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| LEI | 549300WTJLBT4TW62Z09 |
| CIK | 1002135 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Westell Technologies, Inc.
SEC Filings (Chronological Order)
यह पृष्ठ SEC फाइलिंग की एक पूरी, कालानुक्रमिक सूची प्रदान करता है, ओनरशिप फाइलिंग को छोड़कर, जो हम अन्यत्र प्रदान करते हैं।
| May 21, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended March 31, 2021 or ? Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number: 0-27266 WESTELL TE |
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| May 21, 2021 |
Subsidiaries of the Registrant. Exhibit 21.1 SUBSIDIARIES OF REGISTRANT Subsidiary Jurisdiction of Incorporation Westell, Inc. Illinois |
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| March 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2021 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of incorporation) (Commission Fil |
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| March 19, 2021 |
Promissory Note dated March 15, 2021, by and among Westell, Inc. and Exhibit 10.1 SBA Loan # 9793538508 SBA Loan Name Westell, Inc. Date March 15, 2021 Loan Amount 1,637,522.00 Interest Rate 1.00% fixed Borrower Westell, Inc. Lender St. Charles Bank & Trust Company, N. A. 1. PROMISE TO PAY: In return to the Loan, Borrower promises to pay to the order of Lender the amount of 1,637,522.00 , interest on the unpaid principal balance, and all other amounts required by t |
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| February 12, 2021 |
Exhibit 10.1 WESTELL TECHNOLOGIES, INC. FORM of RESTRICTED STOCK UNIT AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AWARD AGREEMENT is granted by WESTELL TECHNOLOGIES, INC. (the ?Company?) to (the ?Participant?) this day of (the ?Grant Date?) pursuant to the Company?s 2019 Omnibus Incentive Compensation Plan (the ?Plan?). The applicable terms of the Plan are incorporated herein by reference, includin |
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| February 12, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number |
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| December 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 10, 2020 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of incorporation) (Commission |
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| November 6, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbe |
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| November 6, 2020 |
Summary of Director Compensation. Exhibit 10.2 WESTELL TECHNOLOGIES, INC. SUMMARY OF DIRECTOR COMPENSATION The quarterly retainer for all non-employee directors is $7,500. There is not separate compensation for meeting attendance or for chairpersons, including the Chairman of the Board, or members of committees. In addition, all directors may be reimbursed for certain expenses incurred in connection with attendance at Board and co |
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| November 5, 2020 |
Westell promotes Jeniffer Jaynes to Chief Financial Officer Exhibit 99.1 NEWS RELEASE Westell promotes Jeniffer Jaynes to Chief Financial Officer AURORA, IL, November 5, 2020 - Westell Technologies, Inc. (OTC Pink Open Markets: WSTL), a leading provider of high-performance network infrastructure solutions, announces the promotion of Jeniffer Jaynes to Chief Financial Officer. Jaynes was previously appointed to Interim Chief Financial Officer in September o |
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| November 5, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2020 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of incorporation) (Commission F |
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| October 20, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 0-27266 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified i |
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| October 15, 2020 |
Registration No. 333-100625 As filed with the United States Securities and Exchange Commission on October 15, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 To FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 36-3154957 (State or ot |
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| October 15, 2020 |
Registration No. 333-234706 As filed with the United States Securities and Exchange Commission on October 15, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 To FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 WESTELL TECHNOLOGIES, Inc. (Exact name of registrant as specified in its charter) Delaware 36-3154957 (State or ot |
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| October 15, 2020 |
Registration No. 333-206974 As filed with the United States Securities and Exchange Commission on October 15, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 To FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 WESTELL TECHNOLOGIES, Inc. (Exact name of registrant as specified in its charter) Delaware 36-3154957 (State or ot |
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| October 15, 2020 |
Registration No. 333-79407 As filed with the United States Securities and Exchange Commission on October 15, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 To FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 36-3154957 (State or oth |
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| October 9, 2020 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 RULE 13e-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3) Westell Technologies, Inc. (Name of the Issuer and Name of Person Filing Statement) Class A Common Stock, $0.01 par value per share (Title of Class of Securities) 957541204 (CUSIP Number of Class of Securities) Timothy L. Duitsman P |
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| October 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 0-27266 WESTELL TECHNOLOGIES, INC. Nasdaq Capital Market (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) 750 Nor |
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| September 29, 2020 |
Exhibit 99.1 NEWS RELEASE Westell Stockholders Approve Reverse and Forward Splits Company to Voluntarily Delist Class A Common Stock from NASDAQ Capital Market AURORA, IL, September 29, 2020 - Westell Technologies, Inc. (NASDAQ: WSTL), a leading provider of high-performance network infrastructure solutions, announced that at the Annual Meeting on September 29, 2020, the Company’s stockholders vote |
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| September 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2020 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of incorporation) (Commission |
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| September 29, 2020 |
Certificate of Amendment, filed September 29, 2020, to effect a 1,000-for-1 forward stock split Exhibit 3.2 CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION WESTELL TECHNOLOGIES, INC., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “Corporation”), DOES HEREBY CERTIFY AS FOLLOWS: FIRST: Article FIFTH of the Amended and Restated Certificate of Incorporation of the Corporation is hereby amended t |
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| September 29, 2020 |
Certificate of Amendment, filed September 29, 2020, to effect a 1-for-1,000 reverse stock split Exhibit 3.1 CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION WESTELL TECHNOLOGIES, INC., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “Corporation”), DOES HEREBY CERTIFY AS FOLLOWS: FIRST: Article FIFTH of the Amended and Restated Certificate of Incorporation of the Corporation is hereby amended t |
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| September 29, 2020 |
Agreement to Terminate the Registration Rights Agreement Exhibit 10.1 AGREEMENT TO TERMINATE THE REGISTRATION RIGHTS AGREEMENT This Agreement to Terminate the Registration Rights Agreement (this “Agreement”) is made and entered into as of September 29, 2020, by and between Westell Technologies, Inc., a Delaware corporation (the “Company”), and the undersigned trustees (the “Trustees”), on behalf of the Voting Trust formed pursuant to the Voting Trust Ag |
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| August 14, 2020 |
Exhibit 99.1 NEWS RELEASE CORRECTING and REPLACING Westell Reports Fiscal 2021 First Quarter Results Sequential quarterly revenue growth of 18% with improved gross margins and lower expense structure improved loss per share 71% CORRECTION . . . . by Westell Technologies, Inc. August 14, 2020 The average number of common shares outstanding for the period ended June 30, 2020 in the non-GAAP table, w |
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| August 14, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2020 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of incorporation) (Commission Fi |
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| August 14, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-2 |
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| August 14, 2020 |
Exhibit 10.1 WESTELL TECHNOLOGIES, INC. PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT FOR AWARD GRANTED ON APRIL 1, 2020 THIS RESTRICTED STOCK UNIT AWARD AGREEMENT is granted by WESTELL TECHNOLOGIES, INC. (the “Company”) to Jeniffer Jaynes (the “Participant”) this 1st day of April, 2020 (the “Grant Date”) pursuant to the Company’s 2019 Omnibus Incentive Compensation Plan (the “Plan”). Th |
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| August 14, 2020 |
Exhibit 10.2 WESTELL TECHNOLOGIES, INC. PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT FOR AWARD GRANTED ON APRIL 1, 2020 THIS RESTRICTED STOCK UNIT AWARD AGREEMENT is granted by WESTELL TECHNOLOGIES, INC. (the “Company”) to Jesse Swartwood (the “Participant”) this 1st day of April, 2020 (the “Grant Date”) pursuant to the Company’s 2019 Omnibus Incentive Compensation Plan (the “Plan”). Th |
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| August 14, 2020 |
Exhibit 10.1 WESTELL TECHNOLOGIES, INC. PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT FOR AWARD GRANTED ON APRIL 1, 2020 THIS RESTRICTED STOCK UNIT AWARD AGREEMENT is granted by WESTELL TECHNOLOGIES, INC. (the “Company”) to Timothy Duitsman (the “Participant”) this 1st day of April, 2020 (the “Grant Date”) pursuant to the Company’s 2019 Omnibus Incentive Compensation Plan (the “Plan”). T |
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| August 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Definitive Proxy State |
