मूलभूत आँकड़े
| CIK | 352363 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Kate Spade & Company
SEC Filings (Chronological Order)
यह पृष्ठ SEC फाइलिंग की एक पूरी, कालानुक्रमिक सूची प्रदान करता है, ओनरशिप फाइलिंग को छोड़कर, जो हम अन्यत्र प्रदान करते हैं।
| January 8, 2020 |
KATE / Kate Spade & Company / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Kate Spade & Co (Name of Issuer) Common Stock (Title of Class of Securities) 485865109 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu |
|
| July 24, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001‑10689 KATE SPADE & COMPANY (Exact name of registrant as specified in its |
|
| July 18, 2017 |
KATE / Kate Spade & Company / GARDNER LEWIS ASSET MANAGEMENT L P Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Kate Spade & Company (Name of Issuer) Common Stock, $ 1.00 par value (Title of Class of Securities) 485865109 (CUSIP Number) Gardner Lewis Asset Management, L.P. Attn: Len Sorgini, Chief Compliance Officer 285 Wilmington West Chester Pike, Chadds Ford, P |
|
| July 12, 2017 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on July 24, 2017, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d2-2 |
|
| July 11, 2017 |
S-8 POS 1 s001781s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on July 11, 2017 Registration Nos. 2-77590 2-95258 033-00661 333-54560 333-105527 333-130382 333-174783 333-189384 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8, Registration Statement No. 2-77590 Post-Effective Amendment No. 1 to Form S-8, Re |
|
| July 11, 2017 |
S-8 POS 1 s001781s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on July 11, 2017 Registration Nos. 2-77590 2-95258 033-00661 333-54560 333-105527 333-130382 333-174783 333-189384 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8, Registration Statement No. 2-77590 Post-Effective Amendment No. 1 to Form S-8, Re |
|
| July 11, 2017 |
As filed with the Securities and Exchange Commission on July 11, 2017 Registration Nos. |
|
| July 11, 2017 |
As filed with the Securities and Exchange Commission on July 11, 2017 Registration Nos. |
|
| July 11, 2017 |
As filed with the Securities and Exchange Commission on July 11, 2017 Registration Nos. |
|
| July 11, 2017 |
S-8 POS 1 s001781s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on July 11, 2017 Registration Nos. 2-77590 2-95258 033-00661 333-54560 333-105527 333-130382 333-174783 333-189384 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8, Registration Statement No. 2-77590 Post-Effective Amendment No. 1 to Form S-8, Re |
|
| July 11, 2017 |
S-8 POS 1 s001781s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on July 11, 2017 Registration Nos. 2-77590 2-95258 033-00661 333-54560 333-105527 333-130382 333-174783 333-189384 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8, Registration Statement No. 2-77590 Post-Effective Amendment No. 1 to Form S-8, Re |
|
| July 11, 2017 |
As filed with the Securities and Exchange Commission on July 11, 2017 Registration Nos. |
|
| July 11, 2017 |
AMENDED AND RESTATED BYLAWS OF KATE SPADE & COMPANY ARTICLE I Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF KATE SPADE & COMPANY ARTICLE I Offices SECTION 1. Registered Office. The registered office of the Corporation within the State of Delaware shall be The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware 19801. SECTION 2. Other Offices. The Corporation may also have an office or offices other than said registered office |
|
| July 11, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 11, 2017 KATE SPADE & COMPANY (Exact name of registrant as specified in its charter) Delaware 1-10689 13-2842791 (State of Incorporation) (Commission File Number) (IRS Employer I |
|
| July 11, 2017 |
Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF KATE SPADE & COMPANY (Pursuant to Section 242 and 245 of the Corporation Law of the State of Delaware) FIRST: The name of the Corporation is KATE SPADE & COMPANY. SECOND: The address of the Corporation?s registered office in the State of Delaware is Corporation Trust Center, 1209 Orange Street, in the City of Wilmington, County of Ne |
|
| July 11, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 5) KATE SPADE & COMPANY (Name of Subject Company) KATE SPADE & COMPANY (Name of Person Filing Statement) Common Stock, $1.00 par value per share (Title of Class of Securities) 4858651 |
|
| July 11, 2017 |
COACH, INC. SUCCESSFULLY COMPLETES TENDER OFFER TO ACQUIRE KATE SPADE & COMPANY Exhibit (a)(1)(O) FOR IMMEDIATE RELEASE CONTACTS: Coach Analysts & Media: Andrea Shaw Resnick Global Head of Investor Relations and Corporate Communications 212/629-2618/AResnick@coach. |
|
| July 11, 2017 |
SC TO-T/A 1 s001780x1sctota.htm SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (RULE 14D-100) Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 6) KATE SPADE & COMPANY (Name of Subject Company) CHELSEA MERGER SUB INC. (Offeror) COACH, INC. (Names of Filing Persons) COMMON STOCK, PAR VALUE $ |
|
| June 28, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 4) KATE SPADE & COMPANY (Name of Subject Company) KATE SPADE & COMPANY (Name of Person Filing Statement) Common Stock, $1.00 par value per share (Title of Class of Securities) 4858651 |
|
| June 28, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (RULE 14D-100) Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 5) KATE SPADE & COMPANY (Name of Subject Company) CHELSEA MERGER SUB INC. (Offeror) COACH, INC. (Names of Filing Persons) COMMON STOCK, PAR VALUE $1.00 PER SHARE (Title of Class of Securiti |
|
| June 26, 2017 |
KATE / Kate Spade & Company / Magnetar Financial LLC - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* KATE SPADE & COMPANY (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 485865109 (CUSIP Number of Class of Securities) Alec N. Litowitz Magnetar Capital LLC 1603 Orrington Ave. Evanston, Illinois 60201 (847) 905-4400 |
|
| June 23, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 3) KATE SPADE & COMPANY (Name of Subject Company) KATE SPADE & COMPANY (Name of Person Filing Statement) Common Stock, $1.00 par value per share (Title of Class of Securities) 4858651 |
|
| June 23, 2017 |
SC TO-T/A 1 s001755x4sctota.htm SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (RULE 14D-100) Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 4) KATE SPADE & COMPANY (Name of Subject Company) CHELSEA MERGER SUB INC. (Offeror) COACH, INC. (Names of Filing Persons) COMMON STOCK, PAR VALUE $ |
|
| June 23, 2017 |
COACH, INC. ANNOUNCES EXTENSION OF TENDER OFFER TO ACQUIRE KATE SPADE & COMPANY Exhibit (a)(5)(F) FOR IMMEDIATE RELEASE CONTACTS: Coach Analysts & Media: Andrea Shaw Resnick Global Head of Investor Relations and Corporate Communications 212/629-2618/AResnick@coach. |
|
| June 16, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (RULE 14D-100) Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 3) KATE SPADE & COMPANY (Name of Subject Company) CHELSEA MERGER SUB INC. (Offeror) COACH, INC. (Names of Filing Persons) COMMON STOCK, PAR VALUE $1.00 PER SHARE (Title of Class of Securiti |
|
| June 14, 2017 |
kateCurrentFolio11K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| June 9, 2017 |
kateCurrentFolio8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| June 8, 2017 |
SC 14D9/A 1 a17-126356sc14d9a.htm SC 14D9/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 2) KATE SPADE & COMPANY (Name of Subject Company) KATE SPADE & COMPANY (Name of Person Filing Statement) Common Stock, $1.00 par value per |
|
| June 8, 2017 |
Exhibit (a)(5)(D) Case 1:17-cv-04177 Document 1 Filed 06/05/17 Page 1 of 31 UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF NEW YORK HEATHER GARCIA, Individually and on Behalf of All Others Similarly Situated, Plaintiff, v. |
|
| June 8, 2017 |
Case 1:17-cv-04155 Document 1 Filed 06/02/17 Page 1 of 22 Case 1:17-cv-04155 Document 1 Filed 06/02/17 Page 1 of 22 Exhibit (a)(5)(C) IN THE UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF NEW YORK CHAILE STEINBERG, On Behalf of Herself ) and All Others Similarly Situated, ) ) Plaintiff, ) ) ) Case No. |
|
| June 8, 2017 |
Exhibit (a)(5)(E) Case 1:17-cv-04205 Document 1 Filed 06/05/17 Page 1 of 31 IN THE UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF NEW YORK ALFREDO JAUREGUI, On Behalf of Himself ) and All Others Similarly Situated, ) Case No. |
|
| June 8, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (RULE 14D-100) Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 2) KATE SPADE & COMPANY (Name of Subject Company) CHELSEA MERGER SUB INC. (Offeror) COACH, INC. (Names of Filing Persons) COMMON STOCK, PAR VALUE $1.00 PER SHARE (Title of Class of Securiti |
|
| June 8, 2017 |
Case 1:17-cv-04125 Document 1 Filed 06/02/17 Page 1 of 17 Exhibit (a)(5)(B) Case 1:17-cv-04125 Document 1 Filed 06/02/17 Page 1 of 17 IN THE UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF NEW YORK JARED ALI, individually and on behalf of all others similarly situated, ) ) ) Plaintiff, ) ) CIVIL ACTION NO. |
