QADA SEC फाइलिंग - QAD, Inc. - Class A- वार्षिक रिपोर्ट, प्रॉक्सी स्टेटमेंट, प्रॉस्पेक्टस

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CIK

1036188

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to QAD, Inc. - Class A

SEC Filings (Chronological Order)

यह पृष्ठ SEC फाइलिंग की एक पूरी, कालानुक्रमिक सूची प्रदान करता है, ओनरशिप फाइलिंग को छोड़कर, जो हम अन्यत्र प्रदान करते हैं।

February 14, 2022	SC 13G/A	QADA / QAD Inc. / Nantahala Capital Management, LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* QAD Inc. (Name of Issuer) Class A Common Stock, $0.001 par value (Title of Class of Securities) 74727D306 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to
November 15, 2021	15-12B	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-35013 QAD Inc. (Exact name of registrant as specified in its charter) 1
November 15, 2021	15-12B	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-35013 QAD Inc. (Exact name of registrant as specified in its charter) 1
November 9, 2021	SC 13D/A	QADA / QAD Inc. / Lopker Pamela M - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 6)* (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13D-2(A) QAD Inc. (Name of Issuer) Class A Common Stock, $0.001 par value Class B Common Stock, $0.001 par value (Title of Class of Securities) Class A 74727D30
November 8, 2021	S-8 POS	As filed with the Securities and Exchange Commission on November 8, 2021. As filed with the Securities and Exchange Commission on November 8, 2021. Registration Statement No. 333-35367 Registration Statement No. 333-48381 Registration Statement No. 333-66610 Registration Statement No. 333-137417 Registration Statement No. 333-160125 Registration Statement No. 333-212435 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO.
November 8, 2021	POS AM	As filed with the Securities and Exchange Commission on November 8, 2021 As filed with the Securities and Exchange Commission on November 8, 2021 Registration No.
November 8, 2021	POS AM	As filed with the Securities and Exchange Commission on November 8, 2021 As filed with the Securities and Exchange Commission on November 8, 2021 Registration No.
November 8, 2021	S-8 POS	As filed with the Securities and Exchange Commission on November 8, 2021. As filed with the Securities and Exchange Commission on November 8, 2021. Registration Statement No. 333-35367 Registration Statement No. 333-48381 Registration Statement No. 333-66610 Registration Statement No. 333-137417 Registration Statement No. 333-160125 Registration Statement No. 333-212435 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO.
November 8, 2021	S-8 POS	As filed with the Securities and Exchange Commission on November 8, 2021. As filed with the Securities and Exchange Commission on November 8, 2021. Registration Statement No. 333-35367 Registration Statement No. 333-48381 Registration Statement No. 333-66610 Registration Statement No. 333-137417 Registration Statement No. 333-160125 Registration Statement No. 333-212435 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO.
November 8, 2021	S-8 POS	As filed with the Securities and Exchange Commission on November 8, 2021. As filed with the Securities and Exchange Commission on November 8, 2021. Registration Statement No. 333-35367 Registration Statement No. 333-48381 Registration Statement No. 333-66610 Registration Statement No. 333-137417 Registration Statement No. 333-160125 Registration Statement No. 333-212435 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO.
November 8, 2021	S-8 POS	As filed with the Securities and Exchange Commission on November 8, 2021. As filed with the Securities and Exchange Commission on November 8, 2021. Registration Statement No. 333-35367 Registration Statement No. 333-48381 Registration Statement No. 333-66610 Registration Statement No. 333-137417 Registration Statement No. 333-160125 Registration Statement No. 333-212435 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO.
November 8, 2021	S-8 POS	As filed with the Securities and Exchange Commission on November 8, 2021. As filed with the Securities and Exchange Commission on November 8, 2021. Registration Statement No. 333-35367 Registration Statement No. 333-48381 Registration Statement No. 333-66610 Registration Statement No. 333-137417 Registration Statement No. 333-160125 Registration Statement No. 333-212435 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO.
November 5, 2021	EX-99.1	Thoma Bravo Completes Acquisition of QAD Exhibit 99.1 Thoma Bravo Completes Acquisition of QAD SAN FRANCISCO and SANTA BARBARA, Calif. ? November 5, 2021 ? Thoma Bravo, a leading software investment firm, and QAD Inc., a leading provider of next-generation manufacturing and supply chain solutions in the cloud, today announced the completion of Thoma Bravo?s acquisition of QAD for approximately $2 billion in cash. The transaction was prev
November 5, 2021	EX-3.1	Amended and Restated Certificate of Incorporation of QAD Inc. Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF QAD INC. ARTICLE One The name of the corporation is QAD Inc. (the "Corporation"). ARTICLE Two The address of the Corporation's registered office in the State of Delaware is 251 Little Falls Drive, in the City of Wilmington, County of New Castle, 19808. The name of its registered agent at such address is Corporation Service Company. A
November 5, 2021	EX-3.2	Amended and Restated Bylaws of QAD Inc. Exhibit 3.2 AMENDED AND RESTATED BY-LAWS OF QAD INC. A Delaware corporation (Adopted as of November 5, 2021) ARTICLE I OFFICES Section 1????????????Registered Office. The registered office of the corporation in the State of Delaware shall be located at 1209 Orange Street, city of Wilmington, Delaware, 19801, County of New Castle. The name of the corporation's registered agent at such address shall
November 5, 2021	8-K	Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 5, 2021 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 001-35013 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Num
November 5, 2021	SC 13E3/A	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 (Amendment No. 2) RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 QAD Inc. (Name of the Issuer) QAD Inc. QAD Parent, LLC Project Quic ? ? ? SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? SCHEDULE 13E-3 (Amendment No. 2) RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934? ? QAD Inc. (Name of the Issuer) ? QAD Inc. QAD Parent, LLC Project Quick Merger Sub, Inc. Thoma Bravo Fund XIV, L.P. Pamela M. Lopker Lopker Living Trust dated November 18, 2013 Estate of Karl F. Lopker (Name
November 2, 2021	EX-99.1	QAD Inc. Stockholders Approve Acquisition by Thoma Bravo Exhibit 99.1 QAD Inc. Stockholders Approve Acquisition by Thoma Bravo SANTA BARBARA, Calif. ? November 2, 2021 ? QAD Inc. (Nasdaq: QADA) (Nasdaq: QADB), a leading provider of next-generation manufacturing and supply chain solutions in the cloud, today announced that its stockholders approved the acquisition of QAD by Thoma Bravo, a leading software investment firm, at a special meeting. ?With the
November 2, 2021	8-K	Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 2, 2021 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 001-35013 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Num
October 26, 2021	EX-99.C	NOTICE AND JOINDER TO SUPPORT AGREEMENT Exhibit C NOTICE AND JOINDER TO SUPPORT AGREEMENT This Notice and Joinder to the Support Agreement (this ?Joinder?) is made by and between Pamela M.
October 26, 2021	SC 13D/A	QADA / QAD Inc. / Lopker Pamela M - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 5)* (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13D-2(A) QAD Inc. (Name of Issuer) Class A Common Stock, $0.001 par value Class B Common Stock, $0.001 par value (Title of Class of Securities) Class A 74727D30
October 15, 2021	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) October 15, 2021 QAD Inc. (Exact n UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) October 15, 2021 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 001-35013 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Num
October 15, 2021	8-K	Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) October 15, 2021 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 001-35013 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Num
October 13, 2021	DEFA14A	QAD Inc. Supplement to Definitive Proxy Statement filed on October 12, 2021 pursuant to Rule 14a-12 (incorporated herein by reference) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) October 12, 2021 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 001-35013 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Num
October 12, 2021	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) October 12, 2021 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 001-35013 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Num
October 12, 2021	EX-99.1	QAD Inc. Announces Intention to Adjourn Special Meeting of Stockholders to November 2 October 15th Meeting to be Opened and Immediately Adjourned Exhibit 99.1 QAD Inc. Announces Intention to Adjourn Special Meeting of Stockholders to November 2 October 15th Meeting to be Opened and Immediately Adjourned SANTA BARBARA, Calif. ? October 12, 2021 ? QAD Inc. (?QAD? or the ?Company?), a leading provider of next-generation manufacturing and supply chain solutions in the cloud, today announced that on October 15, 2021, it intends to convene and im
October 12, 2021	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) October 12, 2021 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 001-35013 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Num
September 27, 2021	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) September 27, 2021 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 001-35013 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification N
September 27, 2021	DEFA14A	QAD Inc. Supplement to Definitive Proxy Statement filed on September 27, 2021 pursuant to Rule 14a-12 (incorporated herein by reference) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) September 27, 2021 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 001-35013 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification N
September 9, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22823 QAD Inc. (Exa
September 9, 2021	DEFM14A	Joinder to the Support Agreement, dated August 30, 2021, by and between Pamela M. Lopker and Lopker Family Foundation (included as Annex F to the Definitive Proxy Statement, and incorporated herein by reference). TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? ?
