLICITATION AGREEMENT (this ?Agreement?) is made and entered into this 18th day of June, 2012, between Theodore S. Roman (?Employee?) and National Patent Development Corporation, a Delaware corporation (the ?Parent?). WHEREAS, simultaneously with the execution and delivery of this |
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| August 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2012 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50587 NATIONAL |
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| August 14, 2012 |
EX-10.1 2 ex101.htm EXHIBIT 10.1 Exhibit 10.1 FINAL EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into this 18th day of June, 2012, between Peter M. Donovan (“Employee”) and National Patent Development Corporation (“Parent”). Except as otherwise provided herein, the “Effective Date” of this Agreement shall be the “Closing Date” (as such term is defined in th |
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| August 14, 2012 |
NON-COMPETITION AND NON-SOLICITATION AGREEMENT Exhibit 10.8 PRIVILEGED AND CONFIDENTIAL NON-COMPETITION AND NON-SOLICITATION AGREEMENT This NON-COMPETITION AND NON-SOLICITATION AGREEMENT (this “Agreement”) is made and entered into this 18th day of June, 2012, between M. Anthony E. van Daalen (“Employee”) and National Patent Development Corporation, a Delaware corporation (the “Parent”). WHEREAS, simultaneously with the execution and delivery o |
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| August 14, 2012 |
Exhibit 10.4 FINAL EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into this 18th day of June, 2012, between M. Anthony E. van Daalen (“Employee”) and National Patent Development Corporation ( “Parent”). Except as otherwise provided herein, the “Effective Date” of this Agreement shall be the “Closing Date” (as such term is defined in this Agreement and Plan of |
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| August 14, 2012 |
NON-COMPETITION AND NON-SOLICITATION AGREEMENT EX-10.5 6 ex105.htm EXHIBIT 10.5 Exhibit 10.5 PRIVILEGED AND CONFIDENTIAL NON-COMPETITION AND NON-SOLICITATION AGREEMENT This NON-COMPETITION AND NON-SOLICITATION AGREEMENT (this “Agreement”) is made and entered into this 18th day of June, 2012, between Peter M. Donovan (“Employee”) and National Patent Development Corporation, a Delaware corporation (the “Parent”). WHEREAS, simultaneously with the |
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| August 14, 2012 |
Exhibit 10.2 FINAL EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into this 18th day of June, 2012, between Amit S. Khandwala (“Employee”) and National Patent Development Corporation ( “Parent”). Except as otherwise provided herein, the “Effective Date” of this Agreement shall be the “Closing Date” (as such term is defined in this Agreement and Plan of Merger |
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| August 14, 2012 |
Exhibit 10.3 FINAL EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into this 18th day of June, 2012, between Theodore S. Roman (“Employee”) and National Patent Development Corporation ( “Parent”). Except as otherwise provided herein, the “Effective Date” of this Agreement shall be the “Closing Date” (as such term is defined in this Agreement and Plan of Merger |
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| August 14, 2012 |
NON-COMPETITION AND NON-SOLICITATION AGREEMENT Exhibit 10.6 PRIVILEGED AND CONFIDENTIAL NON-COMPETITION AND NON-SOLICITATION AGREEMENT This NON-COMPETITION AND NON-SOLICITATION AGREEMENT (this “Agreement”) is made and entered into this 18th day of June, 2012, between Amit S. Khandwala (“Employee”) and National Patent Development Corporation, a Delaware corporation (the “Parent”). WHEREAS, simultaneously with the execution and delivery of this |
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| June 21, 2012 |
BEDFORD OAK CAPITAL LP - SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934* (Amendment No. 9)* NATIONAL PATENT DEVELOPMENT CORPORATION (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 3763951098 (CUSIP Number) Harvey P. Eisen c/o Bedford Oak Advisors, LLC 100 South Bedford Rd. Mt. Kisco, NY 10549 (914) 242-5701 (Name, A |
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| June 21, 2012 |
Harvey P. Eisen c/o Bedford Oak Advisors, LLC 100 South Bedford Road, Suite 2R Mount Kisco, NY 10549 EX-99.1 2 a12-150411ex99d1.htm EX-99.1 Exhibit 99.1 Harvey P. Eisen c/o Bedford Oak Advisors, LLC 100 South Bedford Road, Suite 2R Mount Kisco, NY 10549 June 18, 2012 Peter M. Donovan c/o Wright Investors’ Service 440 Wheelers Farms Road Milford, CT 06461 USA Re: Board of Directors Appointment Pursuant to Merger Agreement Dear Mr. Donovan: Reference is made to that certain Agreement and Plan of Me |
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| June 20, 2012 |
BEDFORD OAK CAPITAL LP - SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934* (Amendment No. 8)* NATIONAL PATENT DEVELOPMENT CORPORATION (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 3763951098 (CUSIP Number) Harvey P. Eisen c/o Bedford Oak Advisors, LLC 100 South Bedford Rd. Mt. Kisco, NY 10549 (914) 242-5701 (Name, A |
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| June 19, 2012 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 18, 2012 NATIONAL PATENT DEVELOPMENT CORPORATION (Exact name of Registrant as specified in its charter) Delaware 000-50587 13-4005439 (State or other Jurisdiction of (Commission |
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| June 19, 2012 |
