CCXI / ChemoCentryx Inc - Insider Trading and Ownership Report - SEC Form 3, 4, 5

केमोसेंट्रिक्स इंक
US ˙ NASDAQ ˙ US16383L1061
यह प्रतीक अब सक्रिय नहीं है

इनसाइडर शेयर14,500,655 shares
इनसाइडर सेंटीमेंट स्कोर

इनसाइडर सेंटीमेंट स्कोर उन कंपनियों का पता लगाता है जिन्हें कॉर्पोरेट इनसाइडर द्वारा खरीदा जा रहा है।

यह एक परिष्कृत, बहु-कारक मात्रात्मक मॉडल का परिणाम है जो इनसाइडर संचय के उच्चतम स्तर वाली कंपनियों की पहचान करता है। स्कोरिंग मॉडल पिछले 90 दिनों में खरीदने वाले इनसाइडर की शुद्ध संख्या, फ्लोट के प्रतिशत के रूप में खरीदे गए कुल शेयर और इनसाइडर के स्वामित्व वाले कुल शेयरों के संयोजन का उपयोग करता है। संख्या 0 से 100 तक होती है, उच्च संख्याएं अपने प्रतिद्वंदिओ के लिए संचय के उच्च स्तर का संकेत देती हैं, और 50 औसत है।

अपडेट फ्रीक्वेंसी: दैनिक

इनसाइडर्स टॉप पिक्स देखें, जो उच्चतम इनसाइडर संचय वाली कंपनियों की एक सूची प्रदान करता है।

उच्चतम रैंकिंग वाले स्टॉक देखें
ऑफिसर सेंटीमेंट स्कोर

ऑफिसर सेंटीमेंट स्कोर से पता चलता है कि कंपनियों को कॉर्पोरेट ऑफिसर द्वारा खरीदा जा रहा है।

परिभाषा के अनुसार कॉर्पोरेट ऑफिसर कॉर्पोरेट इनसाइडर्स होते हैं, लेकिन कुछ अन्य इनसाइडर्स (10% शेयरधारक और बोर्ड सदस्य) के विपरीत, ऑफिसर कंपनी के लिए दैनिक आधार पर काम करते हैं, और व्यापार करते समय वे अपने स्वयं के पैसे का उपयोग करते हैं। (10% शेयरधारक और बोर्ड सदस्य अक्सर अन्य लोगों के पैसे का प्रबंधन करने वाले फंड मैनेजर होते हैं।) इस प्रकार, ऑफिसर द्वारा किए गए इनसाइडर व्यापार बहुत अधिक महत्वपूर्ण होते हैं और उनके साथ उचित व्यवहार किया जाना चाहिए।

इनसाइडर सेंटीमेंट स्कोर की तरह, ऑफिसर सेंटीमेंट स्कोर एक परिष्कृत, बहु-कारक मात्रात्मक मॉडल का परिणाम है जो उच्चतम स्तर के ऑफिसर संचय वाली कंपनियों की पहचान करता है।

अपडेट फ्रीक्वेंसी: दैनिक

इनसाइडर्स टॉप पिक्स देखें, जो उच्चतम इनसाइडर सेंटीमेंट वाली कंपनियों की एक सूची प्रदान करता है।

उच्चतम रैंकिंग वाले स्टॉक देखें
मुख्य इनसाइडर मेट्रिक्स

यह कार्ड दिखाता है कि कंपनी विभिन्न इनसाइडर मेट्रिक्स के साथ कैसे रैंक करती है। प्रतिशतक रैंक से पता चलता है कि यह कंपनी अमेरिकी बाज़ारों में अन्य कंपनियों से कैसे तुलना करती है। ऊंची रैंकिंग बेहतर स्थितियों का संकेत है।

उदाहरण के लिए, यह आम तौर पर स्वीकार किया जाता है कि इनसाइडर खरीदारी एक सकारात्मक संकेतक है, इसलिए अधिक इनसाइडर खरीदारी वाली कंपनियां कम इनसाइडर खरीदारी (या यहां तक कि इनसाइडर बिक्री) वाली कंपनियों की तुलना में उच्च रैंक पर होंगी।

खरीदने वाले इनसाइडर की शुद्ध संख्या (रैंक)

N/A

इनसाइडर ख़रीदारी की कुल संख्या, पिछले 90 दिनों में बेचने वाले इनसाइडर की कुल संख्या को घटाकर ख़रीदने वाले इनसाइडर की कुल संख्या है। प्रतिशतक रैंक यहां दिखाई गई है (0 से 100% तक)।

इनसाइडर द्वारा खरीदे गए फ़्लोट का प्रतिशत (रैंक)

N/A

इनसाइडर द्वारा खरीदे गए फ्लोट का प्रतिशत इनसाइडर द्वारा खरीदे गए शेयरों की कुल संख्या है, जिसमें पिछले 90 दिनों में इनसाइडर द्वारा बेचे गए शेयरों की कुल संख्या को घटाकर, कुल फ्लोट से विभाजित किया जाता है और 100 से गुणा किया जाता है।

इनसाइडर ट्रेडिंग चार्ट

ChemoCentryx Inc इनसाइडर व्यापार निम्नलिखित चार्ट में दिखाए गए हैं। इनसाइडर किसी कंपनी के ऑफिसर, निदेशक या महत्वपूर्ण निवेशक होते हैं। सामान्य तौर पर, इनसाइडर के लिए सामग्री, गैर-सार्वजनिक जानकारी के आधार पर अपनी कंपनियों में व्यापार करना आम तौर पर अवैध है। इसका मतलब यह नहीं है कि उनके लिए अपनी कंपनियों में कोई भी व्यापार करना गैरकानूनी है। हालाँकि, उन्हें फॉर्म 4 के माध्यम से SEC को सभी ट्रेडों की रिपोर्ट करनी होगी।

इनसाइडर रोस्टर और प्रॉफिटेबिलिटी मेट्रिक्स

यह तालिका ज्ञात इनसाइडर की सूची दिखाती है, और SEC को बताई गई फाइलिंग से स्वचालित रूप से उत्पन्न होती है। नामों, सबसे हालिया शीर्षक, और निदेशक, ऑफिसर, या 10% मालिक पदनाम के अलावा, हम नवीनतम प्रकट होल्डिंग्स प्रदान करते हैं। इसके अतिरिक्त, जब भी संभव हो हम इनसाइडर के लिए ऐतिहासिक व्यापार प्रदर्शन प्रदान करते हैं। ऐतिहासिक व्यापार प्रदर्शन इनसाइडर द्वारा किए गए वास्तविक खुले बाजार खरीद लेनदेन के प्रदर्शन का एक भारित औसत है। इसकी गणना कैसे की जाती है, इसके बारे में अधिक जानकारी के लिए, यह YouTube वेबिनार देखें।

See our leaderboard of most profitable insider traders.

इनसाइडर औसत लाभ (%) शेयर
ओन्ड		 विभाजित
समायोजित

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इनसाइडर खरीद के ट्रैक रिकॉर्ड - अल्पकालिक लाभ विश्लेषण

इस अनुभाग में, हम CCXI / ChemoCentryx Inc में की गई प्रत्येक अनियोजित, खुले बाज़ार की इनसाइडर खरीदारी की लाभप्रदता का विश्लेषण करते हैं। यह विश्लेषण यह समझने में मदद करता है कि क्या इनसाइडर लगातार असामान्य रिटर्न उत्पन्न करता है, और यह अनुसरण करने योग्य है। यह विश्लेषण प्रत्येक व्यापार के बाद एक वर्ष के लिए है, और यह परिणाम सैद्धांतिक हैं .

निम्न टेबल्स सबसे हालिया खुले बाज़ार की खरीदारी को दर्शाती है जो स्वचालित ट्रेडिंग योजना का हिस्सा नहीं थी।

व्यापार की तिथि इनसाइडर रिपोर्टेड
शेयर		 रिपोर्टेड
कीमत		 समायोजित
शेयर		 समायोजित
कीमत		 मूल लागत दिन
अधिकतम		 मूल्य
अधिकतम		 अधिकतम
लाभ ($)		 अधिकतम रिटर्न (%)
2021-05-07 Butt Tausif 10,870 11.0617 10,870 11.0617 120,241 157 40.5 319,995 266.13
2016-05-17 Edwards Thomas A. 50,000 4.0500 50,000 4.0500 202,500
2016-05-16 Edwards Thomas A. 25,000 4.0485 25,000 4.0485 101,212
2016-05-13 Parker Geoffrey M. 40,000 4.0347 40,000 4.0347 161,388
2016-01-11 Parker Geoffrey M. 20,000 4.6256 20,000 4.6256 92,512
2015-12-11 Parker Geoffrey M. 4,621 7.2980 4,621 7.2980 33,724
2015-12-10 Parker Geoffrey M. 15,379 7.2308 15,379 7.2308 111,202
2013-12-06 Parker Geoffrey M. 15,000 5.1510 15,000 5.1510 77,265
2013-12-06 Parker Geoffrey M. 5,000 5.1514 5,000 5.1514 25,757

समायोजित कीमत विभाजित-समायोजित कीमत है। समायोजित शेयर विभाजित-समायोजित शेयर हैं।

CCXI / ChemoCentryx Inc Insider Trades
इनसाइडर बिक्री के ट्रैक रिकॉर्ड - अल्पकालिक हानि विश्लेषण

इस अनुभाग में, हम CCXI / ChemoCentryx Inc में की गई प्रत्येक अनियोजित, खुले बाज़ार की इनसाइडर बिक्री के अल्पकालिक नुकसान से बचने का विश्लेषण करते हैं। हानि से बचने का एक सुसंगत पैटर्न यह सुझाव दे सकता है कि भविष्य में बिक्री लेनदेन कीमत में गिरावट की भविष्यवाणी कर सकते हैं। यह विश्लेषण प्रत्येक व्यापार के बाद एक वर्ष के लिए है, और यह परिणाम सैद्धांतिक हैं .

निम्न टेबल्स सबसे हालिया खुले बाज़ार की बिक्री को दर्शाती है जो स्वचालित ट्रेडिंग योजना का हिस्सा नहीं थी।

व्यापार की तिथि इनसाइडर रिपोर्टेड
शेयर		 रिपोर्टेड
कीमत		 समायोजित
शेयर		 समायोजित
कीमत		 मूल लागत दिन
न्यूनतम		 मूल्य
न्यूनतम		 अधिकतम हानि
बचाया ($)		 अधिकतम हानि
बचाया (%)
2021-10-12 Vifor (International) Ltd 4,000,000 39.4300 4,000,000 39.4300 157,720,000 209 15.3600 -96,280,000 -61.04
2021-03-05 Parker Geoffrey M. 16,670 56.7783 16,670 56.7783 946,494
2021-03-05 Parker Geoffrey M. 13,330 55.8870 13,330 55.8870 744,974
2021-03-04 Parker Geoffrey M. 1,910 60.1992 1,910 60.1992 114,980
2021-02-02 Edwards Thomas A. 12,017 60.7079 12,017 60.7079 729,527
2021-02-02 Edwards Thomas A. 7,983 61.2949 7,983 61.2949 489,317
2020-12-28 Edwards Thomas A. 10,782 61.5000 10,782 61.5000 663,093
2020-12-24 Edwards Thomas A. 14,218 61.1833 14,218 61.1833 869,904
2020-03-23 Parker Geoffrey M. 9,181 36.7171 9,181 36.7171 337,100

समायोजित कीमत विभाजित-समायोजित कीमत है। समायोजित शेयर विभाजित-समायोजित शेयर हैं।

CCXI / ChemoCentryx Inc Insider Trades
ट्रांजेक्शन इतिहास

संपूर्ण लेन-देन इतिहास देखने के लिए लिंक आइकन पर क्लिक करें। 10b5-1 स्वचालित ट्रेडिंग योजना के भाग के रूप में रिपोर्ट किए गए लेन-देन में 10b-5 चिह्नित कॉलम में एक X अंकित होगा।