September 9, 2021	SC 13E3/A	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 (Amendment No. 1) RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 QAD Inc. (Name of the Issuer) QAD Inc. Project Quick Parent, LLC Pr ? ? ? SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? SCHEDULE 13E-3 (Amendment No. 1) RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934? ? QAD Inc. (Name of the Issuer) ? QAD Inc. Project Quick Parent, LLC Project Quick Merger Sub, Inc. Thoma Bravo Fund XIV, L.P. Pamela M. Lopker Lopker Living Trust dated November 18, 2013 Estate of Karl F. Lo
August 25, 2021	EX-99.1	QAD Reports Fiscal 2022 Second Quarter and Year-to-Date Financial Results Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Chief Accounting Officer 805.566.6100 [email protected] Laurie Berman PondelWilkinson Inc. 310.279.5980 [email protected] QAD Reports Fiscal 2022 Second Quarter and Year-to-Date Financial Results SANTA BARBARA, Calif. ? August 25, 2021 ? QAD Inc. (Nasdaq: QADA) (Nasdaq: QADB), a leading provider of next generation manuf
August 25, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 25, 2021 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commission File Number) (IRS
August 13, 2021	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 10, 2021 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Number
August 2, 2021	PREM14A	Contribution and Exchange Agreement, dated June 27, 2021 by and between Project Quick Ultimate Parent, LP and Pamela M. Lopker, The Lopker Living Trust dated November 18, 2013 and the Estate of Karl F. Lopker (included as Annex C to the Definitive Proxy Statement, and incorporated herein by reference). TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ???) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (as permitted by Ru
August 2, 2021	EX-99.(D)(IV)	Limited Guaranty, dated as of June 27, 2021, entered into by Thoma Bravo Fund XIV, L.P., in favor of QAD Inc. Exhibit 99.(d)(iv) LIMITED GUARANTY This Limited Guaranty, dated as of June 27, 2021 (this ?Limited Guaranty?), by Thoma Bravo Fund XIV Fund, L.P., a Delaware limited partnership (the ?Guarantor?), is in favor of QAD Inc., a Delaware corporation (the ?Company?). Reference is hereby made to the Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time,
August 2, 2021	EX-99.(C)(III)	Valuation Materials Underlying Fairness Opinion, dated June 27, 2021, of Morgan Stanley & Co. LLC prepared for the Special Committee (as defined in the Proxy Statement) of QAD Inc.’s Board of Directors. Exhibit 99.(c)(iii) Confidential Draft ? Subject to Revision Valuation Materials Underlying Fairness Opinion Project Annie June 27, 2021 Morgan Stanley PROJECT ANNIE Confidential Draft ? Subject to Revision Current Final Proposal 6/25/2021 6/18/2021 Share Price ($) $72.90 $87.50 (x) Fully Diluted Shares (MM) 22.3 22.4 Fully Diluted Equity Value $1,629 $1,961 (+) Debt 15 15 (-) Cash (153) (153) Ful
August 2, 2021	EX-99.(D)(V)	Equity Commitment Letter, dated as of June 27, 2021, by and between Thoma Bravo Fund XIV, L.P. and Project Quick Parent, LLC. Exhibit 99.(d)(v) Execution Version Thoma Bravo Fund XIV, L.P. 600 Montgomery Street, 20th Floor San Francisco, CA 94111 June 27, 2021 Project Quick Parent, LLC c/o Thoma Bravo, L.P. 600 Montgomery Street, 20th Floor San Francisco, CA 94111 Re: Equity Financing Commitment Ladies and Gentlemen: This letter agreement (this ?Agreement?) sets forth the commitment of Thoma Bravo Fund XIV, L.P., a Delaw
August 2, 2021	SC 13E3	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 QAD Inc. (Name of the Issuer) QAD Inc. Project Quick Parent, LLC Project Quick Merger ? ? ? SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? SCHEDULE 13E-3 RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934? ? QAD Inc. (Name of the Issuer) ? QAD Inc. Project Quick Parent, LLC Project Quick Merger Sub, Inc. Thoma Bravo Fund XIV, L.P. Pamela M. Lopker Lopker Living Trust dated November 18, 2013 Estate of Karl F. Lopker (Names of Per
August 2, 2021	EX-99.(C)(II)	Valuation Materials Underlying Fairness Opinion, dated June 25, 2021, of Morgan Stanley & Co. LLC prepared for the Special Committee (as defined in the Proxy Statement) of QAD Inc.’s Board of Directors. Exhibit 99.(c)(ii) Confidential Information has been omitted and filed separately with the Securities and Exchange Commission, because it is (i) not material and (ii) would be competitively harmful if publicly disclosed. Omitted portions are indicated in this presentations with redactions. Confidential treatment has been requested with respect to this omitted information. Morgan Stanley Valuation
August 2, 2021	EX-99.(B)(I)	Commitment Letter, dated June 29, 2021, by and among Project Quick Merger Parent LLC, Project Quick Merger Sub, Inc., Golub Capital Markets LLC, Owl Rock Capital Advisors LLC, Thoma Bravo Credit Fund I, L.P. and Thoma Bravo Credit Fund II, L.P. Exhibit 99.(b)(i) Execution Version GOLUB CAPITAL MARKETS LLC 200 Park Avenue OWL ROCK CAPITAL ADVISORS LLC THOMA BRAVO CREDIT FUND I, L.P. THOMA BRAVO CREDIT FUND II, L.P. New York, New York 10166 399 Park Avenue, 38th Floor 600 Montgomery Street, 20th Floor New York, NY 10022 San Francisco, CA 94111 CONFIDENTIAL June 29, 2021 Project Annie Commitment Letter Project Quick Parent, LLC Project Quic
July 20, 2021	425	Filed by: QAD Inc. Filed by: QAD Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: QAD Inc. Commission File No. 001- 35013 Date: July 20, 2021 On July 20, 2021, QAD Inc. made available the following communication to its employees: Dear Employee: As you know, given the timing of the sig
June 30, 2021	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) June 27, 2021 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Number)
June 30, 2021	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) June 27, 2021 QAD Inc. (Exact name UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) June 27, 2021 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Number)
June 30, 2021	SC 13D/A	QADA / QAD Inc. / Lopker Pamela M - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 4)* (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13D-2(A) QAD Inc. (Name of Issuer) Class A Common Stock, $0.001 par value Class B Common Stock, $0.001 par value (Title of Class of Securities) Class A 74727D30
June 30, 2021	EX-2.1	Agreement and Plan of Merger Agreement, dated as of June 27, 2021, by and among QAD Inc., Project Quick Parent, LLC and Project Quick Merger Sub, Inc..* Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER BY AND AMONG QAD Inc. PROJECT QUICK PARENT, LLC AND PROJECT QUICK MERGER SUB, INC. Dated as of June 27, 2021 TABLE OF CONTENTS ARTICLE I DEFINITIONS 2 Section 1.1 Certain Definitions 2 Section 1.2 Interpretation 14 ARTICLE II THE MERGER; EFFECTS OF THE MERGER 15 Section 2.1 The Merger 15 Section 2.2 Closing 16 Section 2.3 Organizational Do
June 30, 2021	EX-99.D	CONTRIBUTION AND EXCHANGE AGREEMENT Exhibit D Privileged & Confidential Execution Version CONTRIBUTION AND EXCHANGE AGREEMENT THIS CONTRIBUTION AND EXCHANGE AGREEMENT (this ?Agreement?) is made as of June 27, 2021, by and between Project Quick Ultimate Parent, LP, a Delaware limited partnership (?Parent?), on the one hand, and Pamela M.
