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| LEI | 549300UZIEJJJ5RD3T06 |
| CIK | 1608741 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Nuveen Nasdaq 100 Dynamic Overwrite Fund
SEC Filings (Chronological Order)
यह पृष्ठ SEC फाइलिंग की एक पूरी, कालानुक्रमिक सूची प्रदान करता है, ओनरशिप फाइलिंग को छोड़कर, जो हम अन्यत्र प्रदान करते हैं।
| May 30, 2025 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-279013 Nuveen NASDAQ 100 Dynamic Overwrite Fund (NASDAQ: QQQX) (the “Fund”) Supplement Dated May 30, 2025 to the Fund’s Currently Effective Prospectus and Statement of Additional Information (“SAI”) Nazar Suschko has been named a portfolio manager of the Fund, effective May 30, 2025. Accordingly, the following disclosure is hereby added under t |
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| March 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi |
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| June 18, 2024 |
Nuveen Nasdaq 100 Dynamic Overwrite Fund (NASDAQ: QQQX) (the “Fund”) Supplement Dated June 18, 2024 to the Fund’s Currently Effective Prospectus Effective June 18, 2024, Lei Liao has retired and is no longer a portfolio manager of the Fund. |
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| May 22, 2024 |
Nuveen NASDAQ 100 Dynamic Overwrite Fund 424B2 Exhibit 107 Calculation of Filing Fee Tables 424(b)(2) (Form Type) Nuveen Nasdaq 100 Dynamic Overwrite Fund (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial effective date Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to Be Paid Equity Common Shares $0. |
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| May 22, 2024 |
8,064,844 COMMON SHARES $0.01 PAR VALUE PER SHARE Nuveen Nasdaq 100 Dynamic Overwrite Fund Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333-279013 PROSPECTUS SUPPLEMENT (To Prospectus dated April 30, 2024) 8,064,844 COMMON SHARES $0.01 PAR VALUE PER SHARE Nuveen Nasdaq 100 Dynamic Overwrite Fund Nuveen Nasdaq 100 Dynamic Overwrite Fund (the “Fund”), a non-diversified, closed-end management investment company, is offering up to 8,064,844 of its common shares, $0.01 par val |
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| May 20, 2024 |
Nuveen Nasdaq 100 Dynamic Overwrite Fund (NASDAQ: QQQX) (the “Fund”) Supplement Dated May 20, 2024 to the Fund’s Currently Effective Prospectus Effective May 1, 2024, the information appearing under the heading “Management of the Fund – Investment Management and Sub-Advisory Agreements – Complex-Level Fee” of the Prospectus is hereby deleted and replaced with the following: Complex-Level Fee. |
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| April 30, 2024 |
Nuveen Nasdaq 100 Dynamic Overwrite Fund N-2ASR Exhibit 99(s) Calculation of Filing Fee Tables Form N-2 (Form Type) Nuveen Nasdaq 100 Dynamic Overwrite Fund (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial effective date Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward Newly Registered Securities(1)(2) Fees to Be Paid Equity Common Shares $0. |
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| April 30, 2024 |
As filed with the U.S. Securities and Exchange Commission on April 30, 2024 As filed with the U.S. Securities and Exchange Commission on April 30, 2024 Securities Act Registration No. 333- Investment Company Registration No. 811-22971 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-2 ☒ Registration Statement under the Securities Act of 1933: ☐ Pre-Effective Amendment No. ☐ Post-Effective Amendment No. and ☒ Registration Statement under the I |
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| April 30, 2024 |
EX-99.(1)(1) 3 ex1-1.htm OPINION AND CONSENT OF STRADLEY, RONON, STEVENS & YOUNG, LLP Nuveen Nasdaq 100 Dynamic Overwrite Fund N-2ASR Exhibit 99(1)(1) Stradley Ronon Stevens & Young, LLP Suite 2600 2005 Market Street Philadelphia, PA 19103-7018 Telephone 215.564.8000 Fax 215.564.8120 www.stradley.com April 30, 2024 Nuveen Nasdaq 100 Dynamic Overwrite Fund 333 West Wacker Drive Chicago, Illinois 60 |
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| April 30, 2024 |
Nuveen Nasdaq 100 Dynamic Overwrite Fund N-2ASR Exhibit 99(1)(2) April 30, 2024 Nuveen Nasdaq 100 Dynamic Overwrite Fund 333 West Wacker Drive Chicago, Illinois 60606 RE: Nuveen Nasdaq 100 Dynamic Overwrite Fund Ladies and Gentlemen: We have acted as special Massachusetts counsel to Nuveen Nasdaq 100 Dynamic Overwrite Fund, a Massachusetts business trust (the “Fund”), in connection with the Fund’s registration statement on Form N-2 to be filed with the Securities and Exchange Commission (the “Commission”) on or about April 30, 2024 (the “Registration Statement”), with respect to an unspecified number of the Fund’s (i) common shares of beneficial interest, $. |
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| April 30, 2024 |
Nuveen Closed-End Funds POWER OF ATTORNEY Nuveen Nasdaq 100 Dynamic Overwrite Fund N-2ASR Exhibit 99(t)(1) Nuveen Closed-End Funds POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENT, that the undersigned, in her capacity as a director/trustee of the above-referenced organizations listed on Appendix A hereto (the “Funds”), hereby constitutes and appoints MARK CZARNIECKI, DIANA R. |
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| April 30, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Nuveen Nasdaq 100 Dynamic Overwrite Fund N-2ASR Exhibit 99(n) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-2 of our reports dated February 28, 2024 and February 18, 2019, relating to the financial statements and financial highlights, which appear in Nuveen Nasdaq 100 Dynamic Overwrite Fund’s Annual Reports on Form N-CSR for the years ended December 31, 2023 and December 31, 2018, respectively. |
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| April 30, 2024 |
Nuveen Closed-End Funds POWER OF ATTORNEY Nuveen Nasdaq 100 Dynamic Overwrite Fund N-2ASR Exhibit 99(t)(2) Nuveen Closed-End Funds POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a director/trustee of the organizations listed on Appendix B, hereby constitutes and appoints MARK J. |
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| March 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2024 (February 28, 2024) Nuveen NASDAQ 100 Dynamic Overwrite Fund (Exact name of registrant as specified in its charter) Massachusetts 811-22971 47-1402770 (State or |
