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| CIK | 1819974 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to SkyWater Technology, Inc.
SEC Filings (Chronological Order)
यह पृष्ठ SEC फाइलिंग की एक पूरी, कालानुक्रमिक सूची प्रदान करता है, ओनरशिप फाइलिंग को छोड़कर, जो हम अन्यत्र प्रदान करते हैं।
| August 7, 2025 |
Exhibit 10.1 SkyWater Technology, Inc. Non-Employee Director Compensation Policy The Board of Directors (“Board”) of SkyWater Technology, Inc. (the “Company”) has adopted this SkyWater Technology, Inc. Non-Employee Director Compensation Policy (the “Policy”) to assist the Compensation Committee of the Board (or its successor, the “Committee”) in establishing retainers, fees, and equity grants (and |
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| August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 29, 2025 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40345 SkyWa |
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| August 7, 2025 |
Exhibit 2.1 EXECUTION VERSION MEMBERSHIP INTEREST PURCHASE AGREEMENT by and between SPANSION LLC and SKYWATER TECHNOLOGY, INC. dated as of February 25, 2025 TABLE OF CONTENTS Section 1.1. Definitions 6 Section 1.2. Other Definitions 20 ARTICLE II. PURCHASE AND SALE 22 Section 2.1. Sale and Purchase of Interests 22 Section 2.2. Purchase Price 22 Section 2.3. Closing 22 Section 2.4. Sample Net Worki |
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| August 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2025 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commissio |
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| August 6, 2025 |
SkyWater Technology Reports Second Quarter 2025 Results Exhibit 99.1 SkyWater Technology Reports Second Quarter 2025 Results BLOOMINGTON, Minn., – August 6, 2025 – SkyWater Technology, Inc. (NASDAQ: SKYT), the trusted technology realization partner, today announced financial results for the second quarter 2025 ended June 29, 2025. “We’re pleased to report second-quarter financial results at the upper end of our expectations entering the quarter and the |
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| July 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2025 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commission |
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| July 3, 2025 |
Exhibit 2.2 Execution Version AMENDMENT NO. 1 TO MEMBERSHIP INTEREST PURCHASE AGREEMENT This AMENDMENT NO. 1 (this “Amendment”) to the Membership Interest Purchase Agreement (the “Purchase Agreement”), dated as of February 25, 2025, by and between Spansion LLC, a Delaware limited liability company (“Seller”), and SkyWater Technology, Inc., a Delaware corporation (“Buyer”), is being entered into by |
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| July 3, 2025 |
Exhibit 10.1 EXECUTION VERSION AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT Dated as of June 30, 2025 among SIENA LENDING GROUP LLC, as Agent, SIENA LENDING GROUP LLC, GRC SPV INVESTMENTS, LLC, BENEFIT STREET PARTNERS SMA-K L.P., FRANKLIN BSP PRIVATE CREDIT FUND, BSP DEBT FUND V L.P., BENEFIT STREET PARTNERS SMA-OS L.P., BENEFIT STREET PARTNERS CAPITAL OPPORTUNITY FUND III-A L.P., BSP DF V 202 |
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| June 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report SkyWater Technology, Inc. (Exact name of the registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-40345 (Commission file number) 2401 East 86th Street, Bloomington, Minnesota 55425 (Address of principal executive offices) (Zip code) Christophe |
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| June 3, 2025 |
SkyWater Technology, Inc. Conflict Minerals Report for the year ended December 31, 2024 Exhibit 1.01 SkyWater Technology, Inc. Conflict Minerals Report for the year ended December 31, 2024 I.Introduction SkyWater Technology, Inc. (collectively with its subsidiaries, “we,” “our” or “us”) is a U.S.-based, independent, pure-play technology foundry that offers advanced semiconductor development and manufacturing services from our fabrication facility, or fab, in Minnesota and advanced pa |
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| May 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2025 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commission |
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| May 8, 2025 |
dated as of February 25, 2025, between SkyWater Technology, Inc. and Spansion LLC Exhibit 2.1 EXECUTION VERSION MEMBERSHIP INTEREST PURCHASE AGREEMENT by and between SPANSION LLC and SKYWATER TECHNOLOGY, INC. dated as of February 25, 2025 TABLE OF CONTENTS Section 1.1. Definitions 6 Section 1.2. Other Definitions 20 ARTICLE II. PURCHASE AND SALE 22 Section 2.1. Sale and Purchase of Interests 22 Section 2.2. Purchase Price 22 Section 2.3. Closing 22 Section 2.4. Sample Net Worki |
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| May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 30, 2025 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40345 SkyW |
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| May 8, 2025 |
on-Employee Director Compensation Policy Exhibit 10.1 SkyWater Technology, Inc. Non-Employee Director Compensation Policy The Board of Directors (“Board”) of SkyWater Technology, Inc. (the “Company”) has adopted this SkyWater Technology, Inc. Non-Employee Director Compensation Policy (the “Policy”) to assist the Compensation Committee of the Board (or its successor, the “Committee”) in establishing retainers, fees, and equity grants (and |
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| May 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2025 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commission F |
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| May 7, 2025 |
SkyWater Technology Reports First Quarter 2025 Results Exhibit 99.1 SkyWater Technology Reports First Quarter 2025 Results BLOOMINGTON, Minn., – May 7, 2025 – SkyWater Technology, Inc. (NASDAQ: SKYT), the trusted technology realization partner, today announced financial results for the first quarter 2025 ended March 30, 2025. “We’re pleased to report that our financial results for the first quarter reflect modest upside to our expectations entering th |
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| April 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Def |
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| April 8, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as pe |
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| April 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2025 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commissio |
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| March 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 29, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40345 SkyWater Techn |
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| March 14, 2025 |
Exhibit 21.1 SUBSIDIARIES OF SKYWATER TECHNOLOGY, INC. Subsidiary Jurisdiction of Incorporation SkyWater Technology Foundry, Inc. Delaware SkyWater Federal, LLC Wyoming SkyWater Florida, Inc. Delaware |
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| March 14, 2025 |
SkyWater Technology, Inc. Securities Trading Policy SkyWater Technology, Inc. Securities Trading Policy Purpose This Securities Trading Policy (the “Policy”) provides guidelines with respect to transactions in the securities of SkyWater Technology, Inc. (the “Company”) and transactions in the securities of public companies with which the Company or any of its subsidiaries conducts business or may engage in acquisitions, joint ventures or other tran |
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| February 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2025 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commis |
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| February 26, 2025 |
Exhibit 99.1 SkyWater Technology Reports Fourth Quarter and Full Fiscal Year 2024 Results Record Fiscal Year Revenue, Gross Profit and EPS BLOOMINGTON, Minn., – February 26, 2025 – SkyWater Technology, Inc. (NASDAQ: SKYT), the trusted technology realization partner, today announced financial results for the fourth quarter and full fiscal year 2024 ended December 29, 2024. Financial Highlights for |
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| February 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2025 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commis |