June 30, 2021	EX-2.1	Agreement and Plan of Merger Agreement, dated as of June 27, 2021, by and among QAD Inc., Project Quick Parent, LLC and Project Quick Merger Sub, Inc..* Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER BY AND AMONG QAD Inc. PROJECT QUICK PARENT, LLC AND PROJECT QUICK MERGER SUB, INC. Dated as of June 27, 2021 TABLE OF CONTENTS ARTICLE I DEFINITIONS 2 Section 1.1 Certain Definitions 2 Section 1.2 Interpretation 14 ARTICLE II THE MERGER; EFFECTS OF THE MERGER 15 Section 2.1 The Merger 15 Section 2.2 Closing 16 Section 2.3 Organizational Do
June 29, 2021	425	On June 28, 2021, QAD Inc. made available the following communications: 425 1 qada20210628425.htm FORM 425 Filed by: QAD Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: QAD Inc. Commission File No. 001- 35013 Date: June 28, 2021 On June 28, 2021, QAD Inc. made available the following communications: ● Social Media Posts on Twitter, Fac
June 28, 2021	EX-10.1	Support Agreement, dated as of June 27, 2021, by and among QAD Inc., Project Quick Parent, LLC, Pamela M. Lopker, the Lopker Living Trust dated November 18, 2013 and the Estate of Karl F. Lopker EXHIBIT 10.1 SUPPORT AGREEMENT This SUPPORT AGREEMENT (this ?Agreement?), is dated as of June 27, 2021, by and among QAD Inc., a Delaware corporation (the ?Company?), Project Quick Parent, LLC, a Delaware limited liability company (?Parent?), Pamela M. Lopker (?Lopker?), The Lopker Living Trust dated November 18, 2013 (the ?Lopker Trust?), and the Estate of Karl F. Lopker (the ?Lopker Estate? and
June 28, 2021	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) June 27, 2021 QAD Inc. (Exact name UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) June 27, 2021 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer of incorporation) File
June 28, 2021	425	On June 28, 2021, QAD Inc. provided and used the following communications with its customers and partners/vendors: Filed by: QAD Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: QAD Inc. Commission File No. 001- 35013 Date: June 28, 2021 On June 28, 2021, QAD Inc. provided and used the following communications with its customers and partners/vendors: ? Email to customers from An
June 28, 2021	425	On June 28, 2021, QAD Inc. made available the following communications to its employees: Filed by: QAD Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: QAD Inc. Commission File No. 001- 35013 Date: June 28, 2021 On June 28, 2021, QAD Inc. made available the following communications to its employees: ? Email to employees from Anton Chilton ? Email to emp
June 28, 2021	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) June 27, 2021 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer of incorporation) File
June 28, 2021	EX-99.1	QAD Inc. to be Acquired by Thoma Bravo for $2 Billion QAD Shareholders to Receive $87.50 Per Share in Cash EXHIBIT 99.1 QAD Transaction Press Release For Immediate Release QAD Inc. to be Acquired by Thoma Bravo for $2 Billion QAD Shareholders to Receive $87.50 Per Share in Cash SANTA BARBARA, Calif. ? June 28, 2021 ? QAD Inc. (Nasdaq: QADA) (Nasdaq: QADB), a leading provider of next-generation manufacturing and supply chain solutions in the cloud, today announced that it has entered into a definitive a
June 25, 2021	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) June 21, 2021 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Number)
June 9, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22823 QAD Inc. (Ex
May 26, 2021	EX-99.1	QAD Reports Fiscal 2022 First Quarter Financial Results -- Subscription Revenue Gains and Improving Margins Drive Increased Profitability -- Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Laurie Berman Chief Accounting Officer PondelWilkinson Inc. 805.566.6100 310.279.5980 [email protected] [email protected] QAD Reports Fiscal 2022 First Quarter Financial Results - Subscription Revenue Gains and Improving Margins Drive Increased Profitability - SANTA BARBARA, Calif. ? May 26, 2021 ? QAD Inc. (Nasdaq: QAD
May 26, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) May 26, 2021 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Number) o
May 4, 2021	DEFA14A	- FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin
May 4, 2021	DEF 14A	our definitive proxy statement under Regulation 14A in connection with our Annual Meeting of Stockholders, filed with the SEC on May 4, 2021. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin
April 29, 2021	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) April 23, 2021 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Number)
April 13, 2021	EX-21	Subsidiaries of the Registrant* Exhibit 21.1 QAD Inc. LIST OF REGISTRANT?S SUBSIDIARIES (all 100% owned) Subsidiary Name. Country of Organization QAD Australia Pty. Limited Australia QAD Europe NV/SA Belgium QAD Eire Ltd. Bermuda QAD Brasil Ltda. Brazil QAD Canada ULC Canada QAD China Ltd. China QAD Europe s.r.o. Czech Republic QAD Europe S.A.S. France DynaSys S.A.S. France QAD Europe GmbH Germany Allocation Network GmbH Germany
April 13, 2021	10-K	Annual Report - FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 0-22823 QAD Inc. (Exact name of Registrant as specified in its charter)
April 7, 2021	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) April 6, 2021 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Number)
April 7, 2021	EX-99.1	QAD Enhances Inventory and Supply Chain Agility with Acquisition of Foreign-Trade Zone Corporation -- Supports QAD’s Connected Supply Chain by removing complexities and costs for customers operating across national borders -- Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Chief Accounting Officer 805.566.6100 [email protected] Laurie Berman PondelWilkinson Inc. 310.279.5980 [email protected] QAD Enhances Inventory and Supply Chain Agility with Acquisition of Foreign-Trade Zone Corporation - Supports QAD’s Connected Supply Chain by removing complexities and costs for customers operating a
March 24, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) March 24, 2021 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Number)
March 24, 2021	EX-99.1	QAD Reports Fiscal 2021 Fourth Quarter and Full Year Financial Results -- Fourth Quarter Subscription Revenue Growth Accelerates to 24 Percent Year-Over-Year; Subscription Margin Ahead of Plan at 70 Percent -- Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Chief Accounting Officer 805.566.6100 [email protected] Laurie Berman PondelWilkinson Inc. 310.279.5980 [email protected] QAD Reports Fiscal 2021 Fourth Quarter and Full Year Financial Results - Fourth Quarter Subscription Revenue Growth Accelerates to 24 Percent Year-Over-Year; Subscription Margin Ahead of Plan at 70 P
February 12, 2021	SC 13G/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.
February 12, 2021	SC 13G/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* QAD Inc. (Name of Issuer) Class A Common Stock, $0.001 par value (Title of Class of Securities) (CUSIP N UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* QAD Inc. (Name of Issuer) Class A Common Stock, $0.001 par value (Title of Class of Securities) 74727D306 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to
December 16, 2020	EX-99.1	QAD Expands Capabilities in Strategic Sourcing and Supplier Management with Planned Acquisition of Allocation Network GmbH -- Will round out QAD’s Integrated Supplier Management portfolio, offering best-in-class capabilities to help Procurement Organ Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Laurie Berman Chief Accounting Officer PondelWilkinson Inc. 805.566.6100 310.279.5980 [email protected] [email protected] QAD Expands Capabilities in Strategic Sourcing and Supplier Management with Planned Acquisition of Allocation Network GmbH - Will round out QAD’s Integrated Supplier Management portfolio, offering be
December 16, 2020	8-K	Financial Statements and Exhibits, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) December 15, 2020 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Numb
December 10, 2020	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22823 QAD Inc. (
November 24, 2020	EX-99.1	QAD Reports Fiscal 2021 Third Quarter and Year-To-Date Financial Results -- Subscription Revenue Grows 24 Percent Year-Over-Year; Subscription Gross Margin Increases to 68 Percent -- Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Laurie Berman Chief Accounting Officer PondelWilkinson Inc. 805.566.6100 310.279.5980 [email protected] [email protected] QAD Reports Fiscal 2021 Third Quarter and Year-To-Date Financial Results - Subscription Revenue Grows 24 Percent Year-Over-Year; Subscription Gross Margin Increases to 68 Percent - SANTA BARBARA, Cal
November 24, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 24, 2020 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Numb
September 9, 2020	10-Q	Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22823 QAD Inc. (Exa
August 26, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 26, 2020 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Number
August 26, 2020	EX-99.1	QAD Reports Fiscal 2021 Second Quarter and Year-To-Date Financial Results -- Subscription Revenue Growth Continues to Drive Transformation to the Cloud; Second Quarter Recurring Revenue 78 Percent of Total; Subscription Gross Margin Improves to 65 Pe Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Laurie Berman Chief Accounting Officer PondelWilkinson Inc. 805.566.6100 310.279.5980 [email protected] [email protected] QAD Reports Fiscal 2021 Second Quarter and Year-To-Date Financial Results - Subscription Revenue Growth Continues to Drive Transformation to the Cloud; Second Quarter Recurring Revenue 78 Percent of
June 17, 2020	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2020 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commission File Number) (IRS
June 8, 2020	10-Q	Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22823 QAD Inc. (Ex
May 27, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) May 27, 2020 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Number) o
