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| CIK | 87050 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Neonode Inc.
SEC Filings (Chronological Order)
यह पृष्ठ SEC फाइलिंग की एक पूरी, कालानुक्रमिक सूची प्रदान करता है, ओनरशिप फाइलिंग को छोड़कर, जो हम अन्यत्र प्रदान करते हैं।
| September 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 3, 2025 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorp |
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| September 3, 2025 |
Neonode Announces Anticipated Financial Proceeds from Patent Lawsuit Settlement Exhibit 99.1 Neonode Announces Anticipated Financial Proceeds from Patent Lawsuit Settlement STOCKHOLM, SWEDEN, September 3, 2025 — Neonode Inc. (NASDAQ: NEON) (the “Company” or “Neonode”) today announced that it has been informed of its anticipated proceeds from a settlement of the lawsuit between Neonode Smartphone LLC (“Aequitas Sub”, a subsidiary of Aequitas Technologies LLC, an unrelated thir |
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| August 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2025 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 001-35526 Delaware 94-1517641 (State or other jurisdiction of incorp |
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| August 13, 2025 |
NEONODE INC. CONSOLIDATED BALANCE SHEETS (In thousands, except share and per share amounts) Exhibit 99.1 Neonode Reports Quarter Ended June 30, 2025 Financial Results STOCKHOLM, SWEDEN, August 13, 2025 — Neonode Inc. (NASDAQ: NEON) (“Neonode” or the “Company”) today reported financial results for the three and six months ended June 30, 2025. FINANCIAL SUMMARY FOR THE THREE MONTHS ENDED JUNE 30, 2025: ● Revenues from continuing operations of $0.6 million, a decrease of 25.2% compared to t |
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| August 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2025 or ☐ Transition report pursuant to section 13 or 15(d) of the Securities and Exchange Act of 1934 For the transition period from to Commission File No. 001-35526 NEONODE INC. (Exact n |
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| July 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 3, 2025 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorporati |
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| June 26, 2025 |
Neonode Announces Adjournment of Reconvened Annual Meeting of Stockholders Exhibit 99.1 Neonode Announces Adjournment of Reconvened Annual Meeting of Stockholders STOCKHOLM, SWEDEN, June 26, 2025 — Neonode Inc. (NASDAQ: NEON) (the “Company” or “Neonode”) announced today that its 2025 Annual Meeting of Stockholders (the “Annual Meeting”), which was reconvened on June 26, 2025, was called to order and again adjourned without any business being conducted due to a lack of th |
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| June 26, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2025 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 001-35526 Delaware 94-1517641 (State or other jurisdiction of incorpor |
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| June 12, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2025 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 001-35526 Delaware 94-1517641 (State or other jurisdiction of incorpor |
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| June 12, 2025 |
Neonode Announces Adjournment of Annual Meeting of Stockholders Exhibit 99.1 Press Release For Release, 4:15PM ET June 12, 2025 Neonode Announces Adjournment of Annual Meeting of Stockholders STOCKHOLM, SWEDEN, June 12, 2025 — Neonode Inc. (NASDAQ: NEON) (the “Company” or “Neonode”) announced today that its 2025 Annual Meeting of Stockholders (the “Annual Meeting”) was convened and adjourned without any business being conducted, due to a lack of the required q |
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| May 14, 2025 |
NEONODE INC. CONSOLIDATED BALANCE SHEETS (In thousands, except share and per share amounts) Exhibit 99.1 Press Release For Release, 09:10AM ET May 14, 2025 Neonode Reports Quarter Ended March 31, 2025 Financial Results STOCKHOLM, SWEDEN, May 14, 2025 — Neonode Inc. (NASDAQ: NEON) (“Neonode” or the “Company”) today reported financial results for the three months ended March 31, 2025. FINANCIAL SUMMARY FOR THE QUARTER ENDED MARCH 31, 2025: ● Revenues from continuing operations of $0.5 mill |
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| May 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2025 or ☐ Transition report pursuant to section 13 or 15(d) of the Securities and Exchange Act of 1934 For the transition period from to Commission File No. 001-35526 NEONODE INC. (Exact |
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| May 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2025 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 001-35526 Delaware 94-1517641 (State or other jurisdiction of incorpora |
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| May 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2) ☐ Definitive Proxy Statem |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2) ☐ Definitive Proxy Statem |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2) ☒ Definitive Proxy Statem |
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| April 10, 2025 |
Neonode Announces Changes to the Composition of Its Board of Directors Exhibit 99.1 Press Release For Release, 09:10AM ET Apr 10, 2025 Neonode Announces Changes to the Composition of Its Board of Directors STOCKHOLM, SWEDEN, April 10, 2025 — Neonode Inc. (NASDAQ: NEON) (the “Company” or “Neonode”) today announced changes to the composition of its Board of Directors. Didier Schreiber will be appointed to the Board as a Class I Director and Cecilia Edström will, due to |
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| April 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 5, 2025 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorporat |
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| March 24, 2025 |
Exhibit 10.1 EXECUTIVE AGREEMENT This executive agreement (the “Agreement”) is entered into between: (1) NEONODE TECHNOLOGIES AB, 556771-2095, Karlavägen 100, 115 26 Stockholm, (“Neonode”); and (2) Pierre Daniel Alexus, personal identity number: XXXXXXXX-XXXX, XXXX, (the “Executive”). Neonode and the Executive are each a “Party” and jointly “Parties” to the Agreement. 1 EMPLOYMENT, TERM AND POSITI |
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| March 24, 2025 |
Neonode Announces Appointment of New President and CEO Exhibit 99.1 Neonode Announces Appointment of New President and CEO STOCKHOLM, SWEDEN, March 24, 2025 — Neonode Inc. (NASDAQ: NEON) (the “Company” or “Neonode”) today announced the appointment of Daniel Alexus as its new President and Chief Executive Officer, effective March 31, 2025. “Neonode is at a very important stage of its journey toward reshaping its business and becoming a profitable compa |
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| March 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 21, 2025 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorpora |
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| March 21, 2025 |
Neonode Inc. Insider Trading Policy Exhibit 19.1 Policy Against Insider Trading and Securities Fraud 1 Guidelines with Respect to Certain Transactions in Company Securities This Policy describes the standards of Neonode Inc. and its subsidiaries (collectively, the “Company”) on trading, and causing the trading of, the Company’s securities or securities of certain other publicly traded companies while in possession of Material Nonpub |
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| March 21, 2025 |
Subsidiaries of the registrant Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Name Jurisdiction Neonode Technologies AB Sweden Neonode Japan Inc. Japan Neonode Korea Ltd. South Korea |
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| March 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-35526 NEONODE INC. (Exact name of R |
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| March 21, 2025 |
NEONODE INC. CONSOLIDATED BALANCE SHEETS (In thousands, except share and per share amounts) Exhibit 99.1 Press Release For Release, 09:10AM ET March 21, 2025 Neonode Reports 2024 Financial Results STOCKHOLM, SWEDEN, March 21, 2025 — Neonode Inc. (NASDAQ: NEON) today reported financial results for the fiscal year ended December 31, 2024. FINANCIAL SUMMARY FOR THE FISCAL YEAR ENDED DECEMBER 31, 2024: ● Revenues from continuing operations of $3.1 million, a decrease of 18.8% compared to the |
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| March 21, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 21, 2025 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 001-35526 Delaware 94-1517641 (State or other jurisdiction of incorpo |
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| November 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2024 or ☐ Transition report pursuant to section 13 or 15(d) of the Securities and Exchange Act of 1934 For the transition period from to Commission File Number: 001-35526 NEONODE INC. |
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| November 6, 2024 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2024 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 001-35526 Delaware 94-1517641 (State or other jurisdiction of incor |
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| November 6, 2024 |
NEONODE INC. CONSOLIDATED BALANCE SHEETS (In thousands, except share and per share amounts) Exhibit 99.1 Press Release For Release, 09:10AM ET November 6, 2024 Neonode Reports Quarter Ended September 30, 2024 Financial Results STOCKHOLM, SWEDEN, November 6, 2024 — Neonode Inc. (NASDAQ: NEON) (“Neonode” or the “Company”) today reported financial results for the three and nine months ended September 30, 2024. The financial results relate to continuing operations, which means Neonode’s lice |
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| October 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 7, 2024 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorpor |
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| October 8, 2024 |
Neonode Announces the Appointment of Peter Kruk to the Board of Directors Exhibit 99.1 Press Release For Release, 09:10AM ET October 8, 2024 Neonode Announces the Appointment of Peter Kruk to the Board of Directors STOCKHOLM, SWEDEN, October 8, 2024 — Neonode Inc. (NASDAQ: NEON), today announced that Peter Kruk has joined the company’s Board of Directors (the “Board”) as a Class II director. Peter Kruk currently serves as the Chief Executive Officer and as a board membe |
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| August 23, 2024 |
NEON / Neonode Inc. / Forsakringsaktiebolaget Avanza Pension - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Amendment no. 15) (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2. Under the Securities Exchange Act of 1934 Neonode Inc. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001PER SHARE (Title of Class of Securities) 64051M709 ( |