फ़ाइल
तिथि		 व्यापार
तिथि		 फॉर्म इनसाइडर टिकर प्रतिभूति वर्ग कोड 10b5-1 प्रत्यक्ष एक्सरसाइज
कीमत		 यूनिट
कीमत		 यूनिटस
परिवर्तित		 वैल्यू
परिवर्तित (1K)		 शेष
ऑप्शन		 शेष
शेयर
2022-10-24 2022-10-20 4 Jain Rita CCXI Common Stock D - Sale to Issuer D -35,863 0
2022-10-24 2022-10-20 4 Edwards Thomas A. CCXI Common Stock D - Sale to Issuer D -143,306 0
2022-10-24 2022-10-20 4 Herron Jennifer Lyn CCXI Common Stock D - Sale to Issuer D -17,237 0
2022-10-24 2022-10-20 4 Parker Geoffrey M. By Delaware Charter Guarantee & Trust Company, Trustee FBO Mr. Geoffrey Monroe Parker IRA CCXI Common Stock D - Sale to Issuer I -5,000 0
2022-10-24 2022-10-20 4 Parker Geoffrey M. Geoffrey M Parker & Jill Gofen Parker Trustees of Geoffrey M Parker & Jill G Parker Revocable Trust CCXI Common Stock D - Sale to Issuer I -21,076 0
2022-10-24 2022-10-20 4 Parker Geoffrey M. CCXI Common Stock D - Sale to Issuer D -107,997 0
2022-10-24 2022-10-20 4 KANAYA SUSAN M Kanaya Family Trust U/A Dtd 10/17/2012 CCXI Common Stock D - Sale to Issuer I -132,717 0
2022-10-24 2022-10-20 4 KANAYA SUSAN M CCXI Common Stock D - Sale to Issuer D -91,317 0
2022-10-24 2022-10-20 4 Tyree James L CCXI Common Stock D - Sale to Issuer D -9,138 0
2022-10-24 2022-10-20 4 Schall Thomas J. CCXI Common Stock D - Sale to Issuer D -2,393,352 0
2022-10-24 2022-10-20 4 FECZKO JOSEPH M CCXI Common Stock D - Sale to Issuer D -148,127 0
2022-10-24 2022-10-20 4 Cappel Markus J. CCXI Common Stock D - Sale to Issuer D -87,658 0
2022-10-24 2022-10-20 4 Butt Tausif CCXI Common Stock D - Sale to Issuer D -10,870 0
2022-08-18 2022-08-16 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 50.9495 -19,898 -1,014 91,317
2022-08-18 2022-08-16 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 10.8600 19,898 216 111,215
2022-08-08 2022-08-04 4 Schall Thomas J. CCXI Common Stock S - Sale D 50.2441 -130,000 -6,532 2,393,352
2022-08-08 2022-08-04 4 Schall Thomas J. CCXI Common Stock M - Exercise D 14.2800 130,000 1,856 2,523,352
2022-08-08 2022-08-04 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 50.1688 -46,298 -2,323 91,317
2022-08-08 2022-08-04 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 6.6200 31,715 210 137,615
2022-08-08 2022-08-04 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 6.2300 14,583 91 105,900
2022-08-08 2022-08-04 4 Tyree James L CCXI Common Stock S - Sale D 50.2200 -10,000 -502 9,138
2022-08-08 2022-08-04 4 Cappel Markus J. CCXI Common Stock S - Sale D 50.2200 -7,564 -380 87,658
2022-06-30 2022-06-28 4 Herron Jennifer Lyn CCXI Common Stock A - Award D 17,237 17,237
2022-06-13 2022-06-09 4 Tyree James L CCXI Common Stock S - Sale D 26.2200 -59 -2 19,138
2022-06-13 2022-06-09 4 Tyree James L CCXI Common Stock S - Sale D 25.6526 -3,804 -98 19,197
2022-05-31 2022-05-26 4 Edwards Thomas A. CCXI Common Stock A - Award D 15,723 143,306
2022-05-24 2022-05-20 4 Tyree James L CCXI Restricted Stock Units M - Exercise D -7,726 0
2022-05-24 2022-05-20 4 Tyree James L CCXI Common Stock M - Exercise D 7,726 23,001
2022-05-24 2022-05-20 4 Parker Geoffrey M. CCXI Restricted Stock Units M - Exercise D -7,726 0
2022-05-24 2022-05-20 4 Parker Geoffrey M. Geoffrey M Parker & Jill Gofen Parker Trustees of Geoffrey M Parker & Jill G Parker Revocable Trust CCXI Common Stock M - Exercise I 7,726 21,076
2022-05-24 2022-05-20 4 MCKINNELL HENRY A CCXI Restricted Stock Units M - Exercise D -7,726 0
2022-05-24 2022-05-20 4 MCKINNELL HENRY A CCXI Common Stock M - Exercise D 7,726 72,749
2022-05-24 2022-05-20 4 Jain Rita CCXI Restricted Stock Units M - Exercise D -7,726 0
2022-05-24 2022-05-20 4 Jain Rita CCXI Common Stock M - Exercise D 7,726 35,863
2022-05-03 2022-05-02 4 Parker Geoffrey M. CCXI Stock Option (right to buy) M - Exercise D 14.42 -12,500 0
2022-05-03 2022-05-02 4 Parker Geoffrey M. CCXI Common Stock M - Exercise D 14.4200 12,500 180 124,413
2022-03-29 2022-03-27 4 Jain Rita CCXI Restricted Stock Units M - Exercise D -5,251 0
2022-03-29 2022-03-27 4 Jain Rita CCXI Common Stock M - Exercise D 5,251 28,137
2022-02-25 2022-02-22 4 Schall Thomas J. CCXI Stock Option (right to buy) A - Award D 29.83 192,600 192,600
2022-02-25 2022-02-22 4 Schall Thomas J. CCXI Restricted Stock Units A - Award D 152,700 152,700
2022-02-24 2022-02-22 4 Butt Tausif CCXI Stock Option (right to buy) A - Award D 29.83 52,200 52,200
2022-02-24 2022-02-22 4 Butt Tausif CCXI Restricted Stock Units A - Award D 41,400 41,400
2022-02-24 2022-02-22 4 KANAYA SUSAN M CCXI Stock Option (right to buy) A - Award D 29.83 75,200 75,200
2022-02-24 2022-02-22 4 KANAYA SUSAN M CCXI Restricted Stock Units A - Award D 59,700 59,700
2022-02-24 2022-02-22 4 Jain Rita CCXI Stock Option (right to buy) A - Award D 29.83 14,700 14,700
2022-02-24 2022-02-22 4 Jain Rita CCXI Restricted Stock Units A - Award D 11,600 11,600
2022-02-24 2022-02-22 4 Cappel Markus J. CCXI Stock Option (right to buy) A - Award D 29.83 51,400 51,400
2022-02-24 2022-02-22 4 Cappel Markus J. CCXI Restricted Stock Units A - Award D 40,700 40,700
2022-01-25 2022-01-21 4 FECZKO JOSEPH M CCXI Stock Option (right to buy) M - Exercise D 14.42 -12,500 0
2022-01-25 2022-01-21 4 FECZKO JOSEPH M CCXI Stock Option (right to buy) M - Exercise D 15.90 -25,000 0
2022-01-25 2022-01-21 4 FECZKO JOSEPH M CCXI Common Stock M - Exercise D 14.4200 12,500 180 148,127
2022-01-25 2022-01-21 4 FECZKO JOSEPH M CCXI Common Stock M - Exercise D 15.9000 25,000 398 135,627
2022-01-04 2022-01-01 4 Schall Thomas J. CCXI Restricted Stock Units M - Exercise D -26,333 52,667
2022-01-04 2022-01-01 4 Schall Thomas J. CCXI Restricted Stock Units M - Exercise D -34,567 34,567
2022-01-04 2022-01-01 4 Schall Thomas J. CCXI Restricted Stock Units M - Exercise D -23,334 0
2022-01-04 2022-01-01 4 Schall Thomas J. CCXI Common Stock F - Taxes D 36.4100 -45,698 -1,664 2,393,352
2022-01-04 2022-01-01 4 Schall Thomas J. CCXI Common Stock M - Exercise D 26,333 2,439,050
2022-01-04 2022-01-01 4 Schall Thomas J. CCXI Common Stock M - Exercise D 34,567 2,412,717
2022-01-04 2022-01-01 4 Schall Thomas J. CCXI Common Stock M - Exercise D 23,334 2,378,150
2022-01-04 2022-01-01 4 KANAYA SUSAN M CCXI Restricted Stock Units M - Exercise D -10,466 20,934
2022-01-04 2022-01-01 4 KANAYA SUSAN M CCXI Restricted Stock Units M - Exercise D -10,333 10,334
2022-01-04 2022-01-01 4 KANAYA SUSAN M CCXI Restricted Stock Units M - Exercise D -10,000 0
2022-01-04 2022-01-01 4 KANAYA SUSAN M Kanaya Family Trust U/A Dtd 10/17/2012 CCXI Common Stock F - Taxes I 36.4100 -16,847 -613 132,717
2022-01-04 2022-01-01 4 KANAYA SUSAN M Kanaya Family Trust U/A Dtd 10/17/2012 CCXI Common Stock M - Exercise I 10,466 149,564
2022-01-04 2022-01-01 4 KANAYA SUSAN M Kanaya Family Trust U/A Dtd 10/17/2012 CCXI Common Stock M - Exercise I 10,333 139,098
2022-01-04 2022-01-01 4 KANAYA SUSAN M Kanaya Family Trust U/A Dtd 10/17/2012 CCXI Common Stock M - Exercise I 10,000 128,765
2022-01-04 2022-01-01 4 Cappel Markus J. CCXI Restricted Stock Units M - Exercise D -6,500 13,000
2022-01-04 2022-01-01 4 Cappel Markus J. CCXI Restricted Stock Units M - Exercise D -7,767 7,767
2022-01-04 2022-01-01 4 Cappel Markus J. CCXI Restricted Stock Units M - Exercise D -6,667 0
2022-01-04 2022-01-01 4 Cappel Markus J. CCXI Common Stock F - Taxes D 36.4100 -11,538 -420 95,222
2022-01-04 2022-01-01 4 Cappel Markus J. CCXI Common Stock M - Exercise D 6,500 106,760
2022-01-04 2022-01-01 4 Cappel Markus J. CCXI Common Stock M - Exercise D 7,767 100,260
2022-01-04 2022-01-01 4 Cappel Markus J. CCXI Common Stock M - Exercise D 6,667 92,493
2021-12-21 2021-12-17 4 Tyree James L CCXI Stock Option (right to buy) M - Exercise D 14.42 -12,500 0
2021-12-21 2021-12-17 4 Tyree James L CCXI Stock Option (right to buy) M - Exercise D 12.62 -25,000 0
2021-12-21 2021-12-17 4 Tyree James L CCXI Common Stock S - Sale D 35.5040 -18,066 -641 15,275
2021-12-21 2021-12-17 4 Tyree James L CCXI Common Stock S - Sale D 34.7417 -16,634 -578 33,341
2021-12-21 2021-12-17 4 Tyree James L CCXI Common Stock S - Sale D 33.5200 -2,800 -94 49,975
2021-12-21 2021-12-17 4 Tyree James L CCXI Common Stock M - Exercise D 14.4200 12,500 180 52,775
2021-12-21 2021-12-17 4 Tyree James L CCXI Common Stock M - Exercise D 12.6200 25,000 316 40,275
2021-12-03 2021-12-01 4 Schall Thomas J. CCXI Stock Option (right to buy) M - Exercise D 14.31 -6,988 0
2021-12-03 2021-12-01 4 Schall Thomas J. CCXI Stock Option (right to buy) M - Exercise D 10.27 -38,948 0
2021-12-03 2021-12-01 4 Schall Thomas J. CCXI Common Stock M - Exercise D 14.3100 6,988 100 2,354,816
2021-12-03 2021-12-01 4 Schall Thomas J. CCXI Common Stock M - Exercise D 10.2700 38,948 400 2,347,828
2021-10-13 2021-10-12 4 Vifor (International) Ltd See footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 39.4300 -4,000,000 -157,720 5,194,085
2021-10-07 2021-10-05 4 Jain Rita CCXI Stock Option (right to buy) A - Award D 19.00 45,000 45,000
2021-06-16 2021-06-14 4 Butt Tausif CCXI Stock Option (right to buy) A - Award D 13.17 75,000 75,000
2021-05-24 2021-05-21 4 Tyree James L CCXI Restricted Stock Units M - Exercise D -4,660 0
2021-05-24 2021-05-21 4 Tyree James L CCXI Common Stock S - Sale D 9.7620 -2,454 -24 15,275
2021-05-24 2021-05-21 4 Tyree James L CCXI Common Stock M - Exercise D 4,660 17,729
2021-05-24 2021-05-20 4 Tyree James L CCXI Stock Option (right to buy) A - Award D 10.06 4,504 4,504
2021-05-24 2021-05-20 4 Tyree James L CCXI Restricted Stock Units A - Award D 7,726 7,726
2021-05-24 2021-05-21 4 Parker Geoffrey M. CCXI Restricted Stock Units M - Exercise D -4,660 0
2021-05-24 2021-05-21 4 Parker Geoffrey M. Geoffrey M Parker & Jill Gofen Parker Trustees of Geoffrey M Parker & Jill G Parker Revocable Trust CCXI Common Stock M - Exercise I 4,660 13,350
2021-05-24 2021-05-20 4 Parker Geoffrey M. CCXI Stock Option (right to buy) A - Award D 10.06 4,504 4,504
2021-05-24 2021-05-20 4 Parker Geoffrey M. CCXI Restricted Stock Units A - Award D 7,726 7,726
2021-05-24 2021-03-10 4 Parker Geoffrey M. Geoffrey M Parker & Jill Gofen Parker Trustees of Geoffrey M Parker & Jill G Parker Revocable Trust CCXI Common Stock G - Gift I -4,000 8,690
2021-05-24 2021-05-20 4 MCKINNELL HENRY A CCXI Stock Option (right to buy) A - Award D 10.06 4,504 4,504
2021-05-24 2021-05-20 4 MCKINNELL HENRY A CCXI Restricted Stock Units A - Award D 7,726 7,726
2021-05-24 2021-05-21 4 Jain Rita CCXI Restricted Stock Units M - Exercise D -4,660 0
2021-05-24 2021-05-21 4 Jain Rita CCXI Common Stock M - Exercise D 4,660 22,886
2021-05-24 2021-05-20 4 Jain Rita CCXI Stock Option (right to buy) A - Award D 10.06 4,504 4,504
2021-05-24 2021-05-20 4 Jain Rita CCXI Restricted Stock Units A - Award D 7,726 7,726
2021-05-24 2021-05-20 4 Edwards Thomas A. CCXI Stock Option (right to buy) A - Award D 10.06 4,504 4,504
2021-05-24 2021-05-20 4 Edwards Thomas A. CCXI Common Stock A - Award D 7,726 127,583
2021-05-24 2021-05-20 4 FECZKO JOSEPH M CCXI Stock Option (right to buy) A - Award D 10.06 4,504 4,504
2021-05-24 2021-05-20 4 FECZKO JOSEPH M CCXI Common Stock A - Award D 7,726 110,627
2021-05-10 2021-05-07 4 Butt Tausif CCXI Common Stock P - Purchase D 11.0617 10,870 120 10,870
2021-03-30 2021-03-27 4 Jain Rita CCXI Restricted Stock Units M - Exercise D -5,251 5,251
2021-03-30 2021-03-27 4 Jain Rita CCXI Common Stock M - Exercise D 5,251 18,226
2021-03-08 2021-03-05 4 Parker Geoffrey M. Geoffrey M Parker & Jill Gofen Parker Trustees of Geoffrey M Parker & Jill G Parker Revocable Trust CCXI Common Stock S - Sale I 55.8870 -13,330 -745 12,690
2021-03-08 2021-03-05 4 Parker Geoffrey M. Geoffrey M Parker & Jill Gofen Parker Trustees of Geoffrey M Parker & Jill G Parker Revocable Trust CCXI Common Stock S - Sale I 56.7783 -16,670 -946 26,020
2021-03-08 2021-03-04 4 Parker Geoffrey M. Geoffrey M Parker & Jill Gofen Parker Trustees of Geoffrey M Parker & Jill G Parker Revocable Trust CCXI Common Stock S - Sale I 60.1992 -1,910 -115 42,690
2021-03-03 2021-03-01 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 11.02 -16,008 42,292
2021-03-03 2021-03-01 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 10.86 -11,667 24,792
2021-03-03 2021-03-01 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 6.62 -5,417 18,958
2021-03-03 2021-03-01 4 Cappel Markus J. CCXI Common Stock S - Sale D 69.0865 -5,359 -370 85,826
2021-03-03 2021-03-01 4 Cappel Markus J. CCXI Common Stock S - Sale D 68.5129 -20,680 -1,417 91,185
2021-03-03 2021-03-01 4 Cappel Markus J. CCXI Common Stock S - Sale D 67.6821 -7,053 -477 111,865
2021-03-03 2021-03-01 4 Cappel Markus J. CCXI Common Stock M - Exercise D 11.0200 16,008 176 118,918
2021-03-03 2021-03-01 4 Cappel Markus J. CCXI Common Stock M - Exercise D 10.8600 11,667 127 102,910
2021-03-03 2021-03-01 4 Cappel Markus J. CCXI Common Stock M - Exercise D 6.6200 5,417 36 91,243
2021-03-03 2021-03-02 4 Edwards Thomas A. CCXI Common Stock S - Sale D 70.0800 -600 -42 119,857
2021-03-03 2021-03-02 4 Edwards Thomas A. CCXI Common Stock S - Sale D 70.0300 -500 -35 120,457
2021-03-01 2021-02-25 4 Schall Thomas J. CCXI Stock Option (right to buy) A - Award D 65.87 54,600 54,600
2021-03-01 2021-02-25 4 Schall Thomas J. CCXI Restricted Stock Units A - Award D 79,000 79,000
2021-03-01 2021-02-25 4 KANAYA SUSAN M CCXI Stock Option (right to buy) A - Award D 65.87 21,700 21,700
2021-03-01 2021-02-25 4 KANAYA SUSAN M CCXI Restricted Stock Units A - Award D 31,400 31,400
2021-03-01 2021-02-25 4 Cappel Markus J. CCXI Stock Option (right to buy) A - Award D 65.87 13,500 13,500
2021-03-01 2021-02-25 4 Cappel Markus J. CCXI Restricted Stock Units A - Award D 19,500 19,500
2021-03-01 2021-02-25 4 Butt Tausif CCXI Stock Option (right to buy) A - Award D 65.87 87,000 87,000
2021-03-01 2021-03-01 4 Kwan Pui San CCXI Stock Option (right to buy) M - Exercise D 9.04 -833 25,834
2021-03-01 2021-03-01 4 Kwan Pui San CCXI Stock Option (right to buy) M - Exercise D 11.02 -1,125 24,750
2021-03-01 2021-03-01 4 Kwan Pui San CCXI Stock Option (right to buy) M - Exercise D 10.86 -1,389 13,897
2021-03-01 2021-03-01 4 Kwan Pui San CCXI Common Stock S - Sale D 68.8862 -1,817 -125 3,232
2021-03-01 2021-03-01 4 Kwan Pui San CCXI Common Stock S - Sale D 68.0843 -1,530 -104 5,049
2021-03-01 2021-03-01 4 Kwan Pui San CCXI Common Stock M - Exercise D 9.0400 833 8 6,579
2021-03-01 2021-03-01 4 Kwan Pui San CCXI Common Stock M - Exercise D 11.0200 1,125 12 5,746
2021-03-01 2021-03-01 4 Kwan Pui San CCXI Common Stock M - Exercise D 10.8600 1,389 15 4,621
2021-03-01 2021-02-25 4 Kwan Pui San CCXI Stock Option (right to buy) A - Award D 65.87 16,640 16,640
2021-02-11 2021-02-09 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 11.02 -700 58,300
2021-02-11 2021-02-09 4 Cappel Markus J. CCXI Common Stock S - Sale D 69.6643 -700 -49 85,826
2021-02-11 2021-02-09 4 Cappel Markus J. CCXI Common Stock M - Exercise D 11.0200 700 8 86,526
2021-02-11 2021-02-09 4 Edwards Thomas A. CCXI Common Stock S - Sale D 70.0350 -400 -28 120,957
2021-02-08 2021-02-08 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 11.02 -7,420 59,000
2021-02-08 2021-02-08 4 Cappel Markus J. CCXI Common Stock S - Sale D 68.0000 -200 -14 85,826
2021-02-08 2021-02-08 4 Cappel Markus J. CCXI Common Stock S - Sale D 67.2785 -7,220 -486 86,026
2021-02-08 2021-02-08 4 Cappel Markus J. CCXI Common Stock M - Exercise D 11.0200 7,420 82 93,246
2021-02-08 2021-02-05 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 11.02 -805 66,420
2021-02-08 2021-02-05 4 Cappel Markus J. CCXI Common Stock S - Sale D 67.0739 -805 -54 85,826
2021-02-08 2021-02-05 4 Cappel Markus J. CCXI Common Stock M - Exercise D 11.0200 805 9 86,631
2021-02-08 2021-02-04 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 11.02 -1,400 67,225
2021-02-08 2021-02-04 4 Cappel Markus J. CCXI Common Stock S - Sale D 67.1393 -1,400 -94 85,826
2021-02-08 2021-02-04 4 Cappel Markus J. CCXI Common Stock M - Exercise D 11.0200 1,400 15 87,226
2021-02-08 2021-02-04 4 Kwan Pui San CCXI Stock Option (right to buy) M - Exercise D 9.04 -833 26,667
2021-02-08 2021-02-04 4 Kwan Pui San CCXI Stock Option (right to buy) M - Exercise D 11.02 -1,125 25,875
2021-02-08 2021-02-04 4 Kwan Pui San CCXI Stock Option (right to buy) M - Exercise D 10.86 -1,389 15,286
2021-02-08 2021-02-04 4 Kwan Pui San CCXI Common Stock S - Sale D 65.0000 -3,347 -218 3,232
2021-02-08 2021-02-04 4 Kwan Pui San CCXI Common Stock M - Exercise D 9.0400 833 8 6,579
2021-02-08 2021-02-04 4 Kwan Pui San CCXI Common Stock M - Exercise D 11.0200 1,125 12 5,746
2021-02-08 2021-02-04 4 Kwan Pui San CCXI Common Stock M - Exercise D 10.8600 1,389 15 4,621
2021-02-04 2020-06-15 5 Parker Geoffrey M. Geoffrey M Parker & Jill Gofen Parker Trustees of Geoffrey M Parker & Jill G Parker Revocable Trust CCXI Common Stock G - Gift I -5,000 44,600
2021-02-04 2021-02-02 4 Edwards Thomas A. CCXI Common Stock S - Sale D 61.2949 -7,983 -489 121,357
2021-02-04 2021-02-02 4 Edwards Thomas A. CCXI Common Stock S - Sale D 60.7079 -12,017 -730 129,340
2021-01-27 2021-01-25 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 11.02 -1,375 68,625
2021-01-27 2021-01-25 4 Cappel Markus J. CCXI Common Stock S - Sale D 67.0340 -1,375 -92 85,826
2021-01-27 2021-01-25 4 Cappel Markus J. CCXI Common Stock M - Exercise D 11.0200 1,375 15 87,201
2021-01-27 2021-01-25 4 Kwan Pui San CCXI Stock Option (right to buy) M - Exercise D 9.04 -834 27,500
2021-01-27 2021-01-25 4 Kwan Pui San CCXI Stock Option (right to buy) M - Exercise D 6.62 -834 27,500
2021-01-27 2021-01-25 4 Kwan Pui San CCXI Stock Option (right to buy) M - Exercise D 11.02 -1,125 27,000
2021-01-27 2021-01-25 4 Kwan Pui San CCXI Stock Option (right to buy) M - Exercise D 10.86 -1,391 16,675
2021-01-27 2021-01-25 4 Kwan Pui San CCXI Common Stock S - Sale D 65.0000 -4,184 -272 3,232
2021-01-27 2021-01-25 4 Kwan Pui San CCXI Common Stock M - Exercise D 9.0400 834 8 7,416
2021-01-27 2021-01-25 4 Kwan Pui San CCXI Common Stock M - Exercise D 11.0200 1,125 12 6,582
2021-01-27 2021-01-25 4 Kwan Pui San CCXI Common Stock M - Exercise D 10.8600 1,391 15 5,457
2021-01-27 2021-01-25 4 Kwan Pui San CCXI Common Stock M - Exercise D 6.6200 834 6 4,066
2021-01-07 2021-01-01 4 Schall Thomas J. CCXI Restricted Stock Units M - Exercise D -34,566 69,134
2021-01-07 2021-01-01 4 Schall Thomas J. CCXI Restricted Stock Units M - Exercise D -23,333 23,334
2021-01-07 2021-01-01 4 Schall Thomas J. CCXI Restricted Stock Units M - Exercise D -30,000 0
2021-01-07 2021-01-01 4 Schall Thomas J. CCXI Common Stock F - Taxes D 61.9200 -47,576 -2,946 2,308,880
2021-01-07 2021-01-01 4 Schall Thomas J. CCXI Common Stock M - Exercise D 34,566 2,356,456
2021-01-07 2021-01-01 4 Schall Thomas J. CCXI Common Stock M - Exercise D 23,333 2,321,890
2021-01-07 2021-01-01 4 Schall Thomas J. CCXI Common Stock M - Exercise D 30,000 2,298,557
2021-01-07 2021-01-01 4 KANAYA SUSAN M CCXI Restricted Stock Units M - Exercise D -10,333 20,667
2021-01-07 2021-01-01 4 KANAYA SUSAN M CCXI Restricted Stock Units M - Exercise D -10,000 10,000
2021-01-07 2021-01-01 4 KANAYA SUSAN M CCXI Restricted Stock Units M - Exercise D -10,000 10,000
2021-01-07 2021-01-01 4 KANAYA SUSAN M Kanaya Family Trust U/A Dtd 10/17/2012 CCXI Common Stock F - Taxes I 61.9200 -16,498 -1,022 118,765
2021-01-07 2021-01-01 4 KANAYA SUSAN M Kanaya Family Trust U/A Dtd 10/17/2012 CCXI Common Stock M - Exercise I 10,333 135,263
2021-01-07 2021-01-01 4 KANAYA SUSAN M Kanaya Family Trust U/A Dtd 10/17/2012 CCXI Common Stock M - Exercise I 10,000 124,930
2021-01-07 2021-01-01 4 KANAYA SUSAN M Kanaya Family Trust U/A Dtd 10/17/2012 CCXI Common Stock M - Exercise I 10,000 124,930
2021-01-07 2021-01-01 4 Cappel Markus J. CCXI Restricted Stock Units M - Exercise D -7,766 15,534
2021-01-07 2021-01-01 4 Cappel Markus J. CCXI Restricted Stock Units M - Exercise D -6,667 6,667
2021-01-07 2021-01-01 4 Cappel Markus J. CCXI Restricted Stock Units M - Exercise D -6,667 6,667
2021-01-07 2021-01-01 4 Cappel Markus J. CCXI Common Stock F - Taxes D 61.9200 -11,521 -713 85,826
2021-01-07 2021-01-01 4 Cappel Markus J. CCXI Common Stock M - Exercise D 7,766 97,347
2021-01-07 2021-01-01 4 Cappel Markus J. CCXI Common Stock M - Exercise D 6,667 89,581
2021-01-07 2021-01-01 4 Cappel Markus J. CCXI Common Stock M - Exercise D 6,667 89,581
2020-12-29 2020-12-28 4 Edwards Thomas A. CCXI Common Stock S - Sale D 61.5000 -10,782 -663 141,357
2020-12-29 2020-12-24 4 Edwards Thomas A. CCXI Common Stock S - Sale D 61.1833 -14,218 -870 152,139
2020-12-16 2020-12-15 4 Schall Thomas J. CCXI Stock Option (right to buy) M - Exercise D 14.31 -17,619 6,988
2020-12-16 2020-12-15 4 Schall Thomas J. CCXI Common Stock S - Sale D 65.0122 -17,619 -1,145 2,268,557
2020-12-16 2020-12-15 4 Schall Thomas J. CCXI Common Stock M - Exercise D 14.3100 17,619 252 2,286,176
2020-12-16 2020-12-14 4 Schall Thomas J. CCXI Stock Option (right to buy) M - Exercise D 14.31 -11,153 24,607
2020-12-16 2020-12-14 4 Schall Thomas J. CCXI Common Stock S - Sale D 65.0270 -11,153 -725 2,268,557
2020-12-16 2020-12-14 4 Schall Thomas J. CCXI Common Stock M - Exercise D 14.3100 11,153 160 2,279,710
2020-12-16 2020-12-15 4 Kwan Pui San CCXI Stock Option (right to buy) M - Exercise D 9.04 -11,666 28,334
2020-12-16 2020-12-15 4 Kwan Pui San CCXI Stock Option (right to buy) M - Exercise D 11.02 -10,919 28,125
2020-12-16 2020-12-15 4 Kwan Pui San CCXI Stock Option (right to buy) M - Exercise D 10.86 -16,675 18,066
2020-12-16 2020-12-15 4 Kwan Pui San CCXI Stock Option (right to buy) M - Exercise D 6.62 -3,333 834
2020-12-16 2020-12-15 4 Kwan Pui San CCXI Common Stock S - Sale D 65.0632 -42,593 -2,771 3,232
2020-12-16 2020-12-15 4 Kwan Pui San CCXI Common Stock M - Exercise D 9.0400 11,666 105 45,825
2020-12-16 2020-12-15 4 Kwan Pui San CCXI Common Stock M - Exercise D 10.8600 16,675 181 34,159
2020-12-16 2020-12-15 4 Kwan Pui San CCXI Common Stock M - Exercise D 11.0200 10,919 120 17,484
2020-12-16 2020-12-15 4 Kwan Pui San CCXI Common Stock M - Exercise D 6.6200 3,333 22 6,565
2020-12-16 2020-12-14 4 Kwan Pui San CCXI Stock Option (right to buy) M - Exercise D 11.02 -1,456 39,044
2020-12-16 2020-12-14 4 Kwan Pui San CCXI Stock Option (right to buy) M - Exercise D 6.62 -6,667 4,167
2020-12-16 2020-12-14 4 Kwan Pui San CCXI Stock Option (right to buy) M - Exercise D 3.57 -834 0
2020-12-16 2020-12-14 4 Kwan Pui San CCXI Common Stock S - Sale D 65.0215 -8,957 -582 3,232
2020-12-16 2020-12-14 4 Kwan Pui San CCXI Common Stock M - Exercise D 11.0200 1,456 16 12,189
2020-12-16 2020-12-14 4 Kwan Pui San CCXI Common Stock M - Exercise D 6.6200 6,667 44 10,733
2020-12-16 2020-12-14 4 Kwan Pui San CCXI Common Stock M - Exercise D 3.5700 834 3 4,066
2020-08-03 2020-08-03 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 54.5830 -16,650 -909 9,194,085
2020-08-03 2020-08-03 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 53.6187 -31,823 -1,706 9,210,735
2020-08-03 2020-08-03 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 52.9175 -785 -42 9,242,558
2020-08-03 2020-07-31 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 54.3288 -694 -38 9,243,343
2020-08-03 2020-07-31 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 52.5692 -29,699 -1,561 9,244,037
2020-08-03 2020-07-31 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 51.7402 -10,009 -518 9,273,736
2020-08-03 2020-07-30 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 54.8486 -22,467 -1,232 9,283,745
2020-08-03 2020-07-30 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 54.4343 -24,458 -1,331 9,306,212
2020-08-03 2020-07-30 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 53.3672 -1,156 -62 9,330,670
2020-07-29 2020-07-29 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 53.1505 -2,363 -126 9,331,826
2020-07-29 2020-07-29 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 52.6901 -76,321 -4,021 9,334,189
2020-07-29 2020-07-29 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 51.5141 -9,328 -481 9,410,510
2020-07-29 2020-07-28 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 54.1821 -6,790 -368 9,419,838
2020-07-29 2020-07-28 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 53.3779 -33,370 -1,781 9,426,628
2020-07-29 2020-07-27 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 53.6564 -10,790 -579 9,459,998
