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| CIK | 92679 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Sparton Resources Inc.
SEC Filings (Chronological Order)
यह पृष्ठ SEC फाइलिंग की एक पूरी, कालानुक्रमिक सूची प्रदान करता है, ओनरशिप फाइलिंग को छोड़कर, जो हम अन्यत्र प्रदान करते हैं।
| March 15, 2019 |
15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 1-1000 Sparton Corporation 401(k) Plan (Exact name of registrant as |
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| March 15, 2019 |
15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 1-1000 SPARTON CORPORATION (Exact name of registrant as specified in |
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| March 6, 2019 |
S-8 POS As filed with the Securities and Exchange Commission on March 5, 2019 Registration No. |
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| March 6, 2019 |
S-8 POS As filed with the Securities and Exchange Commission on March 5, 2019 Registration No. |
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| March 6, 2019 |
SPA / Sparton Corp. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5) Sparton Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 847235108 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Receiv |
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| March 5, 2019 |
S-8 POS As filed with the Securities and Exchange Commission on March 5, 2019 Registration No. |
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| March 5, 2019 |
S-8 POS As filed with the Securities and Exchange Commission on March 5, 2019 Registration No. |
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| March 5, 2019 |
S-8 POS 1 d717693ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on March 5, 2019 Registration No. 33-43703 Registration No. 333-46804 Registration No. 333-82380 Registration No. 333-156388 Registration No. 333-164057 Registration No. 333-194917 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 33 |
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| March 5, 2019 |
S-8 POS As filed with the Securities and Exchange Commission on March 5, 2019 Registration No. |
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| March 5, 2019 |
S-8 POS As filed with the Securities and Exchange Commission on March 5, 2019 Registration No. |
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| March 5, 2019 |
S-8 POS As filed with the Securities and Exchange Commission on March 5, 2019 Registration No. |
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| March 5, 2019 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on March 18, 2019, pursuant to the provisions of Rule 12d2-2 (a). |
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| March 4, 2019 |
Cerberus Completes Acquisition of Sparton Corporation EX-99.1 Exhibit 99.1 Cerberus Completes Acquisition of Sparton Corporation SCHAUMBURG, Ill. – March 4, 2019 – Sparton Corporation (“Sparton” or the “Company”) (NYSE:SPA) today announced the completion of its acquisition by Sparton Parent, Inc. (formerly known as Striker Parent 2018, LLC) (“Parent”), an affiliate of Cerberus Capital Management, L.P. (“Cerberus”). Pursuant to the terms of the transa |
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| March 4, 2019 |
Third Amended and Restated Code of Regulations of Sparton Corporation EX-3.2 Exhibit 3.2 SECOND AMENDED AND RESTATED CODE OF REGULATIONS OF SPARTON CORPORATION ARTICLE I OFFICES SECTION 1.1. Registered Office; Other Offices. The registered office of Sparton Corporation (the “Corporation”) in the State of Ohio shall be in the city of Columbus, Ohio, and the name of its registered agent shall be CT Corporation System. The Corporation may have such other offices, eithe |
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| March 4, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2019 SPARTON CORPORATION (Exact name of Registrant as specified in its charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation) (Commission File Num |
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| March 1, 2019 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2019 SPARTON CORPORATION (Exact name of Registrant as specified in its charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation) (Commission File Num |
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| March 1, 2019 |
Sparton Corporation Shareholders Approve Merger with Cerberus EX-99.1 Exhibit 99.1 Sparton Corporation Shareholders Approve Merger with Cerberus SCHAUMBURG, IL – March 1, 2019 – Sparton Corporation (“Sparton”) (NYSE:SPA) announced that, at a special meeting of shareholders held today, the shareholders of Sparton approved the proposed acquisition of Sparton by Sparton Parent, Inc. (formerly known as Striker Parent 2018, LLC) (“Parent”), an affiliate of Cerber |
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| February 11, 2019 |
SPA / Sparton Corp. / VANGUARD GROUP INC Passive Investment spartoncorp.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1 )* Name of issuer: Sparton Corp Title of Class of Securities: Common Stock CUSIP Number: 847235108 Date of Event Which Requires Filing of this Statement: December 31, 2018 Check the appropriate box to designat |
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| February 8, 2019 |
SPA / Sparton Corp. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11)* SPARTON CORP (Name of Issuer) Common Stock (Title of Class of Securities) 847235108 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| February 6, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2019 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction (Commission (IRS Employer of incorporat |
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| February 6, 2019 |
Sparton Corporation Reports Fiscal 2019 Second Quarter Results Media Contact: Joe McCormack Sparton Corporation Email: [email protected] Office: (847) 762-5800 FOR IMMEDIATE RELEASE Sparton Corporation Reports Fiscal 2019 Second Quarter Results SCHAUMBURG, IL. - February 6, 2019 - Sparton Corporation (NYSE: SPA) today announced results for the second quarter of fiscal year 2019 ended December 30, 2018. Second Quarter Financial Results and Highlights Consolidated |
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| February 6, 2019 |
SPA / Sparton Corp. 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 30, 2018 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-1000 Spa |
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| January 24, 2019 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2019 SPARTON CORPORATION (Exact name of Registrant as specified in its charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation) (Commission File |
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| January 24, 2019 |
EX-99.1 Exhibit 99.1 Sparton Corporation Announces Expiration of Hart-Scott-Rodino Waiting Period With Respect to Pending Acquisition by an Affiliate of Cerberus SCHAUMBURG, Ill. – January 24, 2019 – Sparton Corporation (“Sparton”) (NYSE:SPA) today announced that the waiting period under the Hart-Scott-Rodino Antitrust Improvement Act of 1976, as amended (the “HSR Act”), with respect to Sparton’s |
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| January 24, 2019 |
Press Release, dated January 24, 2019. EX-99.1 Exhibit 99.1 Sparton Corporation Announces Expiration of Hart-Scott-Rodino Waiting Period With Respect to Pending Acquisition by an Affiliate of Cerberus SCHAUMBURG, Ill. – January 24, 2019 – Sparton Corporation (“Sparton”) (NYSE:SPA) today announced that the waiting period under the Hart-Scott-Rodino Antitrust Improvement Act of 1976, as amended (the “HSR Act”), with respect to Sparton’s |
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| January 24, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2019 SPARTON CORPORATION (Exact name of Registrant as specified in its charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation) (Commission File |
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| January 23, 2019 |
DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 11, 2019 |
PREM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 21, 2018 |
Submission of Matters to a Vote of Security Holders 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2018 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation) (Commission File |
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| December 14, 2018 |
EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among STRIKER PARENT 2018, LLC, STRIKER MERGER SUB 2018, INC. and SPARTON CORPORATION Dated as of December 11, 2018 TABLE OF CONTENTS Page ARTICLE I THE MERGER 2 Section 1.01. The Merger 2 Section 1.02. Closing 2 Section 1.03. Effective Time 2 Section 1.04. Articles of Incorporation; Code of Regulations 3 Section 1.05. Directors and Officers 3 |
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| December 14, 2018 |
EX-99.1 Exhibit 99.1 December 11, 2018 Mr. Joseph J. Hartnett Interim President and Chief Executive Officer Sparton Corporation 425 N. Martingale Road, Suite 1000 Schaumburg, Illinois 60173 Dear Mr. Hartnett: In recognition of (i) your leadership and contributions to Sparton Corporation (the “Company”) as Interim President and Chief Executive Officer since February, 2016, and (ii) the benefits of |
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| December 14, 2018 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2018 SPARTON CORPORATION (Exact name of Registrant as specified in its charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation) (Commission File |
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| December 14, 2018 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2018 SPARTON CORPORATION (Exact name of Registrant as specified in its charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation) (Commission File |
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| December 14, 2018 |
EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among STRIKER PARENT 2018, LLC, STRIKER MERGER SUB 2018, INC. and SPARTON CORPORATION Dated as of December 11, 2018 TABLE OF CONTENTS Page ARTICLE I THE MERGER 2 Section 1.01. The Merger 2 Section 1.02. Closing 2 Section 1.03. Effective Time 2 Section 1.04. Articles of Incorporation; Code of Regulations 3 Section 1.05. Directors and Officers 3 |
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| December 14, 2018 |
Bonus Letter to Joseph J. Hartnett, dated December 11, 2018 EX-99.1 Exhibit 99.1 December 11, 2018 Mr. Joseph J. Hartnett Interim President and Chief Executive Officer Sparton Corporation 425 N. Martingale Road, Suite 1000 Schaumburg, Illinois 60173 Dear Mr. Hartnett: In recognition of (i) your leadership and contributions to Sparton Corporation (the “Company”) as Interim President and Chief Executive Officer since February, 2016, and (ii) the benefits of |
