NYDSL / The Bank of New York Mellon Corporation - Preferred Stock - SEC फाइलिंग, वार्षिक रिपोर्ट, प्रॉक्सी स्टेटमेंट

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 3, 2025 THE BANK OF NEW

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 3, 2025 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other Jurisdiction of Incorpor

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended June 30, 2025 ☐ Transition Report Pursuant to S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended June 30, 2025 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number 001-35651 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of r

The Bank of New York Mellon Corporation Financial Supplement Second Quarter 2025

The Bank of New York Mellon Corporation Financial Supplement Second Quarter 2025 Table of Contents Consolidated Results Page Consolidated Financial Highlights 3 Condensed Consolidated Income Statement 4 Condensed Consolidated Balance Sheet 5 Fee and Other Revenue 6 Average Balances and Interest Rates 7 Capital and Liquidity 8 Business Segment Results Securities Services Business Segment 9 Market a

2Q25 QUARTERLY UPDATE July 15, 2025 2 • Revenue Growth: Revenue of $5.0bn up 9% YoY • Expense Discipline: Expense of $3.2bn up 4% YoY • Margin Expansion: – 495 bps of operating leverage(b) – Pre-tax margin of 37% up 3%-pts YoY • Improved Profitabilit

2Q25 QUARTERLY UPDATE July 15, 2025 2 • Revenue Growth: Revenue of $5.0bn up 9% YoY • Expense Discipline: Expense of $3.2bn up 4% YoY • Margin Expansion: – 495 bps of operating leverage(b) – Pre-tax margin of 37% up 3%-pts YoY • Improved Profitability: – ROE of 14.7% up 2.0%-pts YoY – ROTCE(a) of 27.8% up 3.2%-pts YoY • Attractive Capital Returns: Returned $1.2bn to common shareholders, including

BNY Reports Second Quarter 2025 Earnings Per Common Share of $1.93

2Q25 FINANCIALRESULTS BNY Reports Second Quarter 2025 Earnings Per Common Share of $1.

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – July 15, 2025 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other jurisdiction of incorporati

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2025 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other Jurisdiction of Incorporation

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K [ ü ] Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2024 [ ] Transition Report Pursuant to Secti

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K [ ü ] Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2024 or [ ] Transition Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 001-35651 A. Full title of the plan and the a

Robin Vince Elected Chairman of BNY’s Board of Directors

Exhibit 99.1 Robin Vince Elected Chairman of BNY’s Board of Directors NEW YORK, June 12, 2025 /PRNewswire/ — The Bank of New York Mellon Corporation (“BNY”) (NYSE: BK), a global financial services company, today announced that Chief Executive Officer Robin Vince was unanimously elected by the Board of Directors (“the Board”) to the additional position of Chairman, and Joe Echevarria, the current C

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2025 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other Jurisdiction of Incorporatio

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2025 THE BANK OF NEW YOR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2025 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other Jurisdiction of Incorporatio

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended March 31, 2025 ☐ Transition Report Pursuant to

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended March 31, 2025 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number 001-35651 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2025 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other Jurisdiction of Incorporati

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – April 11, 2025 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other jurisdiction of incorporat

The Bank of New York Mellon Corporation Financial Supplement First Quarter 2025

The Bank of New York Mellon Corporation Financial Supplement First Quarter 2025 Table of Contents Consolidated Results Page Consolidated Financial Highlights 3 Condensed Consolidated Income Statement 4 Condensed Consolidated Balance Sheet 5 Fee and Other Revenue 6 Average Balances and Interest Rates 7 Capital and Liquidity 8 Business Segment Results Securities Services Business Segment 9 Market an

1Q25 QUARTERLY UPDATE April 11, 2025 2 • Revenue Growth: Revenue of $4.8bn up 6% YoY; up 5%(b) excluding notable items – Investment services fees up 6% YoY – Investment management and performance fees down 5% YoY – Foreign exchange revenue up 3% YoY

1Q25 QUARTERLY UPDATE April 11, 2025 2 • Revenue Growth: Revenue of $4.8bn up 6% YoY; up 5%(b) excluding notable items – Investment services fees up 6% YoY – Investment management and performance fees down 5% YoY – Foreign exchange revenue up 3% YoY – Net interest income up 11% YoY • Expense Discipline: Expense of $3.3bn up 2% YoY • Balance Sheet Strength: – Average total deposits of $283bn up 1%

BNY Reports First Quarter 2025 Earnings Per Common Share of $1.58

1Q25 FINANCIALRESULTS BNY Reports First Quarter 2025 Earnings Per Common Share of $1.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(B) OR (G) OF THE SECURITIES EXCHANGE ACT OF 1934 THE BANK OF NEW YORK MELLON CORPORATION (Exact

8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(B) OR (G) OF THE SECURITIES EXCHANGE ACT OF 1934 THE BANK OF NEW YORK MELLON CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 13-2614959 (State of incorporation or organization) (IRS Employer Identification No.)

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2025 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other Jurisdiction of Incorporati

Underwriting Agreement, dated March 7, 2025, by and among the Registrant and Morgan Stanley & Co. LLC, UBS Securities LLC, Deutsche Bank Securities Inc., Goldman Sachs & Co. LLC, RBC Capital Markets, LLC and BNY Mellon Capital Markets, LLC, as representatives of the several underwriters listed therein

Exhibit 1.1 The Bank of New York Mellon Corporation 20,000,000 Depositary Shares Each representing a 1/4,000th Interest in a Share of Series K Noncumulative Perpetual Preferred Stock Underwriting Agreement March 7, 2025 Morgan Stanley & Co. LLC UBS Securities LLC Deutsche Bank Securities Inc. Goldman Sachs & Co. LLC RBC Capital Markets, LLC BNY Mellon Capital Markets, LLC c/o Morgan Stanley & Co.

Previously filed as Exhibit 3.1 to the Company’s Current Report on Form 8-K (File No. 001-35651) as filed with the Commission on March 14, 2025, and incorporated herein by reference.

EXHIBIT 3.1 CERTIFICATE OF DESIGNATIONS OF SERIES K NONCUMULATIVE PERPETUAL PREFERRED STOCK $0.01 PAR VALUE OF THE BANK OF NEW YORK MELLON CORPORATION THE BANK OF NEW YORK MELLON CORPORATION, a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), in accordance with the provisions of Sections 103, 141 and 151 thereof, does hereby certify

Deposit Agreement, dated as of March 14, 2025, by and among the Registrant, Computershare Inc. and Computershare Trust Company, N.A., acting jointly as depositary, and the holders from time to time of the depositary receipts described therein

EXHIBIT 4.2 DEPOSIT AGREEMENT among THE BANK OF NEW YORK MELLON CORPORATION, as Issuer and COMPUTERSHARE INC. AND COMPUTERSHARE TRUST COMPANY, N.A., acting jointly as Depositary and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED HEREIN Dated as of March 14, 2025 ARTICLE I DEFINED TERMS 3 Section 1.1. Definitions 3 ARTICLE II FORM OF RECEIPTS, DEPOSIT OF THE SERIES K PREFERRED S

Deposit Agreement, dated as of March 10, 2025, by and among the Registrant, Computershare Inc. and Computershare Trust Company, N.A., acting jointly as depositary, and the holders from time to time of the depositary receipts described therein

EXHIBIT 4.2 Execution Version DEPOSIT AGREEMENT among THE BANK OF NEW YORK MELLON CORPORATION, as Issuer and COMPUTERSHARE INC. AND COMPUTERSHARE TRUST COMPANY, N.A., jointly as Depositary and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED HEREIN Dated as of March 10, 2025 ARTICLE I DEFINED TERMS 3 Section 1.1. Definitions 3 ARTICLE II FORM OF RECEIPTS, DEPOSIT OF THE SERIES J

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2025 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other Jurisdiction of Incorporatio

Previously filed as Exhibit 3.1 to the Company’s Current Report on Form 8-K (File No. 001-35651) as filed with the Commission on March 10, 2025, and incorporated herein by reference.

EXHIBIT 3.1 CERTIFICATE OF DESIGNATIONS OF SERIES J NONCUMULATIVE PERPETUAL PREFERRED STOCK $0.01 PAR VALUE OF THE BANK OF NEW YORK MELLON CORPORATION THE BANK OF NEW YORK MELLON CORPORATION, a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), in accordance with the provisions of Sections 103, 141 and 151 thereof, does hereby certify

Underwriting Agreement, dated March 3, 2025, by and among the Registrant and Deutsche Bank Securities Inc., Goldman Sachs & Co. LLC, Morgan Stanley & Co. LLC, RBC Capital Markets, LLC, UBS Securities LLC and BNY Mellon Capital Markets, LLC, as representatives of the several underwriters listed therein

Exhibit 1.1 Execution The Bank of New York Mellon Corporation 500,000 Depositary Shares Each representing a 1/100th Interest in a Share of Series J Noncumulative Perpetual Preferred Stock Underwriting Agreement March 3, 2025 Deutsche Bank Securities Inc. Goldman Sachs & Co. LLC Morgan Stanley & Co. LLC RBC Capital Markets, LLC UBS Securities LLC BNY Mellon Capital Markets, LLC c/o Goldman Sachs &

THE BANK OF NEW YORK MELLON CORPORATION 240 GREENWICH STREET NEW YORK, NY 10286 ATTN: JEAN WENG Your Vote Counts! THE BANK OF NEW YORK MELLON CORPORATION 2025 Annual Meeting Vote by April 14, 2025 11:59 PM ET. For shares held in a Plan, vote by April

THE BANK OF NEW YORK MELLON CORPORATION 240 GREENWICH STREET NEW YORK, NY 10286 ATTN: JEAN WENG Your Vote Counts! THE BANK OF NEW YORK MELLON CORPORATION 2025 Annual Meeting Vote by April 14, 2025 11:59 PM ET.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.  )

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.  ) Filed by the Registrant  ☒ Filed by a Party other than the Registrant  ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2025 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other Jurisdiction of Incorporatio

Filed herewith.

Exhibit 24.1 POWER OF ATTORNEY THE BANK OF NEW YORK MELLON CORPORATION Know all men by these presents, that each person whose signature appears below constitutes and appoints J. Kevin McCarthy and Jean Weng, and each of them, such person’s true and lawful attorney-in-fact and agent, with full power of substitution and revocation, for such person and in such person’s name, place and stead, in any a

Filed and furnished herewith.