2020-07-29 2020-07-27 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 53.1657 -23,446 -1,247 9,470,788
2020-07-24 2020-07-24 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 53.5750 -400 -21 9,494,234
2020-07-24 2020-07-24 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 52.8606 -9,961 -527 9,494,634
2020-07-24 2020-07-24 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 52.3145 -15,689 -821 9,504,595
2020-07-24 2020-07-23 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 56.1861 -900 -51 9,520,284
2020-07-24 2020-07-23 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 55.7775 -6,055 -338 9,521,184
2020-07-24 2020-07-23 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 54.5038 -5,452 -297 9,527,239
2020-07-24 2020-07-23 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 53.5417 -22,148 -1,186 9,532,691
2020-07-24 2020-07-22 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 55.8476 -23,441 -1,309 9,554,839
2020-07-24 2020-07-22 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 55.4529 -49,028 -2,719 9,578,280
2020-07-21 2020-07-21 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 56.1994 -6,263 -352 9,627,308
2020-07-21 2020-07-21 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 55.4433 -81,266 -4,506 9,633,571
2020-07-21 2020-07-20 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 56.1759 -37,596 -2,112 9,714,837
2020-07-21 2020-07-20 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 55.7031 -17,002 -947 9,752,433
2020-07-21 2020-07-17 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 57.0329 -117 -7 9,769,435
2020-07-21 2020-07-17 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 56.5812 -22,196 -1,256 9,769,552
2020-07-21 2020-07-17 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 55.2276 -25,577 -1,413 9,791,748
2020-07-16 2020-07-16 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 58.5486 -6,471 -379 9,817,325
2020-07-16 2020-07-16 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 57.9888 -18,888 -1,095 9,823,796
2020-07-16 2020-07-16 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 56.7670 -20,801 -1,181 9,842,684
2020-07-16 2020-07-16 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 56.0267 -27,340 -1,532 9,863,485
2020-07-16 2020-07-15 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 59.4255 -63,985 -3,802 9,890,825
2020-07-16 2020-07-15 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 58.6488 -22,313 -1,309 9,954,810
2020-07-16 2020-07-14 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 58.6226 -18,241 -1,069 9,977,123
2020-07-16 2020-07-14 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 58.1630 -68,732 -3,998 9,995,364
2020-07-16 2020-07-14 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 56.9067 -13,027 -741 10,064,096
2020-07-13 2020-07-13 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 60.6835 -9,579 -581 10,077,123
2020-07-13 2020-07-13 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 59.8715 -14,261 -854 10,086,702
2020-07-13 2020-07-13 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 58.7730 -23,366 -1,373 10,100,963
2020-07-13 2020-07-13 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 57.7994 -11,502 -665 10,124,329
2020-07-13 2020-07-13 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 56.7135 -41,292 -2,342 10,135,831
2020-07-13 2020-07-10 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 60.6217 -905 -55 10,177,123
2020-07-13 2020-07-10 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 60.0167 -35,716 -2,144 10,178,028
2020-07-13 2020-07-10 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 59.4983 -9,223 -549 10,213,744
2020-07-13 2020-07-09 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 62.0100 -200 -12 10,222,967
2020-07-13 2020-07-09 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 61.1174 -8,925 -545 10,223,167
2020-07-13 2020-07-09 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 60.5171 -36,920 -2,234 10,232,092
2020-07-13 2020-07-09 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 59.2782 -53,955 -3,198 10,269,012
2020-07-08 2020-07-08 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 61.5576 -8,554 -527 10,322,967
2020-07-08 2020-07-08 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 60.8288 -13,401 -815 10,331,521
2020-07-08 2020-07-08 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 59.8287 -60,018 -3,591 10,344,922
2020-07-08 2020-07-08 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 58.9236 -18,027 -1,062 10,404,940
2020-07-08 2020-07-07 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 59.8950 -20,147 -1,207 10,422,967
2020-07-08 2020-07-07 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 59.0373 -56,790 -3,353 10,443,114
2020-07-08 2020-07-07 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 57.7165 -2,450 -141 10,499,904
2020-07-08 2020-07-06 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 59.5723 -20,379 -1,214 10,502,354
2020-07-08 2020-07-06 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 58.8542 -18,486 -1,088 10,522,733
2020-07-08 2020-07-06 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 57.7965 -47,825 -2,764 10,541,219
2020-07-07 2020-07-02 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 57.9756 -35,988 -2,086 10,589,044
2020-07-07 2020-07-02 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 57.3816 -36,417 -2,090 10,625,032
2020-07-07 2020-07-02 4 Vifor (International) Ltd See Footnotes CCXI Common Stock, par value $0.001 per share S - Sale I 56.4739 -15,376 -868 10,661,449
2020-06-16 2020-06-15 4 Schall Thomas J. CCXI Stock Option (right to buy) M - Exercise D 14.31 -2,000 35,760
2020-06-16 2020-06-15 4 Schall Thomas J. CCXI Common Stock S - Sale D 65.0448 -2,000 -130 2,268,557
2020-06-16 2020-06-15 4 Schall Thomas J. CCXI Common Stock M - Exercise D 14.3100 2,000 29 2,270,557
2020-06-16 2020-06-12 4 Schall Thomas J. CCXI Stock Option (right to buy) M - Exercise D 14.31 -88,753 37,760
2020-06-16 2020-06-12 4 Schall Thomas J. CCXI Common Stock S - Sale D 65.0781 -88,753 -5,776 2,268,557
2020-06-16 2020-06-12 4 Schall Thomas J. CCXI Common Stock M - Exercise D 14.3100 88,753 1,270 2,357,310
2020-06-16 2020-06-12 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 11.02 -20,000 60,000
2020-06-16 2020-06-12 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 8.19 -30,000 67,132
2020-06-16 2020-06-12 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 64.5807 -50,000 -3,229 91,317
2020-06-16 2020-06-12 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 11.0200 20,000 220 141,317
2020-06-16 2020-06-12 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 8.1900 30,000 246 121,317
2020-06-16 2020-06-12 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 10.86 -33,541 36,459
2020-06-16 2020-06-12 4 Cappel Markus J. CCXI Common Stock S - Sale D 65.1000 -33,541 -2,184 76,247
2020-06-16 2020-06-12 4 Cappel Markus J. CCXI Common Stock M - Exercise D 10.8600 33,541 364 109,788
2020-06-05 2020-06-03 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 6.62 -1,583 108,417
2020-06-05 2020-06-03 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 6.23 -5,208 44,792
2020-06-05 2020-06-03 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 3.57 -3,959 87,826
2020-06-05 2020-06-03 4 KANAYA SUSAN M Kanaya Family Trust U/A Dtd 10/17/2012 CCXI Common Stock M - Exercise I 6.6200 1,583 10 104,930
2020-06-05 2020-06-03 4 KANAYA SUSAN M Kanaya Family Trust U/A Dtd 10/17/2012 CCXI Common Stock M - Exercise I 6.2300 5,208 32 103,347
2020-06-05 2020-06-03 4 KANAYA SUSAN M Kanaya Family Trust U/A Dtd 10/17/2012 CCXI Common Stock M - Exercise I 3.5700 3,959 14 98,139
2020-05-26 2020-05-26 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 6.62 -19,612 24,375
2020-05-26 2020-05-26 4 Cappel Markus J. CCXI Common Stock S - Sale D 60.3418 -19,612 -1,183 76,247
2020-05-26 2020-05-26 4 Cappel Markus J. CCXI Common Stock M - Exercise D 6.6200 19,612 130 95,859
2020-05-26 2020-05-22 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 6.62 -40,867 43,987
2020-05-26 2020-05-22 4 Cappel Markus J. CCXI Common Stock S - Sale D 60.0613 -40,867 -2,455 76,247
2020-05-26 2020-05-22 4 Cappel Markus J. CCXI Common Stock M - Exercise D 6.6200 40,867 271 117,114
2020-05-26 2020-05-21 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 6.62 -2,800 84,854
2020-05-26 2020-05-21 4 Cappel Markus J. CCXI Common Stock S - Sale D 59.9950 -2,800 -168 76,247
2020-05-26 2020-05-21 4 Cappel Markus J. CCXI Common Stock M - Exercise D 6.6200 2,800 19 79,047
2020-05-26 2020-05-23 4 Parker Geoffrey M. CCXI Restricted Stock Units M - Exercise D -7,724 0
2020-05-26 2020-05-23 4 Parker Geoffrey M. CCXI Common Stock M - Exercise D 7,724 111,913
2020-05-26 2020-05-21 4 Parker Geoffrey M. CCXI Restricted Stock Units A - Award D 4,660 4,660
2020-05-26 2020-05-21 4 Parker Geoffrey M. CCXI Stock Option (right to buy) A - Award D 59.73 2,888 2,888
2020-05-26 2020-05-23 4 Tyree James L CCXI Restricted Stock Units M - Exercise D -7,724 0
2020-05-26 2020-05-23 4 Tyree James L CCXI Common Stock M - Exercise D 7,724 13,069
2020-05-26 2020-05-21 4 Tyree James L CCXI Restricted Stock Units A - Award D 4,660 4,660
2020-05-26 2020-05-21 4 Tyree James L CCXI Stock Option (right to buy) A - Award D 59.73 2,888 2,888
2020-05-26 2020-05-21 4 FECZKO JOSEPH M CCXI Stock Option (right to buy) A - Award D 59.73 2,888 2,888
2020-05-26 2020-05-21 4 FECZKO JOSEPH M CCXI Common Stock A - Award D 4,660 102,901
2020-05-26 2020-05-21 4 Jain Rita CCXI Restricted Stock Units A - Award D 4,660 4,660
2020-05-26 2020-05-21 4 Jain Rita CCXI Stock Option (right to buy) A - Award D 59.73 2,888 2,888
2020-05-26 2020-05-21 4 MCKINNELL HENRY A CCXI Stock Option (right to buy) A - Award D 59.73 2,888 2,888
2020-05-26 2020-05-21 4 MCKINNELL HENRY A CCXI Common Stock A - Award D 4,660 65,023
2020-05-26 2020-05-21 4 Edwards Thomas A. CCXI Stock Option (right to buy) A - Award D 59.73 2,888 2,888
2020-05-26 2020-05-21 4 Edwards Thomas A. CCXI Common Stock A - Award D 4,660 166,357
2020-05-12 2020-05-12 4 Schall Thomas J. CCXI Stock Option (right to buy) M - Exercise D 14.31 -35,865 126,513
2020-05-12 2020-05-12 4 Schall Thomas J. CCXI Common Stock S - Sale D 57.7471 -35,865 -2,071 2,268,557
2020-05-12 2020-05-12 4 Schall Thomas J. CCXI Common Stock M - Exercise D 14.3100 35,865 513 2,304,422
2020-05-12 2020-05-11 4 Schall Thomas J. CCXI Stock Option (right to buy) M - Exercise D 14.31 -70,608 162,378
2020-05-12 2020-05-11 4 Schall Thomas J. CCXI Common Stock S - Sale D 56.1404 -16,029 -900 2,268,557
2020-05-12 2020-05-11 4 Schall Thomas J. CCXI Common Stock S - Sale D 55.3300 -54,579 -3,020 2,284,586
2020-05-12 2020-05-11 4 Schall Thomas J. CCXI Common Stock M - Exercise D 14.3100 70,608 1,010 2,339,165
2020-05-12 2020-05-08 4 Schall Thomas J. CCXI Stock Option (right to buy) M - Exercise D 14.31 -4,201 232,986
2020-05-12 2020-05-08 4 Schall Thomas J. CCXI Common Stock S - Sale D 55.0142 -4,201 -231 2,268,557
2020-05-12 2020-05-08 4 Schall Thomas J. CCXI Common Stock M - Exercise D 14.3100 4,201 60 2,272,758
2020-05-12 2020-05-11 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 3.57 -34,222 5,606
2020-05-12 2020-05-11 4 Cappel Markus J. CCXI Common Stock S - Sale D 55.1147 -34,222 -1,886 76,247
2020-05-12 2020-05-11 4 Cappel Markus J. CCXI Common Stock M - Exercise D 3.5700 34,222 122 110,469
2020-05-12 2020-05-08 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 3.57 -4,312 39,828
2020-05-12 2020-05-08 4 Cappel Markus J. CCXI Common Stock S - Sale D 50.0090 -4,312 -216 76,247
2020-05-12 2020-05-08 4 Cappel Markus J. CCXI Common Stock M - Exercise D 3.5700 4,312 15 80,559
2020-05-07 2020-05-05 4 Schall Thomas J. CCXI Stock Option (right to buy) M - Exercise D 14.31 -8,851 237,187
2020-05-07 2020-05-05 4 Schall Thomas J. CCXI Common Stock S - Sale D 55.0052 -8,851 -487 2,268,557
2020-05-07 2020-05-05 4 Schall Thomas J. CCXI Common Stock M - Exercise D 14.3100 8,851 127 2,277,408
2020-05-07 2020-05-05 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 3.57 -8,860 44,140
2020-05-07 2020-05-05 4 Cappel Markus J. CCXI Common Stock S - Sale D 55.0051 -8,860 -487 76,247
2020-05-07 2020-05-05 4 Cappel Markus J. CCXI Common Stock M - Exercise D 3.5700 8,860 32 85,107
2020-05-06 2020-05-05 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 8.19 -20,123 97,132
2020-05-06 2020-05-05 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 54.7253 -20,123 -1,101 91,317
2020-05-06 2020-05-05 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 8.1900 20,123 165 111,440
2020-05-06 2020-05-04 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 8.19 -54,877 117,255
2020-05-06 2020-05-04 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 54.5733 -54,877 -2,995 91,317
2020-05-06 2020-05-04 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 8.1900 54,877 449 146,194
2020-03-31 2020-03-02 4 Kwan Pui San CCXI Stock Option (right to buy) A - Award D 46.52 16,510 16,510
2020-03-31 2020-03-27 4 Jain Rita CCXI Restricted Stock Units M - Exercise D -5,251 10,502
2020-03-31 2020-03-27 4 Jain Rita CCXI Common Stock M - Exercise D 5,251 12,975
2020-03-25 2020-03-23 4 Parker Geoffrey M. Geoffrey M Parker & Jill Gofen Parker Trustees of Geoffrey M Parker & Jill G Parker Revocable Trust CCXI Common Stock S - Sale I 38.2128 -860 -33 49,600
2020-03-25 2020-03-23 4 Parker Geoffrey M. Geoffrey M Parker & Jill Gofen Parker Trustees of Geoffrey M Parker & Jill G Parker Revocable Trust CCXI Common Stock S - Sale I 37.3958 -13,959 -522 50,460
2020-03-25 2020-03-23 4 Parker Geoffrey M. Geoffrey M Parker & Jill Gofen Parker Trustees of Geoffrey M Parker & Jill G Parker Revocable Trust CCXI Common Stock S - Sale I 36.7171 -9,181 -337 64,419
2020-03-25 2020-03-23 4 Parker Geoffrey M. Geoffrey M Parker & Jill Gofen Parker Trustees of Geoffrey M Parker & Jill G Parker Revocable Trust CCXI Common Stock S - Sale I 35.3201 -2,801 -99 73,600
2020-03-25 2020-03-23 4 Parker Geoffrey M. Geoffrey M Parker & Jill Gofen Parker Trustees of Geoffrey M Parker & Jill G Parker Revocable Trust CCXI Common Stock S - Sale I 34.4316 -3,199 -110 76,401
2020-03-05 2020-03-04 4 Schall Thomas J. CCXI Stock Option (right to buy) M - Exercise D 14.31 -40,844 246,038
2020-03-05 2020-03-04 4 Schall Thomas J. CCXI Common Stock S - Sale D 50.3548 -40,844 -2,057 2,268,557
2020-03-05 2020-03-04 4 Schall Thomas J. CCXI Common Stock M - Exercise D 14.3100 40,844 584 2,309,401
2020-03-05 2020-03-03 4 Schall Thomas J. CCXI Stock Option (right to buy) A - Award D 46.59 71,500 71,500
2020-03-05 2020-03-03 4 Schall Thomas J. CCXI Restricted Stock Units A - Award D 103,700 103,700
2020-03-05 2020-03-03 4 KANAYA SUSAN M CCXI Stock Option (right to buy) A - Award D 46.59 21,400 21,400
2020-03-05 2020-03-03 4 KANAYA SUSAN M CCXI Restricted Stock Units A - Award D 31,000 31,000
2020-03-05 2020-03-03 4 Cappel Markus J. CCXI Stock Option (right to buy) A - Award D 46.59 16,100 16,100
2020-03-05 2020-03-03 4 Cappel Markus J. CCXI Restricted Stock Units A - Award D 23,300 23,300
2020-02-21 2020-02-20 4 Schall Thomas J. CCXI Stock Option (right to buy) M - Exercise D 14.31 -15,341 286,882
2020-02-21 2020-02-20 4 Schall Thomas J. CCXI Common Stock S - Sale D 51.1000 -29 -1 2,268,557
2020-02-21 2020-02-20 4 Schall Thomas J. CCXI Common Stock S - Sale D 50.2099 -15,312 -769 2,268,586
2020-02-21 2020-02-20 4 Schall Thomas J. CCXI Common Stock M - Exercise D 14.3100 15,341 220 2,283,898
2020-02-21 2020-02-19 4 Schall Thomas J. CCXI Stock Option (right to buy) M - Exercise D 14.31 -63,340 302,223
2020-02-21 2020-02-19 4 Schall Thomas J. CCXI Common Stock S - Sale D 51.1430 -7,723 -395 2,268,557
2020-02-21 2020-02-19 4 Schall Thomas J. CCXI Common Stock S - Sale D 50.4079 -55,617 -2,804 2,276,280
2020-02-21 2020-02-19 4 Schall Thomas J. CCXI Common Stock M - Exercise D 14.3100 63,340 906 2,331,897
2020-02-21 2020-02-19 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 10.86 -24,200 55,000
2020-02-21 2020-02-19 4 KANAYA SUSAN M Kanaya Family Trust U/A Dtd 10/17/2012 CCXI Common Stock S - Sale I 50.6291 -3,200 -162 94,180
2020-02-21 2020-02-19 4 KANAYA SUSAN M Kanaya Family Trust U/A Dtd 10/17/2012 CCXI Common Stock S - Sale I 50.0575 -21,000 -1,051 97,380
2020-02-21 2020-02-19 4 KANAYA SUSAN M Kanaya Family Trust U/A Dtd 10/17/2012 CCXI Common Stock M - Exercise I 10.8600 24,200 263 118,380
2020-02-21 2020-02-19 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 8.19 -42,631 0
2020-02-21 2020-02-19 4 Cappel Markus J. CCXI Common Stock S - Sale D 50.9943 -1,163 -59 76,247
2020-02-21 2020-02-19 4 Cappel Markus J. CCXI Common Stock S - Sale D 50.3374 -41,468 -2,087 77,410
2020-02-21 2020-02-19 4 Cappel Markus J. CCXI Common Stock M - Exercise D 8.1900 42,631 349 118,878
2020-02-13 2020-02-13 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 10.86 -26,600 79,200
2020-02-13 2020-02-13 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 8.19 -18,700 172,132
2020-02-13 2020-02-13 4 KANAYA SUSAN M Kanaya Family Trust U/A Dtd 10/17/2012 CCXI Common Stock S - Sale I 49.6059 -45,300 -2,247 94,180
2020-02-13 2020-02-13 4 KANAYA SUSAN M Kanaya Family Trust U/A Dtd 10/17/2012 CCXI Common Stock M - Exercise I 10.8600 26,600 289 139,480
2020-02-13 2020-02-13 4 KANAYA SUSAN M Kanaya Family Trust U/A Dtd 10/17/2012 CCXI Common Stock M - Exercise I 8.1900 18,700 153 112,880
2020-02-13 2020-02-12 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 10.86 -1,400 105,800
2020-02-13 2020-02-12 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 8.19 -1,100 190,832
2020-02-13 2020-02-12 4 KANAYA SUSAN M Kanaya Family Trust U/A Dtd 10/17/2012 CCXI Common Stock S - Sale I 49.5102 -2,500 -124 94,180
2020-02-13 2020-02-12 4 KANAYA SUSAN M Kanaya Family Trust U/A Dtd 10/17/2012 CCXI Common Stock M - Exercise I 10.8600 1,400 15 96,680
2020-02-13 2020-02-12 4 KANAYA SUSAN M Kanaya Family Trust U/A Dtd 10/17/2012 CCXI Common Stock M - Exercise I 8.1900 1,100 9 95,280
2020-02-13 2020-02-11 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 10.86 -2,800 107,200
2020-02-13 2020-02-11 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 8.19 -200 191,932
2020-02-13 2020-02-11 4 KANAYA SUSAN M Kanaya Family Trust U/A Dtd 10/17/2012 CCXI Common Stock S - Sale I 49.5033 -3,000 -149 94,180
2020-02-13 2020-02-11 4 KANAYA SUSAN M Kanaya Family Trust U/A Dtd 10/17/2012 CCXI Common Stock M - Exercise I 10.8600 2,800 30 97,180
2020-02-13 2020-02-11 4 KANAYA SUSAN M Kanaya Family Trust U/A Dtd 10/17/2012 CCXI Common Stock M - Exercise I 8.1900 200 2 94,380
2020-02-13 2020-02-11 4 Kwan Pui San CCXI Common Stock S - Sale D 49.1467 -18,941 -931 493
2020-02-10 2020-02-06 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 8.19 -36,850 42,901
2020-02-10 2020-02-06 4 Cappel Markus J. CCXI Common Stock S - Sale D 47.3091 -36,850 -1,743 76,247
2020-02-10 2020-02-06 4 Cappel Markus J. CCXI Common Stock M - Exercise D 8.1900 36,850 302 113,097
2020-02-06 2020-02-04 4 Schall Thomas J. CCXI Stock Option (right to buy) M - Exercise D 14.31 -119,525 365,563
2020-02-06 2020-02-04 4 Schall Thomas J. CCXI Common Stock S - Sale D 45.1847 -119,525 -5,401 2,268,557
2020-02-06 2020-02-04 4 Schall Thomas J. CCXI Common Stock M - Exercise D 14.3100 119,525 1,710 2,388,082
2020-02-05 2019-12-10 5 Parker Geoffrey M. Geoffrey M Parker & Jill Gofen Parker Trustees of Geoffrey M Parker & Jill G Parker Revocable Trust CCXI Common Stock G - Gift I -20,000 79,600
2020-02-05 2020-02-04 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 14.31 -99,617 0
2020-02-05 2020-02-04 4 KANAYA SUSAN M Kanaya Family Trust U/A Dtd 10/17/2012 CCXI Common Stock S - Sale I 45.0950 -99,617 -4,492 94,180
2020-02-05 2020-02-04 4 KANAYA SUSAN M Kanaya Family Trust U/A Dtd 10/17/2012 CCXI Common Stock M - Exercise I 14.3100 99,617 1,426 193,797
2020-02-05 2020-02-03 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 14.31 -3,837 99,617
2020-02-05 2020-02-03 4 KANAYA SUSAN M Kanaya Family Trust U/A Dtd 10/17/2012 CCXI Common Stock S - Sale I 44.9092 -3,837 -172 94,180
2020-02-05 2020-02-03 4 KANAYA SUSAN M Kanaya Family Trust U/A Dtd 10/17/2012 CCXI Common Stock M - Exercise I 14.3100 3,837 55 98,017
2020-02-05 2020-02-05 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 8.19 -13,150 79,751
2020-02-05 2020-02-05 4 Cappel Markus J. CCXI Common Stock S - Sale D 47.0305 -13,150 -618 76,427
2020-02-05 2020-02-05 4 Cappel Markus J. CCXI Common Stock M - Exercise D 8.1900 13,150 108 89,397
2020-02-05 2020-02-03 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 8.19 -48,471 92,901
2020-02-05 2020-02-03 4 Cappel Markus J. CCXI Common Stock S - Sale D 44.4704 -48,471 -2,156 76,247
2020-02-05 2020-02-03 4 Cappel Markus J. CCXI Common Stock M - Exercise D 8.1900 48,471 397 124,718
2020-01-23 2020-01-21 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 8.19 -1,259 141,372
2020-01-23 2020-01-21 4 Cappel Markus J. CCXI Common Stock S - Sale D 43.9972 -1,259 -55 76,247
2020-01-23 2020-01-21 4 Cappel Markus J. CCXI Common Stock M - Exercise D 8.1900 1,259 10 77,506
2020-01-17 2020-01-17 4 Schall Thomas J. CCXI Stock Option (right to buy) M - Exercise D 10.27 -105,735 38,948
2020-01-17 2020-01-17 4 Schall Thomas J. CCXI Common Stock S - Sale D 42.1299 -22,179 -934 2,268,557
2020-01-17 2020-01-17 4 Schall Thomas J. CCXI Common Stock S - Sale D 41.4557 -83,556 -3,464 2,290,736
2020-01-17 2020-01-17 4 Schall Thomas J. CCXI Common Stock M - Exercise D 10.2700 105,735 1,086 2,374,292
2020-01-17 2020-01-16 4 Schall Thomas J. CCXI Stock Option (right to buy) M - Exercise D 10.27 -30,317 144,683
2020-01-17 2020-01-16 4 Schall Thomas J. CCXI Common Stock S - Sale D 41.0057 -30,317 -1,243 2,268,557
2020-01-17 2020-01-16 4 Schall Thomas J. CCXI Common Stock M - Exercise D 10.2700 30,317 311 2,298,874
2020-01-17 2020-01-16 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 7.10 -50,000 0
2020-01-17 2020-01-16 4 Cappel Markus J. CCXI Common Stock S - Sale D 40.0696 -50,000 -2,003 76,247
2020-01-17 2020-01-16 4 Cappel Markus J. CCXI Common Stock M - Exercise D 7.1000 50,000 355 126,247
2020-01-17 2020-01-17 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 14.28 -15,737 0
2020-01-17 2020-01-17 4 KANAYA SUSAN M Kanaya Family Trust U/A Dtd 10/17/2012 CCXI Common Stock S - Sale I 41.0326 -15,737 -646 94,180
2020-01-17 2020-01-17 4 KANAYA SUSAN M Kanaya Family Trust U/A Dtd 10/17/2012 CCXI Common Stock M - Exercise I 14.2800 15,737 225 109,917
2020-01-17 2020-01-16 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 14.28 -47,261 15,737
2020-01-17 2020-01-16 4 KANAYA SUSAN M Kanaya Family Trust U/A Dtd 10/17/2012 CCXI Common Stock S - Sale I 40.9873 -47,261 -1,937 94,180
2020-01-17 2020-01-16 4 KANAYA SUSAN M Kanaya Family Trust U/A Dtd 10/17/2012 CCXI Common Stock M - Exercise I 14.2800 47,261 675 141,441
2020-01-17 2020-01-16 4 Kwan Pui San CCXI Stock Option (right to buy) M - Exercise D 11.02 -13,500 40,500
2020-01-17 2020-01-16 4 Kwan Pui San CCXI Stock Option (right to buy) M - Exercise D 10.86 -31,959 34,741
2020-01-17 2020-01-16 4 Kwan Pui San CCXI Stock Option (right to buy) M - Exercise D 6.62 -29,166 10,834
2020-01-17 2020-01-16 4 Kwan Pui San CCXI Stock Option (right to buy) M - Exercise D 3.57 -14,554 834
2020-01-17 2020-01-16 4 Kwan Pui San CCXI Common Stock S - Sale D 40.2007 -32,878 -1,322 19,434
2020-01-17 2020-01-16 4 Kwan Pui San CCXI Common Stock S - Sale D 39.7417 -56,301 -2,237 52,312
2020-01-17 2020-01-16 4 Kwan Pui San CCXI Common Stock M - Exercise D 11.0200 13,500 149 108,613
2020-01-17 2020-01-16 4 Kwan Pui San CCXI Common Stock M - Exercise D 10.8600 31,959 347 95,113
2020-01-17 2020-01-16 4 Kwan Pui San CCXI Common Stock M - Exercise D 6.6200 29,166 193 63,154
2020-01-17 2020-01-16 4 Kwan Pui San CCXI Common Stock M - Exercise D 3.5700 14,554 52 33,988
2020-01-15 2020-01-13 4 Tyree James L CCXI Common Stock S - Sale D 37.4391 -14,715 -551 5,345
2020-01-15 2020-01-13 4 Tyree James L CCXI Common Stock S - Sale D 36.6876 -15,285 -561 20,060
2020-01-15 2020-01-14 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 7.10 -30,145 50,000
2020-01-15 2020-01-14 4 Cappel Markus J. CCXI Common Stock S - Sale D 37.7810 -30,145 -1,139 76,247
2020-01-15 2020-01-14 4 Cappel Markus J. CCXI Common Stock M - Exercise D 7.1000 30,145 214 106,392