Exhibit 99.1 National Patent Development Corporation Signs Merger Agreement with The Winthrop Corporation, Parent Company of Wright Investors’ Service, Inc. MOUNT KISCO, NY and MILFORD, CT — June 19, 2012 — National Patent Development Corporation (OTC Bulletin Board: NPDV.OB) and The Winthrop Corporation today announced the signing of a definitive agreement for the merger of The Winthrop Corporati |
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| June 19, 2012 |
Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and among NATIONAL PATENT DEVELOPMENT CORPORATION NPT ADVISORS INC. THE WINTHROP CORPORATION and PETER M. DONOVAN, as the SECURITYHOLDERS’ REPRESENTATIVE Dated as of June 18, 2012 TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS 2 Section 1.1. Definitions 2 Section 1.2. Interpretation 15 ARTICLE II. THE MERGER 16 Section 2.1. Closing 16 Se |
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| May 15, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2012 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50587 NATIONA |
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| April 25, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/ A (Amendment No. 1) (Mark One) x ANNUAL REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2011 o TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file Number: 000-50587 NATION |
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| March 2, 2012 |
SUBSIDIARIES OF THE REGISTRANT Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Name of Subsidiary Other Names Under Which Subsidiary Conducts Business State or Other Jurisdiction of Incorporation or Organization NPDV Resources, Inc. N/A Delaware Chestnut Hill Reservoir Company N/A Delaware |
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| March 2, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2011 o TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file Number: 000-50587 NATIONAL PATENT DEVELOPMENT |
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| January 6, 2012 |
BEDFORD OAK CAPITAL LP - AMENDMENT NO. 7 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934* (Amendment No. 7)* National Patent Development Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 3763951098 (CUSIP Number) Harvey P. Eisen c/o Bedford Oak Advisors, LLC 100 South Bedford Rd. Mt. Kisco, NY 10549 (914) 242-5701 (Name, Add |
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| January 6, 2012 |
Boulderado Group, LLC - BOULERADO GROUP, LLC FORM SC 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. |
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| January 3, 2012 |
BEDFORD OAK CAPITAL LP - AMENDMENT NO. 6 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934* (Amendment No. 6)* National Patent Development Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 3763951098 (CUSIP Number) Harvey P. Eisen c/o Bedford Oak Advisors, LLC 100 South Bedford Rd. Mt. Kisco, NY 10549 (914) 242-5701 (Name, Add |
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| December 29, 2011 |
Form 4 Joint Filer Information Form 4 Joint Filer Information Name: Bedford Oak Advisors, LLC Address: 100 South Bedford Road, Mt. |
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| December 29, 2011 |
Explanation of Responses (1) The shares of Common Stock are owned directly by certain private investment funds for which Bedford Oak Advisors, LLC serves as the investment manager. |
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| November 3, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2011 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50587 NAT |
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| August 18, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2011 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: |
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| August 15, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q 10-Q 1 f8211010q.htm FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2011 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the tr |
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| August 2, 2011 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. |
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| May 10, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2011 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50587 NATIONA |
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| April 29, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) x ANNUAL REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2010 o TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file Number: 000-50587 NATIONA |
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| March 4, 2011 |
SUBSIDIARIES OF THE REGISTRANT Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Name of Subsidiary Other Names Under Which Subsidiary Conducts Business State or Other Jurisdiction of Incorporation or Organization NPDV Resources, Inc. N/A Delaware Chestnut Hill Reservoir Company N/A Delaware |
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| March 4, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2010 o TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file Number: 000-50587 NATIONAL PATENT DEVELOPMENT |
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| February 28, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 24, 2011 NATIONAL PATENT DEVELOPMENT CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-50587 13-4005439 (Commission File Number) (IRS Employer Identification No. |
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| February 10, 2011 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Under the Securities Exchange Act of 1934 INFORMATION TO BE INCLUDED IN STATEMENTS PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1 )* National Patent Development Corporation (Name of Issuer) COMMON STOCK (Title of Class of Securities) 3763951098 (CUS |