Exhibit 13.1 FINANCIAL SECTION THE BANK OF NEW YORK MELLON CORPORATION 2024 Annual Report Table of Contents Page Financial Summary 2 Management’s Discussion and Analysis of Financial Condition and Results of Operations: Results of Operations: General 3 Overview 3 Summary of financial highlights 3 Fee and other revenue 5 Net interest income 8 Noninterest expense 11 Income taxes 11 Review of busines

Filed herewith.

Exhibit 4.2 THE BANK OF NEW YORK MELLON CORPORATION DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 AS OF DECEMBER 31, 2024 The following is a summary description of each class of securities of The Bank of New York Mellon Corporation (the “Company”) that is registered under Section 12 of the Securities and Exchange Act of 1934, as amended (the “Ex

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2024 ☐ Transition Report Pursuant to Secti

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2024 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number 001-35651 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of regis

Filed herewith.

Exhibit 21.1 THE BANK OF NEW YORK MELLON CORPORATION PRIMARY SUBSIDIARIES DEC. 31, 2024 The following are primary subsidiaries of The Bank of New York Mellon Corporation as of Dec. 31, 2024 and the states or jurisdictions in which they are organized. The names of particular subsidiaries have been omitted because, considered in the aggregate as a single subsidiary, they would not constitute, as of

Filed herewith.

Exhibit 19.1 Policy Number: I-A-045 Version 7.5 Personal Securities Trading Policy 1.Summary Personal trading investments can lead to actual or perceived conflicts of interest which can undermine the integrity of the actions of The Bank of New York Corporation, its subsidiaries and affiliates that are majority owned (the “Firm”). The Firm is subject to various laws and/or regulations governing the

Filed herewith.

Exhibit 10.29 FORM OF RESTRICTED STOCK UNIT AGREEMENT THE BANK OF NEW YORK MELLON CORPORATION LONG-TERM INCENTIVE PLAN FORM OF NOTICE OF AWARD - RESTRICTED STOCK UNITS – EXECUTIVE COMMITTEE US Subject to the terms and conditions of The Bank of New York Mellon Corporation 2023 Long-Term Incentive Plan (the “Plan”), this Notice of Award - Restricted Stock Units – Executive Committee US (the “Award N

Filed herewith.

Exhibit 10.28 FORM OF PERFORMANCE SHARE UNIT AGREEMENT THE BANK OF NEW YORK MELLON CORPORATION LONG-TERM INCENTIVE PLAN FORM OF NOTICE OF AWARD – PERFORMANCE SHARE UNITS – EXECUTIVE COMMITTEE US Subject to the terms and conditions of The Bank of New York Mellon Corporation 2023 Long-Term Incentive Plan (the “Plan”), this Notice of Award - Performance Share Units – Executive Committee US (the “Awar

Filed herewith.

Exhibit 10.22 AIRCRAFT TIME SHARING AGREEMENT This Aircraft Time Sharing Agreement (the “Agreement”) is entered into as of October 29, 2024 (the “Effective Date”), by and between The Bank of New York Mellon, a New York corporation (“Lessor”), and Robin Vince, an individual (“Lessee”). RECITALS A. Lessor is in legal possession of the Aircraft (as defined below). B. Lessor employs (or contracts for

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 11, 2025 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other Jurisdiction of Incorpor

EX-3

JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the undersigned hereby agree to any and all joint filings required to be made on their behalf on Schedule 13G (including amendments thereto) under the Exchange Act, with respect to securities which may be deemed to be beneficially owned by them under the Exchange Act, and that this Agreement be included as an Exhibit to any such joint filing.

4Q24 QUARTERLY UPDATE January 15, 2025 2 AGENDA PAGE 1 Strategic Update 3 2 Financial Update 8 3 Financial Outlook 19 4 Appendix 22 3 • Significant progress on cultivating a One BNY mentality and mission to further align culture to commercial strateg

4Q24 QUARTERLY UPDATE January 15, 2025 2 AGENDA PAGE 1 Strategic Update 3 2 Financial Update 8 3 Financial Outlook 19 4 Appendix 22 3 • Significant progress on cultivating a One BNY mentality and mission to further align culture to commercial strategy • Completed brand refresh to “BNY”, capturing the moment of the company’s 240th Anniversary • Attracted top talent throughout the organization from

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – January 15, 2025 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other jurisdiction of incorpor

The Bank of New York Mellon Corporation Financial Supplement Fourth Quarter 2024

The Bank of New York Mellon Corporation Financial Supplement Fourth Quarter 2024 Table of Contents Consolidated Results Page Consolidated Financial Highlights 3 Condensed Consolidated Income Statement 4 Condensed Consolidated Balance Sheet 5 Fee and Other Revenue 6 Average Balances and Interest Rates 7 Capital and Liquidity 8 Business Segment Results Securities Services Business Segment 9 Market a

BNY Reports Fourth Quarter 2024 Earnings Per Common Share of $1.54, or $1.72 as Adjusted (a) Full-Year 2024 Earnings Per Common Share of $5.80, or $6.03 as Adjusted (a)

4Q24 FINANCIALRESULTS BNY Reports Fourth Quarter 2024 Earnings Per Common Share of $1.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 7, 2025 THE BANK OF NEW Y

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 7, 2025 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other Jurisdiction of Incorporat

The Bank of New York Mellon Corporation 240 Greenwich Street New York, New York 10286

The Bank of New York Mellon Corporation 240 Greenwich Street New York, New York 10286 December 5, 2024 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance Office of Finance 100 F Street, N.

Filing Fee Table, filed herewith.

EXHIBIT 107 Calculation of Filing Fee Table FORM S-3 (Form Type) THE BANK OF NEW YORK MELLON CORPORATION (Exact Name of Registrant as Specified in Its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount  Registered  Proposed  Maximum  Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of  Registration  Fee Carry  Forward  Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fees Previously Paid in Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to Be Paid Debt Debt Securities 457(o) (1)(2) (3) Fees to Be Paid Equity Preferred Stock, par value $0.

As filed with the Securities and Exchange Commission on December 5, 2024

Table of Contents As filed with the Securities and Exchange Commission on December 5, 2024 Registration Statement No.

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2024 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other Jurisdiction of Incorpora

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2024 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other Jurisdiction of Incorpor

BK / The Bank of New York Mellon Corporation / DODGE & COX - SC 13G/A Passive Investment

SC 13G/A 1 d811308dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 6)* THE BANK OF NEW YORK MELLON CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 064058100 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appr

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended September 30, 2024 ☐ Transition Report Pursuant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended September 30, 2024 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number 001-35651 THE BANK OF NEW YORK MELLON CORPORATION (Exact name

Form T-1 Statement of Eligibility of Deutsche Bank Trust Company Americas to act as trustee under the Senior Debt Indenture, dated as of February 9, 2016, between The Bank of New York Mellon Corporation and Deutsche Bank Trust Company Americas, and the Senior Indenture, dated as of July 18, 1991, between The Bank of New York Mellon Corporation, successor to The Bank of New York Company, Inc., and Deutsche Bank Trust Company Americas (f/k/a Bankers Trust Company), as Trustee, filed herewith.

Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) DEUTSCHE BANK TRUST COMPANY AMERICAS (formerly BANKERS TRUST COMPANY) (Exact name of trustee as specified

Form T-1 Statement of Eligibility of Wilmington Trust, National Association to act as trustee under the Senior Subordinated Debt Indenture, dated as of February 9, 2016, between The Bank of New York Mellon Corporation and Wilmington Trust, National Association, filed herewith.

Exhibit 25.2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 ☐ Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) WILMINGTON TRUST, NATIONAL ASSOCIATION (Exact name of trustee as specified in its charter) 16-1486454 (I.R.S. employer identification no.) 1100 North Market Street Wilmington, DE 19890-0001 (Address of principal

Powers of Attorney, filed herewith.

Exhibit 24.1 POWER OF ATTORNEY THE BANK OF NEW YORK MELLON CORPORATION Know all men by these presents, that each person whose signature appears below constitutes and appoints J. Kevin McCarthy and Jean Weng, and each of them severally (for so long as each such individual is an employee of The Bank of New York Mellon Corporation or an affiliate of The Bank of New York Mellon Corporation), such pers

Filing Fee Table, filed herewith.

EXHIBIT 107 Calculation of Filing Fee Table FORM S-3 (Form Type) THE BANK OF NEW YORK MELLON CORPORATION (Exact Name of Registrant as Specified in Its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount  Registered  Proposed  Maximum  Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of  Registration  Fee Carry  Forward  Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fees Previously Paid in Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to Be Paid Debt Debt Securities 457(o) (1)(2) (3) Fees to Be Paid Equity Preferred Stock, par value $0.

As filed with the Securities and Exchange Commission on October 17, 2024

As filed with the Securities and Exchange Commission on October 17, 2024 Registration Statement No.

Form of Global Fixed Rate Note for the Senior Medium-Term Notes, Series J and Senior Subordinated Medium-Term Notes, Series K of The Bank of New York Mellon Corporation, filed herewith.

Exhibit 4.23 THIS NOTE IS NOT A SAVINGS ACCOUNT, DEPOSIT OR OTHER OBLIGATION OF ANY BANK OR NONBANK SUBSIDIARY OF THE COMPANY AND IS NOT INSURED BY THE FEDERAL DEPOSIT INSURANCE CORPORATION, THE DEPOSIT INSURANCE FUND OR ANY OTHER GOVERNMENTAL AGENCY. IF THIS NOTE IS REGISTERED IN THE NAME OF CEDE & CO. AS NOMINEE FOR THE DEPOSITORY TRUST COMPANY, THEN THE FOLLOWING LEGEND SHALL APPLY: UNLESS AND

3Q 24 FINANCIAL October 11, 2024 HIGHLIGHTS 2 • Revenue Growth: Revenue of $4.6bn up 5% YoY – Investment services fees up 5% YoY – Investment management and performance fees up 2% YoY – Foreign exchange revenue up 14% YoY – Net interest income up 3%

ex993financialhighlight 3Q 24 FINANCIAL October 11, 2024 HIGHLIGHTS 2 • Revenue Growth: Revenue of $4.

