SXCL SEC फाइलिंग - Steel Excel Inc.- वार्षिक रिपोर्ट, प्रॉक्सी स्टेटमेंट, प्रॉस्पेक्टस

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CIK

709804

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Steel Excel Inc.

SEC Filings (Chronological Order)

यह पृष्ठ SEC फाइलिंग की एक पूरी, कालानुक्रमिक सूची प्रदान करता है, ओनरशिप फाइलिंग को छोड़कर, जो हम अन्यत्र प्रदान करते हैं।

February 3, 2021	SC 13D/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 11)1 SC 13D/A 1 sc13da110744101402032021.htm AMENDMENT NO. 11 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 11)1 Aviat Networks, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of
January 28, 2021	SC 13D/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 10)1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 10)1 Aviat Networks, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 05366Y102 (CUSIP Number) Warren G. Lichtenstein Ste
December 22, 2020	SC 13D/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 9)1 A SC 13D/A 1 e620168sc13da-aviat.htm AMENDMENT NO. 9 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 9)1 Aviat Networks, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class
December 22, 2020	EX-99.1	Trading Plan by and between Steel Excel Inc. and Cantor Fitzgerald & Co., dated December 18, 2020. TRADING PLAN (SEC Rule 10b5-1) This Trading Plan is entered into as of December 18, 2020 (the “Signing Date”) between Steel Excel Inc.
December 17, 2020	SC 13D/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 8)1 A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 8)1 Aviat Networks, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 05366Y102 (CUSIP Number) Warren G. Lichtenstein Stee
December 14, 2020	EX-99.1	JOINT FILING AGREEMENT Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including amendments thereto) with respect to the Common Stock, par value $0.01 per share, of Aviat Networks, Inc. This Joint Filing Agreement shall be filed as
December 14, 2020	SC 13D/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 7)1 A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 7)1 Aviat Networks, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 05366Y102 (CUSIP Number) Warren G. Lichtenstein Stee
May 17, 2018	SC 13D/A	SCOO / School Specialty, Inc. / Steel Excel Inc. - AMENDMENT NO. 5 TO SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 5)1 SCHOOL SPECIALTY, INC. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 807863 10 5 (CUSIP Number) Warren G. Lichtenstein
April 16, 2018	SC 13D/A	SCOO / School Specialty, Inc. / Steel Excel Inc. - AMENDMENT NO. 4 TO SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 4)1 SCHOOL SPECIALTY, INC. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 807863 10 5 (CUSIP Number) Warren G. Lichtenstein
February 15, 2017	SC 13D/A	SXCL / Steel Excel Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SC 13D/A 1 sxcl13.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 13) Steel Excel Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 858122203 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person
February 9, 2017	SC 13G/A	SXCL / Steel Excel Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* STEEL EXCEL INC (Name of Issuer) Common Stock (Title of Class of Securities) 858122203 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul
January 31, 2017	EX-99.1	NYSE Approves Listing of Steel Partners Preferred Units in Connection with Exchange Offer for Steel Excel Exhibit 99.1 NYSE Approves Listing of Steel Partners Preferred Units in Connection with Exchange Offer for Steel Excel NEW YORK, N.Y. ? January 31, 2017-Steel Partners Holdings L.P. (NYSE:SPLP), a diversified global holding company, today announced that the New York Stock Exchange has approved for listing Steel Partners? 6.0% Series A preferred units to be issued in connection with its exchange of
January 31, 2017	425	Steel Excel (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 31, 2017 Steel Partners Holdings L.P. (Exact name of registrant as specified in its charter) Delaware 001-35493 13-3727655 (State or Other Jurisdiction of Incorporation) (Comm
December 27, 2016	EX-2.1	FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER Exhibit 2.1 EXECUTION VERSION FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER THIS FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER, dated as of December 23, 2016 (this ?Amendment?), is by and among STEEL PARTNERS HOLDINGS L.P., a Delaware limited partnership (?Parent?), SPH ACQUISITION CO., a Delaware corporation and a wholly owned Subsidiary of Parent (?Merger Sub?), and STEEL EXCEL INC., a Delaw
December 27, 2016	425	Steel Excel (Prospectus) 425 1 form8k0419706012272016.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 23, 2016 Steel Partners Holdings L.P. (Exact name of registrant as specified in its charter) Delaware 001-35493 13-3727655 (State or Other Ju
December 27, 2016	EX-99.1	Steel Partners Amends Definitive Agreement To Acquire Remaining Shares of Steel Excel Exhibit 99.1 Steel Partners Amends Definitive Agreement To Acquire Remaining Shares of Steel Excel NEW YORK, N.Y. ? December 23, 2016-Steel Partners Holdings L.P. (NYSE:SPLP), a diversified global holding company, today announced it has entered into an amendment to its definitive agreement to acquire the 36% of Steel Excel Inc. (OTCPK: SXCL) that it does not own. Under the agreement, as amended, S
December 22, 2016	SC 13D/A	SXCL / Steel Excel Inc. / GAMCO INVESTORS, INC. ET AL - EXHIBIT A Activist Investment begin 644 sxcl12.pdf M)5!$1BTQ+C0-)>+CS],-"CD@,"!O8FH-/#PO3&EN96%R:7IE9" Q+TP@-#DW M.#0O3R Q,2]%(#0R.3(X+TX@,2]4(#0Y-#@V+T@@6R T-C0@,30T73X^#65N M9&]B:@T@(" @(" @(" @(" @(" @(" @#0HR," P(&]B:@T\/"]$96-O9&50 M87)M7!E+UA2968O5ULQ(#(@,%T^/G-T)D8(JV9&!GF,UG MW L08 # '0CO#0IE;F1S=')E86T-96YD;V)J#7-T87)T>')E9@T, T)25% M3T8-"B @(" @(" @#0HR,B P(&]B:@T\/"]&:6QT97(O1FQA=&5$96-O9&4O M22 W.2],96YG=&@@-C4O4
December 22, 2016	SC 13D/A	SXCL / Steel Excel Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 12) Steel Excel Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 858122203 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Receive
December 12, 2016	SC 13D/A	SXCL / Steel Excel Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 11) Steel Excel Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 858122203 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Receive
December 12, 2016	SC 13D/A	SXCL / Steel Excel Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment begin 644 sxcl11.pdf M)5!$1BTQ+C0-)>+CS],-"CD@,"!O8FH-/#PO3&EN96%R:7IE9" Q+TP@-C,X M,#4O3R Q,2]%(#4V.30X+TX@,2]4(#8S-3 W+T@@6R T-C<@,30W73X^#65N M9&]B:@T@(" @(" @(" @(" @(" @(" @#0HR,2 P(&]B:@T\/"]$96-O9&50 M87)M7!E+UA2968O5ULQ(#(@,%T^/G-T%LP(# @-C$R+C @-SDR+C!=+TUE9&EA0F]X6S @," V,3(N M," W.3(N,%TO4&%R96YT(#8@,"!2+U)E\47:DE!C2*C&T:QC)=$.$MF'L?8R MDD]GRQW"9"VF.KK]XOI.<7P. 'L M?0= 4UG:]J59L&.P8P4E,
December 9, 2016	425	Steel Excel (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 7, 2016 Steel Partners Holdings L.P. (Exact name of registrant as specified in its charter) Delaware 001-35493 13-3727655 (State or Other Jurisdiction of Incorporation) (Comm
December 9, 2016	EX-2.1	AGREEMENT AND PLAN OF MERGER by and among STEEL PARTNERS HOLDINGS L.P., SPH ACQUISITION CO. STEEL EXCEL INC. Dated as of December 7, 2016 Table of Contents Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among STEEL PARTNERS HOLDINGS L.P., SPH ACQUISITION CO. and STEEL EXCEL INC. Dated as of December 7, 2016 Table of Contents Page ARTICLE I DEFINITIONS SECTION 1.01 Definitions 2 ARTICLE II THE OFFER AND THE MERGER SECTION 2.01 The Offer 9 SECTION 2.02 Registration Statement; Offer Documents 11 SECTION 2.03 Company Actions 12 SECTION 2.04 The Merger 1
December 9, 2016	EX-99.1	Steel Partners Signs Definitive Agreement To Acquire Remaining Shares of Steel Excel Exhibit 99.1 Steel Partners Signs Definitive Agreement To Acquire Remaining Shares of Steel Excel NEW YORK, N.Y. - December 7, 2016-Steel Partners Holdings L.P. (NYSE:SPLP), a diversified global holding company, today announced it has signed a definitive agreement to acquire the remaining shares it does not own of Steel Excel Inc. (OTCPK: SXCL). Steel Partners currently owns approximately 64% of S
May 2, 2016	15-12B	Steel Excel FORM 15-12B 15-12B 1 sxcl201604291512b.htm FORM 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 1-37486 STEEL EXCEL INC. (Exact
April 26, 2016	SC 13D/A	ATNY / API Technologies Corp. / Steel Excel Inc. - SCHEDULE 13D/A Activist Investment sxcl20160426sc13da.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 3)1 API Technologies Corp. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 00187E203 (CUSIP Number) W
April 25, 2016	SC 13D/A	SXCL / Steel Excel Inc. / STEEL PARTNERS HOLDINGS L.P. - SCHEDULE 13D/A Activist Investment splp20160425sc13da.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 40)1 Steel Excel Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 858122104 (CUSIP Number) Warren
April 21, 2016	10-K/A	Annual Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-150
April 4, 2016	15-12G	Steel Excel FORM 15-12G sxcl201603311512g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 0-15071 STEEL EXCEL INC. (Exact name of registrant as
March 23, 2016	EX-99.1	March 23, 2016 ex991to8k0744100403232016.htm Exhibit 99.1 March 23, 2016 To the Shareholders of Steel Excel: It was a challenging year for Steel Excel, with our investments and results being severely impacted by the precipitous drop in oil prices and extreme pressures experienced in the energy sector. Steel Excel Inc. operates as two segments, Steel Energy Services Ltd. and Steel Sports, Inc. Steel Energy Servic
March 23, 2016	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Other Events form8k0744100403232016.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 23, 2016 Steel Excel Inc. (Exact name of registrant as specified in its charter) Delaware 0-15071 94-2748530 (State or other jurisdiction of incorpora
March 23, 2016	25	Steel Excel FORM 25 sxcl2016032125.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-37486 STEEL EXCEL INC. / The NASDAQ Stock Market (Exact name of Issuer as specified in its charter, and the name of Exchange where security is listed and/or reg
March 11, 2016	EX-99.1	Source: Steel Excel Inc. ex99-1.htm Exhibit 99.1 PRESS RELEASE Source: Steel Excel Inc. Steel Excel Inc. Announces Voluntary NASDAQ Delisting and SEC Deregistration WHITE PLAINS, N.Y., March 11, 2016 – Steel Excel Inc. (Nasdaq Capital Market: SXCL) (“Steel Excel”, “SXCL” or the “Company”), which operates Energy and Sports segments, today announced that it has notified the NASDAQ Stock Market ("NASDAQ") of its intention to
March 11, 2016	8-K	Regulation FD Disclosure, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits 8-K 1 sxcl201603118k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2016 STEEL EXCEL INC. (Exact name of registrant as specified in its charter) Delaware 0-15071 94-2748530 (State or other jurisdiction of in
March 11, 2016	EX-10.23	FOURTH AMENDMENT TO MANAGEMENT SERVICES AGREEMENT FOURTH AMENDMENT TO MANAGEMENT SERVICES AGREEMENT This Fourth Amendment to Management Services Agreement (this “Amendment”), effective as of March 9, 2016, is between SPH Services, Inc.