May 27, 2020	EX-99.1	QAD Reports Fiscal 2021 First Quarter Financial Results -- 22 Percent Subscription Revenue Growth Drives Recurring Revenue to 77 Percent of Total; Subscription Gross Margin Continues Year-Over-Year Improvement -- Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Laurie Berman Chief Accounting Officer PondelWilkinson Inc. 805.566.6100 310.279.5980 [email protected] [email protected] QAD Reports Fiscal 2021 First Quarter Financial Results - 22 Percent Subscription Revenue Growth Drives Recurring Revenue to 77 Percent of Total; Subscription Gross Margin Continues Year-Over-Year Im
April 23, 2020	DEFA14A	- FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin
April 23, 2020	DEF 14A	- FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Defin
April 14, 2020	EX-4.2	Description of Registrant’s securities registered pursuant to the Securities Exchange Act of 1934, as amended* Exhibit 4.2 Description of Registrant’s Securities Registered Pursuant to the Securities Exchange Act of 1934, as Amended General The following description summarizes certain important terms of the capital stock of QAD Inc. (the “company,” “we,” “us” and “our”). Because it is only a summary, it does not contain all the information that may be important to you. For a complete description of the mat
April 14, 2020	10-K	QADA / QAD, Inc. 10-K - Annual Report - FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 0-22823 QAD Inc. (Exact name of Registrant as specified in its charter)
April 14, 2020	EX-21.1	Subsidiaries of the Registrant* Exhibit 21.1 QAD Inc. LIST OF REGISTRANT’S SUBSIDIARIES (all 100% owned) Subsidiary Name. Country of Organization QAD Australia Pty. Limited Australia QAD Europe NV/SA Belgium QAD (Bermuda) Ltd. Bermuda QAD Brasil Ltda. Brazil QAD Canada ULC Canada QAD China Ltd. China QAD Europe s.r.o. Czech Republic QAD Europe S.A.S. France DynaSys S.A.S. France QAD Europe GmbH Germany QAD Asia Limited Hong Kong
March 18, 2020	EX-99.1	QAD Reports Fiscal 2020 Fourth Quarter and Full Year Financial Results -- Strong Close to the Year; Fourth Quarter Subscription Margin Reaches 67 Percent -- Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Laurie Berman Chief Accounting Officer PondelWilkinson Inc. 805.566.6100 310.279.5980 [email protected] [email protected] QAD Reports Fiscal 2020 Fourth Quarter and Full Year Financial Results - Strong Close to the Year; Fourth Quarter Subscription Margin Reaches 67 Percent - SANTA BARBARA, Calif. – March 18, 2020 – QAD
March 18, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) March 18, 2020 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Number)
February 14, 2020	SC 13G/A	QADB / QAD, Inc. / Tikvah Management LLC Passive Investment SC 13G/A 1 d847576913g-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* QAD Inc. (Name of Issuer) Class A Common Stock, $0.001 par value per share (Title of Class of Securities) 74727D306 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate
February 13, 2020	SC 13G/A	QADB / QAD, Inc. / Nantahala Capital Management, LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* QAD Inc. (Name of Issuer) Class A Common Stock, $0.001 par value (Title of Class of Securities) 74727D306 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to
December 10, 2019	10-Q	QADB / QAD, Inc. 10-Q - Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22823 QAD Inc. (
December 3, 2019	EX-99.1	QAD Appoints Senior Financial Executive Kathy Crusco to Board of Directors Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Laurie Berman Chief Accounting Officer PondelWilkinson Inc. 805.566.6100 310.279.5980 [email protected] [email protected] QAD Appoints Senior Financial Executive Kathy Crusco to Board of Directors SANTA BARBARA, Calif. – December 2, 2019 – QAD Inc. (Nasdaq: QADA) (Nasdaq: QADB), a leading provider of flexible, cloud-bas
December 3, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 27, 2019 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Numb
November 26, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 26, 2019 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Numb
November 26, 2019	EX-99.1	QAD Reports Fiscal 2020 Third Quarter and Year-To-Date Financial Results -- Quarterly Subscription Margin Reaches All-Time High; Record Number of Cloud Customers Added -- Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Laurie Berman Chief Accounting Officer PondelWilkinson Inc. 805.566.6100 310.279.5980 [email protected] [email protected] QAD Reports Fiscal 2020 Third Quarter and Year-To-Date Financial Results - Quarterly Subscription Margin Reaches All-Time High; Record Number of Cloud Customers Added - SANTA BARBARA, Calif. – Novemb
September 26, 2019	EX-99.A	Joint Filing Agreement dated as of September 26, 2019 by and among Pamela M. Lopker, The Lopker Living Trust dated November 18, 2013, Lopker Family Foundation and the Estate of Karl F. Lopker (previously filed with the Securities and Exchange Commission by the Reporting Persons on Schedule 13D/A on September 26, 2019). CUSIP NO. 74727D306/74727D207 13D Page 11 of 11 Pages Exhibit A Joint Filing Agreement In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Report on Schedule 13D (including amendments thereto) with respect to the common stock of QAD Inc., and further agree that this agreement be included as
September 26, 2019	SC 13D/A	QADB / QAD, Inc. / Lopker Pamela M - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 3)* (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13D-2(A) QAD Inc. (Name of Issuer) Class A Common Stock, $0.001 par value Class B Common Stock, $0.001 par value (Title of Class of Securities) Class A 74727D30
September 9, 2019	10-Q	QADB / QAD, Inc. 10-Q - Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22823 QAD Inc. (Exa
August 21, 2019	EX-99.1	QAD Reports Fiscal 2020 Second Quarter and Year-To-Date Financial Results -- Record Number of Deals Drives Continued Cloud Momentum -- Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Laurie Berman Chief Accounting Officer PondelWilkinson Inc. 805.566.6100 310.279.5980 [email protected] [email protected] QAD Reports Fiscal 2020 Second Quarter and Year-To-Date Financial Results - Record Number of Deals Drives Continued Cloud Momentum - SANTA BARBARA, Calif. – August 21, 2019 – QAD Inc. (Nasdaq: QADA)
August 21, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 21, 2019 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Number
June 27, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) June 23, 2019 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Number)
June 27, 2019	EX-10.1	Form of Performance Share Agreement under the 2016 Stock Incentive Program (Incorporated by reference to Exhibit 10.1 to the Registrant’s Form 8-k filed on June 27, 2019)† Exhibit 10.1 QAD Inc. 2016 STOCK INCENTIVE PROGRAM PERFORMANCE SHARE AGREEMENT This grant of performance shares (“PSUs”) is made by QAD Inc. (the “Company”) to (the “Grantee”) as of the Grant Date set forth below, pursuant to the QAD Inc. 2016 Stock Incentive Program (the “Program”) and this Performance Share Agreement (the “Agreement”). The Program Administrators administering the Program have se
June 10, 2019	10-Q	QADB / QAD, Inc. 10-Q - Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22823 QAD Inc. (Ex
May 29, 2019	EX-99.1	QAD Reports Fiscal 2020 First Quarter Financial Results -- Subscription Revenue Grows to 32 Percent of Total Revenue -- Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Laurie Berman Chief Accounting Officer PondelWilkinson Inc. 805.566.6100 310.279.5980 [email protected] [email protected] QAD Reports Fiscal 2020 First Quarter Financial Results - Subscription Revenue Grows to 32 Percent of Total Revenue - SANTA BARBARA, Calif. – May 29, 2019 – QAD Inc. (Nasdaq: QADA) (Nasdaq: QADB), a
May 29, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 qada201905288k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) May 29, 2019 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS
May 9, 2019	DEFA14A	QADB / QAD, Inc. DEFA14A FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin
May 9, 2019	DEF 14A	QADB / QAD, Inc. DEF 14A FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Defin
April 26, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) April 24, 2019 QAD Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 0-22823 (Commission File Number) 77-0105228 (IRS
April 16, 2019	EX-10.4A	Change in Control Agreement for Anton Chilton†* Exhibit 10.4(a) CHANGE IN CONTROL AGREEMENT This change in control agreement (this “Agreement”), is made and entered into as of December 19, 2018 (the “Effective Date”), by and between QAD Inc., a Delaware corporation (together with its successors and assigns permitted under this Agreement, the “Company”), and Anton Chilton, an individual (the “Employee”). W I T N E S S E T H: Whereas the Board of
April 16, 2019	EX-10.6B	Acknowledgement between the Registrant and Anton Chilton dated December 19, 2018 (Incorporated by reference to Exhibit 10.6(b) of the Registrant’s Annual Report on Form 10-K for the fiscal year ended January 31, 2019)† Exhibit 10.6(b) ACKNOWLEDGEMENT AND CLARIFICATION This ACKNOWLEDGEMENT AND CLARIFICATION, effective as of December 19, 2018, is between QAD Inc., a Delaware corporation, with its principal offices located at 100 Innovation Place, Santa Barbara, California 93108 ("QAD"), and Anton Chilton, residing at 5110 Cathedral Oaks Rd., Santa Barbara, CA 93111 ("Employee"). RECITALS QAD and Employee hereby ac
April 16, 2019	EX-21.1	Subsidiaries of the Registrant* Exhibit 21.1 QAD Inc. LIST OF REGISTRANT’S SUBSIDIARIES (all 100% owned) Subsidiary Name. Country of Organization QAD Australia Pty. Limited Australia QAD Europe NV/SA Belgium QAD (Bermuda) Ltd. Bermuda QAD Brasil Ltda. Brazil QAD Canada ULC Canada Tradewind Compliance Inc. Canada QAD China Ltd. China QAD Europe s.r.o. Czech Republic QAD Europe S.A.S. France DynaSys S.A.S. France QAD Europe GmbH G
April 16, 2019	10-K	QADB / QAD, Inc. FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 0-22823 QAD Inc. (Exact name of Registrant as specified in its charter)
March 20, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) March 20, 2019 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Number)