|
| June 6, 2017 |
KATE / Kate Spade & Company / GARDNER LEWIS ASSET MANAGEMENT L P Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Kate Spade & Company (Name of Issuer) Common Stock, $ 1.00 par value (Title of Class of Securities) 485865109 (CUSIP Number) Gardner Lewis Asset Management, L.P. Attn: Len Sorgini, Chief Compliance Officer 285 Wilmington West Chester Pike, Chadds Ford, PA |
|
| June 2, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 1) KATE SPADE & COMPANY (Name of Subject Company) KATE SPADE & COMPANY (Name of Person Filing Statement) Common Stock, $1.00 par value per share (Title of Class of Securities) 4858651 |
|
| June 2, 2017 |
Case 1:17-cv-04085 Document 1 Filed 05/31/17 Page 1 of 29 EX-99.(A)(5)(A) 2 s001720x2ex99-a5a.htm EXHIBIT (A)(5)(A) Exhibit (a)(5)(A) Case 1:17-cv-04085 Document 1 Filed 05/31/17 Page 1 of 29 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK JOEL ROSENFELD, on Behalf of Himself and All Others Similarly Situated, ) Case No. ) ) Plaintiff, ) CLASS ACTION ) vs. ) CLASS ACTION COMPLAINT FOR VIOLATIONS OF THE FEDERAL SECURITIES LAWS ) KATE SPADE & CO |
|
| June 2, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (RULE 14D-100) Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 1) KATE SPADE & COMPANY (Name of Subject Company) CHELSEA MERGER SUB INC. (Offeror) COACH, INC. (Names of Filing Persons) COMMON STOCK, PAR VALUE $1.00 PER SHARE (Title of Class of Securiti |
|
| May 31, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report KATE SPADE & COMPANY (Exact name of registrant as specified in its charter) Delaware 1-10689 13-2842791 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 2 Park Avenue, New York, New York 10016 (Address of principal executive offices) |
|
| May 26, 2017 |
[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK] Exhibit (e)(36) May 7, 2017 Deborah Lloyd c/o Kate Spade & Company 2 Park Avenue New York, New York 10016 Dear Ms. |
|
| May 26, 2017 |
[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK] Exhibit (e)(41) May 7, 2017 George Carrara c/o Kate Spade & Company 2 Park Avenue New York, New York 10016 Dear Mr. |
|
| May 26, 2017 |
SC TO-T 1 s001720x1sctot.htm SC TO-T UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (RULE 14D-100) Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 KATE SPADE & COMPANY (Name of Subject Company) CHELSEA MERGER SUB INC. (Offeror) COACH, INC. (Names of Filing Persons) COMMON STOCK, PAR VALUE $1.00 PER SHARE (Title o |
|
| May 26, 2017 |
TABLE OF CONTENTS Exhibit (a)(1)(A) Offer to Purchase for Cash All Outstanding Shares of Common Stock of Kate Spade & Company at $18. |
|
| May 26, 2017 |
[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK] Exhibit (e)(42) May 7, 2017 Thomas Linko c/o Kate Spade & Company 2 Park Avenue New York, New York 10016 Dear Mr. |
|
| May 26, 2017 |
[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK] Exhibit (e)(37) May 7, 2017 George Carrara c/o Kate Spade & Company 2 Park Avenue New York, New York 10016 Dear Mr. |
|
| May 26, 2017 |
Kate Spade & Company 2 Park Avenue New York, NY 10016 Exhibit (d)(3) Kate Spade & Company 2 Park Avenue New York, NY 10016 January 7, 2017 Coach, Inc. |
|
| May 26, 2017 |
[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK] Exhibit (e)(39) May 7, 2017 Timothy Michno c/o Kate Spade & Company 2 Park Avenue New York, New York 10016 Dear Mr. |
|
| May 26, 2017 |
COACH, INC. LAUNCHES TENDER OFFER TO ACQUIRE KATE SPADE & COMPANY FOR $18.50 PER SHARE IN CASH Exhibit (a)(1)(H) FOR IMMEDIATE RELEASE CONTACTS: Coach Analysts & Media: Andrea Shaw Resnick Global Head of Investor Relations and Corporate Communications 212/629-2618/AResnick@coach. |
|
| May 26, 2017 |
[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK] Exhibit (e)(35) May 7, 2017 Craig Leavitt c/o Kate Spade & Company 2 Park Avenue New York, New York 10016 Dear Mr. |
|
| May 26, 2017 |
[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK] Exhibit (e)(38) May 7, 2017 Thomas Linko c/o Kate Spade & Company 2 Park Avenue New York, New York 10016 Dear Mr. |
|
| May 26, 2017 |
Exhibit (a)(1)(B) LETTER OF TRANSMITTAL To Tender Shares of Common Stock of KATE SPADE & COMPANY a Delaware corporation at $18. |
|
| May 26, 2017 |
Exhibit (a)(1)(D) Offer to Purchase for Cash All Outstanding Shares of Common Stock of KATE SPADE & COMPANY a Delaware corporation at $18. |
|
| May 26, 2017 |
Exhibit (a)(1)(E) Offer to Purchase for Cash All Outstanding Shares of Common Stock of KATE SPADE & COMPANY a Delaware corporation at $18. |
|
| May 26, 2017 |
Exhibit (a)(1)(C) NOTICE OF GUARANTEED DELIVERY to Tender Shares of Common Stock of Kate Spade & Company at $18. |
|
| May 26, 2017 |
Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| May 26, 2017 |
[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK] Exhibit (e)(40) May 7, 2017 Linda Yanussi c/o Kate Spade & Company 2 Park Avenue New York, New York 10016 Dear Ms. |
|
| May 26, 2017 |
EX-99.(A)(1)(G) 7 s001720x1exa1g.htm EXHIBIT (A)(1)(G) Exhibit (a)(1)(G) This announcement is neither an offer to purchase nor a solicitation of an offer to sell Shares (as defined below). The Offer (as defined below) is made solely by the Offer to Purchase, dated May 26, 2017, and the related Letter of Transmittal, and any amendments or supplements thereto. The Offer is not being made to, nor wil |
|
| May 18, 2017 |
KATE / Kate Spade & Company / Magnetar Financial LLC - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* KATE SPADE & COMPANY (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 485865109 (CUSIP Number of class of securities) Alec N. Litowitz Magnetar Capital LLC 1603 Orrington Ave. Evanston, Illinois 60201 (847) 905-4400 |
|
| May 18, 2017 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k), as promulgated under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them a Statement on Schedule 13D (including amendments thereto) with regard to the common stock of Kate Spade & Company and further agree that this Joint Filing Agreement be included as an |
|
| May 8, 2017 |
SC TO-C 1 s001691x2sctoc.htm SC TO-C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 KATE SPADE & COMPANY (Name of Subject Company (Issuer)) CHELSEA MERGER SUB INC. An indirect wholly owned subsidiary of COACH, INC. (Name of Filing Persons (Offerors)) Common Stock, p |
|
| May 8, 2017 |
EX-99.6 7 s001691x2ex99-6.htm EXHIBIT 99.6 Exhibit 99.6 WEBCAST TRANSCRIPT ◙ |
|
| May 8, 2017 |
Exhibit 99.3 Coach, Inc. Vendor Letter Dear [XX], Today we announced that Coach, Inc. has entered into a definitive agreement to acquire Kate Spade & Company. Kate Spade is a truly unique brand with a clear and consistent positioning and a growing share of the millennial customer across channels, and we are pleased to add Kate Spade to the Coach, Inc. family. With the addition of Kate Spade, Coach |
|
| May 8, 2017 |
Exhibit 99.5 Coach, Inc. Partner/Distributor Letter Dear [XX], I am pleased to share with you that Coach, Inc. has entered into a definitive agreement to acquire Kate Spade & Company. This combination establishes Coach as the first American house of modern luxury brands, giving Coach a more diverse multi-brand platform with scale in key functions and the resources to invest in talent and innovatio |
|
| May 8, 2017 |
Coach, Inc. to Acquire Kate Spade & Company Exhibit 99.2 Coach, Inc. to Acquire Kate Spade & Company Key Messages: We are at an exciting and pivotal moment in our multi-brand journey. · We recently announced that we have entered into an agreement to acquire Kate Spade & Company, including Kate Spade New York, welcoming the third brand to our portfolio. · We’ve been open about our vision to transform Coach, Inc. by growing through acquisitio |
|
| May 8, 2017 |
Exhibit 99.1 |
|
| May 8, 2017 |
EX-99.4 5 s001691x2ex99-4.htm EXHIBIT 99.4 Exhibit 99.4 Coach, Inc. Employee Letter From: Victor Subject: Transforming Coach, Inc.! Date: Monday, 5/8, 6:50 am Hi Everyone, Today marks an exciting and pivotal moment in our multi-brand journey! I am very pleased to announce that Coach, Inc. has entered into an agreement to acquire Kate Spade & Company (NYSE: KATE). We’ve been open about our vision t |
|
| May 8, 2017 |
[TEXT OF COMMUNICATION TO BUSINESS PARTNERS OF KATE SPADE & COMPANY] EX-99.3 4 a17-126351ex99d3.htm EX-99.3 Exhibit 99.3 [TEXT OF COMMUNICATION TO BUSINESS PARTNERS OF KATE SPADE & COMPANY] As you may have seen, Kate Spade & Company announced today that we will be acquired by Coach, Inc. and become an independent brand within the company’s portfolio of modern luxury lifestyle brands. I have included our press release from this morning below. Please rest assured tha |
|
| May 8, 2017 |