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| February 9, 2011 |
SECURITIES AND EXCHANGE COMMISSION SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) Amendment No. 2 NATIONAL PATENT DEVELOPMENT CORPORATION (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 637132101 (CUSIP Number) December 31, 201 |
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| January 26, 2011 |
SC 13D/A 1 npdv04.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) National Patent Development Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 637132101 (CUSIP Number) Peter D. Goldstein GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and |
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| January 4, 2011 |
Exhibit 99.2 - Form 4 Joint Filer Information Exhibit 99.2 - Form 4 Joint Filer Information Name: Bedford Oak Advisors, LLC Address: 100 South Bedford Road, Mt. Kisco NY 10549 Designated Filer: Harvey P. Eisen Issuer & Ticker Symbol: National Patent Development Corporation (NPDV) Date of Event Requiring Statement: December 31, 2010 Name: Bedford Oak Capital, L.P. Address: 100 South Bedford Road, Mt. Kisco NY 10549 Designated Filer: Harvey P. |
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| January 4, 2011 |
Exhibit 99.1 - Explanation of Responses Exhibit 99.1 - Explanation of Responses (1) Shares of Common Stock previously acquired by Harvey P. Eisen in connection with his services as a director of the Issuer. (2) The shares of Common Stock are owned directly by certain private investment funds for which Bedford Oak Advisors, LLC serves as the investment manager. Harvey P. Eisen is the managing member of Bedford Oak Advisors, LLC. Bedford |
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| November 15, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q 10-Q 1 b111010010q.htm FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2010 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 193 |
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| October 8, 2010 |
Explanation of Responses (1) Shares of Common Stock previously acquired by Harvey P. |
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| October 8, 2010 |
Form 4 Joint Filer Information Form 4 Joint Filer Information Name: Bedford Oak Advisors, LLC Address: 100 South Bedford Road, Mt. |
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| October 5, 2010 |
Exhibit 99.2 - Form 4 Joint Filer Information EX-99.2 3 misc2.htm MISCELLANEOUS EXHIBITS Exhibit 99.2 - Form 4 Joint Filer Information Name: Bedford Oak Advisors, LLC Address: 100 South Bedford Road, Mt. Kisco NY 10549 Designated Filer: Harvey P. Eisen Issuer & Ticker Symbol: National Patent Development Corporation (OTC BB: NPDV) Date of Event Requiring Statement: October 1, 2010 Name: Bedford Oak Capital, L.P. Address: 100 South Bedford Road |
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| October 5, 2010 |
Exhibit 99.1 - Explanation of Responses Exhibit 99.1 - Explanation of Responses (1) Shares of Common Stock previously acquired by Harvey P. Eisen in connection with his services as a director of the Issuer. (2) The shares of Common Stock are owned directly by certain private investment funds for which Bedford Oak Advisors, LLC serves as the investment manager. Harvey P. Eisen is the managing member of Bedford Oak Advisors, LLC. Bedford |
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| September 30, 2010 |
Exhibit 99.2 - Form 4 Joint Filer Information Exhibit 99.2 - Form 4 Joint Filer Information Name: Bedford Oak Advisors, LLC Address: 100 South Bedford Road, Mt. Kisco NY 10549 Designated Filer: Harvey P. Eisen Issuer & Ticker Symbol: National Patent Development Corporation (OTC BB: NPDV) Date of Event Requiring Statement: September 28, 2010 Name: Bedford Oak Capital, L.P. Address: 100 South Bedford Road, Mt. Kisco NY 10549 Designated Filer: H |
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| September 30, 2010 |
Exhibit 99.1 - Explanation of Responses Exhibit 99.1 - Explanation of Responses (1) Shares of Common Stock previously acquired by Harvey P. Eisen in connection with his services as a director of the Issuer. (2) The shares of Common Stock are owned directly by certain private investment funds for which Bedford Oak Advisors, LLC serves as the investment manager. Harvey P. Eisen is the managing member of Bedford Oak Advisors, LLC. Bedford |
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| September 20, 2010 |
Exhibit 99.1 - Explanation of Responses Exhibit 99.1 - Explanation of Responses (1) Shares of Common Stock previously acquired by Harvey P. Eisen in connection with his services as a director of the Issuer. (2) The shares of Common Stock are owned directly by certain private investment funds for which Bedford Oak Advisors, LLC serves as the investment manager. Harvey P. Eisen is the managing member of Bedford Oak Advisors, LLC. Bedford |
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| September 20, 2010 |
Exhibit 99.2 - Form 4 Joint Filer Information EX-99.2 3 misc2.htm MISCELLANEOUS EXHIBITS Exhibit 99.2 - Form 4 Joint Filer Information Name: Bedford Oak Advisors, LLC Address: 100 South Bedford Road, Mt. Kisco NY 10549 Designated Filer: Harvey P. Eisen Issuer & Ticker Symbol: National Patent Development Corporation (OTC BB: NPDV) Date of Event Requiring Statement: September 15, 2010 Name: Bedford Oak Capital, L.P. Address: 100 South Bedford R |
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| September 20, 2010 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934* (Amendment No. 5)* National Patent Development Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 3763951098 (CUSIP Number) Harvey P. Eisen c/o Bedford Oak Advisors, LLC 100 South Bedford Rd. Mt. Kisco, NY 10549 (914) 242-5701 (Name, Add |
