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| LEI | 549300GBSIZYFZV2R837 |
| CIK | 1005101 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to The Marygold Companies, Inc.
SEC Filings (Chronological Order)
यह पृष्ठ SEC फाइलिंग की एक पूरी, कालानुक्रमिक सूची प्रदान करता है, ओनरशिप फाइलिंग को छोड़कर, जो हम अन्यत्र प्रदान करते हैं।
| June 20, 2025 |
Exhibit 10.1 STOCK PURCHASE AGREEMENT by and between: The Marygold Companies, Inc. and SKCAL LLC Dated as of June 19, 2025 i LIST OF EXHIBITS AND SCHEDULES EXHIBITS Exhibit A Certain Definitions Exhibit B Target Net Working Capital SCHEDULES Schedule A Seller Information Schedule B Buyer Share Allocation Disclosure Schedules ii STOCK PURCHASE AGREEMENT This Stock Purchase Agreement (this “Agreemen |
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| June 20, 2025 |
Exhibit 99.1 The Marygold Companies Enters Agreement to Sell Canadian Subsidiary - Brigadier Security Systems Sold to SKCAL LLC - San Clemente, California, June 20, 2025 – The Marygold Companies, Inc. (“TMC” or the “Company”) (NYSE American: MGLD), a diversified global holding company, today announced that it has entered into a stock purchase agreement to sell its wholly owned Canadian subsidiary, |
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| June 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 19, 2025 The Marygold Companies, Inc. |
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| May 8, 2025 |
The Marygold Companies Reports Financial Results for the Three and Nine Months Ended March 31, 2025 Exhibit 99.1 The Marygold Companies Reports Financial Results for the Three and Nine Months Ended March 31, 2025 San Clemente, Calif., May 8, 2025—The Marygold Companies, Inc. (“TMC,” or the “Company”) (NYSE American: MGLD), a diversified global holding firm with a focus on financial services, today reported financial results for the three and nine months ended March 31, 2025. Revenue for the thir |
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| May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2025 The Marygold Companies, Inc. |
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| May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2025 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number: 001-41318 THE MARYGOLD COMPANI |
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| March 10, 2025 |
Exhibit 1.1 THE MARYGOLD COMPANIES, INC. Up to $4,650,000 of Common Stock EQUITY DISTRIBUTION AGREEMENT March 7, 2025 Maxim Group LLC 300 Park Avenue, 16th Floor New York, New York 10022 Ladies and Gentlemen: The Marygold Companies, Inc., a Nevada corporation (the “Company”), proposes to issue and sell through or to Maxim Group LLC (the “Agent”), as sales agent or principal, common stock of the Co |
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| March 10, 2025 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2025 The Marygold Companies, Inc. |
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| March 7, 2025 |
Up to $4,650,000 THE MARYGOLD COMPANIES, INC. Shares of common stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-283898 PROSPECTUS SUPPLEMENT (To prospectus dated December 27, 2024) Up to $4,650,000 THE MARYGOLD COMPANIES, INC. Shares of common stock We have entered into an Equity Distribution Agreement (“Equity Distribution Agreement”) with Maxim Group LLC (“Maxim” or “sales agent”) relating to the shares of our common stock, par value $0.001 per share ( |
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| February 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2024 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number: 001-41318 THE MARYGOLD COMP |
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| January 27, 2025 |
THE MARYGOLD COMPANIES, INC. Shares of common stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-283898 THE MARYGOLD COMPANIES, INC. Shares of common stock We are offering under this prospectus supplement 2,050,000 shares of our common stock, $0.001 par value per share (“common stock” or “securities”), at a public offering price of $1.10 per share. Our common stock is listed on the NYSE American LLC (“NYSE American”) under the symbol “MGLD |
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| January 27, 2025 |
Exhibit 1.1 2,050,000 Shares of Common Stock THE MARYGOLD COMPANIES, INC. UNDERWRITING AGREEMENT January 26, 2025 Maxim Group LLC 300 Park Avenue, 16th Floor New York, NY 10022 Ladies and Gentlemen: The Marygold Companies, Inc., a Nevada corporation (the “Company”), proposes, subject to the terms and conditions contained herein, (this “Agreement”), to sell to you, Maxim Group LLC (“Maxim” or the “ |
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| January 27, 2025 |
The Marygold Companies, Inc. Announces Proposed Public Offering of Common Stock Exhibit 99.1 The Marygold Companies, Inc. Announces Proposed Public Offering of Common Stock SAN CLEMENTE, Calif., January 24, 2025–(BUSINESS WIRE)–The Marygold Companies, Inc. (“TMC,” or the “Company”) (NYSE American: MGLD), a diversified global holding company, today announced that it has commenced an underwritten public offering of shares of its common stock. All of the shares of common stock t |
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| January 27, 2025 |
Entry into a Material Definitive Agreement, Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 26, 2025 The Marygold Companies, Inc. |
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| January 27, 2025 |
THE MARYGOLD COMPANIES, INC. ANNOUNCES PRICING OF $2.25 MILLION PUBLIC OFFERING Exhibit 99.2 THE MARYGOLD COMPANIES, INC. ANNOUNCES PRICING OF $2.25 MILLION PUBLIC OFFERING San Clemente, California, January 26, 2025 – The Marygold Companies, Inc. (“TMC,” or the “Company”), (NYSE American: MGLD), a diversified global holding company, today announced the pricing of an underwritten public offering of 2,050,000 shares of its common stock at a price to the public of $1.10 per shar |
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| January 24, 2025 |
THE MARYGOLD COMPANIES, INC. Shares of common stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-283898 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement is not an offer to sell these securities, and we are not soliciting an offer to buy these securities in any state or other jurisdiction where the offer or sale is not permitted. Subject to completion, dated |
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| December 23, 2024 |
THE MARYGOLD COMPANIES, INC. 120 Calle Iglesia Unit B San Clemente, CA 92672 December 23, 2024 THE MARYGOLD COMPANIES, INC. 120 Calle Iglesia Unit B San Clemente, CA 92672 December 23, 2024 VIA EDGAR United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attn: Aisha Adegbuyi, Esq. Attorney Advisor and: Madeline Mateo, Esq. Attorney Advisor Division of Corporation Finance Re: The Marygold Companies, Inc. Form S-3 Registration Statement (File No. 333-283898 |
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| December 18, 2024 |
As filed with the Securities and Exchange Commission on December 18, 2024. As filed with the Securities and Exchange Commission on December 18, 2024. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 THE MARYGOLD COMPANIES, INC. (Exact name of registrant as specified in its charter) Nevada 90-1133909 (State or other jurisdiction of incorporation or organization) (IR |
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| December 18, 2024 |
Amended and Restated Articles of Incorporation of Concierge Technologies, Inc. Exhibit 3.1 |
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| December 18, 2024 |
Calculation of Filing Fee Table Exhibit 107.1 Calculation of Filing Fee Table Form S-3 (Form Type) The Marygold Companies, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered (1) Proposed Maximum Aggregate Offering Price Per Share Maximum Aggregate Offering Price Fee Rate Amoun |
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| December 18, 2024 |
Exhibit 3.3 |
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| December 18, 2024 |
Specimen Stock Certificate for shares of common stock Exhibit 4.1 |
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| November 12, 2024 |
Exhibit 99.1 The Marygold Companies Reports Financial Results for 2025 First Fiscal Quarter -Company Continues Investments In Financial Services Sector - San Clemente, Calif., November 8, 2024—The Marygold Companies, Inc. (“TMC,” or the “Company”) (NYSE American: MGLD), a diversified global holding firm, today reported financial results for its 2025 first fiscal quarter ended September 30, 2024. R |
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| November 12, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2024 The Marygold Companies, Inc. |
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| November 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2024 The Marygold Companies, Inc. |
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| November 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2024 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number: 001-41318 THE MARYGOLD COM |
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| September 24, 2024 |
Exhibit 10.1 Note Purchase Agreement This Note Purchase Agreement (this “Agreement”), dated as of September 19, 2024, is entered into by and between The Marygold Companies, Inc., a Nevada corporation (“Company”), and Streeterville Capital, LLC, a Utah limited liability company, its successors and/or assigns (“Investor”). A. Company and Investor are executing and delivering this Agreement in relian |
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| September 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 19, 2024 The Marygold Companies, Inc. |
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| September 24, 2024 |
Exhibit 99.1 The Marygold Companies Secures Private Placement to Finance Next-Stage Rollout Initiatives for Recently Developed Fintech Product -Company Enters Note Purchase Agreement for up to $6.56 Million- SAN CLEMENTE, Calif., September 24, 2024—The Marygold Companies, Inc. (“TMC” or the “Company”) (NYSE American: MGLD), a diversified global holding firm, today announced it has secured $4.38 mi |
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| September 24, 2024 |