2020-01-15 2020-01-13 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 7.10 -86,311 80,145
2020-01-15 2020-01-13 4 Cappel Markus J. CCXI Common Stock S - Sale D 37.4829 -42,755 -1,603 76,247
2020-01-15 2020-01-13 4 Cappel Markus J. CCXI Common Stock S - Sale D 36.7104 -43,556 -1,599 119,002
2020-01-15 2020-01-13 4 Cappel Markus J. CCXI Common Stock M - Exercise D 7.1000 86,311 613 162,558
2020-01-14 2020-01-10 4 Kwan Pui San CCXI Stock Option (right to buy) M - Exercise D 3.57 -1,000 15,388
2020-01-14 2020-01-10 4 Kwan Pui San CCXI Common Stock S - Sale D 39.0165 -1,000 -39 19,434
2020-01-14 2020-01-10 4 Kwan Pui San CCXI Common Stock M - Exercise D 3.5700 1,000 4 20,434
2020-01-08 2020-01-06 4 Kwan Pui San CCXI Stock Option (right to buy) M - Exercise D 3.57 -23,612 16,388
2020-01-08 2020-01-06 4 Kwan Pui San CCXI Stock Option (right to buy) M - Exercise D 8.19 -37,300 0
2020-01-08 2020-01-06 4 Kwan Pui San CCXI Stock Option (right to buy) M - Exercise D 6.08 -30,000 0
2020-01-08 2020-01-06 4 Kwan Pui San CCXI Stock Option (right to buy) M - Exercise D 14.28 -7,000 0
2020-01-08 2020-01-06 4 Kwan Pui San CCXI Stock Option (right to buy) M - Exercise D 10.94 -25,000 0
2020-01-08 2020-01-06 4 Kwan Pui San CCXI Common Stock S - Sale D 34.8267 -49,956 -1,740 19,434
2020-01-08 2020-01-06 4 Kwan Pui San CCXI Common Stock S - Sale D 34.3934 -72,956 -2,509 69,390
2020-01-08 2020-01-06 4 Kwan Pui San CCXI Common Stock M - Exercise D 3.5700 23,612 84 142,346
2020-01-08 2020-01-06 4 Kwan Pui San CCXI Common Stock M - Exercise D 8.1900 37,300 305 118,734
2020-01-08 2020-01-06 4 Kwan Pui San CCXI Common Stock M - Exercise D 6.0800 30,000 182 81,434
2020-01-08 2020-01-06 4 Kwan Pui San CCXI Common Stock M - Exercise D 14.2800 7,000 100 51,434
2020-01-08 2020-01-06 4 Kwan Pui San CCXI Common Stock M - Exercise D 10.9400 25,000 274 44,434
2020-01-03 2020-01-01 4 KANAYA SUSAN M CCXI Restricted Stock Units M - Exercise D -10,000 20,000
2020-01-03 2020-01-01 4 KANAYA SUSAN M CCXI Restricted Stock Units M - Exercise D -10,000 20,000
2020-01-03 2020-01-01 4 KANAYA SUSAN M CCXI Restricted Stock Units M - Exercise D -13,334 0
2020-01-03 2020-01-01 4 KANAYA SUSAN M Kanaya Family Trust U/A Dtd 10/17/2012 CCXI Common Stock F - Taxes I 39.5500 -18,173 -719 94,180
2020-01-03 2020-01-01 4 KANAYA SUSAN M Kanaya Family Trust U/A Dtd 10/17/2012 CCXI Common Stock M - Exercise I 10,000 112,353
2020-01-03 2020-01-01 4 KANAYA SUSAN M Kanaya Family Trust U/A Dtd 10/17/2012 CCXI Common Stock M - Exercise I 10,000 112,353
2020-01-03 2020-01-01 4 KANAYA SUSAN M Kanaya Family Trust U/A Dtd 10/17/2012 CCXI Common Stock M - Exercise I 13,334 92,353
2020-01-03 2020-01-01 4 Schall Thomas J. CCXI Restricted Stock Units M - Exercise D -23,333 46,667
2020-01-03 2020-01-01 4 Schall Thomas J. CCXI Restricted Stock Units M - Exercise D -30,000 30,000
2020-01-03 2020-01-01 4 Schall Thomas J. CCXI Restricted Stock Units M - Exercise D -33,334 0
2020-01-03 2020-01-01 4 Schall Thomas J. CCXI Common Stock F - Taxes D 39.5500 -46,965 -1,857 2,268,557
2020-01-03 2020-01-01 4 Schall Thomas J. CCXI Common Stock M - Exercise D 23,333 2,315,522
2020-01-03 2020-01-01 4 Schall Thomas J. CCXI Common Stock M - Exercise D 30,000 2,292,189
2020-01-03 2020-01-01 4 Schall Thomas J. CCXI Common Stock M - Exercise D 33,334 2,262,189
2020-01-03 2020-01-01 4 Cappel Markus J. CCXI Restricted Stock Units M - Exercise D -6,666 13,334
2020-01-03 2020-01-01 4 Cappel Markus J. CCXI Restricted Stock Units M - Exercise D -6,667 6,667
2020-01-03 2020-01-01 4 Cappel Markus J. CCXI Restricted Stock Units M - Exercise D -10,000 0
2020-01-03 2020-01-01 4 Cappel Markus J. CCXI Common Stock F - Taxes D 39.5500 -12,786 -506 76,247
2020-01-03 2020-01-01 4 Cappel Markus J. CCXI Common Stock M - Exercise D 6,666 89,033
2020-01-03 2020-01-01 4 Cappel Markus J. CCXI Common Stock M - Exercise D 6,667 82,367
2020-01-03 2020-01-01 4 Cappel Markus J. CCXI Common Stock M - Exercise D 10,000 75,700
2019-12-30 2019-12-27 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 3.57 -15,178 91,785
2019-12-30 2019-12-27 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 8.19 -12,868 192,132
2019-12-30 2019-12-27 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 7.10 -4,169 0
2019-12-30 2019-12-27 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 14.28 -7,002 62,998
2019-12-30 2019-12-27 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 14.31 -17,712 103,454
2019-12-30 2019-12-27 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 10.27 -22,090 0
2019-12-30 2019-12-27 4 KANAYA SUSAN M Kanaya Family Trust U/A Dtd 10/17/2012 CCXI Common Stock M - Exercise I 3.5700 15,178 54 79,019
2019-12-30 2019-12-27 4 KANAYA SUSAN M Kanaya Family Trust U/A Dtd 10/17/2012 CCXI Common Stock M - Exercise I 8.1900 12,868 105 63,841
2019-12-30 2019-12-27 4 KANAYA SUSAN M Kanaya Family Trust U/A Dtd 10/17/2012 CCXI Common Stock M - Exercise I 7.1000 4,169 30 50,973
2019-12-30 2019-12-27 4 KANAYA SUSAN M Kanaya Family Trust U/A Dtd 10/17/2012 CCXI Common Stock M - Exercise I 14.2800 7,002 100 46,804
2019-12-30 2019-12-27 4 KANAYA SUSAN M Kanaya Family Trust U/A Dtd 10/17/2012 CCXI Common Stock M - Exercise I 14.3100 17,712 253 39,802
2019-12-30 2019-12-27 4 KANAYA SUSAN M Kanaya Family Trust U/A Dtd 10/17/2012 CCXI Common Stock M - Exercise I 10.2700 22,090 227 22,090
2019-12-23 2019-12-20 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 6.62 -2,346 87,654
2019-12-23 2019-12-20 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 3.57 -12,000 53,000
2019-12-23 2019-12-20 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 8.19 -12,369 142,631
2019-12-23 2019-12-20 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 7.10 -3,544 166,456
2019-12-23 2019-12-20 4 Cappel Markus J. CCXI Common Stock M - Exercise D 6.6200 2,346 16 65,700
2019-12-23 2019-12-20 4 Cappel Markus J. CCXI Common Stock M - Exercise D 3.5700 12,000 43 63,354
2019-12-23 2019-12-20 4 Cappel Markus J. CCXI Common Stock M - Exercise D 8.1900 12,369 101 51,354
2019-12-23 2019-12-20 4 Cappel Markus J. CCXI Common Stock M - Exercise D 7.1000 3,544 25 38,985
2019-12-04 2019-12-02 4 Parker Geoffrey M. CCXI Stock Option (right to buy) M - Exercise D 6.00 -31,990 0
2019-12-04 2019-12-02 4 Parker Geoffrey M. CCXI Common Stock M - Exercise D 6.0000 31,990 192 104,189
2019-11-27 2019-11-26 4 Schall Thomas J. CCXI Stock Option (right to buy) M - Exercise D 6.30 -279,166 0
2019-11-27 2019-11-26 4 Schall Thomas J. CCXI Common Stock S - Sale D 35.5953 -1,500 -53 2,228,855
2019-11-27 2019-11-26 4 Schall Thomas J. CCXI Common Stock S - Sale D 34.6854 -54,936 -1,905 2,230,355
2019-11-27 2019-11-26 4 Schall Thomas J. CCXI Common Stock S - Sale D 33.8557 -29,290 -992 2,285,291
2019-11-27 2019-11-26 4 Schall Thomas J. CCXI Common Stock S - Sale D 32.6492 -14,969 -489 2,314,581
2019-11-27 2019-11-26 4 Schall Thomas J. CCXI Common Stock S - Sale D 31.7595 -32,780 -1,041 2,329,550
2019-11-27 2019-11-26 4 Schall Thomas J. CCXI Common Stock S - Sale D 30.7850 -78,581 -2,419 2,362,330
2019-11-27 2019-11-26 4 Schall Thomas J. CCXI Common Stock S - Sale D 29.2283 -31,335 -916 2,440,911
2019-11-27 2019-11-26 4 Schall Thomas J. CCXI Common Stock S - Sale D 28.4389 -14,134 -402 2,472,246
2019-11-27 2019-11-26 4 Schall Thomas J. CCXI Common Stock S - Sale D 27.3031 -21,641 -591 2,486,380
2019-11-27 2019-11-26 4 Schall Thomas J. CCXI Common Stock M - Exercise D 6.3000 279,166 1,759 2,508,021
2019-11-27 2019-11-26 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 7.10 -195,831 4,169
2019-11-27 2019-11-26 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 6.90 -44,180 0
2019-11-27 2019-11-26 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 6.30 -71,614 0
2019-11-27 2019-11-26 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 35.9930 -1,000 -36 91,317
2019-11-27 2019-11-26 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 34.6800 -53,691 -1,862 92,317
2019-11-27 2019-11-26 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 33.8878 -38,894 -1,318 146,008
2019-11-27 2019-11-26 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 32.6524 -16,408 -536 184,902
2019-11-27 2019-11-26 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 31.7600 -38,305 -1,217 201,310
2019-11-27 2019-11-26 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 30.7805 -87,776 -2,702 239,615
2019-11-27 2019-11-26 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 29.2177 -35,933 -1,050 327,391
2019-11-27 2019-11-26 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 28.3379 -17,457 -495 363,324
2019-11-27 2019-11-26 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 27.2330 -22,161 -604 380,781
2019-11-27 2019-11-26 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 7.1000 195,831 1,390 402,942
2019-11-27 2019-11-26 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 6.9000 44,180 305 207,111
2019-11-27 2019-11-26 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 6.3000 71,614 451 162,931
2019-11-27 2019-11-26 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 14.28 -70,000 0
2019-11-27 2019-11-26 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 14.31 -123,156 0
2019-11-27 2019-11-26 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 10.27 -24,348 0
2019-11-27 2019-11-26 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 6.90 -48,697 0
2019-11-27 2019-11-26 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 6.30 -64,323 0
2019-11-27 2019-11-26 4 Cappel Markus J. CCXI Common Stock S - Sale D 36.7400 -300 -11 35,441
2019-11-27 2019-11-26 4 Cappel Markus J. CCXI Common Stock S - Sale D 35.4579 -2,800 -99 35,741
2019-11-27 2019-11-26 4 Cappel Markus J. CCXI Common Stock S - Sale D 34.6792 -103,826 -3,601 38,541
2019-11-27 2019-11-26 4 Cappel Markus J. CCXI Common Stock S - Sale D 33.8064 -30,284 -1,024 142,367
2019-11-27 2019-11-26 4 Cappel Markus J. CCXI Common Stock S - Sale D 32.5696 -15,686 -511 172,651
2019-11-27 2019-11-26 4 Cappel Markus J. CCXI Common Stock S - Sale D 31.7001 -33,883 -1,074 188,337
2019-11-27 2019-11-26 4 Cappel Markus J. CCXI Common Stock S - Sale D 30.7721 -75,868 -2,335 222,220
2019-11-27 2019-11-26 4 Cappel Markus J. CCXI Common Stock S - Sale D 29.2453 -31,559 -923 298,088
2019-11-27 2019-11-26 4 Cappel Markus J. CCXI Common Stock S - Sale D 28.4460 -14,484 -412 329,647
2019-11-27 2019-11-26 4 Cappel Markus J. CCXI Common Stock S - Sale D 27.2925 -21,834 -596 344,131
2019-11-27 2019-11-26 4 Cappel Markus J. CCXI Common Stock M - Exercise D 14.2800 70,000 1,000 365,965
2019-11-27 2019-11-26 4 Cappel Markus J. CCXI Common Stock M - Exercise D 14.3100 123,156 1,762 295,965
2019-11-27 2019-11-26 4 Cappel Markus J. CCXI Common Stock M - Exercise D 10.2700 24,348 250 172,809
2019-11-27 2019-11-26 4 Cappel Markus J. CCXI Common Stock M - Exercise D 6.9000 48,697 336 148,461
2019-11-27 2019-11-26 4 Cappel Markus J. CCXI Common Stock M - Exercise D 6.3000 64,323 405 99,764
2019-11-05 2019-11-01 4 Kwan Pui San CCXI Stock Option (right to buy) A - Award D 9.04 40,000 40,000
2019-10-22 2019-10-20 4 KANAYA SUSAN M CCXI Restricted Stock Units M - Exercise D -33,334 0
2019-10-22 2019-10-20 4 KANAYA SUSAN M CCXI Common Stock F - Taxes D 7.7400 -17,907 -139 91,317
2019-10-22 2019-10-20 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 33,334 109,224
2019-06-03 2019-05-30 4 Parker Geoffrey M. CCXI Stock Option (right to buy) M - Exercise D 6.00 -18,010 31,990
2019-06-03 2019-05-30 4 Parker Geoffrey M. CCXI Common Stock S - Sale D 12.0020 -12,815 -154 72,199
2019-06-03 2019-05-30 4 Parker Geoffrey M. CCXI Common Stock M - Exercise D 6.0000 18,010 108 85,014
2019-05-23 2019-05-23 4 Tyree James L CCXI Stock Option (right to buy) A - Award D 11.60 12,287 12,287
2019-05-23 2019-05-23 4 Tyree James L CCXI Restricted Stock Units A - Award D 7,724 7,724
2019-05-23 2019-05-21 4 Tyree James L CCXI Restricted Stock Units M - Exercise D -8,421 0
2019-05-23 2019-05-21 4 Tyree James L CCXI Common Stock M - Exercise D 8,421 35,345
2019-05-23 2019-05-23 4 Edwards Thomas A. CCXI Stock Option (right to buy) A - Award D 11.60 12,287 12,287
2019-05-23 2019-05-23 4 Edwards Thomas A. CCXI Common Stock A - Award D 7,724 161,697
2019-05-23 2019-05-23 4 MCKINNELL HENRY A CCXI Stock Option (right to buy) A - Award D 11.60 12,287 12,287
2019-05-23 2019-05-23 4 MCKINNELL HENRY A CCXI Common Stock A - Award D 7,724 60,363
2019-05-23 2019-05-21 4 MCKINNELL HENRY A CCXI Restricted Stock Units M - Exercise D -8,421 0
2019-05-23 2019-05-21 4 MCKINNELL HENRY A CCXI Common Stock M - Exercise D 8,421 52,639
2019-05-23 2019-05-23 4 Jain Rita CCXI Stock Option (right to buy) A - Award D 11.60 12,287 12,287
2019-05-23 2019-05-23 4 Jain Rita CCXI Common Stock A - Award D 7,724 7,724
2019-05-23 2019-05-23 4 FECZKO JOSEPH M CCXI Stock Option (right to buy) A - Award D 11.60 12,287 12,287
2019-05-23 2019-05-23 4 FECZKO JOSEPH M CCXI Common Stock A - Award D 7,724 98,241
2019-05-23 2019-05-23 4 Parker Geoffrey M. CCXI Stock Option (right to buy) A - Award D 11.60 12,287 12,287
2019-05-23 2019-05-23 4 Parker Geoffrey M. CCXI Restricted Stock Units A - Award D 7,724 7,724
2019-05-23 2019-05-21 4 Parker Geoffrey M. CCXI Restricted Stock Units M - Exercise D -8,421 0
2019-05-23 2019-05-21 4 Parker Geoffrey M. CCXI Common Stock M - Exercise D 8,421 67,004
2019-04-17 2019-04-15 4 SINGH RAJINDER CCXI Stock Option (right to buy) M - Exercise D 2.10 -33,000 147,000
2019-04-17 2019-04-15 4 SINGH RAJINDER CCXI Common Stock S - Sale D 12.9608 -33,000 -428 10,614
2019-04-17 2019-04-15 4 SINGH RAJINDER CCXI Common Stock M - Exercise D 2.1000 33,000 69 43,614
2019-04-02 2019-04-02 4 Schall Thomas J. CCXI Stock Option (right to buy) M - Exercise D 6.00 -74,986 0
2019-04-02 2019-04-02 4 Schall Thomas J. CCXI Common Stock S - Sale D 13.8547 -74,986 -1,039 2,228,855
2019-04-02 2019-04-02 4 Schall Thomas J. CCXI Common Stock M - Exercise D 6.0000 74,986 450 2,303,841
2019-04-02 2019-04-01 4 Schall Thomas J. CCXI Stock Option (right to buy) M - Exercise D 6.00 -79,259 74,986
2019-04-02 2019-04-01 4 Schall Thomas J. CCXI Common Stock S - Sale D 13.5768 -79,259 -1,076 2,228,855
2019-04-02 2019-04-01 4 Schall Thomas J. CCXI Common Stock M - Exercise D 6.0000 79,259 476 2,308,114
2019-04-02 2019-03-29 4 Schall Thomas J. CCXI Stock Option (right to buy) M - Exercise D 6.00 -5,755 154,245
2019-04-02 2019-03-29 4 Schall Thomas J. CCXI Common Stock S - Sale D 14.0000 -5,755 -81 2,228,855
2019-04-02 2019-03-29 4 Schall Thomas J. CCXI Common Stock M - Exercise D 6.0000 5,755 35 2,234,610
2019-03-29 2019-03-27 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 3.57 -35,000 106,963
2019-03-29 2019-03-27 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 13.0522 -35,000 -457 75,890
2019-03-29 2019-03-27 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 3.5700 35,000 125 110,890
2019-03-29 2019-03-27 4 Jain Rita CCXI Restricted Stock Units A - Award D 15,753 15,753
2019-03-08 2019-03-05 4 LUCAS ROGER C CCXI Restricted Stock Units M - Exercise D -8,421 0
2019-03-08 2019-03-05 4 LUCAS ROGER C CCXI Common Stock M - Exercise D 8,421 102,267
2019-03-06 2019-03-04 4 Kwan Pui San CCXI Stock Option (right to buy) A - Award D 11.02 54,000 54,000
2019-03-06 2019-03-04 4 KANAYA SUSAN M CCXI Stock Option (right to buy) A - Award D 11.02 80,000 80,000
2019-03-06 2019-03-04 4 KANAYA SUSAN M CCXI Restricted Stock Units A - Award D 30,000 30,000
2019-03-06 2019-03-04 4 Schall Thomas J. CCXI Stock Option (right to buy) A - Award D 11.02 230,000 230,000
2019-03-06 2019-03-04 4 Schall Thomas J. CCXI Restricted Stock Units A - Award D 70,000 70,000
2019-03-06 2019-03-04 4 SINGH RAJINDER CCXI Stock Option (right to buy) A - Award D 11.02 33,333 33,333
2019-03-06 2019-03-04 4 SINGH RAJINDER CCXI Restricted Stock Units A - Award D 10,000 10,000
2019-03-06 2019-03-04 4 Cappel Markus J. CCXI Stock Option (right to buy) A - Award D 11.02 70,000 70,000
2019-03-06 2019-03-04 4 Cappel Markus J. CCXI Restricted Stock Units A - Award D 20,000 20,000
2019-02-27 2019-02-25 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 3.57 -3,037 141,963
2019-02-27 2019-02-25 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 3.5700 3,037 11 75,890
2019-01-24 2019-01-22 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 3.57 -37,893 145,000
2019-01-24 2019-01-22 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 12.0800 -37,893 -458 72,853
2019-01-24 2019-01-22 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 3.5700 37,893 135 110,746
2019-01-14 2019-01-10 4 Schall Thomas J. CCXI Stock Option (right to buy) M - Exercise D 6.00 -36,762 160,000
2019-01-14 2019-01-10 4 Schall Thomas J. CCXI Common Stock S - Sale D 12.1618 -36,762 -447 2,228,855
2019-01-14 2019-01-10 4 Schall Thomas J. CCXI Common Stock M - Exercise D 6.0000 36,762 221 2,265,617
2019-01-14 2019-01-10 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 6.00 -6,172 0
2019-01-14 2019-01-10 4 Cappel Markus J. CCXI Common Stock S - Sale D 12.0025 -6,172 -74 35,441
2019-01-14 2019-01-10 4 Cappel Markus J. CCXI Common Stock M - Exercise D 6.0000 6,172 37 41,613
2019-01-09 2019-01-09 4 Schall Thomas J. CCXI Stock Option (right to buy) M - Exercise D 6.00 -12,895 196,762
2019-01-09 2019-01-09 4 Schall Thomas J. CCXI Common Stock S - Sale D 12.0024 -12,895 -155 2,228,855
2019-01-09 2019-01-09 4 Schall Thomas J. CCXI Common Stock M - Exercise D 6.0000 12,895 77 2,241,750
2019-01-09 2019-01-07 4 Schall Thomas J. CCXI Stock Option (right to buy) M - Exercise D 6.00 -7,275 209,657
2019-01-09 2019-01-07 4 Schall Thomas J. CCXI Common Stock S - Sale D 12.0411 -7,275 -88 2,228,855
2019-01-09 2019-01-07 4 Schall Thomas J. CCXI Common Stock M - Exercise D 6.0000 7,275 44 2,236,130
2019-01-09 2019-01-09 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 6.00 -8,134 6,172
2019-01-09 2019-01-09 4 Cappel Markus J. CCXI Common Stock S - Sale D 12.0025 -8,134 -98 35,441
2019-01-09 2019-01-09 4 Cappel Markus J. CCXI Common Stock M - Exercise D 6.0000 8,134 49 43,575
2019-01-09 2019-01-07 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 6.00 -5,069 14,306
2019-01-09 2019-01-07 4 Cappel Markus J. CCXI Common Stock S - Sale D 12.0658 -5,069 -61 35,441
2019-01-09 2019-01-07 4 Cappel Markus J. CCXI Common Stock M - Exercise D 6.0000 5,069 30 40,510
2019-01-03 2019-01-01 4 Schall Thomas J. CCXI Restricted Stock Units M - Exercise D -30,000 60,000
2019-01-03 2019-01-01 4 Schall Thomas J. CCXI Restricted Stock Units M - Exercise D -33,333 33,334
2019-01-03 2019-01-01 4 Schall Thomas J. CCXI Restricted Stock Units M - Exercise D -33,334 0
2019-01-03 2019-01-01 4 Schall Thomas J. CCXI Common Stock F - Taxes D 10.9100 -52,806 -576 2,228,855
2019-01-03 2019-01-01 4 Schall Thomas J. CCXI Common Stock M - Exercise D 30,000 2,281,661
2019-01-03 2019-01-01 4 Schall Thomas J. CCXI Common Stock M - Exercise D 33,333 2,251,661
2019-01-03 2019-01-01 4 Schall Thomas J. CCXI Common Stock M - Exercise D 33,334 2,218,328
2019-01-03 2019-01-01 4 KANAYA SUSAN M CCXI Restricted Stock Units M - Exercise D -10,000 20,000
2019-01-03 2019-01-01 4 KANAYA SUSAN M CCXI Restricted Stock Units M - Exercise D -13,333 13,334
2019-01-03 2019-01-01 4 KANAYA SUSAN M CCXI Restricted Stock Units M - Exercise D -20,000 0
2019-01-03 2019-01-01 4 KANAYA SUSAN M CCXI Common Stock F - Taxes D 10.9100 -24,008 -262 72,853
2019-01-03 2019-01-01 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 10,000 96,861
2019-01-03 2019-01-01 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 13,333 86,861
2019-01-03 2019-01-01 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 20,000 73,528
2019-01-03 2019-01-01 4 Cappel Markus J. CCXI Restricted Stock Units M - Exercise D -6,666 13,334
2019-01-03 2019-01-01 4 Cappel Markus J. CCXI Restricted Stock Units M - Exercise D -10,000 10,000
2019-01-03 2019-01-01 4 Cappel Markus J. CCXI Restricted Stock Units M - Exercise D -8,334 0
2019-01-03 2019-01-01 4 Cappel Markus J. CCXI Common Stock F - Taxes D 10.9100 -13,385 -146 35,441
2019-01-03 2019-01-01 4 Cappel Markus J. CCXI Common Stock M - Exercise D 6,666 48,826
2019-01-03 2019-01-01 4 Cappel Markus J. CCXI Common Stock M - Exercise D 10,000 42,160
2019-01-03 2019-01-01 4 Cappel Markus J. CCXI Common Stock M - Exercise D 8,334 32,160
2019-01-03 2019-01-01 4 SINGH RAJINDER CCXI Restricted Stock Units M - Exercise D -5,000 10,000
2019-01-03 2019-01-01 4 SINGH RAJINDER CCXI Restricted Stock Units M - Exercise D -10,000 10,000
2019-01-03 2019-01-01 4 SINGH RAJINDER CCXI Common Stock F - Taxes D 10.9100 -8,716 -95 10,614
2019-01-03 2019-01-01 4 SINGH RAJINDER CCXI Common Stock M - Exercise D 5,000 19,330
2019-01-03 2019-01-01 4 SINGH RAJINDER CCXI Common Stock M - Exercise D 10,000 14,330
2018-11-09 2018-11-07 4 Schall Thomas J. CCXI Stock Option (right to buy) M - Exercise D 6.00 -7,211 216,932
2018-11-09 2018-11-07 4 Schall Thomas J. CCXI Common Stock S - Sale D 12.0031 -7,211 -87 2,184,994
2018-11-09 2018-11-07 4 Schall Thomas J. CCXI Common Stock M - Exercise D 6.0000 7,211 43 2,192,205
2018-11-02 3 Vifor Fresenius Medical Care Renal Pharma Ltd. See Notes CCXI Common Stock, $0.001 par value per share I 21,353,650
2018-11-02 3 Vifor Fresenius Medical Care Renal Pharma Ltd. See Notes CCXI Common Stock, $0.001 par value per share I 21,353,650
2018-11-02 3 Vifor Fresenius Medical Care Renal Pharma Ltd. See Notes CCXI Common Stock, $0.001 par value per share I 21,353,650
2018-11-02 3 Vifor Fresenius Medical Care Renal Pharma Ltd. See Notes CCXI Common Stock, $0.001 par value per share I 21,353,650
2018-11-02 3 Vifor Fresenius Medical Care Renal Pharma Ltd. See Notes CCXI Common Stock, $0.001 par value per share I 21,353,650
2018-10-30 2018-10-26 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 6.00 -30,237 19,375
2018-10-30 2018-10-26 4 Cappel Markus J. CCXI Common Stock S - Sale D 11.0057 -30,237 -333 23,826
2018-10-30 2018-10-26 4 Cappel Markus J. CCXI Common Stock M - Exercise D 6.0000 30,237 181 54,063
2018-10-23 2018-10-20 4 KANAYA SUSAN M CCXI Restricted Stock Units M - Exercise D -33,333 33,334
2018-10-23 2018-10-20 4 KANAYA SUSAN M CCXI Common Stock F - Taxes D 11.4100 -17,940 -205 53,528
2018-10-23 2018-10-20 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 33,333 71,468
2018-10-18 2018-10-16 4 GLAXOSMITHKLINE PLC CCXI Common Stock S - Sale I 11.6900 -7,343,492 -85,845 0
2018-07-31 2018-07-28 4 Edwards Thomas A. CCXI Restricted Stock Units M - Exercise D -6,767 0
2018-07-31 2018-07-28 4 Edwards Thomas A. CCXI Common Stock M - Exercise D 6,767 153,973
2018-07-03 2018-06-29 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 3.57 -100 182,893
2018-07-03 2018-06-29 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 14.1000 -100 -1 38,135
2018-07-03 2018-06-29 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 3.5700 100 0 38,235
2018-07-02 2018-06-29 4 Schall Thomas J. CCXI Stock Option (right to buy) M - Exercise D 6.00 -100 224,143
2018-07-02 2018-06-29 4 Schall Thomas J. CCXI Common Stock S - Sale D 14.1000 -100 -1 2,184,994
2018-07-02 2018-06-29 4 Schall Thomas J. CCXI Common Stock M - Exercise D 6.0000 100 1 2,185,094
2018-07-02 2018-06-28 4 Schall Thomas J. CCXI Stock Option (right to buy) M - Exercise D 6.00 -10,757 224,243
2018-07-02 2018-06-28 4 Schall Thomas J. CCXI Common Stock S - Sale D 14.0019 -10,757 -151 2,184,994
2018-07-02 2018-06-28 4 Schall Thomas J. CCXI Common Stock M - Exercise D 6.0000 10,757 65 2,195,751
2018-06-29 2018-06-29 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 6.00 -100 49,612
2018-06-29 2018-06-29 4 Cappel Markus J. CCXI Common Stock S - Sale D 14.1000 -100 -1 23,826
2018-06-29 2018-06-29 4 Cappel Markus J. CCXI Common Stock M - Exercise D 6.0000 100 1 23,926
2018-06-29 2018-06-28 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 6.00 -24,279 49,712
2018-06-29 2018-06-28 4 Cappel Markus J. CCXI Common Stock S - Sale D 13.6740 -24,279 -332 23,826
2018-06-29 2018-06-28 4 Cappel Markus J. CCXI Common Stock M - Exercise D 6.0000 24,279 146 48,105
2018-06-29 2018-06-27 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 6.00 -800 73,991
2018-06-29 2018-06-27 4 Cappel Markus J. CCXI Common Stock S - Sale D 13.5000 -800 -11 23,826