March 20, 2019	EX-99.1	QAD Reports Fiscal 2019 Fourth Quarter and Full Year Financial Results --Full Year Subscription Revenue Grows 32 Percent; Subscription Margins Improve to 63 Percent-- Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Laurie Berman Chief Accounting Officer PondelWilkinson Inc. 805.566.6100 310.279.5980 [email protected] [email protected] QAD Reports Fiscal 2019 Fourth Quarter and Full Year Financial Results -Full Year Subscription Revenue Grows 32 Percent; Subscription Margins Improve to 63 Percent- SANTA BARBARA, Calif. – March 20,
February 14, 2019	SC 13G	QADB / QAD, Inc. / Nantahala Capital Management, LLC - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* QAD Inc. (Name of Issuer) Class A Common Stock, $0.001 par value (Title of Class of Securities) 74727D306 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to
December 21, 2018	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) December 19, 2018 QAD Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 0-22823 (Commission File Number) 77-0105228 (I
December 21, 2018	EX-99.1	QAD Names Anton Chilton Chief Executive Officer and Board Member Exhibit 99.1 QAD Names Anton Chilton Chief Executive Officer and Board Member - Veteran ERP and QAD Executive Leading Next Phase of Cloud Growth Strategy - SANTA BARBARA, Calif., Dec. 19, 2018 /PRNewswire/ - QAD Inc. (QADA) (QADB), a leading provider of flexible, cloud-based enterprise software and services for global manufacturing companies, today announced that Anton Chilton has been named Chief
December 21, 2018	EX-10.1	Offer letter between the Registrant and Anton Chilton, dated December 19, 2018 (Incorporated by reference to Exhibit 10.1 of the Registrant’s Form 8-K filed on December 21, 2018 ).† Exhibit 10.1 QAD Inc. 100 Innovation Place Santa Barbara, CA 93108 USA Tel +1 805 566 6000 Fax +1 805 565 4202 http://www.qad.com December 19, 2018 Mr. Anton Chilton 5110 Cathedral Oaks Road Santa Barbara, CA 93111 Re: Promotion from Chief, Global Field Operations to Chief Executive Officer Dear Anton, We are pleased to offer you the position of Chief Executive Officer (CEO) for QAD, effective as
December 10, 2018	10-Q	QADB / QAD, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22823 QAD Inc. (
November 20, 2018	8-K/A	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 20, 2018 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer I
November 20, 2018	EX-99.1	QAD Reports Fiscal 2019 Third Quarter and Year-To-Date Financial Results --YTD Subscription Revenue Grows 36 Percent and YTD Subscription Gross Margin Improves Nine Percentage Points to 63 Percent-- Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Laurie Berman Chief Accounting Officer PondelWilkinson Inc. 805.566.6100 310.279.5980 [email protected] [email protected] QAD Reports Fiscal 2019 Third Quarter and Year-To-Date Financial Results -YTD Subscription Revenue Grows 36 Percent and YTD Subscription Gross Margin Improves Nine Percentage Points to 63 Percent- SA
November 20, 2018	EX-99.1	QAD Reports Fiscal 2019 Third Quarter and Year-To-Date Financial Results --YTD Subscription Revenue Grows 36 Percent and YTD Subscription Gross Margin Improves Nine Percentage Points to 63 Percent-- Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Laurie Berman Chief Accounting Officer PondelWilkinson Inc. 805.566.6100 310.279.5980 [email protected] [email protected] QAD Reports Fiscal 2019 Third Quarter and Year-To-Date Financial Results -YTD Subscription Revenue Grows 36 Percent and YTD Subscription Gross Margin Improves Nine Percentage Points to 63 Percent- SA
November 20, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 20, 2018 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Numb
October 19, 2018	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) October 17, 2018 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commission File Number) (IR
September 10, 2018	10-Q	QADB / QAD, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22823 QAD Inc. (Exa
August 22, 2018	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 17, 2018 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Number
August 22, 2018	EX-99.1	QAD Reports Fiscal 2019 Second Quarter and Year-To-Date Financial Results --Year-to-Date Subscription Revenue Grows 34 Percent-- --Leslie Stretch Rejoins QAD Board of Directors-- Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Laurie Berman Chief Accounting Officer PondelWilkinson Inc. 805.566.6100 310.279.5980 [email protected] [email protected] QAD Reports Fiscal 2019 Second Quarter and Year-To-Date Financial Results -Year-to-Date Subscription Revenue Grows 34 Percent- -Leslie Stretch Rejoins QAD Board of Directors- SANTA BARBARA, Calif. –
August 17, 2018	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 8-K 1 qada201808168k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 15, 2018 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporat
June 14, 2018	8-K	Submission of Matters to a Vote of Security Holders 8-K 1 qada201806138k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) June 11, 2018 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IR
June 11, 2018	10-Q	QADB / QAD, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22823 QAD Inc. (Ex
May 30, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) May 30, 2018 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Number) o
May 30, 2018	EX-99.1	QAD Reports Fiscal 2019 First Quarter Financial Results --Subscription Revenue Increased 40 Percent, Now Accounts for One-Quarter of Total Revenue-- Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Laurie Berman Chief Accounting Officer PondelWilkinson Inc. 805.566.6100 310.279.5980 [email protected] [email protected] QAD Reports Fiscal 2019 First Quarter Financial Results -Subscription Revenue Increased 40 Percent, Now Accounts for One-Quarter of Total Revenue- SANTA BARBARA, Calif. – May 30, 2018– QAD Inc. (Nasd
April 26, 2018	DEFA14A	QADB / QAD, Inc. FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin
April 26, 2018	DEF 14A	QADB / QAD, Inc. FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Defin
April 13, 2018	10-K	QADB / QAD, Inc. FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 0-22823 QAD Inc. (Exact name of Registrant as specified in its charter)
April 13, 2018	EX-21.1	Subsidiaries of the Registrant* Exhibit 21.1 QAD Inc. LIST OF REGISTRANT’S SUBSIDIARIES (all 100% owned) Subsidiary Name. Country of Organization QAD Australia Pty. Limited Australia QAD Europe NV/SA Belgium QAD (Bermuda) Ltd. Bermuda QAD Brasil Ltda. Brazil QAD Canada ULC Canada QAD China Ltd. China QAD Europe s.r.o. Czech Republic QAD Europe S.A.S. France DynaSys S.A.S. France QAD Europe GmbH Germany QAD Asia Limited Hong Kong
March 21, 2018	EX-99.1	QAD Reports Fiscal 2018 Fourth Quarter and Full Year Financial Results --Subscription Revenue Increased 33 Percent for Full Year; Record Annual Revenue of $305 Million Achieved-- Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Laurie Berman Chief Accounting Officer PondelWilkinson Inc. 805.566.6100 310.279.5980 [email protected] [email protected] QAD Reports Fiscal 2018 Fourth Quarter and Full Year Financial Results -Subscription Revenue Increased 33 Percent for Full Year; Record Annual Revenue of $305 Million Achieved- SANTA BARBARA, Calif.
March 21, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) March 21, 2018 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commission File Number) (IRS
February 26, 2018	EX-99.1	QAD Issues Preliminary Fiscal 2018 Results -- Subscription Revenue Grows 33 Percent, Total Revenue Grows 10 Percent Year-over-Year -- ex106134.htm Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Chief Accounting Officer 805.566.6100 [email protected] Laurie Berman PondelWilkinson Inc. 310.279.5980 [email protected] QAD Issues Preliminary Fiscal 2018 Results - Subscription Revenue Grows 33 Percent, Total Revenue Grows 10 Percent Year-over-Year - SANTA BARBARA, Calif. ? February 26, 2018 ? QAD Inc. (
February 26, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition qada201802268k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) February 26, 2018 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commiss
February 6, 2018	8-K	Current Report qada201802058k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) February 2, 2018 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commissi
December 8, 2017	10-Q	QADB / QAD, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22823 QAD Inc. (
November 21, 2017	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition qada201711218k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 21, 2017 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer
November 21, 2017	EX-99.1	QAD Reports Fiscal 2018 Third Quarter and Year-to-Date Financial Results -- Total Revenue Increases 10 Percent from Last Year -- -- Subscription Revenue Increases 34 Percent on a Trailing 12-month Basis -- ex100991.htm Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Chief Accounting Officer 805.566.6100 [email protected] Laurie Berman PondelWilkinson Inc. 310.279.5980 [email protected] QAD Reports Fiscal 2018 Third Quarter and Year-to-Date Financial Results - Total Revenue Increases 10 Percent from Last Year - - Subscription Revenue Increases 34 Percent on a Trailing 1
October 19, 2017	SC 13D/A	QADB / QAD, Inc. / LOPKER KARL F - SCHEDULE 13D/A 10-19-17 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 2)* (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13D-2(A) QAD Inc. (Name of Issuer) Class A Common Stock, $0.001 par value Class B Common Stock, $0.001 par value (Title of Class of Securities) Class A 74727D30
September 8, 2017	10-Q	QADB / QAD, Inc. FORM 10-Q (Quarterly Report) qada2017073110q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0
August 24, 2017	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition qada201708238k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 24, 2017 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commissio
August 24, 2017	EX-99.1	QAD Reports Fiscal 2018 Second Quarter Financial Results -- Second Quarter Subscription Revenue Growth of 41 Percent; Subscription Margin Increases 12 Percent from the Prior Year -- ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Chief Accounting Officer 805.566.6100 [email protected] Laurie Berman PondelWilkinson Inc. 310.279.5980 [email protected] QAD Reports Fiscal 2018 Second Quarter Financial Results - Second Quarter Subscription Revenue Growth of 41 Percent; Subscription Margin Increases 12 Percent from the Prior Year - SANTA BA