Pledge Agreement, dated September 19, 2024, by and between Company and Streeterville Capital, LLC. Exhibit 10.4 STOCK PLEDGE AGREEMENT This STOCK PLEDGE AGREEMENT (this “Agreement”) is entered into as of September 19, 2024 by and between Streeterville Capital, LLC, a Utah limited liability company (the “Secured Party”), and The Marygold Companies, Inc., a Nevada corporation (the “Pledgor”). A. Effective as of the date hereof, the Secured Party loaned to the Pledgor certain funds (the “Loan”) ev |
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| September 24, 2024 |
Form of Secured Promissory Note, dated September 19, 2024. Exhibit 10.2 SECURED PROMISSORY NOTE Effective Date: September 19, 2024 U.S. $4,380,000.00 FOR VALUE RECEIVED, The Marygold Companies, Inc., a Nevada corporation (“Borrower”), promises to pay to Streeterville Capital, LLC, a Utah limited liability company, or its successors or assigns (“Lender”), $4,380,000.00 and any interest, fees, charges, and late fees accrued hereunder on the date that is twe |
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| September 24, 2024 |
Security Agreement, dated September 19, 2024, by and between Company and Streeterville Capital, LLC. Exhibit 10.5 Security Agreement This Security Agreement (this “Agreement”), dated as of September 19, 2024, is executed by The Marygold Companies, Inc., a Nevada corporation (“Debtor”), in favor of Streeterville Capital, LLC, a Utah limited liability company (“Secured Party”). A. Debtor has issued to Secured Party a certain Secured Promissory Note of even date herewith, as may be amended from time |
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| September 24, 2024 |
Form of Secured Promissory Note #2. Exhibit 10.3 SECURED PROMISSORY NOTE Effective Date: January , 2025 U.S. $2,180,000.00 FOR VALUE RECEIVED, The Marygold Companies, Inc., a Nevada corporation (“Borrower”), promises to pay to Streeterville Capital, LLC, a Utah limited liability company, or its successors or assigns (“Lender”), $2,180,000.00 and any interest, fees, charges, and late fees accrued hereunder on the date that is twenty- |
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| September 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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| September 18, 2024 |
Exhibit 2.1 |
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| September 18, 2024 |
Exhibit 21.1 THE MARYGOLD COMPANIES, INC. SUBSIDIARIES AS OF JUNE 30, 2024 Company Name State or Country of Incorporation or Organization Voting Percent Owned Directly or Indirectly USCF Investments, Inc. Delaware 100 United States Commodity Funds, LLC Delaware 100 USCF Advisers, LLC Delaware 100 Kahnalytics, Inc., d/b/a Original Sprout California 100 Marygold & Co. California 100 Marygold & Co. A |
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| September 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED JUNE 30, 2024 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-41318 The Marygold Companies, Inc. (Exact name of registrant as specified i |
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| September 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED JUNE 30, 2023 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-41318 The Marygold Companies, Inc. (Exact Name of Regis |
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| September 16, 2024 |
EXHIBIT 21.1 THE MARYGOLD COMPANIES, INC. SUBSIDIARIES AS OF JUNE 30, 2022 Company Name State or Country of Incorporation or Organization Voting Percent Owned Directly or Indirectly USCF Investments, Inc. Delaware 100 United States Commodity Funds, LLC Delaware 100 USCF Advisers, LLC Delaware 100 Kahnalytics, Inc., d/b/a Original Sprout California 100 Marygold & Co. California 100 Marygold & Co. A |
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| September 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED JUNE 30, 2022 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-41318 The Marygold Companies, Inc. (Exact Name of Regis |
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| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2024 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 001-41318 THE MARYGOLD COMPA |
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| February 15, 2024 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2024 The Marygold Companies, Inc. |
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| February 15, 2024 |
Exhibit 99.1 The Marygold Companies Reports Financial Results for the Second Quarter and First Half of Fiscal 2024 San Clemente, Calif., February 14, 2024—The Marygold Companies, Inc. (“TMC,” or the “Company”) (NYSE American: MGLD), a diversified global holding firm, today reported financial results for the three and six months ended December 31, 2023. Revenue for the three months ended December 3 |
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| February 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2023 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 001-41318 THE MARYGOLD CO |
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| January 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 12, 2024 The Marygold Companies, Inc. |
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| November 21, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2023 The Marygold Companies, Inc. |
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| November 14, 2023 |
The Marygold Companies Reports Financial Results for 2024 First Fiscal Quarter Exhibit 99.1 The Marygold Companies Reports Financial Results for 2024 First Fiscal Quarter San Clemente, Calif., November 13, 2023—The Marygold Companies, Inc. (“TMC,” or the “Company”) (NYSE American: MGLD), a diversified global holding firm, today reported financial results for the 2024 first fiscal quarter ended September 30, 2023. Net revenues for the three months ended September 30, 2023 wer |
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| November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2023 The Marygold Companies, Inc. |
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| November 13, 2023 |
Exhibit 10.6 |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2023 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 000-29913 THE MARYGOLD C |
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| October 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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| October 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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| September 25, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED JUNE 30, 2023 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 000-29913 The Marygold Companies, Inc. (Exact name of registr |
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| June 13, 2023 |
EXHIBIT 99.1 The Marygold Companies’ Subsidiary, Marygold & Co., Initiates Nationwide Marketing of Newly Developed Mobile Fintech App Unique Digital Mobile Platform Enables Clients to Spend, Invest and Save with FDIC-Insured Accounts Proprietary, Internally Developed App Completes Beta Testing; Now Available at Apple and Google App Stores for iOS and Android Devices San Clemente, Calif., June 13, |
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| June 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2023 The Marygold Companies, Inc. |
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| May 15, 2023 |
Exhibit 99.1 The Marygold Companies Reports Financial Results for 2023 Third Fiscal Quarter -Company Continues to Post Profitable Operating Results, with Strong Balance Sheet and Cash Position- San Clemente, Calif., May 15, 2023—The Marygold Companies, Inc. (“TMC,” or the “Company”) (NYSE American: MGLD), a diversified global holding firm, today reported financial results for the third fiscal quar |
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| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2023 The Marygold Companies, Inc. |
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| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2023 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 000-29913 |
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| April 17, 2023 |
Exhibit 99.1 The Marygold Companies Appoints Two New Board Members Banking Executive James S. Alexander Fills Vacancy as New Independent Director; Marygold CFO Stuart Crumbaugh Succeeds Kathryn Rooney as Management Director San Clemente, Calif., April 17, 2023—The Marygold Companies, Inc. (“TMC,” or the “Company”) (NYSE American: MGLD), today announced the appointments of James S. Alexander and St |
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| April 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2023 The Marygold Companies, Inc. |
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| February 14, 2023 |
Exhibit 99.1 The Marygold Companies Reports Financial Results for 2023 Second Fiscal Quarter -Company Posts Profitable Operating Results, with Strong Balance Sheet- -Enters Beta Testing Phase for New Fintech App, Expected Soft Launch Later this Calendar Year- San Clemente, Calif., February 14, 2023—The Marygold Companies, Inc. (“TMC,” or the “Company”) (NYSE American: MGLD), a diversified global h |
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| February 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2023 The Marygold Companies, Inc. |
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| February 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2022 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 000-299 |
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| January 19, 2023 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: January 19, 2023 The Marygold Companies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-29913 90-1133909 (state of incorporation) (Commission File Number) (IRS Employer I.D. Number) 120 Calle Iglesia Un |
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| January 19, 2023 |
Exhibit 99.1 The Marygold Companies Names Timothy M. Rooney President of Fintech Subsidiary - Marygold & Co. Experienced Financial Services Executive to Lead Company as it Nears Completion of Development and Introduction of Innovative Mobile Banking App San Clemente, Calif., January 19, 2023—The Marygold Companies, Inc. (“TMC,” or the “Company”) (NYSE American: MGLD), a diversified global holding |