2018-06-29 2018-06-27 4 Cappel Markus J. CCXI Common Stock M - Exercise D 6.0000 800 5 24,626
2018-06-28 2018-06-28 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 3.57 -7,007 182,993
2018-06-28 2018-06-28 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 6.00 -42,500 0
2018-06-28 2018-06-28 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 14.0033 -7,007 -98 38,135
2018-06-28 2018-06-28 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 3.5700 7,007 25 45,142
2018-06-28 2018-06-28 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 13.7500 -42,500 -584 38,135
2018-06-28 2018-06-28 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 6.0000 42,500 255 80,635
2018-06-28 2018-06-27 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 6.00 -49,150 42,500
2018-06-28 2018-06-27 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 13.2500 -49,150 -651 38,135
2018-06-28 2018-06-27 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 6.0000 49,150 295 87,285
2018-06-28 2018-06-26 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 6.00 -850 91,650
2018-06-28 2018-06-26 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 13.2500 -850 -11 38,135
2018-06-28 2018-06-26 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 6.0000 850 5 38,985
2018-05-30 2018-05-25 4 Parker Geoffrey M. CCXI Restricted Stock Units M - Exercise D -12,912 0
2018-05-30 2018-05-25 4 Parker Geoffrey M. CCXI Common Stock M - Exercise D 12,912 58,583
2018-05-23 2018-05-23 4 Schall Thomas J. CCXI Stock Option (Right to Buy) M - Exercise D 6.00 -27,928 235,000
2018-05-23 2018-05-23 4 Schall Thomas J. CCXI Common Stock S - Sale D 13.0082 -27,928 -363 2,184,994
2018-05-23 2018-05-23 4 Schall Thomas J. CCXI Common Stock M - Exercise D 6.0000 27,928 168 2,212,922
2018-05-23 2018-05-22 4 Schall Thomas J. CCXI Stock Option (Right to buy) M - Exercise D 6.00 -30,932 262,928
2018-05-23 2018-05-22 4 Schall Thomas J. CCXI Common Stock S - Sale D 13.0011 -30,932 -402 2,184,994
2018-05-23 2018-05-22 4 Schall Thomas J. CCXI Common Stock M - Exercise D 6.0000 30,932 186 2,215,926
2018-05-23 2018-05-21 4 Schall Thomas J. CCXI Stock Option (Right to buy) M - Exercise D 6.00 -17,798 182,202
2018-05-23 2018-05-21 4 Schall Thomas J. CCXI Stock Option (Right to buy) M - Exercise D 6.00 -16,140 293,860
2018-05-23 2018-05-21 4 Schall Thomas J. CCXI Common Stock S - Sale D 12.1439 -17,798 -216 2,184,994
2018-05-23 2018-05-21 4 Schall Thomas J. CCXI Common Stock S - Sale D 13.0040 -16,140 -210 2,202,792
2018-05-23 2018-05-21 4 Schall Thomas J. CCXI Common Stock M - Exercise D 6.0000 33,938 204 2,218,932
2018-05-23 2018-05-21 4 Cappel Markus J. CCXI Stock Option (Right to buy) M - Exercise D 6.00 -2,709 58,125
2018-05-23 2018-05-21 4 Cappel Markus J. CCXI Common Stock S - Sale D 13.0000 -2,709 -35 23,826
2018-05-23 2018-05-21 4 Cappel Markus J. CCXI Common Stock M - Exercise D 6.0000 2,709 16 26,535
2018-05-23 2018-05-21 4 Parker Geoffrey M. CCXI Stock Option (Right to buy) A - Award D 12.94 13,352 13,352
2018-05-23 2018-05-21 4 Parker Geoffrey M. CCXI Restricted Stock Units A - Award D 8,421 8,421
2018-05-23 2018-05-21 4 LUCAS ROGER C CCXI Stock Option (Right to buy) A - Award D 12.94 13,352 13,352
2018-05-23 2018-05-21 4 LUCAS ROGER C CCXI Restricted Stock Units A - Award D 8,421 8,421
2018-05-23 2018-05-21 4 Edwards Thomas A. CCXI Stock Option (right to buy) A - Award D 12.94 13,352 13,352
2018-05-23 2018-05-21 4 Edwards Thomas A. CCXI Common Stock A - Award D 8,421 147,206
2018-05-23 2018-05-21 4 Tyree James L CCXI Stock Option (Right to buy) A - Award D 12.94 13,352 13,352
2018-05-23 2018-05-21 4 Tyree James L CCXI Restricted Stock Units A - Award D 8,421 8,421
2018-05-23 2018-05-21 4 FECZKO JOSEPH M CCXI Stock Option (Right to buy) A - Award D 12.94 13,352 13,352
2018-05-23 2018-05-21 4 FECZKO JOSEPH M CCXI Common Stock A - Award D 8,421 90,517
2018-05-23 2018-05-21 4 MCKINNELL HENRY A CCXI Stock Option (Right to buy) A - Award D 12.94 13,352 13,352
2018-05-23 2018-05-21 4 MCKINNELL HENRY A CCXI Restricted Stock Units A - Award D 8,421 8,421
2018-05-17 2018-05-16 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 6.00 -33,334 0
2018-05-17 2018-05-16 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 6.00 -16,666 33,334
2018-05-17 2018-05-16 4 Cappel Markus J. CCXI Commomn Stock S - Sale D 11.8441 -33,334 -395 23,826
2018-05-17 2018-05-16 4 Cappel Markus J. CCXI Common Stock M - Exercise D 6.0000 33,334 200 57,160
2018-05-17 2018-05-16 4 Cappel Markus J. CCXI Common Stock S - Sale D 11.7500 -16,666 -196 23,826
2018-05-17 2018-05-16 4 Cappel Markus J. CCXI Common Stock M - Exercise D 6.0000 16,666 100 40,492
2018-05-17 2018-05-17 4 Schall Thomas J. CCXI Stock Option (right to buy) M - Exercise D 6.00 -17,798 0
2018-05-17 2018-05-17 4 Schall Thomas J. CCXI Common Stock S - Sale D 12.1439 -17,798 -216 2,184,994
2018-05-17 2018-05-17 4 Schall Thomas J. CCXI Common Stock M - Exercise D 6.0000 17,798 107 2,202,792
2018-05-17 2018-05-16 4 Schall Thomas J. CCXI Stock Option (right to buy) M - Exercise D 6.00 -82,202 17,798
2018-05-17 2018-05-16 4 Schall Thomas J. CCXI Common Stock S - Sale D 12.2584 -82,202 -1,008 2,184,994
2018-05-17 2018-05-16 4 Schall Thomas J. CCXI Common Stock M - Exercise D 6.0000 82,202 493 2,267,196
2018-05-17 2018-05-15 4 Schall Thomas J. CCXI Stock Option (right to buy) M - Exercise D 6.00 -100,000 100,000
2018-05-17 2018-05-15 4 Schall Thomas J. CCXI Common Stock S - Sale D 11.3206 -100,000 -1,132 2,184,994
2018-05-17 2018-05-15 4 Schall Thomas J. CCXI Common Stock M - Exercise D 6.0000 100,000 600 2,284,994
2018-05-17 2018-05-16 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 6.00 -8,306 0
2018-05-17 2018-05-15 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 11.1396 -8,306 -93 38,135
2018-05-17 2018-05-15 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 6.0000 8,306 50 46,441
2018-05-10 2018-05-08 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 6.00 -65,328 8,306
2018-05-10 2018-05-08 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 11.5253 -65,328 -753 38,135
2018-05-10 2018-05-08 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 6.0000 65,328 392 103,463
2018-05-04 2018-05-02 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 6.00 -1,366 73,634
2018-05-04 2018-05-02 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 11.5000 -1,366 -16 38,135
2018-05-04 2018-05-02 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 6.0000 1,366 8 39,501
2018-05-03 2018-05-02 4 Schall Thomas J. CCXI Stock Option (right to buy) M - Exercise D 6.00 -32,873 200,000
2018-05-03 2018-05-02 4 Schall Thomas J. CCXI Common Stock S - Sale D 11.0258 -32,873 -362 2,184,994
2018-05-03 2018-05-02 4 Schall Thomas J. CCXI Common Stock M - Exercise D 6.0000 32,873 197 2,217,867
2018-05-03 2018-05-01 4 Schall Thomas J. CCXI Stock Option (right to buy) M - Exercise D 6.00 -17,127 232,873
2018-05-03 2018-05-01 4 Schall Thomas J. CCXI Common Stock S - Sale D 11.0006 -17,127 -188 2,184,994
2018-05-03 2018-05-01 4 Schall Thomas J. CCXI Common Stock M - Exercise D 6.0000 17,127 103 2,202,121
2018-05-03 2018-05-02 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 6.00 -38,089 50,000
2018-05-03 2018-05-02 4 Cappel Markus J. CCXI Common Stock S - Sale D 11.0238 -38,089 -420 23,826
2018-05-03 2018-05-02 4 Cappel Markus J. CCXI Common Stock M - Exercise D 6.0000 38,089 229 61,915
2018-05-03 2018-05-01 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 6.00 -11,911 88,089
2018-05-03 2018-05-01 4 Cappel Markus J. CCXI Common Stock S - Sale D 11.0005 -11,911 -131 23,826
2018-05-03 2018-05-01 4 Cappel Markus J. CCXI Common Stock M - Exercise D 6.0000 11,911 71 35,737
2018-03-07 3 Kwan Pui San CCXI Common Stock D 37,498
2018-03-07 3 Kwan Pui San CCXI Common Stock D 37,498
2018-03-07 2018-03-05 4 Kwan Pui San CCXI Stock Option (right to buy) A - Award D 10.86 66,700 66,700
2018-03-07 2018-03-05 4 Schall Thomas J. CCXI Stock Option (right to buy) A - Award D 10.86 290,000 290,000
2018-03-07 2018-03-05 4 Schall Thomas J. CCXI Restricted Stock Units A - Award D 90,000 90,000
2018-03-07 2018-03-05 4 KANAYA SUSAN M CCXI Stock Option (right to buy) A - Award D 10.86 110,000 110,000
2018-03-07 2018-03-05 4 KANAYA SUSAN M CCXI Restricted Stock Units A - Award D 30,000 30,000
2018-03-07 2018-03-05 4 SINGH RAJINDER CCXI Stock Option (right to buy) A - Award D 10.86 40,000 40,000
2018-03-07 2018-03-05 4 SINGH RAJINDER CCXI Restricted Stock Units A - Award D 15,000 15,000
2018-03-07 2018-03-05 4 Cappel Markus J. CCXI Stock Option (right to buy) A - Award D 10.86 70,000 70,000
2018-03-07 2018-03-05 4 Cappel Markus J. CCXI Restricted Stock Units A - Award D 20,000 20,000
2018-01-05 2018-01-03 4 Fairey William CCXI Stock Option (right to buy A - Award D 6.19 575,000 575,000
2018-01-03 2018-01-01 4 Cappel Markus J. CCXI Restricted Stock Units M - Exercise D -10,000 20,000
2018-01-03 2018-01-01 4 Cappel Markus J. CCXI Restricted Stock Units M - Exercise D -8,333 8,334
2018-01-03 2018-01-01 4 Cappel Markus J. CCXI Common Stock F - Taxes D 5.9500 -10,898 -65 23,826
2018-01-03 2018-01-01 4 Cappel Markus J. CCXI Common Stock M - Exercise D 10,000 34,724
2018-01-03 2018-01-01 4 Cappel Markus J. CCXI Common Stock M - Exercise D 8,333 24,724
2018-01-03 2018-01-01 4 KANAYA SUSAN M CCXI Restricted Stock Units M - Exercise D -13,333 26,667
2018-01-03 2018-01-01 4 KANAYA SUSAN M CCXI Restricted Stock Units M - Exercise D -20,000 20,000
2018-01-03 2018-01-01 4 KANAYA SUSAN M CCXI Common Stock F - Taxes D 5.9500 -19,049 -113 38,135
2018-01-03 2018-01-01 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 13,333 57,184
2018-01-03 2018-01-01 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 20,000 43,851
2018-01-03 2018-01-01 4 Schall Thomas J. CCXI Restricted Stock Units M - Exercise D -33,333 66,667
2018-01-03 2018-01-01 4 Schall Thomas J. CCXI Restricted Stock Units M - Exercise D -33,333 66,667
2018-01-03 2018-01-01 4 Schall Thomas J. CCXI Common Stock F - Taxes D 5.9500 -36,717 -218 2,184,994
2018-01-03 2018-01-01 4 Schall Thomas J. CCXI Common Stock M - Exercise D 33,333 2,221,711
2018-01-03 2018-01-01 4 Schall Thomas J. CCXI Common Stock M - Exercise D 33,333 2,221,711
2018-01-03 2018-01-01 4 SINGH RAJINDER CCXI Restricted Stock Units M - Exercise D -10,000 20,000
2018-01-03 2018-01-01 4 SINGH RAJINDER CCXI Common Stock F - Taxes D 5.9500 -5,670 -34 4,330
2018-01-03 2018-01-01 4 SINGH RAJINDER CCXI Common Stock M - Exercise D 10,000 10,000
2017-10-24 2017-10-20 4 KANAYA SUSAN M CCXI Restricted Stock Units M - Exercise D -33,333 66,667
2017-10-24 2017-10-20 4 KANAYA SUSAN M CCXI Common Stock F - Taxes D 7.0300 -18,759 -132 23,851
2017-10-24 2017-10-20 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 33,333 42,610
2017-08-03 2017-08-01 4 LUCAS ROGER C CCXI Common Stock S - Sale D 10.0742 -2,250 -23 93,846
2017-08-01 2017-05-25 4/A FECZKO JOSEPH M CCXI Restricted Stock Units D - Sale to Issuer D -12,912 0
2017-08-01 2017-05-25 4/A FECZKO JOSEPH M CCXI Common Stock A - Award D 12,912 82,096
2017-08-01 2017-07-28 4 Edwards Thomas A. CCXI Restricted Stock Units M - Exercise D -6,767 6,767
2017-08-01 2017-07-28 4 Edwards Thomas A. CCXI Common Stock M - Exercise D 6,767 138,785
2017-07-13 2017-07-13 4 Bekker Petrus CCXI Stock Option (right to buy) M - Exercise D 8.19 -12,125 179,375
2017-07-13 2017-07-13 4 Bekker Petrus CCXI Stock Option (right to buy) M - Exercise D 7.10 -3,888 131,615
2017-07-13 2017-07-13 4 Bekker Petrus CCXI Common Stock S - Sale D 10.1852 -12,125 -123 59,839
2017-07-13 2017-07-13 4 Bekker Petrus CCXI Common Stock M - Exercise D 8.1900 12,125 99 71,964
2017-07-13 2017-07-13 4 Bekker Petrus CCXI Common Stock S - Sale D 10.2800 -3,888 -40 59,839
2017-07-13 2017-07-13 4 Bekker Petrus CCXI Common Stock M - Exercise D 7.1000 3,888 28 63,727
2017-07-13 2017-07-12 4 Bekker Petrus CCXI Stock Option (right to buy) M - Exercise D 8.19 -2,500 191,500
2017-07-13 2017-07-12 4 Bekker Petrus CCXI Stock Option (right to buy) M - Exercise D 7.10 -6,997 135,503
2017-07-13 2017-07-12 4 Bekker Petrus CCXI Stock Option (right to buy) M - Exercise D 6.90 -9,253 4,092
2017-07-13 2017-07-12 4 Bekker Petrus CCXI Stock Option (right to buy) M - Exercise D 6.30 -1,250 2,500
2017-07-13 2017-07-12 4 Bekker Petrus CCXI Stock Option (right to buy) M - Exercise D 6.00 -10,000 0
2017-07-13 2017-07-12 4 Bekker Petrus CCXI Common Stock S - Sale D 10.0000 -2,500 -25 59,839
2017-07-13 2017-07-12 4 Bekker Petrus CCXI Common Stock M - Exercise D 8.1900 2,500 20 62,339
2017-07-13 2017-07-12 4 Bekker Petrus CCXI Common Stock S - Sale D 10.0000 -6,997 -70 59,839
2017-07-13 2017-07-12 4 Bekker Petrus CCXI Common Stock M - Exercise D 7.1000 6,997 50 66,836
2017-07-13 2017-07-12 4 Bekker Petrus CCXI Common Stock S - Sale D 9.9222 -9,253 -92 59,839
2017-07-13 2017-07-12 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.9000 9,253 64 69,092
2017-07-13 2017-07-12 4 Bekker Petrus CCXI Common Stock S - Sale D 10.0000 -1,250 -12 59,839
2017-07-13 2017-07-12 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.3000 1,250 8 61,089
2017-07-13 2017-07-12 4 Bekker Petrus CCXI Common Stock S - Sale D 10.0000 -10,000 -100 59,839
2017-07-13 2017-07-12 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.0000 10,000 60 69,839
2017-07-13 2017-07-11 4 Bekker Petrus CCXI Stock Option (right to buy) M - Exercise D 6.90 -23,876 13,345
2017-07-13 2017-07-11 4 Bekker Petrus CCXI Stock Option (right to buy) M - Exercise D 6.30 -6,124 3,750
2017-07-13 2017-07-11 4 Bekker Petrus CCXI Common Stock S - Sale D 9.9000 -23,876 -236 59,839
2017-07-13 2017-07-11 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.9000 23,876 165 83,715
2017-07-13 2017-07-11 4 Bekker Petrus CCXI Common Stock S - Sale D 9.3000 -6,124 -57 59,839
2017-07-13 2017-07-11 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.3000 6,124 39 65,963
2017-07-10 2017-07-10 4 Bekker Petrus CCXI Stock Option (right to buy) M - Exercise D 6.30 -290 9,874
2017-07-10 2017-07-10 4 Bekker Petrus CCXI Common Stock S - Sale D 9.3000 -290 -3 59,839
2017-07-10 2017-07-10 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.3000 290 2 60,129
2017-07-10 2017-07-07 4 Bekker Petrus CCXI Stock Option (right to buy) M - Exercise D 6.30 -19,587 10,164
2017-07-10 2017-07-07 4 Bekker Petrus CCXI Common Stock S - Sale D 9.3000 -19,587 -182 59,839
2017-07-10 2017-07-07 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.3000 19,587 123 79,426
2017-06-30 2017-06-30 4 Bekker Petrus CCXI Stock Option (right to buy) M - Exercise D 6.30 -18,009 29,751
2017-06-30 2017-06-30 4 Bekker Petrus CCXI Stock Option (right to buy) M - Exercise D 7.10 -11,991 142,500
2017-06-30 2017-06-30 4 Bekker Petrus CCXI Common Stock S - Sale D 9.3000 -18,009 -167 59,839
2017-06-30 2017-06-30 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.3000 18,009 113 77,848
2017-06-30 2017-06-30 4 Bekker Petrus CCXI Common Stock S - Sale D 9.1224 -11,991 -109 59,839
2017-06-30 2017-06-30 4 Bekker Petrus CCXI Common Stock M - Exercise D 7.1000 11,991 85 71,830
2017-06-30 2017-06-29 4 Bekker Petrus CCXI Stock Option (right to buy) M - Exercise D 7.10 -5,509 154,491
2017-06-30 2017-06-29 4 Bekker Petrus CCXI Common Stock S - Sale D 9.1064 -5,509 -50 59,839
2017-06-30 2017-06-29 4 Bekker Petrus CCXI Common Stock M - Exercise D 7.1000 5,509 39 65,348
2017-06-30 2017-06-28 4 Bekker Petrus CCXI Stock Option (right to buy) M - Exercise D 7.10 -30,000 160,000
2017-06-30 2017-06-28 4 Bekker Petrus CCXI Common Stock S - Sale D 9.1223 -30,000 -274 59,839
2017-06-30 2017-06-28 4 Bekker Petrus CCXI Common Stock M - Exercise D 7.1000 30,000 213 89,839
2017-05-30 2017-05-26 4 FECZKO JOSEPH M CCXI Restricted Stock Units M - Exercise D -20,362 0
2017-05-30 2017-05-26 4 FECZKO JOSEPH M CCXI Common Stock M - Exercise D 20,362 69,184
2017-05-30 2017-05-25 4 FECZKO JOSEPH M CCXI Restricted Stock Units A - Award D 12,912 12,912
2017-05-30 2017-05-26 4 Parker Geoffrey M. CCXI Restricted Stock Units M - Exercise D -20,362 0
2017-05-30 2017-05-26 4 Parker Geoffrey M. CCXI Common Stock M - Exercise D 20,362 45,671
2017-05-30 2017-05-25 4 Parker Geoffrey M. CCXI Restricted Stock Units A - Award D 12,912 12,912
2017-05-30 2017-05-26 4 Edwards Thomas A. CCXI Restricted Stock Units M - Exercise D -20,362 0
2017-05-30 2017-05-26 4 Edwards Thomas A. CCXI Common Stock M - Exercise D 20,362 132,018
2017-05-30 2017-05-25 4 Edwards Thomas A. CCXI Common Stock A - Award D 12,912 111,656
2017-05-30 2017-05-26 4 LUCAS ROGER C CCXI Restricted Stock Units M - Exercise D -20,362 0
2017-05-30 2017-05-26 4 LUCAS ROGER C CCXI Common Stock M - Exercise D 20,362 96,096
2017-05-30 2017-05-25 4 LUCAS ROGER C CCXI Common Stock A - Award D 12,912 75,734
2017-05-30 2017-05-25 4 MCKINNELL HENRY A CCXI Common Stock A - Award D 12,912 44,218
2017-05-30 2017-05-26 4 Tyree James L CCXI Restricted Stock Units M - Exercise D -20,362 0
2017-05-30 2017-05-26 4 Tyree James L CCXI Common Stock M - Exercise D 20,362 53,849
2017-05-30 2017-05-25 4 Tyree James L CCXI Common Stock A - Award D 12,912 33,487
2017-05-03 2017-05-01 4 LUCAS ROGER C CCXI Common Stock S - Sale D 7.3071 -4,000 -29 62,822
2017-03-02 2017-02-28 4 Schall Thomas J. CCXI Restricted Stock Units A - Award D 100,000 100,000
2017-03-02 2017-02-28 4 Schall Thomas J. CCXI Stock Option (right to buy) A - Award D 6.62 280,000 280,000
2017-03-02 2017-02-28 4 KANAYA SUSAN M CCXI Restricted Stock Units A - Award D 40,000 40,000
2017-03-02 2017-02-28 4 KANAYA SUSAN M CCXI Stock Option (right to buy) A - Award D 6.62 110,000 110,000
2017-03-02 2017-02-28 4 Cappel Markus J. CCXI Restricted Stock Units A - Award D 30,000 30,000
2017-03-02 2017-02-28 4 Cappel Markus J. CCXI Stock Option (right to buy) A - Award D 6.62 90,000 90,000
2017-03-02 2017-02-28 4 SINGH RAJINDER CCXI Restricted Stock Units A - Award D 30,000 30,000
2017-03-02 2017-02-28 4 SINGH RAJINDER CCXI Stock Option (right to buy) A - Award D 6.62 80,000 80,000
2017-02-03 2017-02-01 4 LUCAS ROGER C CCXI Common Stock S - Sale D 7.3226 -4,000 -29 66,822
2017-01-04 2017-01-01 4 KANAYA SUSAN M CCXI Restricted Stock Units M - Exercise D -20,000 40,000
2017-01-04 2017-01-01 4 KANAYA SUSAN M CCXI Common Stock F - Taxes D 7.4000 -10,723 -79 9,277
2017-01-04 2017-01-01 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 20,000 20,000
2017-01-04 2017-01-03 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 4.30 -26,821 0
2017-01-04 2017-01-03 4 Cappel Markus J. CCXI Common Stock S - Sale D 7.5055 -26,821 -201 16,391
2017-01-04 2017-01-03 4 Cappel Markus J. CCXI Common Stock M - Exercise D 4.3000 26,821 115 43,212
2017-01-04 2017-01-01 4 Cappel Markus J. CCXI Restricted Stock Units M - Exercise D -8,333 16,667
2017-01-04 2017-01-01 4 Cappel Markus J. CCXI Common Stock F - Taxes D 7.4000 -4,442 -33 16,391
2017-01-04 2017-01-01 4 Cappel Markus J. CCXI Common Stock M - Exercise D 8,333 20,833
2017-01-04 2017-01-01 4 Bekker Petrus CCXI Restricted Stock Units M - Exercise D -13,333 26,667
2017-01-04 2017-01-01 4 Bekker Petrus CCXI Common Stock F - Taxes D 7.4000 -7,088 -52 59,839
2017-01-04 2017-01-01 4 Bekker Petrus CCXI Common Stock M - Exercise D 13,333 66,927
2017-01-04 2017-01-01 4 Schall Thomas J. CCXI Restricted Stock Units M - Exercise D -33,333 66,667
2017-01-04 2017-01-01 4 Schall Thomas J. CCXI Common Stock F - Taxes D 7.4000 -17,955 -133 2,155,045
2017-01-04 2017-01-01 4 Schall Thomas J. CCXI Common Stock M - Exercise D 33,333 2,173,000
2016-12-20 2016-12-16 4 Bekker Petrus CCXI Stock Option (right to buy) M - Exercise D 6.90 -2,044 37,221
2016-12-20 2016-12-16 4 Bekker Petrus CCXI Stock Option (right to buy) M - Exercise D 6.00 -2,500 0
2016-12-20 2016-12-16 4 Bekker Petrus CCXI Stock Option (right to buy) M - Exercise D 6.00 -4,168 10,000
2016-12-20 2016-12-16 4 Bekker Petrus CCXI Common Stock S - Sale D 8.6875 -6,668 -58 53,594
2016-12-20 2016-12-16 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.0000 6,668 40 60,262
2016-12-20 2016-12-16 4 Bekker Petrus CCXI Common Stock S - Sale D 8.9000 -2,044 -18 53,594
2016-12-20 2016-12-16 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.9000 2,044 14 55,638
2016-12-07 2016-12-05 4 Bekker Petrus CCXI Stock Option (right to buy) M - Exercise D 6.00 -30,000 14,168
2016-12-07 2016-12-05 4 Bekker Petrus CCXI Common Stock S - Sale D 8.5000 -30,000 -255 53,594
2016-12-07 2016-12-05 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.0000 30,000 180 83,594
2016-11-23 2016-11-22 4 Bekker Petrus CCXI Stock Option (right to buy) M - Exercise D 6.30 -1,250 47,760
2016-11-23 2016-11-22 4 Bekker Petrus CCXI Common Stock S - Sale D 8.3000 -1,250 -10 53,594
2016-11-23 2016-11-22 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.3000 1,250 8 54,844
2016-11-14 2016-11-11 4 Bekker Petrus CCXI Stock Option (right to buy) M - Exercise D 6.00 -2,698 44,168
2016-11-14 2016-11-11 4 Bekker Petrus CCXI Common Stock S - Sale D 8.0000 -2,698 -22 53,594
2016-11-14 2016-11-11 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.0000 2,698 16 56,292
2016-11-14 2016-11-10 4 Bekker Petrus CCXI Stock Option (right to buy) M - Exercise D 6.00 -7,302 46,866
2016-11-14 2016-11-10 4 Bekker Petrus CCXI Stock Option (right to buy) M - Exercise D 6.00 -22,698 0
2016-11-14 2016-11-10 4 Bekker Petrus CCXI Common Stock S - Sale D 8.0000 -30,000 -240 53,594
2016-11-14 2016-11-10 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.0000 30,000 180 83,594
2016-11-14 2016-11-09 4 Bekker Petrus CCXI Stock Option (right to buy) M - Exercise D 6.00 -634 22,698
2016-11-14 2016-11-09 4 Bekker Petrus CCXI Common Stock S - Sale D 8.0000 -634 -5 53,594
2016-11-14 2016-11-09 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.0000 634 4 54,228
2016-11-07 2016-11-03 4 MCKINNELL HENRY A CCXI Restricted Stock Units J - Other D -30,120 0
2016-11-07 2016-11-03 4 MCKINNELL HENRY A CCXI Common Stock A - Award D 31,306 31,306
2016-11-03 2016-11-01 4 LUCAS ROGER C CCXI Common Stock S - Sale D 6.1027 -4,000 -24 70,822
2016-10-26 2016-10-24 4 KANAYA SUSAN M CCXI Stock Option (right to buy) A - Award D 6.23 50,000 50,000
2016-10-26 2016-10-24 4 KANAYA SUSAN M CCXI Restricted Stock Units A - Award D 100,000 100,000
2016-10-19 2016-10-17 4 MCKINNELL HENRY A CCXI Restricted Stock Units A - Award D 30,120 30,120
2016-09-02 2016-09-01 4 LUCAS ROGER C CCXI Common Stock S - Sale D 5.0655 -4,000 -20 74,822
2016-07-29 2016-07-28 4 Edwards Thomas A. CCXI Restricted Stock Units M - Exercise D -6,767 13,534
2016-07-29 2016-07-28 4 Edwards Thomas A. CCXI Common Stock M - Exercise D 6,767 98,744
2016-05-27 2016-05-26 4 FECZKO JOSEPH M CCXI Restricted Stock Units A - Award D 20,362 20,362
2016-05-27 2016-05-26 4 Tyree James L CCXI Restricted Stock Units A - Award D 20,362 20,362
2016-05-27 2016-05-26 4 Parker Geoffrey M. CCXI Restricted Stock Units A - Award D 20,362 20,362
2016-05-27 2016-05-26 4 Edwards Thomas A. CCXI Restricted Stock Units A - Award D 20,362 20,362
2016-05-27 2016-05-26 4 LUCAS ROGER C CCXI Restricted Stock Units A - Award D 20,362 20,362
2016-05-24 2016-05-21 4 FECZKO JOSEPH M CCXI Restricted Stock Units M - Exercise D -11,795 0
2016-05-24 2016-05-21 4 FECZKO JOSEPH M CCXI Common Stock M - Exercise D 11,795 48,822
2016-05-24 2016-05-23 4 Tyree James L CCXI Common Stock S - Sale D 4.3898 -5,544 -24 20,575
2016-05-24 2016-05-21 4 Tyree James L CCXI Restricted Stock Units M - Exercise D -11,795 0
2016-05-24 2016-05-21 4 Tyree James L CCXI Common Stock M - Exercise D 11,795 26,119
2016-05-24 2016-05-21 4 Parker Geoffrey M. CCXI Restricted Stock Units M - Exercise D -11,795 0
2016-05-24 2016-05-21 4 Parker Geoffrey M. CCXI Common Stock M - Exercise D 11,795 25,309
2016-05-24 2016-05-21 4 LUCAS ROGER C CCXI Restricted Stock Units M - Exercise D -11,795 0
2016-05-24 2016-05-21 4 LUCAS ROGER C CCXI Common Stock M - Exercise D 11,795 78,822
2016-05-18 2016-05-17 4 Edwards Thomas A. CCXI Common Stock P - Purchase D 4.0500 50,000 202 91,977
2016-05-16 2016-05-16 4 Edwards Thomas A. CCXI Common Stock P - Purchase D 4.0485 25,000 101 41,977
2016-05-13 2016-05-13 4 Parker Geoffrey M. Geoffrey M Parker & Jill Gofen Parker Trustees of Geoffrey M Parker & Jill G Parker Revocable Trust CCXI Common Stock P - Purchase I 4.0347 40,000 161 99,600