BNY Reports Third Quarter 2024 Earnings Per Common Share of $1.50, or $1.52 as Adjusted (a)

3Q24 FINANCIALRESULTS BNY Reports Third Quarter 2024 Earnings Per Common Share of $1.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – October 11, 2024 THE BANK OF NEW

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – October 11, 2024 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other jurisdiction of incorpor

The Bank of New York Mellon Corporation Financial Supplement Third Quarter 2024

The Bank of New York Mellon Corporation Financial Supplement Third Quarter 2024 Table of Contents Consolidated Results Page Consolidated Financial Highlights 3 Condensed Consolidated Income Statement 4 Condensed Consolidated Balance Sheet 5 Fee and Other Revenue 6 Average Balances and Interest Rates 7 Capital and Liquidity 8 Business Segment Results Securities Services Business Segment 9 Market an

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended June 30, 2024 ☐ Transition Report Pursuant to S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended June 30, 2024 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number 001-35651 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of r

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2024 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other Jurisdiction of Incorporatio

2Q 24 FINANCIAL July 12, 2024 HIGHLIGHTS 2 +16% Revenue Growth: Pre-tax Margin: EPS Growth: • Revenue Growth: Revenue of $4.6bn up 2% YoY – Investment services fees up 5% YoY – Investment management and performance fees flat YoY – Foreign exchange re

2Q 24 FINANCIAL July 12, 2024 HIGHLIGHTS 2 +16% Revenue Growth: Pre-tax Margin: EPS Growth: • Revenue Growth: Revenue of $4.

The Bank of New York Mellon Corporation Financial Supplement Second Quarter 2024

The Bank of New York Mellon Corporation Financial Supplement Second Quarter 2024 Table of Contents Consolidated Results Page Consolidated Financial Highlights 3 Condensed Consolidated Income Statement 4 Condensed Consolidated Balance Sheet 5 Fee and Other Revenue 6 Average Balances and Interest Rates 7 Capital and Liquidity 8 Business Segment Results Securities Services Business Segment 9 Market a

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – July 12, 2024 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other jurisdiction of incorporati

BNY Reports Second Quarter 2024 Earnings Per Common Share of $1.52, or $1.51 as Adjusted (a)

2Q24 FINANCIALRESULTS BNY Reports Second Quarter 2024 Earnings Per Common Share of $1.

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2024 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other Jurisdiction of Incorporatio

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K [ ü ] Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2023 [ ] Transition Report Pursuant to Secti

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K [ ü ] Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2023 or [ ] Transition Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 001-35651 A. Full title of the plan and the a

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2024 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other Jurisdiction of Incorporatio

VOYA / Voya Financial, Inc. / Bank of New York Mellon Corp Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.3)* NAME OF ISSUER: Voya Financial, Inc. TITLE OF CLASS OF SECURITIES: Common Stock CUSIP NUMBER: 929089100 DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT: April 30, 2024 Check the appropriate box to designate the rule pursuant to which this Schedule i

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended March 31, 2024 ☐ Transition Report Pursuant to

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended March 31, 2024 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number 001-35651 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of

Filed herewith.

Exhibit 10.1 AIRCRAFT TIME SHARING AGREEMENT This Aircraft Time Sharing Agreement (the “Agreement”) is entered into as of January 23, 2023 (the “Effective Date”), by and between The Bank of New York Mellon, a New York corporation (“Lessor”), and Robin Vince, an individual (“Lessee”).1 RECITALS A. Lessor is in legal possession of the Aircraft (as defined below). B. Lessor employs (or contracts for

BNY Mellon Reports First Quarter 2024 Earnings Per Common Share of $1.25, or $1.29 as Adjusted (a)

1Q24 FINANCIALRESULTS BNY Mellon Reports First Quarter 2024 Earnings Per Common Share of $1.

The Bank of New York Mellon Corporation Financial Supplement First Quarter 2024

The Bank of New York Mellon Corporation Financial Supplement First Quarter 2024 Table of Contents Consolidated Results Page Consolidated Financial Highlights 3 Condensed Consolidated Income Statement 4 Condensed Consolidated Balance Sheet 5 Fee and Other Revenue 6 Average Balances and Interest Rates 7 Capital and Liquidity 8 Business Segment Results Securities Services Business Segment 9 Market an

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – April 16, 2024 THE BANK OF NEW Y

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – April 16, 2024 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other jurisdiction of incorporat

1Q 24 FINANCIAL April 16, 2024 HIGHLIGHTS 2 +11% Revenue Growth: Pre-tax Margin: EPS Growth: • Revenue Growth: Revenue of $4.5bn up 3% YoY – Investment services fees up 8% YoY – Investment management and performance fees flat YoY – Foreign exchange r

1Q 24 FINANCIAL April 16, 2024 HIGHLIGHTS 2 +11% Revenue Growth: Pre-tax Margin: EPS Growth: • Revenue Growth: Revenue of $4.

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 9, 2024 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other Jurisdiction of Incorporatio

NOTICE OF EXEMPT SOLICITATION SUBMITTED BY NON-MANAGEMENT

NOTICE OF EXEMPT SOLICITATION SUBMITTED BY NON-MANAGEMENT U.S. Securities and Exchange Commission Washington, DC 20549 Notice of Exempt Solicitation under Rule 14a-103 Name of Registrant: The Bank of New York Mellon Corporation Name of person relying on exemption: Bowyer Research Address of person relying on exemption: P.O. Box 120, McKeesport PA 15135 Vote Yes: Proposal 5 – Politicized De-Banking

Conclusion

NOTICE OF EXEMPT SOLICITATION SUBMITTED BY NON-MANAGEMENT U.S. Securities and Exchange Commission Washington, DC 20549 Notice of Exempt Solicitation under Rule 14a-103 Name of Registrant: The Bank Of New York Mellon Corporation Name of person relying on exemption: Bowyer Research Address of person relying on exemption: P.O. Box 120, McKeesport, PA 15135 Vote Yes: Proposal 5 – Report on Risks of Po

United States Securities and Exchange Commission Washington, D.C. 20549 NOTICE OF EXEMPT SOLICITATION Pursuant to Rule 14a-103

United States Securities and Exchange Commission Washington, D.C. 20549 NOTICE OF EXEMPT SOLICITATION Pursuant to Rule 14a-103 Name of the Registrant: Bank of New York Mellon Corp Name of persons relying on exemption: Inspire Investing, LLC Address of persons relying on exemption: 3597 E Monarch Sky Ln, Suite 330, Meridian, ID 83646 As over 100 investors and financial professionals, serving thousa

The Bank of New York Mellon Corporation Revised Financial Supplement (Adoption of New Accounting Guidance and Certain Business Realignments) Five Quarter Trend Through 4Q23 and Full Years 2023 and 2022

Exhibit 99.1 The Bank of New York Mellon Corporation Revised Financial Supplement (Adoption of New Accounting Guidance and Certain Business Realignments) Five Quarter Trend Through 4Q23 and Full Years 2023 and 2022 Table of Contents Page Adoption of New Accounting Guidance and Certain Business Realignments 3 Restatements to Reflect Adoption of New Accounting Guidance 4 Reclassifications to Reflect

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – March 26, 2024 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other jurisdiction of incorporat

The Bank of New York Mellon Corporation (BK)

The Bank of New York Mellon Corporation (BK) Stockholder Alert Voluntary submission by John Chevedden, POB 2673, Redondo Beach, CA 90278 To BNY Mellon Stockholders: I urge stockholders to vote FOR Item 4 at the stockholder meeting.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2024 THE BANK OF NEW YO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2024 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other Jurisdiction of Incorporati

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2024 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other Jurisdiction of Incorporatio

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.  )

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.  ) Filed by the Registrant  ☒ Filed by a Party other than the Registrant  ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.  )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.  ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi

Filed and furnished herewith.

Exhibit 13.1 FINANCIAL SECTION THE BANK OF NEW YORK MELLON CORPORATION 2023 Annual Report Table of Contents Page Financial Summary 2 Management’s Discussion and Analysis of Financial Condition and Results of Operations: Results of Operations: General 3 Overview 3 Subsequent event 3 Summary of financial highlights 3 Fee and other revenue 5 Net interest revenue 8 Noninterest expense 11 Income taxes

Filed herewith.

Exhibit 10.28 FORM OF PERFORMANCE SHARE UNIT AGREEMENT THE BANK OF NEW YORK MELLON CORPORATION LONG-TERM INCENTIVE PLAN FORM OF NOTICE OF AWARD – PERFORMANCE SHARE UNITS – EXECUTIVE COMMITTEE US Subject to the terms and conditions of The Bank of New York Mellon Corporation 2023 Long-Term Incentive Plan (the “Plan”), this Notice of Award - Performance Share Units – Executive Committee US (the “Awar

Filed herewith.

Exhibit 10.29 FORM OF RESTRICTED STOCK UNIT AGREEMENT THE BANK OF NEW YORK MELLON CORPORATION LONG-TERM INCENTIVE PLAN FORM OF NOTICE OF AWARD - RESTRICTED STOCK UNITS – EXECUTIVE COMMITTEE US Subject to the terms and conditions of The Bank of New York Mellon Corporation 2023 Long-Term Incentive Plan (the “Plan”), this Notice of Award - Restricted Stock Units – Executive Committee US (the “Award N

Filed herewith.

Exhibit 10.25 AIRCRAFT TIME SHARING AGREEMENT This Aircraft Time Sharing Agreement (the “Agreement”) is entered into as of January 23, 2023 (the “Effective Date”), by and between The Bank of New York Mellon, a New York corporation (“Lessor”), and Robin Vince, an individual (“Lessee”). RECITALS A. Lessor is in legal possession of the Aircraft (as defined below). B. Lessor employs (or contracts for

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2023 ☐ Transition Report Pursuant to Secti

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2023 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number 001-35651 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of regis

iled herewith.

Exhibit 97.1 Recovery of Erroneously Awarded Incentive-Based Compensation Policy Effective Date December 1, 2023 Recovery of Erroneously Awarded Incentive-Based Compensation 1.Summary The Bank of New York Mellon Corporation (the "Firm") has adopted this Policy for the Recovery of Erroneously Awarded Incentive-Based Compensation to provide for the recovery or “clawback” of certain incentive compens

Filed herewith.

