WHG SEC फाइलिंग - Westwood Holdings Group, Inc.- वार्षिक रिपोर्ट, प्रॉक्सी स्टेटमेंट, प्रॉस्पेक्टस

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CIK

1165002

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Westwood Holdings Group, Inc.

SEC Filings (Chronological Order)

यह पृष्ठ SEC फाइलिंग की एक पूरी, कालानुक्रमिक सूची प्रदान करता है, ओनरशिप फाइलिंग को छोड़कर, जो हम अन्यत्र प्रदान करते हैं।

August 8, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ____________________________________________________________________________________________________ ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securitie UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2025 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 1-31234 WESTWOOD HOLDINGS GROU
August 8, 2025	EX-10.1	Eighteenth Modification of Office Lease between Westwood Management Corp. and Crescent TC Investors LP, dated as of June 24, 2025 a18thamendmentwestwoodx The Crescent®/Westwood Management Corp. -1- EIGHTEENTH MODIFICATION OF OFFICE LEASE THIS EIGHTEENTH MODIFICATION OF OFFICE LEASE (this “Eighteenth Modification”) is entered into as of the day of , 2025 (the “Effective Date”), by and between GPIF TC OWNER LLC, a Delaware limited liability company (“Landlord”), and WESTWOOD MANAGEMENT CORP., a New York corporation (“Tenant”).
August 8, 2025	EX-99.1	Westwood Holdings Group, Inc. Reports Second Quarter 2025 Results Assets Under Management totaled $18.3 billion, up from $16.8 billion last year WHG joined the Russell 2000 Index in our 24th Year as a Public Company Enhanced Midstream Energy ETF (MDS Westwood Holdings Group, Inc. Reports Second Quarter 2025 Results Assets Under Management totaled $18.3 billion, up from $16.8 billion last year WHG joined the Russell 2000 Index in our 24th Year as a Public Company Enhanced Midstream Energy ETF (MDST) surpassed $100 million with a 10.2% p.a. Distribution Rate WEBs Investments, in Partnership with WHG, Expands Defined Volatility℠ ETF Suite with La
August 8, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2025 WESTWOOD HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2025 WESTWOOD HOLDINGS GROUP, INC. (Exact name of registrant as specified in charter) Delaware 001-31234 75-2969997 (State or other jurisdiction (Commission File Number) (IR
June 3, 2025	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2025 WESTWOOD HOLDINGS GROUP, INC. (Exact name of registrant as specified in charter) Delaware 001-31234 75-2969997 (State or other jurisdiction (Commission File Number) (IRS
June 3, 2025	EX-99.1	Westwood Holdings Group, Inc. Names Jan Ryan to Board of Directors Westwood Holdings Group, Inc. Names Jan Ryan to Board of Directors DALLAS (June 3, 2025) – Westwood Holdings Group (NYSE: WHG), a boutique asset management, trust and wealth services firm, today announced the appointment of Jan Ryan to its Board of Directors. Based in Austin, Texas, Ms. Ryan brings over three decades of leadership experience, spanning technology, venture capital, revenue strategy
May 5, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2025 WESTWOOD HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2025 WESTWOOD HOLDINGS GROUP, INC. (Exact name of registrant as specified in charter) Delaware 001-31234 75-2969997 (State or other jurisdiction (Commission File Number) (IR
April 30, 2025	EX-99.1	Westwood Holdings Group, Inc. Reports First Quarter 2025 Results Exceptional sales performance drives positive flows in Institutional and Intermediary channels Strategic ETF platform expansion continues with launch of LBRTY Global Equity ETF (NYSE:BF Westwood Holdings Group, Inc. Reports First Quarter 2025 Results Exceptional sales performance drives positive flows in Institutional and Intermediary channels Strategic ETF platform expansion continues with launch of LBRTY Global Equity ETF (NYSE:BFRE) One-year anniversary of Westwood Salient Enhanced Midstream Income (MDST) with an annualized distribution rate of 10.5% Dallas, TX, April 30, 2025
April 30, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ____________________________________________________________________________________________________ ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securitie UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2025 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 1-31234 WESTWOOD HOLDINGS GRO
April 30, 2025	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2025 WESTWOOD HOLDINGS GROUP, INC. (Exact name of registrant as specified in charter) Delaware 001-31234 75-2969997 (State or other jurisdiction (Commission File Number) (IR
March 12, 2025	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive
March 6, 2025	EX-99.1	Westwood Holdings Group, Inc. Names Hale Hoak and Katherine Murray to Board of Directors Westwood Holdings Group, Inc. Names Hale Hoak and Katherine Murray to Board of Directors DALLAS (March 6, 2025) – Westwood Holdings Group (NYSE: WHG), a boutique asset management, trust and wealth services firm, announced today the appointments of J. Hale Hoak (Hale), who is based in Dallas and Katherine Murray, who is based in Houston, to its Board of Directors. Hoak and Murray’s extensive expert
March 6, 2025	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2025 WESTWOOD HOLDINGS GROUP, INC. (Exact name of registrant as specified in charter) Delaware 001-31234 75-2969997 (State or other jurisdiction (Commission File Number) (IRS
March 5, 2025	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-31234 WESTWOOD HOLDINGS
March 5, 2025	EX-19	Westwood Holdings Group, Inc. Amended and Restated Insider Trading Policy 1 Investing Where It Counts WESTWOOD HOLDINGS GROUP, INC. AMENDED AND RESTATED INSIDER TRADING POLICY I. INTRODUCTION "Insider trading" refers generally to buying or selling a security, in breach of a fiduciary duty or other relationship of trust and confidence, while in possession of material nonpublic information about the security. Insider trading violations may also include "tipping" such info
February 18, 2025	EX-FILING FEES	Filing fee table Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) WESTWOOD HOLDINGS GROUP, INC.
February 18, 2025	S-8	As filed with the Securities and Exchange Commission on February 18, 2025 As filed with the Securities and Exchange Commission on February 18, 2025 Registration No.
February 12, 2025	EX-99.1	Westwood Holdings Group Reports Fourth Quarter and Full Year 2024 Results ETF platform strongly outperforms AUM and volume targets for MDST Westwood Engineered Beta partnership launches first two innovative ETFs Westwood's Board authorized an additio Westwood Holdings Group Reports Fourth Quarter and Full Year 2024 Results ETF platform strongly outperforms AUM and volume targets for MDST Westwood Engineered Beta partnership launches first two innovative ETFs Westwood's Board authorized an additional $5.
February 12, 2025	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2025 WESTWOOD HOLDINGS GROUP, INC. (Exact name of registrant as specified in charter) Delaware 001-31234 75-2969997 (State or other jurisdiction (Commission File Number)
December 5, 2024	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 2, 2024 WESTWOOD HOLDINGS GROUP, INC. (Exact name of registrant as specified in charter) Delaware 001-31234 75-2969997 (State or other jurisdiction (Commission File Number) (
December 5, 2024	EX-3.1	to the Amended and Restated Certificat Delaware The First State Page 1 3465986 8100 Authentication: 205012126 SR# 20244360488 Date: 12-03-24 You may verify this certificate online at corp.
November 14, 2024	SC 13G	BLBD / Blue Bird Corporation / WESTWOOD HOLDINGS GROUP INC - SC 13G Passive Investment SC 13G 1 bluebirdcorporation13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) Blue Bird Corporation (Name of Issuer) Common stock (Title of Class of Securities) 095306106 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to d
November 14, 2024	SC 13G	WHG / Westwood Holdings Group, Inc. / CASEY BRIAN O - SC 13G Passive Investment SC 13G 1 boc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) Westwood Holdings Group, Inc. (Name of Issuer) Common stock (Title of Class of Securities) 961765104 (CUSIP Number) February 23, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate
November 14, 2024	SC 13G	VTLE / Vital Energy, Inc. / WESTWOOD HOLDINGS GROUP INC - SC 13G Passive Investment SC 13G 1 vitalenergy13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) Vital Energy, Inc. (Name of Issuer) Common stock (Title of Class of Securities) 516806205 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate th
November 7, 2024	SC 13D/A	WHG / Westwood Holdings Group, Inc. / Hoak Public Equities, LP - AMENDMENT TO THE SCHEDULE 13D Activist Investment SC 13D/A 1 hoak-sc13da110724.htm AMENDMENT TO THE SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No. 2) Westwood Holdings Group, Inc. (Name of Issuer) Common Stock, par value $0.01 p
November 7, 2024	EX-99.1	JOINT FILING AGREEMENT EX-99.1 2 ex99-1.htm JOINT FILING AGREEMENT Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D dated November 7, 2024 (including amendments thereto) with respect to the Common Stock of Westwood Holdings Group, In
October 30, 2024	EX-99.1	Westwood Holdings Group, Inc. Reports Third Quarter 2024 Results Firmwide Assets Under Management of $17.7 Billion (Highest Level in 6 years) Continued Innovation with WEBs Partnership to Expand ETF Platform Westwood Holdings Group, Inc. Reports Third Quarter 2024 Results Firmwide Assets Under Management of $17.7 Billion (Highest Level in 6 years) Continued Innovation with WEBs Partnership to Expand ETF Platform Dallas, TX, October 30, 2024 – Westwood Holdings Group, Inc. (NYSE: WHG) today reported third quarter 2024 earnings. Significant items included: ▪Investment strategies beating their primary be
October 30, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ____________________________________________________________________________________________________ ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securitie UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2024 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 1-31234 WESTWOOD HOLDINGS
October 30, 2024	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2024 WESTWOOD HOLDINGS GROUP, INC. (Exact name of registrant as specified in charter) Delaware 001-31234 75-2969997 (State or other jurisdiction (Commission File Number) (
October 15, 2024	SC 13G/A	WHG / Westwood Holdings Group, Inc. / DEPRINCE RACE & ZOLLO INC - AMENDMENT NO. 3 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Westwood Holdings Group, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 961765104 (CUSIP Number) October 2, 2024 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which
October 8, 2024	EX-10.1	by and between Leah Bennett and Westwood Holdings Group, Inc. October 7, 2024 Leah Bennett 6402 Haskell St Houston, TX 77007 Re: Resignation and Transition Agreement Dear Leah: As we have discussed, you have decided to resign from Westwood Holdings Group, Inc.