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| February 14, 2025 |
JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, each of the undersigned hereby agrees to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13G referred to below) on behalf of each of them of a Statement on Schedule 13G and any necessary amendments thereto with respect to the common stock of SkyWater Technology, Inc. |
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| January 8, 2025 |
AMENDMENT NO. 3 TO JOINT FILING AGREEMENT Exhibit 99.1 AMENDMENT NO. 3 TO JOINT FILING AGREEMENT The undersigned hereby agree as follows: (i) Each of them is individually eligible to use the Schedule 13G to which this Exhibit is attached, and such Schedule 13G is filed on behalf of each of them; and (ii) Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy |
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| November 25, 2024 |
Exhibit 10.1 Execution Version AMENDMENT NO. 1 TO LOAN AND SECURITY AGREEMENT AMENDMENT NO. 1 TO LOAN AND SECURITY AGREEMENT (this “Amendment”), dated as of November 19, 2024, to that certain Loan and Security Agreement, dated as of December 28, 2022 (as amended, restated or otherwise modified, renewed, extended, or replaced from time to time, the “Loan Agreement”), among Siena Lending Group LLC ( |
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| November 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 19, 2024 SkyWater Technology, Inc. (Exact name of Registrant as Specified in its Charter) Delaware 001-40345 37-1839853 (State or Other Jurisdiction of Incorporation) (Commis |
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| November 12, 2024 |
SKYT / SkyWater Technology, Inc. / Unterseher Loren A - SC 13G/A Passive Investment SC 13G/A 1 oxbow241187sc13g.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 3)* Under the Securities Exchange Act of 1934 SkyWater Technology, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 83089J108 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) |
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| November 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2024 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commiss |
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| November 7, 2024 |
Exhibit 99.1 SkyWater Technology Reports Third Quarter 2024 Results Record Revenues with Increased Gross Margin and Earnings BLOOMINGTON, Minn., – November 7, 2024 – SkyWater Technology, Inc. (NASDAQ: SKYT), the trusted technology realization partner, today announced financial results for the third quarter 2024 ended September 29, 2024. Financial Highlights for Q3 2024: •Revenue increased 31% year |
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| November 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 29, 2024 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40345 |
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| September 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2024 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commi |
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| August 7, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2024 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commissio |
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| August 7, 2024 |
Exhibit 99.1 SkyWater Technology Reports Second Quarter 2024 Results Eighth Straight Quarter of Record Revenue and 34% Growth Year-Over-Year BLOOMINGTON, Minn., – August 7, 2024 – SkyWater Technology, Inc. (NASDAQ: SKYT), the trusted technology realization partner, today announced financial results for the second quarter 2024 ended June 30, 2024. Financial Highlights for Q2 2024: •Revenue increase |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2024 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40345 SkyWa |
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| June 26, 2024 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 21, 2024 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commission |
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| June 26, 2024 |
June 26, 2024 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-7561 Dear Sirs/Madams: We have read Item 4.01 of SkyWater Technology, Inc.’s Form 8-K dated June 26, 2024, and have the following comments: 1.We agree with statements made in section (a) paragraphs 2, 3, 4, 6, and 7 therein. 2.We have no basis on which to agree or disagree with the statements made in section |
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| May 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report SkyWater Technology, Inc. (Exact name of the registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-40345 (Commission file number) 2401 East 86th Street, Bloomington, Minnesota 55425 (Address of principal executive offices) (Zip code) Christophe |
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| May 30, 2024 |
SkyWater Technology, Inc. Conflict Minerals Report for the year ended December 31, 2023 Exhibit 1.01 SkyWater Technology, Inc. Conflict Minerals Report for the year ended December 31, 2023 I.Introduction SkyWater Technology, Inc. (collectively with its subsidiaries, “we,” “our” or “us”) is a U.S.-based, independent, pure-play technology foundry that offers advanced semiconductor development and manufacturing services from our fabrication facility, or fab, in Minnesota and advanced pa |
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| May 24, 2024 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2024 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commission |
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| May 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2024 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40345 SkyW |
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| May 8, 2024 |
Exhibit 99.1 SkyWater Technology Reports First Quarter 2024 Results Seventh Straight Quarter of Record Revenue and 20% Growth Year-Over-Year BLOOMINGTON, Minn., – May 8, 2024 – SkyWater Technology, Inc. (NASDAQ: SKYT), the trusted technology realization partner, today announced financial results for the first quarter 2024 ended March 31, 2024. Financial Highlights for Q1 2024: •Revenue increased 2 |
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| May 8, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2024 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commission F |
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| April 10, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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| April 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Def |
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| March 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40345 SkyWater Techn |
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| March 15, 2024 |
ater Technology, Inc. Clawback Policy SkyWater Technology, Inc. Clawback Policy Amended and Restated August 16, 2023 Introduction The Compensation Committee of the Board of Directors (the “Committee”) of SkyWater Technology, Inc. (the “Company”) has adopted this policy to provide for the recoupment of certain executive compensation in the event either (1) the Company is required to prepare an accounting restatement resulting from mate |
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| March 15, 2024 |
Exhibit 21.1 SUBSIDIARIES OF SKYWATER TECHNOLOGY, INC. Subsidiary Jurisdiction of Incorporation SkyWater Technology Foundry, Inc. Delaware SkyWater Federal, LLC Wyoming SkyWater Florida, Inc. Delaware |
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| March 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2024 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commission |
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| February 26, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2024 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commis |
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| February 26, 2024 |
Exhibit 99.1 SkyWater Technology Reports Fourth Quarter and Full Fiscal Year 2023 Results Sixth Straight Quarter of Record Revenue Culminates in 35% Growth Year for Fiscal 2023 BLOOMINGTON, Minn., – February 26, 2024 – SkyWater Technology, Inc. (NASDAQ: SKYT), the trusted technology realization partner, today announced financial results for the fourth quarter and full fiscal year 2023 ended Decemb |
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| February 14, 2024 |