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| August 8, 2024 |
NEONODE INC. CONSOLIDATED BALANCE SHEETS (In thousands, except share and per share amounts) Exhibit 99.1 Press Release For Release, 09:10AM EDT August 8, 2024 Neonode Reports Quarter Ended June 30, 2024 Financial Results STOCKHOLM, SWEDEN, August 8, 2024 — Neonode Inc. (NASDAQ: NEON) (“Neonode” or the “Company”) today reported financial results for the three and six months ended June 30, 2024. FINANCIAL SUMMARY FOR THE THREE MONTHS ENDED JUNE 30, 2024: ● Revenues of $1.4 million, an incr |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2024 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 001-35526 Delaware 94-1517641 (State or other jurisdiction of incorpo |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2024 or ☐ Transition report pursuant to section 13 or 15(d) of the Securities and Exchange Act of 1934 For the transition period from to Commission File Number: 001-35526 NEONODE INC. (Exa |
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| July 5, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 5, 2024 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorporati |
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| June 25, 2024 |
Neonode Announces Adjournment of Reconvened Annual Meeting of Stockholders Exhibit 99.1 Press Release For Release, 04:15PM ET June 25, 2024 Neonode Announces Adjournment of Reconvened Annual Meeting of Stockholders STOCKHOLM, SWEDEN, June 25, 2024 — Neonode Inc. (NASDAQ: NEON), announced today that its 2024 Annual Meeting of Stockholders (the “Annual Meeting”), which was reconvened to June 25, 2024, was called to order and again adjourned without any business being condu |
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| June 25, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 25, 2024 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorporat |
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| June 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi |
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| June 24, 2024 |
Letter from KMJ Corbin & Company LLP, dated June 24, 2024 Exhibit 16.1 June 24, 2024 Office of the Chief Accountant Securities and Exchange Commission 100 F Street, N. E. Washington, D.C. 20549 Ladies and Gentlemen: We have read the comments made regarding us in Item 4.01 of Form 8-K of Neonode Inc. dated June 18, 2024, and are in agreement with those statements. /s/ KMJ Corbin & Company LLP Irvine, California |
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| June 24, 2024 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2024 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 001-35526 Delaware 94-1517641 (State or other jurisdiction of incorpor |
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| June 11, 2024 |
Neonode Announces Adjournment of Annual Meeting of Stockholders Exhibit 99.1 Press Release For Release, 04:15PM ET June 11, 2024 Neonode Announces Adjournment of Annual Meeting of Stockholders STOCKHOLM, SWEDEN, June 11, 2024 — Neonode Inc. (NASDAQ: NEON) announced today that its 2024 Annual Meeting of Stockholders (the “Annual Meeting”), held on June 11, 2024 at 3:00 p.m. local time at Neonode’s principal executive office located at Karlavägen 100, 115 26 Sto |
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| June 11, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2024 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 001-35526 Delaware 94-1517641 (State or other jurisdiction of incorpor |
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| June 4, 2024 |
Up to $10,366,156 Shares of Common Stock Filed pursuant to Rule 424(b)(5) Registration No. 333-279252 PROSPECTUS SUPPLEMENT (TO PROSPECTUS DATED MAY 16, 2024) Up to $10,366,156 Shares of Common Stock On June 3, 2024, we entered into an at the market offering agreement (the “Sales Agreement”), with Ladenburg Thalmann & Co. Inc. (“Ladenburg”), relating to the offer and sale of shares of our common stock, par value $0.001 per share, offered |
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| June 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2024 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 001-35526 Delaware 94-1517641 (State or other jurisdiction of incorpora |
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| June 4, 2024 |
Exhibit 10.1 CERTAIN PERSONALLY IDENTIFIABLE INFORMATION HAS BEEN OMITTED FROM THIS EXHIBIT PURSUANT TO ITEM 601(A)(6) OF REGULATION S-K. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. AT THE MARKET OFFERING AGREEMENT June 4, 2024 Ladenburg Thalmann & Co. Inc. 640 Fifth Avenue, 4th Floor New York, NY 10019 Ladies and Gentlemen: Neonode Inc., a corporation organized under the laws of Delaware |
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| May 14, 2024 |
Neonode Inc. Karlavägen 100 115 26 Stockholm, Sweden +46 (0) 70 29 58 519 Neonode Inc. Karlavägen 100 115 26 Stockholm, Sweden +46 (0) 70 29 58 519 May 14, 2024 VIA EDGAR United States Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Neonode Inc. – Request for Acceleration Registration Statement on Form S-3 File No. 333-279252 Ladies and Gentlemen: Pursuant to Rule 461 promulgated under the Securities Act of 1933, as amended, Neonode Inc. ( |
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| May 9, 2024 |
Form of Subordinated Indenture Exhibit 4.6 NEONODE, INC. and Trustee INDENTURE Dated as of SUBORDINATED DEBT SECURITIES CROSS-REFERENCE TABLE(1) Section of Trust Indenture Act of 1939, as amended Section of Indenture 310(a) 6.09 310(b) 6.08 6.10 310(c) Inapplicable 311(a) 6.13 311(b) 6.13 311(c) Inapplicable 312(a) 4.01 4.04 312(b) 4.04(c) 312(c) 4.04(c) 313(a) 4.03 313(b) 4.03 313(c) 4.03 313(d) 4.03 314(a) 4.02 314(b) Inappli |
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| May 9, 2024 |
Exhibit 107 Calculation of Filing Fee Table Form S-3 (Form Type) NEONODE INC. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee |
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| May 9, 2024 |
Exhibit 4.5 NEONODE, INC. and Trustee INDENTURE Dated as of SENIOR DEBT SECURITIES CROSS-REFERENCE TABLE(1) Section of Trust Indenture Act of 1939, as amended Section of Indenture 310(a) 6.09 310(b) 6.08 6.10 310(c) Inapplicable 311(a) 6.13 311(b) 6.13 311(c) Inapplicable 312(a) 4.01 4.04 312(b) 4.04(c) 312(c) 4.04(c) 313(a) 4.03 313(b) 4.03 313(c) 4.03 313(d) 4.03 314(a) 4.02 314(b) Inapplicable |
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| May 9, 2024 |
As filed with the Securities and Exchange Commission on May 9, 2024 As filed with the Securities and Exchange Commission on May 9, 2024 Registration No. |
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| May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2024 or ☐ Transition report pursuant to section 13 or 15(d) of the Securities and Exchange Act of 1934 For the transition period from to Commission File Number: 001-35526 NEONODE INC. (Ex |
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| May 8, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2024 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 001-35526 Delaware 94-1517641 (State or other jurisdiction of incorporat |
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| May 8, 2024 |
NEONODE INC. CONSOLIDATED BALANCE SHEETS (In thousands, except share and per share amounts) Exhibit 99.1 Press Release For Release, 09:10AM EDT May 8, 2024 Neonode Reports Quarter Ended March 31, 2024 Financial Results STOCKHOLM, SWEDEN, May 8, 2024 — Neonode Inc. (NASDAQ: NEON) (“Neonode” or the “Company”) today reported financial results for the three months ended March 31, 2024. FINANCIAL SUMMARY FOR THE QUARTER ENDED MARCH 31, 2024: ● Revenue of $1.0 million, a decrease of 19.1% comp |
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| April 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2) ☒ Definitive Proxy Statem |
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| April 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2) ☐ Definitive Proxy Statem |
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| April 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 10, 2024 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 001-35526 Delaware 94-1517641 (State or other jurisdiction of incor |
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| April 16, 2024 |
Exhibit 10.1 TERMINATION AGREEMENT This termination agreement (the “Agreement”) is made between: (1) NEONODE INC., company reg. no. 94-1517641, 1209 Orange Street Wilmington, DE 19801 USA (“Neonode”); (2) NEONODE TECHNOLOGIES AB, company reg. no. 556771-2095, Box 24071, 104 50 Stockholm, Sweden (“Technologies”); and (3) URBAN FORSSELL, personal ID-no. 700112-8573, Näsbylundsvägen 18, lgh. 1501, 18 |
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| April 10, 2024 |
For Release, 09:10AM EDT April 10, 2024 Exhibit 99.1 Press Release For Release, 09:10AM EDT April 10, 2024 Neonode Announces Departure of Chief Executive Officer STOCKHOLM, SWEDEN, April 10, 2024 — Neonode Inc. (NASDAQ: NEON) (“Neonode” or the “Company”) today announced that Dr. Urban Forssell, following consultation with the Board of Directors, will leave his position as Chief Executive Officer (“CEO”) of Neonode effective immediately. |
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| April 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 10, 2024 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 001-35526 Delaware 94-1517641 (State or other jurisdiction of incorpo |
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| February 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2024 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorp |
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| February 28, 2024 |
Exhibit 97.1 Clawback Policy 1. Purpose Neonode Inc. (the “Company”) is establishing this policy to align the interests of executive officers of the Company with those of shareholders, to create and maintain a culture that emphasizes integrity and accountability and to enforce the Company’s pay-for-performance compensation philosophy. This policy provides for the recoupment of certain executive co |
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| February 28, 2024 |
Subsidiaries of the registrant Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Name Jurisdiction Neonode Technologies AB Sweden Neonode Japan Inc. Japan Neonode Korea Ltd. South Korea |
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| February 28, 2024 |
NEONODE INC. CONSOLIDATED BALANCE SHEETS (In thousands, except share and per share amounts) Exhibit 99.1 Press Release For Release, 09:10AM ET February 28, 2024 Neonode Reports 2023 Financial Results STOCKHOLM, SWEDEN, February 28, 2024 — Neonode Inc. (NASDAQ: NEON) today reported financial results for the fiscal year ended December 31, 2023. FINANCIAL SUMMARY FOR THE FISCAL YEAR ENDED DECEMBER 31, 2023: ● Revenue of $4.4 million, a decrease of 21.5% compared to the prior year. ● Operati |