June 30, 2017	EX-10.11	Partner Agreement between the Registrant and Progress Software Corporation dated February 1, 2007, as amended by First Amendment to Partner Agreement dated October 30, 2007, Second Amendment to Partner Agreement dated January 30, 2008, SaaS Amendment to Partner Agreement dated May 6, 2008, Third Amendment to Partner Agreement dated July 31, 2008, Savvion Amendment to Partner Agreement dated February 15, 2011, Sixth Amendment to Partner Agreement dated May 16, 2014, Seventh Amendment to Partner Agreement dated July 29, 2014, Eighth Amendment to Partner Agreement dated January 11, 2016, and Ninth Amendment to Partner Agreement dated January 22, 2016 (Incorporated by reference to Exhibit 10.11 of the Registrant’s Form 10-K/A filed on June 30, 2017. Filed in redacted form as confidential treatment as to certain portions of such exhibit has been granted by the Securities and Exchange Commission and was separately filed with the SEC.). ex10-11.htm Exhibit 10.11 Confidential Portions of this Exhibit marked as [***] have been omitted pursuant to a request for confidential treatment and have been filed separately with the Securities and Exchange Commission. PARTNER AGREEMENT This PARTNER AGREEMENT (the “Agreement”), made this 1st day of February, 2007 (hereinafter referred to as the “Effective Date”) by and between Progress Softwar
June 30, 2017	10-K/A	QADB / QAD, Inc. FORM 10-K/A (Annual Report) qada2017062910ka.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K/A Amendment No. 1 ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 0-22823 QAD Inc. (Exact name of
June 16, 2017	8-K	Submission of Matters to a Vote of Security Holders 8-K 1 qada201706158k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) June 13, 2017 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IR
June 12, 2017	CORRESP	QAD ESP qada20170612corresp.htm QAD Inc. 100 Innovation Place Santa Barbara, CA 93108 USA Tel + 1 805 566 6000 Fax + 1 805 566 6080 http://www.qad.com June 12, 2017 Ms. Kathleen Collins Accounting Branch Chief Office of Information Technologies and Services Securities and Exchange Commission Washington, D.C. 20549 Dear Ms. Collins: QAD Inc. (the ?Company?) submits this letter in response to your comment l
June 9, 2017	10-Q	QADB / QAD, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22823 QAD Inc. (Ex
May 25, 2017	EX-99.1	QAD Reports Fiscal 2018 First Quarter Financial Results -- Subscription Revenue Grows 34 Percent for First Quarter; Subscription Margin Improves from Prior Year -- ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Laurie Berman Chief Accounting Officer PondelWilkinson Inc. 805.566.6100 310.279.5980 [email protected] [email protected] QAD Reports Fiscal 2018 First Quarter Financial Results - Subscription Revenue Grows 34 Percent for First Quarter; Subscription Margin Improves from Prior Year - SANTA BARBARA, Calif. ? Ma
May 25, 2017	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition qada201705248k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) May 25, 2017 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Ident
April 27, 2017	DEFA14A	QAD FORM DEFA14A qada20170426bdefa14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by
April 27, 2017	DEF 14A	QAD FORM DEF 14A qada20170426bdef14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by R
April 7, 2017	10-K	QAD FORM 10-K (Annual Report) qada2017013110k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2017 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 0-22823 QAD Inc. (Exact name of Registrant as speci
April 7, 2017	EX-10.10	Offer letter between the Registrant and Anton Chilton, dated March 7, 2017 (Incorporated by reference to Exhibit 10.10 of the Registrant’s Annual Report on Form 10-K for the fiscal year ended January 31, 2017)† ex10-10.htm Exhibit 10.10 QAD Inc. 100 Innovation Place Santa Barbara, CA 93108 March 7, 2017 Mr. Anton Chilton Re: Promotion from EVP, Global Services to Chief, Global Field Operations Dear Anton, Congratulations on your appointment. I am pleased to offer you the position of Chief, Global Field Operations, QAD Inc. (“QAD” or the “Company”). Your primary job responsibilities will be the overall re
April 7, 2017	EX-21.1	QAD Inc. LIST OF REGISTRANT’S SUBSIDIARIES (all 100% owned) ex21.htm Exhibit 21.1 QAD Inc. LIST OF REGISTRANT’S SUBSIDIARIES (all 100% owned) Subsidiary Name. Country of Organization QAD Australia Pty. Limited Australia QAD Europe NV/SA Belgium QAD (Bermuda) Ltd. Bermuda QAD Brasil Ltda. Brazil QAD Canada ULC Canada QAD China Ltd. China QAD Europe s.r.o. Czech Republic QAD Europe S.A.S. France DynaSys S.A.S. France QAD Europe GmbH Germany QAD Asia Limited
March 9, 2017	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition qada201703098k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) March 9, 2017 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commission
March 9, 2017	EX-99.1	QAD Reports Fiscal 2017 Fourth Quarter and Full Year Financial Results -- Subscription Revenue Grows 39 Percent for Fourth Quarter; Subscription Gross Margin Reaches 53 Percent -- ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Chief Accounting Officer 805.566.6100 [email protected] Laurie Berman PondelWilkinson Inc. 310.279.5980 [email protected] QAD Reports Fiscal 2017 Fourth Quarter and Full Year Financial Results - Subscription Revenue Grows 39 Percent for Fourth Quarter; Subscription Gross Margin Reaches 53 Percent - SANTA BARB
February 7, 2017	SC 13G/A	QADB / QAD, Inc. / Tikvah Management LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.
December 9, 2016	10-Q	QAD FORM 10-Q (Quarterly Report) qada2016092110q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2016 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe
November 22, 2016	EX-99.1	QAD Reports Fiscal 2017 Third Quarter and Year-to-Date Financial Results -- Continued Strong Subscription Revenue Growth of 42 Percent -- ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Laurie Berman Chief Accounting Officer PondelWilkinson Inc. 805.566.6100 310.279.5980 [email protected] [email protected] QAD Reports Fiscal 2017 Third Quarter and Year-to-Date Financial Results - Continued Strong Subscription Revenue Growth of 42 Percent - SANTA BARBARA, Calif. ? November 22, 2016 ? QAD Inc.
November 22, 2016	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition qada201611218k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 22, 2016 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer
September 8, 2016	10-Q	QAD FORM 10-Q (Quarterly Report) qada2016073110q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2016 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0
August 25, 2016	EX-99.1	QAD Reports Fiscal 2017 Second Quarter and Year-to-Date Financial Results -- Strong Subscription Revenue Growth of 37 Percent -- ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Chief Accounting Officer 805.566.6100 [email protected] Laurie Berman \| Matt Sheldon PondelWilkinson Inc. 310.279.5980 [email protected] QAD Reports Fiscal 2017 Second Quarter and Year-to-Date Financial Results - Strong Subscription Revenue Growth of 37 Percent - SANTA BARBARA, Calif. ? August 25, 2016 ? Q
August 25, 2016	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition qada201608248k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 25, 2016 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Id
August 25, 2016	EX-99.1	QAD Reports Fiscal 2017 Second Quarter and Year-to-Date Financial Results -- Strong Subscription Revenue Growth of 37 Percent -- ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Chief Accounting Officer 805.566.6100 [email protected] Laurie Berman \| Matt Sheldon PondelWilkinson Inc. 310.279.5980 [email protected] QAD Reports Fiscal 2017 Second Quarter and Year-to-Date Financial Results - Strong Subscription Revenue Growth of 37 Percent - SANTA BARBARA, Calif. ? August 25, 2016 ? Q
August 25, 2016	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition qada201608248k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 25, 2016 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Id
July 22, 2016	SC 13D/A	QADB / QAD, Inc. / LOPKER KARL F - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 1)* (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13D-2(A) QAD Inc. (Name of Issuer) Class A Common Stock, $0.001 par value Class B Common Stock, $0.001 par value (Title of Class of Securities) Class A
July 7, 2016	S-8	Registration Statement on Form S-8 (No. 333-212435), which was filed with the SEC on July 7, 2016, pertaining to the registration of 4,000,000 shares of Class A Common Stock, available for issuance under the Company's 2016 Stock Incentive Program. qada20160706s8.htm Registration No. 333- As filed with the Securities and Exchange Commission on July 7, 2016. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 QAD INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 77-0105228 (State or Other Jurisdiction of Incorporation or Organization) (IRS Em
June 17, 2016	EX-10.4	Form of Stock Appreciation Rights Agreement under the 2016 Stock Incentive Program (Incorporated by reference to Exhibit 10.4 of the Registrant’s Form 8-K filed on June 17, 2016)† Exhibit 10.4 QAD INC. 2016 STOCK INCENTIVE PROGRAM STOCK APPRECIATION RIGHTS AGREEMENT This grant of stock appreciation rights (?SAR?) is made by QAD Inc. (the ?Company?) to (the "Grantee") as of the Grant Date set forth below, pursuant to the QAD Inc. 2016 Stock Incentive Program (the ?Program?) and this Stock Appreciation Rights Agreement (the ?Agreement?). The Program Administrators administeri
June 17, 2016	EX-10.2	Form of Stock Rights Agreement under the 2016 Stock Incentive Program (Incorporated by reference to Exhibit 10.2 of the Registrant’s Form 8-K filed on June 17, 2016)† Exhibit 10.2 QAD INC. 2016 STOCK INCENTIVE PROGRAM STOCK RIGHTS AGREEMENT This grant of stock rights (?Stock Payments?) is made by QAD Inc. (the ?Company?) to (the "Grantee") as of the Grant Date set forth below, pursuant to the QAD Inc. 2016 Stock Incentive Program (the ?Program?) and this Stock Rights Agreement (the ?Agreement?). The Program Administrators administering the Program have selected
June 17, 2016	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 14, 2016 QAD Inc.