March 11, 2016	EX-4.1	STEEL EXCEL INC. AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC TRANSFER FEE: AS REQUIRED STEEL EXCEL INC. AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC TRANSFER FEE: AS REQUIRED The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations: TEN COM - as tenants in common UNIF GIFT MIN ACT - Custodian TEN ENT - as tenants by the entireties (Cust) (Minor) JT
March 11, 2016	EX-21	Subsidiaries of the registrant (Ownership 100% unless otherwise noted) Exhibit 21 Subsidiaries of the registrant (Ownership 100% unless otherwise noted) Company name (jurisdiction of incorporation) STEEL EXCEL, INC.
March 11, 2016	EX-99.1	Three Months Ended Year Ended December 31 December 31 2015 2014 2015 2014 (in thousands, except per-share data) Net revenues $ 24,645 $ 54,482 $ 132,620 $ 210,148 Gross profit $ 3,424 $ 14,281 $ 26,615 $ 58,029 Operating loss $ (32,211 ) $ (33,552 ) Exhibit Exhibit 99.1 PRESS RELEASE Source: Steel Excel Inc. Steel Excel Inc. Reports 2015 Fourth Quarter Financial Results WHITE PLAINS, N.Y., March 11, 2016 ? Steel Excel Inc. (Nasdaq Capital Market: SXCL) (?Steel Excel?, ?SXCL? or the ?Company?), which operates Energy and Sports segments, today announced operating results for the fourth quarter and year ended December 31, 2015 . The results are
March 11, 2016	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2016 STEEL EXCEL INC. (Exact name of registrant as specified in its charter) Delaware 0-15071 94-2748530 (State or other jurisdiction of incorporation) (Commission File Numb
March 11, 2016	10-K	Annual Report - 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-15071 Steel Excel Inc.
March 10, 2016	S-8 POS	Steel Excel FORM S-8 POS sxcl20160309s8pos.htm As filed with the Securities and Exchange Commission on March 10, 2016 Registration Statement No. 333-137397 Registration Statement No. 333-120316 Registration Statement No. 333-119271 Registration Statement No. 333-118090 Registration Statement No. 333-104685 Registration Statement No. 333-95673 Registration Statement No. 333-92173 Registration Statement No. 333-77321 Regist
March 10, 2016	S-8 POS	Steel Excel FORM S-8 POS sxcl20160309s8pos.htm As filed with the Securities and Exchange Commission on March 10, 2016 Registration Statement No. 333-137397 Registration Statement No. 333-120316 Registration Statement No. 333-119271 Registration Statement No. 333-118090 Registration Statement No. 333-104685 Registration Statement No. 333-95673 Registration Statement No. 333-92173 Registration Statement No. 333-77321 Regist
March 10, 2016	S-8 POS	Steel Excel FORM S-8 POS sxcl20160309s8pos.htm As filed with the Securities and Exchange Commission on March 10, 2016 Registration Statement No. 333-137397 Registration Statement No. 333-120316 Registration Statement No. 333-119271 Registration Statement No. 333-118090 Registration Statement No. 333-104685 Registration Statement No. 333-95673 Registration Statement No. 333-92173 Registration Statement No. 333-77321 Regist
March 10, 2016	S-8 POS	Steel Excel FORM S-8 POS sxcl20160309s8pos.htm As filed with the Securities and Exchange Commission on March 10, 2016 Registration Statement No. 333-137397 Registration Statement No. 333-120316 Registration Statement No. 333-119271 Registration Statement No. 333-118090 Registration Statement No. 333-104685 Registration Statement No. 333-95673 Registration Statement No. 333-92173 Registration Statement No. 333-77321 Regist
March 10, 2016	S-8 POS	Steel Excel FORM S-8 POS As filed with the Securities and Exchange Commission on March 10, 2016 Registration Statement No.
March 10, 2016	S-8 POS	Steel Excel FORM S-8 POS sxcl20160309s8pos.htm As filed with the Securities and Exchange Commission on March 10, 2016 Registration Statement No. 333-137397 Registration Statement No. 333-120316 Registration Statement No. 333-119271 Registration Statement No. 333-118090 Registration Statement No. 333-104685 Registration Statement No. 333-95673 Registration Statement No. 333-92173 Registration Statement No. 333-77321 Regist
March 10, 2016	S-8 POS	Steel Excel FORM S-8 POS sxcl20160309s8pos.htm As filed with the Securities and Exchange Commission on March 10, 2016 Registration Statement No. 333-137397 Registration Statement No. 333-120316 Registration Statement No. 333-119271 Registration Statement No. 333-118090 Registration Statement No. 333-104685 Registration Statement No. 333-95673 Registration Statement No. 333-92173 Registration Statement No. 333-77321 Regist
March 10, 2016	S-8 POS	Steel Excel FORM S-8 POS sxcl20160309s8pos.htm As filed with the Securities and Exchange Commission on March 10, 2016 Registration Statement No. 333-137397 Registration Statement No. 333-120316 Registration Statement No. 333-119271 Registration Statement No. 333-118090 Registration Statement No. 333-104685 Registration Statement No. 333-95673 Registration Statement No. 333-92173 Registration Statement No. 333-77321 Regist
March 10, 2016	S-8 POS	Steel Excel FORM S-8 POS sxcl20160309s8pos.htm As filed with the Securities and Exchange Commission on March 10, 2016 Registration Statement No. 333-137397 Registration Statement No. 333-120316 Registration Statement No. 333-119271 Registration Statement No. 333-118090 Registration Statement No. 333-104685 Registration Statement No. 333-95673 Registration Statement No. 333-92173 Registration Statement No. 333-77321 Regist
March 10, 2016	S-8 POS	Steel Excel FORM S-8 POS sxcl20160309s8pos.htm As filed with the Securities and Exchange Commission on March 10, 2016 Registration Statement No. 333-137397 Registration Statement No. 333-120316 Registration Statement No. 333-119271 Registration Statement No. 333-118090 Registration Statement No. 333-104685 Registration Statement No. 333-95673 Registration Statement No. 333-92173 Registration Statement No. 333-77321 Regist
March 10, 2016	S-8 POS	Steel Excel FORM S-8 POS sxcl20160309s8pos.htm As filed with the Securities and Exchange Commission on March 10, 2016 Registration Statement No. 333-137397 Registration Statement No. 333-120316 Registration Statement No. 333-119271 Registration Statement No. 333-118090 Registration Statement No. 333-104685 Registration Statement No. 333-95673 Registration Statement No. 333-92173 Registration Statement No. 333-77321 Regist
March 10, 2016	S-8 POS	Steel Excel FORM S-8 POS sxcl20160309s8pos.htm As filed with the Securities and Exchange Commission on March 10, 2016 Registration Statement No. 333-137397 Registration Statement No. 333-120316 Registration Statement No. 333-119271 Registration Statement No. 333-118090 Registration Statement No. 333-104685 Registration Statement No. 333-95673 Registration Statement No. 333-92173 Registration Statement No. 333-77321 Regist
March 10, 2016	S-8 POS	Steel Excel FORM S-8 POS sxcl20160309s8pos.htm As filed with the Securities and Exchange Commission on March 10, 2016 Registration Statement No. 333-137397 Registration Statement No. 333-120316 Registration Statement No. 333-119271 Registration Statement No. 333-118090 Registration Statement No. 333-104685 Registration Statement No. 333-95673 Registration Statement No. 333-92173 Registration Statement No. 333-77321 Regist
March 10, 2016	S-8 POS	Steel Excel FORM S-8 POS sxcl20160309s8pos.htm As filed with the Securities and Exchange Commission on March 10, 2016 Registration Statement No. 333-137397 Registration Statement No. 333-120316 Registration Statement No. 333-119271 Registration Statement No. 333-118090 Registration Statement No. 333-104685 Registration Statement No. 333-95673 Registration Statement No. 333-92173 Registration Statement No. 333-77321 Regist
March 10, 2016	S-8 POS	Steel Excel FORM S-8 POS sxcl20160309s8pos.htm As filed with the Securities and Exchange Commission on March 10, 2016 Registration Statement No. 333-137397 Registration Statement No. 333-120316 Registration Statement No. 333-119271 Registration Statement No. 333-118090 Registration Statement No. 333-104685 Registration Statement No. 333-95673 Registration Statement No. 333-92173 Registration Statement No. 333-77321 Regist
March 10, 2016	S-8 POS	Steel Excel FORM S-8 POS sxcl20160309s8pos.htm As filed with the Securities and Exchange Commission on March 10, 2016 Registration Statement No. 333-137397 Registration Statement No. 333-120316 Registration Statement No. 333-119271 Registration Statement No. 333-118090 Registration Statement No. 333-104685 Registration Statement No. 333-95673 Registration Statement No. 333-92173 Registration Statement No. 333-77321 Regist
March 10, 2016	S-8 POS	Steel Excel FORM S-8 POS sxcl20160309s8pos.htm As filed with the Securities and Exchange Commission on March 10, 2016 Registration Statement No. 333-137397 Registration Statement No. 333-120316 Registration Statement No. 333-119271 Registration Statement No. 333-118090 Registration Statement No. 333-104685 Registration Statement No. 333-95673 Registration Statement No. 333-92173 Registration Statement No. 333-77321 Regist
March 10, 2016	S-8 POS	Steel Excel FORM S-8 POS sxcl20160309s8pos.htm As filed with the Securities and Exchange Commission on March 10, 2016 Registration Statement No. 333-137397 Registration Statement No. 333-120316 Registration Statement No. 333-119271 Registration Statement No. 333-118090 Registration Statement No. 333-104685 Registration Statement No. 333-95673 Registration Statement No. 333-92173 Registration Statement No. 333-77321 Regist
March 10, 2016	POS AM	Steel Excel FORM POS AM POS AM 1 sxcl20160310gposam.htm FORM POS AM As filed with the Securities and Exchange Commission on March 10, 2016 Registration Statement No. 333-119266 Registration Statement No. 333-113557 Registration Statement No. 333-89666 Registration Statement No. 333-86098 Registration Statement No. 333-57895 Registration Statement No. 333-34360 Registration Statement No. 333-31978 Registration Statement N
March 10, 2016	POS AM	Steel Excel FORM POS AM sxcl20160309posam.htm As filed with the Securities and Exchange Commission on March 10, 2016 Registration Statement No. 333-119266 Registration Statement No. 333-113557 Registration Statement No. 333-89666 Registration Statement No. 333-86098 Registration Statement No. 333-57895 Registration Statement No. 333-34360 Registration Statement No. 333-31978 Registration Statement No. 33-63787 UNITED STA
March 10, 2016	POS AM	Steel Excel FORM POS AM sxcl20160309posam.htm As filed with the Securities and Exchange Commission on March 10, 2016 Registration Statement No. 333-119266 Registration Statement No. 333-113557 Registration Statement No. 333-89666 Registration Statement No. 333-86098 Registration Statement No. 333-57895 Registration Statement No. 333-34360 Registration Statement No. 333-31978 Registration Statement No. 33-63787 UNITED STA
March 10, 2016	POS AM	Steel Excel FORM POS AM sxcl20160309posam.htm As filed with the Securities and Exchange Commission on March 10, 2016 Registration Statement No. 333-119266 Registration Statement No. 333-113557 Registration Statement No. 333-89666 Registration Statement No. 333-86098 Registration Statement No. 333-57895 Registration Statement No. 333-34360 Registration Statement No. 333-31978 Registration Statement No. 33-63787 UNITED STA
March 10, 2016	POS AM	Steel Excel FORM POS AM POS AM 1 sxcl20160310bposam.htm FORM POS AM As filed with the Securities and Exchange Commission on March 10, 2016 Registration Statement No. 333-119266 Registration Statement No. 333-113557 Registration Statement No. 333-89666 Registration Statement No. 333-86098 Registration Statement No. 333-57895 Registration Statement No. 333-34360 Registration Statement No. 333-31978 Registration Statement N