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| February 28, 2024 |
Exhibit 99.2 2024 - 02 - 27 1 © Neonode 2001 - 2024 · www.neonode.com · NASDAQ: NEON · Classification : Open Neonode Q4 and Full - Year 2023 Earnings Call February 28, 2024 2024 - 02 - 27 2 © Neonode 2001 - 2024 · www.neonode.com · NASDAQ: NEON · Classification : Open Urban Forssell Chief Executive Officer Fredrik Nihlén Chief Financial Officer Presenters 2024 - 02 - 27 3 © Neonode 2001 - 2024 · w |
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| February 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-35526 NEONODE INC. (Exact name of R |
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| January 5, 2024 |
NEON / Neonode Inc. / Forsakringsaktiebolaget Avanza Pension - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Amendment no. 14) (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2. Under the Securities Exchange Act of 1934 Neonode Inc. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001PER SHARE (Title of Class of Securities) 64051M709 ( |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2023 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorpo |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2023 ☐ Transition report pursuant to section 13 or 15(d) of the Securities and Exchange Act of 1934 For the transition period from to Commission file number 1-35526 NEONODE INC. (Exac |
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| November 9, 2023 |
Exhibit 99.2 2023 - 11 - 09 © Neonode 2001 - 2023 · www.neonode.com · NASDAQ : NEON · Classification : 1 Open Open / Confidential / Secret Q3 2023 Earnings Call Nov. 9, 2023 2023 - 11 - 09 © Neonode 2001 - 2023 · www.neonode.com · NASDAQ : NEON · Classification : 2 Open Urban Forssell Chief Executive Officer Fredrik Nihlén Chief Financial Officer Presenters 2023 - 11 - 09 3 © Neonode 2001 - 2023 · |
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| November 9, 2023 |
NEONODE INC. CONSOLIDATED BALANCE SHEETS (In thousands, except share and per share amounts) Exhibit 99.1 Press Release For Release, 09:10AM ET November 9, 2023 Neonode Reports Quarter Ended September 30, 2023 Financial Results STOCKHOLM, SWEDEN, November 9, 2023 — Neonode Inc. (NASDAQ: NEON) today reported financial results for the three and nine months ended September 30, 2023. FINANCIAL SUMMARY FOR THE THREE MONTHS ENDED SEPTEMBER 30, 2023: ● Revenue of $1.0 million, a decrease of 17.5 |
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| August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2023 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorpor |
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| August 10, 2023 |
Exhibit 99.2 Q2 2023 Earnings Call | August 10, 2023 2023 - 08 - 09 1 © Neonode 2001 - 2021 · www.neonode.com · Nasdaq (NEON) 2023 - 08 - 09 1 © Neonode 2001 - 2023 · www.neonode.com · Nasdaq (NEON) Today’s Presenters 2023 - 08 - 09 2 © Neonode 2001 - 2023 · www.neonode.com · Nasdaq (NEON) • Urban For s se ll, CEO • Fr e drik Nihl é n, CFO Legal Disclaimer 2023 - 08 - 09 3 © Neonode 2001 - 2023 · |
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| August 10, 2023 |
NEONODE INC. CONSOLIDATED BALANCE SHEETS (In thousands, except share and per share amounts) Exhibit 99.1 Press Release For Release, 09:10AM EDT August 10, 2023 Neonode Reports Quarter Ended June 30, 2023 Financial Results STOCKHOLM, SWEDEN, August 10, 2023 — Neonode Inc. (NASDAQ: NEON) today reported financial results for the three and six months ended June 30, 2023. FINANCIAL SUMMARY FOR THE THREE MONTHS ENDED JUNE 30, 2023: ● Revenue of $1.2 million, a decrease of 5.3% compared to the |
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| August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2023 ☐ Transition report pursuant to section 13 or 15(d) of the Securities and Exchange Act of 1934 For the transition period from to Commission file number 1-35526 NEONODE INC. (Exact nam |
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| June 9, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2023 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorporati |
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| June 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2) ☐ Definitive Proxy Statem |
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| May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2023 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorporati |
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| May 11, 2023 |
NEONODE INC. CONSOLIDATED BALANCE SHEETS (In thousands, except share and per share amounts) Exhibit 99.1 Press Release For Release, 09:10AM ET May 11, 2023 Neonode Reports Quarter Ended March 31, 2023 Financial Results STOCKHOLM, SWEDEN, May 11, 2023 — Neonode Inc. (NASDAQ: NEON) today reported financial results for the three months ended March 31, 2023. FINANCIAL SUMMARY FOR THE QUARTER ENDED MARCH 31, 2023: ● Revenue of $1.3 million, a decrease of 4.9% compared to the same period in th |
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| May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2023 ☐ Transition report pursuant to section 13 or 15(d) of the Securities and Exchange Act of 1934 For the transition period from to Commission file number 1-35526 NEONODE INC. (Exact na |
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| May 11, 2023 |
Exhibit 99.2 Q1 2023 Earnings Call May 11, 2023 2023 - 05 - 10 1 © Neonode 2001 - 2023 · www.neonode.com · Nasdaq (NEON) T od a y ’ s Presenters 2023 - 05 - 10 2 © Neonode 2001 - 2023 · www.neonode.com · Nasdaq (NEON) • Urban Forssell, CEO • Fredrik Nihlén, CFO Legal Disclaimer 2023 - 05 - 10 3 © Neonode 2001 - 2023 · www.neonode.com · Nasdaq (NEON) This presentation contains, and related oral and |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2023 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorporatio |
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| May 9, 2023 |
Neonode to Report First Quarter 2023 Results on May 11, 2023 Exhibit 99.1 Press Release For Release, 09:10AM ET May 4, 2023 Neonode to Report First Quarter 2023 Results on May 11, 2023 STOCKHOLM, SWEDEN, May 4, 2023 — Neonode Inc. (NASDAQ: NEON), announced today that it will release the financial results for the three months ended March 31, 2023, on Thursday May 11, 2023. The Company will host a conference call Thursday May 11, 2023, at 10AM Eastern Standar |
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| April 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2) ☒ Definitive Proxy Statem |
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| April 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2) ☐ Definitive Proxy Statem |
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| March 13, 2023 |
NEON / Neonode Inc. / Forsakringsaktiebolaget Avanza Pension - SC 13G/A Passive Investment PRIVILEGED & CONFIDENTIAL SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Amendment no. 13) (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2. Under the Securities Exchange Act of 1934 Neonode Inc. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001PER SHARE (Title of Class |
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| March 10, 2023 |
Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF NEONODE INC. Article I OFFICES 1. REGISTERED OFFICE. The registered office of Neonode Inc. (the “Corporation”) shall be fixed in the Corporation’s Certificate of Incorporation. References in these Bylaws to the “Certificate of Incorporation” shall mean the Certificate of Incorporation of the Corporation, as amended or restated from time to time, including |
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| March 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2023 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorporat |
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| March 10, 2023 |
Amended and Restated Bylaws (marked to show changes to former Bylaws) Exhibit 3.1.1 AMENDED AND RESTATED BYLAWS OF NEONODE INC. Article I OFFICES 1. REGISTERED OFFICE. The registered office of Neonode Inc. (the “Corporation”) shall be fixed in the Corporation’s Certificate of Incorporation. References in these Bylaws to the “Certificate of Incorporation” shall mean the Certificate of Incorporation of the Corporation, as amended or restated from time to time, includi |
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| March 9, 2023 |
Exhibit 99.2 Q4 and FY 2022 Earnings Call March 9, 2023 2023 - 03 - 09 1 © Neonode 2001 - 2023 · www.neonode.com · Nasdaq (NEON) T od a y ’ s Presenters 2023 - 03 - 09 2 © Neonode 2001 - 2023 · www.neonode.com · Nasdaq (NEON) • Urban Forssell, CEO • Fredrik Nihlén, CFO Legal Disclaimer 2023 - 03 - 09 3 © Neonode 2001 - 2023 · www.neonode.com · Nasdaq (NEON) This presentation contains, and related |
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| March 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2023 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorporat |
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| March 9, 2023 |
NEONODE INC. CONSOLIDATED BALANCE SHEETS (In thousands, except share and per share amounts) Exhibit 99.1 Press Release For Release, 09:10AM ET March 9, 2023 Neonode Reports 2022 Financial Results STOCKHOLM, SWEDEN, March 9, 2023 — Neonode Inc. (NASDAQ: NEON), today reported financial results for the fiscal year ended December 31, 2022. FINANCIAL SUMMARY FOR THE FISCAL YEAR ENDED DECEMBER 31, 2022: ● Revenue of $5.7 million, a decrease of 2.8% compared to prior year. ● Operating expenses |
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| March 9, 2023 |
Subsidiaries of the registrant Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Name Jurisdiction Neonode Technologies AB Sweden Neonode Japan Inc. Japan Neonode Korea Ltd. South Korea |
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| March 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-35526 NEONODE INC. (Exact name of R |
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| January 18, 2023 |
NEON / Neonode, Inc / Forsakringsaktiebolaget Avanza Pension - SC 13G/A Passive Investment SC 13G/A 1 tm233763d1sc13ga.htm SC 13G/A PRIVILEGED & CONFIDENTIAL SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Amendment no. 12) (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2. Under the Securities Exchange Act of 1934 Neonode Inc. (Name of Issuer) COMMON STOCK, P |
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| January 17, 2023 |
NEON / Neonode, Inc / Forsakringsaktiebolaget Avanza Pension - SC 13G/A Passive Investment PRIVILEGED & CONFIDENTIAL SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Amendment no. 11) (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2. Under the Securities Exchange Act of 1934 Neonode Inc. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001PER SHARE (Title of Class |