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| August 11, 2020 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 RULE 13e-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) Westell Technologies, Inc. (Name of the Issuer and Name of Person Filing Statement) Class A Common Stock, $0.01 par value per share (Title of Class of Securities) 957541204 (CUSIP Number of Class of Securities) Timothy L. Duitsman P |
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| August 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| August 3, 2020 |
Westell Technologies Regains Compliance with NASDAQ Listing Requirements Exhibit 99.1 NEWS RELEASE Westell Technologies Regains Compliance with NASDAQ Listing Requirements AURORA, IL - July 31, 2020 Westell Technologies, Inc. (NASDAQ: WSTL), a leading provider of high-performance network infrastructure solutions, today announced that on July 28, the Company received a letter from the Listing Qualifications Department of The NASDAQ Stock Market indicating that it has re |
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| August 3, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2020 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of incorporation) (Commission File |
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| July 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1 ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ý Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Def |
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| July 29, 2020 |
Certification of the Chief Financial Officer pursuant to Section 302 of Sarbanes-Oxley Act of 2002. Exhibit 31.2(a) CERTIFICATION I, Jeniffer L. Jaynes, certify that: 1. I have reviewed this Amendment No. 1 on Form 10-K/A to the Annual Report on Form 10-K for the year ended March 31, 2020 of Westell Technologies, Inc.; and 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light |
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| July 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 x Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended March 31, 2020 or ¨ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number: 0-27266 WESTELL TE |
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| July 29, 2020 |
Certification of the Chief Executive Officer pursuant to Section 302 of Sarbanes-Oxley Act of 2002. Exhibit 31.1(a) CERTIFICATION I, Timothy L. Duitsman, certify that: 1. I have reviewed this Amendment No. 1 on Form 10-K/A to the Annual Report on Form 10-K for the year ended March 31, 2020 of Westell Technologies, Inc.; and 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in ligh |
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| July 29, 2020 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 RULE 13e-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) Westell Technologies, Inc. (Name of the Issuer and Name of Person Filing Statement) Class A Common Stock, $0.01 par value per share (Title of Class of Securities) 957541204 (CUSIP Number of Class of Securities) Timothy L. Duitsman P |
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| July 28, 2020 |
July 28, 2020 VIA EDGAR Mr. Joshua Shainess Special Counsel Office of Mergers & Acquisitions Securities and Exchange Commission Division of Corporate Finance Re: Westell Technologies Inc. Schedule 13E-3 Filed July 13, 2020 File No. 005-48551 Preliminary Proxy Statement on Schedule 14A Filed July 13, 2020 File No. 000-27266 Dear Mr. Shainess: Westell Technologies, Inc. (the ?Company?) is submitting |
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| July 13, 2020 |
Exhibit (c)(ii) |
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| July 13, 2020 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 RULE 13e-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Westell Technologies, Inc. (Name of the Issuer and Name of Person Filing Statement) Class A Common Stock, $0.01 par value per share (Title of Class of Securities) 957541204 (CUSIP Number of Class of Securities) Timothy L. Duitsman Pr |
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| July 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ý Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| July 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 6, 2020 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of incorporation) (Commission File |
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| July 10, 2020 |
Exhibit 99.1 NEWS RELEASE Board of Directors of Westell Technologies, Inc. Approves Plan to Terminate Registration of Class A Common Stock AURORA, IL July 10, 2020 - Westell Technologies, Inc. (NASDAQ:WSTL) today announced that a Special Committee of independent directors has recommended, and its Board of Directors has approved, a plan for a proposed transaction whereby the Company would effect a |
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| July 10, 2020 |
Exhibit 99.1 NEWS RELEASE Board of Directors of Westell Technologies, Inc. Approves Plan to Terminate Registration of Class A Common Stock AURORA, IL July 10, 2020 - Westell Technologies, Inc. (NASDAQ:WSTL) today announced that a Special Committee of independent directors has recommended, and its Board of Directors has approved, a plan for a proposed transaction whereby the Company would effect a |
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| July 10, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 6, 2020 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of incorporation) (Commission File |
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| June 18, 2020 |
Subsidiaries of the Registrant. Exhibit 21.1 SUBSIDIARIES OF REGISTRANT Subsidiary Jurisdiction of Incorporation Westell, Inc. Illinois |
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| June 18, 2020 |
Exhibit 4.1 WESTELL TECHNOLOGIES, INC. DESCRIPTION OF CAPITAL STOCK Our authorized capital stock currently consists of 109,000,000 shares of class A common stock, 25,000,000 shares of class B common stock, and 1,000,000 shares of preferred stock, each with a par value of $0.01 per share. VOTING RIGHTS. Holders of class A common stock are entitled to one vote per share and holders of class B common |
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| June 18, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended March 31, 2020 or ¨ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number: 0-27266 WESTELL TE |
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| June 18, 2020 |
Summary of Director Compensation. Exhibit 10.15 WESTELL TECHNOLOGIES, INC.SUMMARY OF DIRECTOR COMPENSATION The annual retainer for all non-employee directors is $20,000. Annual retainers for committee chairpersons are as follows: Chairman of the Board (if non-employee) -$20,000; Chair of the Audit Committee-$10,000; and Chair of the Compensation Committee-$10,000. Annual retainers for the members of committees are as follows: Memb |
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| June 17, 2020 |
Westell Technologies, Inc., Investor Presentation to be used beginning June 17, 2020. |
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| June 17, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 17, 2020 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of incorporation) (Commission File |
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| June 17, 2020 |
Westell Reports Fiscal 2020 Fourth Quarter Results Exhibit 99.1 NEWS RELEASE Westell Reports Fiscal 2020 Fourth Quarter Results AURORA, IL, June 17, 2020 – Westell Technologies, Inc. (NASDAQ: WSTL), a leading provider of high-performance network infrastructure solutions, today announced results for its fiscal 2020 fourth quarter ended March 31, 2020 (4Q20) and its fiscal year ended March 31, 2020 (FY20). Management will host a conference call to d |
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| May 22, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 0-27266 36-3154957 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 750 North Commons Drive Aurora, IL 60504 (Address of princ |
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| May 22, 2020 |
Westell Technologies, Inc.’s Conflict Minerals Report for the period January 1 to December 31, 2019. Exhibit 1.01 CONFLICT MINERALS REPORT OF WESTELL TECHNOLOGIES, INC. FOR THE REPORTING PERIOD FROM JANUARY 1 TO DECEMBER 31, 2019 I. Introduction This is the Conflict Minerals1 Report of Westell Technologies, Inc. (“we,” “our,” “us,” or the “Company”) prepared for calendar year 2019 in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934 (the “Act”). Numerous terms in |
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| April 20, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 14, 2020 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of incorporation) (Commission Fil |
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| April 20, 2020 |
Exhibit 10.1 NOTE Date 4/8/2020 Note Amount $1,637,522 Borrower Westell, Inc. Lender JPMorgan Chase Bank, N.A. 1. PROMISE TO PAY. Borrower promises to pay to the order of Lender the Note Amount, plus interest on the unpaid principal balance at the Note Rate, and all other amounts required by this Note. 2. DEFINITIONS. “CARES Act” means the Coronavirus Aid, Relief, and Economic Security Act. “Defer |
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| April 2, 2020 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 27, 2020 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of incorporation) (Commission Fil |
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| February 13, 2020 |
WSTL / Westell Technologies, Inc. / Hoeft David Clinton - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* Westell Technologies, Inc. (Name of Issuer) Class A Common Stock, $0.01 Par Value (Title of Class of Securities) 957541204 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| February 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) WESTELL TECHNOLOGIES, INC. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of class of Securities) 957541204 (CUSIP Number) December 31, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to desig |
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| February 7, 2020 |
WSTL / Westell Technologies, Inc. 10-Q - Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number |
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| February 5, 2020 |
Westell Technologies, Inc., Investor Presentation to be used beginning February 5, 2020 |
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| February 5, 2020 |
Westell Reports Fiscal 2020 Third Quarter Results Exhibit 99.1 NEWS RELEASE Westell Reports Fiscal 2020 Third Quarter Results AURORA, IL, February 5, 2020 – Westell Technologies, Inc. (NASDAQ: WSTL), a leading provider of high-performance network infrastructure solutions, today announced results for its fiscal 2020 third quarter ended December 31, 2019 (FY20 3Q). Management will host a conference call to discuss financial and business results tom |