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| November 23, 2022 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: November 21, 2022 The Marygold Companies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-29913 90-1133909 (state of incorporation) (Commission File Number) (IRS Employer I.D. Number) 120 Calle Iglesia U |
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| November 15, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2022 The Marygold Companies, Inc. |
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| November 15, 2022 |
Exhibit 99.1 The Marygold Companies Reports Financial Results for 2023 First Fiscal Quarter -Company Remains Profitable, with Strong Balance Sheet- San Clemente, Calif., November 14, 2022?The Marygold Companies, Inc. (?TMC,? or the ?Company?) (NYSE American: MGLD) (formerly Concierge Technologies, Inc.), a diversified global holding firm, today reported financial results for the first fiscal quart |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2022 OR ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 000-29 |
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| October 25, 2022 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: October 24, 2022 The Marygold Companies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-29913 90-1133909 (state of incorporation) (Commission File Number) (IRS Employer I.D. Number) 120 Calle Iglesia, U |
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| October 25, 2022 |
TheMarygold Companies Investor Presentation dated October 2022 Exhibit 99.1 The Marygold Companies Investor Presentation dated October 2022 |
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| October 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Information Statement o Confidential, for Use of the Commission (only as permitted by Rule 14c-5(d)(2)) x Definitive |
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| September 29, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2022 The Marygold Companies, Inc. |
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| September 29, 2022 |
Exhibit 99.1 The Marygold Companies Reports Financial Results for Fiscal 2022 -Company Reports Profitable Operations and Further Strengthening of Balance Sheet- San Clemente, Calif., September 29, 2022?The Marygold Companies, Inc. (?Marygold? or the ?Company?) (NYSE American: MGLD) (formerly Concierge Technologies, Inc.), a diversified global holding firm, today reported financial results for the |
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| September 28, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED JUNE 30, 2022 or ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 000-29913 The Marygold Companies, Inc. (Exact name of registr |
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| September 6, 2022 |
MGLD / Concierge Technologies Inc / Nicholas & Melinda Gerber Living Trust Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* The Marygold Companies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 206065203 (CUSIP Number) Nicholas Daniel Gerber C/O The Marygold Companies, Inc. 120 Calle Iglesia, Unit B San Clemente, CA 92672 925-297-9465 (Name, Address and |
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| August 16, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: August 16, 2022 The Marygold Companies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-29913 90-1133909 (state of incorporation) (Commission File Number) (IRS Employer I.D. Number) 120 Calle Iglesia, Un |
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| August 16, 2022 |
The Marygold Companies Investor Presentation dated August 2022 Exhibit 99.1 |
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| August 11, 2022 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 9, 2022 The Marygold Companies, Inc. |
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| August 11, 2022 |
EXHIBIT 99.1 The Marygold Companies to Participate in Sidoti Micro-Cap Virtual Conference - Presentation Scheduled for August 17 at 10:45 a.m. EDT - San Clemente, Calif., August 9, 2022, ? The Marygold Companies, Inc. (?Marygold? or the ?Company?) (NYSE American: MGLD), a diversified global holding firm, today announced that Nicholas Gerber, Chief Executive Officer, and David Neibert, Chief Operat |
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| June 21, 2022 |
EXHIBIT 99.1 The Marygold Companies Completes Acquisition of Tiger Financial & Asset Management Limited Transaction Enables Company to Expand Financial Services Offerings Throughout the U.K. San Clemente, Calif., June 21, 2022?The Marygold Companies, Inc. (NYSE American: MGLD) (the ?Company?) (formerly, Concierge Technologies, Inc.) today announced completion of the previously announced acquisitio |
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| June 21, 2022 |
EXHIBIT 10.2 DATED 20 June 2022 Variation agreement between Keith Halford and Marygold & Co. (UK) Limited CONTENTS CLAUSE 1. Terms defined in the Agreement ........ 2 2. Consideration .................................... 2 3. Variation ........................................... 2 4. Governing law and jurisdiction ....... 6 SCHEDULE Schedule 1 Original Agreement .......7 This agreement is dated th |
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| June 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A (Amendment No. |
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| June 14, 2022 |
MGLD / Concierge Technologies Inc / Gerber Sheila - AMENDMENT NO. 1 Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 1)* Under the Securities Exchange Act of 1934 THE MARYGOLD COMPANIES, INC. (Name of Issuer) Common Stock, $0.001 value per share (Title of Class of Securities) 57403M104 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| May 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2022 OR ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 000-29913 |
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| May 16, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2022 The Marygold Companies, Inc. |
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| May 16, 2022 |
The Marygold Companies Reports Financial Results For the Three and Nine Months Ended March 31, 2022 EXHIBIT 99.1 The Marygold Companies Reports Financial Results For the Three and Nine Months Ended March 31, 2022 - - Company Reports Consolidated Profits, as investment continues with development of Marygold Mobile Fintech App - San Clemente, California, May 16, 2022?The Marygold Companies, Inc. (NYSE American: MGLD) (the ?Company? or ?The Marygold Companies?) (formerly Concierge Technologies, Inc |
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| May 10, 2022 |
May 10, 2022 Securities and Exchange Commission Division of Corporation Finance 100 F Street N. |
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| April 29, 2022 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON APRIL 29, 2022 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON APRIL 29, 2022 REGISTRATION NO. |
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| April 29, 2022 |
Exhibit 107 Calculation of Filing Fee Table Form S-3 (Form Type) THE MARYGOLD COMPANIES, INC. |
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| April 19, 2022 |
Exhibit 10.3 Employment Agreement between the Company and Carolyn Yu April 18, 2022 Via email ([email protected]) To: Carolyn Yu Re: Offer of Promotion and Employment in New Role Dear Carolyn: The Marygold Companies (?TMC? or the "Company") is pleased to offer you employment in the position of Chief Legal Officer and Chief Continuity Officer of the Company beginning on April 1, 2022, or |
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| April 19, 2022 |
Exhibit 10.2 Employment Agreement between the Company and David Neibert April 18, 2022 Via email ([email protected]) To: David Neibert Re: Employment Agreement Dear David: The Marygold Companies (?TMC? or the "Company") is pleased to offer you continued employment under the following terms and conditions in the position of Chief Operations Officer (?COO?) of the Company beginning o |
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| April 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2022 The Marygold Companies, Inc. |
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| April 19, 2022 |
Exhibit 10.4 One-Time Transaction Bonus Agreement by and between the Company, Wainwright Holdings, Inc., and John Love ONE TIME TRANSACTION BONUS AGREEMENT This ONE TIME TRANSACTION BONUS AGREEMENT, dated as of April 18, 2022 (the ?Agreement?), is entered into by and among Concierge Technologies, Inc. (?Concierge?) and its wholly-owned subsidiary, Wainwright Holdings, Inc., (?Wainwright? or the ?C |
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| April 19, 2022 |
Exhibit 10.1 Employment Agreement between the Company and Stuart Crumbaugh April 18, 2022 Via email ([email protected]) To: Stuart Crumbaugh Re: Employment Agreement Dear Stuart: The Marygold Companies (?TMC? or the ?Company?) is pleased to offer you continued employment under the following terms and conditions in the position of Chief Financial Officer (?CFO?) of the Company beg |
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| April 1, 2022 |
As filed with the Securities and Exchange Commission on April 1, 2022 As filed with the Securities and Exchange Commission on April 1, 2022 Registration No. |
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| April 1, 2022 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) THE MARYGOLD COMPANIES, INC. |
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| April 1, 2022 |
2021 Omnibus Equity Incentive Plan Exhibit 99.1 CONCIERGE TECHNOLOGIES Inc. 2021 OMNIBUS EQUITY INCENTIVE PLAN 1. Purpose. The purpose of the Concierge Technologies Inc. 2021 Omnibus Equity Incentive Plan (the ?Plan?) is to align the interests of selected Employees, Non-Employee Directors and Consultants with those of Concierge Technologies Inc. (the ?Company?) stockholders by providing such individuals with long-term incentive com |
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| March 15, 2022 |
Underwriting Agreement, dated March 9, 2022, between the Company and Maxim Group LLC Exhibit 1.1 1,650,000 SHARES OF COMMON STOCK CONCIERGE TECHNOLOGIES, INC. UNDERWRITING AGREEMENT March 9, 2022 Maxim Group LLC Investment Banking 300 Park Avenue, 16th Floor New York, New York 10022 As Representative of the Several Underwriters, if any, named in Schedule I hereto Ladies and Gentlemen: The undersigned, CONCIERGE TECHNOLOGIES, INC., a company incorporated under the laws of Nevada (c |
