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| CIK | 1463972 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Vuzix Corporation
SEC Filings (Chronological Order)
यह पृष्ठ SEC फाइलिंग की एक पूरी, कालानुक्रमिक सूची प्रदान करता है, ओनरशिप फाइलिंग को छोड़कर, जो हम अन्यत्र प्रदान करते हैं।
| August 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) August 22, 2025 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 001-35955 04-3392453 (Commission File N |
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| August 27, 2025 |
Exhibit 16.1 August 27, 2025 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549-7561 Dear Sirs: We have read Vuzix Corporation’s statements included under Item 4.01 of its Form 8-K dated August 27, 2025, and are in agreement with the statements contained therein concerning our firm in response to Item 304(a) of Regulation S-K. Sincerely, /s/ Freed Maxick, P.C. Freed Maxick, |
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| August 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) August 14, 2025 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File N |
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| August 15, 2025 |
Vuzix Reports Second Quarter 2025 Results Exhibit 99.1 Press Release Vuzix Reports Second Quarter 2025 Results ROCHESTER, N.Y., August 14, 2025 - Vuzix® Corporation (NASDAQ: VUZI) (“Vuzix” or the “Company”), a leading supplier of AI-powered smart glasses, waveguides and Augmented Reality (AR) technologies, today reported its second quarter results for the three months ended June 30, 2025. “During the second quarter of 2025, Vuzix met all |
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| August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-35955 VUZIX CORPORATION (Exact name of regis |
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| August 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) August 5, 2025 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File Nu |
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| June 20, 2025 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 17, 2025 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 001-35955 04-3392453 (Commission File Num |
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| June 16, 2025 |
Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 13, 2025 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 001-35955 04-3392453 (Commission File Num |
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| June 16, 2025 |
Exhibit 99.1 June 16, 2025 Vuzix Achieves Waveguide Production and Yield Targets and Receives $5 Million Second Tranche Investment from Quanta Computer ROCHESTER, N.Y., June 16, 2025 /PRNewswire/ - Vuzix® Corporation (NASDAQ: VUZI), ("Vuzix" or the "Company"), a leading supplier of AI-powered smart glasses, advanced waveguides, and augmented reality (AR) technologies, today announced the receipt o |
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| May 14, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 12, 2025 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File Numb |
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| May 14, 2025 |
Vuzix Reports First Quarter 2025 Results Exhibit 99.1 Press Release Vuzix Reports First Quarter 2025 Results ROCHESTER, N.Y., May 12, 2025 - Vuzix® Corporation (NASDAQ: VUZI) (“Vuzix” or the “Company”), a leading supplier of smart glasses, waveguides, and Augmented Reality (AR) technologies, today reported its first quarter results for the three months ended March 31, 2025. “2025 has thus far been marked by important developments for Vuz |
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| May 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-35955 VUZIX CORPORATION (Exact name of regi |
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| May 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Vuzix Corporation (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 04-3392453 (I.R.S. Employer identification No.) 25 Hendrix Road West Henrietta, New York 14586 (Address of principal e |
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| May 2, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 Vuzix Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Amount Registered(1) Proposed Maximum Aggregate Offering Price Per Share(2) Fee Calculation Rule Maximum Aggregate Offering Price Fee Rate Amount of Registration ,53Fee Fees to Be Paid Equity Common Stock 12,641,637 $ 1. |
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| April 28, 2025 |
SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 28, 2025 |
SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 18, 2025 |
SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 17, 2025 |
Vuzix Reports 4Q and Full Year 2024 Financial Results Exhibit 99.1 Press Release Vuzix Reports 4Q and Full Year 2024 Financial Results ROCHESTER, N.Y., March 13, 2025 - Vuzix® Corporation (NASDAQ: VUZI) (“Vuzix” or the “Company”), a leading supplier of AI-driven smart glasses, waveguides and Augmented Reality (AR) technologies, today reported its fourth quarter and full year financial results for the year ended December 31, 2024. “In 2024, the AI and |
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| March 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 13, 2025 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File Nu |
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| March 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-35955 Vuzix Corporation (Exact name of registrant |
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| March 13, 2025 |
Exhibit 19 INSIDER TRADING POLICY Approved by the Board of Directors on November 3, 2022 Insider Trading Policy Purpose U. |
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| March 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 11, 2025 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File Nu |
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| January 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) January 2, 2025 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File N |
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| November 18, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) November 14, 2024 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File |
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| November 18, 2024 |
Vuzix Reports Third Quarter 2024 Results Exhibit 99.1 Press Release Vuzix Reports Third Quarter 2024 Results ROCHESTER, N.Y., November 14, 2024 – Vuzix® Corporation (NASDAQ: VUZI) (“Vuzix” or the “Company”), a leading supplier of Smart Glasses and Augmented Reality (AR) technologies, today reported its financial results for the third quarter ended September 30, 2024, and provided updates on its strategic progress. “During the quarter, Vu |
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| November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-35955 VUZIX CORPORATION (Exact name of |
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| November 7, 2024 |
Vuzix Corporation 7,692,307 Shares of Common Stock Filed pursuant to Rule 424(b)(3) Under the Securities Act of 1933, as amended Registration No. |
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| November 4, 2024 |
Vuzix Corporation 25 Hendrix Road, Suite A West Henrietta, New York 14586 Vuzix Corporation 25 Hendrix Road, Suite A West Henrietta, New York 14586 November 4, 2024 EDGAR Division of Corporation Finance Securities and Exchange Commission 100 F Street, N. |
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| October 29, 2024 |
As filed with the Securities and Exchange Commission on October 29, 2024 As filed with the Securities and Exchange Commission on October 29, 2024 Registration No. |
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| October 29, 2024 |
Calculation of Filing Fee Tables Exhibit 107 Calculation of Filing Fee Tables Form S-1 Vuzix Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Security Class Amount Proposed Maximum Aggregate Offering Price Per Fee Calculation Maximum Aggregate Offering Fee Amount of Registration Type Title Registered(1) Share(2) Rule Price Rate Fee Fees to Be Paid Equity Common Stock issued to Selling Stockholder 7,692,307 $1. |
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| October 29, 2024 |
Amendment No. 1 to Registration Rights Agreement Exhibit 99.1 AMENDMENT NO. 1 TO REGISTRATION RIGHTS AGREEMENT This Amendment No. 1 to Registration Rights Agreement (this “Amendment”) dated this 28th day of October, 2024, by and Vuzix Corporation, a Delaware corporation (the “Company”), and Quanta Computer Inc., a Taiwan corporation (the “Purchaser”). WHEREAS, the Company and Purchaser are party to a registration rights agreement, dated Septembe |
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| October 29, 2024 |
October 29, 2024 Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D. |
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| October 1, 2024 |
As filed with the Securities and Exchange Commission on October 1, 2024 As filed with the Securities and Exchange Commission on October 1, 2024 Registration No. |
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| October 1, 2024 |