March 10, 2016	POS AM	Steel Excel FORM POS AM sxcl20160309posam.htm As filed with the Securities and Exchange Commission on March 10, 2016 Registration Statement No. 333-119266 Registration Statement No. 333-113557 Registration Statement No. 333-89666 Registration Statement No. 333-86098 Registration Statement No. 333-57895 Registration Statement No. 333-34360 Registration Statement No. 333-31978 Registration Statement No. 33-63787 UNITED STA
March 10, 2016	POS AM	Steel Excel FORM POS AM sxcl20160309posam.htm As filed with the Securities and Exchange Commission on March 10, 2016 Registration Statement No. 333-119266 Registration Statement No. 333-113557 Registration Statement No. 333-89666 Registration Statement No. 333-86098 Registration Statement No. 333-57895 Registration Statement No. 333-34360 Registration Statement No. 333-31978 Registration Statement No. 33-63787 UNITED STA
March 10, 2016	POS AM	Steel Excel FORM POS AM sxcl20160309posam.htm As filed with the Securities and Exchange Commission on March 10, 2016 Registration Statement No. 333-119266 Registration Statement No. 333-113557 Registration Statement No. 333-89666 Registration Statement No. 333-86098 Registration Statement No. 333-57895 Registration Statement No. 333-34360 Registration Statement No. 333-31978 Registration Statement No. 33-63787 UNITED STA
March 8, 2016	SC 13D/A	FES / Forbes Energy Services Ltd. / Steel Excel Inc. - SCHEDULE 13D/A Activist Investment sxcl20160308sc13da.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 5)1 Forbes Energy Services Ltd. (Name of Issuer) Common Stock, par value $0.04 (Title of Class of Securities) 345143101 (CUSIP Numbe
March 2, 2016	SC 13D/A	API Technologies SCHEDULE 13D/A (Activist Acquisition of More Than 5% of Shares) sxcl20160302sc13da.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. 2)1 API Technologies Corp. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 00187E203 (CUSIP Number) W
March 2, 2016	EX-99.1	API TECHNOLOGIES CORP. Written Consent of Stockholders In Lieu of Meeting ex99-1.htm Exhibit 99.1 API TECHNOLOGIES CORP. Written Consent of Stockholders In Lieu of Meeting The undersigned (the ?Stockholders?), being the holders of the shares of capital stock of API Technologies Corp., a Delaware corporation (the ?Company?), set forth opposite the name of each Stockholder on Schedule I hereto as of February 29, 2016 (being the date on which the Board of Directors of the
February 23, 2016	SC 13D/A	SXCL / Steel Excel Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 10) Steel Excel Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 858122203 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Receive
February 17, 2016	SC 13D/A	SXCL / Steel Excel Inc. / STEEL PARTNERS HOLDINGS L.P. - SCHEDULE 13D/A Activist Investment splp20160217sc13da.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 39)1 Steel Excel Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 858122104 (CUSIP Number) Warren
February 17, 2016	EX-99.1	Joint Filing Agreement ex99-1.htm Exhibit 99.1 Joint Filing Agreement In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including amendments thereto) with respect to the Common Stock, par value $0.001 per share, of Steel Excel Inc. This Joint Filing Agreement shall be
February 12, 2016	SC 13D/A	SCOO / School Specialty, Inc. / Steel Excel Inc. - SCHEDULE 13D/A Activist Investment sxcl20160212sc13da.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 3)1 SCHOOL SPECIALTY, INC. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 807864103 (CUSIP Number) W
February 12, 2016	EX-99.1	Steel Partners Holdings L.P. 590 Madison Avenue Floor 32 New York, NY 10022 ex99-1.htm Exhibit 99.1 Steel Partners Holdings L.P. 590 Madison Avenue Floor 32 New York, NY 10022 February 9, 2016 James Henderson Chairman School Specialty, Inc. W6316 Design Drive Greenville, WI 54942 Re: Proposal to Purchase School Specialty, Inc. Dear Jim: As you know, we have been a significant stakeholder in School Specialty, Inc. (“SSI” or the “Company”) for many years and the second larg
February 9, 2016	SC 13G/A	SXCL / Steel Excel Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* STEEL EXCEL INC (Name of Issuer) Common Stock (Title of Class of Securities) 858122203 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul
February 8, 2016	SC 13D/A	FES / Forbes Energy Services Ltd. / Steel Excel Inc. - SCHEDULE 13D/A Activist Investment sxcl20160208sc13da.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 5)1 Forbes Energy Services Ltd. (Name of Issuer) Common Stock, par value $0.04 (Title of Class of Securities) 345143101 (CUSIP Numbe
January 29, 2016	SC 13G	SXCL / Steel Excel Inc. / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) STEEL EXCEL INC (Name of Issuer) COM NEW (Title of Class of Securities) 858122203 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fi
December 10, 2015	EX-4.1	THIRD AMENDMENT TO THE TAX BENEFITS PRESERVATION PLAN ex418k0744100112102015.htm Exhibit 4.1 THIRD AMENDMENT TO THE TAX BENEFITS PRESERVATION PLAN Third Amendment to the Tax Benefits Preservation Plan (this ?Amendment?), dated as of December 8, 2015, by and between Steel Excel Inc., a Delaware corporation (the ?Company?), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (the ?Rights Agent?), which is replac
December 10, 2015	8-K	Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits 8-K 1 form8k0744100112102015.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 8, 2015 Steel Excel Inc. (Exact name of registrant as specified in its charter) Delaware 0-15071 94-2748530 (State or other jurisdiction of i
November 5, 2015	EX-99.1	Three Months Ended Exhibit Exhibit 99.1 PRESS RELEASE Source: Steel Excel Inc. Steel Excel Inc. Reports 2015 Third Quarter Financial Results WHITE PLAINS, N.Y., November 4, 2015 ? Steel Excel Inc. (Nasdaq Capital Market: SXCL) (?Steel Excel? or the ?Company?), which operates Energy and Sports segments, today announced operating results for the three and nine months ended September 30, 2015 . The results are summariz
November 5, 2015	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 sxcl093020158k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2015 STEEL EXCEL INC. (Exact name of registrant as specified in its charter) Delaware 0-15071 94-2748530 (State or other jurisdiction of incor
November 4, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-15071 Steel Ex
August 6, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-15071 Steel Excel I
August 6, 2015	EX-99.1	Three Months Ended SXCL 06.30.2015 8K Ex99-1 Exhibit 99.1 PRESS RELEASE Source: Steel Excel Inc. Steel Excel Inc. Reports 2015 Second Quarter Financial Results WHITE PLAINS, N.Y., August 6, 2015 ? Steel Excel Inc. (Nasdaq Capital Market: SXCL) (?Steel Excel? or the ?Company?), which operates Energy and Sports segments, today announced operating results for the three and six months ended June 30, 2015 . The results a
August 6, 2015	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 sxcl063020158k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2015 STEEL EXCEL INC. (Exact name of registrant as specified in its charter) Delaware 0-15071 94-2748530 (State or other jurisdiction of incorpo
July 29, 2015	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits 8-K 1 form8k0744100407242015.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2015 Steel Excel Inc. (Exact name of registrant as specified in its charter) Delaware 0-15071 94-2748530 (State or other jurisdiction of inco
July 29, 2015	EX-3.1	CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION STEEL EXCEL INC. ex31to8k0744100407242015.htm Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF STEEL EXCEL INC. Steel Excel Inc., a corporation organized and existing under and by virtue of the Delaware General Corporation Law (the ?Corporation?) DOES HEREBY CERTIFY THAT: FIRST: This Amendment to the Certificate of Incorporation (the ?Certificate of Incorporation?), of the Corporation ha
July 7, 2015	8-A12B	Steel Excel 2B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A (Amendment No. ) FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 STEEL EXCEL INC. (Exact name of registrant as specified in its charter) Delaware 94-2748530 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identifi
July 1, 2015	8-K	Steel Excel FORM 8-K (Current Report/Significant Event) sxcl201507018k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2015 STEEL EXCEL INC. (Exact name of registrant as specified in its charter) Delaware 0-15071 94-2748530 (State or other jurisdiction of incorporation) (Co
July 1, 2015	DEF 14C	Steel Excel 14C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: o Preliminary Information Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule14c-5(d)(2)) x Definitive Information Statement STEEL EXCEL INC. (Name of Registra
June 25, 2015	8-K	Other Events sxcl201506258k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 24, 2015 STEEL EXCEL INC. (Exact name of registrant as specified in its charter) Delaware 0-15071 94-2748530 (State or other jurisdiction of incorporation) (Co
June 12, 2015	PRE 14C	Steel Excel 14C PRE 14C 1 pre14c0744100106112015.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: x Preliminary Information Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule14c-5(d)(2)) ¨ Definitive Information Stateme
June 1, 2015	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders 8-K 1 form8k0744100105282015.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2015 Steel Excel Inc. (Exact name of registrant as specified in its charter) Delaware 0-15071 94-2748530 (State or other jurisdiction of incor
June 1, 2015	EX-3.1	AMENDMENT CERTIFICATE OF INCORPORATION STEEL EXCEL INC. ex31to8k0744100105282015.htm Exhibit 3.1 AMENDMENT TO CERTIFICATE OF INCORPORATION OF STEEL EXCEL INC. Steel Excel Inc., a corporation organized and existing under and by virtue of the Delaware General Corporation Law (the ?Corporation?) DOES HEREBY CERTIFY THAT: FIRST: This Amendment to the Certificate of Incorporation (the ?Certificate of Incorporation?), of the Corporation has been duly adopted
June 1, 2015	EX-4.1	SECOND AMENDMENT TO THE TAX BENEFITS PRESERVATION PLAN ex41to8k0744100105282015.htm Exhibit 4.1 SECOND AMENDMENT TO THE TAX BENEFITS PRESERVATION PLAN Second Amendment to the Tax Benefits Preservation Plan (this ?Amendment?), dated as of May 28, 2015, by and between Steel Excel Inc., a Delaware corporation (the ?Company?), and Registrar and Transfer Company, as Rights Agent (the ?Rights Agent?). Background A. The Company and the Rights Agent are parti
May 21, 2015	SC 13D/A	SXCL / Steel Excel Inc. / STEEL PARTNERS HOLDINGS L.P. - AMENDMENT NO. 38 TO SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 38)1 Steel Excel Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 858122203 (CUSIP Number) Warren G. Lichtenstein Steel
May 11, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-15071 Steel Excel
May 11, 2015	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2015 STEEL EXCEL INC. (Exact name of registrant as specified in its charter) Delaware 0-15071 94-2748530 (State or other jurisdiction of incorporation) (Commission File Number
May 11, 2015	EX-99.1	Three Months Ended EX-99.1 2 sxcl033120158kex99-1.htm EXHIBIT 99.1 Exhibit 99.1 PRESS RELEASE Source: Steel Excel Inc. Steel Excel Inc. Reports 2015 First Quarter Financial Results WHITE PLAINS, N.Y., May 11, 2015 – Steel Excel Inc. (Other OTC: SXCL) (“Steel Excel” or the “Company”), which operates Energy and Sports segments, today announced operating results for the three months ended March 31, 2015. The results ar
April 29, 2015	DEF 14A	Steel Excel 14A def14a0744100404282015.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminar
March 16, 2015	EX-21	Subsidiaries of the registrant (Ownership 100% unless otherwise noted) Exhibit 21 Subsidiaries of the registrant (Ownership 100% unless otherwise noted) Company name (jurisdiction of incorporation) STEEL EXCEL, INC.