SKYT / SkyWater Technology, Inc. / CMI Oxbow Partners, LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 2)* Under the Securities Exchange Act of 1934 SkyWater Technology, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 83089J108 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate th |
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| January 5, 2024 |
SKYT / SkyWater Technology, Inc. / Zibrowski Bart L - AMENDMENT NO. 2 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* SkyWater Technology, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 83089J108 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate th |
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| January 5, 2024 |
AMENDMENT NO. 2 TO JOINT FILING AGREEMENT EX-1 2 ex1.htm EXHIBIT 1 Exhibit 1 AMENDMENT NO. 2 TO JOINT FILING AGREEMENT The undersigned hereby agree as follows: (i) Each of them is individually eligible to use the Schedule 13G to which this Exhibit is attached, and such Schedule 13G is filed on behalf of each of them; and (ii) Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the com |
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| November 9, 2023 |
Powers of Attorney of Directors of SkyWater Technology, Inc. Exhibit 24 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned constitutes and appoints Thomas Sonderman, Steve Manko, and Christopher Hilberg, and each of them individually (so long as each individual is an officer of SkyWater Technology, Inc. |
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| November 9, 2023 |
Exhibit 107 Calculation of Filing Fee Tables FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SKYWATER TECHNOLOGY, INC. |
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| November 9, 2023 |
Registration No. 333- As filed with the Securities and Exchange Commission on November 8, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SKYWATER TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 37-1839853 (State or other jurisdiction of incorporation or organization) (I.R |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: October 1, 2023 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40345 Sky |
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| November 8, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2023 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commiss |
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| November 8, 2023 |
Exhibit 99.1 SkyWater Technology Reports Third Quarter 2023 Results Record Revenues and Continued Year-over-Year Increase in Gross Margin BLOOMINGTON, Minn., – November 8, 2023 – SkyWater Technology, Inc. (NASDAQ: SKYT), the trusted technology realization partner, today announced financial results for the third quarter of 2023, ended October 1, 2023. Financial Highlights for Q3 2023: •Revenue incr |
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| November 6, 2023 |
SkyWater Technology, Inc. 2401 East 86th Street Bloomington, Minnesota 55425 November 6, 2023 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Attn: Dale Welcome Anne McConnell Re: SkyWater Technology, Inc. Form 10-K for the Fiscal Year Ended January 1, 2023 Response dated September 25, 2023 File No. 001-40345 Dear M |
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| September 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: July 2, 2023 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40345 SkyW |
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| September 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: April 2, 2023 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40345 Sky |
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| September 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 1, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40 |
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| September 25, 2023 |
SkyWater Technology, Inc. 2401 East 86th Street Bloomington, Minnesota 55425 September 25, 2023 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Attn: Dale Welcome Anne McConnell Re: SkyWater Technology, Inc. Form 10-K for the Fiscal Year Ended January 1, 2023 Filed March 15, 2023 Form 10-Q for the Fiscal Quarter End |
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| September 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2023 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commi |
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| August 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2023 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commissi |
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| August 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: July 2, 2023 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40345 SkyWat |
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| August 7, 2023 |
Exhibit 99.1 SkyWater Technology Reports Second Quarter 2023 Results Record Revenues and Continued Year-over-Year Increase in Gross Margin BLOOMINGTON, Minn., – August 7, 2023 – SkyWater Technology (NASDAQ: SKYT), the trusted technology realization partner, today announced financial results for the second quarter of 2023, ended July 2, 2023. Highlights for Q2 2023: •Revenue increased 47% year-over |
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| August 7, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2023 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commissio |
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| August 4, 2023 |
EX-10.1 Exhibit 10.1 CONSULTING AGREEMENT THIS CONSULTING AGREEMENT (“Agreement”) is made and entered into as of August 1, 2023 (the “Effective Date”) by and between SkyWater Technology Foundry, Inc., having its principal place of business located at 2401 East 86th Street, Bloomington, MN 55425 (“SkyWater”), and Oxbow Industries, LLC, having its principal place of business located at 4450 Excelsio |
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| August 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2023 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commissio |
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| June 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2023 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commission |
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| May 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report SkyWater Technology, Inc. (Exact name of the registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-40345 (Commission file number) 2401 East 86th Street, Bloomington, Minnesota 55425 (Address of principal executive offices) (Zip code) Christophe |
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| May 31, 2023 |
SkyWater Technology, Inc. Conflict Minerals Report for the year ended December 31, 2022 EX-1.01 2 ex-101.htm EX-1.01 Exhibit 1.01 SkyWater Technology, Inc. Conflict Minerals Report for the year ended December 31, 2022 I.Introduction SkyWater Technology, Inc. (collectively with its subsidiaries, “we,” “our” or “us”) is a U.S.-based, independent, pure-play technology foundry that offers advanced semiconductor development and manufacturing services from our fabrication facilities, or fa |
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| May 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: April 2, 2023 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40345 SkyWa |
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| May 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2023 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commission F |
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| May 8, 2023 |
SkyWater Technology Reports First Quarter 2023 Results Record Revenues for Q1 2023 Exhibit 99.1 SkyWater Technology Reports First Quarter 2023 Results Record Revenues for Q1 2023 BLOOMINGTON, Minn., – May 8, 2023 – SkyWater Technology (NASDAQ: SKYT), the trusted technology realization partner, today announced financial results for the first quarter 2023, ended April 2, 2023. Highlights for Q1 2023: •Revenue increased 37% year-over-year to a record $66.1 million. •Gross margin in |
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| April 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi |
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| April 25, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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| March 15, 2023 |