Calculation of Filing Fee Tables Exhibit 107 Calculation of Filing Fee Tables Form S-1 Vuzix Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Security Class Amount Proposed Maximum Aggregate Offering Price Per Fee Calculation Maximum Aggregate Offering Fee Amount of Registration Type Title Registered(1) Share(2) Rule Price Rate Fee Fees to Be Paid Equity Common Stock underlying Preferred Stock Issuable to Selling Stockholder 7,692,300 $1. |
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| September 23, 2024 |
VUZI / Vuzix Corporation / Quanta Computer Inc. - FORM SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Vuzix Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 92921W300 (CUSIP Number) September 13, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched |
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| September 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) September 13, 2024 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 001-35955 04-3392453 (Commission Fil |
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| September 3, 2024 |
Certificate of Designation of Series B Preferred Stock Exhibit 3.1 CERTIFICATE OF DESIGNATION, PREFERENCES AND RIGHTS OF SERIES B PREFERRED STOCK OF VUZIX CORPORATION Vuzix Corporation (the “Corporation”), a corporation organized and existing under the laws of Delaware, does hereby certify that, pursuant to authority conferred upon the Board of Directors of the Corporation by the Certificate of Incorporation of the Corporation, it has adopted resoluti |
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| September 3, 2024 |
Exhibit 99.1 Quanta Computer Enters Into a Strategic Investment in Vuzix in Support of Long-Term Waveguide Design and Supply Partnership - Vuzix to receive a $20 million dollar investment in 3 tranches from Quanta Computer, one of the world's largest ODMs - Quanta investment to support the expansion of Vuzix’ leading-edge waveguide production capabilities and joint development of new AR/AI smart g |
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| September 3, 2024 |
Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (the “Agreement”) is made as of September 3, 2024 by and among Vuzix Corporation, a Delaware corporation (the “Company”), and Quanta Computer Inc., a Taiwan corporation (the “Purchaser”). RECITALS WHEREAS, the Company and the Purchaser are parties to a Securities Purchase Agreement, dated as of September 3, 2024 (as amen |
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| September 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) September 3, 2024 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 001-35955 04-3392453 (Commission File |
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| September 3, 2024 |
Exhibit 10.1 Certain identified information has been excluded from the exhibit because it is both (i) not material and (ii) would likely cause competitive harm to the registrant if publicly disclosed. SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of September 3, 2024, is by and among Vuzix Corporation, a Delaware corporation (the “Company”), and Quant |
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| August 15, 2024 |
Vuzix Reports Second Quarter 2024 Results Exhibit 99.1 Vuzix Reports Second Quarter 2024 Results ROCHESTER, N.Y., August 14, 2024 - Vuzix® Corporation (NASDAQ: VUZI) (“Vuzix” or the “Company”), a leading supplier of Smart Glasses and Augmented Reality (AR) technologies and products, today reported its second quarter results for the three months ended June 30, 2024. “In our second quarter of 2024, Vuzix underpinned key end-customer and str |
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| August 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) August 14, 2024 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File N |
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| August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-35955 VUZIX CORPORATION (Exact name of regis |
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| July 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) July 1, 2024 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 001-35955 04-3392453 (Commission File Numb |
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| June 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 13, 2024 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 001-35955 04-3392453 (Commission File Num |
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| May 14, 2024 |
Vuzix Reports First Quarter 2024 Results Exhibit 99.1 Press Release Vuzix Reports First Quarter 2024 Results ROCHESTER, N.Y., May 9, 2024 - Vuzix® Corporation (NASDAQ: VUZI) (“Vuzix” or the “Company”), a leading supplier of Smart Glasses and Augmented Reality (AR) technologies and products, today reported its first quarter results for the three months ended March 31, 2024. “In Q1 2024, Vuzix continued to work toward expanding and deepeni |
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| May 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 9, 2024 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File Numbe |
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| May 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-35955 VUZIX CORPORATION (Exact name of regi |
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| May 2, 2024 |
Vuzix Corporation 25 Hendrix Road, Suite A West Henrietta, New York 14586 Vuzix Corporation 25 Hendrix Road, Suite A West Henrietta, New York 14586 May 2, 2024 EDGAR Division of Corporation Finance Securities and Exchange Commission 100 F Street, N. |
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| April 29, 2024 |
SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 29, 2024 |
SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 19, 2024 |
Vuzix Reports 4Q and Full Year 2023 Results Exhibit 99.1 Press Release Vuzix Reports 4Q and Full Year 2023 Results ROCHESTER, N.Y., April 15, 2024 - Vuzix® Corporation (NASDAQ: VUZI) (“Vuzix” or the “Company”), a leading supplier of Smart Glasses and Augmented Reality (AR) technologies and products, today reported its fourth quarter and full year financial results for the year ended December 31, 2023. “In 2023, Vuzix made important advancem |
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| April 19, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) April 15, 2024 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File Nu |
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| April 15, 2024 |
Exhibit 97 COMPENSATION CLAWBACK POLICY Each executive officer shall repay or forfeit, to the fullest extent permitted by law and as directed by the Board of Directors of the Company (the “Board”), compensation awards received by him or her as provided herein - A. |
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| April 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-35955 Vuzix Corporation ( Exact name of registrant |
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| April 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form N-SAR ¨ Form N-CSR For Period Ended: December 31, 2023 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-Kt ¨ Transition Report on Form 10-Q ¨ Transition Report on Form N-SA |
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| March 8, 2024 |
March 8, 2024 EDGAR Division of Corporation Finance Securities and Exchange Commission 100 F Street, N. |
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| February 23, 2024 |
Vuzix Corporation 25 Hendrix Road, Suite A West Henrietta, New York 14586 February 23, 2024 Vuzix Corporation 25 Hendrix Road, Suite A West Henrietta, New York 14586 February 23, 2024 EDGAR Division of Corporation Finance Securities and Exchange Commission 100 F Street, N. |
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| February 13, 2024 |
VUZI / Vuzix Corporation / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Vuzix Corp Title of Class of Securities: Common Stock CUSIP Number: 92921W300 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d |
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| February 9, 2024 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON FEBRUARY 9, 2024 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON FEBRUARY 9, 2024 REGISTRATION NO. |
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| February 9, 2024 |
Exhibit 107 Calculation of Filing Fee Table S-3 (Form Type) VUZIX CORPORATION (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward Fees to Be Paid Equity Common Shares, $0. |
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| February 9, 2024 |
Open Market Sale AgreementSM between Vuzix Corporation and Jefferies LLC dated February 9, 2024.** Exhibit 1.2 OPEN MARKET SALE AGREEMENTSM February 9, 2024 JEFFERIES LLC 520 Madison Avenue New York, New York 10022 Ladies and Gentlemen: Vuzix Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the “Agent”), shares of the Company’s common stock |
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| January 29, 2024 |
VUZI / Vuzix Corporation / ARK Investment Management LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| November 14, 2023 |
Exhibit 99.1 Press Release Vuzix Reports Third Quarter 2023 Results - Ends quarter with $3.2 million backlog of current OEM projects yet to be completed ROCHESTER, N.Y., November 9, 2023 - Vuzix® Corporation (NASDAQ: VUZI) (“Vuzix” or the “Company”), a leading supplier of Smart Glasses and Augmented Reality (AR) technologies and products, today reported its third quarter results for the three mont |