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| February 5, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2020 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of incorporation) (Commission F |
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| November 27, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 26, 2019 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of incorporation) (Commission |
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| November 27, 2019 |
Westell Technologies, Inc., Investor Presentation to be used beginning November 26, 2019 |
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| November 15, 2019 |
WSTL / Westell Technologies, Inc. S-8 - - S-8 Registration No. 333- As filed with the United States Securities and Exchange Commission on November 14, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 36-3154957 (State or other jurisdiction of incorporation or or |
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| November 14, 2019 |
Exhibit 10.8 WESTELL TECHNOLOGIES, INC. INDEPENDENT DIRECTOR RESTRICTED STOCK AWARD THIS STOCK AWARD (“Award”) is granted this day of the "Grant Date") by Westell Technologies, Inc., a Delaware corporation (“Westell Technologies”) to (the “Director”). WHEREAS, Westell Technologies is of the opinion that its interests will be advanced by granting Director a proprietary interest in Westell Technolog |
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| November 14, 2019 |
EX-10.9 6 wstl-ex109x20190930.htm EXHIBIT 10.9 Exhibit 10.9 WESTELL TECHNOLOGIES, INC. FORM of RESTRICTED STOCK UNIT AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AWARD AGREEMENT is granted by WESTELL TECHNOLOGIES, INC. (the “Company”) to (the “Participant”) this day of (the “Grant Date”) pursuant to the Company’s 2019 Omnibus Incentive Compensation Plan (the “Plan”). The applicable terms of the Plan |
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| November 14, 2019 |
EX-10.5 2 wstl-ex105x20190930.htm EXHIBIT 10.5 Exhibit 10.5 WESTELL TECHNOLOGIES, INC. FORM of RESTRICTED STOCK UNIT AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AWARD AGREEMENT is granted by WESTELL TECHNOLOGIES, INC. (the “Company”) to Jeniffer Jaynes (the “Participant”) this 26th day of August 2019 (the “Grant Date”) pursuant to the Company’s 2015 Omnibus Incentive Compensation Plan (the “Plan”). |
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| November 14, 2019 |
The Registrant’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2019 10-Q 1 wstl-20190930x10q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition pe |
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| November 14, 2019 |
EX-10.10 7 wstl-ex1010x20190930.htm EXHIBIT 10.10 Exhibit 10.10 WESTELL TECHNOLOGIES, INC. PERFORMANCE SHARE AWARD AGREEMENT FOR AWARD GRANTED TO ON THIS PERFORMANCE SHARE AWARD AGREEMENT is granted by WESTELL TECHNOLOGIES, INC. (the “Company”) to (the “Participant”) this day of - (the “Grant Date”) pursuant to the Company’s 2015 Omnibus Incentive Compensation Plan (the “Plan”). The applicable ter |
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| November 14, 2019 |
EX-10.7 4 wstl-ex107x20190930.htm EXHIBIT 10.7 Exhibit 10.7 WESTELL TECHNOLOGIES, INC. NON-QUALIFIED STOCK OPTION THIS NON-QUALIFIED STOCK OPTION, dated as set forth in the attached Memorandum is granted by WESTELL TECHNOLOGIES, INC. (the "Company"), to the Employee as set forth in the attached Notice of Grant (the “Employee”) pursuant to the Company's 2019 Omnibus Incentive Compensation Plan (the |
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| November 14, 2019 |
EX-10.6 3 wstl-ex106x20190930.htm EXHIBIT 10.6 Exhibit 10.6 WESTELL TECHNOLOGIES, INC. PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT FOR AWARD GRANTED TO TIMOTHY DUITSMAN ON SEPTEMBER 1, 2019 THIS RESTRICTED STOCK UNIT AWARD AGREEMENT is granted by WESTELL TECHNOLOGIES, INC. (the “Company”) to TIMOTHY DUITSMAN (the “Participant”) this 1st day of September 2019 (the “Grant Date”) pursuant |
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| November 13, 2019 |
Westell Reports Fiscal 2020 Second Quarter Results Exhibit 99.1 NEWS RELEASE Westell Reports Fiscal 2020 Second Quarter Results AURORA, IL, November 13, 2019 – Westell Technologies, Inc. (NASDAQ: WSTL), a leading provider of high-performance network infrastructure solutions, today announced results for its fiscal 2020 second quarter ended September 30, 2019 (2Q20). Management will host a conference call to discuss financial and business results to |
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| November 13, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2019 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of incorporation) (Commission |
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| October 21, 2019 |
Costs Associated with Exit or Disposal Activities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 18, 2019 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of incorporation) (Commission F |
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| September 23, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 17, 2019 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of incorporation) (Commission |
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| August 28, 2019 |
Exhibit 10.1 Jeniffer Jaynes SEVERANCE AGREEMENT SEVERANCE AGREEMENT This Severance Agreement is entered into this 12th day of February, 2018 (the “Effective Date”), by and among Westell Technologies, Inc., a Delaware corporation and Westell, Inc., an Illinois corporation (collectively, "the Company") and Jeniffer Jaynes ("Executive"). RECITALS A. The Company desires to continue to retain Executiv |
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| August 28, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 24, 2019 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of incorporation) (Commission Fi |
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| August 22, 2019 |
WSTL / Westell Technologies, Inc. DEFA14A - - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| August 22, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 18, 2019 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of incorporation) (Commission Fi |
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| August 22, 2019 |
EX-10.1 2 a190822exhibit101.htm EXHIBIT 10.1 Exhibit 10.1 August 18, 2019 Mr. Timothy Duitsman Dear Tim, On behalf of the Board of Directors, I am very pleased to offer you the position of President and Chief Executive Officer of Westell Technologies, Inc. ("Company") and President and Chief Executive Officer of Westell, Inc. ("Operating Subsidiary"). Your position will primarily be located at the |
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| August 22, 2019 |
EX-10.2 3 exhibit102.htm EXHIBIT 10.2 Exhibit 10.2 GENERAL RELEASE AGREEMENT This General Release Agreement (“Agreement”) is entered into by and between Westell Technologies, Inc. and Westell, Inc. (collectively the “Company”) and Alfred S. John (the “Executive”). In consideration of the mutual promises set forth below, the Company and Executive agree and covenant as follows: 1.Executive hereby re |
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| August 22, 2019 |
Westell Technologies Appoints Timothy Duitsman as President and CEO EX-99.1 4 a190822exhibit991.htm EXHIBIT 99.1 Exhibit 99.1 Westell Technologies Appoints Timothy Duitsman as President and CEO AURORA, IL, August 22, 2019 - Westell Technologies, Inc. (NASDAQ: WSTL), a leading provider of high-performance network infrastructure solutions, today announced that its Board of Directors has chosen Timothy Duitsman as the Company’s new President and CEO, effective Septem |
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| August 12, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2019 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of incorporation) (Commission Fil |
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| August 9, 2019 |
The Registrant’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2019 10-Q 1 wstl-20190630x10q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period |
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| August 9, 2019 |
EX-10.3 4 wstl-ex103x2019x0630.htm EXHIBIT 10.3 Exhibit 10.3 WESTELL TECHNOLOGIES, INC. PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT FOR AWARD GRANTED TO ALFRED S. JOHN ON APRIL 18, 2019 THIS RESTRICTED STOCK UNIT AWARD AGREEMENT is granted by WESTELL TECHNOLOGIES, INC. (the “Company”) to Alfred S. John (the “Participant”) this 18th day of April 2019 (the “Grant Date”) pursuant to the C |
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| August 9, 2019 |
Summary of Director Compensation. EX-10.1 2 wstl-ex101x20190630.htm EXHIBIT 10.1 Exhibit 10.1 WESTELL TECHNOLOGIES, INC.SUMMARY OF DIRECTOR COMPENSATION The annual retainer for all non-employee directors is $27,000. Annual retainers for committee chairpersons are as follows: Chairman of the Board (if non-employee) -$20,000; Chair of the Audit Committee-$10,000; and Chair of the Compensation Committee-$10,000. Annual retainers for |
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| August 9, 2019 |
EX-10.2 3 wstl-ex102x20190630.htm EXHIBIT 10.2 Exhibit 10.2 WESTELL TECHNOLOGIES, INC. PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT FOR AWARD GRANTED ON APRIL 1, 2019 THIS RESTRICTED STOCK UNIT AWARD AGREEMENT is granted by WESTELL TECHNOLOGIES, INC. (the “Company”) to Jessee Swartwood (the “Participant”) this 1st day of April 2019 (the “Grant Date”) pursuant to the Company’s 2015 Omnib |
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| August 7, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a1q208kearningsrelease.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2019 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdict |
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| August 7, 2019 |
Westell Reports Fiscal 2020 First Quarter Results Exhibit 99.1 NEWS RELEASE Westell Reports Fiscal 2020 First Quarter Results AURORA, IL, August 7, 2019 – Westell Technologies, Inc. (NASDAQ: WSTL), a leading provider of high-performance infrastructure solutions, today announced results for its fiscal 2020 first quarter ended June 30, 2019 (1Q20). Management will host a conference call to discuss financial and business results tomorrow, Thursday, |
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| July 26, 2019 |