Exhibit 21.1 SUBSIDIARIES OF SKYWATER TECHNOLOGY, INC. Subsidiary Jurisdiction of Incorporation SkyWater Technology Foundry, Inc. Delaware SkyWater Federal, LLC Wyoming SkyWater Florida, Inc. Delaware SkyWater Foundation Fund, Inc. Delaware |
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| March 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 1, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40345 SkyWater Technol |
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| February 14, 2023 |
SKYT / SkyWater Technology, Inc. / CMI Oxbow Partners, LLC - SC 13G/A Passive Investment SC 13G/A 1 cmi230190sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 1)* Under the Securities Exchange Act of 1934 SkyWater Technology, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 83089J108 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) C |
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| February 13, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2023 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commis |
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| February 13, 2023 |
Exhibit 99.1 SkyWater Technology Reports Fourth Quarter and Full Year 2022 Results Record Revenues for both Q4 and Fiscal Year BLOOMINGTON, Minn., – February 13, 2023 – SkyWater Technology (NASDAQ: SKYT), the trusted technology realization partner, today announced financial results for the fourth quarter and full year 2022, ended January 1, 2023. Highlights for Q4 2022: •Revenue increased 69% year |
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| February 9, 2023 |
AMENDMENT NO.1 TO JOINT FILING AGREEMENT EX-1 2 ex1.htm EXHIBIT 1 Exhibit 1 AMENDMENT NO.1 TO JOINT FILING AGREEMENT The undersigned hereby agree as follows: (i) Each of them is individually eligible to use the Schedule 13G to which this Exhibit is attached, and such Schedule 13G is filed on behalf of each of them; and (ii) Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the comp |
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| February 9, 2023 |
SKYT / SkyWater Technology, Inc. / Zibrowski Bart L - AMENDMENT NO. 1 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* SkyWater Technology, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 83089J108 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate th |
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| January 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 28, 2022 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commis |
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| January 4, 2023 |
EXHIBIT 10.1 LOAN AND SECURITY AGREEMENT Dated as of December 28, 2022 among SIENA LENDING GROUP LLC, as Agent, SIENA LENDING GROUP LLC, GRC SPV INVESTMENTS, LLC, and the other financial institutions party hereto from time to time, as Lenders SKYWATER TECHNOLOGY FOUNDRY, INC., SKYWATER FEDERAL, LLC, SKYWATER FLORIDA, INC., and each other Person that becomes a Borrower from time to time, as Borrowe |
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| November 15, 2022 |
Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-266981 PROSPECTUS SUPPLEMENT (To Prospectus dated September 1, 2022) 1,666,667 Shares Common Stock We are offering 1,666,667 shares of our common stock, par value $0.01 per share, as described in this prospectus supplement and the accompanying prospectus. Our common stock is listed on the Nasdaq Capital Market under the symbol |
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| November 15, 2022 |
EX-1.1 Exhibit 1.1 1,666,667 Shares SKYWATER TECHNOLOGY, INC. Common Stock, par value $0.01 per share UNDERWRITING AGREEMENT November 14, 2022 NEEDHAM & COMPANY, LLC 250 Park Avenue New York, New York 100177 Ladies and Gentlemen: SkyWater Technology, Inc., a Delaware corporation (the “Company”), proposes to issue and sell 1,666,667 shares (the “Firm Shares”) of the Company’s common stock, $0.01 pa |
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| November 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2022 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commis |
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| November 14, 2022 |
SUBJECT TO COMPLETION, DATED NOVEMBER 14, 2022 424B5 1 d414292d424b5.htm 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-266981 The information in this preliminary prospectus supplement is not complete and may be changed. A registration statement relating to these securities has been filed with the Securities and Exchange Commission and is effective. This preliminary prospectus supplement and the accompanying pros |
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| November 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: October 2, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40345 Sky |
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| November 7, 2022 |
Exhibit 99.1 SkyWater Technology Reports Third Quarter 2022 Results Record Quarterly Revenues Up 10% Sequentially and Nearly 50% Year-over-Year BLOOMINGTON, Minn., ? NOVEMBER 7, 2022 ? SkyWater Technology (NASDAQ: SKYT), the trusted technology realization partner, today announced financial results for the third quarter of 2022, ended October 2, 2022. ?Total revenue of $52.3 million, up 49% year ov |
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| November 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2022 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commiss |
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| September 12, 2022 |
Joint Filing Agreement dated September 9, 2022. Exhibit 1 JOINT FILING AGREEMENT The undersigned hereby agree as follows: (i) Each of them is individually eligible to use the Schedule 13G to which this Exhibit is attached, and such Schedule 13G is filed on behalf of each of them; and (ii) Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate. |
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| September 12, 2022 |
SKYT / SkyWater Technology, Inc. / Zibrowski Bart L Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* SkyWater Technology, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 83089J108 (CUSIP Number) September 2, 2022 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the |
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| September 2, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 2, 2022 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commis |
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| September 2, 2022 |
Exhibit 10.1 OPEN MARKET SALE AGREEMENTSM September 2, 2022 JEFFERIES LLC 520 Madison Avenue New York, New York 10022 Ladies and Gentlemen: SkyWater Technology, Inc., a Delaware corporation (the ?Company?), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the ?Agent?), shares of the Company?s co |
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| September 2, 2022 |
SkyWater Technology, Inc. Up to $100,000,000 Common Stock 424B5 1 d397598d424b5.htm 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-266981 PROSPECTUS SUPPLEMENT (to Prospectus dated September 1, 2022) SkyWater Technology, Inc. Up to $100,000,000 Common Stock We have entered into an Open Market Sale AgreementSM, dated as of September 2, 2022, or the sales agreement, with Jefferies LLC, or Jefferies, relating to the sale of sh |
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| August 30, 2022 |
SKYWATER TECHNOLOGY, INC. 2401 East 86th Street Bloomington, Minnesota 55425 SKYWATER TECHNOLOGY, INC. 2401 East 86th Street Bloomington, Minnesota 55425 August 30, 2022 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Gregory Herbers Re: SkyWater Technology, Inc. - Registration Statement on Form S-3 Registration No. 333-266981 Ladies and Gentlemen: Pursuant to Rule 461 under the |
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| August 19, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) SKYWATER TECHNOLOGY, INC. |
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| August 19, 2022 |
Form of Subordinated Indenture. Exhibit 4.5 SKYWATER TECHNOLOGY, INC. TO Trustee FORM OF SUBORDINATED INDENTURE Dated as of Debt Securities SKYWATER TECHNOLOGY, INC. Reconciliation and tie between Trust Indenture Act of 1939 and Indenture, dated as of ss.310(a)(1) 609 (a)(2) 609 (a)(3) Not Applicable (a)(4) Not Applicable (a)(5) 609 (b) 608, 610 (c) Not Applicable ss.311(a) 613 (b) 613 ss.312(a) 701, 702(a) (b) 702(b) (c) 702(c) |
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| August 19, 2022 |
As filed with the Securities and Exchange Commission on August 19, 2022 Table of Contents As filed with the Securities and Exchange Commission on August 19, 2022 Registration No. |