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| November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) November 9, 2023 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-35955 VUZIX CORPORATION (Exact name of |
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| August 10, 2023 |
Exhibit 99.1 Press Release Vuzix Reports Q2-2023 Operating Results Driven by Record Smart Glasses Sales - Total Q2 2023 revenue rose 56% year-over-year and 12% quarter-over-quarter ROCHESTER, N.Y., August 8, 2023 - Vuzix® Corporation (NASDAQ: VUZI) (“Vuzix” or the “Company”), a leading supplier of Smart Glasses and Augmented Reality (AR) technologies and products, today reported its second quarter |
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| August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) August 8, 2023 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File Nu |
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| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-35955 VUZIX CORPORATION (Exact name of regis |
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| July 10, 2023 |
VUZI / Vuzix Corporation / ARK Investment Management LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| June 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 15, 2023 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 001-35955 04-3392453 (Commission File Num |
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| June 21, 2023 |
Vuzix Corporation 2023 Equity Incentive Plan Exhibit 10.1 VUZIX CORPORATION 2023 EQUITY INCENTIVE PLAN 1. PURPOSE & DEFINITIONS. The purpose of this Plan is to provide incentives to attract, retain and motivate eligible persons whose present and potential contributions are important to the success of the Company, and any Parents, Subsidiaries and Affiliates that exist now or in the future, by offering them an opportunity to participate in th |
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| May 15, 2023 |
Vuzix Reports Record Smart Glasses Sales in Q1 2023 Exhibit 99.1 Press Release Vuzix Reports Record Smart Glasses Sales in Q1 2023 - Revenue up 67% year-over-year and 44% quarter-over-quarter ROCHESTER, N.Y., May 10, 2023 - Vuzix® Corporation (NASDAQ: VUZI) (“Vuzix” or the “Company”), a leading supplier of Smart Glasses and Augmented Reality (AR) technologies and products, today reported its first quarter results for the three months ended March 31 |
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| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 10, 2023 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File Numb |
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| May 11, 2023 |
SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-35955 VUZIX CORPORATION (Exact name of regi |
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| May 9, 2023 |
Vuzix Corporation 2,843,754 Shares of Common Stock Filed pursuant to Rule 424(b)(3) Under the Securities Act of 1933, as amended Registration No. |
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| May 8, 2023 |
As filed with the Securities and Exchange Commission on May 8, 2023 As filed with the Securities and Exchange Commission on May 8, 2023 Registration No. |
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| May 4, 2023 |
Vuzix Corporation 25 Hendrix Road, Suite A West Henrietta, New York 14586 May 4, 2023 Vuzix Corporation 25 Hendrix Road, Suite A West Henrietta, New York 14586 May 4, 2023 EDGAR Division of Corporation Finance Securities and Exchange Commission 100 F Street, N. |
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| May 1, 2023 |
SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 1, 2023 |
SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 6, 2023 |
Calculation of Filing Fee Tables Exhibit 107 CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Amount to be Registered(1) Proposed Maximum Offering Price Per Share Proposed Maximum Aggregate Offering Price Amount of Registration Fee Common stock, par value $0. |
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| March 6, 2023 |
As filed with the Securities and Exchange Commission on March 6, 2023 As filed with the Securities and Exchange Commission on March 6, 2023 Registration No. |
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| March 3, 2023 |
Exhibit 99.1 Press Release Vuzix Reports 4Q and Full Year 2022 Results Q1 confirmed orders and expected shipments to mark one of the strongest quarterly revenues in a decade ROCHESTER, N.Y., March 1, 2023 - Vuzix® Corporation (NASDAQ: VUZI) (“Vuzix” or the “Company”), a leading supplier of Smart Glasses and Augmented Reality (AR) technologies and products, today reported its fourth quarter and ful |
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| March 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 1, 2023 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File Num |
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| March 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-35955 Vuzix Corporation ( Exact name of registrant |
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| March 1, 2023 |
Shareholders Agreement, dated December 16, 2022 Exhibit 10.12 Certain identified information has been excluded from the exhibit because it is both (i) not material and (ii) would likely cause competitive harm to the registrant if publicly disclosed. On December 16th, 2022 Between Jonathan Sachs Jerry Woodall and Vuzix Corporation SHAREHOLDERS’ AGREEMENT relating to ATOMISTIC ARTICLE 1. Definitions and interpretation 4 ARTICLE 2. Purpose of this |
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| March 1, 2023 |
Stock Purchase Agreement, dated December 16 2022 Exhibit 10.11 Certain identified information has been excluded from the exhibit because it is both (i) not material and (ii) would likely cause competitive harm to the registrant if publicly disclosed. STOCK PURCHASE AGREEMENT THIS STOCK PURCHASE AGREEMENT (this “Agreement”) is made as of the Effective Date (as defined below) between and among Vuzix Corporation, a Delaware corporation having its p |
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| March 1, 2023 |
License Agreement, dated December 16, 2022 Exhibit 10.10 Certain identified information has been excluded from the exhibit because it is both (i) not material and (ii) would likely cause competitive harm to the registrant if publicly disclosed. LICENSE AGREEMENT This License Agreement (“Agreement”) is entered into as of the Effective Date (as defined below) by and between Vuzix Corporation, a Delaware corporation having its place of busine |
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| February 10, 2023 |
VUZI / Vuzix Corp / ARK Investment Management LLC - SC 13G/A Passive Investment SC 13G/A 1 tm235555d37sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* Vuzix Corporation (Name of Issuer) Common stock (Title of Class of Securities) 92921W300 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa |
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| February 9, 2023 |
VUZI / Vuzix Corp / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment SC 13G 1 tv02212-vuzixcorp.htm SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Vuzix Corp. Title of Class of Securities: Common Stock CUSIP Number: 92921W300 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Sche |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) November 9, 2022 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File |
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| November 14, 2022 |
Vuzix Reports Double Digit Revenue Growth in Q3 2022 Exhibit 99.1 Press Release Vuzix Reports Double Digit Revenue Growth in Q3 2022 ROCHESTER, N.Y., November 9, 2022 - Vuzix® Corporation (NASDAQ: VUZI) (“Vuzix” or the “Company”), a leading supplier of Smart Glasses and Augmented Reality (AR) technologies and products, today reported its third quarter results for the period ended September 30, 2022. “During the third quarter, we achieved both sequen |
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| November 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-35955 VUZIX CORPORATION (Exact name of |
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| October 25, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-35955 Vuzix Corporation ( Exac |
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| October 12, 2022 |
Vuzix Corp 25 Hendrix Road West Henrietta, New York 14586 (585) 359-5900 Vuzix Corp 25 Hendrix Road West Henrietta, New York 14586 (585) 359-5900 October 12, 2022 Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D. |
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| September 23, 2022 |
Vuzix Corp 25 Hendrix Road West Henrietta, New York 14586 (585) 359-5900 Vuzix Corp 25 Hendrix Road West Henrietta, New York 14586 (585) 359-5900 September 23, 2022 Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D. |
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| August 31, 2022 |
Vuzix Corp 25 Hendrix Road West Henrietta, New York 14586 (585) 359-5900 Vuzix Corp 25 Hendrix Road West Henrietta, New York 14586 (585) 359-5900 August 31, 2022 Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D. |