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| February 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| January 2, 2024 |
Filed Pursuant to Rule 424(b)(3) File No. 333-254473 File No. 333-254678 File No. 333-255685 File No. 333-237421 NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND (NYSE: JPC) NUVEEN MUNICIPAL CREDIT OPPORTUNITIES FUND (NYSE: NMCO) NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND (NASDAQ: QQQX) NUVEEN S&P 500 DYNAMIC OVERWRITE FUND (NYSE: SPXX) (EACH, A “FUND”) SUPPLEMENT DATED JANUARY 2, 2024 TO EACH FUND’S ST |
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| October 13, 2023 |
Filed Pursuant to Rule 424(b)(3) File No. 333-254473 File No. 333-254472 File No. 333-254678 File No. 333-255685 File No. 333-237421 NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND (NYSE: JPC) NUVEEN PREFERRED & INCOME SECURITIES FUND (NYSE: JPS) NUVEEN MUNICIPAL CREDIT OPPORTUNITIES FUND (NYSE: NMCO) NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND (NASDAQ: QQQX) NUVEEN S&P 500 DYNAMIC OVERWRITE FUND (NYSE: |
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| October 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2023 (October 13, 2023) Nuveen NASDAQ 100 Dynamic Overwrite Fund (Exact name of registrant as specified in its charter) Massachusetts 811-22971 47-1402770 (State or other |
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| June 12, 2023 |
NUVEEN CLOSED-END FUNDS POWER OF ATTORNEY Powers of Attorney NUVEEN CLOSED-END FUNDS POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENT, that the undersigned, in his capacity as a director/trustee of the above-referenced organizations listed on Appendix A hereto (the “Funds”), hereby constitutes and appoints MARK CZARNIECKI, DIANA R. |
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| June 12, 2023 |
DEALER AGREEMENT Nuveen Securities, LLC 333 West Wacker Drive Chicago, Illinois 60606 Dealer Agreement DEALER AGREEMENT Nuveen Securities, LLC 333 West Wacker Drive Chicago, Illinois 60606 June 6, 2023 Virtu Americas LLC 1633 Broadway New York, New York 10019 RE: At-the-Market Offerings by Nuveen Nasdaq 100 Dynamic Overwrite Fund Ladies and Gentlemen: From time to time Nuveen Securities, LLC (the “Manager,” “we” or “us”) will act as manager of registered at-the-market offerings by the Nuveen Nasdaq 100 Dynamic Overwrite Fund, a Massachusetts business trust (the “Fund”), of the Fund’s common stock, par value $0. |
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| June 12, 2023 |
As filed with the U.S. Securities and Exchange Commission on June 12, 2023 Nuveen NASDAQ 100 Dynamic Overwrite Fund As filed with the U.S. Securities and Exchange Commission on June 12, 2023 1933 Act File No. 333-255685 1940 Act File No. 811-22971 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-2 (Check appropriate box or boxes) ☒ REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☐ Pre-Effective Amendment No. ☒ Post-Effective Amendment No. 2 a |
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| June 12, 2023 |
AMENDMENT TO DISTRIBUTION AGREEMENT Amendment to the Distribution Agreement AMENDMENT TO DISTRIBUTION AGREEMENT This amendment (the “Amendment”) is made as of June 6, 2023 to the distribution agreement dated April 30, 2021 (the “Agreement”), by and between Nuveen Securities, LLC (“Nuveen” or the “Manager”) and Nuveen Nasdaq 100 Dynamic Overwrite Fund (the “Fund” and, together with Nuveen, the “Parties”). |
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| June 7, 2023 |
Filed Pursuant to Rule 424(b)(3) File No. 333-255685 NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND (NASDAQ: QQQX) (THE “FUND”) SUPPLEMENT DATED JUNE 6, 2023 TO THE FUND’S PROSPECTUS SUPPLEMENT TO THE PROSPECTUS DATED MAY 1, 2021 Effective June 6, 2023, Virtu Americas LLC (“Virtu”) will be acting as Nuveen Securities, LLC’s (“Nuveen”) sub-placement agent with respect to at-the-market offerings of the Fu |
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| May 9, 2023 |
[CHAPMAN AND CUTLER LLP LETTERHEAD] May 9, 2023 [CHAPMAN AND CUTLER LLP LETTERHEAD] May 9, 2023 VIA EDGAR CORRESPONDENCE Megan F. Miller United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: SOX Review for Nuveen Fund Advisors, LLC (File numbers listed in Exhibit A) Dear Ms. Miller: This letter responds to comments provided by the staff of the Securities and Exchange Commission (the “Staff”) via telephon |
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| March 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| November 25, 2022 |
1 Nuveen Nasdaq 100 Dynamic Overwrite Fund Portfolio of Investments September 30, 2022 (Unaudited) QQQX Shares Description (1) Value LONG-TERM INVESTMENTS - 100. |
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| September 30, 2022 |
Filed Pursuant to Rule 424(b)(3) File No. 333-255685 File No. 333-237421 NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND (NASDAQ: QQQX) NUVEEN S&P 500 DYNAMIC OVERWRITE FUND (NYSE: SPXX) (EACH, A ?FUND?) SUPPLEMENT DATED SEPTEMBER 30, 2022 TO EACH FUND?S STATEMENT OF ADDITIONAL INFORMATION (?SAI?) Nuveen Nasdaq 100 Dynamic Overwrite Fund SAI dated May 1, 2021, as supplemented Nuveen S&P 500 Dynamic Overw |
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| May 27, 2022 |
1 Nuveen Nasdaq 100 Dynamic Overwrite Fund Portfolio of Investments March 31, 2022 (Unaudited) QQQX Shares Description (1) Value LONG-TERM INVESTMENTS - 101. |
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| March 8, 2022 |
Nuveen NASDAQ 100 Dynamic Overwrite Fund Filed Pursuant to Rule 424(b)(3) File No. |
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| February 25, 2022 |
EX-99.1 Exhibit 99.1 Certain Nuveen Closed-End Funds Announce Board’s Approval of Suspension of Previously Adopted Control Share By-Law Board Intends to Appeal U.S. District Court’s Recent Ruling Nuveen AMT-Free Municipal Credit Income Fund (NYSE: NVG), Nuveen AMT-Free Municipal Value Fund (NYSE: NUW), Nuveen AMT-Free Quality Municipal Income Fund (NYSE: NEA), Nuveen Arizona Quality Municipal Inco |
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| February 25, 2022 |
Amendment No. 1 to Amended and Restated By-Laws Exhibit 3.1 AMENDMENT NO. 1 TO THE AMENDED AND RESTATED BY-LAWS OF NUVEEN CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS This Amendment No. 1 (this ?Amendment?) to the By-Laws of Nuveen Closed-End Funds organized as Massachusetts business trusts, amended and restated as of October 5, 2020 (the ?By-Laws?) and applicable to each Nuveen Closed-End Fund listed on Exhibit A to the By-Laws |