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| December 13, 2018 |
SPA / Sparton Corp. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) Sparton Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 847235108 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Receiv |
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| December 12, 2018 |
Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2018 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation) (Commission Fil |
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| December 12, 2018 |
EX-99.1 Exhibit 99.1 Sparton Corporation to Be Acquired by Cerberus Transaction Provides a Significant Premium to Shareholders and a Strong Partner to Support Future Growth SCHAUMBURG, IL – December 12, 2018 – Sparton Corporation (“Sparton” or the “Company”) (NYSE:SPA) today announced that it has entered into a definitive agreement to be acquired by an affiliate of Cerberus Capital Management, L.P |
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| December 12, 2018 |
Form 8-K UNITED STATES SECURITIES EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2018 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation) (Commission Fil |
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| December 12, 2018 |
Press Release, dated December 12, 2018 EX-99.1 Exhibit 99.1 Sparton Corporation to Be Acquired by Cerberus Transaction Provides a Significant Premium to Shareholders and a Strong Partner to Support Future Growth SCHAUMBURG, IL – December 12, 2018 – Sparton Corporation (“Sparton” or the “Company”) (NYSE:SPA) today announced that it has entered into a definitive agreement to be acquired by an affiliate of Cerberus Capital Management, L.P |
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| November 19, 2018 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| November 8, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2018 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction (Commission (IRS Employer of incorporat |
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| November 8, 2018 |
Sparton Corporation Reports Fiscal 2019 First Quarter Results Media Contact: Joe McCormack Sparton Corporation Email: [email protected] Office: (847) 762-5800 FOR IMMEDIATE RELEASE Sparton Corporation Reports Fiscal 2019 First Quarter Results SCHAUMBURG, IL. - November 8, 2018 - Sparton Corporation (NYSE: SPA) today announced results for the first quarter of fiscal year 2019 ended September 30, 2018. Fourth Quarter Financial Results and Highlights Joseph J. Har |
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| November 8, 2018 |
SPA / Sparton Corp. 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-1000 Sp |
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| October 29, 2018 |
SPA / Sparton Corp. FORM 10-K/A (Annual Report) Form 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: July 1, 2018 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number |
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| October 29, 2018 |
Executive Employment Agreement dated as of April 28, 2016 between the Company and Michael Gaul. EX-10.17 Exhibit 10.17 Sparton Corporation 425 North Martingale Road Suite 1000 Schaumburg, Illinois 60173 800.772.7866 www.sparton.com EXECUTIVE EMPLOYMENT AGREEMENT THIS AGREEMENT is effective as of April 28, 2016 (“the Effective Date”), and is made between SPARTON CORPORATION, an Ohio corporation, whose headquarters are located at 425 N. Martingale Road, Suite 1000, Schaumburg, IL 60173 (“Corpo |
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| October 10, 2018 |
SPA / Sparton Corp. 10-Q/A (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 1, 2018 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Num |
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| October 10, 2018 |
SPA / Sparton Corp. 10-Q/A (Quarterly Report) 10-Q/A 1 restatespa-10012017x10xqa.htm 10-Q/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 1, 2017 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For t |
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| October 10, 2018 |
SPA / Sparton Corp. 10-Q/A (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2017 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File |
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| September 14, 2018 |
SPA / Sparton Corp. 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: July 1, 2018 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbers 1-1000 Sparton Corporation ( |
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| September 14, 2018 |
Exhibit 10.33 CERTAIN PORTIONS OF THESE MATERIALS HAVE BEEN OMITTED BASED ON A REQUEST FOR CONFIDENTIAL TREATMENT SUBMITTED TO THE U.S. SECURITIES AND EXCHANGE COMMISSION (THE “SEC”). THE NON-PUBLIC INFORMATION HAS BEEN OMITTED AND HAS BEEN SEPARATELY FILED WITH THE SEC. EACH REDACTED PORTION OF THE AGREEMENT IS INDICATED BY A “[ ]” AND IS SUBJECT TO THE REQUEST FOR CONFIDENTIAL TREATMENT SUBMITTE |
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| September 14, 2018 |
Subsidiaries of Sparton Corporation. EXHIBIT 21.1 LIST OF SUBSIDIARIES The Registrant, Sparton Corporation, an Ohio Corporation, had the following subsidiaries at July 1, 2018: Domestic Operations: Incorporated In: Beckwood Services, Inc. New Hampshire Hunter Technology Corporation (dba Sparton Milpitas) California Real Time Enterprises, Inc. New York Sparton Aubrey Group, Inc. (f/k/a Aubrey Group, Inc.) California Sparton Aydin, LLC |
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| September 14, 2018 |
Exhibit 10.32 CERTAIN PORTIONS OF THESE MATERIALS HAVE BEEN OMITTED BASED ON A REQUEST FOR CONFIDENTIAL TREATMENT SUBMITTED TO THE U.S. SECURITIES AND EXCHANGE COMMISSION (THE “SEC”). THE NON-PUBLIC INFORMATION HAS BEEN OMITTED AND HAS BEEN SEPARATELY FILED WITH THE SEC. EACH REDACTED PORTION OF THE AGREEMENT IS INDICATED BY A “[ ]” AND IS SUBJECT TO THE REQUEST FOR CONFIDENTIAL TREATMENT SUBMITTE |
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| September 14, 2018 |
Exhibit 10.30 CERTAIN PORTIONS OF THESE MATERIALS HAVE BEEN OMITTED BASED ON A REQUEST FOR CONFIDENTIAL TREATMENT SUBMITTED TO THE U.S. SECURITIES AND EXCHANGE COMMISSION (THE “SEC”). THE NON-PUBLIC INFORMATION HAS BEEN OMITTED AND HAS BEEN SEPARATELY FILED WITH THE SEC. EACH REDACTED PORTION OF THE AGREEMENT IS INDICATED BY A “[ ]” AND IS SUBJECT TO THE REQUEST FOR CONFIDENTIAL TREATMENT SUBMITTE |
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| September 14, 2018 |
Exhibit 10.31 CERTAIN PORTIONS OF THESE MATERIALS HAVE BEEN OMITTED BASED ON A REQUEST FOR CONFIDENTIAL TREATMENT SUBMITTED TO THE U.S. SECURITIES AND EXCHANGE COMMISSION (THE “SEC”). THE NON-PUBLIC INFORMATION HAS BEEN OMITTED AND HAS BEEN SEPARATELY FILED WITH THE SEC. EACH REDACTED PORTION OF THE AGREEMENT IS INDICATED BY A “[ ]” AND IS SUBJECT TO THE REQUEST FOR CONFIDENTIAL TREATMENT SUBMITTE |
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| September 13, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2018 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction (Commission (IRS Employer of incorpor |
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| September 13, 2018 |
Sparton Corporation Reports Fiscal 2018 Fourth Quarter Results Media Contact: Joe McCormack Sparton Corporation Email: [email protected] Office: (847) 762-5800 FOR IMMEDIATE RELEASE Sparton Corporation Reports Fiscal 2018 Fourth Quarter Results SCHAUMBURG, IL. - September 13, 2018 - Sparton Corporation (NYSE: SPA) today announced results for the fourth quarter of fiscal year 2018 ended July 1, 2018. Fourth Quarter Financial Results and Highlights Joseph J. Hartn |
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| September 13, 2018 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 7, 2018 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation) (Commission File |
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| September 5, 2018 |
EX-99.1 Exhibit 99.1 Sparton Announces That Navy Has Taken Corrective Action Allowing ERAPSCO to Participate in Bid Process for GFY19-23 Q-125A Production Sonobuoy Solicitation SCHAUMBURG, Ill – September 5, 2018 – Sparton Corporation (NYSE:SPA), an industry leader in the design and manufacture of highly-complex electronic and electromechanical devices, today announced that the United States Navy |
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| September 5, 2018 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 30, 2018 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation) (Commission File N |
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| August 3, 2018 |
SPA / Sparton Corp. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) Sparton Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 847235108 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Receiv |
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| July 17, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K/A x ANNUAL REPORT PURSUANT TO SECTION 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2017 or ¬ TRANSITION REPORT PURSUANT TO SECTION 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File number 1-1000 A. Full title of the plan and the address of |
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| July 13, 2018 |
SPA / Sparton Corp. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) Sparton Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 847235108 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Receiv |
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| July 9, 2018 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 9, 2018 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation) (Commission File Numb |
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| July 9, 2018 |
EX-99.1 Exhibit 99.1 SCHAUMBURG, Ill.—(BUSINESS Wire)—July 9, 2018—Sparton Corporation (NYSE: SPA) today announced the filing of a bid protest by ERAPSCO with the United States Government Accountability Office (GAO) challenging the recent competitive range exclusion of ERAPSCO under United States Navy (Navy) Solicitation No. N00019-19-R-0002 for the GFY19-23 AN/SSQ-125A Production Sonobuoy. ERAPSC |
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| June 26, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K x ANNUAL REPORT PURSUANT TO SECTION 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2017 or ¨ TRANSITION REPORT PURSUANT TO SECTION 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File number 1-1000 A. Full title of the plan and the address of t |
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| May 25, 2018 |