2016-05-12 2016-05-09 4 SINGH RAJINDER CCXI Stock Option (right to buy) A - Award D 2.10 180,000 180,000
2016-03-09 2016-03-07 4 KANAYA SUSAN M CCXI Stock Option (right to buy) A - Award D 3.57 190,000 190,000
2016-03-09 2016-03-07 4 KANAYA SUSAN M CCXI Restricted Stock Units A - Award D 60,000 60,000
2016-03-09 2016-03-07 4 Cappel Markus J. CCXI Stock Option (right to buy) A - Award D 3.57 65,000 65,000
2016-03-09 2016-03-07 4 Cappel Markus J. CCXI Restricted Stock Units A - Award D 25,000 25,000
2016-03-09 2016-03-07 4 Bekker Petrus CCXI Stock Option (right to buy) A - Award D 3.57 110,000 110,000
2016-03-09 2016-03-07 4 Bekker Petrus CCXI Restricted Stock Units A - Award D 40,000 40,000
2016-03-09 2016-03-07 4 Schall Thomas J. CCXI Stock Option (right to buy) A - Award D 3.57 300,000 300,000
2016-03-09 2016-03-07 4 Schall Thomas J. CCXI Restricted Stock Units A - Award D 100,000 100,000
2016-02-12 2015-12-16 5 Schall Thomas J. CCXI Common Stock G - Gift D -9,000 2,139,667
2016-01-22 2016-01-22 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 2.00 -15,127 0
2016-01-22 2016-01-22 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 4.0609 -15,127 -61 0
2016-01-22 2016-01-22 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 2.0000 15,127 30 15,127
2016-01-22 2016-01-21 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 2.00 -10,637 15,127
2016-01-22 2016-01-21 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 4.0167 -10,637 -43 0
2016-01-22 2016-01-21 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 2.0000 10,637 21 10,637
2016-01-20 2016-01-20 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 2.00 -14,971 25,764
2016-01-20 2016-01-20 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 4.0973 -14,971 -61 0
2016-01-20 2016-01-20 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 2.0000 14,971 30 14,971
2016-01-20 2016-01-19 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 2.00 -6,134 40,735
2016-01-20 2016-01-19 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 4.0472 -6,134 -25 0
2016-01-20 2016-01-19 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 2.0000 6,134 12 6,134
2016-01-20 2016-01-15 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 2.00 -300 46,869
2016-01-20 2016-01-15 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 4.0000 -300 -1 0
2016-01-20 2016-01-15 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 2.0000 300 1 300
2016-01-12 2016-01-08 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 2.00 -10,224 47,169
2016-01-12 2016-01-08 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 5.1200 -10,224 -52 0
2016-01-12 2016-01-08 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 2.0000 10,224 20 10,224
2016-01-11 2016-01-11 4 Parker Geoffrey M. Geoffrey M Parker & Jill Gofen Parker Trustees of Geoffrey M Parker & Jill G Parker Revocable Trust CCXI Common Stock P - Purchase I 4.6256 20,000 93 59,600
2016-01-06 2016-01-06 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 2.00 -2,776 57,393
2016-01-06 2016-01-06 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 6.5544 -2,776 -18 0
2016-01-06 2016-01-06 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 2.0000 2,776 6 2,776
2016-01-06 2016-01-05 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 2.00 -34,341 60,169
2016-01-06 2016-01-05 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 6.8977 -34,341 -237 0
2016-01-06 2016-01-05 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 2.0000 34,341 69 34,341
2016-01-06 2016-01-04 4 KANAYA SUSAN M CCXI Stock Option (right to buy) M - Exercise D 2.00 -10,490 94,510
2016-01-06 2016-01-04 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 7.3765 -10,490 -77 0
2016-01-06 2016-01-04 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 2.0000 10,490 21 10,490
2015-12-14 2015-12-11 4 Parker Geoffrey M. Geoffrey M Parker & Jill Gofen Parker Trustees of Geoffrey M Parker & Jill G Parker Revocable Trust CCXI Common Stock P - Purchase I 7.2980 4,621 34 39,600
2015-12-14 2015-12-10 4 Parker Geoffrey M. Geoffrey M Parker & Jill Gofen Parker Trustees of Geoffrey M Parker & Jill G Parker Revocable Trust CCXI Common Stock P - Purchase I 7.2308 15,379 111 34,979
2015-11-05 2015-11-05 4 BVF PARTNERS L P/IL See Explanation of Reponses CCXI Common Stock J - Other I -2,384,577 0
2015-11-05 2015-11-04 4 BVF PARTNERS L P/IL See Explanation of Reponses CCXI Common Stock S - Sale I 7.0002 -287,000 -2,009 2,384,577
2015-11-05 2015-11-03 4 BVF PARTNERS L P/IL See Explanation of Reponses CCXI Common Stock S - Sale I 6.9773 -73,000 -509 2,671,577
2015-11-02 2015-11-02 4 BVF PARTNERS L P/IL See Explanation of Reponses CCXI Common Stock S - Sale I 6.9703 -50,000 -349 2,744,577
2015-07-30 3 Edwards Thomas A. CCXI Common Stock D 33,954
2015-07-30 3 Edwards Thomas A. CCXI Common Stock D 33,954
2015-07-30 2015-07-28 4 Edwards Thomas A. CCXI Restricted Stock Units A - Award D 20,301 20,301
2015-06-11 2015-06-10 4 BVF PARTNERS L P/IL See Explanation of Reponses CCXI Common Stock S - Sale I 9.0074 -31,000 -279 2,794,577
2015-06-11 2015-06-09 4 BVF PARTNERS L P/IL See Explanation of Reponses CCXI Common Stock S - Sale I 9.0001 -924,700 -8,322 2,825,577
2015-05-29 2015-05-27 4 Parker Geoffrey M. CCXI Common Stock S - Sale D 7.5124 -13,513 -102 13,514
2015-05-26 2015-05-22 4 FECZKO JOSEPH M CCXI Restricted Stock Units M - Exercise D -27,027 0
2015-05-26 2015-05-22 4 FECZKO JOSEPH M CCXI Common Stock M - Exercise D 27,027 37,027
2015-05-26 2015-05-21 4 FECZKO JOSEPH M CCXI Restricted Stock Units A - Award D 11,795 11,795
2015-05-26 2015-05-22 4 Tyree James L CCXI Restricted Stock Units M - Exercise D -27,027 0
2015-05-26 2015-05-22 4 Tyree James L CCXI Common Stock S - Sale D 7.4465 -12,703 -95 14,324
2015-05-26 2015-05-22 4 Tyree James L CCXI Common Stock M - Exercise D 27,027 27,027
2015-05-26 2015-05-21 4 Tyree James L CCXI Restricted Stock Units A - Award D 11,795 11,795
2015-05-26 2015-05-22 4 Parker Geoffrey M. CCXI Restricted Stock Units M - Exercise D -27,027 0
2015-05-26 2015-05-22 4 Parker Geoffrey M. CCXI Common Stock M - Exercise D 27,027 27,027
2015-05-26 2015-05-21 4 Parker Geoffrey M. CCXI Restricted Stock Units A - Award D 11,795 11,795
2015-05-26 2015-05-22 4 KLEIN IRA CCXI Restricted Stock Units M - Exercise D -27,027 0
2015-05-26 2015-05-22 4 KLEIN IRA CCXI Common Stock S - Sale D 7.4446 -10,811 -80 16,216
2015-05-26 2015-05-22 4 KLEIN IRA CCXI Common Stock M - Exercise D 27,027 27,027
2015-05-26 2015-05-21 4 KLEIN IRA CCXI Restricted Stock Units A - Award D 11,795 11,795
2015-05-26 2015-05-22 4 LUCAS ROGER C CCXI Restricted Stock Units M - Exercise D -27,027 0
2015-05-26 2015-05-22 4 LUCAS ROGER C CCXI Common Stock M - Exercise D 27,027 67,027
2015-05-26 2015-05-21 4 LUCAS ROGER C CCXI Restricted Stock Units A - Award D 11,795 11,795
2015-04-01 2015-04-01 4 Schall Thomas J. CCXI Stock Option (right to buy) M - Exercise D 0.60 -6,527 0
2015-04-01 2015-04-01 4 Schall Thomas J. CCXI Common Stock S - Sale D 7.3612 -6,527 -48 2,148,667
2015-04-01 2015-04-01 4 Schall Thomas J. CCXI Common Stock M - Exercise D 0.6000 6,527 4 2,155,194
2015-04-01 2015-03-31 4 Schall Thomas J. CCXI Stock Option (right to buy) M - Exercise D 0.60 -16,540 6,527
2015-04-01 2015-03-31 4 Schall Thomas J. CCXI Common Stock S - Sale D 7.5526 -16,540 -125 2,148,667
2015-04-01 2015-03-31 4 Schall Thomas J. CCXI Common Stock M - Exercise D 0.6000 16,540 10 2,165,207
2015-04-01 2015-03-30 4 Schall Thomas J. CCXI Stock Option (right to buy) M - Exercise D 0.60 -1,200 23,067
2015-04-01 2015-03-30 4 Schall Thomas J. CCXI Common Stock S - Sale D 7.5075 -1,200 -9 2,148,667
2015-04-01 2015-03-30 4 Schall Thomas J. CCXI Common Stock M - Exercise D 0.6000 1,200 1 2,149,867
2015-03-27 2015-03-25 4 Schall Thomas J. CCXI Stock Option (right to buy) M - Exercise D 0.60 -900 24,267
2015-03-27 2015-03-25 4 Schall Thomas J. CCXI Common Stock S - Sale D 7.5689 -900 -7 2,148,667
2015-03-27 2015-03-25 4 Schall Thomas J. CCXI Common Stock M - Exercise D 0.6000 900 1 2,149,567
2015-03-24 2015-03-24 4 Schall Thomas J. CCXI Stock Option (right to buy) M - Exercise D 0.60 -16,765 25,167
2015-03-24 2015-03-24 4 Schall Thomas J. CCXI Common Stock S - Sale D 7.8043 -16,765 -131 2,148,667
2015-03-24 2015-03-24 4 Schall Thomas J. CCXI Common Stock M - Exercise D 0.6000 16,765 10 2,165,432
2015-03-24 2015-03-23 4 Schall Thomas J. CCXI Stock Option (right to buy) M - Exercise D 0.60 -19,291 41,932
2015-03-24 2015-03-23 4 Schall Thomas J. CCXI Common Stock S - Sale D 7.7683 -19,291 -150 2,148,667
2015-03-24 2015-03-23 4 Schall Thomas J. CCXI Common Stock M - Exercise D 0.6000 19,291 12 2,167,958
2015-03-24 2015-03-20 4 Schall Thomas J. CCXI Stock Option (right to buy) M - Exercise D 0.60 -14,315 61,223
2015-03-24 2015-03-20 4 Schall Thomas J. CCXI Common Stock S - Sale D 7.9957 -14,315 -114 2,148,667
2015-03-24 2015-03-20 4 Schall Thomas J. CCXI Common Stock M - Exercise D 0.6000 14,315 9 2,162,982
2015-03-20 2015-03-19 4 Schall Thomas J. CCXI Stock Option (right to buy) M - Exercise D 0.60 -8,467 75,538
2015-03-20 2015-03-19 4 Schall Thomas J. CCXI Common Stock S - Sale D 8.2431 -8,467 -70 2,148,667
2015-03-20 2015-03-19 4 Schall Thomas J. CCXI Common Stock M - Exercise D 0.6000 8,467 5 2,157,134
2015-03-20 2015-03-18 4 Schall Thomas J. CCXI Stock Option (right to buy) M - Exercise D 0.60 -9,679 84,005
2015-03-20 2015-03-18 4 Schall Thomas J. CCXI Common Stock S - Sale D 8.4219 -9,679 -82 2,148,667
2015-03-20 2015-03-18 4 Schall Thomas J. CCXI Common Stock M - Exercise D 0.6000 9,679 6 2,158,346
2015-03-18 2015-03-17 4 Schall Thomas J. CCXI Stock Option (right to buy) M - Exercise D 0.60 -8,590 93,684
2015-03-18 2015-03-17 4 Schall Thomas J. CCXI Common Stock S - Sale D 8.5788 -8,590 -74 2,148,667
2015-03-18 2015-03-17 4 Schall Thomas J. CCXI Common Stock M - Exercise D 0.6000 8,590 5 2,157,257
2015-03-18 2015-03-16 4 Schall Thomas J. CCXI Stock Option (right to buy) M - Exercise D 0.60 -22,726 102,274
2015-03-18 2015-03-16 4 Schall Thomas J. CCXI Common Stock S - Sale D 8.5421 -22,726 -194 2,148,667
2015-03-18 2015-03-16 4 Schall Thomas J. CCXI Common Stock M - Exercise D 0.6000 22,726 14 2,171,393
2015-03-09 2015-03-09 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 0.60 -7,759 0
2015-03-09 2015-03-09 4 Cappel Markus J. CCXI Common Stock S - Sale D 7.7431 -7,759 -60 12,500
2015-03-09 2015-03-09 4 Cappel Markus J. CCXI Common Stock M - Exercise D 0.6000 7,759 5 20,259
2015-03-09 2015-03-06 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 0.60 -17,721 7,759
2015-03-09 2015-03-06 4 Cappel Markus J. CCXI Common Stock S - Sale D 7.7578 -17,721 -137 12,500
2015-03-09 2015-03-06 4 Cappel Markus J. CCXI Common Stock M - Exercise D 0.6000 17,721 11 30,221
2015-03-09 2015-03-05 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 0.60 -8,645 25,480
2015-03-09 2015-03-05 4 Cappel Markus J. CCXI Common Stock S - Sale D 7.9895 -8,645 -69 12,500
2015-03-09 2015-03-05 4 Cappel Markus J. CCXI Common Stock M - Exercise D 0.6000 8,645 5 21,145
2015-03-04 2015-03-04 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 0.60 -20,542 34,125
2015-03-04 2015-03-04 4 Cappel Markus J. CCXI Common Stock S - Sale D 7.9197 -20,542 -163 12,500
2015-03-04 2015-03-04 4 Cappel Markus J. CCXI Common Stock M - Exercise D 0.6000 20,542 12 22,043
2015-03-04 2015-03-03 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 0.60 -5,943 54,667
2015-03-04 2015-03-03 4 Cappel Markus J. CCXI Common Stock S - Sale D 7.8126 -5,943 -46 12,500
2015-03-04 2015-03-03 4 Cappel Markus J. CCXI Common Stock M - Exercise D 0.6000 5,943 4 18,443
2015-03-04 2015-03-02 4 Cappel Markus J. CCXI Stock Option (right to buy) M - Exercise D 0.60 -14,390 60,610
2015-03-04 2015-03-02 4 Cappel Markus J. CCXI Common Stock S - Sale D 8.1289 -14,390 -117 12,500
2015-03-04 2015-03-02 4 Cappel Markus J. CCXI Common Stock M - Exercise D 0.6000 14,390 9 26,890
2015-02-25 2015-02-23 4 Cappel Markus J. CCXI Stock Option (right to buy) A - Award D 8.19 155,000 155,000
2015-02-25 2015-02-23 4 Bekker Petrus CCXI Stock Option (right to buy) A - Award D 8.19 194,000 194,000
2015-02-25 2015-02-23 4 Bekker Petrus CCXI Stock Option (right to buy) A - Award D 8.19 40,000 40,000
2015-02-25 2015-02-23 4 Schall Thomas J. CCXI Stock Option (right to buy) A - Award D 8.19 420,000 420,000
2015-02-25 2015-02-23 4 KANAYA SUSAN M CCXI Stock Option (right to buy) A - Award D 8.19 205,000 205,000
2014-11-20 2014-11-18 4 Duliege Anne-Marie CCXI Common Stock S - Sale D 4.7147 -4,970 -23 0
2014-09-22 2014-09-18 4 Charo Israel CCXI Stock Option (right to buy) A - Award D 5.07 175,000 175,000
2014-05-23 2014-05-22 4 FECZKO JOSEPH M CCXI Restricted Stock Units A - Award D 27,027 27,027
2014-05-23 2014-05-22 4 Tyree James L CCXI Restricted Stock Units A - Award D 27,027 27,027
2014-05-23 2014-05-22 4 Parker Geoffrey M. CCXI Restricted Stock Units A - Award D 27,027 27,027
2014-05-23 2014-05-22 4 KLEIN IRA CCXI Restricted Stock Units A - Award D 27,027 27,027
2014-05-23 2014-05-22 4 LUCAS ROGER C CCXI Restricted Stock Units A - Award D 27,027 27,027
2014-05-02 2014-05-01 4 Schall Thomas J. CCXI Stock Option (right to buy) M - Exercise D 0.60 -27,726 0
2014-05-02 2014-05-01 4 Schall Thomas J. CCXI Common Stock S - Sale D 5.5859 -27,726 -155 2,148,667
2014-05-02 2014-05-01 4 Schall Thomas J. CCXI Common Stock M - Exercise D 0.6000 27,726 17 2,176,393
2014-04-30 2014-04-29 4 Schall Thomas J. CCXI Stock Option (right to buy M - Exercise D 0.60 -14,041 27,726
2014-04-30 2014-04-29 4 Schall Thomas J. CCXI Common Stock S - Sale D 5.4551 -14,041 -77 2,148,667
2014-04-30 2014-04-29 4 Schall Thomas J. CCXI Common Stock M - Exercise D 0.6000 14,041 8 2,162,708
2014-04-30 2014-04-28 4 Schall Thomas J. CCXI Stock Option (right to buy M - Exercise D 0.60 -18,233 41,767
2014-04-30 2014-04-28 4 Schall Thomas J. CCXI Common Stock S - Sale D 5.3270 -18,233 -97 2,148,667
2014-04-30 2014-04-28 4 Schall Thomas J. CCXI Common Stock M - Exercise D 0.6000 18,233 11 2,166,900
2014-04-24 2014-04-22 4 Cappel Markus J. CCXI Employee Stock Option (right to buy) M - Exercise D 0.60 -14,712 0
2014-04-24 2014-04-22 4 Cappel Markus J. CCXI Common Stock S - Sale D 5.7229 -14,712 -84 12,500
2014-04-24 2014-04-22 4 Cappel Markus J. CCXI Common Stock M - Exercise D 0.6000 14,712 9 27,212
2014-04-24 2013-03-05 4 Cappel Markus J. CCXI Common Stock S - Sale D 13.9214 -6,250 -87 12,500
2014-03-28 2014-03-26 4 Duliege Anne-Marie CCXI Stock Option (right to buy) A - Award D 6.75 335,000 335,000
2014-03-19 2014-03-17 4 Schall Thomas J. CCXI Stock Option (right to buy) M - Exercise D 0.60 -20,000 60,000
2014-03-19 2014-03-17 4 Schall Thomas J. CCXI Common Stock S - Sale D 7.2500 -20,000 -145 2,148,707
2014-03-19 2014-03-17 4 Schall Thomas J. CCXI Common Stock M - Exercise D 0.6000 20,000 12 2,168,707
2014-02-20 2014-02-19 4 KANAYA SUSAN M CCXI Stock Option (right to buy) A - Award D 7.10 200,000 200,000
2014-02-20 2014-02-19 4 Cappel Markus J. CCXI Stock Option (right to buy) A - Award D 7.10 170,000 170,000
2014-02-20 2014-02-19 4 Bekker Petrus CCXI Stock Option (right to buy) A - Award D 7.10 190,000 190,000
2014-02-20 2014-02-19 4 Schall Thomas J. CCXI Stock Option (right to buy) A - Award D 7.10 395,000 395,000
2014-02-20 2014-02-18 4 Schall Thomas J. CCXI Stock Option (right to buy) M - Exercise D 0.60 -20,000 80,000
2014-02-20 2014-02-18 4 Schall Thomas J. CCXI Common Stock S - Sale D 7.0466 -20,000 -141 2,148,707
2014-02-20 2014-02-18 4 Schall Thomas J. CCXI Common Stock M - Exercise D 0.6000 20,000 12 2,168,707
2013-12-09 2013-12-06 4 Parker Geoffrey M. By Geoffrey M Parker and Jill Gofen Parker Trustees of Geoffrey M Parker and Jill G Parker Revocable CCXI Common Stock P - Purchase I 5.1510 15,000 77 15,000
2013-12-09 2013-12-06 4 Parker Geoffrey M. CCXI Common Stock P - Purchase D 5.1514 5,000 26 9,600
2013-12-05 2013-12-05 4 BVF PARTNERS L P/IL See Explanation of Responses CCXI Common Stock P - Purchase I 5.0266 41,451 208 1,251,914
2013-12-05 2013-12-05 4 BVF PARTNERS L P/IL See Explanation of Responses CCXI Common Stock P - Purchase I 5.0266 82,849 416 2,162,381
2013-12-05 2013-12-03 4 BVF PARTNERS L P/IL See Explanation of Responses CCXI Common Stock P - Purchase I 4.9824 16,175 81 1,210,463
2013-12-05 2013-12-03 4 BVF PARTNERS L P/IL See Explanation of Responses CCXI Common Stock P - Purchase I 4.9824 49,325 246 2,079,532
2013-11-06 2013-11-06 4 BVF PARTNERS L P/IL See Explanation of Responses CCXI Common Stock P - Purchase I 4.6870 8,371 39 1,194,288
2013-11-06 2013-11-06 4 BVF PARTNERS L P/IL See Explanation of Responses CCXI Common Stock P - Purchase I 4.6870 11,985 56 2,030,207
2013-11-06 2013-11-05 4 BVF PARTNERS L P/IL See Explanation of Responses CCXI Common Stock P - Purchase I 4.9673 74,684 371 1,185,917
2013-11-06 2013-11-05 4 BVF PARTNERS L P/IL See Explanation of Responses CCXI Common Stock P - Purchase I 4.9673 35,526 176 2,018,222
2013-11-06 2013-11-04 4 BVF PARTNERS L P/IL See Explanation of Responses CCXI Common Stock P - Purchase I 4.8989 5,500 27 1,111,233
2013-11-01 2013-11-01 4 BVF PARTNERS L P/IL See Explanation of Responses CCXI Common Stock P - Purchase I 4.9207 25,154 124 1,105,733
2013-11-01 2013-11-01 4 BVF PARTNERS L P/IL See Explanation of Responses CCXI Common Stock P - Purchase I 4.9207 45,406 223 1,982,696
2013-11-01 2013-10-31 4 BVF PARTNERS L P/IL See Explanation of Responses CCXI Common Stock P - Purchase I 4.9653 44,584 221 1,080,579
2013-11-01 2013-10-31 4 BVF PARTNERS L P/IL See Explanation of Responses CCXI Common Stock P - Purchase I 4.9653 79,998 397 1,937,290
2013-11-01 2013-10-30 4 BVF PARTNERS L P/IL See Explanation of Responses CCXI Common Stock P - Purchase I 5.0397 50,339 254 1,035,995
2013-11-01 2013-10-30 4 BVF PARTNERS L P/IL See Explanation of Responses CCXI Common Stock P - Purchase I 5.0397 90,744 457 1,857,292
2013-10-10 2013-10-09 4 BVF PARTNERS L P/IL See Explanation of Responses CCXI Common Stock P - Purchase I 5.2579 29,564 155 985,656
2013-10-10 2013-10-09 4 BVF PARTNERS L P/IL See Explanation of Responses CCXI Common Stock P - Purchase I 5.2579 53,271 280 1,766,548
2013-10-10 2013-10-08 4 BVF PARTNERS L P/IL See Explanation of Responses CCXI Common Stock P - Purchase I 5.3500 401,675 2,149 956,092
2013-10-10 2013-10-08 4 BVF PARTNERS L P/IL See Explanation of Responses CCXI Common Stock P - Purchase I 5.3052 30,406 161 554,417
2013-10-10 2013-10-08 4 BVF PARTNERS L P/IL See Explanation of Responses CCXI Common Stock P - Purchase I 5.3500 726,626 3,887 1,713,277
2013-10-10 2013-10-08 4 BVF PARTNERS L P/IL See Explanation of Responses CCXI Common Stock P - Purchase I 5.3052 47,812 254 986,651
2013-10-07 2013-10-03 4 BVF PARTNERS L P/IL See Explanation of Responses CCXI Common Stock P - Purchase I 5.4942 38,599 212 524,011
2013-10-07 2013-10-03 4 BVF PARTNERS L P/IL See Explanation of Responses CCXI Common Stock P - Purchase I 5.4942 70,826 389 938,839
2013-09-16 2013-09-13 4 FECZKO JOSEPH M CCXI Common Stock P - Purchase D 6.0257 10,000 60 10,000
2013-09-13 2013-09-13 4 BVF PARTNERS L P/IL See Explanation of Responses CCXI Common Stock P - Purchase I 6.0891 3,370 21 485,412
2013-09-13 2013-09-13 4 BVF PARTNERS L P/IL See Explanation of Responses CCXI Common Stock P - Purchase I 6.0891 6,307 38 868,013
2013-09-13 2013-09-11 4 BVF PARTNERS L P/IL See Explanation of Responses CCXI Common Stock P - Purchase I 5.9413 105,892 629 482,042
2013-09-13 2013-09-11 4 BVF PARTNERS L P/IL See Explanation of Responses CCXI Common Stock P - Purchase I 5.9413 210,066 1,248 861,706
2013-08-14 2013-08-13 4 Cappel Markus J. CCXI Employee Stock Option (right to buy) M - Exercise D 0.60 -3,676 11,677
2013-08-14 2013-08-13 4 Cappel Markus J. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -1,783 26,821
2013-08-14 2013-08-13 4 Cappel Markus J. CCXI Common Stock S - Sale D 12.9041 -3,676 -47 18,750
2013-08-14 2013-08-13 4 Cappel Markus J. CCXI Common Stock M - Exercise D 0.6000 3,676 2 22,426
2013-08-14 2013-08-13 4 Cappel Markus J. CCXI Common Stock S - Sale D 12.8946 -1,783 -23 18,750
2013-08-14 2013-08-13 4 Cappel Markus J. CCXI Common Stock M - Exercise D 4.3000 1,783 8 20,533
2013-08-09 2013-08-07 4 Bekker Petrus CCXI Employee Stock Option (right to buy) M - Exercise D 6.00 -5,000 55,966
2013-08-09 2013-08-07 4 Bekker Petrus CCXI Common Stock S - Sale D 13.2566 -5,000 -66 53,594
2013-08-09 2013-08-07 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.0000 5,000 30 58,594
2013-08-05 2013-08-01 4 Cappel Markus J. CCXI Common Stock S - Sale D 13.8205 -6,250 -86 18,750
2013-08-05 2013-08-05 4 LUCAS ROGER C CCXI Common Stock S - Sale D 13.4165 -5,000 -67 40,000
2013-07-26 2013-07-23 4 KANAYA SUSAN M CCXI Stock Option (right to buy) A - Award D 14.28 70,000 70,000
2013-07-26 2013-07-23 4 Cappel Markus J. CCXI Stock Option (right to buy) A - Award D 14.28 70,000 70,000
2013-07-26 2013-07-23 4 Jaen Juan C. CCXI Stock Option (right to buy) A - Award D 14.28 70,000 70,000
2013-07-26 2013-07-23 4 Bekker Petrus CCXI Stock Option (right to buy) A - Award D 14.28 70,000 70,000
2013-07-26 2013-07-23 4 Schall Thomas J. CCXI Stock Option (right to buy) A - Award D 14.28 165,000 165,000
2013-07-19 2013-07-17 4 Cappel Markus J. CCXI Employee Stock Option (right to buy) M - Exercise D 0.60 -3,676 15,353
2013-07-19 2013-07-17 4 Cappel Markus J. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -1,783 28,604
2013-07-19 2013-07-17 4 Cappel Markus J. CCXI Common Stock S - Sale D 14.5183 -3,676 -53 25,000
2013-07-19 2013-07-17 4 Cappel Markus J. CCXI Common Stock M - Exercise D 0.6000 3,676 2 28,676
2013-07-19 2013-07-17 4 Cappel Markus J. CCXI Common Stock S - Sale D 14.5089 -1,783 -26 25,000
2013-07-19 2013-07-17 4 Cappel Markus J. CCXI Common Stock M - Exercise D 4.3000 1,783 8 26,783
2013-07-19 2013-07-17 4 Bekker Petrus CCXI Employee Stock Option (right to buy) M - Exercise D 6.00 -1,666 60,966
2013-07-19 2013-07-17 4 Bekker Petrus CCXI Employee Stock Option (right to buy) M - Exercise D 6.00 -3,334 24,761
2013-07-19 2013-07-17 4 Bekker Petrus CCXI Employee Stock Option (right to buy) M - Exercise D 6.00 -5,000 28,095
2013-07-19 2013-07-17 4 Bekker Petrus CCXI Common Stock S - Sale D 14.5580 -5,000 -73 53,594
2013-07-19 2013-07-17 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.0000 1,666 10 58,594
2013-07-19 2013-07-17 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.0000 3,334 20 56,928
2013-07-19 2013-07-17 4 Bekker Petrus CCXI Common Stock S - Sale D 14.5208 -5,000 -73 53,594
2013-07-19 2013-07-17 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.0000 5,000 30 58,594
2013-07-17 2013-07-16 4 Schall Thomas J. CCXI Common Stock S - Sale D 14.5436 -2,585 -38 2,148,687
2013-07-17 2013-07-15 4 Schall Thomas J. CCXI Common Stock S - Sale D 14.3745 -19,504 -280 2,151,272
2013-07-03 2013-07-02 4 Cappel Markus J. CCXI Common Stock S - Sale D 13.8813 -6,250 -87 25,000
2013-07-03 2013-07-01 4 Schall Thomas J. CCXI Common Stock S - Sale D 14.5000 -311 -5 2,170,776
2013-07-03 2013-07-03 4 LUCAS ROGER C CCXI Common Stock S - Sale D 13.4313 -5,000 -67 45,000
2013-07-02 2013-06-28 4 KANAYA SUSAN M CCXI Employee Stock Option (right to buy) M - Exercise D 2.00 -36,942 105,000
2013-07-02 2013-06-28 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 14.3105 -36,942 -529 0
2013-07-02 2013-06-28 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 2.0000 36,942 74 36,942
2013-06-27 2013-06-27 4 Bekker Petrus CCXI Employee Stock Option (right to buy) M - Exercise D 6.00 -3,016 2,500
2013-06-27 2013-06-27 4 Bekker Petrus CCXI Common Stock S - Sale D 14.0000 -3,016 -42 53,594
2013-06-27 2013-06-27 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.0000 3,016 18 56,610
2013-06-27 2013-06-26 4 Bekker Petrus CCXI Employee Stock Option (right to buy) M - Exercise D 6.00 -117 5,516
2013-06-27 2013-06-26 4 Bekker Petrus CCXI Common Stock S - Sale D 14.0000 -117 -2 53,594
2013-06-27 2013-06-26 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.0000 117 1 53,711
2013-06-27 2013-06-25 4 Bekker Petrus CCXI Employee Stock Option (right to buy) M - Exercise D 6.00 -1,867 5,633
2013-06-27 2013-06-25 4 Bekker Petrus CCXI Common Stock S - Sale D 14.0000 -1,867 -26 53,594
2013-06-27 2013-06-25 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.0000 1,867 11 55,461