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| February 25, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2022 (February 24, 2022) NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND (Exact name of registrant as specified in its charter) Massachusetts 811-22971 47-1402770 (State or othe |
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| February 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ? Def |
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| November 24, 2021 |
Nuveen Nasdaq 100 Dynamic Overwrite Fund QQQX Nuveen Nasdaq 100 Dynamic Overwrite Fund Portfolio of Investments September 30, 2021 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 100. |
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| August 6, 2021 |
Nuveen NASDAQ 100 Dynamic Overwrite Fund Filed Pursuant to Rule 424(b)(3) File No. |
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| June 1, 2021 |
Filed Pursuant to Rule 424(b)(3) File No. 333-255685 NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND (NASDAQ: QQQX) (THE ?FUND?) SUPPLEMENT DATED JUNE 1, 2021 TO THE FUND?S STATEMENT OF ADDITIONAL INFORMATION (?SAI?) DATED MAY 1, 2021 Effective June 1, 2021, Amy B. R. Lancellotta and Joanne T. Medero are appointed to the Fund?s Board of Trustees (the ?Board?) as independent trustees. In addition, Ms. Lan |
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| May 27, 2021 |
Nuveen Nasdaq 100 Dynamic Overwrite Fund QQQX Nuveen Nasdaq 100 Dynamic Overwrite Fund Portfolio of Investments March 31, 2021 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 101. |
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| May 3, 2021 |
Table of Contents CALCULATION OF REGISTRATION FEE UNDER THE SECURITIES ACT OF 1933 Title of Securities Being Registered Amount Being Registered Proposed Maximum Offering Price Per Unit (1) Proposed Maximum Aggregate Offering Price Amount of Registration Fee Common Shares, $0. |
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| May 3, 2021 |
- NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND As filed with the U.S. Securities and Exchange Commission on April 30, 2021 1933 Act File No. 333-255685 1940 Act File No. 811-22971 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-2 (Check appropriate box or boxes) ? REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ? Pre-Effective Amendment No. ? Post-Effective Amendment No. 1 and/or ? REGISTRATION STATEMENT UNDER THE |
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| May 3, 2021 |
DEALER AGREEMENT Nuveen Securities, LLC 333 West Wacker Drive Chicago, Illinois 60606 April 30, 2021 Truist Securities, Inc. |
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| May 3, 2021 |
NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND 333 West Wacker Drive Chicago, Illinois 60606 April 30, 2021 Nuveen Securities, LLC 333 West Wacker Drive Chicago, Illinois 60606 Re: Distribution Agreement Relating to At-the-Market Offerings Ladies and Gentlemen: Nuveen Nasdaq 100 Dynamic Overwrite Fund is a Massachusetts business trust operating as a closed-end management investment company (hereinafter referred to as the ?Fund?). |
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| May 3, 2021 |
Table of Contents CALCULATION OF REGISTRATION FEE UNDER THE SECURITIES ACT OF 1933 Title of Securities Being Registered Amount Being Registered Proposed Maximum Offering Price Per Unit (1) Proposed Maximum Aggregate Offering Price Amount of Registration Fee Common Shares, $0. |
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| April 30, 2021 |
CONTINUANCE OF MANAGEMENT AGREEMENTS Agreement made as of this 30th day of July 2020, by and between the entities listed on Appendix A (the ?Funds?), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the ?Adviser?), to be effective August 1, 2020. |
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| April 30, 2021 |
Consent of PricewaterhouseCoopers LLP is filed herewith. CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-2 of Nuveen Nasdaq 100 Dynamic Overwrite Fund of our report dated February 25, 2021, relating to the financial statements and financial highlights, which appears in Nuveen Nasdaq 100 Dynamic Overwrite Fund?s Annual Report on Form N-CSR for the year ended December 31, 2020. |
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| April 30, 2021 |
NUVEEN FUNDS NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENTS WHEREAS, Nuveen Fund Advisors, LLC, a Delaware limited liability company (the ?Manager ?) and Nuveen Asset Management, LLC, a Delaware limited liability company (the ?Sub-Adviser?) have entered into Sub-Advisory Agreements (the ?Agreements?), pursuant to which the Sub-Adviser furnishes investment advisory services to the fund |
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| April 30, 2021 |
Amended and Restated By-Laws of Registrant, dated October 5, 2020, are filed herewith. BY-LAWS OF NUVEEN CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS (Amended and Restated as of October 5, 2020) ARTICLE I DECLARATION OF TRUST AND OFFICES Section 1. |
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| April 30, 2021 |
Third Amendment to Transfer Agency and Service Agreement This Third Amendment (?Amendment?), effective as of May 11, 2020 (?Effective Date?), is to the Transfer Agency and Service Agreement (the ?Agreement?, made as of June 15, 2017, by and between each of the Nuveen closed-end investment companies listed on Schedule A (each such investment company, a ?Fund?, and Computershare Inc. |
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| April 30, 2021 |
- NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND Table of Contents As filed with the U.S. Securities and Exchange Commission on April 30, 2021 1933 Act File No. 333-[?] 1940 Act File No. 811-22971 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-2 (Check appropriate box or boxes) ? REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ? Pre-Effective Amendment No. ? Post-Effective Amendment No. and/or ? REGISTRATION STATEM |
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| April 30, 2021 |
April 30, 2021 Nuveen Nasdaq 100 Dynamic Overwrite Fund 333 West Wacker Drive Chicago, IL 60606 Re: Nuveen Nasdaq 100 Dynamic Overwrite Fund (QQQX): Registration Statement on Form N-2 (File No. |