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| March 15, 2022 |
EXHIBIT 99.1 Concierge Technologies, Inc. Announces Pricing of Upsized $3.3 Million Public Offering and Uplisting to NYSE American Exchange Corporate Name Change to The Marygold Companies and Trading on NYSE American to be Effective on March 10, 2022, Under the Company?s new symbol ?MGLD? San Clemente, CA -(March 9, 2022) ? Concierge Technologies, Inc. (OTC Pink: CNCG) (the ?Company?), a diversifi |
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| March 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 9, 2022 The Marygold Companies, Inc. |
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| March 15, 2022 |
EXHIBIT 4.1 Representative?s Warrant Agreement THE REGISTERED HOLDER OF THIS PURCHASE WARRANT BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE, OR BE THE SUBJECT OF ANY HEDGING, SHORT SALE, DERIVATIVE, PUT, OR CALL TRANSACTION THAT WOULD RESULT IN THE EFFECTIVE ECONOMIC DISPOSITION OF THIS PURCHASE WARRANT OR THE UNDERLYING SECURITIES FOR A PERIOD OF |
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| March 15, 2022 |
EXHIBIT 99.2 The Marygold Companies, Inc. Announces Closing of its Upsized Underwritten Public Offering and Full Exercise of Over-Allotment Option SAN CLEMENTE, CA, March 14, 2022 (BUSINESSWIRE) ? The Marygold Companies, Inc. (NYSE American: MGLD) (the ?Company?), a diversified global holding firm, today announced the closing of its previously announced underwritten public offering of 1,897,500 sh |
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| March 11, 2022 |
CONCIERGE TECHNOLOGIES, INC. 1,650,000 Shares of Common Stock Filed Pursuant to Rule 424(b)(4) Registration No. 333-261522 PROSPECTUS CONCIERGE TECHNOLOGIES, INC. 1,650,000 Shares of Common Stock This is a firm commitment underwritten public offering of 1,650,000 shares of Common Stock, par value $0.001 (?Common Stock?, and each a ?Share? and collectively, the ?Shares?) of Concierge Technologies, Inc. (the ?Company,? ?Concierge,? ?we,? ?our? or ?us?) at an o |
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| March 9, 2022 |
Exhibit 107 CALCULATION OF REGISTRATION FEE TABLE Form S-1MEF Concierge Technologies, Inc. |
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| March 9, 2022 |
As filed with the Securities and Exchange Commission on March 9, 2022. As filed with the Securities and Exchange Commission on March 9, 2022. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Concierge Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 6199 90-1133909 (State or other jurisdiction of incorporation or organization) |
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| March 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES Pursuant to Section 12(b) or (g) of the of the Securities Exchange Act of 1934 Concierge Technologies, Inc.* (Exact name of registrant as specified in its charter) Nevada 90-1133909 (State of incorporation or organization) (I.R.S. Employer Identification No.) 120 Calle |
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| March 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A/A (Amendment No. 1) FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES Pursuant to Section 12(b) or (g) of the of the Securities Exchange Act of 1934 Concierge Technologies, Inc.* (Exact name of registrant as specified in its charter) Nevada 90-1133909 (State of incorporation or organization) (I.R.S. Employer Identific |
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| March 7, 2022 |
Concierge Technologies, Inc. Announces Uplist to NYSE American Exchange and Corporate Name Change to ?The Marygold Companies, Inc.? Trading on NYSE American Expected to be Effective on or about March 10, 2022, Under symbol ?MGLD? San Clemente, CA -(March 7, 2022) ? Concierge Technologies, Inc. (OTC Pink: CNCG) (the ?Company?), a diversified global holding firm, announced today that, subject to mee |
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| March 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 7, 2022 CONCIERGE TECHNOLOGIES, INC. |
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| March 7, 2022 |
BARBARA K. CEGAVSKE Secretary of State 202 North Carson Street Carson City, Nevada 89701-4201 (775) 684-5708 Website: www.nvsos.gov Profit Corporation: Certificate of Amendment (PURSUANT TO NRS 78.380 & 78.385/78.390) Certificate to Accompany Restated Articles or Amended and Restated Articles (PURSUANT TO NRS 78.403) Officer's Statement (PURSUANT TO NRS 80.030) TYPE OR PRINT - USE DARK INK ONLY - |
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| March 3, 2022 |
As filed with the Securities and Exchange Commission on March 3, 2022. As filed with the Securities and Exchange Commission on March 3, 2022. Registration No. 333-261522 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1/A (Amendment No. 3) REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Concierge Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 6199 90-1133909 (State or other jurisdiction of incor |
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| February 18, 2022 |
As filed with the Securities and Exchange Commission on February 18, 2022. As filed with the Securities and Exchange Commission on February 18, 2022. Registration No. 333-261522 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1/A (Amendment No. 2) REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Concierge Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 6199 90-1133909 (State or other jurisdiction of i |
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| February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2021 OR ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 000-299 |
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| January 31, 2022 |
As filed with the Securities and Exchange Commission on January 31, 2022. As filed with the Securities and Exchange Commission on January 31, 2022. Registration No. 333-261522 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1/A (Amendment No. 1) REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Concierge Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 6199 90-1133909 (State or other jurisdiction of in |
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| January 31, 2022 |
Form of Underwriter’s Warrant. Exhibit 4.1 Representative?s Warrant Agreement THE REGISTERED HOLDER OF THIS PURCHASE WARRANT BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE, OR BE THE SUBJECT OF ANY HEDGING, SHORT SALE, DERIVATIVE, PUT, OR CALL TRANSACTION THAT WOULD RESULT IN THE EFFECTIVE ECONOMIC DISPOSITION OF THIS PURCHASE WARRANT OR THE UNDERLYING SECURITIES FOR A PERIOD OF |
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| January 31, 2022 |
Form of Underwriting Agreement. Exhibit 1.1 [] SHARES OF COMMON STOCK CONCIERGE TECHNOLOGIES, INC. UNDERWRITING AGREEMENT [], 2022 Maxim Group LLC Investment Banking 300 Park Avenue, 16th Floor New York, New York 10022 As Representative of the Several Underwriters, if any, named in Schedule I hereto Ladies and Gentlemen: The undersigned, CONCIERGE TECHNOLOGIES, INC., a company incorporated under the laws of Nevada (collectively |
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| December 7, 2021 |
Subsidiaries of the Registrant. EX-21 2 i21559ex21.htm Exhibit 21 Subsidiaries of Concierge Technologies, Inc. (As of December 3, 2021) Subsidiary Jurisdiction of Incorporation Brigadier Security Systems (2000) Ltd. Canada Gourmet Foods, Ltd. New Zealand Kahnalytics, Inc. (d/b/a Original Sprout) California Marygold & Co. Delaware Marygold & Co. Advisory Services, LLC Delaware Marygold & Co. (UK) Limited United Kingdom Printstock |
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| December 7, 2021 |
As filed with the Securities and Exchange Commission on December 7, 2021. As filed with the Securities and Exchange Commission on December 7, 2021. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Concierge Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 6199 90-1133909 (State or other jurisdiction of incorporation or organizatio |
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| November 15, 2021 |
Exhibit 3.4 |
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| November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2021 OR ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 000-29 |
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| November 15, 2021 |
Exhibit 3.3 |
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| November 9, 2021 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 8, 2021 Concierge Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-29913 90-1133909 (state of incorporation) (Commission File Number) (IRS Employer |
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| November 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C Amendment No. 1 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for Use of the Commission (only as permitted by Rule 1 |
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| October 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for Use of the Commission (only as permitted by Rule 14c-5(d)(2)) [X] |
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| September 22, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED JUNE 30, 2021 or ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 000-29913 Concierge Technologies, Inc. (Exact name of registr |
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| September 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: o Preliminary Information Statement o Confidential, for Use of the Commission (only as permitted by Rule 14c-5(d)(2)) x Definitive Information Statement CONCIERGE TECHNOLOGIES, INC. (Name o |
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| September 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: x Preliminary Information Statement o Confidential, for Use of the Commission (only as permitted by Rule 14c-5(d)(2)) o Definitive Information Statement CONCIERGE TECHNOLOGIES, INC. (Name o |
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| August 17, 2021 |
DATED August 13, 2021 - Share purchase agreement between Keith Halford and Marygold & Co. |