SPA / Sparton Corp. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Sparton Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 847235108 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Receiv |
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| May 24, 2018 |
Conflict Minerals Report Sparton Corporation 2017 Calendar Year EX-1.01 Exhibit 1.01 Exhibit 1.01 Conflict Minerals Report Sparton Corporation 2017 Calendar Year Introduction The following Conflict Minerals Report has been prepared pursuant to Rule 13p-1 under the Securities Exchange Act of 1934 and Form SD (together, the “Rule”) and is a description of the measures taken to exercise due diligence on the source and chain of custody of conflict minerals (as def |
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| May 24, 2018 |
SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Sparton Corporation (Exact name of the registrant as specified in its charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 425 N. Martingale Road, Suite 1000, Schaumburg, IL 60173-2213 ( |
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| May 9, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2018 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction (Commission (IRS Employer of incorporation) |
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| May 9, 2018 |
Sparton Corporation Reports Fiscal 2018 Third Quarter Results Media Contact: Joe McCormack Sparton Corporation Email: [email protected] Office: (847) 762-5800 FOR IMMEDIATE RELEASE Sparton Corporation Reports Fiscal 2018 Third Quarter Results SCHAUMBURG, IL. - May 9, 2018 - Sparton Corporation (NYSE: SPA) today announced results for the third quarter of fiscal year 2018 ended April 1, 2018. Third Quarter Financial Results and Highlights Joseph J. Hartnett, Inte |
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| May 9, 2018 |
SPA / Sparton Corp. 10-Q (Quarterly Report) 10-Q 1 spa-04012018x10xq.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 1, 2018 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Com |
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| May 7, 2018 |
EX-10.1 Exhibit 10.1 AMENDMENT NO. 5 TO AMENDED AND RESTATED CREDIT AND GUARANTY AGREEMENT This AMENDMENT NO. 5 TO AMENDED AND RESTATED CREDIT AND GUARANTY AGREEMENT (this “Amendment No. 5”) dated as of May 3, 2018 (the “Amendment No. 5 Effective Date”), is by and among SPARTON CORPORATION, an Ohio corporation (“Borrower”), the other Loan Parties, the Lenders from time to time a party to the Credi |
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| May 7, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2018 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| May 1, 2018 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2018 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation) (Commission File Nu |
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| April 16, 2018 |
EX-10.1 2 d571633dex101.htm EX-10.1 Exhibit 10.1 Sparton Corporation 425 North Martingale Road Suite 1000 Schaumburg, Illinois 60173 800.772.7866 www.sparton.com EXECUTIVE EMPLOYMENT AGREEMENT THIS AGREEMENT is effective as of the first day of employment which will be agreed upon by both parties (“the Effective Date”), and is made between SPARTON CORPORATION, an Ohio corporation, whose headquarter |
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| April 16, 2018 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 10, 2018 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation) (Commission Fi |
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| March 9, 2018 |
SPA / Sparton Corp. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Sparton Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 847235108 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Comm |
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| March 5, 2018 |
Sparton Announces Termination of Merger Agreement with Ultra EX-99.1 Exhibit 99.1 Sparton Announces Termination of Merger Agreement with Ultra SCHAUMBURG, Ill.–(BUSINESS WIRE)–March 5, 2018–Sparton Corporation (NYSE: SPA) today announced the termination by Sparton and Ultra Electronics Holdings plc of their July 7, 2017 merger agreement. During the review of the proposed merger by the United States Department of Justice (the “DOJ”), the United States Navy ( |
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| March 5, 2018 |
Termination of a Material Definitive Agreement, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2018 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation) (Commission Fil |
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| March 5, 2018 |
EX-10.1 Exhibit 10.1 EXECUTION VERSION MERGER TERMINATION AGREEMENT This MERGER TERMINATION AGREEMENT (this “Agreement”), dated as of March 4, 2018, is by and among Ultra Electronics Holdings plc, a company organized under the Laws of England and Wales (“Parent”), Ultra Electronics Aneira Inc., an Ohio corporation and an indirect wholly-owned Subsidiary of Parent (“Merger Sub”), and Sparton Corpor |
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| February 14, 2018 |
SPA / Sparton Corp. / Tappan Street Partners LLC - AMENDED FORM SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 2) Under the Securities Exchange Act of 1934* Sparton Corporation (Name of Issuer) Common Stock par value $1.25 per share (Title of Class of Securities) 847235108 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| February 9, 2018 |
SPA / Sparton Corp. / VANGUARD GROUP INC Passive Investment spartoncorp.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 0 )* Name of issuer: Sparton Corp Title of Class of Securities: Common Stock CUSIP Number: 847235108 Date of Event Which Requires Filing of this Statement: December 31, 2017 Check the appropriate box to designat |
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| February 9, 2018 |
SPA / Sparton Corp. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10)* SPARTON CORP (Name of Issuer) Common Stock (Title of Class of Securities) 847235108 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| February 6, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2018 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction (Commission (IRS Employer of i |
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| February 6, 2018 |
Sparton Corporation Reports Fiscal 2018 Second Quarter Results Exhibit Media Contact: Joe McCormack Sparton Corporation Email: [email protected] Office: (847) 762-5800 FOR IMMEDIATE RELEASE Sparton Corporation Reports Fiscal 2018 Second Quarter Results SCHAUMBURG, IL. - February 6, 2018 - Sparton Corporation (NYSE: SPA) today announced results for the second quarter of fiscal year 2018 ended December 31, 2017 . Second Quarter Financial Results and Highlights Jos |
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| February 6, 2018 |
SPA / Sparton Corp. 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2017 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-1000 Spa |
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| January 31, 2018 |
Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2018 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation) (Commission |
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| January 31, 2018 |
Sparton Announces Extension of Outside Date Under Merger Agreement with Ultra EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Sparton Announces Extension of Outside Date Under Merger Agreement with Ultra Schaumburg, Ill. (BUSINESS WIRE) January 31, 2018 Sparton Corporation (NYSE:SPA) (Sparton) announced today that the outside date for completing the pending merger pursuant to the Agreement and Plan of Merger (the merger agreement), dated as of July 7, 2017, among Spart |
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| December 1, 2017 |
Submission of Matters to a Vote of Security Holders 8-K 1 d500246d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2017 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporat |
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| November 9, 2017 |
SPA / Sparton Corp. 8-K (Current Report) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2017 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction (Commission (IRS Employer of i |
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| November 9, 2017 |
Sparton Corporation Reports Fiscal 2018 First Quarter Results Exhibit Media Contact: Joe McCormack Sparton Corporation Email: [email protected] Office: (847) 762-5800 FOR IMMEDIATE RELEASE Sparton Corporation Reports Fiscal 2018 First Quarter Results SCHAUMBURG, IL. - November 9, 2017 - Sparton Corporation (NYSE: SPA) today announced results for the first quarter of fiscal year 2018 ended October 1, 2017 . First Quarter Financial Results and Highlights Joseph J |
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| November 9, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 1, 2017 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-1000 Spart |
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| October 30, 2017 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| October 6, 2017 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2017 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation) (Commission File N |
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| October 6, 2017 |
Sparton Corporation Shareholders Approve Merger with Ultra Electronics Exhibit 99.1 FOR IMMEDIATE RELEASE Sparton Corporation Shareholders Approve Merger with Ultra Electronics Schaumburg, Ill. (BUSINESS WIRE) October 5, 2017 Sparton Corporation (NYSE:SPA) announced that at a special meeting of Sparton shareholders held earlier today, the shareholders approved the adoption of the previously announced Agreement and Plan of Merger dated as of July 7, 2017 by and |
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| September 26, 2017 |
CORRECTING AND REPLACING ULTRA AND SPARTON RECEIVE REQUESTS FOR ADDITIONAL INFORMATION FROM DOJ EX-99.1 Exhibit 99.1 CORRECTING AND REPLACING ULTRA AND SPARTON RECEIVE REQUESTS FOR ADDITIONAL INFORMATION FROM DOJ SCHAUMBURG, III.?(BUSINESS WIRE) ?Sep. 25, 2017? Please replace the release with the following corrected version due to multiple revisions. The corrected release reads: ULTRA AND SPARTON RECEIVE REQUESTS FOR ADDITIONAL INFORMATION FROM DOJ Ultra Electronics Holdings plc (ULE) and Sp |
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| September 26, 2017 |
Sparton 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 25, 2017 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation) (Commission Fil |
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| September 25, 2017 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| September 14, 2017 |