SC14D9C 1 a17-126351sc14d9c.htm SC14D9C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 KATE SPADE & COMPANY (Name of Subject Company) KATE SPADE & COMPANY (Name of Person Filing Statement) Common Stock, $1.00 par value per share (Title of Class |
|
| May 8, 2017 |
Exhibit 99.1 FOR IMMEDIATE RELEASE CONTACTS: Coach Analysts & Media: Andrea Shaw Resnick Global Head of Investor Relations and Corporate Communications 212/629-2618/[email protected] Christina Colone Senior Director, Investor Relations 212/946-7252/[email protected] Kate Spade & Company Investor Relations: Priya Trivedi, Vice President, Finance & Treasurer 201/295-6110/[email protected] Medi |
|
| May 8, 2017 |
[TEXT OF EMAIL COMMUNICATION FROM CEO TO KATE SPADE & COMPANY EMPLOYEES] EX-99.2 3 a17-126351ex99d2.htm EX-99.2 Exhibit 99.2 [TEXT OF EMAIL COMMUNICATION FROM CEO TO KATE SPADE & COMPANY EMPLOYEES] Hi all, I wanted you to hear directly from me regarding the conclusion of our process to review strategic alternatives. After careful consideration, I’m both proud and excited to let you know that today we officially announced that Kate Spade & Company will be acquired by Co |
|
| May 8, 2017 |
Exhibit 99.1 FOR IMMEDIATE RELEASE CONTACTS: Coach Analysts & Media: Andrea Shaw Resnick Global Head of Investor Relations and Corporate Communications 212/629-2618/[email protected] Christina Colone Senior Director, Investor Relations 212/946-7252/[email protected] Kate Spade & Company Investor Relations: Priya Trivedi, Vice President, Finance & Treasurer 201/295-6110/[email protected] Medi |
|
| May 8, 2017 |
Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and among COACH, INC., CHELSEA MERGER SUB INC., and KATE SPADE & COMPANY Dated as of May 7, 2017 TABLE OF CONTENTS Page ARTICLE I THE OFFER 2 Section 1.1 The Offer 2 Section 1.2 Company Actions 5 ARTICLE II THE MERGER 7 Section 2.1 The Merger 7 Section 2.2 Closing 7 Section 2.3 Effective Time 8 Section 2.4 Effects of the Merger 8 Sectio |
|
| May 8, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 8, 2017 (May 7, 2017) KATE SPADE & COMPANY (Exact name of registrant as specified in its charter) Delaware 1-10689 13-2842791 (State or other jurisdiction of incorporation) (Commi |
|
| May 8, 2017 |
SC TO-C 1 s001691x18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 7, 2017 COACH, INC. (Exact name of registrant as specified in its charter) Maryland 1-16153 52-2242751 (State of Incorporation) (Commission File |
|
| May 8, 2017 |
Exhibit 99.1 FOR IMMEDIATE RELEASE CONTACTS: Coach Analysts & Media: Andrea Shaw Resnick Global Head of Investor Relations and Corporate Communications 212/629-2618/[email protected] Christina Colone Senior Director, Investor Relations 212/946-7252/[email protected] Kate Spade & Company Investor Relations: Priya Trivedi, Vice President, Finance & Treasurer 201/295-6110/[email protected] Medi |
|
| May 5, 2017 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14 |
|
| May 1, 2017 |
EXHIBIT 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Kate Spade & Company (the “Company”) on Form 10-Q for the period ending April 1, 2017 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, George M. Carrara, certify, pursuant to 18 U.S.C |
|
| May 1, 2017 |
EXHIBIT 32(c) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Kate Spade & Company (the “Company”) on Form 10-Q for the period ending April 1, 2017 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Thomas Linko, certify, pursuant to 18 U.S.C. Sec |
|
| May 1, 2017 |
KATE / Kate Spade & Company 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 1, 2017 or ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1- |
|
| May 1, 2017 |
EXHIBIT 31(b) SECTION 302 CERTIFICATION I, George M. Carrara, certify that: 1.I have reviewed this quarterly report on Form 10-Q of Kate Spade & Company (the “registrant”); 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements wer |
|
| May 1, 2017 |
EXHIBIT 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Kate Spade & Company (the “Company”) on Form 10-Q for the period ending April 1, 2017 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Craig A. Leavitt, certify, pursuant to 18 U.S.C. |
|
| May 1, 2017 |
EXHIBIT 31(c) SECTION 302 CERTIFICATION I, Thomas Linko, certify that: 1.I have reviewed this quarterly report on Form 10-Q of Kate Spade & Company (the “registrant”); 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were mad |
|
| May 1, 2017 |
EXHIBIT 31(a) SECTION 302 CERTIFICATION I, Craig A. Leavitt, certify that: 1.I have reviewed this quarterly report on Form 10-Q of Kate Spade & Company (the “registrant”); 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
|
| April 28, 2017 |
EXHIBIT 31(c) SECTION 302 CERTIFICATION I, Thomas Linko, certify that: 1. I have reviewed this Amendment No. 1 on Form 10-K/A of Kate Spade & Company (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
|
| April 28, 2017 |
EXHIBIT 32(c) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Amendment No. 1 of Kate Spade & Company (the “Company”) on Form 10-K/A for the period ending December 31, 2016 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Thomas Linko, certify, pursuant to 18 U.S.C |
|
| April 28, 2017 |
KATE / Kate Spade & Company 10-K/A (Annual Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file num |
|
| April 28, 2017 |
EXHIBIT 31(a) SECTION 302 CERTIFICATION I, Craig A. Leavitt, certify that: 1. I have reviewed this Amendment No. 1 on Form 10-K/A of Kate Spade & Company (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements w |
|
| April 28, 2017 |
EXHIBIT 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Amendment No. 1 of Kate Spade & Company (the “Company”) on Form 10-K/A for the period ending December 31, 2016 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, George M. Carrara, certify, pursuant to 18 |
|
| April 28, 2017 |
EXHIBIT 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Amendment No. 1 of Kate Spade & Company (the “Company”) on Form 10-K/A for the period ending December 31, 2016 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Craig A. Leavitt, certify, pursuant to 18 U |
|
| April 28, 2017 |
EXHIBIT 31(b) SECTION 302 CERTIFICATION I, George M. Carrara, certify that: 1. I have reviewed this Amendment No. 1 on Form 10-K/A of Kate Spade & Company (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements |
|
| April 18, 2017 |
KATE SPADE & COMPANY REPORTS FIRST QUARTER 2017 RESULTS kateEx991 EXHIBIT 99.1 KATE SPADE & COMPANY REPORTS FIRST QUARTER 2017 RESULTS · Direct-to-consumer comparable sales decline of 2% · Net sales decreased $3 million, or 1%, compared to the first quarter of 2016 · Net income of $1 million, or 1% of net sales, including $7 million of pretax store impairment charges and $2 million of pretax fees and expenses related to the Company’s ongoing review of |
|
| April 18, 2017 |
kateCurrentFolio8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| March 14, 2017 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: ? Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14 |
|
| February 23, 2017 |
EXHIBIT 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES‑OXLEY ACT OF 2002 In connection with the Annual Report of Kate Spade & Company (the “Company”) on Form 10‑K for the period ending December 31, 2016 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, George M. Carrara, certify, pursuant to 18 U.S. |
|
| February 23, 2017 |
KATE / Kate Spade & Company 10-K - Annual Report - 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 1-106 |
|
| February 23, 2017 |
LIST OF SUBSIDIARIES OF KATE SPADE & COMPANY EX-21 4 kate-20161231ex21260f546.htm EX-21 EXHIBIT 21 LIST OF SUBSIDIARIES OF KATE SPADE & COMPANY Adelington Design Group LLC Delaware Fifth & Pacific Companies Canada, Inc. Canada Fifth & Pacific Companies Cosmetics, Inc. Delaware Fifth & Pacific Companies Foreign Holdings, Inc. Delaware FNP Holdings, LLC Delaware Juicy Couture Canada, Inc. Canada Juicy Couture, Inc. California Kate Spade & Comp |
|
| February 23, 2017 |
DESCRIPTION OF KATE SPADE & COMPANY 2016 EMPLOYEE INCENTIVE PLAN (CASH) EXHIBIT 10(a) DESCRIPTION OF KATE SPADE & COMPANY 2016 EMPLOYEE INCENTIVE PLAN (CASH) For the 2016 fiscal year, Kate Spade & Company maintained a bonus plan for full time salaried employees under which bonuses were earned based upon either Adjusted operating income of the segment or total Company, as measured against pre‑established targets, and, as applicable, departmental performance considerations and the achievement of individual goals, subject to certain terms and conditions. |
|
| February 23, 2017 |
EXHIBIT 31(b) SECTION 302 CERTIFICATION I, George M. Carrara, certify that: 1.I have reviewed this Annual Report on Form 10‑K of Kate Spade & Company (the “registrant”); 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m |
|
| February 23, 2017 |