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| August 19, 2022 |
ATTORNEYS AT LAW 777 EAST WISCONSIN AVENUE MILWAUKEE, WI 53202-5306 414.271.2400 TEL 414.297.4900 FAX www.foley.com August 19, 2022 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: SkyWater Technology, Inc.— Registration Statement on Form S-3 Ladies and Gentlemen: On behalf of SkyWater Technology, Inc., a Delaware corporation (the “Company”), we are tran |
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| August 19, 2022 |
Exhibit 4.4 SKYWATER TECHNOLOGY, INC. TO Trustee FORM OF INDENTURE Dated as of Debt Securities SKYWATER TECHNOLOGY, INC. Reconciliation and tie between Trust Indenture Act of 1939 and Indenture, dated as of ss.310(a)(1) 609 (a)(2) 609 (a)(3) Not Applicable (a)(4) Not Applicable (a)(5) 609 (b) 608, 610 (c) Not Applicable ss.311(a) 613 (b) 613 ss.312(a) 701, 702(a) (b) 702(b) (c) 702(c) ss.313(a) 70 |
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| August 19, 2022 |
Powers of Attorney of Directors of SkyWater Technology, Inc. Exhibit 24 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned constitutes and appoints Thomas Sonderman, Steve Manko, and Christopher Hilberg, and each of them individually (so long as each individual is an officer of SkyWater Technology, Inc. |
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| August 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: July 3, 2022 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40345 SkyWat |
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| August 15, 2022 |
Exhibit 99.1 SkyWater Technology Reports Second Quarter 2022 Results Strong Progress Toward 2022 Revenue Growth Objectives; Continued Gross Margin Expansion BLOOMINGTON, Minn., ? AUGUST 15, 2022 ? SkyWater Technology (NASDAQ: SKYT), the trusted technology realization partner, today announced financial results for the second quarter of 2022, ended July 3, 2022. ?Total revenue of $47.4 million, up 1 |
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| August 15, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2022 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commissi |
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| June 7, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2022 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commission |
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| May 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: April 3, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40345 SkyWa |
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| May 3, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2022 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commission F |
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| May 3, 2022 |
Exhibit 99.1 SkyWater Technology Reports First Quarter 2022 Results Results Demonstrate Increasing Revenue Momentum and Gross Margin Improvement BLOOMINGTON, Minn., ? MAY 3, 2022 ? SkyWater Technology (NASDAQ: SKYT), the trusted technology realization partner, today announced financial results for the first quarter of 2022, ended April 3, 2022. ?Total revenue of $48.1 million, up 25% sequentially |
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| April 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ?? Check the appropriate box: ? ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? |
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| April 19, 2022 |
DEF 14A 1 ny20002114x1def14a.htm DEF14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of th |
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| April 4, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2022 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commissio |
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| April 4, 2022 |
Exhibit 10.1 Legend: [***] Certain information in this document has been omitted from this exhibit pursuant to Instruction 6 of Item 1.01 of Form 8-K because it is both (i) not material and (ii) information that SkyWater Technology, Inc. treats as private or confidential. Frame Agreement for the Purchase of Wafers and Services - the ?Agreement? - by and between Infineon Technologies AG Am Campeon |
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| March 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 2, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40345 SkyWater Technol |
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| March 10, 2022 |
Exhibit 21.1 SUBSIDIARIES OF SKYWATER TECHNOLOGY, INC. Subsidiary Jurisdiction of Incorporation SkyWater Technology Foundry, Inc. Delaware SkyWater Federal, LLC Wyoming SkyWater Florida, Inc. Delaware |
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| March 10, 2022 |
Exhibit 4.2 DESCRIPTION OF CAPITAL STOCK The following description of our capital stock summarizes material terms and provisions that apply to our capital stock. This description is intended as a summary and is qualified in its entirety by our certificate of incorporation and bylaws, copies of which are filed as exhibits to our Annual Report on Form 10-K, as well as the relevant provisions of the |
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| February 22, 2022 |
Exhibit 99.1 SkyWater Technology Reports Fourth Quarter and Full Year 2021 Results 2021 Record Revenue of $162.8 Million BLOOMINGTON, Minn., ? February 22, 2022 ? SkyWater Technology (NASDAQ: SKYT), the trusted technology realization partner, today announced financial results for the fourth quarter and full year 2021, ended January 2, 2022. ?Record annual revenue increased 16% year-over-year to $1 |
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| February 22, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2022 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commis |
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| February 11, 2022 |
SKYT / SkyWater Technology, Inc. / CMI Oxbow Partners, LLC Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2. (Amendment No. )* SkyWater Technology, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 83089J108 (CUSIP Number) December 31, 202 |
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| February 10, 2022 |
Other Events, Shareholder Director Nominations UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2022 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commis |
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| February 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2022 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commiss |
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| December 15, 2021 |
Exhibit 10.1 SkyWater Technology, Inc. Non-Employee Director Compensation Policy The Board of Directors (?Board?) of SkyWater Technology, Inc. (the ?Company?) has adopted this SkyWater Technology, Inc. Non-Employee Director Compensation Policy (the ?Policy?) to assist the Compensation Committee of the Board (or its successor, the ?Committee?) in establishing retainers, fees, and equity grants (and |
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| December 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 10, 2021 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commis |
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| November 8, 2021 |
Exhibit 10.1 THIRD AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT This THIRD AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (this "Amendment") is entered into as of November 3, 2021 by and among the lenders identified on the signature pages hereof (such lenders, together with their respective successors and permitted assigns, are referred to hereinafter each individually as a "Lender" and |
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| November 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: October 3, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40345 Sky |
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| November 2, 2021 |
SkyWater Technology Reports Third Quarter 2021 Results Year-over-Year Revenue Growth of 6% Exhibit 99.1 SkyWater Technology Reports Third Quarter 2021 Results Year-over-Year Revenue Growth of 6% BLOOMINGTON, Minn., ? November 2, 2021 ? SkyWater Technology (NASDAQ: SKYT), the trusted technology realization partner today announced financial results for the third quarter of 2021, ended October 3, 2021. ?Revenue grew 6% year-over-year to $35.0 million ?Net loss to shareholders of $13.9 mill |