October 8, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 8, 2024 WESTWOOD HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 8, 2024 WESTWOOD HOLDINGS GROUP, INC. (Exact name of registrant as specified in charter) Delaware 001-31234 75-2969997 (State or other jurisdiction (Commission File Number) (I
July 31, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ____________________________________________________________________________________________________ ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securitie UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2024 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 1-31234 WESTWOOD HOLDINGS GROU
July 31, 2024	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2024 WESTWOOD HOLDINGS GROUP, INC. (Exact name of registrant as specified in charter) Delaware 001-31234 75-2969997 (State or other jurisdiction (Commission File Number) (IRS
July 31, 2024	EX-99.1	Westwood Holdings Group, Inc. Reports Second Quarter 2024 Results Founding Investor in the Texas Stock Exchange Successful Launch of two Exchange-Traded Funds Strong Pipeline of Unfunded and Prospective New Clients Westwood Holdings Group, Inc. Reports Second Quarter 2024 Results Founding Investor in the Texas Stock Exchange Successful Launch of two Exchange-Traded Funds Strong Pipeline of Unfunded and Prospective New Clients Dallas, TX, July 31, 2024 – Westwood Holdings Group, Inc. (NYSE: WHG) today reported second quarter 2024 earnings. Significant items included: ▪Investment strategies beating their prima
May 13, 2024	SC 13D/A	WHG / Westwood Holdings Group, Inc. / Hoak Public Equities, LP - AMENDMENT TO FORM SC 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No.
May 13, 2024	EX-99.1	JOINT FILING AGREEMENT EX-99.1 2 ex99-1.htm JOINT FILING AGREEMENT Hoak Public Equities, L.P. SC 13D/A Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D dated May 13, 2024 (including amendments thereto) with respect to the Common Stoc
May 6, 2024	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2023 WESTWOOD HOLDINGS GROUP, INC. (Exact name of registrant as specified in charter) Delaware 001-31234 75-2969997 (State or other jurisdiction (Commission File Number) (IR
May 1, 2024	EX-99.1	Westwood Holdings Group, Inc. Reports First Quarter 2024 Results Strong Performance across Westwood's suite of products Successful Launch of MDST on the NYSE (April, 2024) Successful Launch of WEEI on NASDAQ (May, 2024) Westwood Holdings Group, Inc. Reports First Quarter 2024 Results Strong Performance across Westwood's suite of products Successful Launch of MDST on the NYSE (April, 2024) Successful Launch of WEEI on NASDAQ (May, 2024) Dallas, TX, May 1, 2024 – Westwood Holdings Group, Inc. (NYSE: WHG) today reported first quarter 2024 earnings. Significant items included: ▪SMidCap, SmallCap Value, MidCap Value,
May 1, 2024	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2024 WESTWOOD HOLDINGS GROUP, INC. (Exact name of registrant as specified in charter) Delaware 001-31234 75-2969997 (State or other jurisdiction (Commission File Number) (IRS E
May 1, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ____________________________________________________________________________________________________ ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securitie UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2024 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 1-31234 WESTWOOD HOLDINGS GRO
March 26, 2024	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive
March 15, 2024	PRE 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive
March 7, 2024	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-31234 WESTWOOD HOLDINGS
March 7, 2024	EX-97	Compensation Recovery Policy Westwood Holdings Group, Inc. Compensation Recovery Policy 1.Purpose. The purpose of this Policy is to describe the circumstances in which Executive Officers will be required to repay or return Erroneously Awarded Compensation to the Company Group. Each Executive Officer shall be required to sign and return to the Company the Acknowledgement Form attached hereto as Exhibit A pursuant to which such
February 21, 2024	EX-FILING FEES	Filing fee table Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) WESTWOOD HOLDINGS GROUP, INC.
February 21, 2024	S-8	As filed with the Securities and Exchange Commission on February 21, 2024 As filed with the Securities and Exchange Commission on February 21, 2024 Registration No.
February 14, 2024	EX-99.1	Westwood Holdings Group Reports Fourth Quarter and Full Year 2023 Results Westwood Salient Select Income posted top decile performance last quarter Many of our Multi-Asset Strategies posted top quartile performance last quarter Institutional wins for Westwood Holdings Group Reports Fourth Quarter and Full Year 2023 Results Westwood Salient Select Income posted top decile performance last quarter Many of our Multi-Asset Strategies posted top quartile performance last quarter Institutional wins for SmidCap Value expected to fund in the first half of this year Managed Investment Solutions joined the Westwood Family Dallas, TX, February 14, 2024 – Westwood Holdings Group, Inc.
February 14, 2024	SC 13G/A	WHG / Westwood Holdings Group, Inc. / DEPRINCE RACE & ZOLLO INC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.
February 14, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2024 WESTWOOD HOLDIN UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2024 WESTWOOD HOLDINGS GROUP, INC. (Exact name of registrant as specified in charter) Delaware 001-31234 75-2969997 (State or other jurisdiction (Commission File Number)
January 12, 2024	SC 13G/A	WHG / Westwood Holdings Group, Inc. / Allspring Global Investments Holdings, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.2 ) WESTWOOD HOLDINGS GROUP INC (Name of Issuer) COM (Title of Class of Securities) 961765104 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched
December 13, 2023	EX-99.1	Joint Filing Agreement dated December 12, 2023, by and among Hoak Public Equities, L.P., Hoak Fund Management, L.P., Hoak & Co., James M. Hoak, Jr., and J. Hale Hoak EX-99.1 2 ex99-1.htm JOINT FILING AGREEMENT Hoak Public Equities, L.P. SC 13D Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D dated December 12, 2023 (including amendments thereto) with respect to the Common S
December 13, 2023	SC 13D	WHG / Westwood Holdings Group Inc / Hoak Public Equities, LP - SCHEDULE FILED TO REPORT ACQUISITION OF BENEFICIAL OWNERSHIP Activist Investment SC 13D 1 hoak-sc13d121323.htm SCHEDULE FILED TO REPORT ACQUISITION OF BENEFICIAL OWNERSHIP SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 Westwood Holdings Group, Inc. (Name of Issuer) Common Stock, par value
November 29, 2023	SC 13D/A	WHG / Westwood Holdings Group Inc / JCP Investment Management, LLC - AMENDMENT NO. 5 TO SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 5)1 Westwood Holdings Group, Inc. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 961765104 (CUSIP Number) James C.
November 22, 2023	SC 13D/A	WHG / Westwood Holdings Group Inc / JCP Investment Management, LLC - AMENDMENT NO. 4 TO SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 4)1 Westwood Holdings Group, Inc. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 961765104 (CUSIP Number) James C.
October 31, 2023	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2023 WESTWOOD HOLDINGS GROUP, INC. (Exact name of registrant as specified in charter) Delaware 001-31234 75-2969997 (State or other jurisdiction (Commission File Number) (
October 31, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ____________________________________________________________________________________________________ ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securitie UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2023 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 1-31234 WESTWOOD HOLDINGS
October 31, 2023	EX-99.1	Westwood Holdings Group, Inc. Reports Third Quarter 2023 Results Strong Performance Delivered Across Multiple Strategies Introduction of Managed Investment Solutions Westwood Energy Secondaries Fund Launched Westwood Holdings Group, Inc. Reports Third Quarter 2023 Results Strong Performance Delivered Across Multiple Strategies Introduction of Managed Investment Solutions Westwood Energy Secondaries Fund Launched Dallas, TX, October 31, 2023 – Westwood Holdings Group, Inc. (NYSE: WHG) today reported third quarter 2023 earnings. Significant items included: ▪SMidCap Value, MidCap Value, Platinum, Dividen
August 2, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ____________________________________________________________________________________________________ ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securitie UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2023 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 1-31234 WESTWOOD HOLDINGS GROU
August 2, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2023 WESTWOOD HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2023 WESTWOOD HOLDINGS GROUP, INC. (Exact name of registrant as specified in charter) Delaware 001-31234 75-2969997 (State or other jurisdiction (Commission File Number) (IR
August 2, 2023	EX-99.1	Westwood Holdings Group, Inc. Reports Second Quarter 2023 Results Most U.S. Value Strategies Outperformed Their Benchmarks Positive Large Cap Value Flows Despite Worst May for Industry in 15 Years 21st Anniversary of New York Stock Exchange Listing Westwood Holdings Group, Inc. Reports Second Quarter 2023 Results Most U.S. Value Strategies Outperformed Their Benchmarks Positive Large Cap Value Flows Despite Worst May for Industry in 15 Years 21st Anniversary of New York Stock Exchange Listing Dallas, TX, August 2, 2023 – Westwood Holdings Group, Inc. (NYSE: WHG) today reported second quarter 2023 earnings. Significant items for the quarter i
May 4, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ____________________________________________________________________________________________________ ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securitie UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2023 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 1-31234 WESTWOOD HOLDINGS GRO
May 2, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2023 WESTWOOD HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2023 WESTWOOD HOLDINGS GROUP, INC. (Exact name of registrant as specified in charter) Delaware 001-31234 75-2969997 (State or other jurisdiction (Commission File Number) (IR
April 26, 2023	EX-99.1	Westwood Holdings Group, Inc. Reports First Quarter 2023 Results First Full Quarter Reflecting Acquisition of Salient Partners Integration of Salient's Products, Distribution and People on Track Strong Performance for most of Westwood's US Value Stra Westwood Holdings Group, Inc. Reports First Quarter 2023 Results First Full Quarter Reflecting Acquisition of Salient Partners Integration of Salient's Products, Distribution and People on Track Strong Performance for most of Westwood's US Value Strategies High Income Fund selected among the Best US Taxable Bond Mutual Funds in 2023 Dallas, TX, April 26, 2023 – Westwood Holdings Group, Inc. (NYSE:
April 26, 2023	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2023 WESTWOOD HOLDINGS GROUP, INC. (Exact name of registrant as specified in charter) Delaware 001-31234 75-2969997 (State or other jurisdiction (Commission File Number) (IR
April 20, 2023	SC 13D/A	WHG / Westwood Holdings Group Inc / JCP Investment Management, LLC - AMENDMENT NO. 3 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 3)1 Westwood Holdings Group, Inc. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 961765104 (CUSIP Number) JAMES C.