kate spade & company EXECUTIVE SEVERANCE AGREEMENT EX-10.(L) 3 kate-20161231ex10lbe8208.htm EX-10.(L) EXHIBIT 10(l) kate spade & company EXECUTIVE SEVERANCE AGREEMENT This Executive Severance Agreement (this “Agreement”), effective as of January 1, 20[ ] (the “Effective Date”), is by and between Kate Spade & Company (the “Company”), a Delaware corporation, and [ ] (the “Executive”). WHEREAS, the Compensation Committee of the Board of Directors of |
|
| February 23, 2017 |
EXHIBIT 99 To Be Incorporated By Reference Into Registration Statement on Form S-3 File No. |
|
| February 23, 2017 |
EXHIBIT 32(c) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES‑OXLEY ACT OF 2002 In connection with the Annual Report of Kate Spade & Company (the “Company”) on Form 10‑K for the period ending December 31, 2016 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Thomas Linko, certify, pursuant to 18 U.S.C. Se |
|
| February 23, 2017 |
EXHIBIT 31(a) SECTION 302 CERTIFICATION I, Craig A. Leavitt, certify that: 1.I have reviewed this Annual Report on Form 10‑K of Kate Spade & Company (the “registrant”); 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
|
| February 23, 2017 |
EXHIBIT 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES‑OXLEY ACT OF 2002 In connection with the Annual Report of Kate Spade & Company (the “Company”) on Form 10‑K for the period ending December 31, 2016 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Craig A. Leavitt, certify, pursuant to 18 U.S.C |
|
| February 23, 2017 |
EXHIBIT 31(c) SECTION 302 CERTIFICATION I, Thomas Linko, certify that: 1. I have reviewed this Annual Report on Form 10‑K of Kate Spade & Company (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made |
|
| February 16, 2017 |
kateCurrentFolio8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| February 16, 2017 |
kateEx991 EXHIBIT 99.1 KATE SPADE & COMPANY REPORTS FOURTH QUARTER AND FULL YEAR 2016 RESULTS AND IS REVIEWING STRATEGIC ALTERNATIVES ? Direct-to-consumer comparable sales growth of 9% for the fourth quarter and for the full year 2016 ? Net sales increased $42 million, or 10% for the fourth quarter on a reported basis; full year net sales increased $139 million, or 11% on a reported basis and incr |
|
| February 10, 2017 |
KATE / Kate Spade & Company / HARRIS ASSOCIATES L P - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Kate Spade (Name of Issuer) Common Stock (Title of Class of Securities) 485865109 (CUSIP Number) December 30, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is f |
|
| February 10, 2017 |
KATE / Kate Spade & Company / VANGUARD GROUP INC Passive Investment katespadeco.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 6 )* Name of issuer: Kate Spade & Co Title of Class of Securities: Common Stock CUSIP Number: 485865109 Date of Event Which Requires Filing of this Statement: December 31, 2016 Check the appropriate box to desig |
|
| February 9, 2017 |
KATE / Kate Spade & Company / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Kate Spade & Co (Name of Issuer) Common Stock (Title of Class of Securities) 485865109 (CUSIP Number) December 30, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
|
| November 2, 2016 |
8-K 1 katecurrentfolio8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 2, 2016 KATE SPADE & COMPANY (Exact name of registrant as specified in its charter) Delaware 1-10689 13-2842791 (State or other jurisdiction |
|
| November 2, 2016 |
EXHIBIT 32(c) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Kate Spade & Company (the “Company”) on Form 10-Q for the period ending October 1, 2016 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Thomas Linko, certify, pursuant to 18 U.S.C. S |
|
| November 2, 2016 |
EXHIBIT 31(c) SECTION 302 CERTIFICATION I, Thomas Linko, certify that: 1.I have reviewed this quarterly report on Form 10-Q of Kate Spade & Company (the “registrant”); 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were mad |
|
| November 2, 2016 |
EXHIBIT 31(b) SECTION 302 CERTIFICATION I, George M. Carrara, certify that: 1.I have reviewed this quarterly report on Form 10-Q of Kate Spade & Company (the “registrant”); 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements wer |
|
| November 2, 2016 |
EXHIBIT 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Kate Spade & Company (the “Company”) on Form 10-Q for the period ending October 1, 2016 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, George M. Carrara, certify, pursuant to 18 U.S |
|
| November 2, 2016 |
EXHIBIT 31(a) SECTION 302 CERTIFICATION I, Craig A. Leavitt, certify that: 1.I have reviewed this quarterly report on Form 10-Q of Kate Spade & Company (the “registrant”); 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
|
| November 2, 2016 |
KATE / Kate Spade & Company 10-Q - Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 1, 2016 or ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: |
|
| November 2, 2016 |
KATE SPADE & COMPANY REPORTS THIRD QUARTER 2016 RESULTS kateEx991 EXHIBIT 99.1 KATE SPADE & COMPANY REPORTS THIRD QUARTER 2016 RESULTS ? Direct-to-consumer comparable sales growth of 7% for the third quarter ? Net sales increased $39 million, or 14% for the third quarter on a reported basis; net sales increased $41 million, or 15%, excluding wind-down operations in 2015 ? Third quarter net income of $30 million, or 9% of net sales; Adjusted EBITDA of $ |
|
| November 2, 2016 |
EXHIBIT 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Kate Spade & Company (the “Company”) on Form 10-Q for the period ending October 1, 2016 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Craig A. Leavitt, certify, pursuant to 18 U.S. |
|
| October 5, 2016 |
CORRESP 1 filename1.htm October 5, 2016 Via EDGAR Mr. Joel Parker Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Kate Spade & Company Form 8-K Dated August 3, 2016 Filed August 3, 2016 File No. 1-10689 Dear Mr. Parker: Thank you for your letter dated September 22, 2016 regarding the Kate Spade & Company Form 8-K filed |
|
| August 3, 2016 |
KATE SPADE & COMPANY REPORTS SECOND QUARTER 2016 AND FIRST HALF 2016 RESULTS EX-99.1 2 kate-20160803ex99191052c.htm EX-99.1 EXHIBIT 99.1 KATE SPADE & COMPANY REPORTS SECOND QUARTER 2016 AND FIRST HALF 2016 RESULTS · Direct-to-consumer comparable sales growth of 4% for the second quarter · Net sales increased $39 million, or 14% for the second quarter on a reported basis; net sales increased $47 million, or 17%, excluding wind-down operations in 2015 · Second quarter net in |
|
| August 3, 2016 |
EXHIBIT 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Kate Spade & Company (the “Company”) on Form 10-Q for the period ending July 2, 2016 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, George M. Carrara, certify, pursuant to 18 U.S.C. |
|
| August 3, 2016 |
EXHIBIT 31(a) SECTION 302 CERTIFICATION I, Craig A. Leavitt, certify that: 1.I have reviewed this quarterly report on Form 10-Q of Kate Spade & Company (the “registrant”); 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
|
| August 3, 2016 |
EXHIBIT 32(c) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Kate Spade & Company (the “Company”) on Form 10-Q for the period ending July 2, 2016 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Thomas Linko, certify, pursuant to 18 U.S.C. Sect |
|
| August 3, 2016 |
EXHIBIT 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Kate Spade & Company (the “Company”) on Form 10-Q for the period ending July 2, 2016 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Craig A. Leavitt, certify, pursuant to 18 U.S.C. |
|
| August 3, 2016 |
8-K 1 kate-20160803x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 3, 2016 KATE SPADE & COMPANY (Exact name of registrant as specified in its charter) Delaware 1-10689 13-2842791 (State or other jurisdiction of i |
|
| August 3, 2016 |
KATE / Kate Spade & Company 10-Q - Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 2, 2016 or ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-1 |
|
| August 3, 2016 |
EXHIBIT 31(c) SECTION 302 CERTIFICATION I, Thomas Linko, certify that: 1.I have reviewed this quarterly report on Form 10-Q of Kate Spade & Company (the “registrant”); 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were mad |
|
| August 3, 2016 |
Exhibit 3(a) RESTATED CERTIFICATE OF INCORPORATION OF KATE SPADE & COMPANY (Pursuant to Sections 242 and 245 of the General Corporation Law of the State of Delaware) The undersigned, a duly authorized officer of Kate Spade & Company (the “Corporation”), a corporation organized and existing under the Laws of the State of Delaware, does hereby certify as follows: A:The name of the Corporation is Kate Spade & Company, originally incorporated under the name “Liz Claiborne, Inc. |
|
| August 3, 2016 |