WSTL / Westell Technologies, Inc. DEFA14A - - DEFA14A DEFA14A 1 a2019defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| July 26, 2019 |
DEF 14A 1 def14a2019proxy.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as |
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| June 19, 2019 |
Timothy Duitsman joins Westell’s Board of Directors Exhibit 99.1 NEWS RELEASE Timothy Duitsman joins Westell’s Board of Directors AURORA, Ill., June 19, 2019 - Westell Technologies, Inc. (NASDAQ: WSTL), a leading provider of high-performance network infrastructure solutions, announced today that Timothy Duitsman, Senior Vice President of Product Development at Klein Tools, has been appointed to Westell’s Board of Directors. Mr. Duitsman will serve |
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| June 19, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2019 Westell Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 0-27266 36-3154957 (State or other jurisdiction of incorporation) (Commission |
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| May 31, 2019 |
The Registrant’s Annual Report on Form 10-K for the fiscal year ended March 31, 2019 10-K 1 wstl-2019331x10k.htm 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended March 31, 2019 or ¨ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commissio |
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| May 31, 2019 |
Subsidiaries of the Registrant. Exhibit 21.1 SUBSIDIARIES OF REGISTRANT Subsidiary Jurisdiction of Incorporation Westell, Inc. Illinois |
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| May 29, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2019 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of incorporation) (Commission File |
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| May 29, 2019 |
Westell Reports Fiscal 2019 Fourth Quarter Results EX-99.1 2 a4q19earningsrelease.htm EXHIBIT 99.1 Exhibit 99.1 NEWS RELEASE Westell Reports Fiscal 2019 Fourth Quarter Results AURORA, IL, May 29, 2019 – Westell Technologies, Inc. (NASDAQ: WSTL), a leading provider of high-performance network infrastructure solutions, today announced results for its fiscal 2019 fourth quarter ended March 31, 2019 (4Q19) and its fiscal year ended March 31, 2019 (FY1 |
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| May 24, 2019 |
WSTL / Westell Technologies, Inc. SD - - SD SD 1 cy2018formsd.htm SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 0-27266 36-3154957 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 750 North Commons Drive Aurora, I |
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| May 24, 2019 |
Westell Technologies, Inc.’s Conflict Minerals Report for the period January 1 to December 31, 2018 Exhibit 1.01 CONFLICT MINERALS REPORT OF WESTELL TECHNOLOGIES, INC. FOR THE REPORTING PERIOD FROM JANUARY 1 TO DECEMBER 31, 2018 I. Introduction This is the Conflict Minerals1 Report of Westell Technologies, Inc. (“we,” “our,” “us,” or the “Company”) prepared for calendar year 2018 in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934 (the “Act”). Numerous terms in |
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| March 8, 2019 |
WSTL / Westell Technologies, Inc. S-8 POS Registration No. 333-155211 As filed with the United States Securities and Exchange Commission on March 8, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 36-3154957 (State or other |
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| February 14, 2019 |
WSTL / Westell Technologies, Inc. / Hoeft David Clinton - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* Westell Technologies, Inc. (Name of Issuer) Class A Common Stock, $0.01 Par Value (Title of Class of Securities) 957541204 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| February 8, 2019 |
WSTL / Westell Technologies, Inc. 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number |
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| February 6, 2019 |
Westell Reports Fiscal 2019 Third Quarter Results Exhibit 99.1 NEWS RELEASE Westell Reports Fiscal 2019 Third Quarter Results AURORA, IL, February 6, 2019 – Westell Technologies, Inc. (NASDAQ: WSTL), a leading provider of high-performance network infrastructure solutions, announced results for its fiscal 2019 third quarter ended December 31, 2018 (3Q19). Management will host a conference call to discuss 3Q19 results and plans for future growth to |
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| February 6, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2019 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of incorporation) (Commission F |
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| November 2, 2018 |
WSTL / Westell Technologies, Inc. 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbe |
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| October 31, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2018 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of incorporation) (Commission F |
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| October 31, 2018 |
Westell Reports Fiscal 2019 Second Quarter Results EX-99.1 2 a2q19earningsreleaseexhibit.htm EXHIBIT 99.1 Exhibit 99.1 NEWS RELEASE Westell Reports Fiscal 2019 Second Quarter Results AURORA, IL, October 31, 2018 – Westell Technologies, Inc. (NASDAQ: WSTL), a leading provider of high-performance network infrastructure solutions, announced results for its fiscal 2019 second quarter ended September 30, 2018 (2Q19). Management will host a conference c |
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| September 12, 2018 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders 8-K 1 a8k91118annualmeetingvotes.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 11, 2018 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other j |
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| September 12, 2018 |
Scott C. Chandler joins Westell’s Board of Directors Exhibit 99.1 FOR IMMEDIATE RELEASE Scott C. Chandler joins Westell’s Board of Directors AURORA, Ill., September 12, 2018 - Westell Technologies, Inc. (NASDAQ: WSTL), a leading provider of high-performance network infrastructure solutions, announced today that Scott C. Chandler, President of Franklin Court Partners, Inc., was elected to Westell’s Board of Directors at the Company’s Annual Meeting o |
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| August 3, 2018 |
WSTL / Westell Technologies, Inc. 10-Q (Quarterly Report) 10-Q 1 wstl-20180630x10q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period |
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| August 1, 2018 |
Westell Reports Fiscal 2019 First Quarter Results and Charts a Course for Future Growth EX-99.1 2 a1q19earningsreleaseexhibit.htm EXHIBIT 99.1 Exhibit 99.1 NEWS RELEASE Westell Reports Fiscal 2019 First Quarter Results and Charts a Course for Future Growth AURORA, IL, August 1, 2018 – Westell Technologies, Inc. (NASDAQ: WSTL), a leading provider of high-performance network infrastructure solutions, announced results for its fiscal 2019 first quarter ended June 30, 2018 (1Q19) and, un |
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| August 1, 2018 |
8-K 1 a1q198kearningsrelease.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2018 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdicti |
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| July 27, 2018 |
WSTL / Westell Technologies, Inc. DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| July 27, 2018 |
WSTL / Westell Technologies, Inc. DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Defin |
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| May 31, 2018 |
WSTL / Westell Technologies, Inc. SD SD 1 cy2017formsd.htm SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 0-27266 36-3154957 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 750 North Commons Drive Aurora, I |
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| May 31, 2018 |
Westell Technologies, Inc.’s Conflict Minerals Report for the period January 1 to December 31, 2017 Exhibit 1.01 CONFLICT MINERALS REPORT OF WESTELL TECHNOLOGIES, INC. FOR THE REPORTING PERIOD FROM JANUARY 1 TO DECEMBER 31, 2017 I. Introduction This is the Conflict Minerals1 Report of Westell Technologies, Inc. (“we,” “our,” “us,” or the “Company”) prepared for calendar year 2017 in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934 (the “Act”). Numerous terms in |
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| May 25, 2018 |
EX-10.6 3 wstl-ex106rsujohn.htm EXHIBIT 10.6 Exhibit 10.6 WESTELL TECHNOLOGIES, INC. FORM of RESTRICTED STOCK UNIT AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AWARD AGREEMENT is granted by WESTELL TECHNOLOGIES, INC. (the “Company”) to Alfred S. John (the “Participant”) this 21st day of May 2018 (the “Grant Date”) pursuant to the Company’s 2015 Omnibus Incentive Compensation Plan (the “Plan”). The a |
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| May 25, 2018 |
10-K 1 wstl-2018331x10k.htm 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended March 31, 2018 or ¨ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commissio |
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| May 25, 2018 |
EX-10.5 2 wstl-ex105psujohn.htm EXHIBIT 10.5 Exhibit 10.5 WESTELL TECHNOLOGIES, INC. PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT FOR AWARD GRANTED TO ALFRED S. JOHN ON MAY 21, 2018 THIS RESTRICTED STOCK UNIT AWARD AGREEMENT is granted by WESTELL TECHNOLOGIES, INC. (the “Company”) to Alfred S. John (the “Participant”) this 21st day of May 2018 (the “Grant Date”) pursuant to the Company’ |
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| May 25, 2018 |
Subsidiaries of the Registrant. EX-21.1 5 wstl-ex2112018331.htm EXHIBIT 21.1 Exhibit 21.1 SUBSIDIARIES OF REGISTRANT Subsidiary Jurisdiction of Incorporation Westell, Inc. Illinois Noran Tel, Inc. Saskatchewan |
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| May 25, 2018 |
EX-10.11 4 wstl-ex1011optionjohn.htm EXHIBIT 10.11 Exhibit 10.11 WESTELL TECHNOLOGIES, INC. NON-QUALIFIED STOCK OPTION THIS NON-QUALIFIED STOCK OPTION, dated as set forth in the attached Memorandum is granted by WESTELL TECHNOLOGIES, INC. (the "Company"), to the Employee as set forth in the attached Memorandum (the “Employee”) pursuant to the Company's 2015 Omnibus Incentive Compensation Plan (the |
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| May 23, 2018 |
Westell Reports Fiscal 2018 Year-End and Fourth Quarter Results Exhibit 99.1 NEWS RELEASE Westell Reports Fiscal 2018 Year-End and Fourth Quarter Results AURORA, IL, May 23, 2018 – Westell Technologies, Inc. (NASDAQ: WSTL), a leading provider of high-performance wireless infrastructure solutions, today announced results for its fiscal 2018 fourth quarter ended March 31, 2018 (4Q18) and its fiscal year ended March 31, 2018 (FY18). Management will host a confere |