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| August 10, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) August 9, 2022 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File Nu |
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| August 10, 2022 |
Vuzix Reports Second Quarter 2022 Results Exhibit 99.1 Press Release Vuzix Reports Second Quarter 2022 Results ROCHESTER, N.Y., August 9, 2022 - Vuzix? Corporation (NASDAQ: VUZI) (?Vuzix? or the ?Company?), a leading supplier of Smart Glasses and Augmented Reality (AR) technologies and products, today reported its second quarter results for the period ended June 30, 2022. ?Despite the macro challenges that persisted throughout our second |
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| August 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| June 17, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 15, 2022 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 001-35955 04-3392453 (Commission File Num |
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| May 18, 2022 |
Exhibit 10.1 Certain identified information has been excluded from the exhibit because it is both (i) not material and (ii) would likely cause competitive harm to the registrant if publicly disclosed. LICENSE AGREEMENT This License Agreement (?Agreement?) is entered into as of the Effective Date (as defined below) by and between Vuzix Corporation, a Delaware corporation having its place of busines |
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| May 18, 2022 |
Exhibit 10.3 Certain identified information has been excluded from the exhibit because it is both (i) not material and (ii) would likely cause competitive harm to the registrant if publicly disclosed. On May 12th, 2022 Between Jonathan Sachs Jerry Woodall and Vuzix Corporation SHAREHOLDERS? AGREEMENT relating to ATOMISTIC ARTICLE 1. Definitions and interpretation 4 ARTICLE 2. Purpose of this Agree |
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| May 18, 2022 |
Exhibit 99.1 Press Release Vuzix Enters into Agreements to Deliver the World?s First Fully Integrated Color MicroLED Microdisplay for AR Glasses - Exclusive license of key mLED technology, design of a state-of-the-art backplane, with the ultimate goal of acquiring Atomistic ROCHESTER, NY, May 18, 2022 ? Vuzix? Corporation (NASDAQ: VUZI), ("Vuzix" or, the "Company"), a leading supplier of Smart Gla |
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| May 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 12, 2022 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 001-35955 04-3392453 (Commission File Numb |
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| May 18, 2022 |
Exhibit 10.2 Certain identified information has been excluded from the exhibit because it is both (i) not material and (ii) would likely cause competitive harm to the registrant if publicly disclosed. STOCK PURCHASE AGREEMENT THIS STOCK PURCHASE AGREEMENT (this ?Agreement?) is made as of the Effective Date (as defined below) between and among Vuzix Corporation, a Delaware corporation having its pl |
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| May 13, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 10, 2022 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File Numb |
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| May 13, 2022 |
Vuzix Reports First Quarter 2022 Results Exhibit 99.1 Vuzix Reports First Quarter 2022 Results ROCHESTER, N.Y., May 10, 2022 - Vuzix? Corporation (NASDAQ: VUZI) (?Vuzix? or the ?Company?), a leading supplier of Smart Glasses and Augmented Reality (AR) technologies and products, today reported its first quarter results for the period ended March 31, 2022. ?The first quarter was a challenging one for many of our customers, suppliers and pa |
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| May 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 3, 2022 |
DEFA14A 1 tm2214379d1defa14a.htm DEFA14A SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. [ ]) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the Appropriate Box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as p |
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| April 29, 2022 |
SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 7, 2022 |
Vuzix Reports 4Q and Full Year Results Smart glasses revenue increased 27% year-over-year Press Release Exhibit 99.1 Vuzix Reports 4Q and Full Year Results Smart glasses revenue increased 27% year-over-year ROCHESTER, N.Y., March 1, 2022 - Vuzix? Corporation (NASDAQ: VUZI) (?Vuzix? or the ?Company?), a leading supplier of Smart Glasses and Augmented Reality (AR) technologies and products, today reported its fourth quarter and full year financial results for the year ended December 31, |
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| March 7, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 1, 2022 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File Num |
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| March 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-35955 Vuzix Corporation ( Exact name of registrant |
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| March 2, 2022 |
NT 10-K 1 tm228154d1nt10k.htm NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form N-SAR ¨ Form N-CSR For Period Ended: December 31, 2021 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form |
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| February 10, 2022 |
VUZI / Vuzix Corp / STATE STREET CORP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 EXIT FILING VUZIX CORP (NAME OF ISSUER) COMMON STOCK (TITLE OF CLASS OF SECURITIES) 92921W300 (CUSIP NUMBER) 12/31/2021 (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) CHECK THE APPROPRIATE BOX TO DESIGNATE THE RULE PURSUANT TO WHICH THIS SCHEDULE IS FILED: (X) RUL |
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| February 9, 2022 |
VUZI / Vuzix Corp / ARK Investment Management LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| January 11, 2022 |
Vuzix Appoints Pete Jameson to the Role of Chief Operating Officer Exhibit 99.1 Press Release Vuzix Appoints Pete Jameson to the Role of Chief Operating Officer ROCHESTER, NY, January 11, 2022 ? Vuzix? Corporation (NASDAQ: VUZI), ("Vuzix" or, the "Company"), a leading supplier of Smart Glasses and Augmented Reality (AR) technology and products, is pleased to announce that the Company has appointed business operations, manufacturing, and technology veteran Pete Ja |
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| January 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) January 10, 2022 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File |
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| November 12, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) November 8, 2021 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File |
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| November 12, 2021 |
Vuzix Reports Continued Smart Glasses Growth in Q3-2021 Exhibit 99.1 Press Release Vuzix Reports Continued Smart Glasses Growth in Q3-2021 ROCHESTER, N.Y., November 8, 2021 - Vuzix? Corporation (NASDAQ: VUZI) (?Vuzix? or the ?Company?), a leading supplier of Smart Glasses and Augmented Reality (AR) technologies and products, today reported its third quarter results for the period ended September 30, 2021. ?We continue to see growing demand across our p |
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| November 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| September 10, 2021 |
VUZI / Vuzix Corp / ARK Investment Management LLC - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| August 13, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) August 9, 2021 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File Nu |
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| August 13, 2021 |
Exhibit 99.1 Press Release Vuzix Reports Continued Smart Glasses Growth in 2Q21 Transformative initiatives underway to accelerate growth and profitability in 2H21 and beyond ROCHESTER, N.Y., August 9, 2021 - Vuzix? Corporation (NASDAQ: VUZI) (?Vuzix? or the ?Company?), a leading supplier of Smart Glasses and Augmented Reality (AR) technologies and products, today reported its second quarter result |
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| August 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| June 23, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 17, 2021 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File Num |
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| May 13, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 10, 2021 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File Numb |
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| May 13, 2021 |
Exhibit 99.1 Press Release Vuzix Reports Record Smart Glasses Revenues in 1Q21 Vuzix smart glasses revenues for the quarter increased 177% year-over-year ROCHESTER, N.Y., May 10, 2021 - Vuzix? Corporation (NASDAQ: VUZI) (?Vuzix? or the ?Company?), a leading supplier of Smart Glasses and Augmented Reality (AR) technologies and products, today reported its first quarter results for the period ended |
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| May 10, 2021 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 5, 2021 |
DEFA14A 1 tm2115276d1defa14a.htm DEFA14A SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. [ ]) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the Appropriate Box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as p |