2013-06-25 2013-06-21 4 Cappel Markus J. CCXI Common Stock S - Sale D 13.0000 -6,250 -81 31,250
2013-06-20 2013-06-18 4 Cappel Markus J. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -1,783 30,387
2013-06-20 2013-06-18 4 Cappel Markus J. CCXI Common Stock S - Sale D 12.4669 -1,783 -22 37,500
2013-06-20 2013-06-18 4 Cappel Markus J. CCXI Common Stock M - Exercise D 4.3000 1,783 8 39,283
2013-06-19 2013-06-17 4 Bekker Petrus CCXI Employee Stock Option (right to buy) M - Exercise D 6.00 -5,000 7,500
2013-06-19 2013-06-17 4 Bekker Petrus CCXI Common Stock S - Sale D 12.0002 -5,000 -60 53,594
2013-06-19 2013-06-17 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.0000 5,000 30 58,594
2013-06-05 2013-06-03 4 LUCAS ROGER C CCXI Common Stock S - Sale D 13.8626 -1,502 -21 50,000
2013-06-05 2013-06-03 4 LUCAS ROGER C CCXI Common Stock S - Sale D 13.0852 -3,498 -46 51,502
2013-05-31 2013-05-30 4 KANAYA SUSAN M CCXI Employee Stock Option (right to buy) M - Exercise D 2.00 -10,653 141,942
2013-05-31 2013-05-30 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 14.2814 -10,653 -152 0
2013-05-31 2013-05-30 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 2.0000 10,653 21 10,653
2013-05-31 2013-05-29 4 KANAYA SUSAN M CCXI Employee Stock Option (right to buy) M - Exercise D 2.00 -2,117 152,595
2013-05-31 2013-05-29 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 14.2705 -2,117 -30 0
2013-05-31 2013-05-29 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 2.0000 2,117 4 2,117
2013-05-29 2013-05-28 4 Cappel Markus J. CCXI Employee Stock Option (right to buy) M - Exercise D 0.60 -3,676 19,029
2013-05-29 2013-05-28 4 Cappel Markus J. CCXI Common Stock S - Sale D 14.1000 -3,676 -52 37,500
2013-05-29 2013-05-28 4 Cappel Markus J. CCXI Common Stock M - Exercise D 0.6000 3,676 2 41,176
2013-05-28 2013-05-23 4 FECZKO JOSEPH M CCXI Stock Option (right to buy) A - Award D 13.94 12,500 12,500
2013-05-28 2013-05-23 4 Tyree James L CCXI Stock Option (right to buy) A - Award D 13.94 12,500 12,500
2013-05-28 2013-05-24 4 Bekker Petrus CCXI Employee Stock Option (right to buy) M - Exercise D 6.00 -82 62,632
2013-05-28 2013-05-24 4 Bekker Petrus CCXI Common Stock S - Sale D 14.0000 -82 -1 53,594
2013-05-28 2013-05-24 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.0000 82 0 53,676
2013-05-28 2013-05-23 4 Bekker Petrus CCXI Employee Stock Option (right to buy) M - Exercise D 6.00 -4,718 62,714
2013-05-28 2013-05-23 4 Bekker Petrus CCXI Common Stock S - Sale D 14.0004 -4,718 -66 53,594
2013-05-28 2013-05-23 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.0000 4,718 28 58,312
2013-05-28 2013-05-23 4 Parker Geoffrey M. CCXI Stock Option (right to buy) A - Award D 13.94 12,500 12,500
2013-05-28 3 KLEIN IRA CCXI No securities are beneficially owned D 0
2013-05-28 2013-05-23 4 KLEIN IRA CCXI Stock Option (right to buy) A - Award D 13.94 25,000 25,000
2013-05-28 2013-05-23 4 LUCAS ROGER C CCXI Stock Option (right to buy) A - Award D 13.94 12,500 12,500
2013-05-24 2013-05-23 4 PENHOET EDWARD CCXI Stock Option (right to buy) A - Award D 13.94 12,500 12,500
2013-05-22 2013-05-20 4 Bekker Petrus CCXI Employee Stock Option (right to buy) M - Exercise D 6.00 -200 67,432
2013-05-22 2013-05-20 4 Bekker Petrus CCXI Common Stock S - Sale D 14.0000 -200 -3 53,594
2013-05-22 2013-05-20 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.0000 200 1 53,794
2013-05-17 2013-05-15 4 KANAYA SUSAN M CCXI Employee Stock Option (right to buy) M - Exercise D 2.00 -799 154,712
2013-05-17 2013-05-15 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 14.3751 -799 -11 0
2013-05-17 2013-05-15 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 2.0000 799 2 799
2013-05-17 2013-05-15 4 Cappel Markus J. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -3,566 32,170
2013-05-17 2013-05-15 4 Cappel Markus J. CCXI Employee Stock Option (right to buy) M - Exercise D 0.60 -5,852 22,705
2013-05-17 2013-05-15 4 Cappel Markus J. CCXI Common Stock S - Sale D 14.2270 -6,250 -89 37,500
2013-05-17 2013-05-15 4 Cappel Markus J. CCXI Common Stock S - Sale D 14.1345 -3,566 -50 43,750
2013-05-17 2013-05-15 4 Cappel Markus J. CCXI Common Stock M - Exercise D 4.3000 3,566 15 47,316
2013-05-17 2013-05-15 4 Cappel Markus J. CCXI Common Stock S - Sale D 13.8952 -5,852 -81 43,750
2013-05-17 2013-05-15 4 Cappel Markus J. CCXI Common Stock M - Exercise D 0.6000 5,852 4 49,602
2013-05-17 2013-05-17 4 Bekker Petrus CCXI Employee Stock Option (right to buy) M - Exercise D 6.00 -5,000 67,632
2013-05-17 2013-05-17 4 Bekker Petrus CCXI Common Stock S - Sale D 13.5946 -5,000 -68 53,594
2013-05-17 2013-05-17 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.0000 5,000 30 58,594
2013-05-17 2013-05-15 4 Bekker Petrus CCXI Employee Stock Option (right to buy) M - Exercise D 6.00 -10,000 72,632
2013-05-17 2013-05-15 4 Bekker Petrus CCXI Common Stock S - Sale D 14.1598 -10,000 -142 53,594
2013-05-17 2013-05-15 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.0000 10,000 60 63,594
2013-05-17 2013-05-15 4 Schall Thomas J. CCXI Common Stock S - Sale D 14.0432 -7,600 -107 2,171,087
2013-05-17 2013-05-15 4 LUCAS ROGER C CCXI Common Stock S - Sale D 14.1138 -5,000 -71 55,000
2013-04-12 2013-04-11 4 Cappel Markus J. CCXI Employee Stock Option (right to buy) M - Exercise D 0.60 -1,500 28,557
2013-04-12 2013-04-11 4 Cappel Markus J. CCXI Common Stock S - Sale D 14.1000 -1,500 -21 43,750
2013-04-12 2013-04-11 4 Cappel Markus J. CCXI Common Stock M - Exercise D 0.6000 1,500 1 45,250
2013-04-12 2013-04-11 4 Bekker Petrus CCXI Employee Stock Option (right to buy) M - Exercise D 6.00 -3,979 82,632
2013-04-12 2013-04-11 4 Bekker Petrus CCXI Common Stock S - Sale D 14.0309 -3,979 -56 53,594
2013-04-12 2013-04-11 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.0000 3,979 24 57,573
2013-04-12 2013-04-11 4 Schall Thomas J. CCXI Common Stock S - Sale D 14.0179 -2,312 -32 2,178,687
2013-04-12 2013-04-10 4 Schall Thomas J. CCXI Common Stock S - Sale D 14.0000 -217 -3 2,180,999
2013-04-05 2013-04-03 4 Cappel Markus J. CCXI Common Stock S - Sale D 13.4680 -6,250 -84 43,750
2013-04-05 2013-04-03 4 LUCAS ROGER C CCXI Common Stock S - Sale D 13.4936 -5,000 -67 60,000
2013-04-02 2013-04-02 4 Bekker Petrus CCXI Employee Stock Option (right to buy) M - Exercise D 6.00 -64 86,611
2013-04-02 2013-04-02 4 Bekker Petrus CCXI Common Stock S - Sale D 14.0000 -64 -1 53,594
2013-04-02 2013-04-02 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.0000 64 0 53,658
2013-04-02 2013-04-01 4 Bekker Petrus CCXI Employee Stock Option (right to buy) M - Exercise D 6.00 -957 86,675
2013-04-02 2013-04-01 4 Bekker Petrus CCXI Common Stock S - Sale D 14.0000 -957 -13 53,594
2013-04-02 2013-04-01 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.0000 957 6 54,551
2013-04-02 2013-04-02 4 Schall Thomas J. CCXI Common Stock S - Sale D 14.0000 -200 -3 2,181,216
2013-04-02 2013-04-01 4 Schall Thomas J. CCXI Common Stock S - Sale D 14.0000 -556 -8 2,181,416
2013-03-19 2013-03-15 4 KANAYA SUSAN M CCXI Employee Stock Option (right to buy) M - Exercise D 2.00 -1,989 155,511
2013-03-19 2013-03-15 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 14.2700 -1,989 -28 0
2013-03-19 2013-03-15 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 2.0000 1,989 4 1,989
2013-03-19 2013-03-19 4 Cappel Markus J. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -1,783 35,736
2013-03-19 2013-03-19 4 Cappel Markus J. CCXI Common Stock S - Sale D 13.5054 -1,783 -24 50,000
2013-03-19 2013-03-19 4 Cappel Markus J. CCXI Common Stock M - Exercise D 4.3000 1,783 8 51,783
2013-03-19 2013-03-15 4 Cappel Markus J. CCXI Employee Stock Option (right to buy) M - Exercise D 0.60 -3,276 30,057
2013-03-19 2013-03-15 4 Cappel Markus J. CCXI Common Stock S - Sale D 14.2148 -3,276 -47 50,000
2013-03-19 2013-03-15 4 Cappel Markus J. CCXI Common Stock M - Exercise D 0.6000 3,276 2 53,276
2013-03-19 2013-03-18 4 Bekker Petrus CCXI Employee Stock Option (right to buy) M - Exercise D 6.00 -2,500 87,632
2013-03-19 2013-03-18 4 Bekker Petrus CCXI Employee Stock Option (right to buy) M - Exercise D 0.60 -2,500 87,632
2013-03-19 2013-03-18 4 Bekker Petrus CCXI Common Stock S - Sale D 13.6111 -5,000 -68 53,594
2013-03-19 2013-03-18 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.0000 2,500 15 58,594
2013-03-19 2013-03-18 4 Bekker Petrus CCXI Common Stock M - Exercise D 0.6000 2,500 2 56,094
2013-03-19 2013-03-15 4 Bekker Petrus CCXI Employee Stock Option (right to buy) M - Exercise D 6.00 -3,784 90,132
2013-03-19 2013-03-15 4 Bekker Petrus CCXI Employee Stock Option (right to buy) M - Exercise D 6.00 -5,105 33,095
2013-03-19 2013-03-15 4 Bekker Petrus CCXI Common Stock S - Sale D 14.0387 -1,633 -23 53,594
2013-03-19 2013-03-15 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.0000 1,633 10 55,227
2013-03-19 2013-03-15 4 Bekker Petrus CCXI Common Stock S - Sale D 14.0000 -485 -7 53,594
2013-03-19 2013-03-15 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.0000 485 3 54,079
2013-03-19 2013-03-15 4 Bekker Petrus CCXI Common Stock S - Sale D 14.0471 -1,992 -28 53,594
2013-03-19 2013-03-15 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.0000 1,992 12 55,586
2013-03-19 2013-03-15 4 Bekker Petrus CCXI Common Stock S - Sale D 14.0771 -2,103 -30 53,594
2013-03-19 2013-03-15 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.0000 2,103 13 55,697
2013-03-19 2013-03-15 4 Bekker Petrus CCXI Common Stock S - Sale D 14.1051 -1,735 -24 53,594
2013-03-19 2013-03-15 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.0000 1,735 10 55,329
2013-03-19 2013-03-15 4 Bekker Petrus CCXI Common Stock S - Sale D 14.0058 -941 -13 53,594
2013-03-19 2013-03-15 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.0000 941 6 54,535
2013-03-19 2013-03-18 4 Schall Thomas J. CCXI Common Stock S - Sale D 13.7500 -75 -1 2,181,972
2013-03-19 2013-03-15 4 Schall Thomas J. CCXI Common Stock S - Sale D 14.1787 -4,215 -60 2,182,047
2013-03-19 2013-03-15 4 Schall Thomas J. CCXI Common Stock S - Sale D 14.1071 -1,772 -25 2,186,262
2013-03-19 2013-03-15 4 Schall Thomas J. CCXI Common Stock S - Sale D 14.0735 -1,790 -25 2,188,034
2013-03-19 2013-03-15 4 Schall Thomas J. CCXI Common Stock S - Sale D 14.0197 -1,649 -23 2,189,824
2013-03-19 2013-03-15 4 Schall Thomas J. CCXI Common Stock S - Sale D 14.0714 -7,300 -103 2,191,473
2013-03-14 2013-03-14 4 Bekker Petrus CCXI Employee Stock Option (right to buy) M - Exercise D 6.00 -200 93,916
2013-03-14 2013-03-14 4 Bekker Petrus CCXI Employee Stock Option (right to buy) M - Exercise D 6.00 -700 38,200
2013-03-14 2013-03-14 4 Bekker Petrus CCXI Common Stock S - Sale D 14.0000 -900 -13 53,594
2013-03-14 2013-03-14 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.0000 900 5 54,494
2013-03-14 2013-03-13 4 Bekker Petrus CCXI Employee Stock Option (right to buy) M - Exercise D 6.00 -1,104 94,116
2013-03-14 2013-03-13 4 Bekker Petrus CCXI Employee Stock Option (right to buy) M - Exercise D 6.00 -2,108 38,900
2013-03-14 2013-03-13 4 Bekker Petrus CCXI Common Stock S - Sale D 14.0000 -3,212 -45 53,594
2013-03-14 2013-03-13 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.0000 3,212 19 56,806
2013-03-14 2013-03-12 4 Bekker Petrus CCXI Employee Stock Option (right to buy) M - Exercise D 6.00 -1,000 95,220
2013-03-14 2013-03-12 4 Bekker Petrus CCXI Employee Stock Option (right to buy) M - Exercise D 6.00 -3,276 41,008
2013-03-14 2013-03-12 4 Bekker Petrus CCXI Common Stock S - Sale D 14.0000 -4,276 -60 53,594
2013-03-14 2013-03-12 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.0000 4,276 26 57,870
2013-03-14 2013-03-14 4 Schall Thomas J. CCXI Common Stock S - Sale D 14.0000 -422 -6 2,198,773
2013-03-14 2013-03-13 4 Schall Thomas J. CCXI Common Stock S - Sale D 14.0000 -1,980 -28 2,199,195
2013-03-14 2013-03-12 4 Schall Thomas J. CCXI Common Stock S - Sale D 14.0000 -2,503 -35 2,201,175
2013-03-13 2013-03-11 4 Cappel Markus J. CCXI Employee Stock Option (right to buy) M - Exercise D 0.60 -400 33,333
2013-03-13 2013-03-11 4 Cappel Markus J. CCXI Common Stock S - Sale D 14.1550 -400 -6 50,000
2013-03-13 2013-03-11 4 Cappel Markus J. CCXI Common Stock M - Exercise D 0.6000 400 0 50,400
2013-03-11 2013-03-08 4 Jaen Juan C. CCXI Common Stock S - Sale D 13.9779 -2,095 -29 30,000
2013-03-11 2013-03-07 4 Jaen Juan C. CCXI Common Stock S - Sale D 13.9500 -700 -10 32,095
2013-03-11 2013-03-11 4 Schall Thomas J. CCXI Common Stock S - Sale D 14.0048 -1,100 -15 2,203,678
2013-03-11 2013-03-11 4 Schall Thomas J. CCXI Common Stock S - Sale D 14.0033 -1,200 -17 2,204,778
2013-03-11 2013-03-11 4 Schall Thomas J. CCXI Common Stock S - Sale D 14.0022 -1,573 -22 2,205,978
2013-03-11 2013-03-08 4 Schall Thomas J. CCXI Common Stock S - Sale D 14.0000 -3,075 -43 2,207,551
2013-03-11 2013-03-11 4 Bekker Petrus CCXI Employee Stock Option (right to buy) M - Exercise D 6.00 -1,890 96,220
2013-03-11 2013-03-11 4 Bekker Petrus CCXI Employee Stock Option (right to buy) M - Exercise D 6.00 -2,858 44,284
2013-03-11 2013-03-11 4 Bekker Petrus CCXI Common Stock S - Sale D 14.0088 -1,088 -15 53,594
2013-03-11 2013-03-11 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.0000 1,088 7 54,682
2013-03-11 2013-03-11 4 Bekker Petrus CCXI Common Stock S - Sale D 14.0019 -2,600 -36 53,594
2013-03-11 2013-03-11 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.0000 2,600 16 56,194
2013-03-11 2013-03-11 4 Bekker Petrus CCXI Common Stock S - Sale D 14.0045 -1,100 -15 53,594
2013-03-11 2013-03-11 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.0000 1,100 7 54,694
2013-03-11 2013-03-11 4 Bekker Petrus CCXI Common Stock S - Sale D 14.0127 -1,100 -15 53,594
2013-03-11 2013-03-11 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.0000 1,100 7 54,694
2013-03-11 2013-03-11 4 Bekker Petrus CCXI Common Stock S - Sale D 14.0096 -1,087 -15 53,594
2013-03-11 2013-03-11 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.0000 1,087 7 54,681
2013-03-11 2013-03-11 4 Bekker Petrus CCXI Common Stock S - Sale D 14.0000 -1,000 -14 53,594
2013-03-11 2013-03-11 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.0000 1,000 6 54,594
2013-03-11 2013-03-08 4 Bekker Petrus CCXI Employee Stock Option (right to buy) M - Exercise D 6.00 -1,890 98,110
2013-03-11 2013-03-08 4 Bekker Petrus CCXI Employee Stock Option (right to buy) M - Exercise D 6.00 -2,858 47,142
2013-03-11 2013-03-08 4 Bekker Petrus CCXI Common Stock S - Sale D 14.0000 -4,748 -66 53,594
2013-03-11 2013-03-08 4 Bekker Petrus CCXI Common Stock M - Exercise D 6.0000 4,748 28 58,342
2013-03-11 2013-03-07 4 Bekker Petrus CCXI Employee Stock Option (right to buy) M - Exercise D 0.60 -18,498 2,500
2013-03-11 2013-03-07 4 Bekker Petrus CCXI Common Stock S - Sale D 13.8264 -18,498 -256 53,594
2013-03-11 2013-03-07 4 Bekker Petrus CCXI Common Stock M - Exercise D 0.6000 18,498 11 72,092
2013-03-06 2013-03-06 4 Jaen Juan C. CCXI Common Stock S - Sale D 13.9697 -4,247 -59 32,795
2013-03-06 2013-03-05 4 Jaen Juan C. CCXI Common Stock S - Sale D 13.9693 -2,950 -41 37,042
2013-03-06 2013-03-04 4 Jaen Juan C. CCXI Common Stock S - Sale D 13.9646 -5,008 -70 39,992
2013-03-06 2013-03-06 4 Bekker Petrus CCXI Employee Stock Option (right to buy) M - Exercise D 0.60 -5,200 20,998
2013-03-06 2013-03-06 4 Bekker Petrus CCXI Common Stock S - Sale D 13.9343 -5,200 -72 53,594
2013-03-06 2013-03-06 4 Bekker Petrus CCXI Common Stock M - Exercise D 0.6000 5,200 3 58,794
2013-03-06 2013-03-05 4 Bekker Petrus CCXI Employee Stock Option (right to buy) M - Exercise D 0.60 -1,742 26,198
2013-03-06 2013-03-05 4 Bekker Petrus CCXI Common Stock S - Sale D 14.0233 -300 -4 53,594
2013-03-06 2013-03-05 4 Bekker Petrus CCXI Common Stock M - Exercise D 0.6000 300 0 53,894
2013-03-06 2013-03-05 4 Bekker Petrus CCXI Common Stock S - Sale D 14.0650 -200 -3 53,594
2013-03-06 2013-03-05 4 Bekker Petrus CCXI Common Stock M - Exercise D 0.6000 200 0 53,794
2013-03-06 2013-03-05 4 Bekker Petrus CCXI Common Stock S - Sale D 14.0457 -261 -4 53,594
2013-03-06 2013-03-05 4 Bekker Petrus CCXI Common Stock M - Exercise D 0.6000 261 0 53,855
2013-03-06 2013-03-05 4 Bekker Petrus CCXI Common Stock S - Sale D 14.0280 -321 -5 53,594
2013-03-06 2013-03-05 4 Bekker Petrus CCXI Common Stock M - Exercise D 0.6000 321 0 53,915
2013-03-06 2013-03-05 4 Bekker Petrus CCXI Common Stock S - Sale D 14.0231 -260 -4 53,594
2013-03-06 2013-03-05 4 Bekker Petrus CCXI Common Stock M - Exercise D 0.6000 260 0 53,854
2013-03-06 2013-03-05 4 Bekker Petrus CCXI Common Stock S - Sale D 14.0300 -400 -6 53,594
2013-03-06 2013-03-05 4 Bekker Petrus CCXI Common Stock M - Exercise D 0.6000 400 0 53,994
2013-03-06 2013-03-04 4 Bekker Petrus CCXI Employee Stock Option (right to buy) M - Exercise D 0.60 -4,560 27,940
2013-03-06 2013-03-04 4 Bekker Petrus CCXI Common Stock S - Sale D 14.0000 -4,560 -64 53,594
2013-03-06 2013-03-04 4 Bekker Petrus CCXI Common Stock M - Exercise D 0.6000 4,560 3 58,154
2013-03-06 2013-03-06 4 Schall Thomas J. CCXI Common Stock S - Sale D 14.0000 -1,154 -16 2,210,626
2013-03-06 2013-03-05 4 Schall Thomas J. CCXI Common Stock S - Sale D 14.2500 -105 -1 2,211,780
2013-03-06 2013-03-05 4 Schall Thomas J. CCXI Common Stock S - Sale D 14.0310 -500 -7 2,211,885
2013-03-06 2013-03-05 4 Schall Thomas J. CCXI Common Stock S - Sale D 14.0346 -318 -4 2,212,385
2013-03-06 2013-03-05 4 Schall Thomas J. CCXI Common Stock S - Sale D 14.0450 -400 -6 2,212,703
2013-03-06 2013-03-04 4 Schall Thomas J. CCXI Common Stock S - Sale D 14.0000 -3,064 -43 2,213,103
2013-03-06 2013-03-04 4 LUCAS ROGER C CCXI Common Stock S - Sale D 13.8654 -5,000 -69 65,000
2013-03-01 2013-02-28 4 Cappel Markus J. CCXI Common Stock S - Sale D 13.2128 -6,250 -83 50,000
2013-03-01 2013-02-28 4 Cappel Markus J. CCXI Common Stock S - Sale D 13.2194 -6,250 -83 56,250
2013-03-01 2013-02-28 4 Cappel Markus J. CCXI Common Stock S - Sale D 13.2318 -6,250 -83 62,500
2013-03-01 2013-02-28 4 Cappel Markus J. CCXI Common Stock S - Sale D 13.2175 -6,250 -83 68,750
2013-03-01 2013-02-28 4 Jaen Juan C. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -5,000 97,500
2013-03-01 2013-02-28 4 Jaen Juan C. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -99 102,500
2013-03-01 2013-02-28 4 Jaen Juan C. CCXI Common Stock S - Sale D 13.1353 -5,000 -66 45,000
2013-03-01 2013-02-28 4 Jaen Juan C. CCXI Common Stock M - Exercise D 4.3000 5,000 22 50,000
2013-03-01 2013-02-28 4 Jaen Juan C. CCXI Common Stock S - Sale D 12.5600 -99 -1 45,000
2013-03-01 2013-02-28 4 Jaen Juan C. CCXI Common Stock M - Exercise D 4.3000 99 0 45,099
2013-03-01 2013-02-27 4 Jaen Juan C. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -4,901 102,599
2013-03-01 2013-02-27 4 Jaen Juan C. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -2,599 107,500
2013-03-01 2013-02-27 4 Jaen Juan C. CCXI Common Stock S - Sale D 12.5544 -4,901 -62 45,000
2013-03-01 2013-02-27 4 Jaen Juan C. CCXI Common Stock M - Exercise D 4.3000 4,901 21 49,901
2013-03-01 2013-02-27 4 Jaen Juan C. CCXI Common Stock S - Sale D 12.5625 -2,599 -33 45,000
2013-03-01 2013-02-27 4 Jaen Juan C. CCXI Common Stock M - Exercise D 4.3000 2,599 11 47,599
2013-03-01 2013-03-01 4 Schall Thomas J. CCXI Common Stock S - Sale D 13.7782 -5,982 -82 2,216,167
2013-03-01 2013-02-28 4 Schall Thomas J. CCXI Common Stock S - Sale D 13.5000 -9,018 -122 2,222,149
2013-02-26 2013-02-22 4 KANAYA SUSAN M CCXI Employee Stock Option (right to buy) M - Exercise D 2.00 -225 157,500
2013-02-26 2013-02-22 4 KANAYA SUSAN M CCXI Employee Stock Option (right to buy) M - Exercise D 2.00 -441 157,725
2013-02-26 2013-02-22 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 11.9111 -225 -3 0
2013-02-26 2013-02-22 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 2.0000 225 0 225
2013-02-26 2013-02-22 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 11.9136 -441 -5 0
2013-02-26 2013-02-22 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 2.0000 441 1 441
2013-02-26 2013-02-26 4 Jaen Juan C. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -2,401 110,099
2013-02-26 2013-02-26 4 Jaen Juan C. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -5,000 112,500
2013-02-26 2013-02-26 4 Jaen Juan C. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -99 117,500
2013-02-26 2013-02-26 4 Jaen Juan C. CCXI Common Stock S - Sale D 12.4011 -2,401 -30 45,000
2013-02-26 2013-02-26 4 Jaen Juan C. CCXI Common Stock M - Exercise D 4.3000 2,401 10 47,401
2013-02-26 2013-02-26 4 Jaen Juan C. CCXI Common Stock S - Sale D 12.3543 -5,000 -62 45,000
2013-02-26 2013-02-26 4 Jaen Juan C. CCXI Common Stock M - Exercise D 4.3000 5,000 22 50,000
2013-02-26 2013-02-26 4 Jaen Juan C. CCXI Common Stock S - Sale D 12.2200 -99 -1 45,000
2013-02-26 2013-02-26 4 Jaen Juan C. CCXI Common Stock M - Exercise D 4.3000 99 0 45,099
2013-02-26 2013-02-25 4 Jaen Juan C. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -7,401 117,599
2013-02-26 2013-02-25 4 Jaen Juan C. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -99 125,000
2013-02-26 2013-02-25 4 Jaen Juan C. CCXI Common Stock S - Sale D 12.2788 -7,401 -91 45,000
2013-02-26 2013-02-25 4 Jaen Juan C. CCXI Common Stock M - Exercise D 4.3000 7,401 32 52,401
2013-02-26 2013-02-25 4 Jaen Juan C. CCXI Common Stock S - Sale D 12.0400 -99 -1 45,000
2013-02-26 2013-02-25 4 Jaen Juan C. CCXI Common Stock M - Exercise D 4.3000 99 0 45,099
2013-02-26 2013-02-22 4 Jaen Juan C. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -7,401 125,099
2013-02-26 2013-02-22 4 Jaen Juan C. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -99 132,500
2013-02-26 2013-02-22 4 Jaen Juan C. CCXI Common Stock S - Sale D 12.0532 -7,401 -89 45,000
2013-02-26 2013-02-22 4 Jaen Juan C. CCXI Common Stock M - Exercise D 4.3000 7,401 32 52,401
2013-02-26 2013-02-22 4 Jaen Juan C. CCXI Common Stock S - Sale D 11.8900 -99 -1 45,000
2013-02-26 2013-02-22 4 Jaen Juan C. CCXI Common Stock M - Exercise D 4.3000 99 0 45,099
2013-02-26 2013-02-22 4 Bekker Petrus CCXI Employee Stock Option M - Exercise D 0.60 -5,000 32,500
2013-02-26 2013-02-22 4 Bekker Petrus CCXI Employee Stock Option M - Exercise D 0.60 -5,000 32,500
2013-02-26 2013-02-22 4 Bekker Petrus CCXI Employee Stock Option M - Exercise D 0.60 -5,000 37,500
2013-02-26 2013-02-22 4 Bekker Petrus CCXI Common Stock S - Sale D 12.0791 -5,000 -60 53,594
2013-02-26 2013-02-22 4 Bekker Petrus CCXI Common Stock M - Exercise D 0.6000 5,000 3 58,594
2013-02-26 2013-02-22 4 Bekker Petrus CCXI Common Stock S - Sale D 12.0599 -5,000 -60 53,594
2013-02-26 2013-02-22 4 Bekker Petrus CCXI Common Stock M - Exercise D 0.6000 5,000 3 58,594
2013-02-26 2013-02-22 4 Bekker Petrus CCXI Common Stock S - Sale D 12.0815 -5,000 -60 53,594
2013-02-26 2013-02-22 4 Bekker Petrus CCXI Common Stock M - Exercise D 0.6000 5,000 3 58,594
2013-02-26 2013-02-22 4 Schall Thomas J. CCXI Common Stock S - Sale D 12.0632 -7,500 -90 2,231,167
2013-02-21 2013-02-21 4 KANAYA SUSAN M CCXI Employee Stock Option (right to buy) M - Exercise D 2.00 -2,778 158,166
2013-02-21 2013-02-21 4 KANAYA SUSAN M CCXI Employee Stock Option (right to buy) M - Exercise D 2.00 -2,709 160,944
2013-02-21 2013-02-21 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 11.8911 -2,778 -33 0
2013-02-21 2013-02-21 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 2.0000 2,778 6 2,778
2013-02-21 2013-02-21 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 11.8917 -2,709 -32 0
2013-02-21 2013-02-21 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 2.0000 2,709 5 2,709
2013-02-21 2013-02-20 4 KANAYA SUSAN M CCXI Employee Stock Option (right to buy) M - Exercise D 2.00 -3,201 163,653
2013-02-21 2013-02-20 4 KANAYA SUSAN M CCXI Employee Stock Option (right to buy) M - Exercise D 2.00 -2,921 166,854
2013-02-21 2013-02-20 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 11.9222 -3,201 -38 0
2013-02-21 2013-02-20 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 2.0000 3,201 6 3,201
2013-02-21 2013-02-20 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 11.9224 -2,921 -35 0
2013-02-21 2013-02-20 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 2.0000 2,921 6 2,921
2013-02-21 2013-02-19 4 KANAYA SUSAN M CCXI Employee Stock Option (right to buy) M - Exercise D 2.00 -3,796 169,775