March 16, 2015	EX-99.1	Three Months Ended Year Ended December 31 December 31 2014 2013 2014 2013 (in thousands, except per-share data) Net revenues $ 54,482 $ 33,496 $ 210,148 $ 120,028 Gross profit $ 14,598 $ 10,172 $ 59,169 $ 34,643 Operating income (loss) $ (33,552 ) $ SXCL 12.31.2014 8K Ex99-1 Exhibit 99.1 PRESS RELEASE Source: Steel Excel Inc. Steel Excel Inc. Reports 2014 Fourth Quarter Financial Results WHITE PLAINS, N.Y., March 16, 2015 ? Steel Excel Inc. (Other OTC: SXCL) (?Steel Excel?, ?SXCL? or the ?Company?), which operates Energy and Sports segments, today announced operating results for the fourth quarter and year ended December 31, 2014 . The result
March 16, 2015	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-15071 Steel Excel Inc.
March 16, 2015	8-K	Steel Excel 8-K (Current Report/Significant Event) SXCL 12.31.14 8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 16, 2015 STEEL EXCEL INC. (Exact name of registrant as specified in its charter) Delaware 0-15071 94-2748530 (State or other jurisdiction of incorporation) (Com
February 5, 2015	SC 13G/A	SXCL / Steel Excel Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* STEEL EXCEL INC (Name of Issuer) Common Stock (Title of Class of Securities) 858122203 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul
January 13, 2015	EX-99.1	Aviat Networks, Inc. 5200 Great America Parkway Santa Clara, CA 95054 Exhibit 99.1 Aviat Networks, Inc. 5200 Great America Parkway Santa Clara, CA 95054 January 11, 2015 Steel Partners Holdings L.P. 590 Madison Avenue, 32nd Floor New York, NY 10022 Attn: Warren G. Lichtenstein Lone Star Value Investors, LP c/o Lone Star Value Management, LLC 53 Forest Avenue, 1st Floor Old Greenwich, CT 06870 Attn: Jeffrey E. Eberwein Gentlemen: This letter (this “Agreement”) consti
January 13, 2015	SC 13D/A	AVNW / Aviat Networks, Inc. / Steel Excel Inc. - AMENDMENT NO. 6 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 6)1 Aviat Networks, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 05366Y102 (CUSIP Number) Warren G. Lichtenstein Stee
November 10, 2014	SC 13D/A	AVNW / Aviat Networks, Inc. / Steel Excel Inc. - SCHEDULE 13D/A Activist Investment sxcl20141110sc13da.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 5)1 Aviat Networks, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 05366Y102 (CUSIP Number) Warr
November 6, 2014	EX-10.1	AMENDMENT NO. 3 TO MANAGEMENT SERVICES AGREEMENT Exhibit 10.1 AMENDMENT NO. 3 TO MANAGEMENT SERVICES AGREEMENT This Amendment Number 3 to an Amended and Restated Management Services Agreement (the ? Amendment ?) is dated as of October 3, 2014, and is between SP Corporate Services LLC (? SP Corporate ?), a Delaware limited liability company having an office at 590 Madison Avenue, 32nd Floor, New York, New York 10022, and Steel Excel Inc., a Delaw
November 6, 2014	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-15071 Steel Ex
November 6, 2014	EX-99.1	Three Months Ended Exhibit 99.1 PRESS RELEASE Source: Steel Excel Inc. Steel Excel Inc. Reports 2014 Third Quarter Financial Results WHITE PLAINS, N.Y., November 6, 2014 – Steel Excel Inc. (Other OTC: SXCL) (“Steel Excel” or the “Company”), which operates Energy and Sports segments, today announced operating results for the third quarter and nine months ended September 30, 2014. The results are summarized in the fol
November 6, 2014	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2014 STEEL EXCEL INC. (Exact name of registrant as specified in its charter) Delaware 0-15071 94-2748530 (State or other jurisdiction of incorporation) (Commission File Nu
October 7, 2014	SC 13D/A	AVNW / Aviat Networks, Inc. / Steel Excel Inc. - SCHEDULE 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 4)1 Aviat Networks, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 05366Y102 (CUSIP Number) Warren G. Lichtenstein Stee
September 29, 2014	SC 13D/A	AVNW / Aviat Networks, Inc. / Steel Excel Inc. - SCHEDULE 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 3)1 Aviat Networks, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 05366Y102 (CUSIP Number) Warren G. Lichtenstein Stee
September 17, 2014	SC 13D/A	AVNW / Aviat Networks, Inc. / Steel Excel Inc. - SCHEDULE 13D/A Activist Investment sxcl20140917sc13da.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)1 Aviat Networks, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 05366Y102 (CUSIP Number) Warr
September 11, 2014	SC 13D/A	AVNW / Aviat Networks, Inc. / Steel Excel Inc. - SCHEDULE 13D/A Activist Investment SC 13D/A 1 sxcl20140911sc13da.htm SCHEDULE 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 Aviat Networks, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 053
August 7, 2014	EX-99.1	Three Months Ended Exhibit 99.1 PRESS RELEASE Source: Steel Excel Inc. Steel Excel Inc. Reports 2014 Second Quarter Financial Results WHITE PLAINS, N.Y., August 7, 2014 – Steel Excel Inc. (Other OTC: SXCL) (“Steel Excel” or the “Company”), which operates Energy and Sports segments, today announced operating results for the second quarter and six months ended June 30, 2014. The results are summarized in the following
August 7, 2014	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2014 STEEL EXCEL INC. (Exact name of registrant as specified in its charter) Delaware 0-15071 94-2748530 (State or other jurisdiction of incorporation) (Commission File Numb
August 7, 2014	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-15071 Steel Excel I
July 28, 2014	SC 13D/A	SCOO / School Specialty, Inc. / Steel Excel Inc. - SCHEDULE 13D/A Activist Investment sxcl20140728sc13da.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)1 SCHOOL SPECIALTY, INC. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 807864103 (CUSIP Number) W
July 25, 2014	EX-99	Joint Filing Agreement ex99-1.htm Exhibit 99.1 Joint Filing Agreement In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including amendments thereto) with respect to the Common Stock, par value $0.01, of Aviat Networks, Inc. This Joint Filing Agreement shall be filed a
July 25, 2014	SC 13D	AVNW / Aviat Networks, Inc. / Steel Excel Inc. - SCHEDULE 13D Activist Investment sxcl20140724sc13d.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )1 Aviat Networks, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 05366Y102 (CUSIP Number) Warren
July 24, 2014	EX-99.1	Report of Independent Registered Public Accounting Firm Exhibit 99.1 Report of Independent Registered Public Accounting Firm The Board of Directors and Shareholders API Technologies Corp. We have audited the accompanying consolidated balance sheets of API Technologies Corp. as of November 30, 2013 and 2012, and the related consolidated statements of operations and comprehensive income (loss), shareholders’ equity, and cash flows for the years ended Nov
July 24, 2014	EX-99.2	API TECHNOLOGIES CORP. Consolidated Balance Sheets (unaudited) (Dollar Amounts in Thousands) Exhibit 99.2 API TECHNOLOGIES CORP. Consolidated Balance Sheets (unaudited) (Dollar Amounts in Thousands) May 31, 2014 November 30, 2013 Assets Current Cash and cash equivalents $ 10,632 $ 6,351 Restricted cash (note 4b) — 1,500 Accounts receivable, less allowance for doubtful accounts of $828 and $697 at May 31, 2014 and November 30, 2013, respectively 36,779 39,751 Inventories, less provision fo
July 24, 2014	8-K	Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 8, 2014 Steel Excel Inc. (Exact name of registrant as specified in its charter) Delaware 0-15071 94-2748530 (State or Other Jurisdiction of Incorporation) (Commission File Number)
July 17, 2014	SC 13D/A	SCOO / School Specialty, Inc. / Steel Excel Inc. - SCHEDULE 13D/A Activist Investment sxcl20140716sc13da.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 SCHOOL SPECIALTY, INC. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 807864103 (CUSIP Number) W
June 30, 2014	8-K	Other Events sxcl201406308k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 24, 2014 STEEL EXCEL INC. (Exact name of registrant as specified in its charter) Delaware 0-15071 94-2748530 (State or other jurisdiction of incorporation) (Co
June 12, 2014	8-K	Financial Statements and Exhibits, Other Events sxcl201406128k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 6, 2014 Steel Excel Inc. (Exact name of registrant as specified in its charter) Delaware 0-15071 94-2748530 (State or Other Jurisdiction of Incorporation) (Com
June 12, 2014	EX-99	Steel Excel Inc. Board Approves Effective Date for Reverse/Forward Stock Split ex99-1.htm Exhibit 99.1 Steel Excel Inc. Board Approves Effective Date for Reverse/Forward Stock Split White Plains, N.Y., June 6, 2014 – Steel Excel Inc. (Other OTC:SXCL) (the “Company”) today announced that its Board of Directors approved an effective time and date of 5:00 p.m. Eastern Time on June 18, 2014 (the “Effective Date”), at which the Company will effect a 1-for-500 reverse split (the “
May 30, 2014	8-K	Submission of Matters to a Vote of Security Holders - FORM 8-K sxcl201405308k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2014 Steel Excel Inc. (Exact name of registrant as specified in its charter) Delaware 0-15071 94-2748530 (State or other jurisdiction of incorporation) (Com
May 13, 2014	SC 13D/A	ATNY / API Technologies Corp. / Steel Excel Inc. - SCHEDULE 13D/A Activist Investment sxcl20140512sc13da.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 API Technologies Corp. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 00187E203 (CUSIP Number) W
May 9, 2014	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2014 STEEL EXCEL INC. (Exact name of registrant as specified in its charter) Delaware 0-15071 94-2748530 (State or other jurisdiction of incorporation) (Commission File Number)
May 9, 2014	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2014 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-15071 Steel Excel
May 9, 2014	EX-99.1	Three Months Ended Exhibit 99.1 PRESS RELEASE Source: Steel Excel Inc. Steel Excel Inc. Reports 2014 First Quarter Financial Results WHITE PLAINS, N.Y., May 9, 2014 – Steel Excel Inc. (Other OTC: SXCL) (“Steel Excel”, “SXCL” or the “Company”), which operates Energy and Sports segments, today announced operating results for the three months ended March 31, 2014. The results are summarized in the following paragraphs.