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| April 30, 2021 |
Amended and Restated By-Laws (incorporated by reference to Form 8-K filed April 30, 2021) Exhibit 3.1 AMENDED AND RESTATED BY-LAWS OF VUZIX CORPORATION (a Delaware corporation) Adopted April 28, 2021 Article 1 Name and Offices 1.1 Name. The name of the Corporation is Vuzix Corporation. 1.2 Registered Office and Agent. The Corporation shall establish, designate and continuously maintain a registered office and agent in the State of Delaware, subject to the following provisions: (a) Regi |
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| April 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) ? April 28, 2021 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File |
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| April 29, 2021 |
SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 5, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) April 1, 2021 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File Num |
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| April 5, 2021 |
VUZIX CORPORATION ANNOUNCES CLOSING OF $97.75 MILLION PUBLIC OFFERING OF COMMON STOCK Exhibit 99.1 www.vuzix.com VUZIX CORPORATION ANNOUNCES CLOSING OF $97.75 MILLION PUBLIC OFFERING OF COMMON STOCK West Henrietta, NY, April 1, 2021- Vuzix Corporation (Nasdaq: VUZI, the ?Company?), a leading supplier of Smart-Glasses and Augmented Reality (AR) technologies and products for the consumer and enterprise markets, today announced the closing of the Company?s previously announced underwr |
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| March 29, 2021 |
Filed pursuant to Rule 424(b)(5) Registration No. 333-252673 PROSPECTUS SUPPLEMENT To the Prospectus dated February 21, 2021 4,146,342 Shares Common Stock Vuzix Corporation is offering 4,146,342 shares of our common stock pursuant to this prospectus supplement and the accompanying prospectus. Our common stock is listed on the Nasdaq Capital Market under the symbol “VUZI.” On March 25, 2021, the la |
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| March 26, 2021 |
Underwriting Agreement, dated March 25, 2021, between Vuzix Corporation and BTIG, LLC Exhibit 1.1 4,146,342 SHARES of Common Stock VUZIX CORPORATION UNDERWRITING AGREEMENT March 25, 2021 BTIG, LLC As the Representative of the Several underwriters, if any, named in Schedule I hereto c/o BTIG, LLC 65 East 55th Street New York, New York 10022 Ladies and Gentlemen: The undersigned, Vuzix Corporation, a company incorporated under the laws of Delaware (collectively with its subsidiaries, |
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| March 26, 2021 |
VUZIX CORPORATION ANNOUNCES PRICING OF $85 MILLION PUBLIC OFFERING OF COMMON STOCK Exhibit 99.1 www.vuzix.com VUZIX CORPORATION ANNOUNCES PRICING OF $85 MILLION PUBLIC OFFERING OF COMMON STOCK West Henrietta, NY. March 26, 2021- Vuzix Corporation (Nasdaq: VUZI, the “Company”), a leading supplier of Smart-Glasses and Augmented Reality (AR) technologies and products for the consumer and enterprise markets, today announced the pricing of an underwritten public offering of 4,146,342 |
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| March 26, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 25, 2021 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File Nu |
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| March 25, 2021 |
PRELIMINARY PROSPECTUS SUPPLEMENT (To the Prospectus dated February 21, 2021 424B5 1 tm2110644d1424b5.htm 424B5 Filed pursuant to Rule 424(b)(5) Registration No. 333-252673 The information in this preliminary prospectus supplement, relating to an effective registration statement under the Securities Act of 1933, as amended, is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities an |
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| March 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 17, 2021 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File Nu |
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| March 18, 2021 |
Exhibit 99.1 Press Release Vuzix Reports Record 4Q and Full Year Smart Glasses Revenues Total fourth quarter revenue increases 117% year-over-year ROCHESTER, N.Y., March 15, 2021 - Vuzix® Corporation (NASDAQ: VUZI) (“Vuzix” or the “Company”), a leading supplier of Smart Glasses and Augmented Reality (AR) technologies and products, today reported its fourth quarter and full year financial results f |
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| March 18, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 15, 2021 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File Nu |
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| March 15, 2021 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 1, 2021 |
Vuzix Announces Receipt of Approximately $48.1 Million from Warrant Exercises over the Last 70 Days Exhibit 99.1 Vuzix Announces Receipt of Approximately $48.1 Million from Warrant Exercises over the Last 70 Days ROCHESTER, NY February 25, 2021 – Vuzix® Corporation (NASDAQ: VUZI), ("Vuzix" or, the "Company"), a leading supplier of Smart Glasses and Augmented Reality (AR) technology and products, today provided an update on recent warrant exercises and the resulting impact on its cash position. O |
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| March 1, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) February 25, 2021 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File |
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| February 11, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Vuzix Corporation (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 92921W300 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| February 10, 2021 |
S-8 1 tm215800d1s8.htm S-8 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Vuzix Corporation (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 04-3392453 (I.R.S. Employer identification No.) 25 Hendrix Road West Henrietta, New York 14 |
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| February 8, 2021 |
CORRESP 1 filename1.htm Vuzix Corporation 25 Hendrix Road, Suite A West Henrietta, New York 14586 February 8, 2021 EDGAR Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Vuzix Corporation Registration Statement on Form S-3 File No. 333-252673 Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules and Regulations under the Sec |
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| February 2, 2021 |
S-3 1 tm214710d1s3.htm S-3 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON FEBRUARY 2, 2021 REGISTRATION NO. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organizati |
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| January 29, 2021 |
SC 13D/A Page 1 of 8 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 29, 2021 |
Exhibit 10.1 DIVIDEND SETTLEMENT AGREEMENT This Dividend Settlement Agreement (this “Agreement”) is made effective as of January 28, 2021, by and between Vuzix Corporation, a Delaware corporation with an address of 25 Hendrix Road, West Henrietta, NY, 14856 (“Vuzix”), and Intel Corporation, a Delaware corporation with an address of 2200 Mission College Blvd., Santa Clara, CA 95052 (“Intel”). Vuzix |
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| January 29, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) January 28, 2021 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File |
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| January 22, 2021 |
Financial Statements and Exhibits, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) January 21, 2021 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File |
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| January 22, 2021 |
674,084 Shares of Common Stock 424B5 1 tm213810d2424b5.htm 424B5 Filed pursuant to Rule 424(b)(5) Registration No. 333-231932 PROSPECTUS SUPPLEMENT (To Prospectus dated June 13, 2019) 674,084 Shares of Common Stock This prospectus relates to the issuance by Vuzix Corporation of 674,084 shares of our common stock issuable from time to time upon exercise of previously issued warrants. The warrants were issued on December 14, 2017 |
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| January 20, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) January 15, 2021 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File |
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| January 20, 2021 |
Vuzix Announces Financial Update with Q4 Revenues Ahead of Analyst Expectations Exhibit 99.1 Press Release Vuzix Announces Financial Update with Q4 Revenues Ahead of Analyst Expectations - Company balance sheet strengthened with $28.6 million cash from warrant exercises in the past 30 days - Unaudited Q4 2020 revenue increased more than 100% from Q4 2019 ROCHESTER, NY, January 15, 2021 – Vuzix® Corporation (NASDAQ: VUZI), ("Vuzix" or, the "Company"), a leading supplier of Sma |
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| December 22, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 VUZIX CORPORATION (Name of Issuer) COMMON STOCK, PAR VALUE $0.001 PER SHARE (Title of Class of Securities) 92921W300 (CUSIP Number) DECEMBER 17, 2020 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to which t |