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| April 30, 2021 |
NUVEEN CLOSED-END FUNDS POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENT, that the undersigned, in his capacity as a director/trustee of the above-referenced organizations listed on Appendix A hereto (the ?Funds?), hereby constitutes and appoints MARK CZARNIECKI, DIANA R. |
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| April 30, 2021 |
Exhibit i NUVEEN OPEN-END AND CLOSED-END FUNDS DEFERRED COMPENSATION PLAN FOR INDEPENDENT DIRECTORS AND TRUSTEES (As Amended and Restated Effective May 8, 2020) TABLE OF CONTENTS SECTION 1 PURPOSE OF PLAN; RESTATEMENT EFFECTIVE DATE 1 1. |
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| April 30, 2021 |
April 30, 2021 Nuveen Nasdaq 100 Dynamic Overwrite Fund 333 West Wacker Drive Chicago, Illinois 60606 Re: Registration Statement on Form N-2 Ladies and Gentlemen: We have acted as counsel to Nuveen Nasdaq 100 Dynamic Overwrite Fund (the ?Fund?), a Massachusetts voluntary association (commonly known as a ?business trust?), in connection with the Fund?s Registration Statement on Form N-2 to be filed with the U. |
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| April 30, 2021 |
Nuveen Compliance | 13 August 2020 Code of Ethics SUMMARY AND SCOPE What the Code is about Helping to ensure that Nuveen personnel place the interests of Nuveen clients ahead of their own personal interests. |
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| April 30, 2021 |
SECOND AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENT This Second Amendment (?Amendment?) Is entered into and effective as of this the 26th day of February, 2018, and hereby amends that certain Transfer Agency and Service Agreement by and among each Nuveen closed-end investment companies listed on Schedule A attached hereto, as may be amended from time to time (?Schedule A?) {each such investment company, a ?Fund?), and Computershare Inc. |
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| April 9, 2021 |
April 9, 2021 Ms. Megan Miller U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review & Accounting Office 100 F Street N.E. Washington DC 20549 Nuveen Closed-End and Open-End Funds ? Sarbanes Oxley Review Dear Ms. Miller, This letter addresses the comments you provided in a telephone discussion on March 5, 2021, regarding reviews performed by the staff of the |
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| March 4, 2021 |
- NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ? Def |
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| November 27, 2020 |
Nuveen Nasdaq 100 Dynamic Overwrite Fund QQQX Nuveen Nasdaq 100 Dynamic Overwrite Fund Portfolio of Investments September 30, 2020 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 102. |
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| October 6, 2020 |
EX-99.1 Exhibit 99.1 Certain Nuveen Closed-End Funds Announce the Board’s Approval of Amended and Restated By-Laws of the Funds Nuveen AMT-Free Municipal Credit Income Fund (NYSE: NVG), Nuveen AMT-Free Municipal Value Fund (NYSE: NUW), Nuveen AMT-Free Quality Municipal Income Fund (NYSE: NEA), Nuveen Arizona Quality Municipal Income Fund (NYSE: NAZ), Nuveen California AMT-Free Quality Municipal In |
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| October 6, 2020 |
EX-3.1 Exhibit 3.1 BY-LAWS OF NUVEEN CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS (Amended and Restated as of October 5, 2020) ARTICLE I DECLARATION OF TRUST AND OFFICES Section 1.1 The Trust; Declaration of Trust. These are the By-Laws of each Nuveen Closed-End Fund listed on Exhibit A, each a Massachusetts business trust established by its own Declaration of Trust (each such fund |
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| October 6, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2020 (October 5, 2020) NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND (Exact name of registrant as specified in its charter) Massachusetts 811-22971 47-1402770 (State or othe |
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| August 3, 2020 |
- NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND Nuveen NASDAQ 100 Dynamic Overwrite Fund As filed with the U.S. Securities and Exchange Commission on August 3, 2020 1933 Act File No. 333-230438 1940 Act File No. 811-22971 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-2 (Check appropriate box or boxes) REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment No. ☐ Post-Effective Amendment No. 2 ☒ |
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| August 3, 2020 |
Dealer Agreement Relating to At-the-Market Offerings DEALER AGREEMENT Nuveen Securities, LLC 333 West Wacker Drive Chicago, Illinois 60606 August 3, 2020 Truist Securities, Inc. |
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| May 29, 2020 |
Nuveen Nasdaq 100 Dynamic Overwrite Fund QQQX Nuveen Nasdaq 100 Dynamic Overwrite Fund Portfolio of Investments March 31, 2020 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 103. |
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| May 1, 2020 |
Nuveen NASDAQ 100 Dynamic Overwrite Fund As filed with the U.S. Securities and Exchange Commission on May 1, 2020 1933 Act File No. 333-230438 1940 Act File No. 811-22971 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-2 (Check appropriate box or boxes) REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment No. ☐ Post-Effective Amendment No. 1 ☒ and |
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| May 1, 2020 |
Code of Ethics and Reporting Requirements of Nuveen Nuveen Compliance | 26 August 2019 Code of Ethics SUMMARY AND SCOPE What the Code is about Helping to ensure that Nuveen personnel place the interests of Nuveen clients ahead of their own personal interests. |
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| May 1, 2020 |
Consent of Morgan, Lewis & Bockius LLP (File Nos. 333-230438). Filed herewith. Consent of Morgan, Lewis & Bockius LLP May 1, 2020 Nuveen Nasdaq 100 Dynamic Overwrite Fund 333 West Wacker Drive Chicago, IL 60606 Re: Nuveen Nasdaq 100 Dynamic Overwrite Fund (QQQX) (the “Fund”) (File No. |
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| May 1, 2020 |
Notice of Continuance of Management Agreement CONTINUANCE OF MANAGEMENT AGREEMENTS Agreement made as of this 30th day of July 2019, by and between the entities listed on Appendix A (the “Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), to be effective August 1, 2019. |