April 21, 2014	DEF 14A	- FORM DEF 14A sxcl20140417def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Pr
April 2, 2014	PRE 14A	- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement ¨ Confide
March 13, 2014	EX-99.1	Three Months Ended Fiscal Year Ended December 31 December 31 2013 2012 2013 2012 (in thousands, except per-share data) Net revenues $ 33,496 $ 26,915 $ 120,028 $ 100,104 Gross profit $ 10,172 $ 6,668 $ 34,643 $ 34,040 Operating income (loss) $ 911 $ Exhibit 99.1 PRESS RELEASE Source: Steel Excel Inc. Steel Excel Inc. Reports 2013 Fourth Quarter Financial Results WHITE PLAINS, N.Y., March 12, 2014 – Steel Excel Inc. (Other OTC: SXCL) (“Steel Excel”, “SXCL” or the “Company”), which operates Energy and Sports segments, today announced operating results for the fourth quarter and year ended December 31, 2013. The results are summarized in the fol
March 13, 2014	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2014 STEEL EXCEL INC. (Exact name of registrant as specified in its charter) Delaware 0-15071 94-2748530 (State or other jurisdiction of incorporation) (Commission File Numb
March 12, 2014	SC 13D	ATNY / API Technologies Corp. / Steel Excel Inc. - SCHEDULE 13D Activist Investment SC 13D 1 sxcl20140311sc13d.htm SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )1 API Technologies Corp. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 00187E
March 12, 2014	EX-99	Joint Filing Agreement ex99-1.htm Exhibit 99.1 Joint Filing Agreement In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including amendments thereto) with respect to the Common Stock, par value $0.001, of API Technologies Corp. This Joint Filing Agreement shall be file
March 12, 2014	EX-21	Subsidiaries of the registrant (Ownership 100% unless otherwise noted) Exhibit 21 Subsidiaries of the registrant (Ownership 100% unless otherwise noted) Company name (jurisdiction of incorporation) STEEL EXCEL, INC.
March 12, 2014	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-15071 Steel Excel Inc.
February 28, 2014	8-K/A	Financial Statements and Exhibits - 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2013 STEEL EXCEL INC. (Exact name of registrant as specified in its charter) Delaware 0-15071 94-2748530 (State or other jurisdiction of incorporation) (Commission File
February 10, 2014	SC 13G/A	SXCL / Steel Excel Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* STEEL EXCEL INC (Name of Issuer) Common Stock (Title of Class of Securities) 858122104 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul
January 14, 2014	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K sxcl201401148k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 9, 2014 Steel Excel Inc. (Exact name of registrant as specified in its charter) Delaware 0-15071 94-2748530 (State or Other Jurisdiction of Incorporation) (
January 14, 2014	EX-10	AMENDMENT NO. 2 TO MANAGEMENT SERVICES AGREEMENT EX-10 2 ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 AMENDMENT NO. 2 TO MANAGEMENT SERVICES AGREEMENT This Amendment Number 2 to an Amended and Restated Management Services Agreement (the “Amendment”) is dated as of January 1, 2014, and is between SP Corporate Services LLC (“SP Corporate ”), a Delaware limited liability company having an office at 590 Madison Avenue, 32nd Floor, New York, New York 10022,
December 20, 2013	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Completion of Acquisition or Disposition of Assets - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2013 Steel Excel Inc. (Exact name of registrant as specified in its charter) Delaware 0-15071 94-2748530 (State or other jurisdiction of incorporation) (Commission File N
December 20, 2013	EX-10.1	COMMITMENT INCREASE AGREEMENT AND AMENDMENT TO CREDIT DOCUMENTS (AMENDMENT NO. 1 TO CREDIT AGREEMENT AND AMENDMENT NO. 1 TO SECURITY AGREEMENT) EX-10.1 2 ex101to8k0744112162013.htm Exhibit 10.1 COMMITMENT INCREASE AGREEMENT AND AMENDMENT TO CREDIT DOCUMENTS (AMENDMENT NO. 1 TO CREDIT AGREEMENT AND AMENDMENT NO. 1 TO SECURITY AGREEMENT) This Commitment Increase Agreement and Amendment to Credit Documents (this “Agreement”) dated as of December 17, 2013 (the “Effective Date”) is among Steel Energy Ltd., a Delaware corporation (the “Borrower
December 20, 2013	8-K	Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2013 Steel Excel Inc. (Exact name of registrant as specified in its charter) Delaware 0-15071 94-2748530 (State or other jurisdiction of incorporation) (Commission File N
December 4, 2013	8-K	Other Events - FORM 8-K sxcl201312048k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 27, 2013 STEEL EXCEL INC. (Exact name of registrant as specified in its charter) Delaware 0-15071 94-2748530 (State or other jurisdiction of incorporation)
November 26, 2013	SC 13D/A	SXCL / Steel Excel Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 9) Steel Excel Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 858122104 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Receive N
November 8, 2013	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2013 STEEL EXCEL INC. (Exact name of registrant as specified in its charter) Delaware 0-15071 94-2748530 (State or other jurisdiction of incorporation) (Commission File Nu
November 8, 2013	EX-99.1	Three Months Ended Nine Months Ended September 30, September 30, 2013 2012 2013 2012 (in thousands, except per-share data) Net revenues $ 31,845 $ 34,293 $ 87,571 $ 73,189 Gross profit $ 8,439 $ 12,204 $ 25,362 $ 27,372 Operating income $ 61 $ 3,287 Exhibit 99.1 PRESS RELEASE Source: Steel Excel Inc. Steel Excel Inc. Reports 2013 Third Quarter Financial Results WHITE PLAINS, N.Y., November 7, 2013 – Steel Excel Inc. (Other OTC: SXCL) (“Steel Excel”, “SXCL” or the “Company”), which operates Energy and Sports segments, today announced operating results for the third quarter and nine months ended September 30, 2013. The results are summarized in
November 7, 2013	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2013 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-15071 Steel Ex
November 4, 2013	EX-2	ASSET PURCHASE AGREEMENT by and among BLACK HAWK ACQUISITION, INC. BLACK HAWK ENERGY SERVICES, INC. CHRIS BEAL STUART BUCKINGHAM KENNETH STEVENS JEFF THOMAS GREGORY M. TUCKER Dated as of October 29, 2013 EX-2 2 ex2-1.htm EXHIBIT 2.1 Exhibit 2.1 EXECUTION VERSION ASSET PURCHASE AGREEMENT by and among BLACK HAWK ACQUISITION, INC. BLACK HAWK ENERGY SERVICES, INC. and CHRIS BEAL STUART BUCKINGHAM KENNETH STEVENS JEFF THOMAS GREGORY M. TUCKER Dated as of October 29, 2013 EXECUTION VERSION TABLE OF CONTENTS Page ARTICLE I PURCHASE AND SALE; CLOSING 4 Section 1.1. Purchase and Sale of the Purchased Asset
November 4, 2013	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K sxcl201311048k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 29, 2013 Steel Excel Inc. (Exact name of registrant as specified in its charter) Delaware 0-15071 94-2748530 (State or Other Jurisdiction of Incorporation)
October 28, 2013	SC 13D/A	SXCL / Steel Excel Inc. / STEEL PARTNERS HOLDINGS L.P. - SCHEDULE 13D/A Activist Investment splp20131028sc13da.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 37)1 Steel Excel Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 858122104 (CUSIP Number) Warren
October 28, 2013	EX-99	Joint Filing Agreement ex99-1.htm Exhibit 99.1 Joint Filing Agreement In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including amendments thereto) with respect to the Common Stock, par value $0.001 per share, of Steel Excel Inc. This Joint Filing Agreement shall be
October 21, 2013	8-K/A	Financial Statements and Exhibits - 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 23, 2013 STEEL EXCEL INC. (Exact name of registrant as specified in its charter) Delaware 0-15071 94-2748530 (State or other jurisdiction of incorporation) (Commission File N
September 24, 2013	8-K	Other Events - FORM 8-K sxcl201309238k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 10, 2013 STEEL EXCEL INC. (Exact name of registrant as specified in its charter) Delaware 0-15071 94-2748530 (State or other jurisdiction of incorporation
September 16, 2013	EX-99	CONFIDENTIALITY AGREEMENT ex99-1.htm Exhibit 99.1 CONFIDENTIALITY AGREEMENT This Confidentiality Agreement (this “Agreement”) is made and entered into this day of September, 2013, by and between Steel Excel Inc. (the “Receiving Party”), and Forbes Energy Services Ltd., a Texas corporation (the “Disclosing Party”). WHEREAS, the Disclosing Party is prepared to furnish the Receiving Party with certain information in connectio
September 16, 2013	SC 13D/A	FES / Forbes Energy Services Ltd. / Steel Excel Inc. - SCHEDULE 13D/A Activist Investment sxcl20130916sc13da.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 4)1 Forbes Energy Services Ltd. (Name of Issuer) Common Stock, par value $0.04 (Title of Class of Securities) 345143101 (CUSIP Numbe
August 29, 2013	8-K	Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events - FORM 8-K sxcl201308298k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 23, 2013 STEEL EXCEL INC. (Exact name of registrant as specified in its charter) Delaware 0-15071 94-2748530 (State or other jurisdiction of incorporation) (
August 28, 2013	EX-99	FINAL RESULTS OF STEEL EXCEL INC.’S TENDER OFFER FOR SHARES OF IGO, INC. ex99-a5D.htm Exhibit (a)(5)(D) For Immediate Release CONTACTS: Tony Rossi Financial Profiles [email protected] Simon Coope MacKenzie Partners, Inc. (212) 929-5085 [email protected] FINAL RESULTS OF STEEL EXCEL INC.’S TENDER OFFER FOR SHARES OF IGO, INC. SCOTTSDALE, Ariz., and WHITE PLAINS, N.Y., AUGUST 28, 2013 – Steel Excel Inc. (Other OTC: SXCL) (“Steel”) and iGO, Inc. (NASDAQ: I