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| May 23, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2018 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of incorporation) (Commission File |
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| May 9, 2018 |
FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2018 WESTELL TECHNOLOGIES, INC. |
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| May 9, 2018 |
Exhibit 10.1 May 2, 2018 Mr. Alfred S. John Dear Steve, On behalf of the Board of Directors, I am very pleased to offer you the position of President and Chief Executive Officer of Westell Technologies, Inc. (“Company”) and President and Chief Executive Officer of Westell, Inc. (“Operating Subsidiary”). Your position will primarily be located at the Company’s headquarters in Aurora, Illinois and w |
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| May 9, 2018 |
Alfred S. (Stephen) John to join Westell Technologies as President and CEO Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Alfred S. (Stephen) John to join Westell Technologies as President and CEO AURORA, IL, May 9, 2018 - Westell Technologies, Inc. (NASDAQ: WSTL), a leading provider of high-performance wireless infrastructure solutions, today announced that its Board of Directors has chosen Alfred S. (Stephen) John as the Company’s new President and CEO, effective May |
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| April 3, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2018 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of incorporation) (Commission Fil |
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| April 3, 2018 |
Exhibit 10.1 WESTELL TECHNOLOGIES, INC. FORM of RESTRICTED STOCK UNIT AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AWARD AGREEMENT is granted by WESTELL TECHNOLOGIES, INC. (the “Company”) to Kirk Brannock (the “Participant”) this 31st day of March 2018 (the “Grant Date”) pursuant to the Company’s 2015 Omnibus Incentive Compensation Plan (the “Plan”). The applicable terms of the Plan are incorporated |
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| February 13, 2018 |
Exhibit 1 JOINT FILING AGREEMENT, dated as of the February 13, 2018, between Cove Street Capital LLC and Jeffrey Bronchick (collectively, the "Joint Filers"). |
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| February 13, 2018 |
WSTL / Westell Technologies, Inc. / Cove Street Capital, LLC Passive Investment SC 13G/A 1 wstl13gdec2017.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* Westell Technologies, Inc (Name of Issuer) Class A Common Stock (Title of Class of Securities) 957541204 (CUSIP Number) Merihan Tynan 2101 East El Segundo Boulevard. Suite 302 El Segundo, CA 90245 (Name, Address and Telephon |
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| February 9, 2018 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Westell Technologies, Inc. (Name of Issuer) Class A Common Stock, $0.01 Par Value (Title of Class of Securities) 957541204 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| February 9, 2018 |
WSTL / Westell Technologies, Inc. 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number |
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| February 9, 2018 |
Exhibit 10.3 WESTELL TECHNOLOGIES, INC. FORM of RESTRICTED STOCK UNIT AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AWARD AGREEMENT is granted by WESTELL TECHNOLOGIES, INC. (the “Company”) to Kirk Brannock (the “Participant”) this 30th day of November 2017 (the “Grant Date”) pursuant to the Company’s 2015 Omnibus Incentive Compensation Plan (the “Plan”). The applicable terms of the Plan are incorpora |
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| February 9, 2018 |
Exhibit 10.4 Jesse Swartwood SEVERANCE AGREEMENT SEVERANCE AGREEMENT This Severance Agreement is entered into this 7th day of February, 2018, by and among Westell Technologies, Inc., a Delaware corporation and Westell, Inc., an Illinois corporation (collectively, "the Company") and Jesse Swartwood ("Executive"). RECITALS A. The Company desires to continue to retain Executive and recognizes the val |
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| February 7, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2018 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of incorporation) (Com |
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| February 7, 2018 |
Westell Delivers Continued Profitability and $1.8M of Cash for Fiscal 3Q18 Exhibit Exhibit 99.1 NEWS RELEASE Westell Delivers Continued Profitability and $1.8M of Cash for Fiscal 3Q18 AURORA, IL, February 7, 2018 ? Westell Technologies, Inc. (NASDAQ: WSTL), a leading provider of high-performance wireless infrastructure solutions, announced results for its fiscal 2018 third quarter ended December 31, 2017 ( 3Q18 ). Management will host a conference call to discuss financi |
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| December 18, 2017 |
WSTL / Westell Technologies, Inc. / Cove Street Capital, LLC Passive Investment SC 13G/A 1 wstl13gadec152017.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Westell Technologies, Inc (Name of Issuer) Class A Common Stock (Title of Class of Securities) 957541204 (CUSIP Number) Merihan Tynan 2101 E El Segundo Boulevard, Suite 302 El Segundo, CA 90245 (424) 221-5897 (Name, Addre |
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| November 27, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2017 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of incorporation) (Commission |
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| November 27, 2017 |
Exhibit Exhibit 10.2 November 24, 2017 Kirk R. Brannock 1642 Hamilton Drive Bloomfield MI 48302 Dear Kirk, On behalf of the Board of Directors, I am very pleased that you have accepted the position of Interim President and Chief Executive Officer of Westell Technologies, Inc. ("Company") and Interim President and Chief Executive Officer of Westell, Inc. ("Operating Subsidiary"). We agree that the |
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| November 27, 2017 |
Westell Announces Leadership Change Exhibit Exhibit 99.1 FOR IMMEDIATE RELEASE Westell Announces Leadership Change AURORA, IL, November 27, 2017 - Westell Technologies, Inc. (NASDAQ: WSTL), a leading provider of high-performance wireless infrastructure solutions, announced today that, effective November 30, 2017, Kirk R. Brannock, Chairman of the Board of Directors, has been appointed interim President and CEO, replacing Matthew B. |
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| November 27, 2017 |
Exhibit Exhibit 10.1 Matthew B. Brady 1240 Camelot Lane Lemont, IL 60439 November 20, 2017 Kirk Brannock Chairman of the Board, Westell Dear Kirk: It is with regret that I tender my resignation from the Westell. My last day of employment with Westell will be December 1, 2017. I am grateful for having had the opportunity to run Westell over the past several months and I offer my best wishes for its |
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| November 2, 2017 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbe |
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| November 1, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2017 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of incorporation) (Com |
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| November 1, 2017 |
Exhibit Exhibit 99.1 NEWS RELEASE Westell Delivers Profitability and Revenue Growth for Fiscal 2Q18 Sequential revenue growth and strong gross margin drive positive operating profit and net income AURORA, IL, November 1, 2017 ? Westell Technologies, Inc. (NASDAQ: WSTL), a leading provider of high-performance wireless infrastructure solutions, announced results for its fiscal 2018 second quarter en |
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| September 15, 2017 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2017 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of incorporation) (Commission |
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| September 15, 2017 |
Westell Names Kirk R. Brannock Chairman of the Board EX-99.1 3 a8k91217exhibit991.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Westell Names Kirk R. Brannock Chairman of the Board AURORA, Ill., September 15, 2017 - Westell Technologies, Inc. (NASDAQ: WSTL), a leading provider of high-performance wireless infrastructure solutions, announced today that its Board of Directors appointed Kirk R. Brannock to serve as Chairman of the Board. He repla |
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| September 15, 2017 |
Exhibit Exhibit 10.1 WESTELL TECHNOLOGIES, INC.SUMMARY OF DIRECTOR COMPENSATION The annual retainer for all non-employee directors is $36,000. Annual retainers for committee chairpersons are as follows: Chairman of the Board (if non-employee) -$20,000; Chair of the Audit Committee-$10,000; and Chair of the Compensation Committee-$10,000. Annual retainers for the members of committees are as follow |
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| September 13, 2017 |
rrd242815274054.html POWER OF ATTORNEY For Section 16 Reporting Obligations Know all by these present, that the undersigned hereby constitutes and appoints each of Thomas P. Minichiello, Anthony DeSilva, and Jeniffer Jaynes as the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of Weste |
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| August 29, 2017 |
WSTL / Westell Technologies, Inc. / Cove Street Capital, LLC Activist Investment Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 8)* Westell Technologies Inc (Name of Issuer) Common Stock Class A, $.01 par value (Title of Class of Securities) 957541204 (CUSIP Number) Merihan Tynan, Cove Street Capital LLC, 2101 East El Segundo Boulevard, Suite 302 El Segundo, CA 90245 (Na |
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| August 29, 2017 |
Cove Street Capital, LLC Urges Fellow Shareholders to Vote for Stockholder Proposal Regarding Equal Share Votes. |
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| August 25, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 23, 2017 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of incorporation) (Comm |
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| August 22, 2017 |