EXHIBIT 31(b) SECTION 302 CERTIFICATION I, George M. Carrara, certify that: 1.I have reviewed this quarterly report on Form 10-Q of Kate Spade & Company (the “registrant”); 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements wer |
|
| July 5, 2016 |
KATE SPADE & COMPANY ANNOUNCES ELECTION OF CARSTEN FISCHER TO BOARD OF DIRECTORS EXHIBIT 99.1 KATE SPADE & COMPANY ANNOUNCES ELECTION OF CARSTEN FISCHER TO BOARD OF DIRECTORS New York July 1, 2016 Kate Spade & Company (NYSE: KATE) today announced the election of Carsten Fischer to the Companys Board of Directors. Mr. Fischers election brings the number of Directors to eleven. His initial term as Director is effective immediately and will expire at the Companys 2017 Annu |
|
| July 5, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 5, 2016 (July 1, 2016) KATE SPADE & COMPANY (Exact name of registrant as specified in its charter) Delaware 1-10689 13-2842791 (State or other jurisdiction of incorporation) (Com |
|
| June 15, 2016 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission file number: 1-10689 KATE SP |
|
| May 31, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report KATE SPADE & COMPANY (Exact name of registrant as specified in its charter) Delaware 1-10689 13-2842791 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 2 Park Avenue, New York, New York 10016 (Address of principal executive offices) |
|
| May 25, 2016 |
As amended and restated through May 19, 2016 KATE SPADE & COMPANY (A Delaware Corporation) ARTICLE I EX-3.(B) 3 a16-121541ex3db.htm EX-3.(B) EXHIBIT 3(b) As amended and restated through May 19, 2016 BY-LAWS of KATE SPADE & COMPANY (A Delaware Corporation) ARTICLE I Offices Section 1. Offices. The corporation shall maintain a registered office in the State of Delaware as required by law. The corporation may also have an office or offices at such other place or places, within or without the State o |
|
| May 25, 2016 |
8-K 1 a16-1215418k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 25, 2016 (May 19, 2016) KATE SPADE & COMPANY (Exact name of registrant as specified in its charter) Delaware 1-10689 13-2842791 (State or other jurisdic |
|
| May 25, 2016 |
Certificate of Amendment to the Restated Certificate of Incorporation of Kate Spade & Company EX-3.(A) 2 a16-121541ex3da.htm EX-3.(A) EXHIBIT 3(a) Certificate of Amendment to the Restated Certificate of Incorporation of Kate Spade & Company The undersigned of Kate Spade & Company, (the “Corporation”) a corporation organized and existing under the Laws of the State of Delaware, does hereby certify as follows: A: The name of the Corporation is Kate Spade & Company. B: The Corporation’s Resta |
|
| May 25, 2016 |
EX-10.2 5 a16-121541ex10d2.htm EX-10.2 Exhibit 10.2 KATE SPADE & COMPANY [ ] PERFORMANCE SHARE UNIT AWARD - NOTICE OF GRANT: PARTICIPANT NAME: PARTICIPANT ID: GRANT DATE: NUMBER OF UNITS (TARGET): (subject to adjustment under Section 3.7(b) of the Equity Plan and Section 4 below) We are pleased to inform you that, pursuant to the Company’s 2013 Stock Incentive Plan, the Compensation Committee of t |
|
| May 25, 2016 |
EX-10.1 4 a16-121541ex10d1.htm EX-10.1 Exhibit 10.1 Kate Spade & Company 2016 Restricted Stock Unit Grant Confirmation Statement Name of Grantee: Employee ID#: Plan: 2013 Stock Incentive Plan Grant Date: Number of RSUs Granted: (subject to adjustment under Section 3.7(b) of the Plan) Vesting Schedule: 50% on second anniversary of Grant Date and 50% on third anniversary of Grant Date, subject to Se |
|
| May 4, 2016 |
EXHIBIT 32(c) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Kate Spade & Company (the “Company”) on Form 10-Q for the period ending April 2, 2016 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Thomas Linko, certify, pursuant to 18 U.S.C. Sec |
|
| May 4, 2016 |
KATE SPADE & COMPANY REPORTS FIRST QUARTER 2016 RESULTS EXHIBIT 99.1 KATE SPADE & COMPANY REPORTS FIRST QUARTER 2016 RESULTS ? Direct-to-consumer comparable sales growth of 19% for the first quarter ? Net sales increase of 15% for the quarter, excluding wind-down operations in 2015; on a reported basis, net sales increase of 7% ? First quarter Adjusted EBITDA of $35 million, or 13% of sales, an increase of 26% excluding wind-down operations in the quar |
|
| May 4, 2016 |
EXHIBIT 31(a) SECTION 302 CERTIFICATION I, Craig A. Leavitt, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Kate Spade & Company (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we |
|
| May 4, 2016 |
EXHIBIT 31(b) SECTION 302 CERTIFICATION I, George M. Carrara, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Kate Spade & Company (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements w |
|
| May 4, 2016 |
Kate Spade 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 4, 2016 KATE SPADE & COMPANY (Exact name of registrant as specified in its charter) Delaware 1-10689 13-2842791 (State or other jurisdiction of incorporation) (Commission File Num |
|
| May 4, 2016 |
EXHIBIT 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Kate Spade & Company (the “Company”) on Form 10-Q for the period ending April 2, 2016 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, George M. Carrara, certify, pursuant to 18 U.S.C |
|
| May 4, 2016 |
EXHIBIT 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Kate Spade & Company (the “Company”) on Form 10-Q for the period ending April 2, 2016 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Craig A. Leavitt, certify, pursuant to 18 U.S.C. |
|
| May 4, 2016 |
EXHIBIT 31(c) SECTION 302 CERTIFICATION I, Thomas Linko, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Kate Spade & Company (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m |
|
| May 4, 2016 |
KATE / Kate Spade & Company 10-Q - Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 2, 2016 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from ........................... |
|
| April 8, 2016 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14 |
|
| April 8, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
|
| March 9, 2016 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: ý Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14 |
|
| March 7, 2016 |
Kate Spade 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 7, 2016 (March 3, 2016) KATE SPADE & COMPANY (Exact name of registrant as specified in its charter) Delaware 1-10689 13-2842791 (State or other jurisdiction of incorporation) (C |
|
| March 1, 2016 |
QuickLinks - Click here to rapidly navigate through this document EXHIBIT 31(b) SECTION 302 CERTIFICATION I, George M. |
|
| March 1, 2016 |
EXHIBIT 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of Kate Spade & Company (the "Company") on Form 10-K for the period ending January 2, 2016 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, Craig A. Leavitt, certify, pursuant to 18 U.S.C. |
|
| March 1, 2016 |
QuickLinks - Click here to rapidly navigate through this document EXHIBIT 31(c) SECTION 302 CERTIFICATION I, Thomas Linko, certify that: 1. |
|
| March 1, 2016 |
KATE / Kate Spade & Company 10-K - Annual Report - 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 2, 2016 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 1-10689 |
|
| March 1, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 1, 2016 KATE SPADE & COMPANY (Exact name of registrant as specified in its charter) Delaware 1-10689 13-2842791 (State or other jurisdiction of (Commission File Number) (IRS Emp |
|
| March 1, 2016 |
DESCRIPTION OF KATE SPADE & COMPANY 2015 EMPLOYEE INCENTIVE PLAN (CASH) QuickLinks - Click here to rapidly navigate through this document EXHIBIT 10(a) DESCRIPTION OF KATE SPADE & COMPANY 2015 EMPLOYEE INCENTIVE PLAN (CASH) For the 2015 fiscal year, Kate Spade & Company maintained a bonus plan for full time salaried employees under which bonuses were earned based upon either Adjusted operating income of the segment or total Company, as measured against pre-established targets, and, as applicable, departmental performance considerations and the achievement of individual goals, subject to certain terms and conditions. |
|
| March 1, 2016 |
LIST OF SUBSIDIARIES OF KATE SPADE & COMPANY EX-21 6 a2227505zex-21.htm EX-21 QuickLinks - Click here to rapidly navigate through this document EXHIBIT 21 LIST OF SUBSIDIARIES OF KATE SPADE & COMPANY Adelington Design Group LLC Delaware Fifth & Pacific Companies Canada, Inc. Canada Fifth & Pacific Companies Cosmetics, Inc. Delaware Fifth & Pacific Companies Foreign Holdings, Inc. Delaware FNP Holdings, LLC Delaware Juicy Couture Canada, Inc. |
|
| March 1, 2016 |
QuickLinks - Click here to rapidly navigate through this document EXHIBIT 32(b) CERTIFICATION PURSUANT TO 18 U. |
|
| March 1, 2016 |
Kate Spade & Company [ ] Restricted Stock Unit Grant Confirmation EXHIBIT 10(j)(viii) Kate Spade & Company [ ] Restricted Stock Unit Grant Confirmation Name: Employee ID#: Plan: Fifth & Pacific Companies, Inc. |
|
| March 1, 2016 |