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| May 1, 2020 |
Code of Ethics for the Independent Trustees of Nuveen Funds Nuveen Funds Code of Ethics for the Independent Trustees I. |
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| May 1, 2020 |
Consent of PricewaterhouseCoopers LLP. Filed herewith. Consent of PricewaterhouseCoopers LLP CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-2 of Nuveen Nasdaq 100 Dynamic Overwrite Fund of our report dated February 27, 2020, relating to the financial statements and financial highlights, which appears in Nuveen Nasdaq 100 Dynamic Overwrite Fund’s Annual Report on Form N-CSR for the year ended December 31, 2019. |
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| May 1, 2020 |
Notice of Continuance of Investment Sub-Advisory Agreements NUVEEN CLOSED-END FUNDS NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENTS WHEREAS, Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Manager “) and Nuveen Asset Management, LLC, a Delaware limited liability company (the “Sub-Adviser”) have entered into Sub-Advisory Agreements (the “Agreements”), pursuant to w |
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| April 2, 2020 |
QQQX / Nuveen NASDAQ 100 Dynamic Overwrite Fund DEFA14A - - NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND Nuveen NASDAQ 100 Dynamic Overwrite Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 2, 2020 |
QQQX / Nuveen NASDAQ 100 Dynamic Overwrite Fund DEF 14A - - NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND Nuveen NASDAQ 100 Dynamic Overwrite Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 27, 2019 |
QQQX / Nuveen NASDAQ 100 Dynamic Overwrite Fund NPORT-EX - - QQQX Nuveen Nasdaq 100 Dynamic Overwrite Fund Portfolio of Investments September 30, 2019 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 100. |
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| May 30, 2019 |
QQQX / Nuveen NASDAQ 100 Dynamic Overwrite Fund NPORT-EX - - HTML QQQX Nuveen NASDAQ 100 Dynamic Overwrite Fund Portfolio of Investments March 31, 2019 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 101. |
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| April 25, 2019 |
QQQX / Nuveen NASDAQ 100 Dynamic Overwrite Fund CORRESP - - Nuveen NASDAQ 100 Dynamic Overwrite Fund Nuveen Investments 333 West Wacker Drive Chicago, IL 60606 P 312. |
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| February 26, 2019 |
QQQX / Nuveen NASDAQ 100 Dynamic Overwrite Fund NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND Nuveen NASDAQ 100 Dynamic Overwrite Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 29, 2018 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz , certify that: 1. I have reviewed this report on Form N-Q of Nuveen NASDAQ 100 Dynamic Overwrite Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements |
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| November 29, 2018 |
Nuveen NASDAQ 100 Dynamic Overwrite Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22971 Nuveen NASDAQ 100 Dynamic Overwrite Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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| June 28, 2018 |
QQQX / Nuveen NASDAQ 100 Dynamic Overwrite Fund CORRESP Nuveen Nasdaq 100 Dynamic Overwrite Fund Nuveen Investments 333 West Wacker Drive Chicago, IL 60606 P 312. |
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| June 28, 2018 |
QQQX / Nuveen NASDAQ 100 Dynamic Overwrite Fund CORRESP Nuveen Nasdaq 100 Dynamic Overwrite Fund Kathleen M. Macpeak +1.202.373.6149 [email protected] June 28, 2018 Elisabeth M. Bentzinger U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review Office 100 F Street NE Washington, DC 20549 Re: Nuveen Nasdaq 100 Dynamic Overwrite Fund (the “Registrant” or the “Fund”) File Nos. 333-224240 and 811-22971 De |
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| June 15, 2018 |
QQQX / Nuveen NASDAQ 100 Dynamic Overwrite Fund CORRESP Nuveen Nasdaq 100 Dynamic Overwrite Fund Kathleen M. Macpeak +1.202.373.6149 [email protected] June 15, 2018 Elisabeth Bentzinger Senior Counsel Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Re: Nuveen Nasdaq 100 Dynamic Overwrite Fund (the “Registrant” or the “Fund”) File Nos. 333-224240 and 811-22971 Dear Ms. Bentzinge |
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| May 30, 2018 |
Nuveen NASDAQ 100 Dynamic Overwrite Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22971 Nuveen NASDAQ 100 Dynamic Overwrite Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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| May 30, 2018 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen NASDAQ 100 Dynamic Overwrite Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements w |
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| February 23, 2018 |
QQQX / Nuveen NASDAQ 100 Dynamic Overwrite Fund NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND Nuveen NASDAQ 100 Dynamic Overwrite Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 29, 2017 |
EX-99.CERT 2 d473087dex99cert.htm CERTIFICATIONS Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz , certify that: 1. I have reviewed this report on Form N-Q of Nuveen NASDAQ 100 Dynamic Overwrite Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumst |
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| November 29, 2017 |
Nuveen Nasdaq 100 Dynamic Overwrite Fund - NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND Nuveen NASDAQ 100 Dynamic Overwrite Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22971 Nuveen NASDAQ 100 Dynamic Overwrite Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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| May 30, 2017 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen NASDAQ 100 Dynamic Overwrite Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements w |
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| May 30, 2017 |
Nuveen Nasdaq 100 Dynamic Overwrite Fund - NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND Nuveen NASDAQ 100 Dynamic Overwrite Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22971 Nuveen NASDAQ 100 Dynamic Overwrite Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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| April 12, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER WORK LOCATION ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a mark |