Exhibit 21.1 THE BANK OF NEW YORK MELLON CORPORATION PRIMARY SUBSIDIARIES DEC. 31, 2023 The following are primary subsidiaries of The Bank of New York Mellon Corporation as of Dec. 31, 2023 and the states or jurisdictions in which they are organized. The names of particular subsidiaries have been omitted because, considered in the aggregate as a single subsidiary, they would not constitute, as of

Filed here

Exhibit 10.30 THE BANK OF NEW YORK MELLON CORPORATION EXECUTIVE SEVERANCE PLAN (AS AMENDED AND RESTATED BY HRCC EFFECTIVE MARCH 1, 2024) 1. Purpose. The purpose of The Bank of New York Mellon Corporation Executive Severance Plan (the “Plan”) is to retain certain senior executives of the Corporation by reason of providing appropriate severance benefits, and to ensure their continued dedication to t

Filed herewith.

Exhibit 10.24 AIRCRAFT TIME SHARING AGREEMENT This Aircraft Time Sharing Agreement (the “Agreement”) is entered into as of January 23, 2023 (the “Effective Date”), by and between The Bank of New York Mellon, a New York corporation (“Lessor”), and Robin Vince, an individual (“Lessee”). RECITALS A. Lessor is in legal possession of the Aircraft (as defined below). B. Lessor employs (or contracts for

THE BANK OF NEW YORK MELLON CORPORATION DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 AS OF DECEMBER 31, 2021

Exhibit 4.2 THE BANK OF NEW YORK MELLON CORPORATION DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 AS OF DECEMBER 31, 2021 The following is a summary description of each class of securities of The Bank of New York Mellon Corporation (the “Company”) that is registered under Section 12 of the Securities and Exchange Act of 1934, as amended (the “Ex

Filed herewith.

Exhibit 24.1 POWER OF ATTORNEY THE BANK OF NEW YORK MELLON CORPORATION Know all men by these presents, that each person whose signature appears below constitutes and appoints J. Kevin McCarthy and Jean Weng, and each of them, such person’s true and lawful attorney-in-fact and agent, with full power of substitution and revocation, for such person and in such person’s name, place and stead, in any a

BK / The Bank of New York Mellon Corporation / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv0404-bankofnewyorkmellonco.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 9)* Name of issuer: Bank of New York Mellon Corp/The Title of Class of Securities: Common Stock CUSIP Number: 064058100 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropria

BK / The Bank of New York Mellon Corporation / DODGE & COX - SC 13G/A Passive Investment

SC 13G/A 1 d768748dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 5 )* THE BANK OF NEW YORK MELLON CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 064058100 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appr

ILCV / iShares Trust - iShares Morningstar Value ETF / Bank of New York Mellon Corp Passive Investment

SC 13G/A 1 isharesmstar13GFiling.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.2)* NAME OF ISSUER: iShares Morningstar Value ETF TITLE OF CLASS OF SECURITIES: Exchange Traded Fund CUSIP NUMBER: 464288109 DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT: December 31, 2023 Check the appropriate bo

WAT / Waters Corporation / Bank of New York Mellon Corp Passive Investment

SC 13G/A 1 Waters13GFiling.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.5)* NAME OF ISSUER: Waters Corporation TITLE OF CLASS OF SECURITIES: Common Stock CUSIP NUMBER: 941848103 DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT: December 31, 2023 Check the appropriate box to designate the rule p

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – January 12, 2024 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other jurisdiction of incorpor

January 12, 2024 4Q FINANCIAL 23 HIGHLIGHTS 1 AGENDA PAGE 1 4Q and FY 2023 Financial Results 1 2 Financial Outlook • 2024 Outlook • Medium-term Targets 13 3 Appendix 21 (a) Note: See page 22 in the Appendix for corresponding footnotes. (b) Represents

January 12, 2024 4Q FINANCIAL 23 HIGHLIGHTS 1 AGENDA PAGE 1 4Q and FY 2023 Financial Results 1 2 Financial Outlook • 2024 Outlook • Medium-term Targets 13 3 Appendix 21 (a) Note: See page 22 in the Appendix for corresponding footnotes.

BNY Mellon Reports Fourth Quarter 2023 Earnings Per Common Share of $0.33, or $1.28 as Adjusted (a) Full-Year 2023 Earnings Per Common Share of $4.00, or $5.05 as Adjusted (a)

4Q23 FINANCIALRESULTS BNY Mellon Reports Fourth Quarter 2023 Earnings Per Common Share of $0.

The Bank of New York Mellon Corporation Financial Supplement Fourth Quarter 2023

The Bank of New York Mellon Corporation Financial Supplement Fourth Quarter 2023 Table of Contents Consolidated Results Page Consolidated Financial Highlights 3 Condensed Consolidated Income Statement 4 Condensed Consolidated Balance Sheet 5 Fee and Other Revenue 6 Average Balances and Interest Rates 7 Capital and Liquidity 8 Business Segment Results Securities Services Business Segment 9 Market a

Certificate of Elimination of the Registrant with respect to the Series D Preferred Stock, dated December 21, 2023

Exhibit 3.1 CERTIFICATE OF ELIMINATION OF SERIES D NONCUMULATIVE PERPETUAL PREFERRED STOCK $0.01 PAR VALUE OF THE BANK OF NEW YORK MELLON CORPORATION THE BANK OF NEW YORK MELLON CORPORATION, a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), in accordance with the provisions of Section 151(g) thereof, does hereby certify that the fo

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2023 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other Jurisdiction of Incorpor

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2023 THE BANK OF NEW

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2023 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other Jurisdiction of Incorpor

BNY Mellon Announces Redemption of 500,000 Depositary Shares, Each Representing a 1/100th Interest in a Share of its Series D Noncumulative Perpetual Preferred Stock

EX-99.1 Exhibit 99.1 BNY Mellon Announces Redemption of 500,000 Depositary Shares, Each Representing a 1/100th Interest in a Share of its Series D Noncumulative Perpetual Preferred Stock NEW YORK, Nov. 17, 2023 /PRNewswire/ – The Bank of New York Mellon Corporation (“BNY Mellon”) (NYSE: BK) today announced that it will redeem all outstanding shares of its Series D Noncumulative Perpetual Preferred

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended September 30, 2023 ☐ Transition Report Pursuant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended September 30, 2023 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number 001-35651 THE BANK OF NEW YORK MELLON CORPORATION (Exact name

Form of Terms Agreement for Medium Term Notes, among The Bank of New York Mellon Corporation and the Underwriters signatory thereto.

Exhibit 1.1 THE BANK OF NEW YORK MELLON CORPORATION (A Delaware corporation) Medium-Term Notes TERMS AGREEMENT , 20 The Bank of New York Mellon Corporation 240 Greenwich Street New York, New York 10286 Re: Distribution Agreement dated January 30, 2017 Pursuant to Section 3(b) of the above-referenced Distribution Agreement, as amended by Amendment No. 1 to the Distribution Agreement, dated February

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2023 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other Jurisdiction of Incorpora

Form of Global Fixed Rate/Floating Rate Note for the Senior Medium-Term Notes, Series J and Senior Subordinated Medium-Term Notes, Series K of The Bank of New York Mellon Corporation, incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K (File No. 001-35651), filed on October 25, 2023.

EX-4.1 Exhibit 4.1 THIS NOTE IS NOT A SAVINGS ACCOUNT, DEPOSIT OR OTHER OBLIGATION OF ANY BANK OR NONBANK SUBSIDIARY OF THE COMPANY AND IS NOT INSURED BY THE FEDERAL DEPOSIT INSURANCE CORPORATION, THE DEPOSIT INSURANCE FUND OR ANY OTHER GOVERNMENTAL AGENCY. IF THIS NOTE IS REGISTERED IN THE NAME OF CEDE & CO. AS NOMINEE FOR THE DEPOSITORY TRUST COMPANY, THEN THE FOLLOWING LEGEND SHALL APPLY: UNLES

The Bank of New York Mellon Corporation Financial Supplement Third Quarter 2023

The Bank of New York Mellon Corporation Financial Supplement Third Quarter 2023 Table of Contents Consolidated Results Page Consolidated Financial Highlights 3 Condensed Consolidated Income Statement 4 Condensed Consolidated Balance Sheet 5 Fee and Other Revenue 6 Average Balances and Interest Rates 7 Capital and Liquidity 8 Business Segment Results Securities Services Business Segment 9 Market an

BNY MELLON REPORTS THIRD QUARTER 2023 EARNINGS OF $1.0 BILLION OR $1.22 PER COMMON SHARE

News Release BNY MELLON REPORTS THIRD QUARTER 2023 EARNINGS OF $1.0 BILLION OR $1.22 PER COMMON SHARE Revenue up 2% EPS up 213% Adj. EPS up 5%(a) ROE 11% ROTCE 20%(b) CET1 11.4% Tier 1 leverage 6.1% (a) Excluding the net impact of notable items, primarily the 3Q22 goodwill impairment. See (b) below. NEW YORK, October 17, 2023 – The Bank of New York Mellon Corporation (“BNY Mellon”) (NYSE: BK) toda

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – October 17, 2023 THE BANK OF NEW

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – October 17, 2023 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other jurisdiction of incorpor

3Q23 Financial Highlights O C T O B E R 1 7 , 2 0 2 3 2 • Revenue up 2% YoY – Fee revenue flat YoY – Net interest revenue up 10% YoY • Expense down 16% YoY, up 3%(b) excluding notable items • Provision for credit losses was $3mm • Average loans up 1%

ex993financialhighlight 3Q23 Financial Highlights O C T O B E R 1 7 , 2 0 2 3 2 • Revenue up 2% YoY – Fee revenue flat YoY – Net interest revenue up 10% YoY • Expense down 16% YoY, up 3%(b) excluding notable items • Provision for credit losses was $3mm • Average loans up 1% QoQ • Average deposits down 5% QoQ • Returned $0.