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| August 17, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 13, 2021 Concierge Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-29913 90-1133909 (state of incorporation) (Commission File Number) (IRS Employer |
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| August 17, 2021 |
Concierge Technologies to Expand Financial Services Offerings to the U.K. Company?s Marygold & Co. (UK) Subsidiary Enters Agreement to Acquire U.K.-Based Tiger Financial & Asset Management Limited San Clemente, Calif., August 17, 2021?Concierge Technologies, Inc. (OTC: CNCG), a diversified global holding firm, today announced that its newly formed subsidiary in London, England, Marygold & Co. (UK) |
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| May 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2021 OR ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 000-29913 |
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| February 16, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2020 OR ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 000-299 |
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| November 16, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2020 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 000-29 |
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| October 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Information Statement Pursuant to Section 14(c) of the Securities and Exchange Act of 1934Check the appropriate box: [ ] Preliminary Information Statement [X] Definitive Information Statement [ ] Confidential, for Us |
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| September 28, 2020 |
Concierge Technologies, Inc. - Subsidiary List(1)13 Exhibit 21.1 CONCIERGE TECHNOLOGIES INC. Subsidiaries of Registrant June 30, 2020 Company Name Domicile or State of Incorporation Brigadier Security Systems (2000) Ltd. Canada Gourmet Foods, Ltd. New Zealand Kahnalytics, Inc. dba/Original Sprout California Wainwright Holdings, Inc. Delaware Marygold and Co. Delaware |
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| September 28, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED June 30, 2020 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 000-29913 Concierge Technologies, Inc. (Exact name of registr |
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| September 1, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 1, 2020 CONCIERGE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Nevada 000-29913 90-1133909 (State or other jurisdiction of incorporation) (Commi |
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| August 21, 2020 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: August 21, 2020 Concierge Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-29913 90-1133909 (state of incorporation) (Commission File Number) (IRS Employer I.D. Number) 1202 Puerta Del Sol S |
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| July 6, 2020 |
Exhibit 99.1 Investors and media, for more information, contact: Roger S. Pondel PondelWilkinson Inc. 310-279-5980 [email protected] Gourmet Foods, Concierge Technologies’ New Zealand Subsidiary, Acquires Printstock Products Transaction Expands Concierge’s Profitable Presence in the NZ Foodservice Sector San Clemente, Calif., July 6, 2020—Concierge Technologies, Inc. (OTCQB: CNCG) today announced |
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| July 6, 2020 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: July 1, 2020 Concierge Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-29913 90-1133909 (state of incorporation) (Commission File Number) (IRS Employer I.D. Number) 1202 Puerta Del Sol San |
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| May 15, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2020 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 000-29913 |
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| March 31, 2020 |
Entry into a Material Definitive Agreement U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: March 23, 2020 Concierge Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-29913 90-1133909 (state of incorporation) (Commission File Number) (IRS Employer I.D. Number) 1202 Puerta Del Sol Sa |
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| March 16, 2020 |
EXHIBIT 10.1 Agreement for Sale and Purchase of Shares and Current Account Of Printstock Products Limited Graham Eric Eagle, Linda Janice Eagle, and Stephen Peter Lunn as Trustees of the GE LJ Eagle Family Trust as to 266,850 shares and Graham Eric Eagle of Napier, Company Director, as to 29,650 shares (collectively the “Vendor”) and Gourmet Foods Limited at Tauranga (the “Purchaser”) and Graham E |
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| March 16, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: March 10, 2020 Concierge Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-29913 90-1133909 (state of incorporation) (Commission File Number) (IRS Employer I.D. Number) 1202 Puerta Del Sol Sa |
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| February 26, 2020 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: February 26, 2020 Concierge Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-29913 90-1133909 (state of incorporation) (Commission File Number) (IRS Employer I.D. Number) 1202 Puerta Del Sol |
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| February 26, 2020 |
Exhibit 99.1 Concierge Technologies Introduces Marygold & Co., New Mobile Fintech Banking Services App - Web and Mobile Platform to Help Consumers Better Manage Money, Lifestyle - San Clemente, Calif., February 26, 2020 – Concierge Technologies, Inc. (OTCQB: CNCG), a diversified global holding company, today announced the formation of Marygold & Co., a new operating subsidiary that offers individu |
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| February 19, 2020 |
Concierge Technologies Investor Presentation February 2020 Exhibit 99.1 Concierge Technologies Investor Presentation February 2020 |
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| February 19, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: February 19, 2020 Concierge Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-29913 90-1133909 (state of incorporation) (Commission File Number) (IRS Employer I.D. Number) 1202 Puerta Del Sol |
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| February 14, 2020 |
CNCG / Concierge Technologies, Inc. 10-Q - Quarterly Report - FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2019 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 000-299 |
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| November 29, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: November 27, 2019 Concierge Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-29913 90-1133909 (state of incorporation) (Commission File Number) (IRS Employer I.D. Number) 1202 Puerta Del Sol |
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| November 29, 2019 |
Concierge Investor Presentation dated November xx, 2019 Exhibit 99.1 |
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| November 14, 2019 |
CNCG / Concierge Technologies, Inc. 10-Q - Quarterly Report - FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2019 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 000-29 |
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| October 11, 2019 |
CNCG / Concierge Technologies, Inc. DEF 14C - - FORM DEF 14C UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for Use of the Commission (only as permitted by Rule 14c-5(d)(2)) [X] |
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| September 30, 2019 |
Concierge Technologies, Inc. - Subsidiary List12 Exhibit 21.1 CONCIERGE TECHNOLOGIES INC. Subsidiaries of Registrant June 30, 2019 Company Name Domicile or State of Incorporation Brigadier Security Systems (2000) Ltd. Canada Gourmet Foods, Ltd. New Zealand Kahnalytics, Inc. dba/Original Sprout California Wainwright Holdings, Inc. Delaware |
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| September 30, 2019 |
CNCG / Concierge Technologies, Inc. 10-K - Annual Report - FORM 10-K Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED JUNE 30, 2019 or [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Concierge Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada |
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| August 2, 2019 |
Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: August 2, 2019 Concierge Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-29913 90-1133909 (state of incorporation) (Commission File Number) (IRS Employer I.D. Number) 1202 Puerta Del Sol Sa |
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| June 27, 2019 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: June 24, 2019 Concierge Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-29913 90-1133909 (state of incorporation) (Commission File Number) (IRS Employer I.D. Number) 1202 Puerta Del Sol San |
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| May 15, 2019 |
CNCG / Concierge Technologies, Inc. 10-Q Quarterly Report FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2019 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 000-29913 |
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| February 14, 2019 |
CNCG / Concierge Technologies, Inc. FORM 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2018 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 000-299 |
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| January 4, 2019 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: January 3, 2019 Concierge Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-29913 90-1133909 (state of incorporation) (Commission File Number) (IRS Employer I.D. Number) 1202 Puerta Del Sol S |
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| November 14, 2018 |
CNCG / Concierge Technologies, Inc. FORM 10-Q/A (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QA ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2018 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 000-2 |
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| November 14, 2018 |
CNCG / Concierge Technologies, Inc. FORM 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2018 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 000-29 |
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| October 3, 2018 |
CNCG / Concierge Technologies, Inc. FORM DEF 14C UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for Use of the Commission (only as permitted by Rule 14c-5(d)(2)) [X] |