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| February 24, 2017 |
Nuveen NASDAQ 100 Dynamic Overwrite Fund NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND Nuveen NASDAQ 100 Dynamic Overwrite Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 29, 2016 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz , certify that: 1. I have reviewed this report on Form N-Q of Nuveen NASDAQ 100 Dynamic Overwrite Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements |
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| November 29, 2016 |
Nuveen NASDAQ 100 Dynamic Overwrite Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22971 Nuveen NASDAQ 100 Dynamic Overwrite Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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| May 27, 2016 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Nasdaq 100 Dynamic Overwrite Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we |
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| May 27, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22971 Nuveen Nasdaq 100 Dynamic Overwrite Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| March 10, 2016 |
Nuveen NASDAQ 100 Dynamic Overwrite Fund NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND Nuveen NASDAQ 100 Dynamic Overwrite Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 27, 2015 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Nasdaq 100 Dynamic Overwrite Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we |
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| November 27, 2015 |
Nuveen Nasdaq 100 Dynamic Overwrite Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22971 Nuveen Nasdaq 100 Dynamic Overwrite Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| July 21, 2015 |
July 21, 2015 Mr. Jason P. Fox U.S. Securities and Exchange Commission Division of Investment Management, Insured Investments Office 100 F Street N.E. Washington DC 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Dear Mr. Fox: This letter addresses the comments you provided in a telephone discussion on June 18, 2015, regarding reviews performed by the staff of the U.S. Secur |
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| July 1, 2015 |
Nuveen NASDAQ 100 Dynamic Overwrite Fund NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND Nuveen NASDAQ 100 Dynamic Overwrite Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 29, 2015 |
EX-99.CERT 2 a15-1111714ex99dcert.htm EX-99.CERT EX-99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen NASDAQ 100 Dynamic Overwrite Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances u |
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| May 29, 2015 |
Nuveen NASDAQ 100 Dynamic Overwrite Fund N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22971 Nuveen NASDAQ 100 Dynamic Overwrite Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| March 18, 2015 |
Nuveen NASDAQ 100 Dynamic Overwrite Fund NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND Nuveen NASDAQ 100 Dynamic Overwrite Fund As filed with the Securities and Exchange Commission on March 18, 2015 File No. |
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| March 18, 2015 |
Opinion and Consent of Vedder Price P.C. Exhibit 12 December 22, 2014 Nuveen Equity Premium Advantage Fund 333 West Wacker Drive Chicago, Illinois 60606 NASDAQ Premium Income & Growth Fund Inc. 333 West Wacker Drive Chicago, Illinois 60606 Nuveen NASDAQ 100 Dynamic Overwrite Fund 333 West Wacker Drive Chicago, Illinois 60606 Re: Reorganizations of Nuveen Equity Premium Advantage Fund and NASDAQ Pr |
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| March 18, 2015 |
Nuveen NASDAQ 100 Dynamic Overwrite Fund NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND Nuveen NASDAQ 100 Dynamic Overwrite Fund As filed with the Securities and Exchange Commission on March 18, 2015 File No. |
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| March 18, 2015 |
Opinion and Consent of Vedder Price P.C. Exhibit 12 December 22, 2014 Nuveen Equity Premium Advantage Fund 333 West Wacker Drive Chicago, Illinois 60606 NASDAQ Premium Income & Growth Fund Inc. 333 West Wacker Drive Chicago, Illinois 60606 Nuveen NASDAQ 100 Dynamic Overwrite Fund 333 West Wacker Drive Chicago, Illinois 60606 Re: Reorganizations of Nuveen Equity Premium Advantage Fund and NASDAQ Pr |
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| March 18, 2015 |
NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND POWER OF ATTORNEY Powers of Attorney Exhibit 16 NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a trustee of the above-referenced organization, hereby constitutes and appoints MARK CZARNIECKI, KEVIN J. |
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| December 22, 2014 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE ATTENTION: BUSINESS/FINANCIAL EDITORS MEDIA CONTACT: KRISTYNA MUNOZ (312) 917-8343 [email protected] Nuveen Completes Restructuring of Covered Call Closed-End Funds CHICAGO, December 22, 2014 – Nuveen Investments, a leading global provider of investment services to institutions as well as individual investors, today announced that the restructurin |
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| December 22, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 22, 2014 Nuveen NASDAQ 100 Dynamic Overwrite Fund (Exact name of registrant as specified in its charter) Massachusetts 811-22971 47-1402770 (State or other jurisdiction o |
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| December 17, 2014 |
QQQX / Nuveen NASDAQ 100 Dynamic Overwrite Fund 8-A12B - - NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND Nuveen NASDAQ 100 Dynamic Overwrite Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| December 16, 2014 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Independent Auditor Exhibit 14 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our reports dated February 27, 2014, relating to the financial statements and financial highlights which appears in the December 31, 2013 Annual Report to Shareholders of the Nuveen Equity Premium Advantage Fund and NASDAQ Premium Income & Growth Fund Inc. |
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| December 16, 2014 |
QQQX / Nuveen NASDAQ 100 Dynamic Overwrite Fund N-14 8C - - NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND Nuveen NASDAQ 100 Dynamic Overwrite Fund As filed with the Securities and Exchange Commission on December 16, 2014 File No. |