March 24, 2023	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 DEFA14A 1 a2023proxysupplement.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as
March 17, 2023	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive
March 13, 2023	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-31234 WESTWOOD HOLDINGS
February 16, 2023	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2023 WESTWOOD HOLDINGS GROUP, INC. (Exact name of registrant as specified in charter) Delaware 001-31234 75-2969997 (State or other jurisdiction (Commission File Number)
February 15, 2023	EX-99.1	Westwood Holdings Group Reports Fourth Quarter and Full Year 2022 Results Closed Strategic Acquisition of Salient Partners' Asset Management Business Strong Investment Performance Westwood Holdings Group Reports Fourth Quarter and Full Year 2022 Results Closed Strategic Acquisition of Salient Partners' Asset Management Business Strong Investment Performance Dallas, TX, February 15, 2023 – Westwood Holdings Group, Inc.
February 15, 2023	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2023 WESTWOOD HOLDINGS GROUP, INC. (Exact name of registrant as specified in charter) Delaware 001-31234 75-2969997 (State or other jurisdiction (Commission File Number)
February 14, 2023	SC 13G/A	WHG / Westwood Holdings Group, Inc. / DEPRINCE RACE & ZOLLO INC Passive Investment SC 13G/A 1 drz-whg123122a1.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Westwood Holdings Group, Inc. (Name of Issuer) Common Stock, Par Value $0.01 Per Share (Title of Class of Securities) 961765104 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the
February 6, 2023	EX-10.1	Form of Restricted Stock Agreement RESTRICTED STOCK AGREEMENT THIS RESTRICTED STOCK AGREEMENT (the “Agreement”), is made as of December , 2022 (the “Issue Date”), between the Westwood Holdings Group, Inc.
February 6, 2023	EX-FILING FEES	Filing fee table Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) WESTWOOD HOLDINGS GROUP, INC.
February 6, 2023	S-8	As filed with the Securities and Exchange Commission on February 6, 2023 As filed with the Securities and Exchange Commission on February 6, 2023 Registration No.
February 1, 2023	EX-99.2	SALIENT PARTNERS, L.P. AND SUBSIDIARIES CONDENSED CONSOLIDATED BALANCE SHEET (In thousands) (Unaudited) September 30, 2022 ASSETS Current assets: Cash and cash equivalents $ 5,982 Accounts receivable 3,294 Other current assets 1,034 Total current ass EX-99.2 4 salientunaudited2022financ.htm EX-99.2 SALIENT PARTNERS, L.P. AND SUBSIDIARIES CONDENSED CONSOLIDATED BALANCE SHEET (In thousands) (Unaudited) September 30, 2022 ASSETS Current assets: Cash and cash equivalents $ 5,982 Accounts receivable 3,294 Other current assets 1,034 Total current assets 10,310 Investments: Unconsolidated affiliates 4,659 Other 319 Goodwill 25,922 Intangible assets,
February 1, 2023	EX-99.3	Table of Contents EX-99.3 5 proformas.htm EX-99.3 Table of Contents PAGE Introduction 2 Accounting for the Acquisition 3 Unaudited Pro Forma Condensed Combined Balance Sheet As of September 30, 2022 3 Unaudited Pro Forma Condensed Combined Statement of Operations (For the Nine Months Ended September 30, 2022) 5 Unaudited Pro Forma Condensed Combined Statement of Operations (For the Year Ended December 31, 2021) 6 N
February 1, 2023	EX-99.1	SALIENT PARTNERS, L.P. AND SUBSIDIARIES (A Limited Partnership) Consolidated Financial Statements December 31, 2021 and 2020 (With Independent Auditor’s Report Thereon) SALIENT PARTNERS, L.P. AND SUBSIDIARIES (A Limited Partnership) Table of Contents SALIENT PARTNERS, L.P. AND SUBSIDIARIES (A Limited Partnership) Consolidated Financial Statements December 31, 2021 and 2020 (With Independent Auditor’s Report Thereon) SALIENT PARTNERS, L.P. AND SUBSIDIARIES (A Limited Partnership) Table of Contents Page(s) Independent Auditor’s Report 1-2 Consolidated Balance Sheets 3 Consolidated Statements of Operations 4 Consolidated Statements of Changes in
February 1, 2023	8-K/A	Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18 , 2022 WESTWOOD HOLDINGS GROUP, INC. (Exact name of registrant as specified in charter) Delaware 001-31234 75-2969997 (State or other jurisdiction (Com
January 12, 2023	SC 13G/A	WHG / Westwood Holdings Group, Inc. / Allspring Global Investments Holdings, LLC Passive Investment SC 13G/A 1 Westwood961765104.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.1 ) WESTWOOD HOLDINGS GROUP INC (Name of Issuer) COM (Title of Class of Securities) 961765104 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the
November 21, 2022	EX-99.1	Westwood Acquires Salient Partners’ Asset Management Business Highly Complementary Expansion of Westwood’s Investment and Distribution Capabilities Exhibit 99.1 Westwood Acquires Salient Partners’ Asset Management Business Highly Complementary Expansion of Westwood’s Investment and Distribution Capabilities DALLAS, Nov. 18, 2022 (GLOBE NEWSWIRE) – Westwood Holdings Group, Inc. (NYSE: WHG, “Westwood”), a Dallas-based investment management boutique and wealth management firm, has acquired the asset management business of Salient Partners, L.P.
November 21, 2022	EX-99.2	1 Investing Where It Counts westwoodgroup .com Enhancing Capabilities Across U.S. Equity, Multi - Asset, Real Assets and Alternatives at an Attractive Valuation Westwood’s Acquisition of Salient Exhibit 99.2 1 Investing Where It Counts westwoodgroup .com Enhancing Capabilities Across U.S. Equity, Multi - Asset, Real Assets and Alternatives at an Attractive Valuation Westwood’s Acquisition of Salient 2 Investing Where It Counts Attractive Valuation – Significant Year 1 EPS Accretion Is Expected ‒ Structured with back - end protection through prudent growth and revenue retention hurdles Add
November 21, 2022	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2022 WESTWOOD HOLDIN UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2022 WESTWOOD HOLDINGS GROUP, INC. (Exact name of registrant as specified in charter) Delaware 001-31234 75-2969997 (State or other jurisdiction (Commission File Number)
October 26, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ____________________________________________________________________________________________________ ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securitie UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2022 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 1-31234 WESTWOOD HOLDINGS
October 26, 2022	EX-99.1	Westwood Holdings Group, Inc. Reports Third Quarter 2022 Results Strong Performances Delivered Across Multiple Products Peer Rankings Enhanced by Benchmark-Beating Performances Integration Planning for Salient Acquisition Remains on Track Westwood Holdings Group, Inc. Reports Third Quarter 2022 Results Strong Performances Delivered Across Multiple Products Peer Rankings Enhanced by Benchmark-Beating Performances Integration Planning for Salient Acquisition Remains on Track Dallas, TX, October 26, 2022 ? Westwood Holdings Group, Inc. (NYSE: WHG) today reported third quarter 2022 earnings. Significant items for the quarter include: ?
October 26, 2022	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2022 WESTWOOD HOLDINGS GROUP, INC. (Exact name of registrant as specified in charter) Delaware 001-31234 75-2969997 (State or other jurisdiction (Commission File Number) (
September 28, 2022	S-8	As filed with the Securities and Exchange Commission on September 28, 2022 As filed with the Securities and Exchange Commission on September 28, 2022 Registration No.