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| January 12, 2023 |
NEON / Neonode, Inc / Forsakringsaktiebolaget Avanza Pension - SC 13G/A Passive Investment SC 13G/A 1 tm233262d1sc13ga.htm SC 13G/A PRIVILEGED & CONFIDENTIAL SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Amendment no. 10) (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2. Under the Securities Exchange Act of 1934 Neonode Inc. (Name of Issuer) COMMON STOCK, P |
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| January 5, 2023 |
NEON / Neonode, Inc / Forsakringsaktiebolaget Avanza Pension - SC 13G/A Passive Investment PRIVILEGED & CONFIDENTIAL SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Amendment no. 9) (Rule 13d-102) Information to be Included in Statements Filed Pursuant to ? 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to ? 240.13d-2. Under the Securities Exchange Act of 1934 Neonode Inc. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001PER SHARE (Title of Class o |
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| December 27, 2022 |
NEON / Neonode, Inc / Forsakringsaktiebolaget Avanza Pension - SC 13G/A Passive Investment PRIVILEGED & CONFIDENTIAL SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Amendment no. 8) (Rule 13d-102) Information to be Included in Statements Filed Pursuant to ? 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to ? 240.13d-2. Under the Securities Exchange Act of 1934 Neonode Inc. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001PER SHARE (Title of Class o |
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| December 19, 2022 |
NEON / Neonode, Inc / Forsakringsaktiebolaget Avanza Pension - SC 13G/A Passive Investment PRIVILEGED & CONFIDENTIAL SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Amendment no. 7) (Rule 13d-102) Information to be Included in Statements Filed Pursuant to ? 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to ? 240.13d-2. Under the Securities Exchange Act of 1934 Neonode Inc. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001PER SHARE (Title of Class o |
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| December 16, 2022 |
NEON / Neonode, Inc / Forsakringsaktiebolaget Avanza Pension - SC 13G/A Passive Investment PRIVILEGED & CONFIDENTIAL SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Amendment no. 6) (Rule 13d-102) Information to be Included in Statements Filed Pursuant to ? 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to ? 240.13d-2. Under the Securities Exchange Act of 1934 Neonode Inc. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001PER SHARE (Title of Class o |
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| December 8, 2022 |
NEON / Neonode, Inc / Forsakringsaktiebolaget Avanza Pension - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Amendment no. 5) (Rule 13d-102) Information to be Included in Statements Filed Pursuant to ? 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to ? 240.13d-2. Under the Securities Exchange Act of 1934 Neonode Inc. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001PER SHARE (Title of Class of Securities) 64051M709 (C |
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| December 2, 2022 |
NEON / Neonode, Inc / Forsakringsaktiebolaget Avanza Pension - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Amendment no. 4) (Rule 13d-102) Information to be Included in Statements Filed Pursuant to ? 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to ? 240.13d-2. Under the Securities Exchange Act of 1934 Neonode Inc. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001PER SHARE (Title of Class of Securities) 64051M709 (C |
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| November 10, 2022 |
Exhibit 99.2 Q3 2022 Earnings Call November 10, 2022 2022 - 11 - 10 © Neonode 2001 - 2022 · www.neonode.com · Nasdaq (NEON) 1 Today’s Presenters 2022 - 11 - 10 © Neonode 2001 - 2022 · www.neonode.com · Nasdaq (NEON) 2 Urban Forssell CEO Fredrik Nihlén CFO Legal Disclaimer 2022 - 11 - 10 © Neonode 2001 - 2022 · www.neonode.com · Nasdaq (NEON) 3 This presentation contains, and related oral and writt |
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| November 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2022 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorp |
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| November 10, 2022 |
Exhibit 99.1 Press Release For Release, 09:10AM ET November 10, 2022 Neonode Reports Quarter Ended September 30, 2022 Financial Results STOCKHOLM, SWEDEN, November 10, 2022 — Neonode Inc. (NASDAQ: NEON), today reported financial results for the three and nine months ended September 30, 2022. FINANCIAL SUMMARY FOR THE THREE MONTHS ENDED SEPTEMBER 30, 2022: ● Revenue of $1.2 million, an increase of |
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| November 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2022 ? Transition report pursuant to section 13 or 15(d) of the Securities and Exchange Act of 1934 For the transition period from to Commission file number 1-35526 NEONODE INC. (Exac |
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| September 29, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2022 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incor |
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| August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2) ? Definitive Proxy Statem |
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| August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2) ? Defin |
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| August 11, 2022 |
Exhibit 99.2 Q2 2 0 22 Earni n gs Call August 11, 2022 2022 - 08 - 11 1 ? Neonode 2001 - 2022 ? www.neonode.com ? Nasdaq (NEON) Today?s Presenters U rb an F o rssell CEO 2022 - 08 - 11 2 ? Neonode 2001 - 2022 ? www.neonode.com ? Nasdaq (NEON) Fr edrik Nihl?n CFO Legal Disclaimer 2022 - 08 - 11 3 ? Neonode 2001 - 2022 ? www.neonode.com ? Nasdaq (NEON) This presentation contains, and related oral an |
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| August 11, 2022 |
Exhibit 99.1 Press Release For Release, 09:10AM ET August 11, 2022 Neonode Reports Quarter Ended June 30, 2022 Financial Results STOCKHOLM, SWEDEN, August 11, 2022 ? Neonode Inc. (NASDAQ: NEON), today reported financial results for the three and six months ended June 30, 2022. FINANCIAL SUMMARY FOR THE THREE MONTHS ENDED JUNE 30, 2022: ? Revenue of $1.3 million, a decrease of 26.3% compared to the |
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| August 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2022 ? Transition report pursuant to section 13 or 15(d) of the Securities and Exchange Act of 1934 For the transition period from to Commission file number 1-35526 NEONODE INC. (Exact nam |
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| August 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2022 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorpor |
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| July 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2022 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorporat |
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| July 27, 2022 |
Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF NEONODE INC. Article I OFFICES 1. REGISTERED OFFICE. The registered office of Neonode Inc. (the ?Corporation?) shall be fixed in the Corporation?s Certificate of Incorporation. References in these Bylaws to the ?Certificate of Incorporation? shall mean the Certificate of Incorporation of the Corporation, as amended or restated from time to time, including |
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| July 27, 2022 |
Amended and Restated Bylaws (marked to show changes to former Bylaws) EX-3.1.1 3 ea163428ex3-1ineonode.htm AMENDED AND RESTATED BYLAWS (MARKED TO SHOW CHANGES TO FORMER BYLAWS) Exhibit 3.1.1 AMENDED AND RESTATED BYLAWS OF NEONODE INC. Article I OFFICES 1. REGISTERED OFFICE. The registered office of Neonode Inc. (the “Corporation”) shall be fixed in the Corporation’s Certificate of Incorporation. References in these Bylaws to the “Certificate of Incorporation” shall |
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| July 15, 2022 |
Neonode Announces Postponement of Annual Meeting of Stockholders Exhibit 99.1 Press Release For Release, 4:15 PM ET July 14, 2022 Neonode Announces Postponement of Annual Meeting of Stockholders STOCKHOLM, SWEDEN, July 14, 2022 ? Neonode Inc. (NASDAQ: NEON), announced today that its 2022 Annual Meeting of Stockholders (the ?2022 Annual Meeting?), scheduled for tomorrow has been postponed to a date to be determined by the Company?s board of directors. The Compan |
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| July 15, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 14, 2022 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorporat |
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| July 8, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 8, 2022 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorporati |
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| July 8, 2022 |
Neonode Announces Adjournment of Annual Meeting of Stockholders Exhibit 99.1 Press Release For Release, 04:15PM ET July 8, 2022 Neonode Announces Adjournment of Annual Meeting of Stockholders STOCKHOLM, SWEDEN, July 8, 2022 ? Neonode Inc. (NASDAQ: NEON), announced today that its 2022 Annual Meeting of Stockholders (the ?Annual Meeting?), which was reconvened to July 8, 2022, was called to order and again adjourned without any business being conducted due to a |
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| June 22, 2022 |
Neonode Announces Adjournment of Annual Meeting of Stockholders Exhibit 99.1 Press Release For Release, 04:15PM ET June 22, 2022 Neonode Announces Adjournment of Annual Meeting of Stockholders STOCKHOLM, SWEDEN, June 22, 2022 ? Neonode Inc. (NASDAQ: NEON), announced today that its 2022 Annual Meeting of Stockholders (the ?Annual Meeting?), which was reconvened to June 22, 2022, was called to order and again adjourned without any business being conducted due to |
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| June 22, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 22, 2022 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorporat |
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| June 10, 2022 |
NEON / Neonode, Inc / Forsakringsaktiebolaget Avanza Pension - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Amendment no. 3) (Rule 13d-102) Information to be Included in Statements Filed Pursuant to ? 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to ? 240.13d-2. Under the Securities Exchange Act of 1934 Neonode Inc. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001PER SHARE (Title of Class of Securities) 64051M709 (C |