WSTL / Westell Technologies, Inc. / Cove Street Capital, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7)* Westell Technologies Inc (Name of Issuer) Common Stock Class A, $.01 par value (Title of Class of Securities) 957541204 (CUSIP Number) Merihan Tynan, Cove Street Capital LLC, 2101 East El Segundo Boulevard, Suite 302 El Segundo, CA 90245 (Name, Address a |
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| August 11, 2017 |
Exhibit 10.4 WESTELL TECHNOLOGIES, INC. PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT FOR AWARD GRANTED TO MATTHEW B. BRADY ON JULY 17, 2017 THIS RESTRICTED STOCK UNIT AWARD AGREEMENT is granted by WESTELL TECHNOLOGIES, INC. (the “Company”) to Matthew B. Brady (the “Participant”) this 17th day of July 2017 (the “Grant Date”) pursuant to the Company’s 2015 Omnibus Incentive Compensation P |
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| August 11, 2017 |
EX-10.5 4 wstl-ex105x20170630.htm EXHIBIT 10.5 Exhibit 10.5 WESTELL TECHNOLOGIES, INC. NON-QUALIFIED STOCK OPTION THIS NON-QUALIFIED STOCK OPTION, dated as set forth in the attached Memorandum is granted by WESTELL TECHNOLOGIES, INC. (the "Company"), to the Employee as set forth in the attached Memorandum (the “Employee”) pursuant to the Company's 2015 Omnibus Incentive Compensation Plan (the "Pla |
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| August 11, 2017 |
EX-10.6 5 wstl-ex106x20170630.htm EXHIBIT 10.6 Exhibit 10.6 WESTELL TECHNOLOGIES, INC. RESTRICTED STOCK AWARD AGREEMENT THIS RESTRICTED STOCK AWARD AGREEEMENT (“Award”) is entered into and granted this 7th day of July, 2017 (the "Grant Date") by Westell Technologies, Inc., a Delaware corporation (the “Company”) to Kirk R. Brannock ("Mr. Brannock", "you", or the “Participant”) pursuant to the Compa |
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| August 11, 2017 |
EX-10.3 2 wstl-ex103x20170630.htm EXHIBIT 10.3 Exhibit 10.3 WESTELL TECHNOLOGIES, INC. FORM of RESTRICTED STOCK UNIT AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AWARD AGREEMENT is granted by WESTELL TECHNOLOGIES, INC. (the “Company”) to Matthew B. Brady (the “Participant”) this 17th day of July 2017 (the “Grant Date”) pursuant to the Company’s 2015 Omnibus Incentive Compensation Plan (the “Plan”). |
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| August 11, 2017 |
10-Q 1 wstl-20170630x10q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period |
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| August 9, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2017 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of incorporation) (Commi |
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| August 9, 2017 |
Exhibit Exhibit 99.1 NEWS RELEASE Westell Reports Fiscal First Quarter 2018 Revenue o f $16.6M Sequential revenue growth of 8% and positive operating cash flow of $2.4M AURORA, IL, August 9, 2017 ? Westell Technologies, Inc. (NASDAQ: WSTL), a leading provider of high-performance wireless infrastructure solutions, announced results for its fiscal 2018 first quarter ended June 30, 2017 ( 1Q18 ). Man |
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| July 31, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| July 31, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Defin |
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| July 25, 2017 |
WSTL / Westell Technologies, Inc. / Cove Street Capital, LLC Activist Investment Proof - d1320170721wstl.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6)* Westell Technologies Inc (Name of Issuer) Common Stock Class A, $.01 par value (Title of Class of Securities) 957541204 (CUSIP Number) Merihan Tynan, Cove Street Capital LLC, 2101 East El Segundo Boulevard, Suite 302 El Segund |
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| July 18, 2017 |
rrd242815274054.html POWER OF ATTORNEY For Section 16 Reporting Obligations Know all by these present, that the undersigned hereby constitutes and appoints each of Tom Minichiello, Anthony DeSilva, and Jeniffer Jaynes as the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of Westell Tec |
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| July 10, 2017 |
Exhibit 10.2 July 5, 2017 VIA HAND DELIVERY Thomas P. Minichiello 1416 Kallien Avenue Naperville, IL 60540 Re: Employment Agreement Matters Dear Tom: As you know, over the past year Westell Technologies, Inc. (?Westell?) has changed its practice regarding the employment of executives pursuant to employment agreements. In particular, Westell is no longer providing such agreements, but instead is se |
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| July 10, 2017 |
FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 4, 2017 WESTELL TECHNOLOGIES, INC. |
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| July 10, 2017 |
EX-10.1 2 exhibit101brady.htm EXHIBIT 10.1 Exhibit 10.1 July 4, 2017 Mr. Matthew B. Brady 1240 Camelot Lane Lemont, IL 60439 Dear Matt, On behalf of the Board of Directors, I am very pleased to offer you the position of President and Chief Executive Officer of Westell Technologies, Inc. (“Company”) and President and Chief Executive Officer of Westell, Inc. (“Operating Subsidiary”). Your position w |
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| July 10, 2017 |
Matthew B. Brady Joins Westell Technologies as President and CEO Exhibit Exhibit 99.1 FOR IMMEDIATE RELEASE Matthew B. Brady Joins Westell Technologies as President and CEO AURORA, IL, July 10, 2017 - Westell Technologies, Inc. (NASDAQ: WSTL), a leading provider of high-performance wireless infrastructure solutions, today announced that its Board of Directors has unanimously chosen Matthew B. Brady as the Company?s new President and CEO, effective July 17, 2017 |
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| June 8, 2017 |
WSTL / Westell Technologies, Inc. / Cove Street Capital, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)* Westell Technologies Inc (Name of Issuer) Common Stock Class A, $.01 par value (Title of Class of Securities) 957541105 (CUSIP Number) Daniele Beasley Cove Street Capital LLC 2101 East El Segundo Boulevard, Suite 302 El Segundo, CA 90245 (Name, Address a |
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| May 31, 2017 |
Westell Stockholders Approve Reverse Stock Split Exhibit Exhibit 99.1 NEWS RELEASE Westell Stockholders Approve Reverse Stock Split AURORA, IL, May 31, 2017 - Westell Technologies, Inc. (NASDAQ: WSTL), a leading provider of high-performance wireless infrastructure solutions, announced that at a special meeting held on May 30, 2017 , stockholders voted to approve a proposal authorizing the Board of Directors of the Company to effect a reverse sto |
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| May 31, 2017 |
Exhibit Exhibit 3.1 CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION WESTELL TECHNOLOGIES, INC., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the ?Corporation?), DOES HEREBY CERTIFY AS FOLLOWS: FIRST: Article FIFTH of the Amended and Restated Certificate of Incorporation of the Corporation is hereby a |
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| May 31, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 30, 2017 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of incorporation) (Commission File |
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| May 30, 2017 |
SD 1 cy2016formsd.htm SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 0-27266 36-3154957 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 750 North Commons Drive Aurora, IL 60504 (Address |
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| May 30, 2017 |
Exhibit Exhibit 1.01 CONFLICT MINERALS REPORT OF Westell Technologies, Inc. FOR THE REPORTING PERIOD FROM JANUARY 1 TO DECEMBER 31, 2016 I. Introduction This is the Conflict Minerals 1 Report (the "Report") of Westell Technologies Inc. (?we,? ?our,? ?us,? or the ?Company?) prepared for calendar year 2016 (the "Reporting Period") in accordance with Rule 13p-1 (?Rule 13p-1?) under the Securities Exc |
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| May 26, 2017 |
10-K 1 wstl-2017331x10k.htm 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended March 31, 2017 or ¨ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commissio |
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| May 26, 2017 |
WESTELL TECHNOLOGIES, INC.SUMMARY OF DIRECTOR COMPENSATION EX-10.16 2 wstl-ex1016directorcompens.htm EXHIBIT 10.16 Exhibit 10.16 WESTELL TECHNOLOGIES, INC.SUMMARY OF DIRECTOR COMPENSATION The annual retainer for all non-employee directors is $36,000. Annual retainers for committee chairpersons are as follows: Chairman of the Board (if non-employee) -$20,000; Chair of the Audit Committee-$10,000; and Chair of the Compensation Committee-$10,000. Annual reta |
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| May 26, 2017 |
Exhibit 21.1 SUBSIDIARIES OF REGISTRANT Subsidiary Jurisdiction of Incorporation Westell, Inc. Illinois Noran Tel, Inc. Saskatchewan |
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| May 24, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2017 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of incorporation) (Commission File |
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| May 24, 2017 |
Exhibit Exhibit 99.1 NEWS RELEASE Westell Reports Fiscal Fourth Quarter 2017 Revenue of $15.4 Million Sequential revenue growth and gross margin increase drives EPS improvement AURORA, IL, May 24, 2017 ? Westell Technologies, Inc. (NASDAQ: WSTL), a leading provider of high-performance wireless infrastructure solutions, announced results for its fiscal 2017 fourth quarter ended March 31, 2017 ( 4Q1 |
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| May 17, 2017 |
Financial Statements and Exhibits, Other Events Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2017 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of incorporation) (Commiss |
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| May 17, 2017 |
Westell Announces Authorization of a New $2 Million Stock Repurchase Program Exhibit Exhibit 99.1 NEWS RELEASE Westell Announces Authorization of a New $2 Million Stock Repurchase Program AURORA, IL, May 17, 2017 - Westell Technologies, Inc. (NASDAQ: WSTL), a leading provider of high-performance wireless infrastructure solutions, announced that its Board of Directors has authorized a new stock repurchase program of up to $2 million of its Class A common stock. ?Westell?s s |
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| April 7, 2017 |
DEFA14A 1 defa14aspecialmeeting2017.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitt |
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| April 7, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| April 3, 2017 |