September 28, 2022	EX-3.1	Delaware The First State Delaware The First State Page 1 I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED ARE TRUE AND CORRECT COPIES OF ALL DOCUMENTS FILED FROM AND INCLUDING THE RESTATED CERTIFICATE OR A MERGER WITH A RESTATED CERTIFICATE ATTACHED OF ?WESTWOOD HOLDINGS GROUP, INC.? AS RECEIVED AND FILED IN THIS OFFICE. THE FOLLOWING DOCUMENTS HAVE BEEN CERTIFIED: RESTATE
September 28, 2022	EX-FILING FEES	iling fee table Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) WESTWOOD HOLDINGS GROUP, INC.
July 27, 2022	EX-99.1	Westwood Holdings Group, Inc. Reports Second Quarter 2022 Results Strategic Acquisition of Salient Partners' Asset Management Business Strong Performance Delivered Across Multiple Products Many Peer Rankings Benefited from Benchmark-Beating Performan Westwood Holdings Group, Inc. Reports Second Quarter 2022 Results Strategic Acquisition of Salient Partners' Asset Management Business Strong Performance Delivered Across Multiple Products Many Peer Rankings Benefited from Benchmark-Beating Performances Dallas, TX, July 27, 2022 ? Westwood Holdings Group, Inc. (NYSE: WHG) today reported second quarter 2022 earnings. Significant items for the quart
July 27, 2022	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2022 WESTWOOD HOLDINGS GROUP, INC. (Exact name of registrant as specified in charter) Delaware 001-31234 75-2969997 (State or other jurisdiction (Commission File Number) (IRS
July 27, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ____________________________________________________________________________________________________ ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securitie UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2022 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 1-31234 WESTWOOD HOLDINGS GROU
May 26, 2022	EX-10.3	Employee Confidentiality and Non-Compete Agreement dated as of April 8, 2021 by and between EMPLOYEE CONFIDENTIALITY AND NON-COMPETE AGREEMENT This Agreement is effective as of April 8, 2021, between WESTWOOD HOLDINGS GROUP, INC.
May 26, 2022	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2022 WESTWOOD HOLDINGS GROUP, INC. (Exact name of registrant as specified in charter) Delaware 001-31234 75-2969997 (State or other jurisdiction (Commission File Number) (IRS
May 26, 2022	EX-10.2	Side Letter Agreement dated as of May 25, 2022 by and between Fabian Gomez and Westwood Holdings Group, Inc. May 25, 2022 Fabian Gomez Dear Fabian: We are pleased to inform you that the Westwood Holdings Group, Inc.
May 26, 2022	EX-10.1	Employee Confidentiality and Non-Compete Agreement dated as of May 25, 2022 by and between Fabian Gomez and Westwood Holdings Group, Inc. EMPLOYEE CONFIDENTIALITY AND NON-COMPETE AGREEMENT This Agreement is effective as of May 25, 2022, between WESTWOOD HOLDINGS GROUP, INC.
May 26, 2022	EX-2.1	Purchase Agreement, dated May 25, 2022, by and among Westwood Holdings Group, Inc., Salient Capital Management, LLC, Salient Partners, L.P. and the other Seller parties identified on Annex I (incorporated by reference to Exhibit 2.1 of the Company’s Current Report on Form 8-K dated May 26, 2022). 278246818v.20 Execution Version PURCHASE AGREEMENT BY AND AMONG WESTWOOD HOLDINGS GROUP, INC., SALIENT CAPITAL MANAGEMENT, LLC, SALIENT PARTNERS, L.P. AND THE OTHER SELLER PARTIES IDENTIFIED ON ANNEX I DATED AS OF MAY 25, 2022 Table of Contents Page ARTICLE 1 PURCHASE AND SALE 2 1.1 Purchase Transactions 2 1.2 Excluded Assets 2 1.3 Assumed Liabilities 2 1.4 Excluded Liabilities 2 1.5 The Closing a
May 26, 2022	EX-99.1	Westwood to Acquire Salient Partners’ Asset Management Business Strategic Combination Creates Strong Investment Management Boutique With Specialization and Scale Across U.S. Equity, Multi-Asset, Real Assets and Alternatives Westwood to Acquire Salient Partners? Asset Management Business Strategic Combination Creates Strong Investment Management Boutique With Specialization and Scale Across U.
May 11, 2022	EX-99.25	EX-99.25 NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on May 23, 2022, pursuant to the provisions of Rule 12d2-2 (a).
May 3, 2022	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2022 WESTWOOD HOLDINGS GROUP, INC. (Exact name of registrant as specified in charter) Delaware 001-31234 75-2969997 (State or other jurisdiction (Commission File Number) (IR
May 3, 2022	EX-3.1	Certificate of Elimination of the Series A Junior Participating Preferred Stock of the Company CERTIFICATE OF ELIMINATION OF SERIES A JUNIOR PARTICIPATING PREFERRED STOCK OF WESTWOOD HOLDINGS GROUP, INC.
May 2, 2022	EX-16.1	Letter from Deloitte dated May 2, 2022 May 2, 2022 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-7561 Dear Sirs/Madams: We have read Item 4.01 of Westwood Holdings Group, Inc.?s Form 8-K dated May 2, 2022, and have the following comments: 1.We agree with the statements made in the second, third, and fourth paragraphs of Item 4.01(a). 2.We have no basis on which to agree or disagree with the statements mad
May 2, 2022	8-K	Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2022 WESTWOOD HOLDINGS GROUP, INC. (Exact name of registrant as specified in charter) Delaware 001-31234 75-2969997 (State or other jurisdiction (Commission File Number) (IR
April 27, 2022	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2022 WESTWOOD HOLDINGS GROUP, INC. (Exact name of registrant as specified in charter) Delaware 001-31234 75-2969997 (State or other jurisdiction (Commission File Number) (IR
April 27, 2022	EX-99.1	Westwood Holdings Group, Inc. Reports First Quarter 2022 Results Multi-Asset's suite of products performed well against benchmarks and peers Intermediary and Institutional channels posted positive net flows in the quarter Westwood Holdings Group, Inc. Reports First Quarter 2022 Results Multi-Asset's suite of products performed well against benchmarks and peers Intermediary and Institutional channels posted positive net flows in the quarter Dallas, TX, April 27, 2022 ? Westwood Holdings Group, Inc. (NYSE: WHG) today reported first quarter 2022 earnings. Significant items include: ?Revenues totaled $17.2 million vs.
April 27, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ____________________________________________________________________________________________________ ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securitie UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2022 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 1-31234 WESTWOOD HOLDINGS GRO
March 22, 2022	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive
March 8, 2022	PRE 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: x Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive
March 4, 2022	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-31234 WESTWOOD HOLDINGS
February 25, 2022	SC 13G	PLYM / Plymouth Industrial Reit Inc / WESTWOOD HOLDINGS GROUP INC - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) Plymouth Industrial REIT, Inc. (Name of Issuer) Common stock (Title of Class of Securities) 729640102 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which
February 25, 2022	SC 13G	PWP / Perella Weinberg Partners Class A / WESTWOOD HOLDINGS GROUP INC - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) Perella Weinberg Partners (Name of Issuer) Common stock (Title of Class of Securities) 71367G102 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this
February 25, 2022	SC 13G	RADI / Radius Global Infrastructure, Inc. Class A / WESTWOOD HOLDINGS GROUP INC - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) Radius Global Infrastructure, Inc. (Name of Issuer) Common stock (Title of Class of Securities) 750481103 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w
February 25, 2022	SC 13G	CHUY / Chuy's Holdings Inc / WESTWOOD HOLDINGS GROUP INC - SC 13G Passive Investment SC 13G 1 chuysholdingsinc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) Chuy's Holdings, Inc. (Name of Issuer) Common stock (Title of Class of Securities) 171604101 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig
February 25, 2022	SC 13G	SAH / Sonic Automotive Inc / WESTWOOD HOLDINGS GROUP INC - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) Sonic Automotive, Inc. (Name of Issuer) Common stock (Title of Class of Securities) 83545G102 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc
February 14, 2022	SC 13G	WHG / Westwood Holdings Group, Inc. / DEPRINCE RACE & ZOLLO INC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.
February 10, 2022	SC 13G/A	WHG / Westwood Holdings Group, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: Westwood Holdings Group Inc. Title of Class of Securities: Common Stock CUSIP Number: 961765104 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is
February 9, 2022	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2022 WESTWOOD HOLDINGS GROUP, INC. (Exact name of registrant as specified in charter) Delaware 001-31234 75-2969997 (State or other jurisdiction (Commission File Number) (
February 9, 2022	EX-99.1	Westwood Holdings Group Reports Fourth Quarter and Full Year 2021 Results Competitive performance across key strategies Double-digit revenue growth powers return to full year profitability Westwood Holdings Group Reports Fourth Quarter and Full Year 2021 Results Competitive performance across key strategies Double-digit revenue growth powers return to full year profitability Dallas, TX, February 9, 2022 ? Westwood Holdings Group, Inc.
January 27, 2022	SC 13G/A	WHG / Westwood Holdings Group, Inc. / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5) WESTWOOD HLDGS GROUP INC (Name of Issuer) COM (Title of Class of Securities) 961765104 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule
January 19, 2022	SC 13G	WHG / Westwood Holdings Group, Inc. / Allspring Global Investments Holdings, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) WESTWOOD HOLDINGS GROUP INC (Name of Issuer) COM (Title of Class of Securities) 961765104 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu
January 5, 2022	SC 13D/A	WHG / Westwood Holdings Group, Inc. / JCP Investment Management, LLC - AMENDMENT NO. 2 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. 2)1 Westwood Holdings Group, Inc. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 961765104 (CUSIP Number) JAMES C.