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| June 9, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2022 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorporati |
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| June 9, 2022 |
Neonode Announces Adjournment of Annual Meeting of Stockholders Exhibit 99.1 Press Release For Release, 04:15PM ET June 9, 2022 Neonode Announces Adjournment of Annual Meeting of Stockholders STOCKHOLM, SWEDEN, June 9, 2022 ? Neonode Inc. (NASDAQ: NEON), announced today that its 2022 Annual Meeting of Stockholders (the ?Annual Meeting?), held on June 9, 2022 at 3:00 p.m. local time at Neonode?s principal executive office located at Karlav?gen 100, 115 26 Stock |
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| May 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2022 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorporati |
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| May 16, 2022 |
Neonode Announces Changes to the Composition of its Board of Directors Exhibit 99.1 Press Release For Release, 09:10AM EST May 16, 2022 Neonode Announces Changes to the Composition of its Board of Directors STOCKHOLM, SWEDEN, May 16, 2022 ? Neonode Inc. (NASDAQ: NEON), today announced changes in the composition of its Board of Directors. Cecilia Edstr?m will be appointed to the Board as a Class I Director and Mattias Bergman will, due to other commitments, resign as |
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| May 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2022 ? Transition report pursuant to section 13 or 15(d) of the Securities and Exchange Act of 1934 For the transition period from to Commission file number 1-35526 NEONODE INC. (Exact na |
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| May 11, 2022 |
Exhibit 99.2 Q1 2022 Earnings Call May 11, 2022 2022 - 05 - 11 ? Neonode 2001 - 2022 ? www.neonode.com ? Nasdaq (NEON) 1 Today?s Presenters 2022 - 05 - 11 ? Neonode 2001 - 2022 ? www.neonode.com ? Nasdaq (NEON) 2 Urban Forssell CEO Fredrik Nihl?n CFO Legal Disclaimer 2022 - 05 - 11 ? Neonode 2001 - 2022 ? www.neonode.com ? Nasdaq (NEON) 3 This presentation contains, and related oral and written st |
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| May 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2022 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorporati |
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| May 11, 2022 |
Exhibit 99.1 Press Release For Release, 09:10AM ET May 11, 2022 Neonode Reports Quarter Ended March 31, 2022 Financial Results STOCKHOLM, SWEDEN, May 11, 2022 ? Neonode Inc. (NASDAQ: NEON), today reported financial results for the three months ended March 31, 2022. FINANCIAL SUMMARY FOR THE QUARTER ENDED MARCH 31, 2022: ? Revenue of $1.3 million, a decrease of 20.8% compared to the same period in |
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| April 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2) ? Definitive Proxy Statem |
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| April 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2) ? Definitive Proxy Statem |
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| March 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-35526 NEONODE I |
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| March 10, 2022 |
Neonode Reports Year Ended December 31, 2021 Financial Results Exhibit 99.1 Press Release For Release, 09:10AM ET March 10, 2022 Neonode Reports Year Ended December 31, 2021 Financial Results STOCKHOLM, SWEDEN, March 10, 2022 ? Neonode Inc. (NASDAQ: NEON), today reported financial results for the fiscal year ended December 31, 2021. FINANCIAL SUMMARY FOR THE FISCAL YEAR ENDED DECEMBER 31, 2021: ? Revenue of $5.8 million, a decrease of 2.5% compared to prior y |
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| March 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-35526 NEONODE INC. (Exact name of R |
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| March 10, 2022 |
Subsidiaries of the registrant Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Name Jurisdiction Neonode Technologies AB Sweden Neonode Japan Inc. Japan Neonode Korea Ltd. South Korea |
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| March 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2022 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorpora |
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| March 10, 2022 |
Fourth Quarter and Full Year 2021 Presentation of Neonode Exhibit 99.2 |
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| November 17, 2021 |
NEON / Neonode, Inc / Lindell Peter - AMENDMENT NO. 4 SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (AMENDMENT NO. |
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| November 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2021 ? Transition report pursuant to section 13 or 15(d) of the Securities and Exchange Act of 1934 For the transition period from to Commission file number 1-35526 NEONODE INC. (Exac |
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| November 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2021 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorp |
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| November 10, 2021 |
Exhibit 99.2 3Q 2021 Earnings Call November 10, 2021 Today?s Presenters Ur ban Forssell CEO Fr edr ik Ni h l?n CFO Dav id B ru nt o n Head of Investor Relations 2021 - 11 - 09 2 ? Neonode 2001 - 2021 ? www.neonode.com ? Nasdaq (NEON) Legal Disclaimer 2021 - 11 - 09 3 ? Neonode 2001 - 2021 ? www.neonode.com ? Nasdaq (NEON) This presentation contains, and related oral and written statements of Neono |
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| November 10, 2021 |
Neonode Reports Quarter Ended September 30, 2021 Financial Results Exhibit 99.1 PRESS RELEASE For Release, 9:10AM EST November 10, 2021 Neonode Reports Quarter Ended September 30, 2021 Financial Results STOCKHOLM, SWEDEN ? November 10, 2021 ? Neonode Inc. (NASDAQ: NEON), today reported financial results for the three and nine months ending September 30, 2021. FINANCIAL SUMMARY FOR THE THREE MONTHS ENDED September 30, 2021: ? Revenue of $1.0 million, a decrease of |
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| October 21, 2021 |
Exhibit 10.1 Neonode Inc. 1,808,000 Shares of Common Stock, par value $0.001 per share PLACEMENT AGENCY AGREEMENT 21 October 2021 Pareto Securities Inc. 150 E 52nd Street, 29th Floor New York, NY 10022 United States of America Pareto Securities AB Berzelii Park 9 SE-111 47 Stockholm Sweden Dear Pareto: Neonode Inc, a Delaware corporation (the ?Company?), proposes to issue and sell 1,808,000 shares |
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| October 21, 2021 |
Filed Pursuant to Rule 424(b)(5) Registration No. 333-255964 Prospectus Supplement (To Prospectus dated May 18, 2021) 1,808,000 Shares Common Stock We are offering 1,808,000 shares of our common stock, par value $0.001 per share, at a price of $7.75 per share to certain Swedish and other European investors pursuant to this prospectus supplement and accompanying prospectus. Our common stock trades |
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| October 21, 2021 |
Neonode Announces $14 Million Registered Direct Offering Exhibit 99.1 Press Release For Release, 9:10AM ET October 21, 2021 Neonode Announces $14 Million Registered Direct Offering STOCKHOLM, SWEDEN, October 21, 2021 ? Neonode Inc. (NASDAQ: NEON), today announced it has agreed to place with certain Swedish and European investors 1,808,000 shares of its common stock at a purchase price of $7.75 per share in a registered direct offering. The closing of th |
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| October 21, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2021 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorpo |
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| October 7, 2021 |
NEON / Neonode, Inc / Forsakringsaktiebolaget Avanza Pension - SCHEDULE 13G/A Passive Investment PRIVILEGED & CONFIDENTIAL SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Amendment no. 2) (Rule 13d-102) Information to be Included in Statements Filed Pursuant to ? 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to ? 240.13d-2. Under the Securities Exchange Act of 1934 Neonode Inc. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001PER SHARE (Title of Class o |
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| September 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2021 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incor |
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| August 11, 2021 |
Exhibit 99.2 Neonode Inc. Second Quarter 2021 Presentation Dr. Urban Forssell, CEO Mr. Fredrik Nihl?n, CFO Mr. David Brunton, Head of Investor Relations August 11, 2021 2 NASDAQ: NEON www.neonode.com Copyright Neonode ? 2001 - 2021 Disclaimer This presentation contains oral and written statements of Neonode Inc. (?Neonode? or the ?Company?) and its management and ma y contain, forward-looking stat |
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| August 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2021 ? Transition report pursuant to section 13 or 15(d) of the Securities and Exchange Act of 1934 For the transition period from to Commission file number 1-35526 NEONODE INC. (Exact nam |
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| August 11, 2021 |
Neonode Reports Quarter Ended June 30, 2021 Financial Results Exhibit 99.1 PRESS RELEASE For Release, 9:10AM EST August 11, 2021 Neonode Reports Quarter Ended June 30, 2021 Financial Results STOCKHOLM, SWEDEN ? August 11, 2021 ? Neonode Inc. (NASDAQ: NEON), today reported financial results for the three and six months ending June 30, 2021. FINANCIAL SUMMARY FOR THE QUARTER ENDED JUNE 30, 2021: ? Revenue of $1.7 million, an increase of 127% compared to the sa |
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| August 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2021 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorpor |
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| June 10, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2021 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorporati |
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| May 17, 2021 |
11100 Santa Monica Blvd., Suite 800 11100 Santa Monica Blvd., Suite 800 Los Angeles, CA 90025 Tel: (310) 966-1444 www.brileyfin.com May 14, 2021 VIA EDGAR United States Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attention: Beverly Singleton Re: Neonode Inc. ? Request for Acceleration Registration Statement on Form S-3 File No. 333-255964 Ladies and Gentlemen: Pursuant to Rule 461 promulgated under the |
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| May 14, 2021 |