Westell Technologies 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2017 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of incorporation) (Commis |
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| April 3, 2017 |
EX-99.1 2 exh991leasenewsrelease.htm EXHIBIT 99.1 Exhibit 99.1 NEWS RELEASE Westell Negotiates New Lease at its Aurora Headquarters Facility Company Expects Annual $2.0 Million Reduction in Cash Outlays AURORA, Ill., April 3, 2017 - Westell Technologies, Inc. (NASDAQ: WSTL), a leading provider of high-performance wireless infrastructure solutions, announced today that it expects to save approximat |
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| March 16, 2017 |
PRE 14A 1 pre14a.htm PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ý Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted |
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| March 8, 2017 |
8-K 1 a8kwood.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2017 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of incorpora |
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| March 8, 2017 |
Cary B. Wood joins Westell’s Board of Directors EX-99.1 2 exh991wood.htm EXHIBIT 99.1 Exhibit 99.1 NEWS RELEASE Cary B. Wood joins Westell’s Board of Directors AURORA, Ill., March 8, 2017 - Westell Technologies, Inc. (NASDAQ: WSTL), a leading provider of high-performance wireless infrastructure solutions, announced today that Cary B. Wood, former President and Chief Executive Officer of Sparton Corporation, has been appointed to Westell’s Board |
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| March 8, 2017 |
Document BY EDGAR March 8, 2017 Larry Spirgel Assistant Director Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: Westell Technologies, Inc. |
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| March 8, 2017 |
POWER OF ATTORNEY For Section 16 Reporting Obligations Know all by these present, that the undersigned hereby constitutes and appoints each of Tom Minichiello, Anthony DeSilva, and Jeniffer Jaynes as the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of Westell Technologies, Inc. |
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| February 28, 2017 |
WSTL / Westell Technologies, Inc. / Cove Street Capital, LLC Activist Investment Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* Westell Technologies Inc (Name of Issuer) Common Stock Class A, $.01 par value (Title of Class of Securities) 957541105 (CUSIP Number) Daniele Beasley Cove Street Capital LLC 2101 E. El Segundo Boulevard, Suite 302 El Segundo, CA 90245 (Name |
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| February 10, 2017 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number |
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| February 10, 2017 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4 )* Westell Technologies, Inc. (Name of Issuer) Class A Common Stock, $0.01 Par Value (Title of Class of Securities) 957541105 (CUSIP Number) December 31, 2016 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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| February 8, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a3q178kearningsrelease.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2017 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdi |
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| February 8, 2017 |
Exhibit Exhibit 99.1 NEWS RELEASE Westell Delivers $2.9 Million Positive Cash Flow for Fiscal 3Q17 Accelerated expense structure reset and gross margin above 40% drives sequential EPS improvement of 69% AURORA, IL, February 8, 2017 ? Westell Technologies, Inc. (NASDAQ: WSTL), a leading provider of high-performance wireless infrastructure solutions, today announced results for its fiscal 2017 third |
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| January 30, 2017 |
Mark A. Zorko joins Westell’s Board of Directors as Audit Committee Chair Exhibit Exhibit 99.1 NEWS RELEASE Mark A. Zorko joins Westell?s Board of Directors as Audit Committee Chair AURORA, Ill., January 30, 2017 - Westell Technologies, Inc. (NASDAQ: WSTL), a leading provider of high-performance wireless infrastructure solutions, announced today that Mark A. Zorko, a principal with executive management and business support services firm Brentwood Advisory, LLC , has bee |
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| January 30, 2017 |
8-K 1 a8kjan2017boardmembers.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2017 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdi |
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| January 30, 2017 |
rrd242815274054.html POWER OF ATTORNEY For Section 16 Reporting Obligations Know all by these present, that the undersigned hereby constitutes and appoints each of Tom Minichiello, Anthony DeSilva, and Jeniffer Jaynes as the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of Westell Tec |
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| January 9, 2017 |
rrd242815274054.html POWER OF ATTORNEY For Section 16 Reporting Obligations Know all by these present, that the undersigned hereby constitutes and appoints each of Thomas P. Minichiello, Anthony DeSilva, and Jeniffer Jaynes as the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of Weste |
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| January 9, 2017 |
rrd242815274054.html POWER OF ATTORNEY For Section 16 Reporting Obligations Know all by these present, that the undersigned hereby constitutes and appoints each of Thomas P. Minichiello, Anthony DeSilva, and Jeniffer Jaynes as the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of Weste |
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| January 3, 2017 |
EX-99.1 2 exhibit991capitalmarket.htm EXHIBIT 99.1 Exhibit 99.1 NEWS RELEASE Westell Announces Listing Transfer to NASDAQ Capital Market Company Granted 180-Day Grace Period to Regain NASDAQ Compliance AURORA, IL, January 3, 2017 – Westell Technologies, Inc. (NASDAQ: WSTL), a leading provider of high-performance wireless infrastructure solutions, today announced that it received approval from the |
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| January 3, 2017 |
Westell Technologies 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 28, 2016 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of incorporation) (Co |
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| November 4, 2016 |
10-Q 1 wstl-20160930x10q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition pe |
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| November 4, 2016 |
EX-10.4 3 exhibit104.htm EXHIBIT 10.4 Exhibit 10.4 WESTELL TECHNOLOGIES, INC. LEADERSHIP TEAM FORM of RESTRICTED STOCK UNIT AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AWARD AGREEMENT is granted by WESTELL TECHNOLOGIES, INC. (the “Company”) to (the “Participant”) this first day of November 2016 (the “Grant Date”) pursuant to the Company’s 2015 Omnibus Incentive Compensation Plan (the “Plan”). The a |
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| November 4, 2016 |
EX-10.3 2 wstl-ex103.htm EXHIBIT 10.3 Exhibit 10.3 WESTELL TECHNOLOGIES, INC. RESTRICTED STOCK UNIT AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AWARD AGREEMENT is granted by WESTELL TECHNOLOGIES, INC. (the “Company”) to Kirk R. Brannock (the “Participant”) this 17th day of October 2016 (the “Grant Date”) pursuant to the Company’s 2015 Omnibus Incentive Compensation Plan (the “Plan”). The applicable |
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| November 2, 2016 |
Westell Technologies 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2016 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of incorporation) (Com |
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| November 2, 2016 |
Exhibit Exhibit 99.1 NEWS RELEASE Westell Technologies Reports Fiscal Second Quarter 2017 Sequential Revenue Increase of 20% to $17.8M Expense reductions take effect, resulting in sequential EPS improvement of 31% AURORA, IL, November 2, 2016 ? Westell Technologies, Inc. (NASDAQ: WSTL), a leading provider of high-performance wireless infrastructure solutions, today announced results for its fiscal |
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| October 19, 2016 |
rrd242815274054.html POWER OF ATTORNEY For Section 16 Reporting Obligations Know all by these present, that the undersigned hereby constitutes and appoints each of Thomas P. Minichiello, Anthony DeSilva, and Jeniffer Jaynes as the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of Weste |
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| September 28, 2016 |
Exhibit Exhibit 10.2 September 26, 2016 VIA HAND DELIVERY Mr. J. Thomas Gruenwald Westell Technologies, Inc. 750 N. Commons Drive Aurora, IL 60504 Re: Notice of Termination Dear Mr. Gruenwald: This letter is to notify you that your employment as President and Chief Executive Officer of Westell Technologies, Inc. (?Company?) and as President and Chief Executive Officer of Westell, Inc. (?Operating |
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| September 28, 2016 |
Exhibit Exhibit 10.1 September 26, 2016 Kirk R. Brannock 1642 Hamilton Dr Bloomfield, MI 48302-0220 Dear Kirk, On behalf of the Board of Directors, I am very pleased to offer you the position of Interim President and Chief Executive Officer of Westell Technologies, Inc. ("Company") and Interim President and Chief Executive Officer of Westell, Inc. ("Operating Subsidiary"). Your position will prima |
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| September 28, 2016 |
8-K 1 a8k092616.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 25, 2016 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of in |
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| September 28, 2016 |
EX-99.1 4 exhibit991092716.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE WESTELL TECHNOLOGIES ANNOUNCES LEADERSHIP AND BOARD TRANSITION Kirk R. Brannock appointed Interim Chief Executive Officer; Dennis O. Harris named Interim Chairman of the Board AURORA, Ill., September 27, 2016 - Westell Technologies, Inc. (NASDAQ: WSTL), a leading provider of high-performance wireless infrastructure solu |
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| September 22, 2016 |
Cove Street Capital, LLC and Other Shareholders Resoundingly Rebuke Westell Technologies, Inc. |
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| September 22, 2016 |
WSTL / Westell Technologies, Inc. / Cove Street Capital, LLC Activist Investment Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* Westell Technologies Inc. (Name of Issuer) Common Stock Class A, $.01 par value (Title of Class of Securities) 957541105 (CUSIP Number) Daniele Beasley Cove Street Capital LLC 2101 E. El Segundo Boulevard, Suite 302 El Segundo, CA 90245 (Nam |