Sparton Corporation Reports Fiscal 2017 Fourth Quarter Results EX-99.1 2 q4fy2017earningsrelease-ex.htm EXHIBIT 99.1 Media Contact: Joe McCormack Sparton Corporation Email: [email protected] Office: (847) 762-5800 FOR IMMEDIATE RELEASE Sparton Corporation Reports Fiscal 2017 Fourth Quarter Results SCHAUMBURG, IL. - September 14, 2017 - Sparton Corporation (NYSE: SPA) today announced results for the fourth quarter of fiscal year 2017 ended July 2, 2017. Fourth Qu |
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| September 14, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 14, 2017 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction (Commission (IRS Employer of |
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| September 14, 2017 |
Sparton Corporation 425 North Martingale Road Suite 1000 Schaumburg, Illinois 60173 800. |
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| September 14, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: July 2, 2017 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbers 1-1000 Sparton C |
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| September 14, 2017 |
Exhibit 10.38 CERTAIN PORTIONS OF THESE MATERIALS HAVE BEEN OMITTED BASED ON A REQUEST FOR CONFIDENTIAL TREATMENT SUBMITTED TO THE U.S. SECURITIES AND EXCHANGE COMMISSION (THE ?SEC?). THE NON-PUBLIC INFORMATION HAS BEEN OMITTED AND HAS BEEN SEPARATELY FILED WITH THE SEC. EACH REDACTED PORTION OF THE AGREEMENT IS INDICATED BY A ?[ ]? AND IS SUBJECT TO THE REQUEST FOR CONFIDENTIAL TREATMENT SUBMITTE |
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| September 14, 2017 |
EXHIBIT 21.1 LIST OF SUBSIDIARIES The Registrant, Sparton Corporation, an Ohio Corporation, had the following subsidiaries at July 2, 2017: Domestic Operations: Incorporated In: Beckwood Services, Inc. New Hampshire Hunter Technology Corporation (dba Sparton Milpitas) California Real Time Enterprises, Inc. New York Sparton Aubrey Group, Inc. (f/k/a Aubrey Group, Inc.) California Sparton Aydin, LLC |
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| September 14, 2017 |
Exhibit 10.36 CERTAIN PORTIONS OF THESE MATERIALS HAVE BEEN OMITTED BASED ON A REQUEST FOR CONFIDENTIAL TREATMENT SUBMITTED TO THE U.S. SECURITIES AND EXCHANGE COMMISSION (THE ?SEC?). THE NON-PUBLIC INFORMATION HAS BEEN OMITTED AND HAS BEEN SEPARATELY FILED WITH THE SEC. EACH REDACTED PORTION OF THE AGREEMENT IS INDICATED BY A ?[ ]? AND IS SUBJECT TO THE REQUEST FOR CONFIDENTIAL TREATMENT SUBMITTE |
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| September 14, 2017 |
Exhibit 10.37 CERTAIN PORTIONS OF THESE MATERIALS HAVE BEEN OMITTED BASED ON A REQUEST FOR CONFIDENTIAL TREATMENT SUBMITTED TO THE U.S. SECURITIES AND EXCHANGE COMMISSION (THE ?SEC?). THE NON-PUBLIC INFORMATION HAS BEEN OMITTED AND HAS BEEN SEPARATELY FILED WITH THE SEC. EACH REDACTED PORTION OF THE AGREEMENT IS INDICATED BY A ?[ ]? AND IS SUBJECT TO THE REQUEST FOR CONFIDENTIAL TREATMENT SUBMITTE |
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| August 29, 2017 |
Sparton Resources FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 29, 2017 SPARTON CORPORATION (Exact name of Registrant as specified in its charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation) (Commission F |
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| August 29, 2017 |
EX-99.1 Exhibit 99.1 Sparton Corporation Announces Record Date and Meeting Date for a Special Meeting of Shareholders and Filing of Proxy Statement SCHAUMBURG, Ill.?(BUSINESS WIRE)?Aug. 29, 2017?Sparton Corporation (NYSE:SPA) (?Sparton?) announced today that it had established a record date of August 15, 2017 and a meeting date of October 5, 2017 for a special meeting of its shareholders to be hel |
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| August 29, 2017 |
EX-99.1 2 d431307dex991.htm EX-99.1 Exhibit 99.1 Sparton Corporation Announces Record Date and Meeting Date for a Special Meeting of Shareholders and Filing of Proxy Statement SCHAUMBURG, Ill.–(BUSINESS WIRE)–Aug. 29, 2017–Sparton Corporation (NYSE:SPA) (“Sparton”) announced today that it had established a record date of August 15, 2017 and a meeting date of October 5, 2017 for a special meeting o |
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| August 29, 2017 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 29, 2017 SPARTON CORPORATION (Exact name of Registrant as specified in its charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation) (Commission F |
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| August 29, 2017 |
DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 4, 2017 |
PREM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 11, 2017 |
EX-10.1 2 d423891dex101.htm EX-10.1 Exhibit 10.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and among ULTRA ELECTRONICS HOLDINGS PLC, ULTRA ELECTRONICS ANEIRA INC. and SPARTON CORPORATION Dated as of July 7, 2017 TABLE OF CONTENTS Page ARTICLE I THE MERGER 2 Section 1.01. The Merger 2 Section 1.02. Closing 2 Section 1.03. Effective Time 2 Section 1.04. Articles of Incorporation; Code of Reg |
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| July 11, 2017 |
Sparton Resources 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 7, 2017 SPARTON CORPORATION (Exact name of Registrant as specified in its charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation) (Commission File Numb |
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| July 11, 2017 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 7, 2017 SPARTON CORPORATION (Exact name of Registrant as specified in its charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation) (Commission File Numb |
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| July 11, 2017 |
EX-10.1 2 d423891dex101.htm EX-10.1 Exhibit 10.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and among ULTRA ELECTRONICS HOLDINGS PLC, ULTRA ELECTRONICS ANEIRA INC. and SPARTON CORPORATION Dated as of July 7, 2017 TABLE OF CONTENTS Page ARTICLE I THE MERGER 2 Section 1.01. The Merger 2 Section 1.02. Closing 2 Section 1.03. Effective Time 2 Section 1.04. Articles of Incorporation; Code of Reg |
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| July 7, 2017 |
Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 7, 2017 SPARTON CORPORATION (Exact name of Registrant as specified in its charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation) (Commission File |
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| July 7, 2017 |
Sparton Corporation Agrees to be Acquired by Ultra Electronics Holdings plc EX-99.1 Exhibit 99.1 Sparton Corporation Agrees to be Acquired by Ultra Electronics Holdings plc SCHAUMBURG, Ill.?(BUSINESS WIRE)?July 7, 2017?Sparton Corporation (NYSE:SPA) (?Sparton?) announced today that it had entered into a merger agreement with Ultra Electronics Holdings plc (LSE: ULE) (?Ultra?), pursuant to which Ultra will acquire Sparton for $23.50 per share in cash. ?This transaction is |
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| July 7, 2017 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 7, 2017 SPARTON CORPORATION (Exact name of Registrant as specified in its charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation) (Commission File |
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| July 7, 2017 |
Sparton Corporation Agrees to be Acquired by Ultra Electronics Holdings plc EX-99.1 Exhibit 99.1 Sparton Corporation Agrees to be Acquired by Ultra Electronics Holdings plc SCHAUMBURG, Ill.(BUSINESS WIRE)July 7, 2017Sparton Corporation (NYSE:SPA) (Sparton) announced today that it had entered into a merger agreement with Ultra Electronics Holdings plc (LSE: ULE) (Ultra), pursuant to which Ultra will acquire Sparton for $23.50 per share in cash. This transaction is |
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| July 3, 2017 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2017 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation) (Commission File Num |
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| July 3, 2017 |
EX-10.1 Exhibit 10.1 AMENDMENT NO. 4 TO AMENDED AND RESTATED CREDIT AND GUARANTY AGREEMENT This AMENDMENT NO. 4 TO AMENDED AND RESTATED CREDIT AND GUARANTY AGREEMENT (this ?Amendment No. 4?) dated as of June 30, 2017 (the ?Amendment No. 4 Effective Date?), is by and among SPARTON CORPORATION, an Ohio corporation (?Borrower?), the other Loan Parties, the Lenders from time to time a party to the Cre |
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| June 27, 2017 |
Sparton Resources 11-K 12-31-2016 Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K x ANNUAL REPORT PURSUANT TO SECTION 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2016 or ¨ TRANSITION REPORT PURSUANT TO SECTION 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File number 1-1000 A. Full title of the plan and the add |
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| June 15, 2017 |
CERTIFICATE OF AMENDMENT TO AMENDED AND RESTATED CODE OF REGULATIONS EX-99.1 Exhibit 99.1 CERTIFICATE OF AMENDMENT TO AMENDED AND RESTATED CODE OF REGULATIONS Effective June 13, 2017, Sparton Corporation, an Ohio corporation (the Company), does hereby certify that the Board of Directors of the Company adopted resolutions pursuant to the Ohio Revised Code and the Companys Amended and Restated Code of Regulations (the Code of Regulations) approving and adopting |
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| June 15, 2017 |
Sparton Resources 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2017 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation) (Commission File Num |
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| May 24, 2017 |
SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Sparton Corporation (Exact name of the registrant as specified in its charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 425 N. Martingale Road, Suite 1000, Schaumburg, IL 60173-2213 ( |
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| May 24, 2017 |
Conflict Minerals Report Sparton Corporation 2016 Calendar Year EX-1.01 Exhibit 1.01 Exhibit 1.01 Conflict Minerals Report Sparton Corporation 2016 Calendar Year Introduction The following Conflict Minerals Report has been prepared pursuant to Rule 13p-1 under the Securities Exchange Act of 1934 and Form SD (together, the ?Rule?) and is a description of the measures taken to exercise due diligence on the source and chain of custody of conflict minerals (as def |
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| May 9, 2017 |
Sparton Resources 10-Q (Quarterly Report) Document Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 9, 2017 |