Neonode Inc. Karlavägen 100 115 26 Stockholm, Sweden +46 (0) 8 667 17 17 Neonode Inc. Karlav?gen 100 115 26 Stockholm, Sweden +46 (0) 8 667 17 17 May 14, 2021 VIA EDGAR United States Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attention: Beverly Singleton Re: Neonode Inc. ? Request for Acceleration Registration Statement on Form S-3 File No. 333-255964 Ladies and Gentlemen: Pursuant to Rule 461 promulgated under the Securities Act of 1933 |
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| May 12, 2021 |
EX-99.2 3 ea140573ex99-2neonode.htm FIRST QUARTER 2021 PRESENTATION OF NEONODE Exhibit 99.2 Neonode Inc. First Quarter 2021 Presentation D r . Ur b an F o r s sell, C E O Ms. Maria Ek, CFO Mr. Anthony Uhrick, Vice President Sales AMER Mr. Johan Swartz, Vice President Sales APAC Mr. Jonas Wærn, Vice President Sales EMEA Mr. David Brunton, Head of Investor Relations May 12, 2021 2 Disclaimer Copyrig |
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| May 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2021 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorporati |
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| May 12, 2021 |
Neonode Reports Quarter Ended March 31, 2021 Financial Results EX-99.1 2 ea140573ex99-1neonode.htm EARNINGS RELEASE OF THE COMPANY DATED MAY 12, 2021 Exhibit 99.1 PRESS RELEASE For Release, 9:10AM EST May 12, 2021 Neonode Reports Quarter Ended March 31, 2021 Financial Results STOCKHOLM, SWEDEN – May 12, 2021 – Neonode Inc. (NASDAQ: NEON), today reported financial results for the three months ended March 31, 2021. FINANCIAL SUMMARY FOR THE QUARTER ENDED MARCH |
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| May 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2021 ? Transition report pursuant to section 13 or 15(d) of the Securities and Exchange Act of 1934 For the transition period from to Commission file number 1-35526 NEONODE INC. (Exact na |
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| May 10, 2021 |
As filed with the Securities and Exchange Commission on May 10, 2021 Registration No. |
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| May 10, 2021 |
Exhibit 1.2 Execution Version NEONODE INC. Common Stock (par value $0.001 per share) At Market Issuance Sales Agreement May 10, 2021 B. Riley Securities, Inc. 299 Park Avenue, 21st Floor New York, NY 10171 Ladies and Gentlemen: Neonode Inc., a Delaware corporation (the ?Company?), confirms its agreement (this ?Agreement?) with B. Riley Securities, Inc. (the ?Agent?) as follows: 1. Issuance and Sal |
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| May 10, 2021 |
EX-4.5 4 ea140386ex4-5neonodeinc.htm FORM OF SENIOR INDENTURE Exhibit 4.5 NEONODE, INC. and Trustee INDENTURE Dated as of SENIOR DEBT SECURITIES CROSS-REFERENCE TABLE(1) Section of Trust Indenture Act of 1939, as amended Section of Indenture 310(a) 6.09 310(b) 6.08 6.10 310(c) Inapplicable 311(a) 6.13 311(b) 6.13 311(c) Inapplicable 312(a) 4.01 4.04 312(b) 4.04(c) 312(c) 4.04(c) 313(a) 4.03 313(b) |
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| May 10, 2021 |
Exhibit 4.1 NEONODE INC. DESCRIPTION OF COMMON STOCK Neonode Inc. (the “Company”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) – common stock, par value $0.001 per share (the “Common Stock”). The Common Stock trades on The Nasdaq Capital Market under the trading symbol “NEON.” The following summary description sets |
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| May 10, 2021 |
Form of Subordinated Indenture EX-4.6 5 ea140386ex4-6neonodeinc.htm FORM OF SUBORDINATED INDENTURE Exhibit 4.6 NEONODE, INC. and Trustee INDENTURE Dated as of SUBORDINATED DEBT SECURITIES CROSS-REFERENCE TABLE(1) Section of Trust Indenture Act of 1939, as amended Section of Indenture 310(a) 6.09 310(b) 6.08 6.10 310(c) Inapplicable 311(a) 6.13 311(b) 6.13 311(c) Inapplicable 312(a) 4.01 4.04 312(b) 4.04(c) 312(c) 4.04(c) 313(a) |
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| May 4, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2021 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorporatio |
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| May 4, 2021 |
Appointment of Anthony Uhrick as Vice President Sales Americas at Neonode EX-99.1 2 ea140336-ex991neonode.htm PRESS RELEASE DATED MAY 4, 2021 Exhibit 99.1 Press Release For Release, 9:10AM ET May 4, 2021 Appointment of Anthony Uhrick as Vice President Sales Americas at Neonode STOCKHOLM, SWEDEN, May 4, 2021 — Neonode Inc. (NASDAQ: NEON), today announced the appointment of Anthony Uhrick as Vice President Sales AMER. Mr. Uhrick is an industry veteran with over 20 years o |
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| April 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant S Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2) S Definitive Proxy Statem |
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| April 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2) ? Definitive Proxy Statem |
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| March 31, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2021 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorpora |
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| March 31, 2021 |
Appointment of Fredrik Nihlén as Chief Financial Officer at Neonode Exhiibit 99.1 Press Release For Release, 9:10AM ET March 31, 2021 Appointment of Fredrik Nihl?n as Chief Financial Officer at Neonode STOCKHOLM, SWEDEN, March 31, 2021 ? Neonode Inc. (NASDAQ: NEON), today announced the appointment of Fredrik Nihl?n as Chief Financial Officer, to become effective on or about August 2, 2021, following a notice period to Mr. Nihl?n?s current employer. Mr. Nihl?n join |
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| March 31, 2021 |
EX-10.1 2 ea138748ex10-1neonodeinc.htm EMPLOYMENT AGREEMENT, DATED MARCH 30, 2021, BY AND BETWEEN NEONODE TECHNOLOGIES AB AND FREDRIK NIHLEN Exhibit 10.1 employment agreement This employment agreement (the “Employment Agreement”) is entered into on this day between Neonode Technologies AB, Karlavägen 100, 115 26 Stockholm, corporate reg. no. 556771-2095 (“Neonode”); and Fredrik Nihlén, personal id |
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| March 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2021 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorpora |
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| March 10, 2021 |
Subsidiaries of the registrant EX-21 3 f10k2020ex21neonodeinc.htm SUBSIDIARIES OF THE REGISTRANT Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Name Jurisdiction Neonode Technologies AB Sweden Neonode Japan Inc. Japan Neonode Korea Ltd. South Korea Neonode Taiwan Ltd. Taiwan |
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| March 10, 2021 |
EX-10.4 2 f10k2020ex10-4neonodeinc.htm EMPLOYMENT AGREEMENT OF URBAN FORSSELL, DATED OCTOBER 20, 2019 Exhibit 10.4 Storgatan 23 C 114 55 Stockholm Sweden [email protected] www.neonode.com www.linkedin.com/company/neon ode EMPLOYMENT AGREEMENT This employment agreement (the “Employment Agreement”) is entered into on this day between Neonode Inc. a Delaware Corporation, Storgatan 23 C, 114 55 Stockho |
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| March 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 1-35526 NEONODE INC. (Exact name of Reg |
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| March 10, 2021 |
NEONODE INC. CONSOLIDATED BALANCE SHEETS (In thousands, except share and per share amounts) Exhibit 99.1 PRESS RELEASE For Release, 9:10AM EST March 10, 2021 Neonode Reports Year Ended December 31, 2020 Financial Results STOCKHOLM, SWEDEN – March 10, 2021 – Neonode Inc. (NASDAQ: NEON), today reported financial results for the fiscal year ended December 31, 2020. FINANCIAL SUMMARY FOR THE FISCAL YEAR ENDED DECEMBER 31, 2020: ● Revenue of $6.0 million, a decrease of 10.0% compared to prior |
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| March 10, 2021 |
EX-99.2 3 ea137197ex99-2neonodeinc.htm FOURTH QUARTER AND FULL YEAR 2020 PRESENTATION OF NEONODE Exhibit 99.2 Neonode Inc. Fourth Quarter 2020 Presentation Dr. Urban Forssell, CEO Ms. Maria Ek, CFO Mr . Johan Swartz, Vice President HMI Products Mr . Jonas Wærn, Vice President HMI Solutions Mr . David Brunton, Head of Investor Relations March 10 , 2021 2 Disclaimer Copyright Neonode © 2001 - 2021 N |
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| February 9, 2021 |
THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Neonode Inc. (Name of Issuer) Common Stock, par value, $0.001 per share (Title of Class of Securities) 64051M709 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| February 5, 2021 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Amendment no. 1) (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2. Under the Securities Exchange Act of 1934 Neonode Inc. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001PER SHARE (Title of Class of Securities) 64051M709 (C |
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| December 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2020 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorpo |
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| December 11, 2020 |
Certificate of Elimination of Series C-2 5% Convertible Preferred Stock Exhibit 3.1.E.4 CERTIFICATE OF ELIMINATION OF SERIES C-2 5% CONVERTIBLE PREFERRED STOCK OF NEONODE INC. Neonode Inc. (the “Corporation”), a corporation organized and existing under the laws of the State of Delaware, in accordance with the provisions of the General Corporation Law of the State of Delaware (the “DGCL”), hereby certifies as follows: 1. The original name of the Corporation was SBE (DE |
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| December 11, 2020 |
Exhibit 3.1 RESTATED CERTIFICATE OF INCORPORATION OF NEONODE INC. ARTICLE I. The name of this Corporation is Neonode Inc. ARTICLE II. The address of the registered office of the corporation in the State of Delaware is 1209 Orange Street, City of Wilmington, County of New Castle, and the name of the registered agent of the corporation in the State of Delaware at such address is The Corporation Trus |
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| December 11, 2020 |
Certificate of Elimination of Series A Preferred Stock Exhibit 3.1.E.1 CERTIFICATE OF ELIMINATION OF SERIES A PREFERRED STOCK OF NEONODE INC. Neonode Inc. (the “Corporation”), a corporation organized and existing under the laws of the State of Delaware, in accordance with the provisions of the General Corporation Law of the State of Delaware (the “DGCL”), hereby certifies as follows: 1. The original name of the Corporation was SBE (DELAWARE), INC. The |
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| December 11, 2020 |
Certificate of Elimination of Series B Preferred Stock Exhibit 3.1.E.2 CERTIFICATE OF ELIMINATION OF SERIES B PREFERRED STOCK OF NEONODE INC. Neonode Inc. (the “Corporation”), a corporation organized and existing under the laws of the State of Delaware, in accordance with the provisions of the General Corporation Law of the State of Delaware (the “DGCL”), hereby certifies as follows: 1. The original name of the Corporation was SBE (DELAWARE), INC. The |