August 28, 2013	SC TO-T/A	- SCHEDULE TO-T/A sxcl20130828sctota.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Rule 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR SECTION 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) iGo, Inc. (Name of Subject Company(the Issuer)) Steel Excel Inc. (Name of Filing Person (Offeror)) COMMON STOCK, $0.01 PAR VALUE PER SHARE (Title of Class
August 27, 2013	SC 13D/A	IGOI / iGo, Inc. / Steel Excel Inc. - SCHEDULE 13D/A Activist Investment sxcl20130827sc13da.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)* iGo, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 449593201 (CUSIP Number) Warren G. Licht
August 27, 2013	EX-1	Joint Filing Agreement EX-1 2 ex1.htm EXHIBIT 1 Exhibit 1 Joint Filing Agreement In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including amendments thereto) with respect to the Common Stock, par value $0.01, of iGo, Inc. This Joint Filing Agreement shall be filed a
August 26, 2013	8-K	Financial Statements and Exhibits, Other Events - FORM 8-K sxcl201308268k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 23, 2013 STEEL EXCEL INC. (Exact name of registrant as specified in its charter) Delaware 0-15071 94-2748530 (State or other jurisdiction of incorporation) (
August 23, 2013	EX-99	STEEL EXCEL INC. COMPLETES TENDER OFFER FOR SHARES OF IGO, INC. ex99-a5C.htm Exhibit (a)(5)(C) For Immediate Release CONTACTS: Tony Rossi Financial Profiles [email protected] Simon Coope MacKenzie Partners, Inc. (212) 929-5085 [email protected] STEEL EXCEL INC. COMPLETES TENDER OFFER FOR SHARES OF IGO, INC. SCOTTSDALE, Ariz., and WHITE PLAINS, N.Y., AUGUST 23, 2013 – Steel Excel Inc. (Other OTC: SXCL) (“Steel”) and iGO, Inc. (NASDAQ: IGOI) (the
August 23, 2013	SC TO-T/A	- SCHEDULE TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Rule 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR SECTION 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) iGo, Inc. (Name of Subject Company(the Issuer)) Steel Excel Inc. (Name of Filing Person (Offeror)) COMMON STOCK, $0.01 PAR VALUE PER SHARE (Title of Class of Securities) 44959320
August 23, 2013	SC 13D/A	FES / Forbes Energy Services Ltd. / Steel Excel Inc. - SCHEDULE 13D/A Activist Investment sxcl20130730sc13da.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 3)1 Forbes Energy Services Ltd. (Name of Issuer) Common Stock, par value $0.04 (Title of Class of Securities) 345143101 (CUSIP Numbe
August 13, 2013	CORRESP	- sxcl20130812corresp.htm JRA LAW PARTNERS, LLP ATTORNEYS AT LAW 235 PINE STREET, SUITE 1300 SAN FRANCISCO, CALIFORNIA 94104-2733 TELEPHONE (415) 788-4646 ● FAX (415) 788-6929 ● WWW.JRALP.COM August 12, 2013 Via EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Ms. Christina Chalk, Esq. Re: SEC Telephonic Comments o
August 8, 2013	EX-99.1	Three Months Ended Six Months Ended June 30, June 30, 2013 2012 2013 2012 (in thousands, except per-share data) Net revenues $ 29,375 $ 24,450 $ 55,726 $ 38,896 Gross profit $ 9,263 $ 9,481 $ 16,923 $ 15,168 Operating income $ 450 $ 2,781 $ 117 $ 3,0 EX-99.1 2 sxcl201308078kex99-1.htm EXHIBIT 99.1 Exhibit 99.1 PRESS RELEASE Source: Steel Excel Inc. Steel Excel Inc. Reports 2013 Second Quarter Financial Results WHITE PLAINS, N.Y., August 7, 2013 – Steel Excel Inc. (Other OTC: SXCL) (“Steel Excel”, “SXCL” or the “Company”), which operates an Energy and a Sports segment, today announced operating results for the second quarter and six months ende
August 8, 2013	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2013 STEEL EXCEL INC. (Exact name of registrant as specified in its charter) Delaware 0-15071 94-2748530 (State or other jurisdiction of incorporation) (Commission File Numb
August 7, 2013	EX-10.3	STEEL EXCEL INC. 2004 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT (Stock Award Documentation for RSUs) Exhibit 10.3 STEEL EXCEL INC. 2004 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT (Stock Award Documentation for RSUs) The Board of Directors of Steel Excel Inc. (the “Company”) has approved a grant to you (the “Participant” named below) of 2,500 Restricted Stock Units (“RSUs”) pursuant to the Company’s 2004 Equity Incentive Plan (the “Plan “), as described below. Capitalized terms not defi
August 7, 2013	EX-10.2	STEEL EXCEL INC. AMENDMENT NO. 4 2004 EQUITY INCENTIVE PLAN Exhibit 10.2 STEEL EXCEL INC. AMENDMENT NO. 4 TO 2004 EQUITY INCENTIVE PLAN Pursuant to Section 15 of the Steel Excel Inc. 2004 Equity Incentive Plan, as amended as of August 20, 2008, and further amended on November 17, 2011, and further amended as of August 7, 2012 (the ?Plan?), the Plan is hereby further amended as follows, effective as of May 21, 2013: 1. Section 11(a) of the Plan is amended t
August 7, 2013	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-15071 Steel Excel I
August 5, 2013	SC 13D/A	SXCL / Steel Excel Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 8) Steel Excel Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 858122104 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Receive N
July 30, 2013	SC 13D/A	FES / Forbes Energy Services Ltd. / Steel Excel Inc. - SCHEDULE 13D/A Activist Investment sxcl20130730sc13da.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)1 Forbes Energy Services Ltd. (Name of Issuer) Common Stock, par value $0.04 (Title of Class of Securities) 345143101 (CUSIP Numbe
July 25, 2013	EX-99	NOTICE OF GUARANTEED DELIVERY To Tender Shares of Common Stock (Including the Associated Preferred Stock Purchase Rights) IGO, INC. at $3.95 NET PER SHARE by STEEL EXCEL INC. Pursuant to the Offer to Purchase dated July 25, 2013 (Not to be used for S sxcl20130723sctocex99-a1C.htm Exhibit (a)(1)(C) NOTICE OF GUARANTEED DELIVERY To Tender Shares of Common Stock (Including the Associated Preferred Stock Purchase Rights) of IGO, INC. at $3.95 NET PER SHARE by STEEL EXCEL INC. Pursuant to the Offer to Purchase dated July 25, 2013 (Not to be used for Signature Guarantees) THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME,
July 25, 2013	SC TO-T	- SCHEDULE TO-T SC TO-T 1 sxcl20130723sctoc.htm SCHEDULE TO-T UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Rule 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR SECTION 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 iGo, Inc. (Name of Subject Company(the Issuer)) Steel Excel Inc. (Name of Filing Person (Offeror)) COMMON STOCK, $0.01 PAR VALUE PER SHARE (Title of C
July 25, 2013	EX-99	Offer to Purchase for Cash Up to 1,316,866 Outstanding Shares of Common Stock (including Associated Preferred Stock Purchase Rights) iGo, Inc. $3.95 Net Per Share Pursuant to the Offer to Purchase dated July 25, 2013 Steel Excel Inc. THE OFFER AND WI sxcl20130723sctocex99-a1E.htm Exhibit (a)(1)(E) Offer to Purchase for Cash Up to 1,316,866 Outstanding Shares of Common Stock (including Associated Preferred Stock Purchase Rights) of iGo, Inc. at $3.95 Net Per Share Pursuant to the Offer to Purchase dated July 25, 2013 by Steel Excel Inc. THE OFFER AND WITHDRAWAL RIGHTS EXPIRE AT 5:00P.M., NEW YORK CITY TIME, ON AUGUST 22, 2013, UNLESS THE OFFER
July 25, 2013	EX-99	Offer to Purchase for Cash Up to 1,316,866 Outstanding Shares of Common Stock (including Associated Preferred Stock Purchase Rights) iGo, Inc. $3.95 Net Per Share Pursuant to the Offer to Purchase dated July 25, 2013 Steel Excel Inc. THE OFFER AND WI sxcl20130723sctocex99-a1D.htm Exhibit (a)(1)(D) Offer to Purchase for Cash Up to 1,316,866 Outstanding Shares of Common Stock (including Associated Preferred Stock Purchase Rights) of iGo, Inc. at $3.95 Net Per Share Pursuant to the Offer to Purchase dated July 25, 2013 by Steel Excel Inc. THE OFFER AND WITHDRAWAL RIGHTS EXPIRE AT 5:00P.M., NEW YORK CITY TIME, ON AUGUST 22, 2013, UNLESS THE OFFER
July 25, 2013	EX-99	Offer to Purchase for Cash Up to 1,316,866 Outstanding Shares of Common Stock (including Associated Preferred Stock Purchase Rights) iGo, Inc. $3.95 Net Per Share Steel Excel Inc. THE OFFER AND WITHDRAWAL RIGHTS EXPIRE AT 5:00P.M. NEW YORK CITY TIME, Exhibit (a)(1)(A) Offer to Purchase for Cash Up to 1,316,866 Outstanding Shares of Common Stock (including Associated Preferred Stock Purchase Rights) of iGo, Inc.
July 25, 2013	EX-99	STEEL EXCEL INC. COMMENCES TENDER OFFER FOR SHARES OF IGO, INC. sxcl20130723sctocex99-a5B.htm Exhibit (a)(5)(B) For Immediate Release CONTACTS: Tony Rossi Financial Profiles [email protected] Simon Coope MacKenzie Partners, Inc. (212) 929-5085 [email protected] STEEL EXCEL INC. COMMENCES TENDER OFFER FOR SHARES OF IGO, INC. SCOTTSDALE, Ariz., and WHITE PLAINS, N.Y., July 25, 2013 – iGO, Inc. (NASDAQ: IGOI) (the “Company”) and Steel Excel Inc. (
July 25, 2013	EX-99	Notice of Offer to Purchase for Cash Up to 1,316,866 Outstanding Shares of Common Stock (and Associated Preferred Stock Purchase Rights) iGo, Inc. $3.95 Net Per Share Steel Excel Inc. sxcl20130723sctocex99-a1F.htm Exhibit (a)(1)(F) This announcement is neither an offer to purchase nor a solicitation of an offer to sell Shares (as defined below). The Offer (as defined below) is made solely by the Offer to Purchase dated July 25, 2013 (the “Offer to Purchase”) and the related Letter of Transmittal (as defined in the Offer to Purchase) and any amendments or supplements thereto. Th
July 25, 2013	EX-99	LETTER OF TRANSMITTAL To Tender Shares of Common Stock (Including the Associated Preferred Stock Purchase Rights) IGO, INC. at $3.95 NET PER SHARE by STEEL EXCEL INC. Pursuant to the Offer to Purchase dated July 25, 2013 sxcl20130723sctocex99-a1B.htm Exhibit (a)(1)(B) LETTER OF TRANSMITTAL To Tender Shares of Common Stock (Including the Associated Preferred Stock Purchase Rights) of IGO, INC. at $3.95 NET PER SHARE by STEEL EXCEL INC. Pursuant to the Offer to Purchase dated July 25, 2013 THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON AUGUST 22, 2013, UNLESS THE OFFER IS EXTENDED.