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| September 16, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2016 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of incorporation) (Commission |
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| September 16, 2016 |
EX-99.1 2 exhibit991item701september.htm EXHIBIT 99.1 Exhibit 99.1 September 16, 2016 Mr. Jeffrey Bronchick, CFA Cove Street Capital 2101 E. El Segundo Blvd., Suite 302 El Segundo, CA 90245 Dear Jeff: With respect to the matters raised in your letter of August 11, 2016, Westell’s Board, with the assistance of Alvarez & Marsal, a global consulting firm with expertise in business performance improve |
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| September 2, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 31, 2016 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of incorporation) (Commission Fi |
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| September 1, 2016 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Pr |
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| August 23, 2016 |
WSTL / Westell Technologies, Inc. / Cove Street Capital, LLC Activist Investment Submission Proof - Daniele Beasley UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 23, 2016 |
Cove Street Capital, LLC Announces Plan to Vote Against the Board of Directors of Westell Technologies, Inc After Repeated Rejection of Request for Discourse EL SEGUNDO, CA, August 23, 2016 — As a follow up to an August 10, 13D filing with the SEC, and a letter to the Board of Directors of Westell Technologies, Inc (Nasdaq: WSTL) (“Westell” or the “Company”), Cove Street Capital, LLC (“Cove Street”) announces their intention to vote against the Board of Directors of Westell. |
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| August 23, 2016 |
Cove Street Capital, LLC Announces Plan to Vote Against the Board of Directors of Westell Technologies, Inc After Repeated Rejection of Request for Discourse EL SEGUNDO, CA, August 23, 2016 — As a follow up to an August 10, 13D filing with the SEC, and a letter to the Board of Directors of Westell Technologies, Inc (Nasdaq: WSTL) (“Westell” or the “Company”), Cove Street Capital, LLC (“Cove Street”) announces their intention to vote against the Board of Directors of Westell. |
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| August 16, 2016 |
Exhibit Exhibit 99.1 August 16, 2016 Mr. Jeffrey Bronchick, CFA Cove Street Capital 2101 E. El Segundo Blvd., Suite 302 El Segundo, CA 90245 Dear Jeff: We appreciate Cove Street Capital?s long-term investment in Westell Technologies and have shared your August 11, 2016 letter with the Company?s Board of Directors. We value shareholders? perspectives and look forward, as we always have, to continui |
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| August 16, 2016 |
Exhibit Exhibit 99.1 August 16, 2016 Mr. Jeffrey Bronchick, CFA Cove Street Capital 2101 E. El Segundo Blvd., Suite 302 El Segundo, CA 90245 Dear Jeff: We appreciate Cove Street Capital?s long-term investment in Westell Technologies and have shared your August 11, 2016 letter with the Company?s Board of Directors. We value shareholders? perspectives and look forward, as we always have, to continui |
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| August 16, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2016 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of incorporation) (Commission Fi |
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| August 16, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2016 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of incorporation) (Commission Fi |
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| August 12, 2016 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-2 |
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| August 11, 2016 |
August 11, 2016 Westell Technologies, Inc 750 North Common Drive Aurora, Illinois 60504 To the Shareholders and Board of Directors of Westell: Cove Street Capital, LLC is a Los Angeles based investment management firm with $1. |
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| August 11, 2016 |
WSTL / Westell Technologies, Inc. / Cove Street Capital, LLC - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Westell Technologies Inc. (Name of Issuer) Common Stock Class A, $.01 par value (Title of Class of Securities) 957541105 (CUSIP Number) Daniele Beasley Cove Street Capital LLC 2101 E. El Segundo Boulevard, Suite 302 El Segundo, CA 90245 (Name, Address an |
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| August 10, 2016 |
Exhibit Exhibit 99.1 NEWS RELEASE Westell Technologies Reports Fiscal First Quarter 2017 Revenue of $14.8M Sequential revenue growth of 5% for the IBW segment AURORA, IL, August 10, 2016 ? Westell Technologies, Inc. (NASDAQ: WSTL), a leading provider of high-performance wireless infrastructure solutions, today announced results for its fiscal 2017 first quarter ended June 30, 2016 (1Q17). Manageme |
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| August 10, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a1q178kearningsrelease.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2016 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdic |
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| August 2, 2016 |
DEFA14A 1 a2016defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| August 2, 2016 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| August 1, 2016 |
WSTL / Westell Technologies, Inc. / Cove Street Capital, LLC - 13D Activist Investment Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Westell Technologies Inc. (Name of Issuer) Common Stock Class A, $.01 par value (Title of Class of Securities) 957541105 (CUSIP Number) Daniele Beasley Cove Street Capital LLC 2101 E. El Segundo Boulevard, Suite 302 El Segundo, CA 90245 (Name |
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| July 29, 2016 |
Exhibit Exhibit 31.1(a) CERTIFICATION I, J. Thomas Gruenwald, certify that: 1. I have reviewed this Amendment No. 1 on Form 10-K/A to the Annual Report on Form 10-K for the year ended March 31, 2016 of Westell Technologies, Inc.; and 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, |
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| July 29, 2016 |
Exhibit Exhibit 31.2(a) CERTIFICATION I, Thomas P. Minichiello, certify that: 1. I have reviewed this Amendment No. 1 on Form 10-K/A to the Annual Report on Form 10-K for the year ended March 31, 2016 of Westell Technologies, Inc.; and 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements mad |
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| July 29, 2016 |
Westell Technologies 10-K/A (Annual Report) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 x Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended March 31, 2016 or ? Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number: 0-27266 W |
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| July 27, 2016 |
Exhibit Exhibit 99.1 NEWS RELEASE Westell Technologies Announces Plans to Reduce Annual Expenses by $ 11.0 M; Estimates Preliminary First Quarter Revenue of $ 14.8 M AURORA, IL, July 27, 2016 - Westell Technologies, Inc. (NASDAQ: WSTL), a leading provider of in-building wireless, intelligent site management, cell site optimization, and outside plant solutions, today announced a comprehensive expen |
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| July 27, 2016 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2016 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of incorporation) (Commis |
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| July 8, 2016 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2016 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of incorporation) (Commission File |
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| June 16, 2016 |
Exhibit Exhibit 16.1 June 16, 2016 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Ladies and Gentlemen: We have read Item 4.01 of Form 8-K dated June 16, 2016 , of Westell Technologies, Inc. and are in agreement with the statements contained in the first sentence of the first paragraph, as well as the second and third paragraph on page two therein. We have no basis to a |
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| June 16, 2016 |
Westell Technologies 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 16, 2016 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of incorporation) (Commis |
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| June 3, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2016 WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 0-27266 36-3154957 (State of other jurisdiction of incorporation) (Commission File |
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| May 25, 2016 |
EX-1.01 2 exhibit101cy2015conflictmi.htm EXHIBIT 1.01 Exhibit 1.01 CONFLICT MINERALS REPORT OF Westell Technologies, Inc. IN ACCORDANCE WITH RULE 13p-1 UNDER THE SECURITIES EXCHANGE ACT OF 1934 FOR THE REPORTING PERIOD FROM JANUARY 1 TO DECEMBER 31, 2015 I. Introduction This is the Conflict Minerals1 Report of Westell Technologies, Inc. (“we,” “our,” “us,” “Westell,” or the “Company”) prepared for |
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| May 25, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report WESTELL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 0-27266 36-3154957 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 750 North Common Drive Aurora, IL 60504 (Address of principal executive of |
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| May 24, 2016 |
WESTELL TECHNOLOGIES, INC. SUMMARY OF DIRECTOR COMPENSATION Exhibit 10.16 WESTELL TECHNOLOGIES, INC. SUMMARY OF DIRECTOR COMPENSATION The annual retainer for all non-employee directors is $40,000. Annual retainers for committee chairpersons are as follows: Chairman of the Board (if non-employee) -$20,000; Chair of the Audit Committee-$10,000; and Chair of the Compensation Committee-$10,000. Annual retainers for the members of committees are as follows: Mem |
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| May 24, 2016 |
Exhibit 21.1 SUBSIDIARIES OF REGISTRANT Subsidiary Jurisdiction of Incorporation Westell, Inc. Illinois Noran Tel, Inc. Saskatchewan |
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| May 24, 2016 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended March 31, 2016 or ¨ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number: 0-27266 WESTELL TE |