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| December 11, 2020 |
Certificate of Elimination of Series C-1 5% Convertible Preferred Stock EX-3.1EIII 5 ea131431ex3-1eiiineonode.htm CERTIFICATE OF ELIMINATION OF SERIES C-1 5% CONVERTIBLE PREFERRED STOCK Exhibit 3.1.E.3 CERTIFICATE OF ELIMINATION OF SERIES C-1 5% CONVERTIBLE PREFERRED STOCK OF NEONODE INC. Neonode Inc. (the “Corporation”), a corporation organized and existing under the laws of the State of Delaware, in accordance with the provisions of the General Corporation Law of th |
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| November 27, 2020 |
IN THE COURT OF CHANCERY OF THE STATE OF DELAWARE EX-99.1 2 ea130450ex99-1neonodeinc.htm STIPULATION AND [PROPOSED] ORDER CLOSING THE CASE Exhibit 99.1 GRANTED IN THE COURT OF CHANCERY OF THE STATE OF DELAWARE ROBERT GARFIELD, individually on behalf of himself and all other similarly situated stockholders of NEONODE, INC., Plaintiff, v. C.A. No. 2020-0701-AGB MATTIAS BERGMAN, PETER LINDELL, LARS LINDQVIST, PER LÖFGREN, ULF ROSBERG, and NEONODE IN |
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| November 27, 2020 |
Financial Statements and Exhibits, Other Events - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 23, 2020 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorp |
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| November 10, 2020 |
EX-3.1.3 2 f10q0920ex3-1iiineonodeinc.htm CERTIFICATE OF THIRD AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION OF NEONODE INC. Exhibit 3.1(3) CERTIFICATE OF THIRD AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION OF NEONODE INC. Neonode Inc. (the “Corporation”), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “DGCL”) |
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| November 10, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2020 ☐ Transition report pursuant to section 13 or 15(d) of the Securities and Exchange Act of 1934 For the transition period from to Commission file number 1-35526 NEONODE INC. (Exac |
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| November 10, 2020 |
Loan Agreement dated June 17, 2020 between Neonode Technologies AB and Cidro Holding AB* Exhibit 10.2 LOAN AGREEMENT June 17, 2020 between Neonode Technologies AB as Borrower and Cidro Holding AB as Lender THIS LOAN AGREEMENT (the “Loan Agreement”) is dated June 17, 2020 and made between: (1) Neonode Technologies AB, registration number 556771-2095, address P.O. Box 5082, 102 42 Stockholm, Sweden (the “Borrower”); and (2) Cidro Holding AB, registration number [***], address [***], Swe |
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| November 10, 2020 |
Neonode Reports Third Quarter Ended September 30, 2020 Financial Results Exhibit 99.1 Press Release For Release, 09:10AM EST November 10, 2020 Neonode Reports Third Quarter Ended September 30, 2020 Financial Results STOCKHOLM, SWEDEN, November 10, 2020 — Neonode Inc. (NASDAQ: NEON), today reported financial results for the three and nine months ended September 30, 2020. FINANCIAL SUMMARY THIRD QUARTER 2020 ● Net sales totaled $1.5 million compared to $1.3 million for t |
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| November 10, 2020 |
Exhibit 99.2 Neonode Inc. Third Quarter 2020 Presentation Dr. Urban Forssell, CEO Ms. Maria Ek, CFO Mr. David Brunton, Head of Investor Relations November 10, 2020 2 Disclaimer This presentation contains, and related oral and written statements of Neonode Inc. (“Neonode” or the “Company”) and its management may contain, forward-looking statements within the meaning of the Private Securities Litiga |
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| November 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2020 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorp |
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| November 2, 2020 |
As filed with the Securities and Exchange Commission on November 2, 2020 Registration No. |
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| November 2, 2020 |
Exhibit 99.1 NEONODE INC. 2020 STOCK INCENTIVE PLAN 1. Establishment, Purpose and Term of Plan. 1.1 Establishment. The Plan is hereby established effective as of July 6, 2020. 1.2 Purpose. The purpose of the Plan is to advance the interests of the Participating Company Group and its stockholders by providing an incentive to attract, retain and reward persons performing services for the Participati |
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| September 30, 2020 |
Submission of Matters to a Vote of Security Holders - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2020 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Delaware 1-35526 94-1517641 (State or other jurisdiction of incorporation) Commission Fi |
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| September 21, 2020 |
2,296,223 SHARES NEONODE INC. Common Stock Filed Pursuant to Rule 424(b)(3) Registration No.: 333-248614 PROSPECTUS 2,296,223 SHARES NEONODE INC. Common Stock This prospectus covers the sale, transfer, or other disposition of up to 2,296,223 shares of our common stock, including 684,378 shares issuable upon conversion of Preferred Stock, by certain “Selling Stockholders,” which as used herein includes donees, pledgees, transferees, and oth |
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| September 18, 2020 |
- DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2) ☐ Definitive Proxy Statem |
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| September 17, 2020 |
[Letterhead of Neonode Inc.] September 17, 2020 Via Edgar Division of Corporation Finance U.S. Securities & Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Neonode Inc. Registration Statement on Form S-3 (333-248614) Acceleration Request Pursuant to Rule 461 under the Securities Act of 1933, as amended, Neonode Inc. hereby requests that the above-referenced registration statement b |
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| September 17, 2020 |
As filed with the Securities and Exchange Commission on September 17, 2020 Registration No. |
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| September 4, 2020 |
| One Embarcadero Center Suite 400 San Francisco, CA 94111 | P: 415-683-5472 | September 4, 2020 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street N.E. Washington, DC 20549 Ladies and Gentlemen: Neonode Inc. (the “Company”) is filing herewith a Registration Statement on Form S-3 relating to shares of common stock of the Company to be offered by certain selling stockholders. If you have any questions or comments with respect to thi |
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| September 4, 2020 |
As filed with the Securities and Exchange Commission on September 4, 2020 As filed with the Securities and Exchange Commission on September 4, 2020 Registration No. |
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| September 4, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 31, 2020 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorpor |
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| September 4, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 31, 2020 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorpor |
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| August 20, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant S Filed by a Party other than the Registrant £ Check the appropriate box: £ Preliminary Proxy Statement £ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2) S Definitive Proxy Statem |
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| August 20, 2020 |
- DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2) ☐ Definitive Proxy Statem |
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| August 18, 2020 |
- REVISED PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2) ☐ Definitive Proxy Statem |
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| August 14, 2020 |
Neonode Reports Second Quarter Ended June 30, 2020 Financial Results Exhibit 99.1 PRESS RELEASE For Release, 09:10AM EST August 14, 2020 Neonode Reports Second Quarter Ended June 30, 2020 Financial Results STOCKHOLM, SWEDEN, August 14, 2020 — Neonode Inc. (NASDAQ: NEON), today reported financial results for the three and six months ended June 30, 2020. FINANCIAL SUMMARY SECOND QUARTER 2020 · Net sales totaled $0.8 million compared to $1.7 million for the same perio |
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| August 14, 2020 |
EX-99.2 3 ea125394ex99-2neonode.htm SECOND QUARTER 2020 PRESENTATION OF NEONODE Exhibit 99.2 Neonode Inc. Second Quarter 2020 Presentation Ms. Maria Ek, CFO Mr. David Brunton, Investor Relations August 14, 2020 Dr. Urban Forssell, CEO 2 Disclaimer This presentation contains, and related oral and written statements of Neonode Inc. (“Neonode” or the “Company”) and its management may contain, forward |
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| August 14, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2020 ☐ Transition report pursuant to section 13 or 15(d) of the Securities and Exchange Act of 1934 For the transition period from to Commission file number 1-35526 NEONODE INC. (Exact nam |
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| August 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2020 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorpor |
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| August 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2) ☐ Definitive Proxy Statem |
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| August 10, 2020 |
Exhibit 3.1.C.1 EXHIBIT A-1 NEONODE inc. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES C-1 5% CONVERTIBLE PREFERRED STOCK PURSUANT TO SECTION 151 OF THE delaware GENERAL CORPORATION LAW The undersigned, Urban Forssell and Maria Ek, do hereby certify that: 1. They are the President and Secretary, respectively, of Neonode Inc., a Delaware corporation (the “Corporation”) |
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| August 10, 2020 |
NEON / Neonode, Inc. / Rosberg Ulf - AMENDMENT NO. 4 TO SCHEDULE 13D Activist Investment THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* Neonode Inc. (Name of Issuer) Common Stock, par value, $0.001 per share (Title of Class of Securities) 64051M709 (CUSIP Number) Ulf Rosberg, Fafnervaegen 2, 18266 Djursholm, Sweden, +46 705169402 (Name, Address and Telephone Number of Person Authoriz |
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| August 10, 2020 |
Securities Purchase Agreement, dated as of August 5, 2020 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of August 5, 2020, between Neonode Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”). WHEREAS, subject to the terms and conditions set forth |
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| August 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2020 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorpora |
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| August 10, 2020 |
Exhibit 3.1.C.2 EXHIBIT A-2 NEONODE inc. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES C-2 5% CONVERTIBLE PREFERRED STOCK PURSUANT TO SECTION 151 OF THE delaware GENERAL CORPORATION LAW The undersigned, Urban Forssell and Maria Ek, do hereby certify that: 1. They are the President and Secretary, respectively, of Neonode Inc., a Delaware corporation (the “Corporation”) |
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| August 10, 2020 |
NEON / Neonode, Inc. / Lindell Peter - AMENDMENT NO. 3 TO SC 13D Activist Investment THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* Neonode Inc. (Name of Issuer) Common Stock, par value, $0.001 per share (Title of Class of Securities) 64051M709 (CUSIP Number) Peter Lindell, c/o Neonode Inc., Storgatan 23C, 11455, Stockholm, Sweden (Name, Address and Telephone Number of Person Aut |
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| August 10, 2020 |
Neonode Announces $13.9 Million Private Placement EX-99.1 6 ea125047ex99-1neonode.htm PRESS RELEASE Exhibit 99.1 PRESS RELEASE Neonode Announces $13.9 Million Private Placement STOCKHOLM, SWEDEN, August 5, 2020 — Neonode Inc. (NASDAQ: NEON), today announced it has entered into definitive agreements with institutional and accredited investors, including insiders of the Company, for the private placement of $13.9 million of Neonode’s common stock a |
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| August 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2020 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorpora |
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| August 10, 2020 |
Exhibit 3.1.C.1 EXHIBIT A-1 NEONODE inc. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES C-1 5% CONVERTIBLE PREFERRED STOCK PURSUANT TO SECTION 151 OF THE delaware GENERAL CORPORATION LAW The undersigned, Urban Forssell and Maria Ek, do hereby certify that: 1. They are the President and Secretary, respectively, of Neonode Inc., a Delaware corporation (the “Corporation”) |
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| August 10, 2020 |
Exhibit 3.1.C.2 EXHIBIT A-2 NEONODE inc. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES C-2 5% CONVERTIBLE PREFERRED STOCK PURSUANT TO SECTION 151 OF THE delaware GENERAL CORPORATION LAW The undersigned, Urban Forssell and Maria Ek, do hereby certify that: 1. They are the President and Secretary, respectively, of Neonode Inc., a Delaware corporation (the “Corporation”) |
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| August 10, 2020 |
Press Release dated August 5, 2020 EX-99.1 6 ea125047ex99-1neonode.htm PRESS RELEASE Exhibit 99.1 PRESS RELEASE Neonode Announces $13.9 Million Private Placement STOCKHOLM, SWEDEN, August 5, 2020 — Neonode Inc. (NASDAQ: NEON), today announced it has entered into definitive agreements with institutional and accredited investors, including insiders of the Company, for the private placement of $13.9 million of Neonode’s common stock a |
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| August 10, 2020 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of August 5, 2020, between Neonode Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”). WHEREAS, subject to the terms and conditions set forth |
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| August 10, 2020 |
Exhibit 10.2 EXHIBIT C REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of August 5, 2020, between Neonode Inc., a Delaware corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”). This Agreement is made pursuant to the Securities Purchase |
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| August 10, 2020 |
Registration Rights Agreement, dated as of August 5, 2020 Exhibit 10.2 EXHIBIT C REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of August 5, 2020, between Neonode Inc., a Delaware corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”). This Agreement is made pursuant to the Securities Purchase |
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| August 5, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2020 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorpora |
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| August 5, 2020 |
EX-99.1 2 ea125022ex99-1neonode.htm PRESS RELEASE Exhibit 99.1 PRESS RELEASE Neonode Announces Preliminary Second Quarter 2020 Revenue and Future Conference Call Second Quarter 2020 Conference Call on August 14, 2020 at 10AM EDT/4PM CET STOCKHOLM, SWEDEN, August 5, 2020 — Neonode Inc. (NASDAQ: NEON), today announced it expects revenues for the second quarter of 2020 to range between $650,000 and $ |
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| June 22, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 17, 2020 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorporat |
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| June 22, 2020 |
Exhibit 10.1 LOAN AGREEMENT June 17, 2020 between Neonode Technologies AB as Borrower and UMR Invest AB as Lender THIS LOAN AGREEMENT (the “Loan Agreement”) is dated June 17, 2020 and made between: (1) Neonode Technologies AB, registration number 556771-2095, address P.O. Box 5082, 102 42 Stockholm, Sweden (the “Borrower”); and (2) UMR Invest AB, registration number [***], address [***], Sweden (t |
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| June 22, 2020 |
Exhibit 10.2 LOAN AGREEMENT June 17, 2020 between Neonode Technologies AB as Borrower and Cidro Förvaltning AB as Lender THIS LOAN AGREEMENT (the “Loan Agreement”) is dated June 17, 2020 and made between: (1) Neonode Technologies AB, registration number 556771-2095, address P.O. Box 5082, 102 42 Stockholm, Sweden (the “Borrower”); and (2) Cidro Förvaltning AB, registration number [***], address [* |
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| June 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2020 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorporati |
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| June 3, 2020 |
NEON / Neonode, Inc. / Forsakringsaktiebolaget Avanza Pension - SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2. Under the Securities Exchange Act of 1934 Neonode, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001PER SHARE (Title of Class of Securities) 64051M709 (CUSIP Number) June |
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| May 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Neonode Inc. (Exact name of the registrant as specified in its charter) Delaware 1-35526 94-1517641 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) Storgatan 23C, 114 55 Stockholm, Sweden (Address of principal execut |
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| May 13, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2020 ☐ Transition report pursuant to section 13 or 15(d) of the Securities and Exchange Act of 1934 For the transition period from to Commission file number 1-35526 NEONODE INC. (Exact na |
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| May 13, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2020 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorporati |
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| May 13, 2020 |
Neonode Reports First Quarter Ended March 31, 2020 Financial Results Exhibit 99.1 PRESS RELEASE For Release, 09:10AM EST May 13, 2020 Neonode Reports First Quarter Ended March 31, 2020 Financial Results STOCKHOLM, SWEDEN, May 13, 2020 — Neonode Inc. (NASDAQ: NEON), today reported financial results for the three months ended March 31, 2020. “The past few months have been challenging in light of the global coronavirus pandemic. The company’s operations have been disr |
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| April 29, 2020 |
Annual Report - AMENDMENT NO. 1 TO ANNUAL REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 1-35526 NEONODE INC. |
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| March 11, 2020 |
EX-4.1 2 f10k2019ex4-1neonodeinc.htm DESCRIPTION OF COMMON STOCK Exhibit 4.1 DESCRIPTION OF COMMON STOCK As of December 31, 2019, Neonode Inc. (“we”, “our” and “us”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: common stock, par value of $0.001 per share (“common stock”). The following description of our common stock summarizes certain |
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| March 11, 2020 |
Neonode Reports Year Ended December 31, 2019 Financial Results Exhibit 99.1 PRESS RELEASE For Release, 9:10AM EST March 11, 2020 Neonode Reports Year Ended December 31, 2019 Financial Results STOCKHOLM, SWEDEN – March 11, 2020 – Neonode Inc. (NASDAQ: NEON), the optical interactive sensing technology company, today reported financial results for the fiscal year ended December 31, 2019. FINANCIAL SUMMARY FOR THE FISCAL YEAR ENDED DECEMBER 31, 2019: ● Revenue of |
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| March 11, 2020 |
NEON / Neonode, Inc. 10-K - Annual Report - ANNUAL REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 1-35526 NEONODE INC. (Exact name of Reg |
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| March 11, 2020 |
Employment Agreement of Urban Forssell, dated October 20, 2019 + Exhibit 10.4 EMPLOYMENT AGREEMENT This employment agreement (the “Employment Agreement”) is entered into on this day between Neonode Inc. a Delaware Corporation, Storgatan 23 C, 114 55 Stockholm (“Neonode”); and Urban Forssell, personal identity no. [***], address [***]. (Employee) 1 EMPLOYMENT, TERM AND POSITION 1.1 The Employee is hereby employed as CEO (“Position”) at Neonode. 1.2 The employmen |
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| March 11, 2020 |
Subsidiaries of the registrant Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Name Jurisdiction Neonode Technologies AB Sweden Neonode Japan Inc. Japan Neonode Korea Ltd. South Korea Neonode Taiwan Ltd. Taiwan |
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| March 11, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2020 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorpora |
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| February 12, 2020 |
NEON / Neonode, Inc. / Grevelius Carl - AMENDMENT NO. 1 TO SCHEDULE 13G Passive Investment THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Neonode Inc. (Name of Issuer) Common Stock, par value, $0.001 per share (Title of Class of Securities) 64051M709 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| November 6, 2019 |
NEON / Neonode, Inc. 10-Q - Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2019 ☐ Transition report pursuant to section 13 or 15(d) of the Securities and Exchange Act of 1934 For the transition period from to Commission file number 1-35526 NEONODE INC. (Exac |
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| November 6, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2019 NEONODE INC. (Exact name of issuer of securities held pursuant to the plan) Commission File Number 1-35526 Delaware 94-1517641 (State or other jurisdiction of incorpo |