Sparton Corporation Reports Fiscal 2017 Third Quarter Results Exhibit Media Contact: Joe McCormack Sparton Corporation Email: [email protected] Office: (847) 762-5800 FOR IMMEDIATE RELEASE Sparton Corporation Reports Fiscal 2017 Third Quarter Results SCHAUMBURG, IL. - May 9, 2017 - Sparton Corporation (NYSE: SPA) today announced results for the third quarter of fiscal year 2017 ended April 2, 2017 . Third Quarter Financial Results and Highlights Joseph J. Hartn |
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| May 9, 2017 |
Sparton Resources 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2017 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction (Commission (IRS Employer of incorp |
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| February 9, 2017 |
SPA / Sparton Corp. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* SPARTON CORP (Name of Issuer) Common Stock (Title of Class of Securities) 847235108 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i |
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| February 7, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 q2fy2017earningsrelease-8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2017 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdictio |
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| February 7, 2017 |
Sparton Corporation Reports Fiscal 2017 Second Quarter Results EX-99.1 2 q2fy2017earningsrelease-ex.htm EXHIBIT 99.1 Media Contact: Joe McCormack Sparton Corporation Email: [email protected] Office: (847) 762-5800 FOR IMMEDIATE RELEASE Sparton Corporation Reports Fiscal 2017 Second Quarter Results SCHAUMBURG, IL. - February 7, 2017 - Sparton Corporation (NYSE: SPA) today announced results for the second quarter of fiscal year 2017 ended January 1, 2017. Second Q |
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| February 7, 2017 |
Sparton 10-Q (Quarterly Report) Document Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| January 17, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 1) Under the Securities Exchange Act of 1934* Sparton Corporation (Name of Issuer) Common Stock par value $1.25 per share (Title of Class of Securities) 847235108 (CUSIP Number) January 4, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| January 3, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* Sparton Corporation (Name of Issuer) Common Stock par value $1.25 per share (Title of Class of Securities) 847235108 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| November 8, 2016 |
Sparton 10-Q (Quarterly Report) Document Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| November 8, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2016 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction (Commission (IRS Employer of i |
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| November 8, 2016 |
Sparton Corporation Reports Fiscal 2017 First Quarter Results Exhibit Media Contact: Joe McCormack Sparton Corporation Email: [email protected] Office: (847) 762-5800 FOR IMMEDIATE RELEASE Sparton Corporation Reports Fiscal 2017 First Quarter Results SCHAUMBURG, IL. - November 8, 2016 - Sparton Corporation (NYSE: SPA) today announced results for the first quarter of fiscal year 2017 ended October 2, 2016 . First Quarter Financial Results ? Net sales of $100.4 m |
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| November 4, 2016 |
Sparton 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2016 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation) (Commission File |
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| September 27, 2016 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| September 6, 2016 |
10-K 1 spa-20160703x10k.htm 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: July 3, 2016 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commiss |
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| September 6, 2016 |
Sparton Corporation Reports Fourth Quarter and Fiscal Year 2016 Financial Results Exhibit Media Contact: Joe McCormack Sparton Corporation Email: [email protected] Office: (847) 762-5800 FOR IMMEDIATE RELEASE Sparton Corporation Reports Fourth Quarter and Fiscal Year 2016 Financial Results SCHAUMBURG, IL. - September 6, 2016 - Sparton Corporation (NYSE: SPA) today announced financial results for its fourth quarter and fiscal year ended July 3, 2016 . Fourth Quarter Financial Resul |
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| September 6, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 6, 2016 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction (Commission (IRS Employer of |
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| September 6, 2016 |
EXHIBIT 21.1 LIST OF SUBSIDIARIES The Registrant, Sparton Corporation, an Ohio Corporation, had the following subsidiaries at July 3, 2016: Domestic Operations: Incorporated In: Beckwood Services, Inc. New Hampshire Hunter Technology Corporation (dba Sparton Milpitas) California Real Time Enterprises, Inc. New York Sparton Aubrey Group, Inc. (f/k/a Aubrey Group, Inc.) California Sparton Aydin, LLC |
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| September 6, 2016 |
CERTAIN PORTIONS OF THESE MATERIALS HAVE BEEN OMITTED BASED ON A REQUEST FOR CONFIDENTIAL TREATMENT SUBMITTED TO THE U. |
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| September 6, 2016 |
CERTAIN PORTIONS OF THESE MATERIALS HAVE BEEN OMITTED BASED ON A REQUEST FOR CONFIDENTIAL TREATMENT SUBMITTED TO THE U. |
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| August 29, 2016 |
8-K 1 d247336d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 24, 2016 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction (Commissio |
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| July 19, 2016 |
Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 13, 2016 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction (Commission (IRS Employer of inco |
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| July 19, 2016 |
EX-10.1 Exhibit 10.1 RETENTION BONUS AGREEMENT This Retention Bonus Agreement is made by and between Sparton Corporation, an Ohio corporation (the ?Company?), and (?Executive?). SECTION 1 RECITALS 1.1 Retention. The Company desires to provide to the Executive a Retention Bonus upon the terms and conditions set forth herein. As described below, Executive shall receive the Retention Bonus upon the e |
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| June 28, 2016 |
Sparton 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2016 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction (Commission File Number) (IRS Employer |
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| June 28, 2016 |
EX-10.1 Exhibit 10.1 FINAL EXECUTION COPY AMENDMENT NO. 3 TO AMENDED AND RESTATED CREDIT AND GUARANTY AGREEMENT This AMENDMENT NO. 3 TO AMENDED AND RESTATED CREDIT AND GUARANTY AGREEMENT (this ?Amendment No. 3?) dated as of June 27, 2016, is by and among SPARTON CORPORATION, an Ohio corporation (?Borrower?), the other Loan Parties, the Lenders from time to time a party to the Credit Agreement refe |
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| June 24, 2016 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K x ANNUAL REPORT PURSUANT TO SECTION 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the six-months ended December 31, 2015 or ? TRANSITION REPORT PURSUANT TO SECTION 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File number 1-1000 A. Full title of the plan and t |
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| May 19, 2016 |
SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Sparton Corporation (Exact name of the registrant as specified in its charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 425 N. Martingale Road, Suite 1000, Schaumburg, IL 60173-2213 ( |
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| May 19, 2016 |
Conflict Minerals Report Sparton Corporation 2015 Calendar Year EX-1.01 Exhibit 1.01 Exhibit 1.01 Conflict Minerals Report Sparton Corporation 2015 Calendar Year Introduction The following Conflict Minerals Report has been prepared pursuant to Rule 13p-1 under the Securities Exchange Act of 1934 and Form SD (together, the ?Rule?) and is a description of the measures taken to exercise due diligence on the source and chain of custody of conflict minerals (as def |
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| May 10, 2016 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2016 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation) (Commission File |
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| May 10, 2016 |
EX-10.1 Exhibit 10.1 AGREEMENT This Agreement (this ?Agreement?) is made and entered into as of May 4, 2016, by and among Sparton Corporation (the ?Company?), Engine Capital, L.P., Engine Jet Capital, L.P., Engine Capital Management, LLC, Engine Investments, LLC, Arnaud Ajdler (collectively, ?Engine? and each an ?Engine Member?, and together with the other entities and natural persons set forth in |
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| May 10, 2016 |
EX-99.1 Exhibit 99.1 Sparton Corporation and Engine Capital Reach Agreement to Appoint Alan L. Bazaar and John A. Janitz to Company?s Board of Directors Schaumburg, Ill.- May 4, 2016 Sparton Corporation (NYSE: SPA) (?Sparton? or the ?Company?) today announced that it has entered into an agreement with Engine Capital, L.P., Norwood Capital Partners, LP and certain of their affiliates (the ?Engine G |
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| May 4, 2016 |
Sparton FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2016 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation) (Commission Fi |
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| May 4, 2016 |
EX-10.1 Exhibit 10.1 FIRST AMENDMENT TO SPARTON CORPORATION SHORT-TERM INCENTIVE PLAN Sparton Corporation, an Ohio corporation (the Company), has previously adopted the Sparton Short-Term Incentive Plan (the Plan) for the benefit of those individuals selected to participate in the Plan. This First Amendment to the Plan is effective as of the date set forth below. SECTION 1 BACKGROUND 1.1 Amend |
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| May 4, 2016 |
Termination of Joint Filing Agreement EX-99.2 3 ex992to13da109488011050416.htm Exhibit 99.2 Termination of Joint Filing Agreement Each of the undersigned hereby terminates that certain Joint Filing Agreement, dated March 10, 2016, relating to Sparton Corporation to the extent the undersigned is a party thereto, effective immediately. May 4, 2016 Engine Capital, L.P. By: Engine Investments, LLC, General Partner By: /s/ Arnaud Ajdler Na |
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| May 4, 2016 |