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| November 16, 2020 |
Exhibit 99.1 Press Release Vuzix Reports Record Smart Glasses Revenues and Provides Business Outlook Vuzix smart glasses revenues for the third quarter increased 156% year-over-year ROCHESTER, N.Y., November 9, 2020 - Vuzix® Corporation (NASDAQ: VUZI) (“Vuzix” or the “Company”), a leading supplier of Smart Glasses and Augmented Reality (AR) technologies and products, today reported its third quart |
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| November 16, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) November 9, 2020 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File |
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| November 9, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-35955 VUZIX CORPORATION (Exact name of |
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| September 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) September 9, 2020 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File |
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| September 9, 2020 |
3,647,059 Shares of Common Stock Warrants to Purchase 3,647,059 Shares of Common Stock Filed pursuant to Rule 424(b)(5) Registration No. 333-231932 PROSPECTUS SUPPLEMENT (To Prospectus dated June 13, 2019) 3,647,059 Shares of Common Stock Warrants to Purchase 3,647,059 Shares of Common Stock Vuzix Corporation is offering 3,647,059 shares of our common stock and warrants to purchase up to an aggregate of 3,647,059 shares of our common stock. The warrants have an exercise price of $5. |
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| September 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) September 4, 2020 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File |
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| September 9, 2020 |
Form of Securities Purchase Agreement Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of September 4, 2020, between Vuzix Corporation, a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditions se |
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| September 9, 2020 |
Exhibit 10.3 September 4, 2020 Vuzix Corporation Mr. Grant Russell 25 Hendrix Road, Suite A West Henrietta, NY 14586 Dear Grant: This letter will confirm the understanding and agreement (the “Agreement”) between Bradley Woods & Co. Ltd. (“Broker”) and Vuzix Corporation (the “Company”) as follows: 1. Engagement: The Company hereby engages Broker as its agent in the placement of one or more classes |
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| September 9, 2020 |
Exhibit 10.2 COMMON STOCK PURCHASE WARRANT VUZIX CORPORATION Warrant Shares: Issue Date: September , 2020 Initial Exercise Date: THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after (the “Initial Exe |
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| September 9, 2020 |
Exhibit 99.1 Press Release Vuzix Announces $15.5 Million Registered Direct Offering Financing priced above at-the-market under Nasdaq rules ROCHESTER, N.Y., September 4, 2020 /PRNewswire/ - Vuzix® Corporation (NASDAQ: VUZI), ("Vuzix" or, the "Company"), a leading supplier of Smart Glasses and Augmented Reality (AR) technology and products, today announced that it has entered into agreements with l |
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| August 10, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-35955 VUZIX CORPORATION (Exact name of regis |
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| June 24, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 19, 2020 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File Num |
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| June 24, 2020 |
Exhibit 3.1 AMENDED AND RESTATED BY-LAWS OF VUZIX CORPORATION (a Delaware corporation) Adopted June 19, 2020 Article 1 Name and Offices 1.1 Name. The name of the Corporation is Vuzix Corporation. 1.2 Registered Office and Agent. The Corporation shall establish, designate and continuously maintain a registered office and agent in the State of Delaware, subject to the following provisions: (a) Regis |
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| May 15, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 11, 2020 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File Numb |
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| May 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 13, 2020 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File Numb |
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| May 15, 2020 |
Vuzix Reports First Quarter 2020 Results and Business Outlook Exhibit 99.1 Press Release Vuzix Reports First Quarter 2020 Results and Business Outlook ROCHESTER, N.Y., May 11, 2020 - Vuzix® Corporation (NASDAQ: VUZI) (“Vuzix” or, the “Company”), a leading supplier of Smart Glasses and Augmented Reality (AR) technologies and products, today reported its first quarter results for the period ended March 31, 2020. “In our first quarter of 2020, we received initi |
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| May 15, 2020 |
Vuzix Announces Closing of $11,250,000 Offering Exhibit 99.2 Press Release Vuzix Announces Closing of $11,250,000 Offering ROCHESTER, NY, May 13, 2020 – Vuzix® Corporation (NASDAQ: VUZI), ("Vuzix" or, the "Company"), a leading supplier of Smart Glasses and Augmented Reality (AR) technology and products, today announced that it closed the previously announced $11,250,000 million registered direct offering of common stock on May 13, 2020. The com |
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| May 12, 2020 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of May 11, 2020, between Vuzix Corporation, a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditions set for |
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| May 12, 2020 |
5,000,000 Shares of Common Stock Filed pursuant to Rule 424(b)(5) Registration No. 333-231932 PROSPECTUS SUPPLEMENT (To Prospectus dated June 13, 2019) 5,000,000 Shares of Common Stock Vuzix Corporation is offering 5,000,000 shares of our common stock. Our common stock is listed on the Nasdaq Capital Market under the symbol “VUZI.” On May 8, 2020, the last reported sale price of our common stock on the Nasdaq Capital Market was $ |
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| May 12, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 11, 2020 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File Numb |
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| May 12, 2020 |
Exhibit 10.2 May 11, 2020 Vuzix Corporation Mr. Grant Russell 25 Hendrix Road, Suite A West Henrietta, NY 14586 Dear Grant: This letter will confirm the understanding and agreement (the “Agreement”) between Bradley Woods & Co. Ltd. (“Broker”) and Vuzix Corporation (the “Company”) as follows: 1. Engagement: The Company hereby engages Broker as its agent in the placement of one or more classes or se |
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| May 12, 2020 |
Vuzix Announces $11,250,000 Million Registered Direct Offering Exhibit 99.1 Press Release Vuzix Announces $11,250,000 Million Registered Direct Offering ROCHESTER, NY, MAY 11, 2020 – Vuzix® Corporation (NASDAQ: VUZI), ("Vuzix" or, the "Company"), a leading supplier of Smart Glasses and Augmented Reality (AR) technology and products, today announced the entry into agreements with long standing institutional investors relating to the sale of 5,000,000 shares of |
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| May 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2020 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-35955 VUZIX CORPORATION (Exact name of registrant as specifie |
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| May 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 4, 2020 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 001-35955 04-3392453 (Commission File Numbe |
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| April 29, 2020 |
SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 29, 2020 |
SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 22, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) April 21, 2020 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 001-35955 04-3392453 (Commission File Nu |
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| April 22, 2020 |
Exhibit 10.1 [048287-000423/4346507/1] U.S. Small Business Administration NOTE SBA Loan # SBA Loan Name Payment Protection Plan Loan Date Loan Amount Interest Rate one percent (1.00%) Borrower Operating Company Not Applicable Lender Genesee Regional Bank 1. PROMISE TO PAY: In return for the Loan, Borrower promises to pay to the order of Lender the amount of Dollars, interest on the unpaid principa |
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| March 20, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 16, 2020 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File Nu |
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| March 20, 2020 |
Vuzix Reports Fourth Quarter and Full Year 2019 Results Exhibit 99.1 Press Release Vuzix Reports Fourth Quarter and Full Year 2019 Results ROCHESTER, N.Y., March 16, 2020 - Vuzix® Corporation (NASDAQ: VUZI) (“Vuzix” or the “Company”), a leading supplier of Smart Glasses and Augmented Reality (AR) technologies and products, today reported its fourth quarter and full year financial results for the period ended December 31, 2019. “Despite the quarterly sw |