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| September 28, 2018 |
Code of Business Conduct and Ethics CONCIERGE TECHNOLOGIES, INC. SARBANES-OXLEY CODE OF BUSINESS CONDUCT AND ETHICS Section 406 of the Sarbanes-Oxley Act of 2002 (“SOX”) and Item 406 of Regulation S-K require that public companies disclose whether they have adopted a code of ethics applicable to its principal executive, principal financial and principal accounting officers. Concierge Technologies, Inc. (the “Company”) adopted this C |
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| September 28, 2018 |
CNCG / Concierge Technologies, Inc. FORM 10-K (Annual Report) Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED JUNE 30, 2018 or [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Concierge Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada |
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| July 23, 2018 |
Financial Statements and Exhibits, Other Events U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: July 23, 2018 Concierge Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-29913 90-1133909 (state of incorporation) (Commission File Number) (IRS Employer I.D. Number) 29115 Valley Center Rd. |
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| July 23, 2018 |
Exhibit 99.1 Concierge Technologies to Expand Global Marketing of Original Sprout Beauty Products with Entry into New Zealand Leverages Distribution Channels of Concierge’s Gourmet Foods Unit to Introduce Original Sprout Products Online and in New Zealand Retail Outlets San Clemente, Calif., July 23, 2018—Concierge Technologies, Inc. (OTCQB: CNCG) (“Concierge” or, the “Company”), a diversified glo |
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| May 15, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2018 OR ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 000-29913 |
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| February 14, 2018 |
CNCG / Concierge Technologies, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2017 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 000-29913 CONCIERGE TECHN |
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| February 14, 2018 | ||
| December 19, 2017 |
ex102129.htm Exhibit 99.1 Concierge Technologies Expands Operations with Acquisition of Original Sprout Hair and Skin Care Business Valley Center, CA ? December 19, 2017 ? Concierge Technologies, Inc. (OTCQB: CNCG) today announced that their wholly owned California subsidiary Kahnalytics, Inc. has acquired all of the assets and business of Original Sprout LLC, a California Limited Liability Compan |
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| December 19, 2017 |
cncgd201712148k.htm ? U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: December 19, 2017 (December 18, 2017) Concierge Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 00-29913 90-1133909 (state of incorporation) (Commission File Number) (IRS |
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| December 14, 2017 |
CNCG / Concierge Technologies, Inc. FORM 8-K (Current Report) cncgd201712138k.htm U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: December 14, 2017 Concierge Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-29913 90-1133909 (state of incorporation) (Commission File Number) (IRS Employer I.D. Number) |
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| December 14, 2017 |
Concierge Technologies Announces Reverse Stock Split EX-99.1 2 ex102099.htm EXHIBIT 99.1 EXHIBIT 99.1 Concierge Technologies Announces Reverse Stock Split Valley Center, CA, December 14, 2017, Concierge Technologies, Inc. (OTC:CNCG) today announced a 1-for-30 reverse split of its issued and outstanding common and preferred stock to become effective December 15, 2017. The common stock will begin trading on a split-adjusted basis on December 15, 2017 |
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| November 21, 2017 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 cncgd201711208k.htm FORM 8-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 21, 2017 (November 20, 2017) Concierge Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-29913 90-1133909 (State |
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| November 21, 2017 |
ex100910.htm Exhibit 10.1 AMENDED AND RESTATED ASSET PURCHASE AGREEMENT by and between The Original Sprout, LLC, Each of the Individual Members of Original Sprout, LLC, and Kahnalytics, Inc., Dated: NOVEMBER 20, 2017 TABLE OF CONTENTS ARTICLE I. DEFINITIONS 1 ARTICLE II. PURCHASE AND SALE 6 ARTICLE III. CLOSING 13 ARTICLE IV. REPRESENTATIONS AND WARRANTIES OF SELLER 14 ARTICLE V. REPRESENTATIONS A |
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| November 20, 2017 |
SECTION 16 COMPLIANCE PROGRAM: POWER OF ATTORNEY poacrumbaugh.htm EXHIBIT 24 SECTION 16 COMPLIANCE PROGRAM: POWER OF ATTORNEY I, Stuart Crumbaugh, a member of the Board of Directors of Concierge Technologies Inc., (the ?Company?), hereby authorize and designate each of David Neibert and/or Carolyn Yu as my agents and attorneys-in-fact, with full power of substitution to: (1) prepare and sign on my behalf any Form 3, Form 4 or Form 5 under Sectio |
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| November 14, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q cncgd2017093010q.htm Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2017 OR ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commissio |
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| October 20, 2017 |
Concierge Technologies Inks Deal for Another Acquisition Exhibit 99.1 Concierge Technologies Inks Deal for Another Acquisition VALLEY CENTER, Calif., Oct. 20, 2017 /PRNewswire/ - Concierge Technologies, Inc. (OTCQB: CNCG) today announced that their wholly owned subsidiary Kahnalytics, Inc. has signed an agreement to acquire the assets and business of The Original Sprout LLC, a California Limited Liability Company ("OS"). Upon consummation of the transac |
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| October 20, 2017 |
Exhibit 10.1 ASSET PURCHASE AGREEMENT by and between The Original Sprout, LLC, Each of the Individual Members of Original Sprout, LLC, and Kahnalytics, Inc., Dated: OCTOBER 18, 2017 TABLE OF CONTENTS Page Article I. DEFINITIONS 1 Article II. PURCHASE AND SALE 6 Article III. CLOSING 13 Article IV. REPRESENTATIONS AND WARRANTIES OF SELLER 14 Article V. REPRESENTATIONS AND WARRANTIES OF BUYER 21 Arti |
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| October 20, 2017 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: October 19, 2017 Concierge Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-29913 95-4442384 (state of (Commission File Number) (IRS Employer incorporation) I.D. Number) 29115 Valley Center |
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| October 16, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for Use of the Commission (only as permitted by Rule 14c-5(d)(2)) [X] |
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| October 13, 2017 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED JUNE 30, 2017 or [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Concierge Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada (state of incorpo |
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| September 28, 2017 |
Concierge Technologies FORM NT 10-K cncgd20170928nt10k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): [ X ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: June 30, 2017 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transitio |
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| May 17, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2017. OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 000-29913 CONCIERGE TECHNOL |
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| May 15, 2017 |
Concierge Technologies FORM NT 10-Q cncgd20170515nt10q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ X ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: March 31, 2017 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transiti |
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| April 6, 2017 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant cncgd201704048k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 6, 2017 Commission file number: 000-29913 CONCIERGE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Nevada 90-1133909 (State or oth |
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| April 6, 2017 |
Letter dated April 6, 2017, from Kabani and Company, Inc.8 ex16-1.htm Exhibit 16.1 April 6, 2017 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Commissioners: We have read the statements of Concierge Technologies Inc. included under Item 4.01 of its Form 8-K filed on April 6, 2017 and we agree with such statements concerning our firm contained in Item (a) on page 1 therein. We have no basis to agree or disagree with other sta |
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| March 24, 2017 |
Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 20, 2017 Commission file number: 000?29913 CONCIERGE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Nevada 90?1133909 (State or other jurisd |
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| February 28, 2017 |
Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for Use of the Commission (only as permitted by Rule 14c-5(d |
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| February 21, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended December 31, 2016. OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 000-29913 CONCIERGE TECH |
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| February 14, 2017 |
Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ X ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: December 31, 2016 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report |
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| February 9, 2017 |
Concierge Technologies PRELIMINARY INFORMATION STATEMENT Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Information Statement [ ] Confidential, for Use of the Commission (only as permitted by Rule 14c-5(d |
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| December 19, 2016 |