November 2, 2021	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2021 WESTWOOD HOLDINGS GROUP, INC. (Exact name of registrant as specified in charter) Delaware 001-31234 75-2969997 (State or other jurisdiction (Commission File Number) (
November 2, 2021	EX-3.1	Amended and Restated Bylaws of Westwood Holdings Group, Inc., effective October 27, 2021 AMENDED AND RESTATED BYLAWS OF WESTWOOD HOLDINGS GROUP, INC. (A DELAWARE CORPORATION) (effective October 27, 2021) TABLE OF CONTENTS Page ARTICLE I OFFICES 1 Section 1. Registered Office 1 Section 2. Other Offices 1 ARTICLE II MEETINGS OF STOCKHOLDERS 1 Section 1. Time and Place of Meetings 1 Section 2. Annual Meetings 1 Section 3. Notice of Annual Meetings 1 Section 4. Special Meetings 1 Section
October 27, 2021	EX-99.1	Westwood Holdings Group, Inc. Reports Third Quarter 2021 Results Strong performance delivered across multiple products Increased regular quarterly dividend and repurchased stock Westwood Holdings Group, Inc. Reports Third Quarter 2021 Results Strong performance delivered across multiple products Increased regular quarterly dividend and repurchased stock Dallas, TX, October 27, 2021 ? Westwood Holdings Group, Inc. (NYSE: WHG) today reported third quarter 2021 earnings. Significant items include: ?Improved revenues of $17.9 million vs. the second quarter's $17.5 million and
October 27, 2021	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2021 WESTWOOD HOLDINGS GROUP, INC. (Exact name of registrant as specified in charter) Delaware 001-31234 75-2969997 (State or other jurisdiction (Commission File Number) (
October 27, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ____________________________________________________________________________________________________ ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securitie UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2021 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 1-31234 WESTWOOD HOLDINGS
July 30, 2021	S-8	As filed with the Securities and Exchange Commission on July 30, 2021 As filed with the Securities and Exchange Commission on July 30, 2021 Registration No.
July 27, 2021	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2021 WESTWOOD HOLDINGS GROUP, INC. (Exact name of registrant as specified in charter) Delaware 001-31234 75-2969997 (State or other jurisdiction (Commission File Number) (IRS
July 27, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ____________________________________________________________________________________________________ ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securitie UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2021 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 1-31234 WESTWOOD HOLDINGS GROU
July 27, 2021	EX-99.1	Westwood Holdings Group, Inc. Reports Second Quarter 2021 Results Westwood's Best Sales Quarter Since 2016 Strong Performance Across Multiple Asset Strategies Regular Dividend of $0.10 Per Share Declared Special Dividend of $2.50 Per Share Declared Westwood Holdings Group, Inc. Reports Second Quarter 2021 Results Westwood's Best Sales Quarter Since 2016 Strong Performance Across Multiple Asset Strategies Regular Dividend of $0.10 Per Share Declared and Special Dividend of $2.50 Per Share Declared Dallas, TX, July 27, 2021 ? Westwood Holdings Group, Inc. (NYSE: WHG) today reported second quarter 2021 earnings. Significant items include: ?Reve
July 14, 2021	EX-99.1	Westwood Holdings Group, Inc. Comments on Unsolicited Proposal from Americana Partners Westwood Holdings Group, Inc. 8-K Exhibit 99.1 Westwood Holdings Group, Inc. Comments on Unsolicited Proposal from Americana Partners DALLAS, July 14, 2021 - Westwood Holdings Group, Inc. (?Westwood? or the ?Company?) (NYSE: WHG) today confirmed that, since May, it has received two unsolicited proposals from Americana Partners, LLC to acquire Westwood. Americana?s last proposal, received by the Co
July 14, 2021	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 14, 2021 WESTWOOD HOLDINGS GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 001-31234 75-2969997 (State or other jurisdiction of incorporation) (Commiss
May 12, 2021	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2021 WESTWOOD HOLDINGS GROUP, INC. (Exact name of registrant as specified in charter) Delaware 001-31234 75-2969997 (State or other jurisdiction (Commission File Number) (IRS E
May 12, 2021	EX-99.1	Westwood Holdings Group, Inc. Names Randy Bowman to its Board of Directors Westwood Holdings Group, Inc. Names Randy Bowman to its Board of Directors May 3, 2021 DALLAS, May 03, 2021 (GLOBE NEWSWIRE) - Westwood Holdings Group, Inc. (NYSE: WHG) announced today that its Board of Directors has appointed Randy Bowman as a new director for both Westwood Holdings Group, Inc. and Westwood Trust. Raymond E. Wooldridge, who has served as a director since Westwood went public in 2
May 3, 2021	8-A12B	- FORM FOR THE REGISTRATION-LISTING OF A CLASS OF SECURITIES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 WESTWOOD HOLDINGS GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 75-2969997 (State or other jurisdiction of incorporation or organization) (IRS Employer Identificatio
May 3, 2021	EX-4.1	Stockholder Rights Agreement, dated May 2, 2021, by and between the Company and American Stock Transfer & Trust Company, LLC, as rights agent (which includes the Form of Rights Certificate as Exhibit B thereto) Westwood Holdings Group, Inc. 8-A12B Exhibit 4.1 STOCKHOLDER RIGHTS AGREEMENT Westwood Holdings Group, Inc. and American Stock Transfer & Trust Company, LLC, as Rights Agent Dated as of May 2, 2021 Table of Contents Page Section 1. Certain Definitions 1 Section 2. Appointment of Rights Agent 9 Section 3. Issuance of Rights Certificates 10 Section 4. Form of Rights Certificates 12 Section 5. Counte
May 3, 2021	8-K	Regulation FD Disclosure, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 2, 2021 WESTWOOD HOLDINGS GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 001-31234 75-2969997 (State or other jurisdiction of incorporation) (Commissio
May 3, 2021	EX-3.1	Certificate of Designation of the Series A Junior Participating Preferred Stock of the Company, dated May 3, 2021 Westwood Holdings Group, Inc. 8-A12B Exhibit 3.1 CERTIFICATE OF DESIGNATION OF SERIES A JUNIOR PARTICIPATING PREFERRED STOCK OF WESTWOOD HOLDINGS GROUP, INC. Pursuant to Section 151 of the General Corporation Law of the State of Delaware The undersigned hereby certifies that the following resolution was duly adopted by the board of directors of Westwood Holdings Group, Inc., a Delaware corporation
May 3, 2021	EX-99.1	Westwood Holdings Group, Inc. 8-K Westwood Holdings Group, Inc. 8-K Exhibit 99.1 Westwood Holdings Group, Inc. Adopts Limited-Duration Shareholder Rights Agreement DALLAS (May 3, 2021) ? Westwood Holdings Group, Inc. (NYSE: WHG) announced that on May 2, 2021, its Board of Directors (?Board?) adopted a limited-duration Shareholder Rights Agreement (the ?Rights Agreement?) and declared a distribution of one right for each outstandin
April 30, 2021	8-K/A	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2021 WESTWOOD HOLDINGS GROUP, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31234 75-2969997 (State or Other Jurisdiction of Incorporation) (Com
April 29, 2021	SC 13D/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 W UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 Westwood Holdings Group, Inc. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 961765104 (CUSIP Number) James C.
April 29, 2021	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2021 WESTWOOD HOLDINGS GROUP, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31234 75-2969997 (State or Other Jurisdiction of Incorporation) (Commi
April 28, 2021	10-Q	Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2021 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 1-31234 WESTWOOD HOLDINGS GRO
April 28, 2021	EX-99.1	Westwood Holdings Group, Inc. Reports First Quarter 2021 Results Positive net flows exceed $500 million Sales momentum continues in second quarter Dividend of $0.10 per share declared Westwood Holdings Group, Inc. Reports First Quarter 2021 Results Positive net flows exceed $500 million Sales momentum continues in second quarter Dividend of $0.10 per share declared Dallas, TX, April 28, 2021 ? Westwood Holdings Group, Inc. (NYSE: WHG) today reported first quarter 2021 earnings. Significant items include: ?Revenues of $18.3 million compared with $17.1 million in the fourth quart
April 28, 2021	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2021 WESTWOOD HOLDINGS GROUP, INC. (Exact name of registrant as specified in charter) Delaware 001-31234 75-2969997 (State or other jurisdiction (Commission File Number) (IR
April 15, 2021	EX-99.1	JOINT FILING AGREEMENT Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of common stock, $0.01 par value, of Westwood Holdings Group, Inc., a Delaware corporation.
April 15, 2021	SC 13D	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )1 We UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )1 Westwood Holdings Group, Inc. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 961765104 (CUSIP Number) James C.