Termination of Group Agreement EX-99.3 4 ex993to13da109488011050416.htm Exhibit 99.3 Termination of Group Agreement Each of the undersigned hereby terminates that certain Group Agreement, dated March 10, 2016, relating to Sparton Corporation to the extent the undersigned is a party thereto, effective immediately. May 4, 2016 Engine Capital, L.P. By: Engine Investments, LLC, General Partner By: /s/ Arnaud Ajdler Name: Arnaud Ajd |
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| May 4, 2016 |
Exhibit 99.1 AGREEMENT This Agreement (this “Agreement”) is made and entered into as of May 4, 2016, by and among Sparton Corporation (the “Company”), Engine Capital, L.P., Engine Jet Capital, L.P., Engine Capital Management, LLC, Engine Investments, LLC, Arnaud Ajdler (collectively, “Engine” and each an “Engine Member”, and together with the other entities and natural persons set forth in the sig |
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| May 4, 2016 |
SPA / Sparton Corp. / Engine Capital, L.P. Activist Investment SC 13D/A 1 sc13da10948801105042016.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 Sparton Corporation (Name of Issuer) Common Stock, $1.25 par value (Title of Class of Securities) 847235108 (CUS |
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| May 3, 2016 |
Sparton 10-Q (Quarterly Report) 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 3, 2016 |
Sparton Corporation Reports Fiscal 2016 Third Quarter Results Media Contact: Joe McCormack Sparton Corporation Email: [email protected] Office: (847) 762-5800 FOR IMMEDIATE RELEASE Sparton Corporation Reports Fiscal 2016 Third Quarter Results SCHAUMBURG, IL. - May 3, 2016 - Sparton Corporation (NYSE: SPA) today announced results for the third quarter of fiscal year 2016 ended March 27, 2016 . Third Quarter Financial Results • Net sales of $102.2 million • Gross |
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| May 3, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2016 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction (Commission (IRS Employer of incorporati |
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| April 27, 2016 |
Sparton Corporation Explores Potential Sale Transaction EX-99.1 Exhibit 99.1 Sparton Corporation Explores Potential Sale Transaction SCHAUMBURG, Ill. ? April 27, 2016? Sparton Corporation (NYSE: SPA) today announced that, as part of its previously announced exploration of strategic alternatives, its Board of Directors has authorized Wells Fargo Securities, LLC to conduct a process to identify parties interested in acquiring the entire Company. This dec |
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| April 27, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 d175641d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2016 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorpor |
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| March 16, 2016 |
Sparton 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 16, 2016 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation) (Commission File Nu |
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| March 16, 2016 |
Sparton Corporation Explores Strategic Alternatives EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Sparton Corporation Explores Strategic Alternatives SCHAUMBURG, IL. ? March 16, 2016 ? Sparton Corporation (NYSE: SPA) today announced that its Board of Directors has been exploring a range of strategic alternatives. This process, which commenced several months ago, has the goal of identifying the best way to enhance shareholder value. Wells Fargo Securit |
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| March 10, 2016 |
SPA / Sparton Corp. / Engine Capital, L.P. Activist Investment SC 13D 1 sc13d0948801103102016.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )1 Sparton Corporation (Name of Issuer) Common Stock, $1.25 par value (Title of Class of Securities) 847235108 (CUSIP Nu |
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| March 10, 2016 |
Exhibit 99.1 Joint Filing Agreement In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including amendments thereto) with respect to securities of Sparton Corporation. This Joint Filing Agreement shall be filed as an Exhibit to such Statement. Mar |
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| March 10, 2016 |
Exhibit 99.2 GROUP AGREEMENT This Agreement (this “Agreement”) is made and entered into as of March 9, 2016, by and among (1) Engine Capital, L.P., a Delaware limited partnership (“Engine Capital”), Engine Jet Capital, L.P., a Delaware limited partnership (“Engine Jet”), Engine Capital Management, LLC, a Delaware limited liability company (“Engine Management”), Engine Investments, LLC, a Delaware |
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| February 29, 2016 |
CORRESP February 29, 2016 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Kathleen Collins and Megan Akst RE: Sparton Corporation Form 10-K for the Fiscal Year Ended June 30, 2015 Filed September 8, 2015 Form 8-K filed February 2, 2016 File No. |
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| February 9, 2016 |
SPA / Sparton Corp. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* SPARTON CORP (Name of Issuer) Common Stock (Title of Class of Securities) 847235108 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i |
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| February 8, 2016 |
EX-10.1 Exhibit 10.1 Execution Copy SEPARATION AGREEMENT Sparton Corporation, an Ohio corporation (the Company), and Cary B. Wood (Executive) have entered into this Separation Agreement (this Separation Agreement) as of February 5, 2016 (the Signing Date). RECITALS A. Executive and the Company previously entered into an employment agreement, dated June 30, 2014 and effective October 31, 20 |
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| February 8, 2016 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2016 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation) (Commission File |
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| February 8, 2016 |
EX-10.5 Exhibit 10.5 February 5, 2015 Mr. Joseph J. Hartnett Dear Mr. Hartnett: This letter (Letter Agreement) will confirm our agreement regarding the terms of your employment as Spartons Interim President and Chief Executive Officer (Interim CEO), commencing on February 5, 2016 (the Effective Date). 1. Position. You will be employed as Spartons Interim CEO, reporting to the Companys Boa |
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| February 8, 2016 |
Sparton Corporation Names New Interim President and CEO EX-99.1 Exhibit 99.1 Sparton Corporation Names New Interim President and CEO Cary B. Wood resigns as President and CEO and as a Member of the Board of Directors Michael Osborne, Senior Vice-President, Corporate Development, Departs Joseph J. Harnett Appointed Interim President and CEO Board Member James R. Swartwout Elected Chairman SCHAUMBURG, Ill.(BUSINESS WIRE)February 5, 2016Sparton |
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| February 2, 2016 |
Sparton Corporation Reports Fiscal 2016 Second Quarter Results Media Contact: Mike Osborne Sparton Corporation Email: [email protected] Office: (847) 762-5800 FOR IMMEDIATE RELEASE Sparton Corporation Reports Fiscal 2016 Second Quarter Results SCHAUMBURG, IL. - February 2, 2016 - Sparton Corporation (NYSE: SPA) today announced results for the second quarter of fiscal 2016 ended December 27, 2015 . The Company reported second quarter sales of $103.5 million , an |
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| February 2, 2016 |
SPA / Sparton Corp. 10-Q - Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 27, 2015 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-1000 Spa |
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| February 2, 2016 |
Sparton Resources 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2016 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction (Commission (IRS Employer of incorp |
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| December 18, 2015 |
11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K x ANNUAL REPORT PURSUANT TO SECTION 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2015 or ? TRANSITION REPORT PURSUANT TO SECTION 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File number 1-1000 A. Full title of the plan and the addr |
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| November 10, 2015 |
Sparton Corporation Fiscal 2016 First Quarter Financial Results November 10, 2015 EX-99.1 Exhibit 99.1 Sparton Corporation Fiscal 2016 First Quarter Financial Results November 10, 2015 Conference Call Talking Points {Slide 1 Cover Page} MIKE OSBORNE (Sr. VP Corporate Development) SPEAKS Thank you operator. Good morning and thank you for participating in Spartons fiscal 2016 first quarter financial results conference call. On the call with me today are Cary Wood, Spartons |
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| November 10, 2015 |
EX-99.2 Fiscal 2016 1st Quarter Financial Results November 10, 2015 Exhibit 99.2 Safe Harbor Statement Certain statements herein constitute forward-looking statements within the meaning of the Securities Act of 1933, as amended and the Securities Exchange Act of 1934, as amended. When used herein, words such as “believe,” “expect,” “anticipate,” “project,” “plan,” “estimate,” “will” or “intend” an |
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| November 10, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2015 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation) (Commission |
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| November 6, 2015 |
Submission of Matters to a Vote of Security Holders 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2015 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation) (Commission File |
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| November 5, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2015 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction (Commission (IRS Employer of incorporat |
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| November 5, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 27, 2015 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-1000 Sp |
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| November 5, 2015 |
Media Contact: Mike Osborne Sparton Corporation Email: [email protected] Office: (847) 762-5800 FOR IMMEDIATE RELEASE Sparton Corporation Reports Fiscal 2016 First Quarter Adjusted Earnings Per Share of $0.41 First Quarter Revenue Growth of 39% and Adjusted EBITDA Growth of 91% SCHAUMBURG, IL. - November 5, 2015 - Sparton Corporation (NYSE: SPA) today announced results for the first quarter of fiscal |
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| October 5, 2015 |