QuickLinks - Click here to rapidly navigate through this document EXHIBIT 31(a) SECTION 302 CERTIFICATION I, Craig A. |
|
| March 1, 2016 |
KATE SPADE & COMPANY EXECUTIVE SEVERANCE AGREEMENT EXHIBIT 10(l)(i) KATE SPADE & COMPANY EXECUTIVE SEVERANCE AGREEMENT This Executive Severance Agreement (this “Agreement”), effective as of this [ ] day of [ ] 20[ ] (the “Effective Date”), is by and between Kate Spade & Company (the “Company”), a Delaware corporation, and [ ] (the “Executive”). |
|
| March 1, 2016 |
KATE SPADE & COMPANY [ ] PERFORMANCE SHARE UNIT AWARD NOTICE OF GRANT: EXHIBIT 10(j)(vii) KATE SPADE & COMPANY [ ] PERFORMANCE SHARE UNIT AWARD NOTICE OF GRANT: PARTICIPANT NAME: PARTICIPANT ID: GRANT DATE: NUMBER OF UNITS: · We are pleased to inform you that, pursuant to the Company’s 2013 Stock Incentive Plan, the Compensation Committee of the Board of Directors of Kate Spade & Company has made an award of performance share units to you, subject to the terms and conditions set forth in the attached Grant Certificate. |
|
| March 1, 2016 |
EX-99 14 a2227505zex-99.htm EX-99 EXHIBIT 99 To Be Incorporated By Reference Into Registration Statement on Form S-3 File No. 333-181590 Registration Statements on Forms S-8 (File Nos. 2-77590, 2-95258, 033-00661, 333-09851, 333-54560, 333-105527, 333-130382, 333-174783, 333-186094 and 333-189384) UNDERTAKINGS (a) The undersigned registrant hereby undertakes: (1) To file, during any period in whic |
|
| March 1, 2016 |
KATE SPADE & COMPANY REPORTS FOURTH QUARTER AND FULL YEAR 2015 RESULTS AND PROVIDES 2016 GUIDANCE Exhibit 99.1 KATE SPADE & COMPANY REPORTS FOURTH QUARTER AND FULL YEAR 2015 RESULTS AND PROVIDES 2016 GUIDANCE ? Direct-to-consumer comparable sales growth of 14% for the fourth quarter and 13% for the full year 2015 ? Net sales increase of 14% for the quarter and 21% for the full year, adjusting for previously announced wind-down operations and excluding certain non-comparable items in 2014; on a |
|
| March 1, 2016 |
QuickLinks - Click here to rapidly navigate through this document EXHIBIT 32(c) CERTIFICATION PURSUANT TO 18 U. |
|
| February 10, 2016 |
KATE / Kate Spade & Company / VANGUARD GROUP INC Passive Investment katespadeandco.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5 )* Name of issuer: Kate Spade & Co Title of Class of Securities: Common Stock CUSIP Number: 485865109 Date of Event Which Requires Filing of this Statement: December 31, 2015 Check the appropriate box to de |
|
| November 5, 2015 |
EXHIBIT 31(b) SECTION 302 CERTIFICATION I, George M. Carrara, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Kate Spade & Company (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements w |
|
| November 5, 2015 |
EXHIBIT 32(c) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Kate Spade & Company (the “Company”) on Form 10-Q for the period ending October 3, 2015 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Thomas Linko, certify, pursuant to 18 U.S.C. S |
|
| November 5, 2015 |
EXHIBIT 31(a) SECTION 302 CERTIFICATION I, Craig A. Leavitt, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Kate Spade & Company (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we |
|
| November 5, 2015 |
EXHIBIT 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Kate Spade & Company (the ?Company?) on Form 10-Q for the period ending October 3, 2015 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, George M. Carrara, certify, pursuant to 18 U.S |
|
| November 5, 2015 |
KATE SPADE & COMPANY REPORTS THIRD QUARTER 2015 RESULTS Exhibit 99.1 KATE SPADE & COMPANY REPORTS THIRD QUARTER 2015 RESULTS ? Third quarter direct-to-consumer comparable sales growth of 16% ? Net sales increased 26% for the quarter, adjusting for previously announced wind-down operations and excluding certain non-comparable items in 2014, or 11% on a reported basis ? Third quarter Adjusted EBITDA of $36 million, or 13% of sales, and adjusted diluted e |
|
| November 5, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 3, 2015 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from ......................... |
|
| November 5, 2015 |
8-K 1 a15-2242218k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 5, 2015 KATE SPADE & COMPANY (Exact name of registrant as specified in its charter) Delaware 1-10689 13-2842791 (State or other jurisdiction of inc |
|
| November 5, 2015 |
EXHIBIT 31(c) SECTION 302 CERTIFICATION I, Thomas Linko, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Kate Spade & Company (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m |
|
| November 5, 2015 |
EXHIBIT 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Kate Spade & Company (the “Company”) on Form 10-Q for the period ending October 3, 2015 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Craig A. Leavitt, certify, pursuant to 18 U.S. |
|
| September 10, 2015 |
Exhibit 99.1 KATE SPADE NEW YORK PRO FORMA HISTORICAL STORE INFORMATION 1Q14 2Q14 3Q14 4Q14 1Q15 2Q15 kate spade new york North America Specialty 77 82 84 93 92 97 Outlet 42 51 56 57 60 62 Total Store Count 119 133 140 150 152 159 Average Square Feet (in 000s) 251 275 314 340 345 358 kate spade new york International Owned Specialty 17 17 20 19 19 19 Concession 43 45 47 49 51 52 Outlet 9 9 9 12 1 |
|
| September 10, 2015 |
8-K 1 a15-1914718k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 10, 2015 KATE SPADE & COMPANY (Exact name of registrant as specified in its charter) Delaware 1-10689 13-2842791 (State or other jurisdiction of i |
|
| August 5, 2015 |
KATE SPADE & COMPANY REPORTS SECOND QUARTER 2015 AND FIRST HALF 2015 RESULTS Exhibit 99.1 KATE SPADE & COMPANY REPORTS SECOND QUARTER 2015 AND FIRST HALF 2015 RESULTS · Second quarter direct-to-consumer comparable sales growth of 10% and 12% excluding eCommerce · Second quarter net sales increased 20%, adjusting for previously announced wind-down operations and excluding certain non-comparable items in 2014, or 6% on a reported basis · Second quarter Adjusted EBITDA of $41 |
|
| August 5, 2015 |
EXHIBIT 31(b) SECTION 302 CERTIFICATION I, George M. Carrara, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Kate Spade & Company (the ?registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements w |
|
| August 5, 2015 |
EXHIBIT 32(c) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Kate Spade & Company (the “Company”) on Form 10-Q for the period ending July 4, 2015 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Thomas Linko, certify, pursuant to 18 U.S.C. Sect |
|
| August 5, 2015 |
EXHIBIT 31(c) SECTION 302 CERTIFICATION I, Thomas Linko, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Kate Spade & Company (the ?registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m |
|
| August 5, 2015 |
EXHIBIT 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Kate Spade & Company (the “Company”) on Form 10-Q for the period ending July 4, 2015 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Craig A. Leavitt, certify, pursuant to 18 U.S.C. |
|
| August 5, 2015 |
EXHIBIT 31(a) SECTION 302 CERTIFICATION I, Craig A. Leavitt, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Kate Spade & Company (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we |
|
| August 5, 2015 |
EXHIBIT 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Kate Spade & Company (the “Company”) on Form 10-Q for the period ending July 4, 2015 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, George M. Carrara, certify, pursuant to 18 U.S.C. |
|
| August 5, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 4, 2015 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from ............................ |
|
| August 5, 2015 |
Kate Spade 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 5, 2015 KATE SPADE & COMPANY (Exact name of registrant as specified in its charter) Delaware 1-10689 13-2842791 (State or other jurisdiction of (Commission File Number) (IRS Em |
|
| June 17, 2015 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission file number: 1-10689 KATE SP |
|
| June 1, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report KATE SPADE & COMPANY (Exact name of registrant as specified in its charter) Delaware 1-10689 13-2842791 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 2 Park Avenue, New York, New York 10016 (Address of principal executive offices) |
|
| June 1, 2015 |
June 1, 2015 Via EDGAR Ms. Tia L. Jenkins Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Kate Spade & Company Form 10-K for the Fiscal Year Ended January 3, 2015 Filed March 3, 2015 Form 8-K Filed March 3, 2015 Commission File No. 1-10689 Dear Ms. Jenkins: Thank you for your letter dated May 4, 2015 regarding the Kate |
|
| May 22, 2015 |
8-K 1 a15-1260118k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 22, 2015 (May 19, 2015) KATE SPADE & COMPANY (Exact name of registrant as specified in its charter) Delaware 1-10689 13-2842791 (State or other jurisdic |