March 12, 2021	DEFA14A	- DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive
March 5, 2021	DEF 14A	- DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive
March 4, 2021	10-K	Annual Report - 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-31234 WESTWOOD HOLDINGS
February 12, 2021	SC 13G/A	SCHEDULE 13G SIGNATURE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) WESTWOOD HLDGS GROUP INC (Name of Issuer) COM (Title of Class of Securities) 961765104 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule
February 10, 2021	SC 13G/A	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Westwood Holdings Group Inc. Title of Class of Securities: Common Stock CUSIP Number: 961765104 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is
February 10, 2021	EX-99.1	Westwood Holdings Group, Inc. Reports Fourth Quarter and Fiscal Year 2020 Results Earnings improving and balance sheet remains strong Westwood reinstates dividend Westwood Holdings Group, Inc. Reports Fourth Quarter and Fiscal Year 2020 Results Earnings improving and balance sheet remains strong Westwood reinstates dividend Dallas, TX, February 10, 2021 – Westwood Holdings Group, Inc. (NYSE: WHG) today reported fourth quarter earnings. Significant items include: ▪Income Opportunity, AllCap Value, Total Return, High Income and Alternative Income strategies b
February 10, 2021	8-K	Regulation FD Disclosure, Results of Operations and Financial Condition SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2021 WESTWOOD HOLDINGS GROUP, INC.
October 28, 2020	10-Q	Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2020 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 1-31234 WESTWOOD HOLDINGS
October 28, 2020	EX-99.1	Westwood Holdings Group, Inc. Reports Third Quarter 2020 Results Strong investment performance across multiple strategies Earnings impacted by non-cash and non-recurring items U.S. cash position strengthened with funds repatriated from Canadian opera Westwood Holdings Group, Inc. Reports Third Quarter 2020 Results Strong investment performance across multiple strategies Earnings impacted by non-cash and non-recurring items U.S. cash position strengthened with funds repatriated from Canadian operation Dallas, TX, October 28, 2020 – Westwood Holdings Group, Inc. (NYSE: WHG) today reported third quarter 2020 earnings. Significant items include: ▪
October 28, 2020	8-K	- 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2020 WESTWOOD HOLDINGS GROUP, INC. (Exact name of registrant as specified in charter) Delaware 001-31234 75-2969997 (State or other jurisdiction (Commission File Number) (
July 29, 2020	10-Q	Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2020 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 1-31234 WESTWOOD HOLDINGS GROU
July 29, 2020	EX-99.1	Westwood Holdings Group, Inc. Reports Second Quarter 2020 Results Westwood SmallCap Fund Introduces Y Share Class Westwood SmidCap Fund Introduces Ultra Share Class Trading outsourced to improve client experience and internal operational efficiency Westwood Holdings Group, Inc. Reports Second Quarter 2020 Results Westwood SmallCap Fund Introduces Y Share Class Westwood SmidCap Fund Introduces Ultra Share Class Trading outsourced to improve client experience and internal operational efficiency Dallas, TX, July 29, 2020 – Westwood Holdings Group, Inc. (NYSE: WHG) today reported second quarter 2020 earnings. Highlights from the quarter include:
July 29, 2020	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2020 WESTWOOD HOLDINGS GROUP, INC. (Exact name of registrant as specified in charter) Delaware 001-31234 75-2969997 (State or other jurisdiction (Commission File Number) (IRS
June 5, 2020	S-8	- S-8 As filed with the Securities and Exchange Commission on June 5, 2020 Registration No.
April 29, 2020	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2020 WESTWOOD HOLDINGS GROUP, INC. (Exact name of registrant as specified in charter) Delaware 001-31234 75-2969997 (State or other jurisdiction (Commission File Number) (IR
April 29, 2020	EX-99.1	Westwood Holdings Group, Inc. Reports First Quarter 2020 Results Strong Relative Performance for our US Value Equity Products Functioning Smoothly Amid COVID-19 Pandemic Westwood Holdings Group, Inc. Reports First Quarter 2020 Results Strong Relative Performance for our US Value Equity Products Functioning Smoothly Amid COVID-19 Pandemic Dallas, TX, April 29, 2020 – Westwood Holdings Group, Inc. (NYSE: WHG) today reported first quarter 2020 earnings. Highlights from the quarter include: ▪Our LargeCap Value, SMidCap, SmallCap Value, AllCap Value and LargeCap Select
April 29, 2020	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2020 WESTWOOD HOLDINGS GROUP, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31234 75-2969997 (State or Other Jurisdiction of Incorporation) (Commi
April 29, 2020	10-Q	Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2020 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 1-31234 WESTWOOD HOLDINGS GRO
March 6, 2020	DEF 14A	WHG / Westwood Holdings Group, Inc. DEF 14A - - DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive
February 20, 2020	10-K	Annual Report - 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-31234 WESTWOOD HOLDINGS
February 11, 2020	SC 13G	WHG / Westwood Holdings Group, Inc. / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Westwood Holdings Group Inc Title of Class of Securities: Common Stock CUSIP Number: 961765104 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1(
February 5, 2020	EX-99.1	Westwood Holdings Group, Inc. Reports Fourth Quarter and Fiscal Year 2019 Results Strong Investment Performance Across the Board EX-99.1 2 a4q19earningsrelease.htm EX-99.1 Westwood Holdings Group, Inc. Reports Fourth Quarter and Fiscal Year 2019 Results Strong Investment Performance Across the Board Dallas, TX, February 5, 2020 – Westwood Holdings Group, Inc. (NYSE: WHG) today reported fourth quarter earnings. Highlights from the quarter include: ▪Revenues of $18.6 million compared with $19.9 million in the third quarter an
February 5, 2020	8-K	Regulation FD Disclosure, Results of Operations and Financial Condition SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2020 WESTWOOD HOLDINGS GROUP, INC.
February 4, 2020	SC 13G	WHG / Westwood Holdings Group, Inc. / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) WESTWOOD HLDGS GROUP INC (Name of Issuer) COM (Title of Class of Securities) 961765104 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule
October 30, 2019	8-K	Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2019 WESTWOOD HOLDINGS GROUP, INC. (Exact name of registrant as specified in charter) Delaware 001-31234 75-2969997 (State or other jurisdiction (Commission (IRS Employer
October 30, 2019	EX-99.1	Westwood Holdings Group, Inc. Reports Third Quarter 2019 Results Maintains Dividend of $0.72 per Share, Equating to 10% Yield as of October 30, 2019 Westwood Holdings Group, Inc. Reports Third Quarter 2019 Results Maintains Dividend of $0.72 per Share, Equating to 10% Yield as of October 30, 2019 Dallas, TX, October 30, 2019 – Westwood Holdings Group, Inc. (NYSE: WHG) today reported third quarter 2019 earnings. Highlights from the quarter include: • Revenues of $19.9 million compared with $21.7 million in the second quarter and $29.9 million i
October 30, 2019	10-Q	Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2019 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 1-31234 WESTWOOD HOLDINGS
July 31, 2019	EX-99.1	Westwood Holdings Group, Inc. Reports Second Quarter 2019 Results Expands Sales Team, Delivers Outperformance Across Multiple Strategies and Adds Service Offerings Westwood Holdings Group, Inc. Reports Second Quarter 2019 Results Expands Sales Team, Delivers Outperformance Across Multiple Strategies and Adds Service Offerings Dallas, TX, July 31, 2019 – Westwood Holdings Group, Inc. (NYSE: WHG) today reported second quarter 2019 earnings. Highlights from the quarter include: • Revenues of $21.7 million compared with $23.9 million in the first quarter and $32
July 31, 2019	8-K	Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2019 WESTWOOD HOLDINGS GROUP, INC. (Exact name of registrant as specified in charter) Delaware 001-31234 75-2969997 (State or other jurisdiction (Commission (IRS Employer of
July 31, 2019	10-Q	Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2019 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 1-31234 WESTWOOD HOLDINGS GROU
July 10, 2019	S-8	WHG / Westwood Holdings Group, Inc. S-8 - - S-8 As filed with the Securities and Exchange Commission on July 10, 2019 Registration No.
April 24, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2019 WESTWOOD HOLDINGS GROUP, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31234 75-2969997 (State or Other Jurisdiction of Incorporation) (Commi
April 24, 2019	8-K	Regulation FD Disclosure, Results of Operations and Financial Condition SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2019 WESTWOOD HOLDINGS GROUP, INC.
April 24, 2019	EX-99.1	Westwood Holdings Group, Inc. Reports First Quarter 2019 Results Evolving Toward Renewed Growth Westwood Holdings Group, Inc. Reports First Quarter 2019 Results Evolving Toward Renewed Growth Dallas, TX, April 24, 2019 – Westwood Holdings Group, Inc. (NYSE: WHG) today reported first quarter 2019 earnings. Highlights from the quarter include: • Revenues of $23.9 million compared with $26.1 million in the fourth quarter and $33.6 million in last year's first quarter. • Net income of $0.4 milli
April 24, 2019	10-Q	WHG / Westwood Holdings Group, Inc. 10-Q (Quarterly Report) 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2019 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 1-31234 WESTWOOD HOLDINGS GRO
March 19, 2019	DEF 14A	Third Amendment to Amended and Restated Certificate of Incorporation of Westwood Holdings Group, Inc., as amended (incorporated by reference from the Schedule 14A filed with the Commission on March 19, 2019) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive
March 8, 2019	PRE 14A	WHG / Westwood Holdings Group, Inc. PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive
February 21, 2019	10-K	WHG / Westwood Holdings Group, Inc. 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-31234 WESTWOOD HOLDINGS
February 6, 2019	8-K	Regulation FD Disclosure, Results of Operations and Financial Condition SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2019 WESTWOOD HOLDINGS GROUP, INC.