Costs Associated with Exit or Disposal Activities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: September 30, 2015 Date of earliest event reported: September 30, 2015 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation) ( |
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| September 24, 2015 |
EX-10.2 Exhibit 10.2 Sparton Corporation 425 North Martingale Road Suite 1000 Schaumburg, Illinois 60173 800.772.7866 www.sparton.com EXECUTIVE EMPLOYMENT AGREEMENT THIS AGREEMENT is effective as of the first day of employment which will be agreed upon by both parties (the Effective Date), and is made between SPARTON CORPORATION, an Ohio corporation, whose headquarters are located at 425 N. Mart |
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| September 24, 2015 |
EXECUTIVE EMPLOYMENT AGREEMENT EX-10.3 Exhibit 10.3 Sparton Corporation 425 North Martingale Road Suite 1000 Schaumburg, Illinois 60173 800.772.7866 www.sparton.com EXECUTIVE EMPLOYMENT AGREEMENT THIS AGREEMENT is effective as of the first day of employment which will be agreed upon by both parties (?the Effective Date?), and is made between SPARTON CORPORATION, an Ohio corporation, whose headquarters are located at 425 N. Mart |
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| September 24, 2015 |
EX-10.1 2 d25912dex101.htm EX-10.1 Exhibit 10.1 Sparton Corporation 425 North Martingale Road Suite 1000 Schaumburg, Illinois 60173 800.772.7866 www.sparton.com EXECUTIVE EMPLOYMENT AGREEMENT THIS AGREEMENT is effective as of the first day of employment which will be agreed upon by both parties (“the Effective Date”), and is made between SPARTON CORPORATION, an Ohio corporation, whose headquarters |
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| September 24, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 23, 2015 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation) (Commission File Nu |
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| September 22, 2015 |
DEFA14A 1 d56603ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the registrant [X] Filed by a party other than the registrant [ ] Check the appropriate box |
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| September 22, 2015 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the registrant [X] Filed by a party other than the registrant [ ] Check the appropriate box: [ ] Preliminary p |
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| September 14, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: June 30, 2015 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Numbers 1-1000 Sparton Corporation (Exact name of regis |
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| September 14, 2015 |
CERTAIN PORTIONS OF THESE MATERIALS HAVE BEEN OMITTED BASED ON A REQUEST FOR CONFIDENTIAL TREATMENT SUBMITTED TO THE U. |
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| September 8, 2015 |
Sparton Corporation Announces New CFO EX-99.1 Exhibit 99.1 Contact: Mike Osborne Sparton Corporation Email: [email protected] Office: (847) 762-5800 FOR IMMEDIATE RELEASE Sparton Corporation Announces New CFO SCHAUMBURG, ILLINOIS ? September 8, 2015 ? Sparton Corporation (NYSE: SPA) announced today that Joseph G. McCormack has been appointed as the Company?s new Chief Financial Officer, effective immediately. Mr. McCormack most recently |
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| September 8, 2015 |
Sparton Resources 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2015 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction (Commission (IRS Employer of incor |
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| September 8, 2015 |
EXHIBIT 21.1 LIST OF SUBSIDIARIES The Registrant, Sparton Corporation, an Ohio Corporation, had the following subsidiaries at June 30, 2015: Domestic Operations: Incorporated In: Beckwood Services, Inc. New Hampshire Hunter Technology Corporation (dba Sparton Milpitas) California Real Time Enterprises, Inc. New York Sparton Aubrey Group, Inc. (f/k/a Aubrey Group, Inc.) California Sparton Aydin, LL |
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| September 8, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: June 30, 2015 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbers 1-1000 Sparton |
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| September 8, 2015 |
EX-10.1 Exhibit 10.1 Sparton Corporation 425 North Martingale Road Suite 1000 Schaumburg, Illinois 60173 800.772.7866 www.sparton.com EXECUTIVE EMPLOYMENT AGREEMENT THIS AGREEMENT will be effective as of the first day of employment which will be agreed upon by both parties (?the Effective Date?), and is made between SPARTON CORPORATION, an Ohio corporation, whose headquarters are located at 425 N. |
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| September 8, 2015 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2015 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation) (Commission File |
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| September 8, 2015 |
Subcontractor: Sparton DeLeon Springs, LLC. Effective Date: 17-Jul-14 Subcontract Number: ERAPS014-220 Subcontract Modification: Mod 001 (ADAR 2 Lots) Mod Effective Date: 10-Apr-15 Customer: US Navy- NAVAIR Customer Contract Number: N00421-14-D-0025 Program: 53F, 62E, Mk-84, 36B, Q101, Q125 Total Contract Value: $171,549,841.65 Fee Funded 100% USSI: [] $77,863,101.34 $0.00 $77,863,101.34 Sparton: |
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| September 8, 2015 |
Exhibit Contact: Mike Osborne Sparton Corporation Email: [email protected] Office: (847) 762-5814 FOR IMMEDIATE RELEASE Sparton Corporation Reports Fiscal 2015 Full Year Revenue Growth of 14% and Adjusted Earnings Per Share of $1.30 Fourth Quarter Revenue Growth of 35% and Adjusted EBITDA Growth of 29% SCHAUMBURG, IL. - September 8, 2015 - Sparton Corporation (NYSE: SPA) today announced results |
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| August 24, 2015 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 24, 2015 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation) (Commission File N |
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| August 24, 2015 |
Sparton and L-3 Communications Reach Settlement Agreement EX-99.1 Exhibit 99.1 Contact: Mike Osborne Sparton Corporation Email: [email protected] Office: (847) 762-5800 FOR IMMEDIATE RELEASE Sparton and L-3 Communications Reach Settlement Agreement SCHAUMBURG, Ill. ? August 24, 2015 ? Sparton Corporation (NYSE: SPA) announced today that it has signed a settlement agreement to pay L-3 Communications $2.5 million. On September 24, 2013, L-3 Communications Cor |
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| July 23, 2015 |
RESTATED UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL DATA EX 99.3 Amendment 2 Exhibit 99.3 RESTATED UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL DATA The following unaudited pro forma condensed combined financial statements have been prepared by the management of Sparton Corporation (?Sparton?) and have been developed by applying pro forma adjustments to the historical audited and unaudited consolidated financial statements of Sparton and Hunter Tech |
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| July 23, 2015 |
HUNTER TECHNOLOGY CORPORATION AND SUBSIDIARIES INDEX TO CONSOLIDATED FINANCIAL STATEMENTS EX 99.1 Amendment 2 Exhibit 99.1 HUNTER TECHNOLOGY CORPORATION AND SUBSIDIARIES INDEX TO CONSOLIDATED FINANCIAL STATEMENTS Page Independent Auditor?s Report 2 Consolidated Balance Sheets as of December 31, 2014 and December 31, 2013 3 Consolidated Statements of Income for the years ended December 31, 2014 and December 31, 2013 4 Consolidated Statements of Cash Flows for the years ended December 31 |
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| July 23, 2015 |
Exhibit 99.2 HUNTER TECHNOLOGY CORPORATION AND SUBSIDIARIES CONDENSED CONSOLIDATED BALANCE SHEETS (UNAUDITED) (Dollars in thousands) March 31, 2015 December 31, 2014 (a) Assets Current Assets: Cash and cash equivalents $ 230 $ 410 Accounts receivable, net of allowance for doubtful accounts of $68 and $246, respectively 12,439 10,217 Inventories 19,265 11,829 Deferred income taxes 56 56 Prepaid exp |
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| July 23, 2015 |
Sparton Resources 8-K/A (Current Report/Significant Event) FORM 8K Amendment 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| July 23, 2015 |
ex994amendment2 Hunter Technologies Pro Forma Adjusted EBITDA July 23, 2015 Safe Harbor Statement Certain statements herein constitute forward-looking statements within the meaning of the Securities Act of 1933, as amended and the Securities Exchange Act of 1934, as amended. |
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| June 30, 2015 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL DATA EX 99.3 Imported Exhibit 99.3 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL DATA The following unaudited pro forma condensed combined financial statements have been prepared by the management of Sparton Corporation (?Sparton?) and have been developed by applying pro forma adjustments to the historical audited and unaudited consolidated financial statements of Sparton and Hunter Technology Corpo |
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| June 30, 2015 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A Amendment No.1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 14, 2015 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation) (Commi |
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| June 30, 2015 |
HUNTER TECHNOLOGY CORPORATION AND SUBSIDIARIES INDEX TO CONSOLIDATED FINANCIAL STATEMENTS EX-99.1 3 ex991imported.htm EXHIBIT 99.1 Exhibit 99.1 HUNTER TECHNOLOGY CORPORATION AND SUBSIDIARIES INDEX TO CONSOLIDATED FINANCIAL STATEMENTS Page Independent Auditor’s Report 2 Consolidated Balance Sheets as of December 31, 2014 and December 31, 2013 3 Consolidated Statements of Income for the years ended December 31, 2014 and December 31, 2013 4 Consolidated Statements of Cash Flows for the ye |
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| June 30, 2015 |
EX 99.2 Imported Exhibit 99.2 HUNTER TECHNOLOGY CORPORATION AND SUBSIDIARIES CONDENSED CONSOLIDATED BALANCE SHEETS (UNAUDITED) (Dollars in thousands) March 31, 2015 December 31, 2014 (a) Assets Current Assets: Cash and cash equivalents $ 230 $ 410 Accounts receivable, net of allowance for doubtful accounts of $68 and $246, respectively 12,439 10,217 Inventories 19,265 11,829 Deferred income taxes |
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| June 1, 2015 |