July 22, 2013	EX-2	STOCK PURCHASE AND SALE AGREEMENT dated as of July 11, 2013 STEEL EXCEL INC. IGO, INC. TABLE OF CONTENTS igoi201307108kex2-1.htm Exhibit 2 EXECUTION VERSION STOCK PURCHASE AND SALE AGREEMENT dated as of July 11, 2013 between STEEL EXCEL INC. and IGO, INC. TABLE OF CONTENTS Page ARTICLE 1 THE OFFER AND PURCHASE 2 SECTION 1.1. The Offer 2 SECTION 1.2. Top-Up Purchase 5 SECTION 1.3. Maximum Purchase Limitation 6 SECTION 1.4. Company Actions; Effective Time 6 SECTION 1.5. Restricted Securities 6 SECTION
July 22, 2013	SC 13D	IGOI / iGo, Inc. / Steel Excel Inc. - SCHEDULE 13D Activist Investment sxcl20130721sc13d.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )* iGo, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 449593201 (CUSIP Number) Warren G. Lichten
July 22, 2013	EX-3	TENDER AND VOTING AGREEMENT EX-3 4 sxcl20130721sc13dex3.htm EXHIBIT 3 Exhibit 3 EXECUTION VERSION TENDER AND VOTING AGREEMENT This TENDER AND VOTING AGREEMENT (this “Agreement”) dated July 11, 2013, among Steel Excel Inc., a Delaware corporation (“Purchaser”); iGo, Inc., a Delaware corporation (the “Company”) (only with respect to Section 6 and Section 10 hereof and as a third party beneficiary of Section 4(f) hereof); and A
July 22, 2013	EX-1	Joint Filing Agreement ex1.htm Exhibit 1 Joint Filing Agreement In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including amendments thereto) with respect to the Common Stock, par value $0.01, of iGo, Inc. This Joint Filing Agreement shall be filed as an Exhibit to s
July 12, 2013	EX-99	STEEL EXCEL INC. TO ACQUIRE INTEREST IN iGO, INC. sxcl201307118kex99-1.htm Exhibit 99.1 For Immediate Release CONTACTS: Tony Rossi Financial Profiles [email protected] Simon Coope MacKenzie Partners, Inc. (212) 929-5085 [email protected] Michael McNamara Steel Excel Inc. (212) 520-2356 [email protected] STEEL EXCEL INC. TO ACQUIRE INTEREST IN iGO, INC. SCOTTSDALE, Ariz., and WHITE PLAINS, N.Y., July 11, 2013 – iGO, Inc.
July 12, 2013	EX-99	STEEL EXCEL INC. TO ACQUIRE INTEREST IN iGO, INC. sxcl201307118kex99-1.htm Exhibit 99.1 For Immediate Release CONTACTS: Tony Rossi Financial Profiles [email protected] Simon Coope MacKenzie Partners, Inc. (212) 929-5085 [email protected] Michael McNamara Steel Excel Inc. (212) 520-2356 [email protected] STEEL EXCEL INC. TO ACQUIRE INTEREST IN iGO, INC. SCOTTSDALE, Ariz., and WHITE PLAINS, N.Y., July 11, 2013 – iGO, Inc.
July 12, 2013	8-K	Financial Statements and Exhibits, Other Events sxcl201307118k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 11, 2013 STEEL EXCEL INC. (Exact name of registrant as specified in its charter) Delaware 0-15071 94-2748530 (State or other jurisdiction of incorporation) (Co
July 12, 2013	SC TO-C	- FORM 8-K sxcl201307118k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 11, 2013 STEEL EXCEL INC. (Exact name of registrant as specified in its charter) Delaware 0-15071 94-2748530 (State or other jurisdiction of incorporation) (Co
July 10, 2013	EX-99.1	CREDIT AGREEMENT dated as of July 3, 2013 STEEL ENERGY LTD., as Borrower, WELLS FARGO BANK, NATIONAL ASSOCIATION as Administrative Agent, Issuing Lender and Swing Line Lender, THE LENDERS NAMED HEREIN as Lenders Wells Fargo Securities, LLC and RBS Ci Exhibit 99.1 Execution Version CREDIT AGREEMENT dated as of July 3, 2013 Among STEEL ENERGY LTD., as Borrower, WELLS FARGO BANK, NATIONAL ASSOCIATION as Administrative Agent, Issuing Lender and Swing Line Lender, and THE LENDERS NAMED HEREIN as Lenders $80,000,000 Wells Fargo Securities, LLC and RBS Citizens, N.A., as Co-Lead Arrangers and Joint Bookrunners and RBS Citizens, N.A. as Syndication Ag
July 10, 2013	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 3, 2013 Steel Excel Inc. (Exact name of registrant as specified in its charter) Delaware 0-15071 94-2748530 (State or other jurisdiction of incorporation) (Commission File Number
June 21, 2013	EX-99	Joint Filing Agreement sxcl20130621sc13dex99-1.htm Exhibit 99.1 Joint Filing Agreement In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including amendments thereto) with respect to the Common Stock, par value $0.001, of School Specialty, Inc. This Joint Filing Agreem
June 21, 2013	SC 13D	SCOO / School Specialty, Inc. / Steel Excel Inc. - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )1 SCHOOL SPECIALTY, INC. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 807864103 (CUSIP Number) Warren G. Lichtenstein St
May 28, 2013	SC 13D/A	FES / Forbes Energy Services Ltd. / Steel Excel Inc. - SCHEDULE 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 Forbes Energy Services Ltd. (Name of Issuer) Common Stock, par value $0.04 (Title of Class of Securities) 345143101 (CUSIP Number) Warren G. Lichtenste
May 24, 2013	8-K	Submission of Matters to a Vote of Security Holders - FORM 8-K sxcl201305248k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 21, 2013 Steel Excel Inc. (Exact name of Registrant as specified in its charter) Delaware 0-15071 94-2748530 (State or other jurisdiction (Commission (IRS Employe
May 21, 2013	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Other Events sxcl201305218k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2013 STEEL EXCEL INC. (Exact name of registrant as specified in its charter) Delaware 0-15071 94-2748530 (State or other jurisdiction of incorporation) (Com
May 21, 2013	EX-99	EX-99 Exhibit 99.1
May 7, 2013	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2013 STEEL EXCEL INC. (Exact name of registrant as specified in its charter) Delaware 0-15071 94-2748530 (State or other jurisdiction of incorporation) (Commission File Number)
May 7, 2013	EX-99	Three-Month Periods Ended sxcl201305078kex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE PRESS RELEASE Source: Steel Excel Inc. Steel Excel Inc. Reports Fiscal 2013 First Quarter Financial Results WHITE PLAINS, N.Y., May 7, 2013 – Steel Excel Inc. (Other OTC: SXCL) (“Steel Excel”, “SXCL” or the “Company”), which operates in two business segments, Steel Energy and Steel Sports, today announced operating results for the first q
May 7, 2013	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-15071 Steel Excel
April 29, 2013	DEF 14A	- DEF 14A DEF 14A SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary proxy statement ¨ Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)).
April 5, 2013	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K sxcl201304058k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2013 STEEL EXCEL INC. (Exact name of registrant as specified in its charter) Delaware 0-15071 94-2748530 (State or other jurisdiction of incorporation) (Co
April 5, 2013	EX-10	AMENDMENT NO. 1 TO MANAGEMENT SERVICES AGREEMENT EX-10 2 sxcl201304058kex10-1.htm EXHIBIT 10.1 Exhibit 10.1 AMENDMENT NO. 1 TO MANAGEMENT SERVICES AGREEMENT This amendment number 1 to an amended and restated management services agreement (the “Amendment”) is dated as of April 5, 2013, and is between SP Corporate Services LLC (“SP Corporate ”), a Delaware limited liability company having an office at 590 Madison Avenue, 32nd Floor, New York, New
March 15, 2013	SC 13D	FES / Forbes Energy Services Ltd. / Steel Excel Inc. - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )1 Forbes Energy Services Ltd. (Name of Issuer) Common Stock, par value $0.04 (Title of Class of Securities) 345143101 (CUSIP Number) Warren G. Lichtenstei
March 15, 2013	EX-99.1	Joint Filing Agreement Exhibit 99.1 Joint Filing Agreement In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including amendments thereto) with respect to the Common Stock, par value $0.04, of Forbes Energy Services Ltd. This Joint Filing Agreement shall be filed as an
March 12, 2013	EX-99	Quarter Ended sxcl201303118kex99-1.htm Exhibit 99.1 PRESS RELEASE FOR IMMEDIATE DISTRIBUTION Steel Excel Inc. Reports Fourth Quarter and Year End 2012 Financial Results and Outlook for 2013 SAN RAMON, Calif., March 11, 2013 – Steel Excel Inc. (Other OTC: SXCL) (“Steel Excel”, “SXCL” or the “Company”), which operates in two reportable segments, Steel Energy and Steel Sports, today announced operating results for
March 12, 2013	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2013 Steel Excel Inc. (Exact name of registrant as specified in its charter) Delaware 0-15071 94-2748530 (State or other jurisdiction of incorporation) (Commission File Numb
March 11, 2013	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K S Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2012 £ Transition Report Pursuant to Secti UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K S Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2012 or £ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Transition Period to Commission File Number 000-15071 STEEL EXCEL INC. (Exact name of
March 11, 2013	EX-21.1	SUBSIDIARIES OF REGISTRANT Exhibit 21.1 SUBSIDIARIES OF REGISTRANT ADAPTEC FAR EAST, INC., a California corporation ADAPTEC GMBH, a corporation organized under the laws of Germany ADAPTEC (INDIA) PVT LTD., a corporation organized under the laws of India ADPT CAYMAN LICENSING LTD., a corporation organized under the laws of the Cayman Islands ADPT CI LTD., a corporation organized under the laws of the Cayman Islands ADPT (S)
February 11, 2013	SC 13G/A	SXCL / Steel Excel Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* STEEL EXCEL INC (Name of Issuer) Common Stock (Title of Class of Securities) 858122104 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul
November 8, 2012	EX-10.1	STEEL EXCEL, INC. FIRST AMENDMENT 2006 DIRECTOR PLAN Exhibit 10.1 STEEL EXCEL, INC. FIRST AMENDMENT TO 2006 DIRECTOR PLAN First Amendment, dated as of November 17, 2011, to that certain 2006 Director Plan of Steel Excel Inc., formerly known as Adaptec, Inc. WHEREAS, Steel Excel Inc. (the ?Corporation?) maintains the 2006 Director Plan, as adopted July 6, 2006 (the ?2006 Plan?), for grants of equity awards to the Corporation?s outside directors; WHER
November 8, 2012	EX-10.3	STEEL EXCEL INC. AMENDMENT NO. 3 2004 EQUITY INCENTIVE PLAN Exhibit 10.3 STEEL EXCEL INC. AMENDMENT NO. 3 TO 2004 EQUITY INCENTIVE PLAN Pursuant to Section 15 of the Steel Excel Inc. 2004 Equity Incentive Plan, as amended as of August 20, 2008, and further amended on November 17, 2011 (the ?Plan?), the Plan is hereby further amended as follows, effective as of August 7, 2012: 1. Section 10(a) of the Plan is amended to delete the sentence ?Restricted Stock
November 8, 2012	EX-10.5	STEEL EXCEL INC. 2006 DIRECTOR PLAN RESTRICTED STOCK PURCHASE AGREEMENT (Stock Award Documentation) EX-10.5 6 ex10-5.htm EXHIBIT 10.5 Exhibit 10.5 STEEL EXCEL INC. 2006 DIRECTOR PLAN RESTRICTED STOCK PURCHASE AGREEMENT (Stock Award Documentation) This Restricted Stock Purchase Agreement (the "Agreement") is made and entered into as of (the "Effective Date") by and between Steel Excel Inc. (the “Company”) and the purchaser-participant named below (the "Participant"). Capitalized terms not defined
November 8, 2012	EX-99.1	Steel Excel Reports Fiscal 2012 Third Quarter Financial Results Exhibit 99.1 Steel Excel Reports Fiscal 2012 Third Quarter Financial Results SAN RAMON, Calif., November 8, 2012 (GLOBENEWSWIRE) – Steel Excel Inc.’s (Other OTC:SXCL.PK) (“Steel Excel” or the “Company”) operating results for the third quarter and nine months ended September 29, 2012, are summarized below. For a full discussion of the results, please see the Company’s Form 10-Q, which can be found
November 8, 2012	10-Q	UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2012 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-15071 Steel Ex
November 8, 2012	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 8, 2012 Steel Excel Inc.