CNCG / Concierge Technologies, Inc. / Gerber Eliot - SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. ) Under the Securities Exchange Act of 1934 CONCIERGE TECHNOLOGIES, INC. (Name of Issuer) Common Stock, $0.001 value per share (Title of Class of Securities) 206065203 (CUSIP Number) December 9, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| December 19, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Concierge Technologies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 206065203 (CUSIP Number) Nicholas Daniel Gerber C/O USCF Advisers LLC 1999 Harrison Street, Suite 1530 Oakland, CA 94612 925-297-9465 (Name, address and telephone |
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| December 19, 2016 |
CNCG / Concierge Technologies, Inc. / Schoenberger Family Trust - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No.1) Under the Securities Exchange Act of 1934 Concierge Technologies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 206065203 (CUSIP Number) Scott Schoenberger 1714 14th Street Santa Monica, CA 90404 310-895-6358 (Name, Address and Telephone Number of Person Authorized to Receive |
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| December 19, 2016 |
CNCG / Concierge Technologies, Inc. / Gerber Family Irrevocable Trust - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Amendment No. )* Under the Securities Exchange Act of 1934 CONCIERGE TECHNOLOGIES, INC. (Name of issuer) Common Stock, $0.001 value per share (Title of class of securities) 206065203 (CUSIP number) December 9, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| December 12, 2016 |
Blueprint U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 12, 2016 (December 9, 2016) Concierge Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 333-38838 95-4442384 (state of incorporation) (Commiss |
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| December 12, 2016 |
Blueprint EXHIBIT 10.2 JOINDER AGREEMENT Reference is made to that certain Stock Purchase Agreement (the “Purchase Agreement”), dated as of September 19, 2016, by and among Concierge Technologies, Inc., a Nevada corporation (“Concierge”), Wainwright Holdings, Inc., a Delaware Corporation (“Wainwright”), and the individuals and entities identified under the heading “Sellers” on the signature pages |
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| December 12, 2016 |
PRO-FORMA AND OTHER FINANCIAL INFORMATION Blueprint EXHIBIT 99.2 PRO-FORMA AND OTHER FINANCIAL INFORMATION The following is the pro-forma financial information for the Company and Wainwright as of September 30, 2016. The pro-forma information represents the effect of the proposed Transaction on the Company’s financials as though it took place on July 1, 2015. The pro-forma combined financial information of the Company for the year ended J |
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| December 12, 2016 |
Blueprint exhibit 99.1 Wainwright Holdings, Inc. and Subsidiaries Condensed Consolidated Financial Statements September 30, 2016 and 2015 Wainwright Holdings, Inc. and Subsidiaries Contents Page Condensed Consolidated Balance Sheets 1 Condensed Consolidated Statements of Comprehensive Income 2 Condensed Consolidated Statements of Changes in Stockholders? Equity 3 Condensed Consolidated Statements |
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| December 12, 2016 |
Concierge Technologies Acquires Wainwright Holdings Blueprint EXHIBIT 99.3 Concierge Technologies Acquires Wainwright Holdings Valley Center, CA-December 12, 2016: Concierge Technologies, Inc. (OTC: CNCG) (the ?Company?), today announced the closing of the acquisition of Wainwright Holdings, Inc. (?Wainwright?), a Delaware corporation, in a stock-for-stock exchange valued at approximately $85 million. Wainwright will continue to operate its busines |
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| November 21, 2016 |
Blueprint U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-29913 CONCIERGE TECHN |
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| November 18, 2016 |
Concierge Technologies DEFINITIVE INFORMATION STATEMENT Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for Use of the Commission (only as permitted by Rule 14c-5(d |
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| November 14, 2016 |
Concierge Technologies NOTIFICATION OF LATE FILING templatent10q.htm OMB APPROVAL OMB Number: 3235-0058 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Expires: October 31, 2018 Estimated average burden hours per response.......2.50 FORM 12b-25 SEC FILE NUMBER CUSIP NUMBER NOTIFICATION OF LATE FILING (Check one): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: Septembe |
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| November 7, 2016 |
Concierge Technologies PRELIMINARY INFORMATION STATEMENT Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Information Statement [ ] Confidential, for Use of the Commission (only as permitted by Rule 14c-5(d |
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| October 21, 2016 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED JUNE 30, 2016 or [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Concierge Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-29913 95-4442 |
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| September 29, 2016 |
Concierge Technologies NT 10-K Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): [ X ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: June 30, 2016 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on F |
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| September 19, 2016 |
Entry into a Material Definitive Agreement, Other Events, Financial Statements and Exhibits 8-K 1 cncg8k.htm CURRENT REPORT U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 19, 2016 Concierge Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 333-38838 95-4442384 (state of incorporation) (Com |
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| September 19, 2016 |
Concierge Technologies Enters Into Stock Purchase Agreement To Acquire Wainwright Holdings Inc. Blueprint Exhibit 99.1 Concierge Technologies Enters Into Stock Purchase Agreement To Acquire Wainwright Holdings Inc. VALLEY CENTER, CA / September 19, 2016 / Concierge Technologies, Inc. (CNCG) (the "Company"), today announced that it has entered into a definitive agreement with Wainwright Holdings Inc. (?Wainwright?) and certain shareholders of Wainwright to acquire shares of Wainwright represe |
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| September 19, 2016 |
Blueprint Exhibit 10.1 EXECUTION COPY STOCK PURCHASE AGREEMENT by and among CONCIERGE TECHNOLOGIES, INC. WAINWRIGHT HOLDINGS, INC. and EACH OF THE INDIVIDUALS AND ENTITIES EXECUTING SIGNATURE PAGES HERETO DATED AS OF SEPTEMBER 19, 2016 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 ARTICLE II PURCHASE AND SALE OF WAINWRIGHT SHARES; CLOSING 9 2.1 Purchase and Sale; Additional Sellers 9 2.2 Purchase |
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| August 11, 2016 |
Exhibit 99.1 Brigadier Security Systems (2000) Ltd. Financial Statements October 31, 2015 and October 31, 2014 Brigadier Security Systems (2000) Ltd. Contents For the years ended October 31, 2015 and October 31, 2014 Page Management's Responsibility Auditors' Report Financial Statements Statements of Financial Position 1 Statements of Comprehensive Income 2 Statement of Changes in Equity 3 Stateme |
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| August 11, 2016 |
The accompanying notes are an integral part of these financial statements Exhibit 99.2 Brigadier Security Systems (2000) Ltd. Condensed Interim Financial Statements For the three and six months ended April 30, 2016 and 2015 (Unaudited) Brigadier Security Systems (2000) Ltd. Contents For the three and six months period ended April 30, 2016 (Unaudited) Page Condensed Interim Financial Statements Unaudited Condensed Interim Statement of Financial Position 1 Unaudited Conde |
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| August 11, 2016 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 2, 2016 Concierge Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-29913 95-4442384 (state of I.D. Number) (Commission File Number) (IRS Employerinco |
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| August 11, 2016 |
UNAUDITED CONDENSED COMBINED PRO FORMA FINANCIAL STATEMENTS EXHIBIT 99.3 UNAUDITED CONDENSED COMBINED PRO FORMA FINANCIAL STATEMENTS Concierge Technologies, Inc. (the Company or ?CTI?) acquired Gourmet Foods Limited (?GFL?) for total cash consideration of approximately $1,753,428 on August 11, 2015, with an effective date of August 1, 2015. The Company financed the acquisition by issuing new common shares & preferred stock shares during the year ended June |
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| June 8, 2016 |
cncgex101.htm Exhibit 10.1 STOCK PURCHASE AGREEMENT by and among: Concierge Technologies, Inc. brigadier security systems (2000) ltd. and Each of the Shareholders of Preferred and common Stock of Brigadier Security Systems (2000) Ltd. Dated as of May 27, 2016 LIST OF EXHIBITS AND SCHEDULES EXHIBITS Exhibit A Certain Definitions Exhibit B Non-Compete & Non-Interference Agreement SCHEDULES Schedule |
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| June 8, 2016 |
cncg8k.htm U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 2, 2016 Concierge Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-29913 95-4442384 (state of incorporation) (Commission File Number) (IRS E |
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| May 23, 2016 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-29913 CONCIERGE TECHNOLOGIES, INC. |
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| May 16, 2016 |
Concierge Technologies NOTIFICATION OF LATE FILING NT 10-Q 1 cncgnt10q.htm NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Expires: August 31, 2015 Estimated average burden hours per response.......2.50 FORM 12b-25 SEC FILE NUMBER CUSIP NUMBER NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K þ Form 10-Q o Form 10-D o Form N-SAR o Form |
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| February 18, 2016 |
EX-33.2 5 cncgex322.htm CERTIFICATION EXHIBIT 32.2 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Concierge Technologies, Inc. (the “Company”) on Form 10-Q for the quarter ended December 31, 2015, as filed with the Securities and Exchange Commission on or about the date hereof (the “R |
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| February 18, 2016 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2015 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-29913 CONCIERGE TECHNOLOGIES, IN |