|
| May 22, 2015 |
Amendment to the By-Laws of Kate Spade & Company EX-3.B 3 a15-126011ex3db.htm EX-3.B EXHIBIT 3(b) Amendment to the By-Laws of Kate Spade & Company Section 3 of Article II of the By-Laws of Kate Spade & Company shall be deleted and replaced in its entirety with the following: Section 3. Special Meetings. (a) Unless otherwise prescribed by law or the Restated Certificate of Incorporation (such certificate, as amended from time to time, including r |
|
| May 22, 2015 |
Certificate of Amendment to the Restated Certificate of Incorporation of Kate Spade & Company EX-3.A 2 a15-126011ex3da.htm EX-3.A EXHIBIT 3(a) Certificate of Amendment to the Restated Certificate of Incorporation of Kate Spade & Company The undersigned Kate Spade & Company, a corporation organized and existing under the Laws of the State of Delaware (the “Corporation”), does hereby certify as follows: A: The name of the Corporation is Kate Spade & Company B: The Corporation’s Restated Cert |
|
| May 22, 2015 |
KATE SPADE & COMPANY 162(M) ANNUAL INCENTIVE PLAN EX-10.1 4 a15-126011ex10d1.htm EX-10.1 Exhibit 10.1 KATE SPADE & COMPANY 162(M) ANNUAL INCENTIVE PLAN 1. Purpose The purpose of the Kate Spade & Company 162(m) Annual Incentive Plan (the “Plan”) is to provide incentives to certain senior officers in a manner designed to reinforce the performance goals of Kate Spade & Company (“Kate Spade” or the “Company”); to strengthen the Company’s “pay for per |
|
| May 15, 2015 |
May 15, 2015 Via EDGAR Ms. Tia L. Jenkins Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Kate Spade & Company Form 10-K for the Fiscal Year Ended January 3, 2015 Filed March 3, 2015 Form 8-K Filed March 3, 2015 Commission File No. 1-10689 Dear Ms. Jenkins: Thank you for your letter dated May 4, 2015 regarding the Kate |
|
| May 7, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 a15-7196110q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 4, 2015 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fro |
|
| May 7, 2015 |
KATE SPADE & COMPANY REPORTS FIRST QUARTER 2015 RESULTS EXHIBIT 99.1 KATE SPADE & COMPANY REPORTS FIRST QUARTER 2015 RESULTS ? First quarter 2015 net sales increased 28%, adjusting for previously announced wind-down operations and excluding certain non-comparable items in 2014, or 14% on a reported basis ? First quarter 2015 direct-to-consumer comparable sales growth of 9% ? First quarter 2015 Adjusted EBITDA Excluding Wind-Down Operations was $28 mill |
|
| May 7, 2015 |
8-K 1 a15-1097018k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 7, 2015 KATE SPADE & COMPANY (Exact name of registrant as specified in its charter) Delaware 1-10689 13-2842791 (State or other jurisdiction of (Commiss |
|
| May 7, 2015 |
EXHIBIT 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Kate Spade & Company (the “Company”) on Form 10-Q for the period ending April 4, 2015 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, George M. Carrara, certify, pursuant to 18 U.S.C |
|
| May 7, 2015 |
EXHIBIT 31(a) SECTION 302 CERTIFICATION I, Craig A. Leavitt, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Kate Spade & Company (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we |
|
| May 7, 2015 |
EXHIBIT 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Kate Spade & Company (the “Company”) on Form 10-Q for the period ending April 4, 2015 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Craig A. Leavitt, certify, pursuant to 18 U.S.C. |
|
| May 7, 2015 |
EXHIBIT 31(c) SECTION 302 CERTIFICATION I, Thomas Linko, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Kate Spade & Company (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m |
|
| May 7, 2015 |
EXHIBIT 32(c) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Kate Spade & Company (the "Company") on Form 10-Q for the period ending April 4, 2015 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Thomas Linko, certify, pursuant to 18 U.S.C. Sec |
|
| May 7, 2015 |
EXHIBIT 31(b) SECTION 302 CERTIFICATION I, George M. Carrara, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Kate Spade & Company (the ?registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements w |
|
| April 9, 2015 |
Use these links to rapidly review the document Table of Contents Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| April 9, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
|
| March 13, 2015 |
Use these links to rapidly review the document Table of Contents Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| March 12, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 12, 2015 (March 12, 2015) KATE SPADE & COMPANY (Exact name of registrant as specified in its charter) Delaware 1-10689 13-2842791 (State or other jurisdiction of (Commission Fil |
|
| March 6, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 6, 2015 (March 4, 2015) KATE SPADE & COMPANY (Exact name of registrant as specified in its charter) Delaware 1-10689 13-2842791 (State or other jurisdiction of incorporation) (C |
|
| March 3, 2015 |
DESCRIPTION OF KATE SPADE & COMPANY 2014 EMPLOYEE INCENTIVE PLAN (CASH) EX-10.(A) 2 a2223327zex-10a.htm EX-10.(A) QuickLinks - Click here to rapidly navigate through this document EXHIBIT 10(a) DESCRIPTION OF KATE SPADE & COMPANY 2014 EMPLOYEE INCENTIVE PLAN (CASH) For the 2014 fiscal year, Kate Spade & Company maintained a bonus plan for full time salaried employees under which bonuses were earned based upon either Adjusted operating income of the segment or total Co |
|
| March 3, 2015 |
EXHIBIT 31(a) SECTION 302 CERTIFICATION I, Craig A. Leavitt, certify that: 1. I have reviewed this Annual Report on Form 10-K of Kate Spade & Company (the "registrant"); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
|
| March 3, 2015 |
QuickLinks - Click here to rapidly navigate through this document EXHIBIT 99 To Be Incorporated By Reference Into Registration Statement on Form S-3 File No. |
|
| March 3, 2015 |
KATE SPADE & COMPANY [ ] PERFORMANCE SHARE UNIT AWARD NOTICE OF GRANT: EXHIBIT 10(j)(vi) KATE SPADE & COMPANY [ ] PERFORMANCE SHARE UNIT AWARD NOTICE OF GRANT: PARTICIPANT NAME: PARTICIPANT ID: GRANT DATE: NUMBER OF UNITS: ? shares We are pleased to inform you that, pursuant to the Company?s 2013 Stock Incentive Plan, the Compensation Committee of the Board of Directors of Kate Spade & Company has made an award of performance share units to you, subject to the terms and conditions set forth in the attached Grant Certificate. |
|
| March 3, 2015 |
KATE SPADE & COMPANY [ ] MARKET SHARE UNIT AWARD NOTICE OF GRANT: EXHIBIT 10(j)(iv) KATE SPADE & COMPANY [ ] MARKET SHARE UNIT AWARD NOTICE OF GRANT: PARTICIPANT NAME: PARTICIPANT ID: GRANT DATE: NUMBER OF UNITS: ? shares We are pleased to inform you that, pursuant to the Company?s 2013 Stock Incentive Plan, the Compensation Committee of the Board of Directors of Kate Spade & Company has made an award of market share units to you, subject to the terms and conditions set forth in the attached Grant Certificate. |
|
| March 3, 2015 |
8-K 1 a15-578218k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 3, 2015 KATE SPADE & COMPANY (Exact name of registrant as specified in its charter) Delaware 1-10689 13-2842791 (State or other jurisdiction of incorpo |
|
| March 3, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 3, 2015 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 1-10689 |
|
| March 3, 2015 |
Kate Spade & Company 2015 Stock Option Grant Confirmation FORM EXHIBIT 10(j)(v) Kate Spade & Company 2015 Stock Option Grant Confirmation Associate Name: <> Associate Empl ID#: <> Stock Incentive Plan: Fifth & Pacific Companies, Inc. |
|
| March 3, 2015 |
LIST OF SUBSIDIARIES OF KATE SPADE & COMPANY EX-21 6 a2223327zex-21.htm EX-21 QuickLinks - Click here to rapidly navigate through this document EXHIBIT 21 LIST OF SUBSIDIARIES OF KATE SPADE & COMPANY Adelington Design Group LLC Delaware Fifth & Pacific Companies Canada, Inc. Canada Fifth & Pacific Companies Cosmetics, Inc. Delaware Fifth & Pacific Companies Foreign Holdings, Inc. Delaware Fifth & Pacific Companies Puerto Rico, Inc. Delaware |
|
| March 3, 2015 |
Kate Spade & Company Reports Fourth Quarter and Full Year 2014 Results and Provides 2015 Guidance EXHIBIT 99.1 Kate Spade & Company Reports Fourth Quarter and Full Year 2014 Results and Provides 2015 Guidance · Fourth quarter 2014 net sales increased 45% to $399 million; full year 2014 net sales increased 42% to $1.139 billion · Fourth quarter 2014 direct-to-consumer comparable sales growth of 28%; full year 2014 direct to consumer comparable sales growth of 24%, excluding the benefit of the e |
|
| March 3, 2015 |
QuickLinks - Click here to rapidly navigate through this document EXHIBIT 32(a) CERTIFICATION PURSUANT TO 18 U. |
|
| March 3, 2015 |
QuickLinks - Click here to rapidly navigate through this document EXHIBIT 31(b) SECTION 302 CERTIFICATION I, Thomas Linko, certify that: 1. |