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| November 2, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2021 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commiss |
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| October 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2021 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commissi |
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| August 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: July 4, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40345 SkyWat |
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| August 4, 2021 |
Exhibit 31.2 SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT This SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (this "Amendment") is entered into as of August 1st, 2021 by and among the lenders identified on the signature pages hereof (such lenders, together with their respective successors and permitted assigns, are referred to hereinafter each individually as a "Lender" an |
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| August 3, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2021 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commissio |
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| August 3, 2021 |
SkyWater Technology Reports Second Quarter 2021 Results Year-over-Year Net Sales Growth of 34% Exhibit 99.1 SkyWater Technology Reports Second Quarter 2021 Results Year-over-Year Net Sales Growth of 34% BLOOMINGTON, Minn., ? August 3, 2021 ? SkyWater Technology (NASDAQ: SKYT) today announced financial results for the second quarter of 2021, ended July 4, 2021. ?Net sales grew 34% year-over-year to $41.2 million ?Net loss to shareholders of $7.0 million, or (17)% of net sales ?Adjusted EBITD |
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| July 26, 2021 |
SkyWater Technology to Strategically Invest $56 Million in Capacity Expansion and Gallium Nitride Technology Company Announces Selected Preliminary 2021 Second Quarter Financial Results; Net Sales Growth of 33%-35% Year-Over-Year BLOOMINGTON, Minn. |
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| July 26, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2021 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commission |
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| June 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2021 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commission |
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| May 19, 2021 |
Exhibit 10.12 Execution Version REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this ?Agreement?), dated as of April 23, 2021 (the ?Effective Date?), is made by and between SkyWater Technology, Inc., a Delaware corporation (together with any successor thereto, the ?Company?), CMI Oxbow Partners, LLC, a Delaware limited liability company (together with any successors thereto, ?Oxb |
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| May 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: April 4, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40345 SkyWa |
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| May 18, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2021 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commission |
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| May 18, 2021 |
SkyWater Technology Reports First Quarter 2021 Results Record Net Sales of $48 Million Exhibit 99.1 SkyWater Technology Reports First Quarter 2021 Results Record Net Sales of $48 Million BLOOMINGTON, Minn., ? May 18, 2021 ? SkyWater Technology (NASDAQ: SKYT) today announced financial results for the first quarter of 2021, ended April 4, 2021. ? Net sales grew 30% year-over-year to $48.1 million ? Net loss to shareholders of $2.8 million, or (6%) of net sales ? Adjusted EBITDA of $5. |
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| April 23, 2021 |
SkyWater Technology Completes $112,056,000 Initial Public Offering Exhibit 99.1 SkyWater Technology Completes $112,056,000 Initial Public Offering BLOOMINGTON, Minn., April 23, 2021 ? SkyWater Technology (NASDAQ: SKYT) today announced that it closed its initial public offering of 8,004,000 shares of its common stock, which includes 1,044,000 shares issued pursuant to the exercise by the underwriters of their over-allotment option at the initial public offering pr |
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| April 23, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2021 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commissio |
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| April 22, 2021 |
Table of Contents Filed pursuant to Rule 424(b)(4) Registration Nos. 333-254580 and 333-255385 Prospectus 6,960,000 Shares Common Stock This is our initial public offering. We are offering 6,960,000 shares of our common stock. The initial public offering price is $14.00 per share. No public market currently exists for the shares. Our common stock has been approved for listing on the Nasdaq Capital |
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| April 21, 2021 |
SkyWater Technology, Inc. 2021 Employee Stock Purchase Plan Exhibit 4.4 SKYWATER TECHNOLOGY INC. 2021 EMPLOYEE STOCK PURCHASE PLAN The following constitute the provisions of the 2021 Employee Stock Purchase Plan (this ?Plan?) of SkyWater Technology Inc., a Delaware corporation (the ?Company?). Capitalized terms are used as defined in Section 2 of this Plan. 1. Purpose. The purpose of the Plan is to provide Employees of the Company and its Designated Parent |
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| April 21, 2021 |
SkyWater Technology, Inc. 2021 Equity Incentive Plan Exhibit 4.3 SKYWATER TECHNOLOGY, INC. 2021 EQUITY INCENTIVE PLAN TABLE OF CONTENTS Page 1.??PURPOSE 1 2.??DEFINITIONS 1 3.??ADMINISTRATION OF THE PLAN 9 3.1 Committee 9 3.2 Board 10 3.3 Terms of Awards 11 3.4 No Repricing Without Stockholder Approval 12 3.5 Deferral Arrangement 12 3.6 Registration; Share Certificates 12 4.??STOCK SUBJECT TO THE PLAN 12 4.1 Number of Shares of Stock Available for A |
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| April 21, 2021 |
Exhibit 4.1 CERTIFICATE OF INCORPORATION OF SKYWATER TECHNOLOGY, INC. The undersigned, for the purpose of incorporating and organizing a corporation under the General Corporation Law of the State of Delaware, does execute this Certificate of Incorporation and does hereby certify that: ARTICLE I NAME The name of the corporation is SkyWater Technology, Inc. (the ?Corporation?). ARTICLE II REGISTERED |
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| April 21, 2021 |
As filed with the Securities and Exchange Commission on April 21, 2021 Registration No. |
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| April 20, 2021 |
As filed with the Securities and Exchange Commission on April 20, 2021. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SkyWater Technology, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 3674 37-1839853 (State or other jurisdiction of incorporation or organization) |
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| April 16, 2021 |
April 16, 2021 United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| April 16, 2021 |
SkyWater Technology, Inc. 2401 East 86th Street Bloomington, MN 55425 April 16, 2021 SkyWater Technology, Inc. 2401 East 86th Street Bloomington, MN 55425 April 16, 2021 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Sherry Haywood Re: SkyWater Technology, Inc. Registration Statement on Form S-1 File No. 333-254580 Request for Acceleration of Effective Date Ladies and Gentlemen: Pursuant to Rule 461 |
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| April 16, 2021 |
Registration Statement on Form 8-A, dated April 16, 2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 37-1839853 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification N |
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| April 15, 2021 |
Form of Restricted Stock Unit Agreement for Directors pursuant to 2021 Equity Incentive Plan Exhibit 10.4.1 SKYWATER TECHNOLOGY, INC. 2021 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT COVER SHEET SkyWater Technology, Inc., a Delaware corporation (the ?Company?), hereby grants restricted stock units (the ?RSUs?) relating to shares of the Company?s common stock, par value $0.01 per share (the ?Stock?), to the Grantee named below, subject to the vesting conditions set forth below. A |
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| April 15, 2021 |