June 17, 2016	EX-10.3	Form of Restricted Stock Unit Agreement under the 2016 Stock Incentive Program (Incorporated by reference to Exhibit 10.3 of the Registrant’s Form 8-K filed on June 17, 2016)† Exhibit 10.3 QAD INC. 2016 STOCK INCENTIVE PROGRAM RESTRICTED STOCK UNIT AGREEMENT This grant of restricted stock units (?RSUs?) is made by QAD Inc. (the ?Company?) to the "Grantee") as of the Grant Date set forth below, pursuant to the QAD Inc. 2016 Stock Incentive Program (the ?Program?) and this Restricted Stock Unit Agreement (the ?Agreement?). The Program Administrators administering the Prog
June 7, 2016	10-Q	QAD QAD INC 10-Q 4-30-2016 (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2016 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22823 QAD Inc. (Ex
May 19, 2016	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) May 19, 2016 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Em
May 19, 2016	EX-99.1	QAD Reports Fiscal 2017 First Quarter Financial Results Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Laurie Berman \| Matt Sheldon Chief Accounting Officer PondelWilkinson Inc. 805.566.6100 310.279.5980 [email protected] [email protected] QAD Reports Fiscal 2017 First Quarter Financial Results SANTA BARBARA, Calif. – May 19, 2016 – QAD Inc. (NASDAQ: QADA) (NASDAQ: QADB), a leading provider of enterprise software and
April 29, 2016	DEFA14A	QAD QAD INC DEFA 14A 4-29-2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin
April 29, 2016	DEF 14A	2016 Stock Incentive Program (Incorporated by reference to Exhibit A of the Company’s Definitive Proxy Statement for the Registrant’s 2016 Annual Meeting of Stockholders filed on Schedule 14A on April 29, 2016). † UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Defin
April 15, 2016	10-K	QAD FORM 10-K (Annual Report) TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 0-22823 QAD Inc. (Exact name of Registrant as specifi
April 15, 2016	EX-21.1	QAD Inc. LIST OF REGISTRANT’S SUBSIDIARIES (all 100% owned) Subsidiary Name. Country of Organization QAD Australia Pty. Limited Australia QAD Europe NV/SA Belgium QAD (Bermuda) Ltd. Bermuda QAD Brasil Ltda. Brazil QAD Canada ULC Canada QAD China Ltd. Exhibit 21.1 QAD Inc. LIST OF REGISTRANT’S SUBSIDIARIES (all 100% owned) Subsidiary Name. Country of Organization QAD Australia Pty. Limited Australia QAD Europe NV/SA Belgium QAD (Bermuda) Ltd. Bermuda QAD Brasil Ltda. Brazil QAD Canada ULC Canada QAD China Ltd. China QAD Europe s.r.o. Czech Republic QAD Europe S.A.S. France DynaSys S.A.S. France QAD Europe GmbH Germany QAD Asia Limited Hong Kong
March 10, 2016	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) March 10, 2016 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commission File Number) (IRS
March 10, 2016	EX-99.1	QAD Reports Fiscal 2016 Fourth Quarter and Full Year Financial Results -- Successful Transition to the Cloud Continues -- Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Laurie Berman \| Matt Sheldon Chief Accounting Officer PondelWilkinson Inc. 805.566.6100 310.279.5980 [email protected] [email protected] QAD Reports Fiscal 2016 Fourth Quarter and Full Year Financial Results - Successful Transition to the Cloud Continues - SANTA BARBARA, Calif. – March 10, 2016 – QAD Inc. (NASDAQ: QA
February 16, 2016	SC 13G/A	QADB / QAD, Inc. / Nantahala Capital Management, LLC - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* QAD Inc. (Name of Issuer) Class A, $0.001 par value Class B, $0.001 par value (Title of Class of Securities) Class A - 74727D306 Class B - 74727D207 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing of this Statement) Check the approp
February 8, 2016	SC 13G/A	QADB / QAD, Inc. / Tikvah Management LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.
December 10, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) R QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2015 OR £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22823 QAD Inc. (
November 24, 2015	EX-99.1	QAD Reports Fiscal 2016 Third Quarter and Year-to-Date Financial Results Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Laurie Berman \| Matt Sheldon Chief Accounting Officer PondelWilkinson Inc. 805.566.6100 310.279.5980 [email protected] [email protected] QAD Reports Fiscal 2016 Third Quarter and Year-to-Date Financial Results SANTA BARBARA, Calif. ? November 24, 2015 ? QAD Inc. (NASDAQ: QADA) (NASDAQ: QADB), a leading provider of en
November 24, 2015	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 24, 2015 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commission File Number) (I
September 4, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) R QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2015 OR £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22823 QAD Inc. (Exa
August 26, 2015	EX-99.1	QAD Reports Fiscal 2016 Second Quarter and Year-to-Date Financial Results Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: John Neale Laurie Berman \| Matt Sheldon QAD Senior Vice President and Treasurer PondelWilkinson Inc. 805.566.5117 310.279.5980 [email protected] [email protected] QAD Reports Fiscal 2016 Second Quarter and Year-to-Date Financial Results SANTA BARBARA, Calif. ? August 26, 2015 ? QAD Inc. (NASDAQ: QADA) (NASDAQ: QADB), a leading pr
August 26, 2015	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 26, 2015 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commission File Number) (IRS
July 23, 2015	EX-99.A	Joint Filing Agreement EX-99.A CUSIP NO. 74727D306/74727D207 13D Page 1 2 of 12 Pages Exhibit A Joint Filing Agreement In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Report on Schedule 13D (including amendments thereto) with respect to the common stock of QAD Inc., and further agree that this agreement be in
July 23, 2015	SC 13D	QADB / QAD, Inc. / LOPKER KARL F - SC 13D Activist Investment SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13D-2(A) QAD Inc. (Name of Issuer) Class A Common Stock, $0.001 par value Class B Common Stock, $0.001 par value (Title of Class of Securities) Class A 74727D306 Class B 74
July 15, 2015	SC 13G/A	QADA / QAD, Inc. / Palogic Value Management, L.P. - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* QAD INC. (Name of Issuer) Class B Common Stock (Title of Class of Securities) 74727D207 (CUSIP Number) July 14, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S
July 15, 2015	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) July 14, 2015 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commission File Number) (IRS E
June 12, 2015	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 9, 2015 QAD Inc.
June 8, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) R QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2015 OR £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22823 QAD Inc. (Ex
May 28, 2015	EX-99.1	QAD REPORTS FISCAL 2016 FIRST QUARTER FINANCIAL RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: John Neale Laurie Berman \| Matt Sheldon QAD Senior Vice President and Treasurer PondelWilkinson Inc. 805.566.5117 310.279.5980 [email protected] [email protected] QAD REPORTS FISCAL 2016 FIRST QUARTER FINANCIAL RESULTS SANTA BARBARA, Calif. ? May 28, 2015 ? QAD Inc. (NASDAQ: QADA) (NASDAQ: QADB), a leading provider of enterprise
May 28, 2015	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) May 28, 2015 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Em
April 27, 2015	DEF 14A	QAD DEF14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin
April 27, 2015	DEFA14A	QAD QAD INC DEFA 14A 4-27-2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin
April 13, 2015	EX-21.1	QAD Inc. LIST OF REGISTRANT’S SUBSIDIARIES (all 100% owned) Exhibit 21.1 QAD Inc. LIST OF REGISTRANT?S SUBSIDIARIES (all 100% owned) Subsidiary Name. Country of Organization QAD Australia Pty. Limited Australia QAD Europe NV/SA Belgium QAD (Bermuda) Ltd. Bermuda QAD Brasil Ltda. Brazil QAD Canada ULC Canada QAD China Ltd. China QAD Europe s.r.o. Czech Republic QAD Europe S.A.S. France DynaSys S.A.S. France QAD Europe GmbH Germany QAD Asia Limited Hong Kong
April 13, 2015	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K T ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2015 OR £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 0-22823 QAD Inc. (Exact name of Registrant as specified in its charter)
March 12, 2015	EX-99.1	QAD REPORTS RECORD REVENUE FOR FISCAL 2015 FOURTH QUARTER AND FULL YEAR Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: John Neale Laurie Berman/Matt Sheldon QAD Senior Vice President and Treasurer PondelWilkinson Inc. 805.566.5117 310.279.5980 [email protected] [email protected] QAD REPORTS RECORD REVENUE FOR FISCAL 2015 FOURTH QUARTER AND FULL YEAR SANTA BARBARA, Calif. ? March 12, 2015 ? QAD Inc. (NASDAQ: QADA) (NASDAQ: QADB), a leading provide
March 12, 2015	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) March 12, 2015 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commission File Number) (IRS
February 17, 2015	SC 13G/A	QADB / QAD, Inc. / Nantahala Capital Management, LLC - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* QAD, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value Class B Common Stock, $0.001 par value (Title of Class of Securities) Class A - 74727D306 Class B - 74727D207 (CUSIP Number) December 31, 2014 (Date of Event which Requires Filing of this
February 13, 2015	SC 13G/A	QADB / QAD, Inc. / LOPKER KARL F - LOPKER KARL F SC 13GA NO 4 12-31-2014 (QAD INC) Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. 4)* QAD Inc. (Name of Issuer) Class A Common Stock, $0.001 par value Class B Common Stock, $0.001 par value (Title of Class of Securities) Cla
January 21, 2015	SC 13G	QADB / QAD, Inc. / Tikvah Management LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.
January 16, 2015	424B4	3,000,000 Shares Class A Common Stock $20.00 Per Share TABLE OF CONTENTS Filed pursuant to Rule 424(b)(4) Registration No. 333-198779 FOLLOW-ON PROSPECTUS SUPPLEMENT (To Prospectus dated September 29, 2014) 3,000,000 Shares Class A Common Stock $20.00 Per Share We are selling 2,000,000 shares of our Class A common stock, par value $0.001 per share, and the selling stockholders identified in this prospectus supplement are selling 1,000,000 shares of
January 16, 2015	EX-1.1	3,000,000 Shares QAD Inc. Common Stock UNDERWRITING AGREEMENT January 15, 2015 Exhibit 1.1 3,000,000 Shares QAD Inc. Common Stock UNDERWRITING AGREEMENT January 15, 2015 STIFEL, NICOLAUS & COMPANY, INCORPORATED As representative of the several Underwriters named in Schedule I hereto c/o Stifel, Nicolaus & Company, Incorporated One Montgomery Street, Suite 3700 San Francisco, CA 94104 Ladies and Gentlemen: QAD Inc., a Delaware corporation (the “Company”), proposes to issue an
January 16, 2015	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 15, 2015 QAD Inc.