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| February 17, 2016 |
Concierge Technologies NOTIFICATION OF LATE FILING cncgnt10q.htm OMB APPROVAL OMB Number: 3235-0058 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Expires: August 31, 2015 Estimated average burden hours per response.......2.50 FORM 12b-25 SEC FILE NUMBER CUSIP NUMBER NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K ? Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: December 31, |
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| February 2, 2016 |
cncg8k.htm U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 27, 2016 Concierge Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 333-38838 95-4442384 (state of incorporation) (Commission File Number) (I |
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| February 2, 2016 |
cncgex101.htm Exhibit 10.1 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION |
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| December 16, 2015 |
Financial Statements and Exhibits, Other Events cncg8k.htm U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 14, 2015 Concierge Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 333-38838 95-4442384 (state of incorporation) (Commission File Number) ( |
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| December 16, 2015 |
Concierge Technologies Announces Reverse Stock Split cncgex991.htm Exhibit 99.1 Concierge Technologies Announces Reverse Stock Split Valley Center, CA, December 14, 2015, Concierge Technologies, Inc. (OTC:CNCG) (the ?Company? or ?Concierge?), a supplier of mobile video devices through its wholly owned subsidiary, Kahnalytics, and now a commercial-scale manufacturer and distributor of New Zealand meat pies through its wholly-owned subsidiary Gourmet |
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| November 23, 2015 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-29913 CONCIERGE TECHNOLOGIES, I |
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| November 17, 2015 |
Concierge Technologies NOTIFICATION OF LATE FILING cncgnt10q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: September 30, 2015 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Repo |
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| November 10, 2015 |
UNAUDITED CONDENSED COMBINED PRO FORMA FINANCIAL STATEMENTS cncgex992.htm EXHIBIT 99.2 UNAUDITED CONDENSED COMBINED PRO FORMA FINANCIAL STATEMENTS Concierge Technologies Inc. (the Company or ?CTI?) acquired Gourmet Foods Limited (?GFL?) for total cash consideration of approximately $1,753,428 on July 31, 2015. The Company financed the acquisition by issuing new common shares & preferred stock shares during the year ended June 30, 2015. The following unaudi |
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| November 10, 2015 |
Gourmet Foods Limited Financial Statements As of March 31, 2015 and 2014 Gourmet Foods, Ltd. cncgex991.htm Exhibit 99.1 Gourmet Foods Limited Financial Statements As of March 31, 2015 and 2014 Gourmet Foods, Ltd. Contents Report of Independent Registered Public Accounting Firm 3 Financial Statements Balance Sheet 4 Statement of Operations 5 Statement of Stockholders? Equity (Deficit) 6 Statement of Cash Flows 7 Notes to Financial Statements 8 2 Crowe Horwath New Zealand Audit Partnership |
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| November 10, 2015 |
Concierge Technologies CURRENT REPORT AMENDMENT (Current Report/Significant Event) cncg8ka.htm U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 11, 2015 Concierge Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 333-38838 95-4442384 (state of incorporation) (Commission File Number) |
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| October 9, 2015 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED JUNE 30, 2015 or [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Concierge Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 333-38838 95-4442 |
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| October 1, 2015 |
cncgnt10k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: June 30, 2015 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transitio |
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| August 14, 2015 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events cncg8k.htm U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 11, 2015 Concierge Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 333-38838 95-4442384 (state of incorporation) (Commission File Number) (IR |
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| August 14, 2015 |
Concierge Technologies Announces Acquisition of Gourmet Foods Ltd in New Zealand cncg991.htm Exhibit 99.1 Concierge Technologies Announces Acquisition of Gourmet Foods Ltd in New Zealand Valley Center, CA, August 14, 2015; - Concierge Technologies, Inc. (OTC: CNCG), a supplier of mobile video devices through its wholly owned subsidiary, Kahnalytics, announced that it has completed the acquisition of Gourmet Foods Ltd of Tauranga, New Zealand for an all-cash settlement of NZ$2, |
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| August 4, 2015 |
8-K 1 cncg8k.htm CURRENT REPORT U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 29, 2015 Concierge Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 333-38838 95-4442384 (state of incorporation) (Commissi |
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| August 4, 2015 |
Solicitors to Vendor and Covenantors Solicitors to the Purchaser cncgex.htm Exhibit 2.1 Agreement for Sale and Purchase of Shares Peter Thomas Ward Barker, Roger John Rushton and Elizabeth Glenys Silvester as Trustees of the RUSHTON FAMILY TRUST Angela Gillespie, Harris Tate Trustees Limited and Roger John Rushton as Trustees of the JETSTREAM TRUST Roger John Rushton Angela Gillespie (Vendor) and Concierge Technologies Inc. and/or Nominee (Purchaser) and Roger |
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| June 2, 2015 |
ex991.htm Exhibit 99.1 Concierge Technologies Enters into Definitive Agreement to Acquire Gourmet New Zealand Meat Pie Business; Closing Subject to Due Diligence Valley Center, CA, June 2, 2015, Concierge Technologies, Inc. (OTC:CNCG), a supplier of mobile video devices to the insurance industry, announced that, on May 29, 2015, it entered into a definitive purchase and sale agreement (the ?Agreem |
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| June 2, 2015 |
ex101.htm Exhibit 10.1 AGREEMENT FOR SALE AND PURCHASE OF A BUSINESS This form is approved by the Real Estate Institute of New Zealand Incorporated and by Auckland District Law Society Incorporated DATE: VENDOR: Gourmet Foods Limited PURCHASER: Concierge Technologies Inc and / or Nominee Address of Business premises: 144 Birch Ave, Tauranga Description of Business (subclause 1.1(4); Food Manufactu |
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| June 2, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events cncg8k.htm U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 29, 2015 Concierge Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada (state of incorporation) 333-38838 (Commission File Number) 95-4442384 (IRS E |
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| May 20, 2015 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-29913 CONCIERGE TECHNOLOGIES, INC. (Exa |
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| May 15, 2015 |
Concierge Technologies NOTIFICATION OF LATE FILING cncgnt10q.htm OMB APPROVAL OMB Number: 3235-0058 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Expires: August 31, 2015 Estimated average burden hours per response.......2.50 FORM 12b-25 SEC FILE NUMBER CUSIP NUMBER NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K ? Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: March 31, 201 |
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| May 7, 2015 |
Concierge Technologies CURRENT REPORT (Current Report/Significant Event) cncg8k.htm U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 7, 2015 Concierge Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 333-38838 95-4442384 (state of incorporation) (Commission File Number) (IRS Em |
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| May 7, 2015 |
cncgex992.htm Exhibit 99.2 Concierge Technologies Completes Spinoff of Janus Cam to Management Team Shareholders Approve of 1:10 Reverse Stock Split San Francisco, CA, May 7, 2015; Concierge Technologies, Inc. (OTC: CNCG), a supplier of mobile video devices through its wholly owned subsidiary, Janus Cam, today announced that it has completed the sale of Janus Cam to Janus Cam?s president, Peter Pa |
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| May 7, 2015 |
PRO FORMA FINANCIAL STATEMENTS cncgex991.htm Exhibit 99.1 INDEX Page Pro-Forma Financial Statements of Concierge Technologies, Inc. and Subsidiaries Pro-Forma Consolidated Balance Sheet for the year ended June 30, 2014 F-2 Pro-Forma Consolidated Balance Sheet as of December 31, 2014 F-3 Pro-Forma Statement of Operations for the year ended June 30, 2014 F-4 Pro-Forma Statement of Operations for the three and six month periods en |
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| April 17, 2015 |
Concierge Technologies INFORMATION STATEMENT cncgdef14c.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Information Statement o Confidential, For Use of the Commission Only (As Permitted by Rule 14c-5(d)(2 |
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| March 31, 2015 |
cncg_prer14c.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Information Statement o Confidential, for Use of the Commission (only as permitte |
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| March 20, 2015 |
cncgpre14c.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: ? Preliminary Information Statement o Confidential, for Use of the Commission (only as permitted by Rule 14c-5(d)(2 |
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| March 4, 2015 |
Exhibit 99.1 Concierge Technologies Sells Janus Cam to Management Team, Retains Distribution Rights to Janus V2HD Camera San Francisco, CA, March 4, 2015; - Concierge Technologies, Inc. (OTC: CNCG), a supplier of mobile video devices through its wholly owned subsidiary, Janus Cam, today announced that it has entered into a definitive binding agreement to sell Janus Cam to its president, Peter Park |