* * * * *

Via EDGAR October 12, 2023 United States Securities and Exchange Commission Division of Corporation Finance Office of Finance 100 F Street, N.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 11, 2023 THE BANK OF NE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 11, 2023 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other Jurisdiction of Incorpo

BNY Mellon Announces Pricing of Any and All Cash Tender Offer by its Wholly Owned Subsidiary for Certain of its Senior Notes

EX-99.1 Exhibit 99.1 News Release Contacts: Media Garrett Marquis +1 949 683 1503 [email protected] Analysts Marius Merz +1 212 298 1480 [email protected] BNY Mellon Announces Pricing of Any and All Cash Tender Offer by its Wholly Owned Subsidiary for Certain of its Senior Notes NEW YORK, September 11, 2023 – The Bank of New York Mellon Corporation (“BNY Mellon”) (NYSE: BK) tod

BNY Mellon Announces Expiration Date Results of Cash Tender Offer by its Wholly Owned Subsidiary for Certain of its Senior Notes

EX-99.2 Exhibit 99.2 News Release Contacts: Media Garrett Marquis +1 949 683 1503 [email protected] Analysts Marius Merz +1 212 298 1480 [email protected] BNY Mellon Announces Expiration Date Results of Cash Tender Offer by its Wholly Owned Subsidiary for Certain of its Senior Notes NEW YORK, September 11, 2023 – The Bank of New York Mellon Corporation (“BNY Mellon”) (NYSE: BK)

BNY Mellon Announces Any and All Cash Tender Offer by its Wholly Owned Subsidiary for Certain of its Senior Notes

EX-99.1 Exhibit 99.1 News Release Contacts: Media Garrett Marquis +1 949 683 1503 [email protected] Analysts Marius Merz +1 212 298 1480 [email protected] BNY Mellon Announces Any and All Cash Tender Offer by its Wholly Owned Subsidiary for Certain of its Senior Notes NEW YORK, September 5, 2023 – The Bank of New York Mellon Corporation (“BNY Mellon”) (NYSE: BK) today announced

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2023 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other Jurisdiction of Incorpor

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2023 (August 8, 2023)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2023 (August 8, 2023) THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other Jurisdict

Previously filed as Exhibit 3.1 to the Company’s Current Report on Form 8-K (File No. 001-35651) as filed with the Commission on Aug. 11, 2023, and incorporated herein by reference.

Exhibit 3.1 THE BANK OF NEW YORK MELLON CORPORATION AMENDED AND RESTATED BY-LAWS (As Amended April 14, 2009, August 11, 2009, February 9, 2010, July 2, 2010, October 12, 2010, October 8, 2013, March 5, 2015, October 13, 2015, February 12, 2018 and August 8, 2023) ARTICLE ONE MEETINGS OF STOCKHOLDERS Section 1. ANNUAL MEETINGS. The annual meeting of the stockholders of the Corporation for the elect

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended June 30, 2023 ☐ Transition Report Pursuant to S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended June 30, 2023 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number 001-35651 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of r

BNY MELLON REPORTS SECOND QUARTER 2023 EARNINGS OF $1.0 BILLION OR $1.30 PER COMMON SHARE

News Release BNY MELLON REPORTS SECOND QUARTER 2023 EARNINGS OF $1.0 BILLION OR $1.30 PER COMMON SHARE Revenue up 5% EPS up 26% (a) ROE 12% ROTCE 23%(b) CET1 11.1% Tier 1 leverage 5.7% (a) Excluding the net impact of notable items, primarily litigation and severance, EPS increased 20%. See (b) below. NEW YORK, July 18, 2023 – The Bank of New York Mellon Corporation (“BNY Mellon”) (NYSE: BK) today

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – July 18, 2023 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other jurisdiction of incorporati

The Bank of New York Mellon Corporation Financial Supplement Second Quarter 2023

The Bank of New York Mellon Corporation Financial Supplement Second Quarter 2023 Table of Contents Consolidated Results Page Consolidated Financial Highlights 3 Condensed Consolidated Income Statement 4 Condensed Consolidated Balance Sheet 5 Fee and Other Revenue 6 Average Balances and Interest Rates 7 Capital and Liquidity 8 Business Segment Results Securities Services Business Segment 9 Market a

2Q23 Financial Highlights J U L Y 1 8 , 2 0 2 3 2 ROE: 11.6% ROTCE: 22.6% 2Q23 Financial Highlights Revenue Pre-tax income Pre-tax margin Returns Capital ratios T1L: 5.7% CET1: 11.1% • Revenue up 5% YoY – Fee revenue down 2% YoY – Net interest revenu

ex993financialhighlight 2Q23 Financial Highlights J U L Y 1 8 , 2 0 2 3 2 ROE: 11.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2023 THE BANK OF NEW YOR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2023 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or Other Jurisdiction of Incorporatio

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2023 THE BANK OF NEW YOR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2023 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or Other Jurisdiction of Incorporatio

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K [ ü ] Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2022 [ ] Transition Report Pursuant to Secti

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K [ ü ] Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2022 or [ ] Transition Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 001-35651 A. Full title of the plan and the a

BNY Mellon Announces CME Term SOFR as Benchmark Replacement Rate for Outstanding U.S. Dollar LIBOR-Linked Securities After June 30, 2023

EX-99.1 Exhibit 99.1 News Release Contacts: Media Garrett Marquis +1 949 683 1503 [email protected] Analysts Marius Merz +1 212 298 1480 [email protected] BNY Mellon Announces CME Term SOFR as Benchmark Replacement Rate for Outstanding U.S. Dollar LIBOR-Linked Securities After June 30, 2023 NEW YORK, May 24, 2023 – BNY Mellon (NYSE: BK) today announced that, after June 30, 2023

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2023 THE BANK OF NEW YORK

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2023 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other Jurisdiction of Incorporation

Previously filed as Exhibit 10.2 to the Company’s Quarterly Report on Form 10-Q (File No. 001-35651) for the quarter ended March. 31, 2023, and incorporated herein by reference.

Exhibit 10.2 FORM OF PERFORMANCE SHARE UNIT AGREEMENT THE BANK OF NEW YORK MELLON CORPORATION LONG-TERM INCENTIVE PLAN FORM OF NOTICE OF AWARD – PERFORMANCE SHARE UNITS – EXECUTIVE COMMITTEE US Subject to the terms and conditions of The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan (the “Plan”), this Notice of Award - Performance Share Units – Executive Committee US (the “Award

Previously filed as Exhibit 10.1 to the Company’s Quarterly Report on Form 10-Q (File No. 001-35651) for the quarter ended March 31, 2023, and incorporated herein by reference.

Exhibit 10.1 FORM OF RESTRICTED STOCK UNIT AGREEMENT THE BANK OF NEW YORK MELLON CORPORATION LONG-TERM INCENTIVE PLAN FORM OF NOTICE OF AWARD - RESTRICTED STOCK UNITS – EXECUTIVE COMMITTEE US Subject to the terms and conditions of The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan (the “Plan”), this Notice of Award - Restricted Stock Units – Executive Committee US (the “Award No

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended March 31, 2023 ☐ Transition Report Pursuant to

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended March 31, 2023 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number 001-35651 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2023 THE BANK OF NEW YO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2023 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other Jurisdiction of Incorporati

Form of Terms Agreement for Medium Term Notes, among The Bank of New York Mellon Corporation and the Underwriters signatory thereto.

EX-1.1 Exhibit 1.1 THE BANK OF NEW YORK MELLON CORPORATION (A Delaware corporation) Medium-Term Notes TERMS AGREEMENT , 20 The Bank of New York Mellon Corporation 240 Greenwich Street New York, New York 10286 Re: Distribution Agreement dated January 30, 2017 Pursuant to Section 3(b) of the above-referenced Distribution Agreement, as amended by Amendment No. 1 to the Distribution Agreement, dated F

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – April 18, 2023 THE BANK OF NEW Y

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – April 18, 2023 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other jurisdiction of incorporat

The Bank of New York Mellon Corporation Financial Supplement First Quarter 2023

The Bank of New York Mellon Corporation Financial Supplement First Quarter 2023 Table of Contents Consolidated Results Page Consolidated Financial Highlights 3 Condensed Consolidated Income Statement 4 Condensed Consolidated Balance Sheet 5 Fee and Other Revenue 6 Average Balances and Interest Rates 7 Capital and Liquidity 8 Business Segment Results Securities Services Business Segment 9 Market an

BNY MELLON REPORTS FIRST QUARTER 2023 EARNINGS OF $905 MILLION OR $1.12 PER COMMON SHARE

News Release BNY MELLON REPORTS FIRST QUARTER 2023 EARNINGS OF $905 MILLION OR $1.

1Q23 Financial Highlights A P R I L 1 8 , 2 0 2 3 2 ROE: 10.3% ROTCE: 20.2% 1Q23 Financial Highlights Revenue Pre-tax income Pre-tax margin Returns Capital ratios T1L: 5.8% CET1: 11.0% • Revenue up 11% YoY – Fee revenue flat YoY – Net interest revenu

ex993financialhighlight 1Q23 Financial Highlights A P R I L 1 8 , 2 0 2 3 2 ROE: 10.

Powers of Attorney, filed herewith.

EX-24.1 Exhibit 24.1 POWER OF ATTORNEY THE BANK OF NEW YORK MELLON CORPORATION KNOW ALL MEN BY THESE PRESENTS: that each person whose signature appears below hereby names, constitutes and appoints J. Kevin McCarthy and James J. Killerlane III, and each of them individually, with full power to act without the other and with full power of substitution and resubstitution, such person’s true and lawfu

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 13-2614959 (Sta

Form S-8 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 13-2614959 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 240 Greenwich Str

Filing Fee Table, filed herewith.

EX-FILING FEES Exhibit 107 CALCULATION OF FILING FEE TABLE FORM S-8 (Form Type) THE BANK OF NEW YORK MELLON CORPORATION (Exact Name of Registrant as Specified in its Charter) Table 1 - Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price(3) Fee Rate Amount of Registration Fee(3) Equity Common Stock, par value $0.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 FORM S-8 REGISTRATION STATEMENT NO. 333-233308 THE SECURITIES ACT OF 1933 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its ch

S-8 POS Registration No. 333-233308 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-233308 Under THE SECURITIES ACT OF 1933 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 13-2614959 (State or other jurisdiction of incorporation or organization)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 12, 2023 THE BANK OF NEW YO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 12, 2023 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or Other Jurisdiction of Incorporati

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

The Bank of New York Mellon Corporation 2023 Long-Term Incentive Plan, incorporated herein by reference to Annex B of the Company’s definitive proxy statement on Schedule 14A filed March 1, 2023 (File No. 001-35651).

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

Filed herewith.