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| December 16, 2014 |
Opinion and Consent of Counsel Exhibit 11 Morgan, Lewis & Bockius LLP One Federal Street Boston, Massachusetts 02110-1726 Tel. |
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| December 16, 2014 |
NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND POWER OF ATTORNEY Powers of Attorney Exhibit 16 NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a trustee of the above-referenced organization, hereby constitutes and appoints MARK CZARNIECKI, KEVIN J. |
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| November 19, 2014 |
Nuveen NASDAQ 100 Dynamic Overwrite Fund Filed by Nuveen NASDAQ 100 Dynamic Overwrite Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: NASDAQ Premium Income & Growth Fund Inc. |
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| November 18, 2014 |
Nuveen NASDAQ 100 Dynamic Overwrite Fund Filed by Nuveen NASDAQ 100 Dynamic Overwrite Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: NASDAQ Premium Income & Growth Fund Inc. |
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| November 3, 2014 |
Nuveen NASDAQ 100 Dynamic Overwrite Fund Filed by Nuveen NASDAQ 100 Dynamic Overwrite Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: NASDAQ Premium Income & Growth Fund Inc. |
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| November 3, 2014 |
Nuveen NASDAQ 100 Dynamic Overwrite Fund Filed by Nuveen NASDAQ 100 Dynamic Overwrite Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: NASDAQ Premium Income & Growth Fund Inc. |
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| October 31, 2014 |
Nuveen NASDAQ 100 Dynamic Overwrite Fund Filed by Nuveen NASDAQ 100 Dynamic Overwrite Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: NASDAQ Premium Income & Growth Fund Inc. |
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| October 20, 2014 |
Nuveen NASDAQ 100 Dynamic Overwrite Fund Filed by Nuveen NASDAQ 100 Dynamic Overwrite Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Equity Premium Advantage Fund Commission File No. |
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| October 20, 2014 |
Nuveen NASDAQ 100 Dynamic Overwrite Fund Filed by Nuveen NASDAQ 100 Dynamic Overwrite Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Equity Premium Advantage Fund Commission File No. |
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| September 23, 2014 |
Nuveen NASDAQ 100 Dynamic Overwrite Fund Filed by Nuveen NASDAQ 100 Dynamic Overwrite Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Equity Premium Advantage Fund Commission File No. |
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| September 23, 2014 |
Nuveen NASDAQ 100 Dynamic Overwrite Fund Filed by Nuveen NASDAQ 100 Dynamic Overwrite Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Equity Premium Advantage Fund Commission File No. |
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| September 8, 2014 |
Nuveen NASDAQ 100 Dynamic Overwrite Fund Filed by Nuveen NASDAQ 100 Dynamic Overwrite Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Equity Premium Advantage Fund Commission File No. |
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| September 8, 2014 |
Nuveen NASDAQ 100 Dynamic Overwrite Fund Filed by Nuveen NASDAQ 100 Dynamic Overwrite Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Equity Premium Advantage Fund Commission File No. |
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| August 25, 2014 |
Nuveen NASDAQ 100 Dynamic Overwrite Fund Filed by Nuveen NASDAQ 100 Dynamic Overwrite Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Equity Premium Advantage Fund Commission File No. |
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| August 25, 2014 |
Nuveen NASDAQ 100 Dynamic Overwrite Fund Filed by Nuveen NASDAQ 100 Dynamic Overwrite Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Equity Premium Advantage Fund Commission File No. |
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| July 28, 2014 |
QQQX / Nuveen NASDAQ 100 Dynamic Overwrite Fund CORRESP - - Letter to SEC July 28, 2014 Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| July 24, 2014 |
FORM OF INVESTMENT MANAGEMENT AGREEMENT Form of Investment Management Agreement Exhibit 6(a) FORM OF INVESTMENT MANAGEMENT AGREEMENT AGREEMENT made as of this day of , 2014, by and between NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND, a Massachusetts business trust (the “Fund”), and NUVEEN FUND ADVISORS, LLC, a Delaware limited liability company (the “Adviser”). |
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| July 24, 2014 |
Transfer Agency and Service Agreement, dated October 7, 2002 Exhibit 13(a) Transfer Agency and Service Agreement Among Each of the Nuveen Closed End Investment Companies Listed on Exhibit A Hereto and State Street Bank and Trust Company TABLE OF CONTENTS Page 1. |
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| July 24, 2014 |
Bingham McCutchen LLP One Federal Street Boston, Massachusetts 02110-1726 Opinion and Consent of Counsel Exhibit 11 Bingham McCutchen LLP One Federal Street Boston, Massachusetts 02110-1726 July 24, 2014 Vedder Price P. |
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| July 24, 2014 |
FORM OF INVESTMENT SUB-ADVISORY AGREEMENT Form of Investment Sub-Advisory Agreement Exhibit 6(b) FORM OF INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this day of , 2014, by and between Nuveen Fund Advisors, LLC a Delaware limited liability company and a federally registered investment adviser (the “Adviser”), and Nuveen Asset Management, LLC, a Delaware limited liability company and a federally registered investment adviser (the “Sub-Adviser”). |
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| July 24, 2014 |
FORM OF AMENDMENT To Transfer Agency and Service Agreement State Street Bank and Trust Company Form of Amendment to Schedule A to Transfer Agency and Service Agreement Exhibit 13(b) FORM OF AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement And State Street Bank and Trust Company This Amendment is made as of this day of , 2014, to the Transfer Agency and Service Agreement dated October 7, 2002, as amended (the “Agreement”) between each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement (collectively, the “Funds”) and State Street Bank and Trust Company (the “Transfer Agent”). |