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| March 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-35955 Vuzix Corporation ( Exact name of registrant as specified in i |
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| March 16, 2020 |
Description of the Registrant’s Securities Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Vuzix Corporation (the “Company”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended, which is the Company’s common stock, $0.001 par value per share. Description of Common Stock The authorized capital stock of the C |
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| February 10, 2020 |
VUZI / Vuzix Corp / CVI Investments, Inc. - SC 13G/A Passive Investment CUSIP No: 92921W300 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2. (Amendment No. 1)* Vuzix Corporation (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 92921W300 (CUSIP Number) De |
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| February 7, 2020 |
VUZI / Vuzix Corp / Hudson Bay Capital Management LP - VUZI 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Vuzix Corporation (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 92921W300 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic |
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| January 16, 2020 |
VUZI / Vuzix Corp / HIRSCHMAN ORIN - AMENDMENT TO FORM SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Amendment No.5 Under the Securities Exchange Act of 1934 Vuzix Corporation (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 92921W300 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic |
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| November 13, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) November 7, 2019 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File |
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| November 13, 2019 |
Vuzix Reports Third Quarter 2019 Results Exhibit 99.1 Press Release Vuzix Reports Third Quarter 2019 Results ROCHESTER, N.Y., November 7, 2019 - Vuzix® Corporation (NASDAQ: VUZI) (“Vuzix” or, the “Company”), a leading supplier of Smart Glasses and Augmented Reality (AR) technologies and products, today reported its third quarter results for the period ended September 30, 2019. Third Quarter 2019 Highlights · Received regulatory approval |
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| November 7, 2019 |
VUZI / Vuzix Corp 10-Q - Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-35955 VUZIX CORPORATION (Exact name of registrant as spec |
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| August 13, 2019 |
Vuzix Reports Second Quarter 2019 Results Exhibit 99.1 Press Release Vuzix Reports Second Quarter 2019 Results ROCHESTER, N.Y., August 9, 2019 - Vuzix® Corporation (NASDAQ: VUZI) (“Vuzix” or, the “Company”), a leading supplier of Smart Glasses and Augmented Reality (AR) technologies and products, today reported its second quarter results for the period ended June 30, 2019. Second Quarter 2019 Highlights · Announced a Joint Development Agr |
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| August 13, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) August 9, 2019 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File Nu |
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| August 9, 2019 |
VUZI / Vuzix Corp 10-Q - Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-35955 VUZIX CORPORATION (Exact name of registrant as specified |
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| July 10, 2019 |
VUZI / Vuzix Corp / CVI Investments, Inc. - SC 13G Passive Investment CUSIP No: 92921W300 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2. (Amendment No. )* Vuzix Corporation (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 92921W300 (CUSIP Number) Jul |
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| July 5, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) July 2, 2019 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 001-35955 04-3392453 (Commission File Numb |
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| July 1, 2019 |
5,479,454 Shares of Common Stock Warrants to Purchase 5,479,454 Shares of Common Stock Filed pursuant to Rule 424(b)(5) Registration No. 333-231932 PROSPECTUS SUPPLEMENT (To Prospectus dated June 13, 2019) 5,479,454 Shares of Common Stock Warrants to Purchase 5,479,454 Shares of Common Stock Vuzix Corporation is offering 5,479,454 shares of our common stock and warrants to purchase up to an aggregate of 5,479,454 shares of our common stock. The warrants have an exercise price of $4. |
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| July 1, 2019 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) July 1, 2019 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 001-35955 04-3392453 (Commission File Numb |
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| July 1, 2019 |
EX-10.2 4 tv524633ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 COMMON STOCK PURCHASE WARRANT VUZIX CORPORATION Warrant Shares: Issue Date: July [ ], 2019 Initial Exercise Date: January [ ], 2020 THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions herein |
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| July 1, 2019 |
Form of Securities Purchase Agreement Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of July 1, 2019, between Vuzix Corporation, a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditions set for |
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| July 1, 2019 |
Exhibit 10.3 July 1, 2019 Vuzix Corporation 25 Hendrix Road, Suite A West Henrietta, NY 14586 Ladies and Gentlemen: This letter will confirm the understanding and agreement (the “Agreement”) between Bradley Woods & Co., Ltd. (“Broker”) and Vuzix Corporation (the “Company”) as follows: 1. Engagement: The Company hereby engages Broker as its agent in the private placement of one or more classes or s |
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| July 1, 2019 |
Vuzix Announces $20 Million Registered Direct Offering Exhibit 99.1 Vuzix Announces $20 Million Registered Direct Offering ROCHESTER, NY, July 1, 2019 – Vuzix® Corporation (NASDAQ: VUZI), ("Vuzix" or, the "Company"), a leading supplier of Smart Glasses and Augmented Reality (AR) technology and products, today announced the entry into agreements with two large institutional investors relating to the sale of 5,479,454 shares of its common stock at an of |
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| June 18, 2019 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) – June 13, 2019 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File N |
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| June 11, 2019 |
Vuzix Corporation 25 Hendrix Road, Suite A West Henrietta, New York 14586 June 11, 2019 EDGAR Division of Corporation Finance Securities and Exchange Commission 100 F Street, N. |
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| June 4, 2019 |
VUZI / Vuzix Corp S-3 - - FORM S-3 S-3 1 tv522891s3.htm FORM S-3 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JUNE 3, 2019 REGISTRATION NO. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organizatio |
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| June 4, 2019 |
Exhibit 4.5 AMENDED AND RESTATED BY-LAWS OF VUZIX CORPORATION (a Delaware corporation) Article 1 Name and Offices 1.1 Name. The name of the Corporation is Vuzix Corporation. 1.2 Registered Office and Agent. The Corporation shall establish, designate and continuously maintain a registered office and agent in the State of Delaware, subject to the following provisions: (a) Registered Office. The Corp |
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| May 17, 2019 |
Exhibit 99.2 May 2019 NASDAQ: VUZI Company Description Key Investment Highlights Vuzix supplies leading edge augmented reality solutions to broad market verticals » Vuzix is an industry leader in terms of customer count, technology expertise and product breadth » The augmented reality (AR) wearables market is projected to soar to 25M+ units/year by 2022 » 1000+ enterprise customer trials to date w |
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| May 17, 2019 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 9, 2019 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File Numbe |
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| May 17, 2019 |
25 Hendrix Road, Suite A, West Henrietta, NY 14586 Exhibit 99.1 May 2019 Dear Vuzix Stockholders: We continue make good progress in growing our business and expanding its foundation. Many positive developments have occurred over the last year and I would like to highlight just a few of them: · Over the last two years, our revenue has almost quadrupled, rising from $2.1 million in 2016 to $8.1 million in 2018 as sales of enterprise AR smart glasses |
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| May 15, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 tv5216978k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 9, 2019 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04- |
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| May 15, 2019 |