Exhibit 21.1 THE BANK OF NEW YORK MELLON CORPORATION PRIMARY SUBSIDIARIES DEC. 31, 2022 The following are primary subsidiaries of The Bank of New York Mellon Corporation as of Dec. 31, 2022 and the states or jurisdictions in which they are organized. The names of particular subsidiaries have been omitted because, considered in the aggregate as a single subsidiary, they would not constitute, as of

Filed herewith.

Exhibit 10.44 AIRCRAFT TIME SHARING AGREEMENT This Aircraft Time Sharing Agreement (the “Agreement”) is entered into as of January 23, 2023 (the “Effective Date”), by and between The Bank of New York Mellon, a New York corporation (“Lessor”), and Robin Vince, an individual (“Lessee”). RECITALS A. Lessor is in legal possession of the Aircraft (as defined below). B. Lessor employs (or contracts for

Filed and furnished herewith.

Exhibit 13.1 FINANCIAL SECTION THE BANK OF NEW YORK MELLON CORPORATION 2022 Annual Report Table of Contents Page Financial Summary 2 Management’s Discussion and Analysis of Financial Condition and Results of Operations: Results of Operations: General 3 Overview 3 Key 2022 events 3 Summary of financial highlights 4 Fee and other revenue 6 Net interest revenue 9 Noninterest expense 12 Income taxes 1

(b) All other reports filed by the Company pursuant to Section 13(a) or 15(d) of the 1934 Act since the end of the 2022 fiscal year covered by the annual report on Form 10-K referred to in paragraph (a) above; and

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2022 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number 001-35651 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of regis

Filed herewith.

Exhibit 10.43 AIRCRAFT TIME SHARING AGREEMENT This Aircraft Time Sharing Agreement (the “Agreement”) is entered into as of January 23, 2023 (the “Effective Date”), by and between The Bank of New York Mellon, a New York corporation (“Lessor”), and Robin Vince, an individual (“Lessee”). RECITALS A. Lessor is in legal possession of the Aircraft (as defined below). B. Lessor employs (or contracts for

, 2022, and incorporated herein by reference.

Exhibit 10.42 240 Greenwich Street 15th Floor New York, NY 10286 August 30, 2022 Mr. Robin Vince Chief Executive Officer Dear Robin: This letter (this “Letter”) serves to confirm that with respect to the Special Vesting Terms provided for in your offer letter dated August 19, 2020 (the “2020 Letter”), it is hereby agreed that those provisions shall not apply with respect to any RSUs or PSUs (or an

Filed herewith.

Exhibit 24.1 POWER OF ATTORNEY THE BANK OF NEW YORK MELLON CORPORATION Know all men by these presents, that each person whose signature appears below constitutes and appoints J. Kevin McCarthy and James J. Killerlane III, and each of them, such person’s true and lawful attorney-in-fact and agent, with full power of substitution and revocation, for such person and in such person’s name, place and s

BK / Bank of New York Mellon Corp / BERKSHIRE HATHAWAY INC - SC 13G/A Passive Investment

SC 13G/A 1 d435660dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 5) THE BANK OF NEW YORK MELLON CORPORATION (Name of Issuer) COMMON STOCK (Title of Class of Securities) 0640

BK / Bank of New York Mellon Corp / DODGE & COX - SC 13G/A Passive Investment

SC 13G/A 1 d442245dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 4)* THE BANK OF NEW YORK MELLON CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 064058100 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appro

SCHEDULE 13G RELEVANT SUBSIDIARIES AND MEMBERS OF FILING GROUP

EX-99.A 2 d435660dex99a.htm EX-99.A SCHEDULE 13G EXHIBIT A RELEVANT SUBSIDIARIES AND MEMBERS OF FILING GROUP PARENT HOLDING COMPANIES OR CONTROL PERSONS: Warren E. Buffett (an individual who may be deemed to control Berkshire Hathaway Inc.) Berkshire Hathaway Inc. GEICO Corporation Medical Protective Corporation INSURANCE COMPANIES AS DEFINED IN SECTION 3(a)(19) OF THE ACT: National Indemnity Comp

SCHEDULE 13G JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)(1)

EX-99.B 3 d435660dex99b.htm EX-99.B SCHEDULE 13G EXHIBIT B JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)(1) The undersigned persons hereby agree that reports on Schedule 13G, and amendments thereto, with respect to the Common Stock of The Bank of New York Mellon Corporation. may be filed in a single statement on behalf of each of such persons, and further, each of such persons designates Warren

BK / Bank of New York Mellon Corp / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)* Name of issuer: Bank of New York Mellon Corp. Title of Class of Securities: Common Stock CUSIP Number: 064058100 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule i

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2023 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other Jurisdiction of Incorpora

The Bank of New York Mellon Corporation Financial Supplement Fourth Quarter 2022

The Bank of New York Mellon Corporation Financial Supplement Fourth Quarter 2022 Table of Contents Consolidated Results Page Consolidated Financial Highlights 3 Condensed Consolidated Income Statement 4 Condensed Consolidated Balance Sheet 5 Fee and Other Revenue 6 Average Balances and Interest Rates 7 Capital and Liquidity 8 Business Segment Results Securities Services Business Segment 9 Market a

BNY MELLON REPORTS FOURTH QUARTER 2022 EARNINGS OF $509 MILLION OR $0.62 PER COMMON SHARE; $1.1 BILLION OR $1.30 PER SHARE EXCLUDING NOTABLE ITEMS(a)

News Release BNY MELLON REPORTS FOURTH QUARTER 2022 EARNINGS OF $509 MILLION OR $0.

4Q22 Financial Highlights J A N U A R Y 1 3 , 2 0 2 3 2 2022 Financial Highlights Revenue Pre-tax income Pre-tax margin Returns Capital ratios T1L: 5.8% CET1: 11.2% • Revenue up 3% YoY, up 6%(a) excluding the impact of notable items – Fee revenue fla

4Q22 Financial Highlights J A N U A R Y 1 3 , 2 0 2 3 2 2022 Financial Highlights Revenue Pre-tax income Pre-tax margin Returns Capital ratios T1L: 5.

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – January 13, 2023 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other jurisdiction of incorpor

Previously filed as Exhibit 10.1 to the Company’s Quarterly Report on Form 10-Q (File No. 001-35651) for the quarter ended Sept. 30, 2022, and incorporated herein by reference.

Exhibit 10.1 FORM OF RESTRICTED STOCK UNIT AGREEMENT THE BANK OF NEW YORK MELLON CORPORATION LONG-TERM INCENTIVE PLAN FORM OF NOTICE OF AWARD - RESTRICTED STOCK UNITS ? EXECUTIVE COMMITTEE GENERAL Subject to the terms and conditions of The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan (the ?Plan?), this Notice of Award - Restricted Stock Units ? Executive Committee General (the

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended September 30, 2022 ☐ Transition Report Pursuant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended September 30, 2022 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number 001-35651 THE BANK OF NEW YORK MELLON CORPORATION (Exact name

Previously filed as Exhibit 10.2 to the Company’s Quarterly Report on Form 10-Q (File No. 001-35651) for the quarter ended Sept. 30, 2022, and incorporated herein by reference.

Exhibit 10.2 FORM OF PERFORMANCE SHARE UNIT AGREEMENT THE BANK OF NEW YORK MELLON CORPORATION LONG-TERM INCENTIVE PLAN FORM OF NOTICE OF AWARD ? PERFORMANCE SHARE UNITS ? EXECUTIVE COMMITTEE GENERAL Subject to the terms and conditions of The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan (the ?Plan?), this Notice of Award - Performance Share Units ? Executive Committee General (

Form of Terms Agreement for Medium Term Notes, among The Bank of New York Mellon Corporation and the Underwriters signatory thereto.

EX-1.1 2 d371497dex11.htm EX-1.1 Exhibit 1.1 THE BANK OF NEW YORK MELLON CORPORATION (A Delaware corporation) Medium-Term Notes TERMS AGREEMENT , 20 The Bank of New York Mellon Corporation 240 Greenwich Street New York, New York 10286 Re: Distribution Agreement dated January 30, 2017 Pursuant to Section 3(b) of the above-referenced Distribution Agreement, as amended by Amendment No. 1 to the Distr

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2022 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other Jurisdiction of Incorpora

3Q22 Financial Highlights O C T O B E R 1 7 , 2 0 2 2 2 3Q22 Financial Highlights Revenue $4,279mm $0.39 Pre-tax income $630mm Pre-tax margin Returns Capital ratios ROE: 3.5% ROTCE: 7.5% T1L: 5.4% CET1: 10.0% • Revenue up 6% YoY, up 5%(a) excluding t

3Q22 Financial Highlights O C T O B E R 1 7 , 2 0 2 2 2 3Q22 Financial Highlights Revenue $4,279mm $0.

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) ? October 17, 2022 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other jurisdiction of incorpor

The Bank of New York Mellon Corporation Financial Supplement Third Quarter 2022

The Bank of New York Mellon Corporation Financial Supplement Third Quarter 2022 Table of Contents Consolidated Results Page Consolidated Financial Highlights 3 Condensed Consolidated Income Statement 4 Condensed Consolidated Balance Sheet 5 Fee and Other Revenue 6 Average Balances and Interest Rates 7 Capital and Liquidity 8 Business Segment Results Securities Services Business Segment 9 Market an

BNY MELLON REPORTS THIRD QUARTER 2022 EARNINGS OF $319 MILLION OR $0.39 PER COMMON SHARE; $983 MILLION OR $1.21 PER SHARE EXCLUDING NOTABLE ITEMS(a)

News Release BNY MELLON REPORTS THIRD QUARTER 2022 EARNINGS OF $319 MILLION OR $0.

EMTL / SPDR DoubleLine Emerging Markets Fixed Income ETF / Bank of New York Mellon Corp Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.1)* NAME OF ISSUER: SPDR DoubleLine Emerging Markets Fixed Income ETF TITLE OF CLASS OF SECURITIES: Exchange Traded Fund CUSIP NUMBER: 78470P309 DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT: August 31, 2022 Check the appropriate box to designate the

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2022 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other Jurisdict

As filed with the Securities and Exchange Commission on August 30, 2022

Table of Contents As filed with the Securities and Exchange Commission on August 30, 2022 Registration Statement No.

Amendment to The Bank of New York Mellon Corporation 401(k) Savings Plan, filed herewith.