January 6, 2015	8-K	Other Events 8-K 1 s000698x18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 6, 2015 QAD Inc. (Exact Name of Registrant as Specified in Charter) Delaware 0-22823 77-0105228 (State or Other Jurisdiction of Incorporation) Com
January 6, 2015	424B5	Subject to Completion, Dated January 6, 2015. TABLE OF CONTENTS The information in this preliminary prospectus supplement is not complete and may be changed.
December 4, 2014	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) R QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2014 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22823 QAD Inc. (
November 25, 2014	EX-99.1	QAD REPORTS RECORD REVENUE FOR THIRD QUARTER AND YEAR-TO-DATE PERIOD Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: John Neale Laurie Berman/Matt Sheldon QAD Senior Vice President and Treasurer PondelWilkinson Inc. 805.566.5117 310.279.5980 [email protected] [email protected] QAD REPORTS RECORD REVENUE FOR THIRD QUARTER AND YEAR-TO-DATE PERIOD SANTA BARBARA, Calif. – November 25, 2014 – QAD Inc. (NASDAQ: QADA) (NASDAQ: QADB), a leading provide
November 25, 2014	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 25, 2014 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commission File Number) (I
September 16, 2014	S-3	Form S-3 (Registration Number 333-198779) TABLE OF CONTENTS As filed with the Securities and Exchange Commission on September 16, 2014 Registration No.
September 16, 2014	EX-4.3	QAD INC., Issuer [ ], Trustee Dated as of [ ], 20[ ] Debt Securities Exhibit 4.3 QAD INC., Issuer AND [ ], Trustee INDENTURE Dated as of [ ], 20[ ] Debt Securities TABLE OF CONTENTS Table of Contents Page Article 1 DEFINITIONS 1 Section 1.01 Definitions of Terms 1 Article 2 ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 4 Section 2.01 Designation and Terms of Securities 4 Section 2.02 Form of Securities and Trustee’s Certificate 6 Sec
September 9, 2014	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 form10q.htm QAD INC 10-Q 7-31-2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) R QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2014 OR £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Co
August 26, 2014	EX-99.1	QAD Inc. Condensed Consolidated Statements of Operations (In thousands, except per share data) Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: John Neale Laurie Berman/Matt Sheldon QAD Senior Vice President and Treasurer PondelWilkinson Inc. 805.566.5117 310.279.5980 [email protected] [email protected] QAD REPORTS RECORD SECOND QUARTER AND FIRST HALF REVENUE SANTA BARBARA, Calif. – August 26, 2014 – QAD Inc. (NASDAQ: QADA) (NASDAQ: QADB), a leading provider of enterpris
August 26, 2014	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 26, 2014 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commission File Number) (IRS
July 17, 2014	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) July 11, 2014 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commission File Number) (IRS E
July 17, 2014	EX-10.1	Second Amendment to Credit Agreement between the Registrant and Rabobank N.A. effective as of July 11, 2014 (Incorporated by reference to Exhibit 10.1 of the Registrant’s Form 8-K filed on July 17, 2014) Exhibit 10.1 QAD Inc. Loan: 339482-01 SECOND AMENDMENT TO LOAN DOCUMENTS This is the Second Amendment to the Loan Documents (hereinafter the "Amendment"). It is dated as of July 11, 2014. It is between QAD INC., a Delaware corporation (“Borrower”) and RABOBANK, N.A., a national banking association (“Lender”). Borrower and Lender agree as follows: Borrower and Lender have entered into a Credit Agre
June 17, 2014	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) June 16, 2014 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commission File Number) (IRS E
June 16, 2014	8-K	Submission of Matters to a Vote of Security Holders - QAD INC 8-K 6-11-2014 (ITEM 5.07) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 11, 2014 QAD Inc.
June 12, 2014	EX-99.1	QAD ADDS LESLIE J. STRETCH TO BOARD OF DIRECTORS Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: John Neale Laurie Berman/Matt Sheldon QAD Senior Vice President and Treasurer Pondel Wilkinson Inc. 805.566.5117 310.279.5980 [email protected] [email protected] QAD ADDS LESLIE J. STRETCH TO BOARD OF DIRECTORS SANTA BARBARA, Calif. – June 12, 2014 – QAD Inc. (NASDAQ: QADA) (NASDAQ: QADB), a leading provider of enterprise busines
June 12, 2014	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) June 11, 2014 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commission File Number) (IRS E
June 6, 2014	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIESEXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22823 QAD Inc. (Exa
May 29, 2014	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) May 29, 2014 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Em
May 29, 2014	EX-99.1	QAD REPORTS FISCAL 2015 FIRST QUARTER FINANCIAL RESULTS EXHIBIT 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: John Neale Laurie Berman/Matt Sheldon QAD Senior Vice President and Treasurer Pondel Wilkinson Inc. 805.566.5117 310.279.5980 [email protected] [email protected] QAD REPORTS FISCAL 2015 FIRST QUARTER FINANCIAL RESULTS SANTA BARBARA, Calif. – May 29, 2014 – QAD Inc. (NASDAQ: QADA) (NASDAQ: QADB), a leading provider of enterprise b
May 7, 2014	DEF 14A	- QAD INC DEF 14A 6-11-2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Defin
April 17, 2014	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) April 16, 2014 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification of inco
April 14, 2014	EX-21.1	QAD Inc. LIST OF REGISTRANT’S SUBSIDIARIES (all 100% owned) Exhibit 21.1 QAD Inc. LIST OF REGISTRANT?S SUBSIDIARIES (all 100% owned) Subsidiary Name. Country of Organization QAD Australia Pty. Limited Australia QAD Europe NV/SA Belgium QAD (Bermuda) Ltd. Bermuda QAD Brasil Ltda. Brazil QAD Canada ULC Canada QAD China Ltd. China QAD Europe s.r.o. Czech Republic QAD Europe S.A.S. France DynaSys S.A.S. France QAD Europe GmbH Germany QAD Asia Limited Hong Kong
April 14, 2014	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K 10-K 1 form10k.htm QAD INC 10-K 1-31-2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K T ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2014 OR £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 0-22823 QAD Inc. (Exact name
March 13, 2014	EX-99.1	QAD REPORTS FISCAL 2014 FOURTH QUARTER AND FULL-YEAR FINANCIAL RESULTS Company Posts Record Revenue for Fiscal 2014 Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: John Neale Laurie Berman/Matt Sheldon QAD Senior Vice President and Treasurer Pondel Wilkinson Inc. 805.566.5117 310.279.5980 [email protected] [email protected] QAD REPORTS FISCAL 2014 FOURTH QUARTER AND FULL-YEAR FINANCIAL RESULTS Company Posts Record Revenue for Fiscal 2014 SANTA BARBARA, Calif. – March 13, 2014 – QAD Inc. (NA
March 13, 2014	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) March 13, 2014 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification of inco
February 14, 2014	SC 13G	QADB / QAD, Inc. / Nantahala Capital Management, LLC - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* QAD, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value Class B Common Stock, $0.001 par value (Title of Class of Securities) Class A - 74727D306 Class B - 74727D207 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of this S
February 7, 2014	SC 13G/A	QADB / QAD, Inc. / LOPKER KARL F - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. 3)* QAD Inc. (Name of Issuer) Class A Common Stock, $0.001 par value Class B Common Stock, $0.001 par value (Title of Class of Securi
January 28, 2014	SC 13G/A	QADB / QAD, Inc. / Roumell Asset Management, LLC - QAD SCHEDULE 13G/A 1-28-14 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A (Amendment No. 5) Under the Securities Exchange Act of 1934 QAD Inc. (Name of Issuer) Class A Common Stock, $0.001 par value Class B Common Stock, $0.001 par value (Title of Class of Securities) Class A - 74727D306 Class B - 74727D207 (CUSIP Numbers) December 31, 2013 (Date of Event Which Requires Filing of this
December 13, 2013	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits - QAD INC 8-K 12-10-2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) December 10, 2013 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commission File Number) (I
December 13, 2013	EX-3.1	Revised Bylaws of the Registrant (Incorporated by reference to Exhibit 3.1 of the Registrant's Form 8-K filed on December 13, 2013) Exhibit 3.1 BYLAWS OF QAD INC. TABLE OF CONTENTS ARTICLE I Office and Records Section 1.1 Delaware Office 1 Section 1.2 Other Offices 1 Section 1.3 Books and Records 1 ARTICLE II Stockholders Section 2.1 Annual Meeting 1 Section 2.2 Special Meetings 1 Section 2.3 Notice of Meetings 2 Section 2.4 Quorum 2 Section 2.5 Voting 2 Section 2.6 Proxies 3 Section 2.7 Notice of Stockholder Business and Nomi
December 9, 2013	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) R QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2013 OR £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22823 QAD Inc. (
November 26, 2013	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 form8k.htm QAD INC 8-K 11-26-2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 26, 2013 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of in
November 26, 2013	EX-99.1B	QAD REPORTS FISCAL 2014 THIRD QUARTER FINANCIAL RESULTS Exhibit 99 FOR IMMEDIATE RELEASE For More Information, Contact: John Neale Laurie Berman/Matt Sheldon QAD Senior Vice President and Treasurer PondelWilkinson Inc.
October 7, 2013	8-K/A	Submission of Matters to a Vote of Security Holders - QAD INC 8-K A 6-11-2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) June 11, 2013 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commission File Number) (IRS

QADA / QAD, Inc. - Class A - SEC फाइलिंग, वार्षिक रिपोर्ट, प्रॉक्सी स्टेटमेंट

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