As filed with the Securities and Exchange Commission on April 15, 2021 Registration No. |
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| April 12, 2021 |
SkyWater Technology, Inc. Non-Employee Director Compensation Policy Exhibit 10.24 SkyWater Technology, Inc. Non-Employee Director Compensation Policy The Board of Directors (?Board?) of SkyWater Technology, Inc. (the ?Company?) has adopted this SkyWater Technology, Inc. Non-Employee Director Compensation Policy (the ?Policy?) to assist the Compensation Committee of the Board (or its successor, the ?Committee?) in establishing retainers, fees, and equity grants (an |
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| April 12, 2021 |
Exhibit 10.23 SKYWATER TECHNOLOGY INC. EXECUTIVE SEVERANCE AND CHANGE OF CONTROL PLAN 1. Purpose. The purpose of the SkyWater Technology Inc. Executive Severance and Change of Control Plan (the ?Plan?) is to provide reasonable severance protection to certain executive officers and other key employees of the Company and its Affiliates who are expected to make substantial contributions to the succes |
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| April 12, 2021 |
Exhibit 10.22 INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (this ?Agreement?) is made as of the day of , 2021 by and between SkyWater Technology, Inc., a Delaware corporation, (the ?Company?) and (the ?Indemnitee?). This Agreement supersedes and replaces any and all previous Agreements between the Company and Indemnitee covering the subject matter of this Agreement. RECITALS A. The Com |
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| April 12, 2021 |
Form of Underwriting Agreement Exhibit 1.1 [Number of Shares] SkyWater Technology, Inc. UNDERWRITING AGREEMENT [?], 2021 JEFFERIES LLC COWEN AND COMPANY, LLC As Representatives of the several Underwriters c/o JEFFERIES LLC 520 Madison Avenue New York, New York 10022 Ladies and Gentlemen: Introductory. SkyWater Technology, Inc., a [Delaware] corporation (the ?Company?), proposes to issue and sell to the several underwriters name |
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| April 12, 2021 |
[***] CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. |
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| April 12, 2021 |
Exhibit 3.2 BYLAWS OF SKYWATER TECHNOLOGY, INC. (THE ?CORPORATION?) ARTICLE I OFFICES Section 1. Registered Office. The address of the Corporation?s registered office and the name of the Corporation?s registered agent are as set forth in the Certificate of Incorporation of the Corporation (as amended from time to time, including the terms of any applicable certificate of designation relating to a |
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| April 12, 2021 |
Table of Contents As filed with the Securities and Exchange Commission on April 12, 2021 Registration No. |
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| April 12, 2021 |
[***] CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. |
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| April 12, 2021 |
Exhibit 10.7 Amendment No. 1 to the Process Technology License Agreement between Cypress Semiconductor Corporation and SkyWater Technology Foundry, Inc. (f/k/a Cypress Semiconductor (Minnesota) Inc.) This Amendment Number 1 (?Amendment?) to the Process Technology License Agreement by and between Cypress Semiconductor Corporation (?Licensor?) and SkyWater Technology Foundry, Inc. (f/k/a/ Cypress Se |
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| April 12, 2021 |
Form of Registration Rights Agreement Exhibit 4.1 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this ?Agreement?), dated as of , 2021 (the ?Effective Date?), is made by and between SkyWater Technology, Inc., a Delaware corporation (together with any successor thereto, the ?Company?), CMI Oxbow Partners, LLC, a Delaware limited liability company (together with any successors thereto, ?Oxbow?) and the individuals ide |
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| April 12, 2021 |
Exhibit 3.1 CERTIFICATE OF INCORPORATION OF SKYWATER TECHNOLOGY, INC. The undersigned, for the purpose of incorporating and organizing a corporation under the General Corporation Law of the State of Delaware, does execute this Certificate of Incorporation and does hereby certify that: ARTICLE I NAME The name of the corporation is SkyWater Technology, Inc. (the ?Corporation?). ARTICLE II REGISTERED |
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| March 22, 2021 |
Exhibit 10.12 PROJECT PATRIOT BONUS AGREEMENT August 28, 2020 Dear Steve SkyWater Technology Foundry, Inc. is pleased to present you with this Project Patriot Bonus Agreement, which has the potential bonus earnings value of $62,500 (subject to applicable tax withholdings), subject to all the terms and conditions detailed below. The actual bonus earned shall depend on completion of Project Patriot |
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| March 22, 2021 |
Exhibit 10.8 MANAGEMENT FEE AGREEMENT THIS MANAGEMENT FEE AGREEMENT (this ?Agreement??) is made as of March 1, 2017, by and between SkyWater Technology Foundry, Inc. a Delaware C Corporation (the ?Company??), and Oxbow Industries, LLC a Minnesota limited liability company (the ?Manager?). RECITALS WHEREAS, pursuant to that certain Stock Purchase Agreement, dated as of the date hereof (as the same |
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| March 22, 2021 |
Exhibit 10.23 TECHNOLOGY AND ECONOMIC DEVELOPMENT AGREEMENT By and Between OSCEOLA COUNTY, FLORIDA and SKYWATER FLORIDA, INC. joined for limited purposes by ICAMR, Inc., a Florida nonprofit corporation dba BRIDG TABLE OF CONTENTS P A G E ARTICLE I DEFINITIONS AND INTERPRETATION SECTION 1.01. RECITALS 4 SECTION 1.02. DEFINITIONS 4 SECTION 1.03. INTERPRETATION 7 SECTION 1.04. SECTION HEADINGS 7 ARTI |
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| March 22, 2021 |
Exhibit 10.11 PROJECT PATRIOT BONUS AGREEMENT August 28, 2020 Dear Tom SkyWater Technology Foundry, Inc. is pleased to present you with this Project Patriot Bonus Agreement, which has the potential bonus earnings value of $300,000 (subject to applicable tax withholdings), subject to all the terms and conditions detailed below. The actual bonus earned shall depend on completion of Project Patriot a |
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| March 22, 2021 |
Form of 2021 Equity Incentive Plan Exhibit 10.1 SKYWATER TECHNOLOGY, INC. 2021 EQUITY INCENTIVE PLAN TABLE OF CONTENTS Page 1.??PURPOSE 1 2.??DEFINITIONS 1 3.??ADMINISTRATION OF THE PLAN 9 3.1 Committee 9 3.2 Board 10 3.3 Terms of Awards 11 3.4 No Repricing Without Stockholder Approval 12 3.5 Deferral Arrangement 12 3.6 Registration; Share Certificates 12 4.??STOCK SUBJECT TO THE PLAN 12 4.1 Number of Shares of Stock Available for |
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| March 22, 2021 |
Exhibit 21.1 SUBSIDIARIES OF SKYWATER TECHNOLOGY, INC. Subsidiary Jurisdiction of Incorporation SkyWater Technology Foundry, Inc. Delaware SkyWater Federal, LLC Wyoming SkyWater Florida, Inc. Delaware |
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| March 22, 2021 |
Exhibit 10.17 REDEMPTION AGREEMENT THIS REDEMPTION AGREEMENT (?Agreement?), dated as of December 29, 2020 (the ?Effective Date?), is entered into by and between CMI ACQUISITION, LLC, a Delaware limited liability company (the ?Company?), and Gary Obermiller, an individual and resident of the State of Minnesota (?Seller?). WITNESSETH: WHEREAS, Seller is the holder of 630,103.35 Common Units of the C |
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| March 22, 2021 |
Exhibit 10.15 CMI ACQUISITION, LLC RESTRICTED UNIT UNIT AGREEMENT COVER SHEET CMI Acquisition, LLC, a Delaware limited liability company (the ?Company?), hereby grants restricted unit units (the ?RUUs?) relating to the Company?s Common Units (the ?Units?), to the Grantee named below, subject to the vesting conditions set forth below. Additional terms and conditions of the RUUs are set forth on thi |
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| March 22, 2021 |
Exhibit 10.2 SKYWATER TECHNOLOGY, INC. 2021 EQUITY INCENTIVE PLAN NONQUALIFIED STOCK OPTION AGREEMENT COVER SHEET SkyWater Technology, Inc., a Delaware corporation (the ?Company?), hereby grants an option (the ?Option?) to purchase shares of the Company?s common stock, par value $0.01 per share (the ?Stock?), to the Grantee named below, subject to the vesting conditions set forth below. Additional |