|
| March 3, 2015 |
QuickLinks - Click here to rapidly navigate through this document EXHIBIT 32(b) CERTIFICATION PURSUANT TO 18 U. |
|
| February 11, 2015 |
SC 13G/A 1 kate13gadec14.htm KATE AS OF 12/31/2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) KATE SPADE & CO (Name of Issuer) COMMON STOCK (Title of Class of Securities) 485865109 (FKA 316645100) (CUSIP Number) December 31, 2014 (Date of Event which Requires Filing of Statement) Check the appropr |
|
| February 10, 2015 |
KATE / Kate Spade & Company / VANGUARD GROUP INC Passive Investment katespade.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4 )* Name of issuer: Kate Spade & Co Title of Class of Securities: Common Stock CUSIP Number: 485865109 Date of Event Which Requires Filing of this Statement: December 31, 2014 Check the appropriate box to designa |
|
| January 29, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) January 29, 2015 (January 26, 2015) KATE SPADE & COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 1-10689 13-2842791 (State or Other Jurisdiction of Incorporation) ( |
|
| January 29, 2015 |
EXHIBIT 99.1 Kate Spade & Company Announces Plan to Focus Investment on kate spade new york and Provides Preliminary 2014 Results and 2015 Summary Guidance ? Kate Spade Saturday to Transition to a Label within kate spade new york Brand ? Jack Spade Repositioned for Growth through Distribution Network of Retail Partners and eCommerce ? Reports Preliminary 2014 Full-Year Adjusted EBITDA of $145 to $ |
|
| November 6, 2014 |
EXHIBIT 31(b) SECTION 302 CERTIFICATION I, Thomas Linko, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Kate Spade & Company (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m |
|
| November 6, 2014 |
KATE SPADE & COMPANY REPORTS THIRD QUARTER 2014 RESULTS EXHIBIT 99.1 KATE SPADE & COMPANY REPORTS THIRD QUARTER 2014 RESULTS · Net sales increased 30% to $250 million and year to date net sales increased 40% to $740 million · Adjusted EBITDA, net of foreign transaction currency adjustments, increased 69% to $21 million compared to prior year comparable adjusted EBITDA · Increased full year 2014 Adjusted EBITDA guidance to a range of $130 million - $140 |
|
| November 6, 2014 |
EXHIBIT 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Kate Spade & Company (the “Company”) on Form 10-Q for the period ending October 4, 2014 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Thomas Linko, certify, pursuant to 18 U.S.C. S |
|
| November 6, 2014 |
EXHIBIT 31(a) SECTION 302 CERTIFICATION I, Craig A. Leavitt, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Kate Spade & Company (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we |
|
| November 6, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 6, 2014 KATE SPADE & COMPANY (Exact name of registrant as specified in its charter) Delaware 1-10689 13-2842791 (State or other jurisdiction of incorporation) (Commission Fil |
|
| November 6, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 a14-19619110q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 4, 2014 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period |
|
| November 6, 2014 |
EXHIBIT 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Kate Spade & Company (the “Company”) on Form 10-Q for the period ending October 4, 2014 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Craig A. Leavitt, certify, pursuant to 18 U.S. |
|
| October 14, 2014 |
EXHIBIT 99.1 KATE SPADE & COMPANY CONFIRMS PREVIOUSLY ANNOUNCED PLAN TO APPOINT THOMAS LINKO CHIEF FINANCIAL OFFICER October 14, 2014 – Kate Spade & Company (NYSE: KATE) today confirmed its previously announced plan and appointed Thomas Linko as Chief Financial Officer of the Company. In this position, Mr. Linko will oversee the global finance team and report to George Carrara, President & Chief O |
|
| October 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 14, 2014 (October 8, 2014) KATE SPADE & COMPANY (Exact name of registrant as specified in its charter) Delaware 1-10689 13-2842791 (State or other jurisdiction of incorporatio |
|
| August 15, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 15, 2014 KATE SPADE & COMPANY (Exact name of registrant as specified in its charter) Delaware 1-10689 13-2842791 (State or other jurisdiction of incorporation) (Commission File |
|
| August 15, 2014 |
KATE SPADE & COMPANY SEGMENT AND COMPARABLE ADJUSTED EBITDA INFORMATION EXHIBIT 99.1 KATE SPADE & COMPANY SEGMENT AND COMPARABLE ADJUSTED EBITDA INFORMATION On February 3, 2014, the Company completed the sale of 100.0% of the capital stock of Lucky Brand Dungarees, Inc. (“Lucky Brand”) to LBD Acquisition Company, LLC, a Delaware limited liability company and affiliate of Leonard Green & Partners, L.P., for an aggregate payment of $225.0 million, comprised of $140.0 mi |
|
| August 12, 2014 |
EXHIBIT 31(b) SECTION 302 CERTIFICATION I, George M. Carrara, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Kate Spade & Company (the ?registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements w |
|
| August 12, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 a14-13858110q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 5, 2014 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fro |
|
| August 12, 2014 |
EXHIBIT 31(a) SECTION 302 CERTIFICATION I, Craig A. Leavitt, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Kate Spade & Company (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we |
|
| August 12, 2014 |
EXHIBIT 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Kate Spade & Company (the “Company”) on Form 10-Q for the period ending July 5, 2014 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, George M. Carrara, certify, pursuant to 18 U.S.C. |
|
| August 12, 2014 |
EXHIBIT 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Kate Spade & Company (the ?Company?) on Form 10-Q for the period ending July 5, 2014 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, Craig A. Leavitt, certify, pursuant to 18 U.S.C. |
|
| August 12, 2014 |
KATE SPADE & COMPANY REPORTS 2nd QUARTER AND FIRST HALF 2014 RESULTS Exhibit 99.1 Investor Relations Contact: Media Contact: Priya Trivedi Emily Garbaccio Vice President, Finance Vice President, Communications Kate Spade & Company Kate Spade & Company 201.295.6110 212.739.6552 KATE SPADE & COMPANY REPORTS 2nd QUARTER AND FIRST HALF 2014 RESULTS · Reports Q2 2014 Kate Spade direct to consumer comparable sales growth of 30%, contributing to an increase of full year 2 |
|
| August 12, 2014 |
Exhibit 10.1 CREDIT AGREEMENT dated as of May 16, 2014, among KATE SPADE & COMPANY, KATE SPADE UK LIMITED, and KATE SPADE CANADA INC., as Borrowers, The GUARANTORS Party Hereto, The LENDERS Party Hereto JPMORGAN CHASE BANK, N.A., as Administrative Agent and US Collateral Agent, JPMORGAN CHASE BANK, N.A., TORONTO BRANCH, as Canadian Administrative Agent and Canadian Collateral Agent, J.P. MORGAN EU |
|
| August 12, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 12, 2014 KATE SPADE & COMPANY (Exact name of registrant as specified in its charter) Delaware 1-10689 13-2842791 (State or other jurisdiction of incorporation) (Commission File |
|
| July 1, 2014 |
KATE SPADE & COMPANY ELECTS DOUG MACK TO BOARD OF DIRECTORS EXHIBIT 99.1 KATE SPADE & COMPANY ELECTS DOUG MACK TO BOARD OF DIRECTORS June 26, 2014 – Kate Spade & Company (NYSE: KATE) today announced the election of Doug Mack to the Company’s Board of Directors. Mack’s election brings the number of Directors to eleven. His initial term as director is effective immediately and will expire at the Company’s 2015 Annual Meeting of Stockholders. An eCommerce inn |
|
| July 1, 2014 |
8-K 1 a14-1640018k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 1, 2014 (June 25, 2014) KATE SPADE & COMPANY (Exact name of registrant as specified in its charter) Delaware 1-10689 13-2842791 (State or other jurisdi |
|
| June 12, 2014 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission file number: 1-10689 KATE SP |
|
| June 2, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report KATE SPADE & COMPANY (Exact name of registrant as specified in its charter) Delaware 1-10689 13-2842791 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 2 Park Avenue, New York, New York 10016 (Address of principal executive offices) |
|
| May 28, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 28, 2014 (May 21, 2014) KATE SPADE & COMPANY (Exact name of registrant as specified in its charter) Delaware 1-10689 13-2842791 (State or other jurisdiction of incorporation) (Com |
|
| May 27, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 27, 2014 (May 20, 2014) KATE SPADE & COMPANY (Exact name of registrant as specified in its charter) Delaware 1-10689 13-2842791 (State or other jurisdiction of incorporation) (Com |