Exhibit 4.4 FIRST AMENDMENT TO THE BANK OF NEW YORK MELLON CORPORATION 401(k) SAVINGS PLAN (As Amended and Restated Effective January 1, 2021) This First Amendment to The Bank of New York Mellon Corporation 401(k) Savings Plan (the ?Plan?) is made by The Bank of New York Mellon Corporation (hereafter referred to as the ?Corporation?) and is effective as of January 1, 2022. WITNESSETH WHEREAS, the

Filing Fee Table

EXHIBIT 107 Calculation of Filing Fee Table FORM S-3 (Form Type) THE BANK OF NEW YORK MELLON CORPORATION (Exact Name of Registrant as Specified in Its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Debt Debt Securities 457(o) (1)(2) (3) Fees to Be Paid Equity Preferred Stock, par value $0.

The Bank of New York Mellon Corporation 401(k) Savings Plan, filed herewith.

Exhibit 4.3 Final THE BANK OF NEW YORK MELLON CORPORATION 401(k) SAVINGS PLAN Amended and Restated Effective as of January 1, 2021 Table of Contents Page PREAMBLE 1 ARTICLE I DEFINITIONS 9 1.1 A&M 9 1.2 Account 9 1.3 Account Balance 10 1.4 Accrued Benefit 10 1.5 After-Tax Contributions 10 1.6 After-Tax Contributions Account 10 1.7 Appropriate Form 10 1.8 Assigned Loan 10 1.9 BAC 10 1.10 Beneficiar

Filing Fee Table, filed herewith.

Exhibit 107 EX-FILING FEES Calculation of Filing Fee Tables FORM S-8 (Form Type) The Bank of New York Mellon Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price Per Share (2) Maximum Aggregate Offering Price (3) Fee Rate Amount of Registration Fee (3) Equity Common Stock, $0.

Powers of Attorney, filed herewith.

Exhibit 24.1 POWER OF ATTORNEY THE BANK OF NEW YORK MELLON CORPORATION KNOW ALL MEN BY THESE PRESENTS: that each person whose signature appears below hereby names, constitutes and appoints J. Kevin McCarthy and James J. Killerlane III, and each of them individually, with full power to act without the other and with full power of substitution and resubstitution, such person?s true and lawful attorn

As filed with the Securities and Exchange Commission on August 30, 2022

As filed with the Securities and Exchange Commission on August 30, 2022 Registration No.

As filed with the Securities and Exchange Commission on August 29, 2022

Table of Contents As filed with the Securities and Exchange Commission on August 29, 2022 Registration Statement No.

Powers of Attorney, filed herewith.

Exhibit 24.1 POWER OF ATTORNEY THE BANK OF NEW YORK MELLON CORPORATION Know all men by these presents, that each person whose signature appears below constitutes and appoints J. Kevin McCarthy and James J. Killerlane III, and each of them severally (for so long as each such individual is an employee of The Bank of New York Mellon Corporation or an affiliate of The Bank of New York Mellon Corporati

Filing Fee Table

EXHIBIT 107 Calculation of Filing Fee Table FORM S-3 (Form Type) THE BANK OF NEW YORK MELLON CORPORATION (Exact Name of Registrant as Specified in Its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Debt Debt Securities 457(o) (1)(2) (3) Fees to Be Paid Equity Preferred Stock, par value $0.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2022 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other Jurisdiction of Incorporati

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended June 30, 2022 ☐ Transition Report Pursuant to S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended June 30, 2022 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number 001-35651 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of r

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2022 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other Jurisdiction of Incorporatio

BNY MELLON REPORTS SECOND QUARTER 2022 EARNINGS OF $835 MILLION OR $1.03 PER COMMON SHARE

News Release BNY MELLON REPORTS SECOND QUARTER 2022 EARNINGS OF $835 MILLION OR $1.

2Q22 Financial Highlights J U L Y 1 5 , 2 0 2 2 2 2Q22 Financial Highlights Revenue $4,254mm $1.03 Pre-tax income $1,095mm Pre-tax margin 26% Returns Capital ratios ROE: 9.3% ROTCE: 19.2% T1L: 5.2% CET1: 10.0% • Revenue up 7% YoY – Fee revenue up 4%

2Q22 Financial Highlights J U L Y 1 5 , 2 0 2 2 2 2Q22 Financial Highlights Revenue $4,254mm $1.

The Bank of New York Mellon Corporation Financial Supplement Second Quarter 2022

The Bank of New York Mellon Corporation Financial Supplement Second Quarter 2022 Table of Contents Consolidated Results Page Consolidated Financial Highlights 3 Condensed Consolidated Income Statement 4 Condensed Consolidated Balance Sheet 5 Fee and Other Revenue 6 Average Balances and Interest Rates 7 Capital and Liquidity 8 Business Segment Results Securities Services Business Segment 9 Market a

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) ? July 15, 2022 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other jurisdiction of incorporati

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2022 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other Jurisdiction of Incorporation

BNY Mellon Names Dermot McDonogh as Next Chief Financial Officer; Emily Portney to Lead Treasury Services, Credit Services, and Clearance and Collateral Management Businesses

Exhibit 99.1 BNY Mellon Names Dermot McDonogh as Next Chief Financial Officer; Emily Portney to Lead Treasury Services, Credit Services, and Clearance and Collateral Management Businesses NEW YORK, July 6, 2022/PRNewswire/ ? The Bank of New York Mellon Corporation (?BNY Mellon?) (NYSE: BK) announced today that Dermot McDonogh has been appointed as Chief Financial Officer (?CFO?) for the company, e

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2022 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other Jurisdiction of Incorporatio

Annual Report on Form 11-K of the Plan for the fiscal year ended December 31, 2021 (File No. 001-35651).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K [ ? ] Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2021 or [ ] Transition Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 001-35651 A. Full title of the plan and the a

Form of Global Fixed Rate/Floating Rate Note for the Senior Medium-Term Notes, Series J and Senior Subordinated Medium-Term Notes, Series K of The Bank of New York Mellon Corporation, incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K (File No. 001-35651), filed on June 13, 2022.

Exhibit 4.1 THIS NOTE IS NOT A SAVINGS ACCOUNT, DEPOSIT OR OTHER OBLIGATION OF ANY BANK OR NONBANK SUBSIDIARY OF THE COMPANY AND IS NOT INSURED BY THE FEDERAL DEPOSIT INSURANCE CORPORATION, THE DEPOSIT INSURANCE FUND OR ANY OTHER GOVERNMENTAL AGENCY. IF THIS NOTE IS REGISTERED IN THE NAME OF CEDE & CO. AS NOMINEE FOR THE DEPOSITORY TRUST COMPANY, THEN THE FOLLOWING LEGEND SHALL APPLY: UNLESS AND U

Form of Terms Agreement for Medium-Term Notes, among The Bank of New York Mellon Corporation and the Underwriters signatory thereto

Exhibit 1.1 THE BANK OF NEW YORK MELLON CORPORATION (A Delaware corporation) Medium-Term Notes TERMS AGREEMENT , 20 The Bank of New York Mellon Corporation 240 Greenwich Street New York, New York 10286 Re: Distribution Agreement dated January 30, 2017 Pursuant to Section 3(b) of the above-referenced Distribution Agreement, as amended by Amendment No. 1 to the Distribution Agreement, dated February

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2022 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other Jurisdiction of Incorporatio

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2022 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other Jurisdiction of Incorporation

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended March 31, 2022 ☐ Transition Report Pursuant to

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended March 31, 2022 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number 001-35651 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2022 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other Jurisdiction of Incorporati

1Q22 Financial Highlights A P R I L 1 8 , 2 0 2 2 2 1Q22 Financial Highlights (a) Excluding the notable item related to Russia, EPS would have been $0.08 higher. (b) Represents a non-GAAP measure. See page 15 in the Appendix for the corresponding rec

1Q22 Financial Highlights A P R I L 1 8 , 2 0 2 2 2 1Q22 Financial Highlights (a) Excluding the notable item related to Russia, EPS would have been $0.

BNY MELLON REPORTS FIRST QUARTER 2022 EARNINGS OF $699 MILLION OR $0.86 PER COMMON SHARE

News Release BNY MELLON REPORTS FIRST QUARTER 2022 EARNINGS OF $699 MILLION OR $0.

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) ? April 18, 2022 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other jurisdiction of incorporat

The Bank of New York Mellon Corporation Financial Supplement First Quarter 2022

The Bank of New York Mellon Corporation Financial Supplement First Quarter 2022 Table of Contents Consolidated Results Page Consolidated Financial Highlights 3 Condensed Consolidated Income Statement 4 Condensed Consolidated Balance Sheet 5 Fee and Other Revenue 6 Average Balances and Interest Rates 7 Capital and Liquidity 8 Business Segment Results Securities Services Business Segment 9 Market an

BNY Mellon is Powering the Financial World Broad client base Global reach and scale Highly complementary businesses Market-leading positions OUTSTANDING FRANCHISE DISCIPLINED EXECUTION LONG-TERM SHAREHOLDER VALUE Delivering the full franchise Deepeni

2022 Annual Meeting of Stockholders April 12, 2022 Exhibit 99.1 BNY Mellon is Powering the Financial World Broad client base Global reach and scale Highly complementary businesses Market-leading positions OUTSTANDING FRANCHISE DISCIPLINED EXECUTION LONG-TERM SHAREHOLDER VALUE Delivering the full franchise Deepening client relationships Investing and driving innovation Increasing efficiency Diversi

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 12, 2022 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other Jurisdiction of Incorporati

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 12, 2022 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other Jurisdiction of Incorporati

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 17, 2022 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other Jurisdiction of Incorporati

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin

BNY Mellon Announces Leadership Succession Plan Naming Robin Vince CEO-Elect CEO Todd Gibbons to Retire This Year Robin Vince, Vice Chair of BNY Mellon and CEO of Global Market Infrastructure, Named President and CEO-elect

Exhibit 99.1 News Release Contacts: Media Analysts Garrett Marquis Marius Merz +1 949 683 1503 +1 212 298 1480 [email protected] [email protected] BNY Mellon Announces Leadership Succession Plan Naming Robin Vince CEO-Elect CEO Todd Gibbons to Retire This Year Robin Vince, Vice Chair of BNY Mellon and CEO of Global Market Infrastructure, Named President and CEO-elect NEW YORK,

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2022 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other Jurisdiction of Incorporatio

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin

Schedule 14A

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2021 ☐ Transition Report Pursuant to Secti

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2021 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number 001-35651 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of regis

Filed herewith.