February 6, 2019	EX-99.1	Westwood Holdings Group, Inc. Reports Fourth Quarter and Fiscal Year 2018 Results Westwood Holdings Group, Inc. Reports Fourth Quarter and Fiscal Year 2018 Results Dallas, TX, February 6, 2019 – Westwood Holdings Group, Inc. (NYSE: WHG) today reported fourth quarter earnings. Highlights from the quarter include: ▪ Revenues of $26.1 million compared with $33.9 million a year ago and $29.9 million in the third quarter. ▪ Net income of $5.4 million compared with $2.9 million in 20
January 22, 2019	SC 13G/A	WHG / Westwood Holdings Group, Inc. / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) WESTWOOD HLDGS GROUP INC (Name of Issuer) COM (Title of Class of Securities) 961765104 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule
January 8, 2019	SC 13G/A	WHG / Westwood Holdings Group, Inc. / Conestoga Capital Advisors, LLC - CONESTOGA CAPITAL ADVISORS Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* Westwood Holdings Group, Inc. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 961765104 (CUSIP Number) December 31, 2018 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule
November 9, 2018	S-8	WHG / Westwood Holdings Group, Inc. S-8 As filed with the Securities and Exchange Commission on November 9, 2018 Registration No.
October 29, 2018	EX-10.1	Employee Confidentiality and Non-compete Agreement, effective November 1, 2018, between Westwood Holdings Group, Inc. and Murray "Terry" Forbes III (incorporated by reference from the Form 8-K/A filed with the SEC on October 29, 2018) EMPLOYEE CONFIDENTIALITY AND NON-COMPETE AGREEMENT This Agreement is effective as of November 1, 2018 between WESTWOOD HOLDINGS GROUP, INC.
October 29, 2018	8-K/A	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2018 (October 4, 2018) WESTWOOD HOLDINGS GROUP, INC. (Exact name of registrant as specified in charter) Delaware 001-31234 75-2969997 ( State or other
October 24, 2018	EX-99.1	Westwood Holdings Group, Inc. Reports Third Quarter 2018 Results Quarterly Dividend Increased 6%, Representing the 16th Consecutive Year of Increases Westwood Holdings Group, Inc. Reports Third Quarter 2018 Results Quarterly Dividend Increased 6%, Representing the 16th Consecutive Year of Increases Dallas, TX, October 24, 2018 – Westwood Holdings Group, Inc. (NYSE: WHG) today reported third quarter 2018 earnings. Highlights from the quarter include: • Revenues of $29.9 million compared with $33.5 million in last year's third quarter and $32.8 m
October 24, 2018	8-K	Regulation FD Disclosure, Results of Operations and Financial Condition SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2018 WESTWOOD HOLDINGS GROUP, INC.
October 24, 2018	EX-10.1	Sixteenth Modification of Office Lease between Westwood Management Corp. and Crescent TC Investors LP, dated as of July 5, 2018 (incorporated by reference from the Form 10-Q filed with the SEC on October 24, 2018) SIXTEENTH MODIFICATION OF OFFICE LEASE THIS SIXTEENTH MODIFICATION OF OFFICE LEASE (this “Sixteenth Modification”) is entered into as of the 5th day of July, 2018 (the “Effective Date”), by and between CRESCENT TC INVESTORS, L.
October 24, 2018	10-Q	WHG / Westwood Holdings Group, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2018 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 1-31234 WESTWOOD HOLDINGS
October 4, 2018	EX-99.1	Westwood Holdings Group Promotes Terry Forbes, CPA to Chief Financial Officer Westwood Holdings Group Promotes Terry Forbes, CPA to Chief Financial Officer Dallas, TX October 4, 2018 – Westwood Holdings Group, Inc.
October 4, 2018	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 4, 2018 (September 28, 2018) WESTWOOD HOLDINGS GROUP, INC. (Exact name of registrant as specified in charter) Delaware 001-31234 75-2969997 ( State or other jurisdiction of in
July 25, 2018	EX-99.1	Westwood Holdings Group, Inc. Reports Second Quarter 2018 Results Westwood SmallCap Value Strategy Selected for Inclusion in New Morningstar U.S. Equity Fund Westwood Holdings Group, Inc. Reports Second Quarter 2018 Results Westwood SmallCap Value Strategy Selected for Inclusion in New Morningstar U.S. Equity Fund Dallas, TX, July 25, 2018 – Westwood Holdings Group, Inc. (NYSE: WHG) today reported second quarter 2018 earnings. Highlights from the quarter include: • Revenues of $32.8 million compared with $33.8 million in last year's second quarter and
July 25, 2018	8-K	Regulation FD Disclosure, Results of Operations and Financial Condition SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2018 WESTWOOD HOLDINGS GROUP, INC.
July 25, 2018	EX-10.1	Exit Letter, dated June 27, 2018, between Westwood Holdings Group, Inc. and Mark R. Freeman (incorporated by reference from the Form 10-Q filed with the SEC on July 25, 2018) June 25, 2018 To: Mark R. Freeman From: Brian O. Casey Re: Details of Your Resignation The purpose of this letter (the "Letter") is to review the compensation and logistics of your voluntary resignation, effective March 8, 2019 (the "Resignation Date"), from the position of Executive Vice President and Chief Investment Officer and Senior Portfolio Manager of Westwood Holdings Group, Inc. (the "Com
July 25, 2018	10-Q	WHG / Westwood Holdings Group, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2018 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 1-31234 WESTWOOD HOLDINGS GROU
June 28, 2018	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2018 (June 22, 2018) WESTWOOD HOLDINGS GROUP, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31234 75-2969997 (State or Other Jurisdiction of Incorp
May 11, 2018	S-8	WHG / Westwood Holdings Group, Inc. S-8 As filed with the Securities and Exchange Commission on May 11, 2018 Registration No.
April 27, 2018	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2018 WESTWOOD HOLDINGS GROUP, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31234 75-2969997 (State or Other Jurisdiction of Incorporation) (Commi
April 25, 2018	EX-99.1	Westwood Holdings Group, Inc. Reports First Quarter 2018 Results Active Management Prevails as all U.S. Value and Multi-asset Strategies Exceed Primary Benchmarks Westwood Holdings Group, Inc. Reports First Quarter 2018 Results Active Management Prevails as all U.S. Value and Multi-asset Strategies Exceed Primary Benchmarks Dallas, TX, April 25, 2018 – Westwood Holdings Group, Inc. (NYSE: WHG) today reported first quarter 2018 earnings. Highlights from the quarter include: • Revenues of $33.6 million increased $1.0 million from the first quarter of 2017. Cu
April 25, 2018	8-K	Regulation FD Disclosure, Results of Operations and Financial Condition SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2018 WESTWOOD HOLDINGS GROUP, INC.
April 25, 2018	10-Q	WHG / Westwood Holdings Group, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2018 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 1-31234 WESTWOOD HOLDINGS GRO
April 10, 2018	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 9, 2018 WESTWOOD HOLDINGS GROUP, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31234 75-2969997 (State or Other Jurisdiction of Incorporation) (Commis
March 12, 2018	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2018 WESTWOOD HOLDINGS GROUP, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31234 75-2969997 (State or Other Jurisdiction of Incorporation) (Commis
March 9, 2018	DEF 14A	Fifth Amended and Restated Westwood Holdings Group, Inc. Stock Incentive Plan (incorporated by reference from the Schedule 14A filed with the Commission on March 9, 2018) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive
February 23, 2018	10-K	WHG / Westwood Holdings Group, Inc. 10-K DECEMBER 31, 2017 (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-31234 WESTWOOD HOLDINGS
February 13, 2018	EX-10.1	Severance Agreement, dated as of February 9, 2018, between Westwood Holdings Group, Inc. and Fabian Gomez (incorporated by reference from the Form 8-K filed with the SEC on February 3, 2018) Exhibit February 9, 2018 Fabian Gomez Dear Fabian: We are pleased to inform you that the Company?s Board of Directors (?Board?) has approved a special severance benefit program for you (?Executive?).
February 13, 2018	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2018 WESTWOOD HOLDINGS GROUP, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31234 75-2969997 (State or Other Jurisdiction of Incorporat
February 8, 2018	EX-99.1	Westwood Holdings Group, Inc. Reports Fourth Quarter and Fiscal Year 2017 Results Assets Under Management Reach Record $24.2 Billion Exhibit Westwood Holdings Group, Inc. Reports Fourth Quarter and Fiscal Year 2017 Results Assets Under Management Reach Record $24.2 Billion Dallas, TX, February 8, 2018 ? Westwood Holdings Group, Inc. (NYSE: WHG) today reported fourth quarter revenues of $33.9 million , compared to revenues of $31.1 million in the fourth quarter of 2016 and $33.5 million in the third quarter of 2017. The increase
February 8, 2018	8-K	Regulation FD Disclosure, Results of Operations and Financial Condition Document SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2018 WESTWOOD HOLDINGS GROUP, INC.
January 29, 2018	SC 13G/A	WHG / Westwood Holdings Group, Inc. / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) WESTWOOD HLDGS GROUP INC (Name of Issuer) COM (Title of Class of Securities) 961765104 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule
January 17, 2018	SC 13G/A	WHG / Westwood Holdings Group, Inc. / Conestoga Capital Advisors, LLC - CONESTOGA CAPITAL ADVISORS Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* Westwood Holdings Group, Inc. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 961765104 (CUSIP Number) December 31, 2017 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule
October 25, 2017	8-K	Regulation FD Disclosure, Results of Operations and Financial Condition Document SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2017 WESTWOOD HOLDINGS GROUP, INC.