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| March 22, 2021 |
Exhibit 10.4 SKYWATER TECHNOLOGY, INC. 2021 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT COVER SHEET SkyWater Technology, Inc., a Delaware corporation (the ?Company?), hereby grants restricted stock units (the ?RSUs?) relating to shares of the Company?s common stock, par value $0.01 per share (the ?Stock?), to the Grantee named below, subject to the vesting conditions set forth below. Add |
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| March 22, 2021 |
Table of Contents As filed with the Securities and Exchange Commission on March 22, 2021 Registration No. |
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| March 22, 2021 |
Exhibit 10.3 SKYWATER TECHNOLOGY, INC. 2021 EQUITY INCENTIVE PLAN INCENTIVE STOCK OPTION AGREEMENT COVER SHEET SkyWater Technology, Inc., a Delaware corporation (the ?Company?), hereby grants an option (the ?Option?) to purchase shares of the Company?s common stock, par value $0.01 per share (the ?Stock?), to the Grantee named below, subject to the vesting conditions set forth below. Additional te |
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| March 22, 2021 |
Exhibit 10.19 LEASE THIS LEASE (the ?Lease?), is made this 30th day of September, 2020 (?Effective Date?), by and between Oxbow Realty Partners, LLC, a Delaware limited liability company (?Landlord?), whose address is 5000 West 36th Street, Suite 130, Minneapolis, MN, 55416, and SKYWATER TECHNOLOGY FOUNDRY, INC., a Delaware corporation (?Tenant?), whose address is 2401 East 86th Street, Bloomingto |
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| March 22, 2021 |
Exhibit 10.16 REDEMPTION AGREEMENT THIS REDEMPTION AGREEMENT (?Agreement?), dated as of December 29, 2020 (the ?Effective Date?), is entered into by and between CMI ACQUISITION, LLC, a Delaware limited liability company (the ?Company?), and Thomas Lujan, an individual and resident of the State of Minnesota (?Seller?). WITNESSETH: WHEREAS, Seller is the holder of 631,579 Common Units of the Company |
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| March 22, 2021 |
Exhibit 10.13 PROJECT PATRIOT BONUS AGREEMENT August 28, 2020 Dear Steve SkyWater Technology Foundry, Inc. is pleased to present you with this Project Patriot Bonus Agreement, which has the potential bonus earnings value of $250,000 (subject to applicable tax withholdings), subject to all the terms and conditions detailed below. The actual bonus earned shall depend on completion of Project Patriot |
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| March 22, 2021 |
Exhibit 10.18 PURCHASE AGREEMENT THIS PURCHASE AGREEMENT (this ?Agreement?), is made and entered into this 29th day of September, 2020 (?Effective Date?) by and between Skywater Technology Foundry, Inc., a Delaware corporation (?Seller?), and Oxbow Realty Partners, LLC, a Delaware limited liability company (?Buyer?). In consideration of the mutual covenants set forth in this Agreement, and other g |
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| March 22, 2021 |
Exhibit 10.20 AMENDED AND RESTATED CREDIT AGREEMENT by and among WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent, WELLS FARGO BANK, NATIONAL ASSOCIATION, as Lead Arranger, WELLS FARGO BANK, NATIONAL ASSOCIATION, as Book Runner, THE LENDERS THAT ARE PARTIES HERETO as the Lenders, CMI ACQUISITION, LLC as Parent, and SKYWATER TECHNOLOGY FOUNDRY, INC. and THE OTHER BORROWERS PARTY HERE |
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| March 22, 2021 |
Form of SkyWater Technology, Inc. 2021 Employee Stock Purchase Plan Exhibit 10.5 SKYWATER TECHNOLOGY INC. 2021 EMPLOYEE STOCK PURCHASE PLAN The following constitute the provisions of the 2021 Employee Stock Purchase Plan (this ?Plan?) of SkyWater Technology Inc., a Delaware corporation (the ?Company?). Capitalized terms are used as defined in Section 2 of this Plan. 1. Purpose. The purpose of the Plan is to provide Employees of the Company and its Designated Paren |
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| March 22, 2021 |
Hogan Lovells US LLP 8350 Broad St. 17th Floor Tysons, VA 22102 T +1 703 610 6100 F +1 703 610 6200 www.hoganlovells.com March 22, 2021 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.W. Washington, D.C. 20549-0407 Attn: Sherry Haywood Re: SkyWater Technology, Inc. Amendment No. 2 to Draft Registration Statement on Form S-1 Staff |
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| March 22, 2021 |
Exhibit 10.22 WARRANT PURCHASE AGREEMENT THIS WARRANT PURCHASE AGREEMENT (this ?Agreement?) is made and entered into as of December 27, 2020 (the ?Effective Date?), by and between CMI ACQUISITION, LLC, a Delaware limited liability company (the ?Company?), and GORDON BROTHERS FINANCE COMPANY, a Delaware corporation (the ?Holder?). W I T N E S S E T H: WHEREAS, the Company and Gordon Brothers Financ |
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| March 22, 2021 |
Exhibit 10.14 RESTRICTED UNIT AGREEMENT THIS RESTRICTED UNIT AGREEMENT (this ?Agreement?) is made and entered into as of [], 20[] (the ?Effective Date?), by and between CMI ACQUISITION, LLC, a Delaware limited liability company (the ?Company?), and [], an individual (?Grantee?). RECITALS WHEREAS, Grantee is an employee, an officer or a manager of, or a consultant, advisor or other service provider |
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| March 22, 2021 |
Exhibit 10.21 WAIVER, CONSENT AND FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT This WAIVER, CONSENT AND FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (this ?Amendment?) is entered into as of March 19, 2021 by and among the lenders identified on the signature pages hereof (such lenders, together with their respective successors and permitted assigns, are referred to hereinaft |
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| February 22, 2021 |
Hogan Lovells US LLP 8350 Broad St. 17th Floor Tysons, VA 22102 T +1 703 610 6100 F +1 703 610 6200 www.hoganlovells.com February 22, 2021 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.W. Washington, D.C. 20549-0407 Attn: Sherry Haywood Re: SkyWater Technology, Inc. Amendment No. 2 to Draft Registration Statement on Form S-1 Su |
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| January 20, 2021 |
Table of Contents As confidentially submitted to the Securities and Exchange Commission on January 20, 2021 This amendment no. |
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| November 12, 2020 |
Hogan Lovells US LLP 8350 Broad St. 17th Floor Tysons, VA 22102 T +1 703 610 6100 F +1 703 610 6200 www.hoganlovells.com November 12, 2020 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.W. Washington, D.C. 20549-0407 Attn: Sherry Haywood Re: SkyWater Technology, Inc. Amendment No. 1 to Draft Registration Statement on Form S-1 Su |
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| September 30, 2020 |
Table of Contents As confidentially submitted to the Securities and Exchange Commission on September 30, 2020 This amendment no. |
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| September 30, 2020 |
Hogan Lovells US LLP 8350 Broad St. 17th Floor Tysons, VA 22102 T +1 703 610 6100 F +1 703 610 6200 www.hoganlovells.com September 30, 2020 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.W. Washington, D.C. 20549-0407 Attn: Sherry Haywood Re: SkyWater Technology, Inc. Draft Registration Statement on Form S-1 Submitted August 12, |
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| August 12, 2020 |
Hogan Lovells US LLP 8350 Broad St. 17th Floor Tysons, VA 22102 T +1 703 610 6100 F +1 703 610 6200 www.hoganlovells.com August 12, 2020 CONFIDENTIAL SUBMISSION VIA EDGAR Draft Registration Statement U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: SkyWater Technology, Inc. Confidential Submission of Draft Registration Statement on Form S-1 Ladies and Gentlemen: |
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| August 12, 2020 |
Exhibit 21.1 CMI Acquisition, LLC (a Delaware limited liability company to be converted into a Delaware corporation named SkyWater Technology, Inc.) List of Subsidiaries Entity Jurisdiction of Incorporation SkyWater Technology Foundry, Inc. Delaware SkyWater Federal, LLC Wyoming |
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| August 12, 2020 |
Table of Contents As confidentially submitted to the Securities and Exchange Commission on August 12, 2020 This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidential. |