Exhibit 24.1 POWER OF ATTORNEY THE BANK OF NEW YORK MELLON CORPORATION Know all men by these presents, that each person whose signature appears below constitutes and appoints J. Kevin McCarthy and James J. Killerlane III, and each of them, such person?s true and lawful attorney-in-fact and agent, with full power of substitution and revocation, for such person and in such person?s name, place and s

Filed and furnished herewith.

Exhibit 13.1 FINANCIAL SECTION THE BANK OF NEW YORK MELLON CORPORATION 2021 Annual Report Table of Contents Page Financial Summary 2 Management’s Discussion and Analysis of Financial Condition and Results of Operations: Results of Operations: General 3 Overview 3 Human capital 3 Summary of financial highlights 5 Impact of coronavirus pandemic on our business 6 Fee and other revenue 7 Net interest

(c) The description of the Company’s common stock, par value $0.01 per share, contained in the Company’s annual report on Form 10-K for the fiscal year ended December 31, 2022, as filed with the Commission on February 27, 2023.

Exhibit 4.2 THE BANK OF NEW YORK MELLON CORPORATION DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 AS OF DECEMBER 31, 2021 The following is a summary description of each class of securities of The Bank of New York Mellon Corporation (the ?Company?) that is registered under Section 12 of the Securities and Exchange Act of 1934, as amended (the ?Ex

Filed herewith.

Exhibit 21.1 THE BANK OF NEW YORK MELLON CORPORATION PRIMARY SUBSIDIARIES DEC. 31, 2021 The following are primary subsidiaries of The Bank of New York Mellon Corporation as of Dec. 31, 2021 and the states or jurisdictions in which they are organized. The names of particular subsidiaries have been omitted because, considered in the aggregate as a single subsidiary, they would not constitute, as of

BK / Bank of New York Mellon Corp / DODGE & COX - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3)* THE BANK OF NEW YORK MELLON CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 064058100 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua

BK / Bank of New York Mellon Corp / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7)* Name of issuer: Bank of New York Mellon Corp. Title of Class of Securities: Common Stock CUSIP Number: 064058100 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule i

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2022 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other Jurisdiction of Incorpora

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2021 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other Jurisd

LEMB / iShares J.P. Morgan EM Local Currency Bond ETF / Bank of New York Mellon Corp Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* NAME OF ISSUER: iShares J.P. Morgan EM Local Currency Bond ETF TITLE OF CLASS OF SECURITIES: Exchange Traded Fund CUSIP NUMBER: 464286517 DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT: December 31, 2021 Check the appropriate box to designate the r

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2022 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other Jurisdiction of Incorpora

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) ? January 18, 2022 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other jurisdiction of incorpor

The Bank of New York Mellon Corporation Financial Supplement Fourth Quarter 2021

EX-99.2 3 ex992financialsupplementx.htm FINANCIAL SUPPLEMENT The Bank of New York Mellon Corporation Financial Supplement Fourth Quarter 2021 Table of Contents Consolidated Results Page Consolidated Financial Highlights 3 Condensed Consolidated Income Statement 4 Condensed Consolidated Balance Sheet 5 Fee and Other Revenue 6 Average Balances and Interest Rates 7 Capital and Liquidity 8 Business Se

4Q21 Financial Highlights J A N U A R Y 1 8 , 2 0 2 2 2 4Q21 and 2021 Highlights (a) Represents a non-GAAP measure. See page 17 in the Appendix for the corresponding reconciliation of the non-GAAP measures of ROTCE. Revenue  4% EPS  28% Pre-tax inc

4Q21 Financial Highlights J A N U A R Y 1 8 , 2 0 2 2 2 4Q21 and 2021 Highlights (a) Represents a non-GAAP measure.

BNY MELLON REPORTS FOURTH QUARTER 2021 EARNINGS OF $822 MILLION OR $1.01 PER COMMON SHARE

News Release BNY MELLON REPORTS FOURTH QUARTER 2021 EARNINGS OF $822 MILLION OR $1.

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2021 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other Jurisdiction of Incorpor

Certificate of Elimination of the Registrant with respect to the Series E Preferred Stock, dated December 21, 2021

Exhibit 3.1 CERTIFICATE OF ELIMINATION OF SERIES E NONCUMULATIVE PERPETUAL PREFERRED STOCK $0.01 PAR VALUE OF THE BANK OF NEW YORK MELLON CORPORATION THE BANK OF NEW YORK MELLON CORPORATION, a corporation organized and existing under the General Corporation Law of the State of Delaware (the ?Corporation?), in accordance with the provisions of Section 151(g) thereof, does hereby certify that the fo

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2021 THE BANK OF NEW YORK MELLON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35651 13-2614959 (State or other Jurisdiction of Incorpor

Sandie O’Connor Elected to the Board of Directors of BNY Mellon

Exhibit 99.1 News Release Contacts: Media Analysts Garrett Marquis Marius Merz +1 949-683-1503 +1 212 298 1480 [email protected] [email protected] Sandie O?Connor Elected to the Board of Directors of BNY Mellon NEW YORK, December 14, 2021 ? The Bank of New York Mellon Corporation (?BNY Mellon?) (NYSE: BK) announced today that its Board of Directors has elected Sandie O?Connor a

Form of Global Fixed Rate Note for the Senior Medium-Term Notes, Series J and Senior Subordinated Medium-Term Notes, Series K of The Bank of New York Mellon Corporation, filed herewith.

Exhibit 4.25 THIS NOTE IS NOT A SAVINGS ACCOUNT, DEPOSIT OR OTHER OBLIGATION OF ANY BANK OR NONBANK SUBSIDIARY OF THE COMPANY AND IS NOT INSURED BY THE FEDERAL DEPOSIT INSURANCE CORPORATION, THE DEPOSIT INSURANCE FUND OR ANY OTHER GOVERNMENTAL AGENCY. IF THIS NOTE IS REGISTERED IN THE NAME OF CEDE & CO. AS NOMINEE FOR THE DEPOSITORY TRUST COMPANY, THEN THE FOLLOWING LEGEND SHALL APPLY: UNLESS AND

Form of Global Floating Rate Note for the Senior Medium-Term Notes, Series J and Senior Subordinated Medium-Term Notes, Series K of The Bank of New York Mellon Corporation, filed herewith.

Exhibit 4.23 THIS NOTE IS NOT A SAVINGS ACCOUNT, DEPOSIT OR OTHER OBLIGATION OF ANY BANK OR NONBANK SUBSIDIARY OF THE COMPANY AND IS NOT INSURED BY THE FEDERAL DEPOSIT INSURANCE CORPORATION, THE DEPOSIT INSURANCE FUND OR ANY OTHER GOVERNMENTAL AGENCY. IF THIS NOTE IS REGISTERED IN THE NAME OF CEDE & CO. AS NOMINEE FOR THE DEPOSITORY TRUST COMPANY, THEN THE FOLLOWING LEGEND SHALL APPLY: UNLESS AND

Form T-1 Statement of Eligibility of Wilmington Trust, National Association to act as trustee under the Senior Subordinated Debt Indenture, dated as of February 9, 2016, between The Bank of New York Mellon Corporation and Wilmington Trust, National Association, filed herewith.

EX-25.2 9 d253462dex252.htm EX-25.2 Exhibit 25.2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 ☐ Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) WILMINGTON TRUST, NATIONAL ASSOCIATION (Exact name of trustee as specified in its charter) 16-1486454 (I.R.S. employer identification no.) 1100 North Market Street Wilmington,

As filed with the Securities and Exchange Commission on December 9, 2021

Table of Contents As filed with the Securities and Exchange Commission on December 9, 2021 Registration Statement No.

Powers of Attorney, filed herewith.

Exhibit 24.1 POWER OF ATTORNEY THE BANK OF NEW YORK MELLON CORPORATION Know all men by these presents, that each person whose signature appears below constitutes and appoints J. Kevin McCarthy and James J. Killerlane III, and each of them severally (for so long as each such individual is an employee of The Bank of New York Mellon Corporation or an affiliate of The Bank of New York Mellon Corporati

Form of Global Fixed Rate/Floating Rate Note for the Senior Medium-Term Notes, Series J and Senior Subordinated Medium-Term Notes, Series K of The Bank of New York Mellon Corporation, filed herewith.

Exhibit 4.24 THIS NOTE IS NOT A SAVINGS ACCOUNT, DEPOSIT OR OTHER OBLIGATION OF ANY BANK OR NONBANK SUBSIDIARY OF THE COMPANY AND IS NOT INSURED BY THE FEDERAL DEPOSIT INSURANCE CORPORATION, THE DEPOSIT INSURANCE FUND OR ANY OTHER GOVERNMENTAL AGENCY. IF THIS NOTE IS REGISTERED IN THE NAME OF CEDE & CO. AS NOMINEE FOR THE DEPOSITORY TRUST COMPANY, THEN THE FOLLOWING LEGEND SHALL APPLY: UNLESS AND

Form T-1 Statement of Eligibility of Deutsche Bank Trust Company Americas to act as trustee under the Senior Debt Indenture, dated as of February 9, 2016, between The Bank of New York Mellon Corporation and Deutsche Bank Trust Company Americas, and the Senior Indenture, dated as of July 18, 1991, between The Bank of New York Mellon Corporation, successor to The Bank of New York Company, Inc., and Deutsche Bank Trust Company Americas (f/k/a Bankers Trust Company), as Trustee, filed herewith.

EX-25.1 8 d253462dex251.htm EX-25.1 Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) DEUTSCHE BANK TRUST COMPANY AMERICAS (formerly BANKERS TRUST COMPAN

The Bank of New York Mellon Corporation Revised Financial Supplement (Business Resegmentation) Seven Quarter Trend Through 3Q21 And Full Years 2020 and 2019

Exhibit 99.1 The Bank of New York Mellon Corporation Revised Financial Supplement (Business Resegmentation) Seven Quarter Trend Through 3Q21 And Full Years 2020 and 2019 Table of Contents Page Business Resegmentation 3 Business Segment Revenue 4 Consolidated Results Condensed Consolidated Income Statement 5 Fee and Other Revenue 6 Money Market Fee Waivers 7 Business Segment Results Market and Weal