November 8, 2012	EX-10.2	STEEL EXCEL, INC. SECOND AMENDMENT 2004 EQUITY INCENTIVE PLAN Exhibit 10.2 STEEL EXCEL, INC. SECOND AMENDMENT TO 2004 EQUITY INCENTIVE PLAN Second Amendment, dated as of November 17, 2011, to that certain 2004 Equity Incentive Plan of Steel Excel Inc., formerly known as Adaptec, Inc. WHEREAS, Steel Excel Inc. (the ?Corporation?) maintains the 2004 Equity Incentive Plan, as amended August 20, 2008 (the ?2004 Plan?), for grants of equity awards to the Corporat
November 8, 2012	EX-10.4	STEEL EXCEL INC. 2004 EQUITY INCENTIVE PLAN RESTRICTED STOCK AGREEMENT Exhibit 10.4 STEEL EXCEL INC. 2004 EQUITY INCENTIVE PLAN RESTRICTED STOCK AGREEMENT THIS AGREEMENT, made as of the day of , 20 by and between Steel Excel Inc. (hereinafter called the "Company"), and (hereinafter called the "Participant"); WITNESSETH THAT: WHEREAS, the Board of Directors of the Company ("Board of Directors") desires to benefit the Company by increasing motivation on the part of the
September 10, 2012	10-Q/A	UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 1 FORM 10-Q/A (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2012 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-1
August 20, 2012	SC 13D/A	SXCL / Steel Excel Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7) Steel Excel Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 858122104 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Receive N
August 15, 2012	8-K/A	Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets - FORM 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A Amendment No.
August 15, 2012	EX-99.2	SWH, INC. AND SUBSIDIARY FINANCIAL STATEMENTS AS OF FEBRUARY 2, 2011 INDEPENDENT AUDITOR’S REPORT SWH, INC. AND SUBSIDIARY TABLE OF CONTENTS EXHIBIT 99.2 SWH, INC. AND SUBSIDIARY FINANCIAL STATEMENTS AS OF FEBRUARY 2, 2011 AND INDEPENDENT AUDITOR’S REPORT SWH, INC. AND SUBSIDIARY TABLE OF CONTENTS Page Independent Auditor’s Report 1 Consolidated Balance Sheet as of February 2, 2011 2 Consolidated Statement of Operations for the period January 1, 2011 through February 2, 2011 3 Consolidated Statement of Shareholders’ Equity for the peri
August 15, 2012	EX-99.5	Unaudited Pro Forma Condensed Combined Financial Information of Steel Excel Inc. and SWH, Inc. Exhibit 99.5 Unaudited Pro Forma Condensed Combined Financial Information of Steel Excel Inc. and SWH, Inc. On May 31, 2012, Steel Excel Inc. (“Steel Excel”) acquired all of the capital stock of SWH, Inc. (“SWH”) pursuant to a Share Acquisition Agreement, dated as of April 30, 2012 (the “Acquisition Agreement”), by and among Steel Excel, BNS Holding, Inc. (“BNS”), SWH and SPH Group Holdings LLC (“
August 15, 2012	EX-99.3	SWH, INC. AND SUBSIDIARY CONSOLIDATED FINANCIAL STATEMENTS AS OF DECEMBER 31, 2011 REPORT OF INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS SWH, Inc. and Subsidiary TABLE OF CONTENTS Exhibit 99.3 SWH, INC. AND SUBSIDIARY CONSOLIDATED FINANCIAL STATEMENTS AS OF DECEMBER 31, 2011 AND REPORT OF INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS SWH, Inc. and Subsidiary TABLE OF CONTENTS Page Report of Independent Certified Public Accountants 1 Consolidated Balance Sheet 2 Consolidated Statement of Earnings 3 Consolidated Statement of Shareholder's Equity 4 Consolidated Statement of Cash Fl
August 15, 2012	EX-99.4	SWH, INC. AND SUBSIDIARY UNAUDITED CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE PERIOD ENDED MARCH 31, 2012 SWH, Inc. and Subsidiary TABLE OF CONTENTS Exhibit 99.4 SWH, INC. AND SUBSIDIARY UNAUDITED CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE PERIOD ENDED MARCH 31, 2012 SWH, Inc. and Subsidiary TABLE OF CONTENTS Page Consolidated Balance Sheet as of March 31, 2012 and December 31, 2011 1 Consolidated Statements of Earnings for the quarter ended March 31, 2012, the period from January 1 to February 2, 2011 and the period from February 2 t
August 15, 2012	EX-99.1	SWH, INC. AND SUBSIDIARY FINANCIAL STATEMENTS AS OF DECEMBER 31, 2010 INDEPENDENT AUDITOR’S REPORT SWH, INC. AND SUBSIDIARY TABLE OF CONTENTS Exhibit 99.1 SWH, INC. AND SUBSIDIARY FINANCIAL STATEMENTS AS OF DECEMBER 31, 2010 AND INDEPENDENT AUDITOR’S REPORT SWH, INC. AND SUBSIDIARY TABLE OF CONTENTS Page Independent Auditor’s Report 1 Consolidated Balance Sheet as of December 31, 2010 2 Consolidated Statement of Operations for the year ended December 31, 2010 3 Consolidated Statement of Shareholders’ Equity for the year ended December 3
August 10, 2012	EX-10.1	AMENDED AND RESTATED MANAGEMENT SERVICES AGREEMENT EXHIBIT 10.1 AMENDED AND RESTATED MANAGEMENT SERVICES AGREEMENT This amended and restated management services agreement (the “Agreement”) is dated as of August 1, 2012, and is between SP Corporate Services LLC (“ SP Corporate ”), a Delaware limited liability company having an office at 590 Madison Avenue, 32nd Floor, New York, New York 10022, and Steel Excel Inc., a Delaware corporation (the “ Com
August 10, 2012	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 7, 2012 Steel Excel Inc.
August 9, 2012	EX-3.1	(Unofficial composite copy inclusive of filings effective through May 18, 2012) CERTIFICATE OF INCORPORATION STEEL EXCEL INC. ARTICLE ONE Exhibit 3.1 (Unofficial composite copy inclusive of filings effective through May 18, 2012) CERTIFICATE OF INCORPORATION OF STEEL EXCEL INC. ARTICLE ONE The name of the Corporation is Steel Excel Inc. (the "Corporation"). ARTICLE TWO The address of the Corporation's registered office in the State of Delaware is Corporation Trust Center, 1209 Orange Street, in the City of Wilmington, County of New
August 9, 2012	EX-4.1	EX-4.1 Exhibit 4.1
August 9, 2012	10-Q	UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2012 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-15071 Steel Excel I
June 5, 2012	8-K	Changes in Control of Registrant, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 31, 2012 Steel Excel Inc.
June 5, 2012	EX-99.1	Steel Excel Announces Completion of Acquisition of Sun Well Service EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Steel Excel Announces Completion of Acquisition of Sun Well Service San Ramon, CA, May 31, 2012 – Steel Excel Inc. (Other OTC:SXCL.PK) (“Steel Excel” or the “Company”) today announced that it has completed its previously announced acquisition of Sun Well Service, Inc. (“Sun Well”), the operating subsidiary of BNS Holding, Inc. (Other OTC:BNSSA.PK) (“B
June 4, 2012	EX-99.1	Joint Filing Agreement EX-99.1 2 ex991to13da3604197036053112.htm JOINT FILING AGREEMENT Exhibit 99.1 Joint Filing Agreement In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including amendments thereto) with respect to the Common Stock, par value $0.001 per share, of
June 4, 2012	SC 13D/A	SXCL / Steel Excel Inc. / STEEL PARTNERS HOLDINGS L.P. - AMENDMENT NO. 36 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 36)1 Steel Excel Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 858122104 (CUSIP Number) Warren G. Lichtenstein Steel
June 4, 2012	EX-99.2	POWER OF ATTORNEY EX-99.2 3 ex992to13da3604197036053112.htm POWER OF ATTORNEY Exhibit 99.2 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Jack L. Howard, James F. McCabe, Jr. and Leonard J. McGill as the undersigned’s true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned Schedules 13D in accordance with Section 13(d) of the
May 22, 2012	EX-3.2	CERTIFICATE OF AMENDMENT CERTIFICATE OF INCORPORATION STEEL EXCEL INC. Exhibit 3.2 CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF STEEL EXCEL INC. Steel Excel Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “Corporation”), DOES HEREBY CERTIFY: FIRST: That resolutions were duly adopted by the Board of Directors of the Corporation setting forth this proposed Amendment to the Certif
May 22, 2012	EX-3.1	CERTIFICATE OF AMENDMENT CERTIFICATE OF INCORPORATION STEEL EXCEL INC. Exhibit 3.1 CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF STEEL EXCEL INC. Steel Excel Inc., a corporation organized and existing under and by virtue of the Delaware General Corporation Law (the “Corporation”) DOES HEREBY CERTIFY THAT: FIRST: This Amendment of the Certificate of Incorporation (the “Certificate of Incorporation”), of the Corporation has been duly adopted in accordance
May 22, 2012	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 17, 2012 Steel Excel Inc.
May 16, 2012	SC 13D/A	SXCL / Steel Excel Inc. / STEEL PARTNERS HOLDINGS L.P. - AMENDMENT NO. 35 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 35)1 Steel Excel Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 858122104 (CUSIP Number) Warren G. Lichtenstein Steel
May 15, 2012	10-Q/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2012 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-
May 10, 2012	10-Q	UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2012 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-15071 Steel Excel
May 2, 2012	EX-2.1	SHARE ACQUISITION AGREEMENT by and among BNS HOLDING, INC., SWH, INC., STEEL EXCEL INC. SPH GROUP HOLDINGS LLC Dated as of April 30, 2012 Exhibit 2.1 SHARE ACQUISITION AGREEMENT by and among BNS HOLDING, INC., SWH, INC., STEEL EXCEL INC. and SPH GROUP HOLDINGS LLC Dated as of April 30, 2012 ARTICLE I DEFINITIONS 2 ARTICLE II TRANSFER OF SHARES 10 2.1 Transfer of Shares 10 2.2 Transfer Price 10 2.3 Phantom Stock 11 2.4 Withholding 11 ARTICLE III CLOSING AND DELIVERIES 11 3.1 Closing 11 3.2 Deliveries by Transferor 12 3.3 Deliveries b
May 2, 2012	8-K	Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Unregistered Sales of Equity Securities, Financial Statements and Exhibits - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 30, 2012 Steel Excel Inc.
May 2, 2012	EX-4.1	FIRST AMENDMENT TO THE TAX BENEFITS PRESERVATION PLAN Exhibit 4.1 FIRST AMENDMENT TO THE TAX BENEFITS PRESERVATION PLAN First Amendment to the Tax Benefits Preservation Plan (this “Amendment”), dated as of May 1, 2012, by and between Steel Excel Inc., a Delaware corporation (the “Company”), and Registrar and Transfer Company, as Rights Agent (the “Rights Agent”). Background A. The Company and the Rights Agent are parties to that certain Tax Benefits

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