October 25, 2017	EX-99.1	Westwood Holdings Group, Inc. Reports Third Quarter 2017 Results Quarterly Dividend Increased 10% Exhibit Westwood Holdings Group, Inc. Reports Third Quarter 2017 Results Quarterly Dividend Increased 10% Dallas, TX, October 25, 2017 ? Westwood Holdings Group, Inc. (NYSE: WHG) today reported third quarter 2017 revenues of $33.5 million compared to $31.8 million in the third quarter of 2016 and $33.8 million in the second quarter of 2017. The increase from the prior year quarter primarily relate
October 25, 2017	10-Q	________________________________________________________________________________________________________ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2017 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 1-31234 WESTWOOD HOLDINGS
October 19, 2017	EX-99.1	Westwood Holdings Group, Inc. Settles Lawsuit Exhibit Westwood Holdings Group, Inc. Settles Lawsuit DALLAS, October 19, 2017 (GLOBE NEWSWIRE) ? AGF, Westwood, Patricia Perez-Coutts and a number of related parties wish to announce that they have resolved the AGF and Westwood actions arising from the simultaneous resignations of Ms. Perez-Coutts and four other employees of AGF in 2012, who left to join Westwood. Westwood has made a substantial
October 19, 2017	8-K	Financial Statements and Exhibits, Other Events Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2017 WESTWOOD HOLDINGS GROUP, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31234 75-2969997 (State or Other Jurisdiction of Incorporat
July 26, 2017	8-K	Regulation FD Disclosure, Results of Operations and Financial Condition Document SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2017 WESTWOOD HOLDINGS GROUP, INC.
July 26, 2017	EX-99.1	Westwood Holdings Group, Inc. Reports Second Quarter 2017 Results AUM From Global and Emerging Market Strategies Reaches Record $5.1 Billion Exhibit Westwood Holdings Group, Inc. Reports Second Quarter 2017 Results AUM From Global and Emerging Market Strategies Reaches Record $5.1 Billion Dallas, TX, July 26, 2017 ? Westwood Holdings Group, Inc. (NYSE: WHG) today reported second quarter 2017 revenues of $33.8 million compared to $31.0 million in the second quarter of 2016 and $32.6 million in the first quarter of 2017, primarily relate
July 26, 2017	10-Q	________________________________________________________________________________________________________ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2017 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 1-31234 WESTWOOD HOLDINGS GROU
May 18, 2017	S-8	Westwood Holdings Group S-8 Document As filed with the Securities and Exchange Commission on May 18, 2017 Registration No.
May 1, 2017	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Submission of Matters to a Vote of Security Holders Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2017 WESTWOOD HOLDINGS GROUP, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31234 75-2969997 (State or Other Jurisdiction of Incorporatio
April 26, 2017	10-Q	Westwood Holdings Group 10-Q (Quarterly Report) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2017 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 1-31234 WESTWOOD HOL
April 26, 2017	8-K	Regulation FD Disclosure, Results of Operations and Financial Condition Document SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2017 WESTWOOD HOLDINGS GROUP, INC.
April 26, 2017	EX-99.1	Westwood Holdings Group, Inc. Reports First Quarter 2017 Results Non-U.S. Clients Reach Record 20% of AUM Exhibit Westwood Holdings Group, Inc. Reports First Quarter 2017 Results Non-U.S. Clients Reach Record 20% of AUM Dallas, TX, April 26, 2017 ? Westwood Holdings Group, Inc. (NYSE: WHG) today reported first quarter 2017 revenues of $32.6 million compared to $29.1 million in the first quarter of 2016 and $31.1 million in the fourth quarter of 2016, primarily related to higher average assets under ma
March 29, 2017	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2017 WESTWOOD HOLDINGS GROUP, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31234 75-2969997 (State or Other Jurisdiction of Incorporatio
March 29, 2017	EX-10.1	Form of Mutual Fund Share Incentive Agreement, by and between Mark Freeman and Westwood Holdings Group, Inc. (incorporated by reference from the Form 8-K filed with the SEC on March 29, 2017) Exhibit WESTWOOD HOLDINGS GROUP, INC. MUTUAL FUND SHARE INCENTIVE AGREEMENT This AGREEMENT is made as of the day of 2017, by and between WESTWOOD HOLDINGS GROUP, INC. (the ?Company? and, together with its subsidiaries, ?WHG?), and MARK FREEMAN (?Participant?), pursuant to the Westwood Holdings Group, Inc. Stock Incentive Plan (the ?Plan?). Capitalized terms used but not defined in this Agreement s
March 20, 2017	DEF 14A	Second Amendment to Amended and Restated Certificate of Incorporation of Westwood Holdings Group, Inc. (incorporated by reference from the Schedule 14A filed with the SEC on March 20, 2017) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: o Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x D
March 10, 2017	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2017 WESTWOOD HOLDINGS GROUP, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31234 75-2969997 (State or Other Jurisdiction of Incorporation
March 10, 2017	EX-10.2	One-Time Performance Share Agreement, dated as of March 9, 2017, between Westwood Holdings Group, Inc. and Mark R. Freeman (incorporated by reference from the Form 8-K filed with the SEC on March 10, 2017) Exhibit PERFORMANCE SHARE AGREEMENT UNDER THE THIRD AMENDED AND RESTATED WESTWOOD HOLDINGS GROUP, INC.
March 10, 2017	EX-10.1	Form of Performance Share Agreement (incorporated by reference from the Form 8-K filed with the SEC on March 10, 2017) Exhibit PERFORMANCE SHARE AGREEMENT UNDER THE THIRD AMENDED AND RESTATED WESTWOOD HOLDINGS GROUP, INC.
March 10, 2017	PRE 14A	Westwood Holdings Group PRE 14A Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: x Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? D
February 28, 2017	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2017 WESTWOOD HOLDINGS GROUP, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31234 75-2969997 (State or Other Jurisdiction of Incorpora
February 28, 2017	EX-10.2	Letter of Understanding Regarding Transition to Chairman Role, dated as of February 24, 2017, between Westwood Holdings Group, Inc. and Randall L. Root (incorporated by reference from the Form 8-K filed with the SEC on February 28, 2017) Exhibit February 24, 2017 Mr. Randy Root Re: Letter of Understanding Regarding Transition to Chairman Role Dear Randy, We are pleased that you have decided to transition to the Chairman role for Westwood Trust (the ?Company?). As we discussed, below is a summary of our understanding. Your last day as Company President will be February 28, 2017, and your first day as Chairman will be March 1, 2017.
February 28, 2017	EX-10.1	Waiver of Certain Performance Shares Under the Performance Share Agreement, dated as of February 22, 2017 (incorporated by reference from the Form 8-K filed with the SEC on February 28, 2017) Exhibit WAIVER OF CERTAIN PERFORMANCE SHARES UNDER THE PERFORMANCE SHARE AGREEMENT This document is a waiver (the ?Waiver?) of certain performance share rights under the certain Performance Share Agreement (the ?Agreement?) dated as of March 10, 2016 between Brian O.
February 28, 2017	EX-10.3	Employee Confidentiality and Non-Compete Agreement, dated as of February 24, 2017, by and between Westwood Holdings Group, Inc. and Randall L. Root (incorporated by reference from the Form 8-K filed with the SEC on February 28, 2017) Exhibit EMPLOYEE CONFIDENTIALITY AND NON-COMPETE AGREEMENT This Agreement is effective as of March 1, 2017 between WESTWOOD HOLDINGS GROUP, INC.
February 23, 2017	10-K	Westwood Holdings Group 10-K DECEMBER 31, 2016 (Annual Report) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-31234 WESTWOOD
February 15, 2017	SC 13G/A	AVG / AVG Technologies N.V. / WESTWOOD HOLDINGS GROUP INC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* AVG Technologies N.V. (Name of Issuer) Ordinary Shares, par value (Euro)0.01 per share (Title of Class of Securities) N07831105 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to design
February 15, 2017	SC 13G/A	CATM / Cardtronics, Inc. / WESTWOOD HOLDINGS GROUP INC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Cardtronics Inc. (Name of Issuer) Common stock, par value of $0.0001 per share (Title of Class of Securities) 14161H108 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the
February 15, 2017	SC 13G/A	BCC / Boise Cascade Co. / WESTWOOD HOLDINGS GROUP INC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Boise Cascade Company (Name of Issuer) Common stock, par value $0.01 per share (Title of Class of Securities) 09739D100 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the
February 8, 2017	EX-99.1	Westwood Holdings Group, Inc. Reports Fourth Quarter and Fiscal Year 2016 Results Launches Tax-Efficient Strategy Exhibit Westwood Holdings Group, Inc. Reports Fourth Quarter and Fiscal Year 2016 Results Launches Tax-Efficient Strategy Dallas, TX, February 8, 2017 ? Westwood Holdings Group, Inc. (NYSE: WHG) today reported fourth quarter revenues of $31.1 million , down $0.5 million compared with revenues of $31.6 million in the fourth quarter of 2015 , primarily as a result of lower quarter-over-quarter perfo
February 8, 2017	8-K	Westwood Holdings Group 8-K Q416 EARNINGS RELEASE (Current Report/Significant Event) Document SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2017 WESTWOOD HOLDINGS GROUP, INC.
January 27, 2017	SC 13G	WHG / Westwood Holdings Group, Inc. / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) WESTWOOD HLDGS GROUP INC (Name of Issuer) COM (Title of Class of Securities) 961765104 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule

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