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| July 24, 2014 |
Form of Opinion and Consent of Vedder Price P.C. Exhibit 12 [Form of Tax Opinion] , 201 Nuveen Equity Premium Advantage Fund 333 West Wacker Drive Chicago, Illinois 60606 NASDAQ Premium Income & Growth Fund Inc. 333 West Wacker Drive Chicago, Illinois 60606 Nuveen NASDAQ 100 Dynamic Overwrite Fund 333 West Wacker Drive Chicago, Illinois 60606 Re: Reorganizations of Nuveen Equity Premium Advantage |
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| July 24, 2014 |
Nuveen NASDAQ 100 Dynamic Overwrite Fund As filed with the Securities and Exchange Commission on July 24, 2014 File No. |
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| July 24, 2014 |
Form of Appendix A to Custodian Agreement Exhibit 9(b) FORM OF APPENDIX A TO CUSTODIAN AGREEMENT February 25, 2005 (Updated as of , 2014) NUVEEN CLOSED-END MANAGEMENT INVESTMENT COMPANIES Nuveen All Cap Energy MLP Opportunities Fund Nuveen AMT-Free Municipal Income Fund Nuveen AMT-Free Municipal Value Fund Nuveen Arizona Premium Income Municipal Fund Nuveen Build America Bond Fund Nuveen Build America Bond Opportunity Fund Nuveen California AMT-Free Municipal Income Fund Nuveen California Dividend Advantage Municipal Fund Nuveen California Dividend Advantage Municipal Fund 2 Nuveen California Dividend Advantage Municipal Fund 3 Nuveen California Investment Quality Municipal Fund, Inc. |
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| July 24, 2014 |
QQQX / Nuveen NASDAQ 100 Dynamic Overwrite Fund COVER - - Letter to SEC JACOB C. TIEDT ATTORNEY AT LAW +1 (312) 609-7697 [email protected] 222 NORTH LASALLE STREET SUITE 2600 CHICAGO, ILLINOIS 60601-1003 T: +1 (312) 609-7500 F: +1 (312) 609-5005 CHICAGO • NEW YORK • WASHINGTON, D.C. LONDON • SAN FRANCISCO • LOS ANGELES July 24, 2014 VIA EDGAR Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Re: Nuveen NASDAQ 100 Dynamic Ov |
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| July 24, 2014 |
QQQX / Nuveen NASDAQ 100 Dynamic Overwrite Fund CORRESP - - Nuveen NASDAQ 100 Dynamic Overwrite Fund JACOB C. TIEDT ATTORNEY AT LAW +1 (312) 609-7697 [email protected] 222 NORTH LASALLE STREET SUITE 2600 CHICAGO, ILLINOIS 60601-1003 T: +1 (312) 609-7500 F: +1 (312) 609-5005 CHICAGO • NEW YORK • WASHINGTON, DC LONDON • SAN FRANCISCO • LOS ANGELES July 24, 2014 Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washi |
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| July 24, 2014 |
QQQX / Nuveen NASDAQ 100 Dynamic Overwrite Fund CORRESP - - Nuveen NASDAQ 100 Dynamic Overwrite Fund July 24, 2014 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D. |
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| July 24, 2014 |
AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT Amended and Restated Master Custodian Agreement Exhibit 9(a) AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT This Agreement between those NUVEEN INVESTMENT COMPANIES (each such investment company and each investment company made subject to this Agreement in accordance with Section 19 herein, be referred to as a “Fund” and collectively as the “Funds”) listed on Appendix A hereto (hereinafter “Appendix A” as it may be amended from time to time), which may be Massachusetts business trusts or have such other form of organization as may be indicated, and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the “Custodian”). |
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| July 24, 2014 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Independent Auditor Exhibit 14 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our reports dated February 27, 2014, relating to the financial statements and financial highlights which appears in the December 31, 2013 Annual Report to Shareholders of the Nuveen Equity Premium Advantage Fund and NASDAQ Premium Income & Growth Fund Inc. |
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| May 23, 2014 |
Nuveen Funds 222 NORTH LASALLE STREET SUITE 2600 CHICAGO, ILLINOIS 60601-1003 T: +1 (312) 609-7500 F: +1 (312) 609-5005 CHICAGO • NEW YORK • WASHINGTON, D. |
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| May 23, 2014 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Independent Auditor CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our reports dated February 27, 2014, relating to the financial statements and financial highlights which appears in the December 31, 2013 Annual Report to Shareholders of the Nuveen Equity Premium Advantage Fund and NASDAQ Premium Income & Growth Fund Inc. |
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| May 23, 2014 |
Declaration of Trust DECLARATION OF TRUST OF NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND DECLARATION OF TRUST made this 20th day of May, 2014 by the initial Trustee hereunder. |
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| May 23, 2014 |
By-Laws BY-LAWS OF NUVEEN TAXABLE CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS (Amended and Restated as of November 18, 2009) ARTICLE I DECLARATION OF TRUST AND OFFICES Section 1. |
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| May 23, 2014 |
NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND POWER OF ATTORNEY EX-99.16 5 d725566dex9916.htm POWER OF ATTORNEY NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a trustee of the above-referenced organization, hereby constitutes and appoints MARK CZARNIECKI, KEVIN J. McCARTHY, KATHLEEN L. PRUDHOMME, CHRISTOPHER M. ROHRBACHER, MARK L. WINGET, GIFFORD R. ZIMMERMAN and ERIC F. FESS, and each of th |
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| May 23, 2014 |
Letter to SEC JACOB C. TIEDT ATTORNEY AT LAW +1 (312) 609-7697 [email protected] 222 NORTH LASALLE STREET SUITE 2600 CHICAGO, ILLINOIS 60601-1003 T: +1 (312) 609-7500 F: +1 (312) 609-5005 CHICAGO NEW YORK WASHINGTON, D.C. LONDON SAN FRANCISCO LOS ANGELES May 23, 2014 VIA EDGAR Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Re: Nuveen NASDAQ 100 Dynamic Ove |
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| May 23, 2014 |
- NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND Nuveen NASDAQ 100 Dynamic Overwrite Fund As filed with the Securities and Exchange Commission on May 23, 2014 File No. |
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| May 22, 2014 |
- NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND Nuveen NASDAQ 100 Dynamic Overwrite Fund SECURITIES AND EXCHANGE COMMISSION Washington, D. |