Vuzix Reports First Quarter 2019 Results Exhibit 99.1 Press Release Vuzix Reports First Quarter 2019 Results ROCHESTER, N.Y., May 9, 2019 - Vuzix® Corporation (NASDAQ: VUZI) (“Vuzix” or, the “Company”), a leading supplier of Smart Glasses and Augmented Reality (AR) technologies and products, today reported its first quarter results for the period ended March 31, 2019. First Quarter 2019 Highlights · Entered into a 3-year master reseller |
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| May 9, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-35955 VUZIX CORPORATION (Exact name of registrant as specifie |
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| April 24, 2019 |
SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 20, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 tv5168038k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 15, 2019 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 |
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| March 20, 2019 |
Vuzix Reports FY 2018 Revenue Increase of 46% over 2017 Exhibit 99.1 Press Release Vuzix Reports FY 2018 Revenue Increase of 46% over 2017 ROCHESTER, N.Y., March 15, 2019 - Vuzix® Corporation (NASDAQ: VUZI) (“Vuzix” or, the “Company”), a leading supplier of Smart Glasses and Augmented Reality (AR) technologies and products, today reported its fourth quarter and full year financial results for the period ended December 31, 2018. 4Q2018 Highlights and De |
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| March 15, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-35955 Vuzix Corporation ( Exact name of registrant as specified in i |
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| March 13, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 7, 2019 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 001-35955 04-3392453 (Commission File Num |
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| February 26, 2019 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) February 22, 2019 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File |
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| February 26, 2019 |
Exhibit 99.2 February 2019 NASDAQ: VUZI Company Description Key Investment Highlights Vuzix supplies leading edge AR solutions… …to a market poised to sharply accelerate… » Vuzix is an industry leader in terms of customer count, technology expertise and product breadth » The augmented reality (AR) wearables market is projected to soar to 25M+ units/year by 2022 » 1000+ enterprise customer trials t |
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| February 26, 2019 |
25 Hendrix Road, Suite A, West Henrietta, NY 14586 Exhibit 99.1 February 2019 Dear Vuzix Shareholders: 2018 was a year of solid growth for Vuzix, as we built upon the foundation of our proprietary technology and realized continued market penetration and partner development. There is little doubt that the uptake of augmented reality (AR) solutions and smart glasses in the marketplace is rapidly approaching, although it has not yet met the pace that |
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| February 15, 2019 |
VUZI / Vuzix Corp / HIRSCHMAN ORIN - AMENDED SC 13G Passive Investment SC 13G/A 1 vuzix-sc13ga123118.htm AMENDED SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Amendment No.4 Under the Securities Exchange Act of 1934 Vuzix Corporation (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 92921W300 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appro |
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| December 31, 2018 |
VUZI / Vuzix Corp / Travers Paul J - SC 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No.) Vuzix Corporation (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 92921W300 (CUSIP Number) Paul Travers Vuzix Corporation 25 Hendrix Road, Suite |
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| November 15, 2018 |
Exhibit 99.1 Press Release Vuzix Announces its Third Quarter 2018 Financial Results and Delivers Year-Over-Year Revenue and Operating Performance Improvements ROCHESTER, N.Y., November 8, 2018 - Vuzix® Corporation (NASDAQ: VUZI), ("Vuzix" or, the "Company"), a leading supplier of Smart Glasses and Augmented Reality (AR) technologies and products, today reported its third quarter financial results |
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| November 15, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) November 8, 2018 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File |
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| November 8, 2018 |
VUZI / Vuzix Corp 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-35955 VUZIX CORPORATION (Exact name of registrant as spec |
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| October 10, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) October 4, 2018 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 001-35955 04-3392453 (Commission File N |
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| October 10, 2018 |
Amendment No. 1 to agreements with TDG Acquisition Company, LLC Exhibit 10.1 CONFIDENTIAL TREATMENT HAS BEEN REQUESTED FOR PORTIONS OF THIS AGREEMENT. THE COPY FILED HEREWITH OMITS THE INFORMATION SUBJECT TO THE CONFIDENTIALITY REQUEST. A COMPLETE VERSION OF THIS AGREEMENT HAS BEEN FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION. AMENDMENT NO. 1 TO AGREEMENTS This Amendment No. 1 to Agreements (“Amendment No. 1”), dated as of October 4, 2018 (the |
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| October 10, 2018 |
Exhibit 99.1 Press Release Vuzix Amends Non-Compete Agreement Enabling it to Sell Products to First Responders, Security Organizations and Third-Party Defense Suppliers and to Military Organizations ROCHESTER, NY, October 10, 2018 – Vuzix® Corporation (NASDAQ: VUZI), ("Vuzix" or, the "Company"), a leading supplier of Smart Glasses and Augmented Reality (AR) products and technologies, is pleased to |
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| August 15, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) August 9, 2018 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 04-3392453 (Commission File Nu |
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| August 15, 2018 |
Exhibit 99.1 Press Release Vuzix Delivers Strong Revenue and Gross Profit Growth in Second Quarter 2018 Sales of M300 Smart Glasses more than triple as pilots convert and repeat customers place larger orders ROCHESTER, N.Y., August 9, 2018 - Vuzix® Corporation (NASDAQ: VUZI), a leading supplier of Smart Glasses, Augmented Reality (AR) technologies and products for the consumer and enterprise marke |
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| August 9, 2018 |
VUZI / Vuzix Corp 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-35955 VUZIX CORPORATION (Exact name of registrant as specified |
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| July 5, 2018 |
Vuzix Issues Letter to Shareholders Company highlights 2018 business developments and outlook Exhibit 99.3 Vuzix Issues Letter to Shareholders Company highlights 2018 business developments and outlook ROCHESTER, NY, July 05, 2018 – Vuzix® Corporation (NASDAQ: VUZI), ("Vuzix" or, the "Company"), a leading supplier of Smart Glasses and Augmented Reality (AR) technologies and products for the consumer and enterprise markets, is pleased to announce that the Company has issued a letter to share |
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| July 5, 2018 |
Exhibit 99.1 |
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| July 5, 2018 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) July 3, 2018 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 001-35955 04-3392453 (Commission File Numb |
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| July 5, 2018 |
Exhibit 99.2 |
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| June 15, 2018 |
Submission of Matters to a Vote of Security Holders 8-K 1 tv4965168k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) – June 13, 2018 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35955 |
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| June 13, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 11, 2018 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 001-35955 04-3392453 (Commission File Num |
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| May 10, 2018 |
VUZI / Vuzix Corp 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-35955 VUZIX CORPORATION (Exact name of registrant as specifie |
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| April 27, 2018 |
SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 21, 2018 |
VUZI / Vuzix Corp / HIRSCHMAN ORIN - AMENDMENT TO FORM SC 13G Passive Investment SC 13G/A 1 vuzi-sc13ga032118.htm AMENDMENT TO FORM SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Amendment No. 3 Under the Securities Exchange Act of 1934 Vuzix Corporation (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 92921W300 (CUSIP Number) March 21, 2018 (Date of Event Which Requires Filing of this Statement) Check th |
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| March 16, 2018 |
VUZI / Vuzix Corp FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-35955 Vuzix Corporation ( Exact name of registrant as specified in i |
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| March 13, 2018 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 12, 2018 VUZIX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 001-35955 04-3392453 (Commission File Nu |