Sparton Announces CFO Transition EX-99.1 2 d935925dex991.htm EX-99.1 Exhibit 99.1 Media Contact: Mike Osborne Sparton Corporation Email: [email protected] Office: (847) 762-5800 Analyst Contact: Mike Osborne Sparton Corporation Email: [email protected] Office: (847) 762-5800 Investor Contact: John Nesbett/Jennifer Belodeau Institutional Marketing Services (IMS) Email: [email protected] Office: (203) 972-9200 FOR IMMEDIATE RE |
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| June 1, 2015 |
8-K 1 d935925d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 26, 2015 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation) |
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| May 15, 2015 |
Conflict Minerals Report Sparton Corporation 2014 Calendar Year Exhibit 1.01 Exhibit 1.01 Conflict Minerals Report Sparton Corporation 2014 Calendar Year Introduction and Overview Sparton, we, our and us are used interchangeably to refer to Sparton Corporation and its subsidiaries. The following is a description of the measures we took to exercise due diligence on the source and chain of custody of conflict minerals (as defined in Item 1.01(d)(3) of Fo |
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| May 15, 2015 |
SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Sparton Corporation (Exact name of the registrant as specified in its charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 425 N. Martingale Road, Schaumburg, IL 60173-2213 (Address of p |
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| May 5, 2015 |
SECOND AMENDMENT TO THE SPARTON CORPORATION DEFERRED COMPENSATION PLAN Exhibit 10.5 SECOND AMENDMENT TO THE SPARTON CORPORATION DEFERRED COMPENSATION PLAN WHEREAS, Sparton Corporation (the ?Company?) adopted the Sparton Corporation Deferred Compensation Plan (the ?Plan?) effective as of January 1, 2014; and WHEREAS, Sparton Corporation has adopted and shareholders have approved the Sparton Corporation 2010 Long-Term Stock Option Incentive Plan WHEREAS, pursuant to Se |
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| May 5, 2015 |
FIRST AMENDMENT TO THE SPARTON CORPORATION DEFERRED COMPENSATION PLAN Exhibit 10.4 FIRST AMENDMENT TO THE SPARTON CORPORATION DEFERRED COMPENSATION PLAN WHEREAS, Sparton Corporation (the ?Company?) adopted the Sparton Corporation Deferred Compensation Plan (the ?Plan?) effective as of January 1, 2014; and WHEREAS, pursuant to Section 11.10 of the Plan the Company has the authority to amend the plan to the extent permitted by Internal Revenue Code Section 409A; and W |
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| May 5, 2015 |
Sparton Corporation Reports Fiscal 2015 Third Quarter Earnings Q3 FY 2015 Earnings Release - Ex. 99.1 Analyst Contact: Don Pearson Sparton Corporation Email: [email protected] Office: (847) 762-5800 Media Contact: Mike Osborne Sparton Corporation Email: [email protected] Office: (847) 762-5800 Investor Contact: John Nesbett/Jennifer Belodeau Institutional Marketing Services Email: [email protected] Office: (203) 972-9200 FOR IMMEDIATE RELEASE Sparton Cor |
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| May 5, 2015 |
EX-3.2 Exhibit 3.2 AMENDED AND RESTATED CODE OF REGULATIONS OF SPARTON CORPORATION ARTICLE I. SHAREHOLDERS Section 1. Annual Meeting. A meeting of the shareholders shall be held annually on such date, at such time and at such place as may be fixed by resolution of the Board of Directors, for the purpose of electing directors and voting on any other matter which may be properly considered and acted |
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| May 5, 2015 |
Exhibit 10.1 AMENDMENT NO. 1 TO AMENDED AND RESTATED CREDIT AND GUARANTY AGREEMENT This AMENDMENT NO. 1 TO AMENDED AND RESTATED CREDIT AND GUARANTY AGREEMENT (this ?Amendment No. 1?) dated as of March 16, 2015, is by and among SPARTON CORPORATION, an Ohio corporation (?Borrower?), the other Loan Parties, the Lenders from time to time a party to the Credit Agreement referred to below, and BMO HARRI |
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| May 5, 2015 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2015 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation) (Commission Fi |
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| May 5, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2015 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction (Commission (IRS Employer of incorporation) |
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| May 5, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-1000 Sparto |
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| April 20, 2015 |
Sparton Resources 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 14, 2015 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation) (Commission File Nu |
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| April 20, 2015 |
EX-10.1 Exhibit 10.1 AGREEMENT AND PLAN OF MERGER BY AND AMONG HUNTER TECHNOLOGY CORPORATION (A CALIFORNIA CORPORATION) SPARTON CORPORATION (AN OHIO CORPORATION) SPARTON HUNTER CORPORATION (A CALIFORNIA CORPORATION) AND JOSEPH F. ONEIL (AN INDIVIDUAL) APRIL 14, 2015 THIS DOCUMENT IS INTENDED SOLELY TO FACILITATE DISCUSSIONS AMONG THE PARTIES IDENTIFIED HEREIN. IT IS NOT INTENDED TO CREATE, AND IT |
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| April 20, 2015 |
Sparton Acquires Hunter Technology Corporation EX-99.1 3 d909203dex991.htm EX-99.1 Exhibit 99.1 Media Contact: Mike Osborne Sparton Corporation Email: [email protected] Office: (847) 762-5800 Analyst Contact: Don Pearson Sparton Corporation Email: [email protected] Office: (847) 762-5800 Investor Contact: John Nesbett/Jennifer Belodeau Institutional Marketing Services (IMS) Email: [email protected] Office: (203) 972-9200 FOR IMMEDIATE REL |
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| April 17, 2015 |
Sparton 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 13, 2015 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation) (Commission File Nu |
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| April 17, 2015 |
EX-10.1 Exhibit 10.1 EXECUTION VERSION AMENDMENT NO. 2 TO AMENDED AND RESTATED CREDIT AND GUARANTY AGREEMENT This AMENDMENT NO. 2 TO AMENDED AND RESTATED CREDIT AND GUARANTY AGREEMENT (this ?Amendment No. 2?) dated as of April 13, 2015, is by and among SPARTON CORPORATION, an Ohio corporation (?Borrower?), the other Loan Parties, the Lenders from time to time a party to the Credit Agreement referr |
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| April 17, 2015 |
Sparton Acquires Hunter Technology Corporation EX-99.1 Exhibit 99.1 Media Contact: Mike Osborne Sparton Corporation Email: [email protected] Office: (847) 762-5800 Analyst Contact: Don Pearson Sparton Corporation Email: [email protected] Office: (847) 762-5800 Investor Contact: John Nesbett/Jennifer Belodeau Institutional Marketing Services (IMS) Email: [email protected] Office: (203) 972-9200 FOR IMMEDIATE RELEASE Sparton Acquires Hunter |
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| February 25, 2015 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2015 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation) (Commission |
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| February 25, 2015 |
Sparton Corporation Appoints Frank A. Wilson to its Board of Directors EX-99.1 Exhibit 99.1 Media Contact: Mike Osborne Sparton Corporation Email: [email protected] Office: (847) 762-5800 Analyst Contact: Don Pearson Sparton Corporation Email: [email protected] Office: (847) 762-5800 Investor Contact: John Nesbett/Jennifer Belodeau Institutional Marketing Services (IMS) Email: [email protected] Office: (203) 972-9200 FOR IMMEDIATE RELEASE Sparton Corporation App |
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| February 5, 2015 |
Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2015 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction of incorporation) (Commission File |
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| February 5, 2015 |
EX-99.1 * * * * * * Fiscal 2015 2 nd Quarter Financial Results February 4, 2015 Exhibit 99.1 Safe Harbor Statement Certain statements herein constitute forward-looking statements within the meaning of the Securities Act of 1933, as amended and the Securities Exchange Act of 1934, as amended. When used herein, words such as “believe,” “expect,” “anticipate,” “project,” “plan,” “estimate,” “will” or |
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| February 5, 2015 |
SPA / Sparton Corp. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* SPARTON CORP (Name of Issuer) Common Stock (Title of Class of Securities) 847235108 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i |
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| February 3, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 3, 2015 SPARTON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-1000 38-1054690 (State or other jurisdiction (Commission (IRS Employer of incorporat |
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| February 3, 2015 |
Sparton Corporation Reports Fiscal 2015 Second Quarter Results Analyst Contact: Don Pearson Sparton Corporation Email: [email protected] Office: (847) 762-5800 Media Contact: Mike Osborne Sparton Corporation Email: [email protected] Office: (847) 762-5800 Investor Contact: John Nesbett/Jennifer Belodeau Institutional Marketing Services Email: [email protected] Office: (203) 972-9200 FOR IMMEDIATE RELEASE Sparton Corporation Reports Fiscal 2015 Second Qua |
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| February 3, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2014 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-1000 Spa |
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| December 18, 2014 |
SPA / Sparton Corp. 11-K - - 11-K 11-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 4, 2014 |
Exhibit 10.4 GRANT OF RESTRICTED STOCK UNIT Sparton Corporation (Sparton) hereby grants to [NAME] (Grant Recipient) a grant of Restricted Stock Units (Grant) pursuant to Section 6(D) of the Sparton Corporation 2010 Long-Term Incentive Plan (Plan). This Grant is made as of [DATE] pursuant, subject to and in accordance with the Plan. Capitalized terms used, but not defined, shall have the meanings s |
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| November 4, 2014 |
Sparton Corporation Reports Fiscal 2015 First Quarter Revenue Growth of 4% EX-99.1 2 q1fy2015earningsrelease.htm EXHIBIT Analyst Contact: Don Pearson Sparton Corporation Email: [email protected] Office: (847) 762-5812 Media Contact: Mike Osborne Sparton Corporation Email: [email protected] Office: (847) 762-5814 Investor Contact: John Nesbett/Jennifer Belodeau Institutional Marketing Services Email: [email protected] Office: (203) 972-9200 FOR IMMEDIATE RELEASE Spar |
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| November 4, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-1000 Sp |