2013-02-21 2013-02-19 4 KANAYA SUSAN M CCXI Employee Stock Option (right to buy) M - Exercise D 2.00 -3,929 173,571
2013-02-21 2013-02-19 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 11.9194 -3,796 -45 0
2013-02-21 2013-02-19 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 2.0000 3,796 8 3,796
2013-02-21 2013-02-19 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 11.9187 -3,929 -47 0
2013-02-21 2013-02-19 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 2.0000 3,929 8 3,929
2013-02-21 2013-02-21 4 Jaen Juan C. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -1,100 132,599
2013-02-21 2013-02-21 4 Jaen Juan C. CCXI Common Stock S - Sale D 11.8900 -1,100 -13 45,000
2013-02-21 2013-02-21 4 Jaen Juan C. CCXI Common Stock M - Exercise D 4.3000 1,100 5 46,100
2013-02-21 2013-02-20 4 Jaen Juan C. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -5,601 133,699
2013-02-21 2013-02-20 4 Jaen Juan C. CCXI Common Stock S - Sale D 11.8966 -5,601 -67 45,000
2013-02-21 2013-02-20 4 Jaen Juan C. CCXI Common Stock M - Exercise D 4.3000 5,601 24 50,601
2013-02-21 2013-02-19 4 Jaen Juan C. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -700 139,300
2013-02-21 2013-02-19 4 Jaen Juan C. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -6,800 140,000
2013-02-21 2013-02-19 4 Jaen Juan C. CCXI Common Stock S - Sale D 11.9500 -8,000 -96 45,000
2013-02-21 2013-02-19 4 Jaen Juan C. CCXI Common Stock S - Sale D 11.8500 -700 -8 53,000
2013-02-21 2013-02-19 4 Jaen Juan C. CCXI Common Stock M - Exercise D 4.3000 700 3 53,700
2013-02-21 2013-02-19 4 Jaen Juan C. CCXI Common Stock S - Sale D 11.8588 -6,800 -81 53,000
2013-02-21 2013-02-19 4 Jaen Juan C. CCXI Common Stock M - Exercise D 4.3000 6,800 29 59,800
2013-02-19 2013-02-15 4 Jaen Juan C. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -700 146,800
2013-02-19 2013-02-15 4 Jaen Juan C. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -1,245 147,500
2013-02-19 2013-02-15 4 Jaen Juan C. CCXI Common Stock S - Sale D 11.7771 -700 -8 53,000
2013-02-19 2013-02-15 4 Jaen Juan C. CCXI Common Stock M - Exercise D 4.3000 700 3 53,700
2013-02-19 2013-02-15 4 Jaen Juan C. CCXI Common Stock S - Sale D 11.7114 -1,245 -15 53,000
2013-02-19 2013-02-15 4 Jaen Juan C. CCXI Common Stock M - Exercise D 4.3000 1,245 5 54,245
2013-02-14 2013-02-13 4 Cappel Markus J. CCXI Employee Stock Option (right to buy) M - Exercise D 0.60 -3,676 33,733
2013-02-14 2013-02-13 4 Cappel Markus J. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -1,783 37,519
2013-02-14 2013-02-13 4 Cappel Markus J. CCXI Common Stock S - Sale D 11.4490 -3,676 -42 75,000
2013-02-14 2013-02-13 4 Cappel Markus J. CCXI Common Stock M - Exercise D 0.6000 3,676 2 78,676
2013-02-14 2013-02-13 4 Cappel Markus J. CCXI Common Stock S - Sale D 11.4467 -1,783 -20 75,000
2013-02-14 2013-02-13 4 Cappel Markus J. CCXI Common Stock M - Exercise D 4.3000 1,783 8 76,783
2013-02-08 2013-02-07 4 Jaen Juan C. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -1,555 148,745
2013-02-08 2013-02-07 4 Jaen Juan C. CCXI Common Stock S - Sale D 11.6500 -1,555 -18 53,000
2013-02-08 2013-02-07 4 Jaen Juan C. CCXI Common Stock M - Exercise D 4.3000 1,555 7 54,555
2013-02-08 2013-02-07 4 LUCAS ROGER C CCXI Common Stock S - Sale D 11.2722 -1,143 -13 70,000
2013-02-06 2013-02-04 4 Jaen Juan C. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -3,100 150,300
2013-02-06 2013-02-04 4 Jaen Juan C. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -775 153,400
2013-02-06 2013-02-04 4 Jaen Juan C. CCXI Common Stock S - Sale D 11.6948 -3,100 -36 53,000
2013-02-06 2013-02-04 4 Jaen Juan C. CCXI Common Stock M - Exercise D 4.3000 3,100 13 56,100
2013-02-06 2013-02-04 4 Jaen Juan C. CCXI Common Stock S - Sale D 11.6652 -775 -9 53,000
2013-02-06 2013-02-04 4 Jaen Juan C. CCXI Common Stock M - Exercise D 4.3000 775 3 53,775
2013-02-06 2013-02-06 4 LUCAS ROGER C CCXI Common Stock S - Sale D 11.2924 -757 -9 71,143
2013-02-06 2013-02-05 4 LUCAS ROGER C CCXI Common Stock S - Sale D 11.3364 -800 -9 71,900
2013-02-06 2013-02-04 4 LUCAS ROGER C CCXI Common Stock S - Sale D 11.6561 -2,300 -27 72,700
2013-02-01 2013-02-01 4 Jaen Juan C. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -6,725 154,175
2013-02-01 2013-02-01 4 Jaen Juan C. CCXI Common Stock S - Sale D 11.6500 -1,600 -19 53,000
2013-02-01 2013-02-01 4 Jaen Juan C. CCXI Common Stock M - Exercise D 4.3000 1,600 7 54,600
2013-02-01 2013-02-01 4 Jaen Juan C. CCXI Common Stock S - Sale D 11.6031 -5,125 -59 53,000
2013-02-01 2013-02-01 4 Jaen Juan C. CCXI Common Stock M - Exercise D 4.3000 5,125 22 58,125
2013-02-01 2013-01-31 4 Jaen Juan C. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -3,280 160,900
2013-02-01 2013-01-31 4 Jaen Juan C. CCXI Common Stock S - Sale D 11.5725 -1,600 -19 53,000
2013-02-01 2013-01-31 4 Jaen Juan C. CCXI Common Stock M - Exercise D 4.3000 1,600 7 54,600
2013-02-01 2013-01-31 4 Jaen Juan C. CCXI Common Stock S - Sale D 11.4500 -1,680 -19 53,000
2013-02-01 2013-01-31 4 Jaen Juan C. CCXI Common Stock M - Exercise D 4.3000 1,680 7 54,680
2013-01-29 2013-01-29 4 Jaen Juan C. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -4,892 164,180
2013-01-29 2013-01-29 4 Jaen Juan C. CCXI Common Stock S - Sale D 11.4500 -4,892 -56 53,000
2013-01-29 2013-01-29 4 Jaen Juan C. CCXI Common Stock M - Exercise D 4.3000 4,892 21 57,892
2013-01-29 2013-01-28 4 Jaen Juan C. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -2,710 169,072
2013-01-29 2013-01-28 4 Jaen Juan C. CCXI Common Stock S - Sale D 11.4500 -928 -11 53,000
2013-01-29 2013-01-28 4 Jaen Juan C. CCXI Common Stock M - Exercise D 4.3000 928 4 53,928
2013-01-29 2013-01-28 4 Jaen Juan C. CCXI Common Stock S - Sale D 11.3500 -1,782 -20 53,000
2013-01-29 2013-01-28 4 Jaen Juan C. CCXI Common Stock M - Exercise D 4.3000 1,782 8 54,782
2013-01-29 2013-01-25 4 Jaen Juan C. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -96 171,782
2013-01-29 2013-01-25 4 Jaen Juan C. CCXI Common Stock S - Sale D 11.3500 -96 -1 53,000
2013-01-29 2013-01-25 4 Jaen Juan C. CCXI Common Stock M - Exercise D 4.3000 96 0 53,096
2013-01-24 2013-01-24 4 Jaen Juan C. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -1,200 171,878
2013-01-24 2013-01-24 4 Jaen Juan C. CCXI Common Stock S - Sale D 11.3517 -1,200 -14 53,000
2013-01-24 2013-01-24 4 Jaen Juan C. CCXI Common Stock M - Exercise D 4.3000 1,200 5 54,200
2013-01-24 2013-01-22 4 Jaen Juan C. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -100 173,078
2013-01-24 2013-01-22 4 Jaen Juan C. CCXI Common Stock S - Sale D 11.3500 -100 -1 53,000
2013-01-24 2013-01-22 4 Jaen Juan C. CCXI Common Stock M - Exercise D 4.3000 100 0 53,100
2013-01-22 2013-01-18 4 Cappel Markus J. CCXI Employee Stock Option (right to buy) M - Exercise D 0.60 -2,759 37,409
2013-01-22 2013-01-18 4 Cappel Markus J. CCXI Common Stock S - Sale D 11.1631 -2,759 -31 75,000
2013-01-22 2013-01-18 4 Cappel Markus J. CCXI Common Stock M - Exercise D 0.6000 2,759 2 77,759
2013-01-17 2013-01-17 4 Cappel Markus J. CCXI Employee Stock Option (right to buy) M - Exercise D 0.60 -917 40,168
2013-01-17 2013-01-17 4 Cappel Markus J. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -383 39,302
2013-01-17 2013-01-17 4 Cappel Markus J. CCXI Common Stock S - Sale D 11.1565 -917 -10 75,000
2013-01-17 2013-01-17 4 Cappel Markus J. CCXI Common Stock M - Exercise D 0.6000 917 1 75,917
2013-01-17 2013-01-17 4 Cappel Markus J. CCXI Common Stock S - Sale D 11.1500 -383 -4 75,000
2013-01-17 2013-01-17 4 Cappel Markus J. CCXI Common Stock M - Exercise D 4.3000 383 2 75,383
2013-01-17 2013-01-16 4 Cappel Markus J. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -600 39,685
2013-01-17 2013-01-16 4 Cappel Markus J. CCXI Common Stock S - Sale D 11.1750 -600 -7 75,000
2013-01-17 2013-01-16 4 Cappel Markus J. CCXI Common Stock M - Exercise D 4.3000 600 3 75,600
2013-01-17 2013-01-15 4 Cappel Markus J. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -800 40,285
2013-01-17 2013-01-15 4 Cappel Markus J. CCXI Common Stock S - Sale D 11.1500 -800 -9 75,000
2013-01-17 2013-01-15 4 Cappel Markus J. CCXI Common Stock M - Exercise D 4.3000 800 3 75,800
2013-01-15 2013-01-12 4 Jaen Juan C. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -3,305 173,178
2013-01-15 2013-01-12 4 Jaen Juan C. CCXI Common Stock S - Sale D 11.3500 -3,305 -38 53,000
2013-01-15 2013-01-12 4 Jaen Juan C. CCXI Common Stock M - Exercise D 4.3000 3,305 14 56,305
2013-01-09 2013-01-08 4 LUCAS ROGER C CCXI Common Stock S - Sale D 11.0044 -2,099 -23 75,000
2013-01-09 2013-01-07 4 LUCAS ROGER C CCXI Common Stock S - Sale D 11.1635 -1,800 -20 77,099
2013-01-04 2013-01-04 4 Jaen Juan C. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -96 176,483
2013-01-04 2013-01-04 4 Jaen Juan C. CCXI Common Stock S - Sale D 11.3500 -96 -1 53,000
2013-01-04 2013-01-04 4 Jaen Juan C. CCXI Common Stock M - Exercise D 4.3000 96 0 53,096
2013-01-04 2013-01-03 4 Jaen Juan C. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -100 176,579
2013-01-04 2013-01-03 4 Jaen Juan C. CCXI Common Stock S - Sale D 11.3500 -100 -1 53,000
2013-01-04 2013-01-03 4 Jaen Juan C. CCXI Common Stock M - Exercise D 4.3000 100 0 53,100
2013-01-04 2013-01-02 4 Jaen Juan C. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -5,821 176,679
2013-01-04 2013-01-02 4 Jaen Juan C. CCXI Common Stock S - Sale D 11.3500 -821 -9 53,000
2013-01-04 2013-01-02 4 Jaen Juan C. CCXI Common Stock M - Exercise D 4.3000 821 4 53,821
2013-01-04 2013-01-02 4 Jaen Juan C. CCXI Common Stock S - Sale D 11.2500 -5,000 -56 53,000
2013-01-04 2013-01-02 4 Jaen Juan C. CCXI Common Stock M - Exercise D 4.3000 5,000 22 58,000
2013-01-04 2013-01-04 4 LUCAS ROGER C CCXI Common Stock S - Sale D 11.0843 -700 -8 78,899
2013-01-04 2013-01-03 4 LUCAS ROGER C CCXI Common Stock S - Sale D 11.1042 -401 -4 79,599
2012-12-20 2012-12-18 4 Cappel Markus J. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -1,783 41,085
2012-12-20 2012-12-18 4 Cappel Markus J. CCXI Employee Stock Option (right to buy) M - Exercise D 0.60 -3,060 44,120
2012-12-20 2012-12-18 4 Cappel Markus J. CCXI Common Stock S - Sale D 10.9403 -1,783 -20 75,000
2012-12-20 2012-12-18 4 Cappel Markus J. CCXI Common Stock M - Exercise D 4.3000 1,783 8 76,783
2012-12-20 2012-12-18 4 Cappel Markus J. CCXI Common Stock S - Sale D 10.9403 -3,060 -33 75,000
2012-12-20 2012-12-18 4 Cappel Markus J. CCXI Common Stock M - Exercise D 0.6000 3,060 2 78,060
2012-12-19 2012-12-18 4 Jaen Juan C. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -7,500 182,500
2012-12-19 2012-12-18 4 Jaen Juan C. CCXI Common Stock S - Sale D 11.0500 -2,500 -28 53,000
2012-12-19 2012-12-18 4 Jaen Juan C. CCXI Common Stock M - Exercise D 4.3000 2,500 11 55,500
2012-12-19 2012-12-18 4 Jaen Juan C. CCXI Common Stock S - Sale D 11.1500 -5,000 -56 53,000
2012-12-19 2012-12-18 4 Jaen Juan C. CCXI Common Stock M - Exercise D 4.3000 5,000 22 58,000
2012-12-19 2012-12-17 4 Jaen Juan C. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -7,500 190,000
2012-12-19 2012-12-17 4 Jaen Juan C. CCXI Common Stock S - Sale D 11.0500 -2,500 -28 53,000
2012-12-19 2012-12-17 4 Jaen Juan C. CCXI Common Stock M - Exercise D 4.3000 2,500 11 55,500
2012-12-19 2012-12-17 4 Jaen Juan C. CCXI Common Stock S - Sale D 10.9500 -5,000 -55 53,000
2012-12-19 2012-12-17 4 Jaen Juan C. CCXI Common Stock M - Exercise D 4.3000 5,000 22 58,000
2012-12-04 2012-12-04 4 KANAYA SUSAN M CCXI Employee Stock Option (right to buy) M - Exercise D 2.00 -4,693 177,500
2012-12-04 2012-12-04 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 11.9788 -4,693 -56 0
2012-12-04 2012-12-04 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 2.0000 4,693 9 4,693
2012-12-04 2012-12-03 4 KANAYA SUSAN M CCXI Employee Stock Option (right to buy) M - Exercise D 2.00 -404 182,193
2012-12-04 2012-12-03 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 11.9253 -404 -5 0
2012-12-04 2012-12-03 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 2.0000 404 1 404
2012-12-04 2012-11-30 4 KANAYA SUSAN M CCXI Employee Stock Option (right to buy) M - Exercise D 2.00 -830 182,597
2012-12-04 2012-11-30 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 11.9398 -830 -10 0
2012-12-04 2012-11-30 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 2.0000 830 2 830
2012-12-04 2012-12-04 4 LUCAS ROGER C CCXI Common Stock S - Sale D 11.9672 -4,800 -57 80,000
2012-12-04 2012-12-03 4 LUCAS ROGER C CCXI Common Stock S - Sale D 11.7200 -200 -2 84,800
2012-11-30 2012-11-29 4 KANAYA SUSAN M CCXI Employee Stock Option (right to buy) M - Exercise D 2.00 -3,839 183,427
2012-11-30 2012-11-29 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 11.8944 -3,839 -46 0
2012-11-30 2012-11-29 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 2.0000 3,839 8 3,839
2012-11-30 2012-11-28 4 KANAYA SUSAN M CCXI Employee Stock Option (right to buy) M - Exercise D 2.00 -234 187,266
2012-11-30 2012-11-28 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 11.8985 -234 -3 0
2012-11-30 2012-11-28 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 2.0000 234 0 234
2012-11-28 2012-11-26 4 Cappel Markus J. CCXI Employee Stock Option (right to buy) M - Exercise D 0.60 -201 47,180
2012-11-28 2012-11-26 4 Cappel Markus J. CCXI Common Stock S - Sale D 12.1000 -201 -2 75,000
2012-11-28 2012-11-26 4 Cappel Markus J. CCXI Common Stock M - Exercise D 0.6000 201 0 75,201
2012-11-26 2012-11-23 4 Cappel Markus J. CCXI Employee Stock Option (right to buy) M - Exercise D 0.60 -405 47,381
2012-11-26 2012-11-23 4 Cappel Markus J. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -390 42,868
2012-11-26 2012-11-23 4 Cappel Markus J. CCXI Common Stock S - Sale D 12.1000 -405 -5 75,000
2012-11-26 2012-11-23 4 Cappel Markus J. CCXI Common Stock M - Exercise D 0.6000 405 0 75,405
2012-11-26 2012-11-23 4 Cappel Markus J. CCXI Common Stock S - Sale D 11.9423 -390 -5 75,000
2012-11-26 2012-11-23 4 Cappel Markus J. CCXI Common Stock M - Exercise D 4.3000 390 2 75,390
2012-11-26 2012-11-21 4 Cappel Markus J. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -1,393 43,258
2012-11-26 2012-11-21 4 Cappel Markus J. CCXI Common Stock S - Sale D 11.9006 -1,393 -17 75,000
2012-11-26 2012-11-21 4 Cappel Markus J. CCXI Common Stock M - Exercise D 4.3000 1,393 6 76,393
2012-11-21 2012-11-20 4 Cappel Markus J. CCXI Employee Stock Option (right to buy) M - Exercise D 0.60 -3 47,786
2012-11-21 2012-11-20 4 Cappel Markus J. CCXI Common Stock S - Sale D 12.1000 -3 -0 75,000
2012-11-21 2012-11-20 4 Cappel Markus J. CCXI Common Stock M - Exercise D 0.6000 3 0 75,003
2012-11-21 2012-11-19 4 Cappel Markus J. CCXI Employee Stock Option (right to buy) M - Exercise D 0.60 -7 47,789
2012-11-21 2012-11-19 4 Cappel Markus J. CCXI Common Stock S - Sale D 12.1000 -7 -0 75,000
2012-11-21 2012-11-19 4 Cappel Markus J. CCXI Common Stock M - Exercise D 0.6000 7 0 75,007
2012-11-21 2012-11-20 4 Schall Thomas J. CCXI Common Stock S - Sale D 12.0090 -999 -12 2,238,667
2012-11-21 2012-11-19 4 Schall Thomas J. CCXI Common Stock S - Sale D 12.0178 -1,101 -13 2,239,666
2012-11-20 2012-11-20 4 Bekker Petrus CCXI Employee Stock Optin M - Exercise D 0.60 -3,439 47,500
2012-11-20 2012-11-20 4 Bekker Petrus CCXI Common Stock S - Sale D 12.0131 -3,439 -41 53,594
2012-11-20 2012-11-20 4 Bekker Petrus CCXI Common Stock M - Exercise D 0.6000 3,439 2 57,033
2012-11-20 2012-11-19 4 Bekker Petrus CCXI Employee Stock Option M - Exercise D 0.60 -1,561 50,939
2012-11-20 2012-11-19 4 Bekker Petrus CCXI Common Stock S - Sale D 12.0109 -1,561 -19 53,594
2012-11-20 2012-11-19 4 Bekker Petrus CCXI Common Stock M - Exercise D 0.6000 1,561 1 55,155
2012-11-20 2012-11-16 4 Bekker Petrus CCXI Common Stock S - Sale D 11.9000 -10,000 -119 53,594
2012-11-19 2012-11-06 4/A BVF PARTNERS L P/IL See Explanation of Responses CCXI Common Stock P - Purchase I 11.9957 40,000 480 3,750,277
2012-11-16 2012-11-14 4 Jaen Juan C. CCXI Common Stock S - Sale D 12.9500 -2,000 -26 53,000
2012-11-16 2012-11-16 4 Schall Thomas J. CCXI Common Stock S - Sale D 12.0000 -2,000 -24 2,240,767
2012-11-16 2012-11-15 4 Schall Thomas J. CCXI Common Stock S - Sale D 12.1833 -3,400 -41 2,242,767
2012-11-16 2012-11-14 4 Schall Thomas J. CCXI Common Stock S - Sale D 12.7500 -15,000 -191 2,246,167
2012-11-16 2012-11-02 4 Schall Thomas J. CCXI Common Stock G - Gift D -18,000 2,261,167
2012-11-08 2012-11-06 4 BVF PARTNERS L P/IL See Explanation of Responses CCXI Common Stock P - Purchase I 11.9957 40,000 480 3,750,277
2012-11-08 2012-11-06 4 KANAYA SUSAN M CCXI Employee Stock Option (right to buy) M - Exercise D 2.00 -10,000 187,500
2012-11-08 2012-11-06 4 KANAYA SUSAN M CCXI Employee Stock Option (right to buy) M - Exercise D 2.00 -6,029 197,500
2012-11-08 2012-11-06 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 11.8900 -10,000 -119 0
2012-11-08 2012-11-06 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 11.9437 -6,029 -72 10,000
2012-11-08 2012-11-06 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 2.0000 10,000 20 16,029
2012-11-08 2012-11-06 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 2.0000 6,029 12 6,029
2012-11-08 2012-11-06 4 Bekker Petrus CCXI Employee Stock Option (right to buy) M - Exercise D 0.60 -5,000 52,500
2012-11-08 2012-11-06 4 Bekker Petrus CCXI Employee Stock Option (right to buy) M - Exercise D 0.60 -4,300 57,500
2012-11-08 2012-11-06 4 Bekker Petrus CCXI Common Stock S - Sale D 12.0000 -5,000 -60 62,500
2012-11-08 2012-11-06 4 Bekker Petrus CCXI Common Stock S - Sale D 12.0226 -4,300 -52 67,500
2012-11-08 2012-11-06 4 Bekker Petrus CCXI Common Stock M - Exercise D 0.6000 5,000 3 71,800
2012-11-08 2012-11-06 4 Bekker Petrus CCXI Common Stock M - Exercise D 0.6000 4,300 3 66,800
2012-11-08 2012-11-06 4 Cappel Markus J. CCXI Employee Stock Option (right to buy) M - Exercise D 0.60 -3,676 47,796
2012-11-08 2012-11-06 4 Cappel Markus J. CCXI Common Stock S - Sale D 12.1000 -3,676 -44 75,000
2012-11-08 2012-11-06 4 Cappel Markus J. CCXI Common Stock M - Exercise D 0.6000 3,676 2 78,676
2012-11-08 2012-11-06 4 Jaen Juan C. CCXI Common Stock S - Sale D 12.0059 -5,833 -70 55,000
2012-11-08 2012-11-06 4 Schall Thomas J. CCXI Common Stock S - Sale D 12.0107 -15,000 -180 2,279,167
2012-11-08 2012-11-06 4 Schall Thomas J. CCXI Common Stock S - Sale D 12.0000 -7,500 -90 2,294,167
2012-11-07 2012-11-06 4 LUCAS ROGER C CCXI Common Stock S - Sale D 11.8288 -2,500 -30 85,000
2012-11-07 2012-11-05 4 LUCAS ROGER C CCXI Common Stock S - Sale D 11.3428 -2,500 -28 87,500
2012-10-22 2012-10-22 4 Cappel Markus J. CCXI Employee Stock Option (right to buy) M - Exercise D 0.60 -316 51,472
2012-10-22 2012-10-22 4 Cappel Markus J. CCXI Common Stock S - Sale D 10.6962 -316 -3 75,000
2012-10-22 2012-10-22 4 Cappel Markus J. CCXI Common Stock M - Exercise D 0.6000 316 0 75,316
2012-10-22 2012-10-19 4 Cappel Markus J. CCXI Employee Stock Option (right to buy) M - Exercise D 0.60 -2,900 51,788
2012-10-22 2012-10-19 4 Cappel Markus J. CCXI Common Stock S - Sale D 11.0047 -2,900 -32 75,000
2012-10-22 2012-10-19 4 Cappel Markus J. CCXI Common Stock M - Exercise D 0.6000 2,900 2 77,900
2012-10-22 2012-10-18 4 Cappel Markus J. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -3,566 44,651
2012-10-22 2012-10-18 4 Cappel Markus J. CCXI Employee Stock Option (right to buy) M - Exercise D 0.60 -4,136 54,688
2012-10-22 2012-10-18 4 Cappel Markus J. CCXI Common Stock S - Sale D 10.8297 -7,702 -83 75,000
2012-10-22 2012-10-18 4 Cappel Markus J. CCXI Common Stock M - Exercise D 4.3000 3,566 15 82,702
2012-10-22 2012-10-18 4 Cappel Markus J. CCXI Common Stock M - Exercise D 0.6000 4,136 2 79,136
2012-10-09 2012-10-04 4 LUCAS ROGER C CCXI Common Stock S - Sale D 11.4691 -1,893 -22 90,000
2012-10-03 2012-10-01 4 KANAYA SUSAN M CCXI Employee Stock Option (right to buy) M - Exercise D 2.00 -3,971 203,529
2012-10-03 2012-10-01 4 KANAYA SUSAN M CCXI Common Stock S - Sale D 11.8901 -3,971 -47 0
2012-10-03 2012-10-01 4 KANAYA SUSAN M CCXI Common Stock M - Exercise D 2.0000 3,971 8 3,971
2012-10-03 2012-10-01 4 Schall Thomas J. CCXI Common Stock S - Sale D 11.5303 -15,000 -173 2,301,667
2012-10-03 2012-10-03 4 LUCAS ROGER C CCXI Common Stock S - Sale D 11.3846 -3,107 -35 91,893
2012-10-01 2012-10-01 4 Jaen Juan C. CCXI Common Stock S - Sale D 11.9795 -2,100 -25 60,833
2012-10-01 2012-09-27 4 Jaen Juan C. CCXI Common Stock S - Sale D 11.9533 -300 -4 62,933
2012-09-27 2012-09-25 4 Cappel Markus J. CCXI Employee Stock Option (right to buy) M - Exercise D 4.30 -1,783 48,217
2012-09-27 2012-09-25 4 Cappel Markus J. CCXI Employee Stock Option (right to buy) M - Exercise D 0.60 -3,676 58,824
2012-09-27 2012-09-25 4 Cappel Markus J. CCXI Common Stock S - Sale D 11.8565 -5,459 -65 75,000
2012-09-27 2012-09-25 4 Cappel Markus J. CCXI Common Stock M - Exercise D 4.3000 1,783 8 80,459
2012-09-27 2012-09-25 4 Cappel Markus J. CCXI Common Stock M - Exercise D 0.6000 3,676 2 78,676
2012-09-27 2012-09-25 4 Jaen Juan C. CCXI Common Stock S - Sale D 11.9551 -7,401 -88 63,233
2012-09-24 2012-09-24 4 Jaen Juan C. CCXI Common Stock S - Sale D 11.9623 -2,705 -32 70,634
2012-09-24 2012-09-21 4 Jaen Juan C. CCXI Common Stock S - Sale D 12.0084 -200 -2 73,339
2012-09-24 2012-09-20 4 Jaen Juan C. CCXI Common Stock S - Sale D 12.0076 -661 -8 73,539
2012-09-24 2012-09-24 4 Bekker Petrus CCXI Employee Stock Option (right to buy) M - Exercise D 0.60 -100 61,800
2012-09-24 2012-09-24 4 Bekker Petrus CCXI Common Stock S - Sale D 12.0050 -100 -1 62,500
2012-09-24 2012-09-24 4 Bekker Petrus CCXI Common Stock M - Exercise D 0.6000 100 0 62,600
2012-09-24 2012-09-20 4 Bekker Petrus CCXI Employee Stock Option (right to buy) M - Exercise D 0.60 -200 61,900
2012-09-24 2012-09-20 4 Bekker Petrus CCXI Common Stock S - Sale D 12.0200 -200 -2 62,500
2012-09-24 2012-09-20 4 Bekker Petrus CCXI Common Stock M - Exercise D 0.6000 200 0 62,700
2012-09-19 2012-09-17 4 Bekker Petrus CCXI Employee Stock Option (right to buy) M - Exercise D 0.60 -400 62,100
2012-09-19 2012-09-17 4 Bekker Petrus CCXI Common Stock S - Sale D 12.1225 -400 -5 62,500
2012-09-19 2012-09-17 4 Bekker Petrus CCXI Common Stock M - Exercise D 0.6000 400 0 62,900
2012-09-19 2012-09-17 4 Jaen Juan C. CCXI Common Stock S - Sale D 12.0475 -800 -10 74,200
2012-09-19 2012-09-18 4 LUCAS ROGER C CCXI Common Stock S - Sale D 11.7120 -1,200 -14 95,000
2012-09-19 2012-09-17 4 LUCAS ROGER C CCXI Common Stock S - Sale D 11.9174 -3,800 -45 96,200
2012-08-31 3 LAMPERT MARK N By BVF Investments, L.L.C. CCXI Common Stock, $0.001 par value I 3,710,277
2012-08-31 3 LAMPERT MARK N By Biotechnology Value Fund II, L.P. CCXI Common Stock, $0.001 par value I 376,150
2012-08-31 3 LAMPERT MARK N By Biotechnology Value Fund, L.P. CCXI Common Stock, $0.001 par value I 651,640
2012-07-26 2012-07-24 4 KANAYA SUSAN M CCXI Employee Stock Option (right to buy) A - Award D 14.31 121,166 121,166
2012-07-26 2012-07-24 4 Cappel Markus J. CCXI Employee Stock Option (right to buy) A - Award D 14.31 123,156 123,156
2012-07-26 2012-07-24 4 Jaen Juan C. CCXI Employee Stock Option (right to buy) A - Award D 14.31 110,664 110,664
2012-07-26 2012-07-24 4 Bekker Petrus CCXI Employee Stock Option (right to buy) A - Award D 14.31 104,289 104,289
2012-07-26 2012-07-24 4 Schall Thomas J. CCXI Employee Stock Option (right to buy) A - Award D 14.31 485,088 485,088
2012-06-26 2012-06-22 4 FECZKO JOSEPH M CCXI Stock Option (right to buy) A - Award D 14.42 12,500 12,500
2012-06-26 2012-06-22 4 Tyree James L CCXI Stock Option (right to buy) A - Award D 14.42 12,500 12,500
2012-06-26 2012-06-22 4 PENHOET EDWARD CCXI Stock Option (right to buy) A - Award D 14.42 12,500 12,500
2012-06-26 2012-06-22 4 Parker Geoffrey M. CCXI Stock Option (right to buy) A - Award D 14.42 12,500 12,500
2012-06-26 2012-06-22 4 Gupta Rishi CCXI Stock Option (right to buy) A - Award D 14.42 12,500 12,500
2012-06-26 2012-06-22 4 LUCAS ROGER C CCXI Stock Option (right to buy) A - Award D 14.42 12,500 12,500
2012-06-07 3 Tyree James L CCXI No securities are beneficially owned D 0
2012-06-07 2012-06-05 4 Tyree James L CCXI Stock Option (right to buy) A - Award D 12.62 25,000 25,000
2012-04-27 3 FECZKO JOSEPH M CCXI No securities are beneficially owned D 0
2012-04-27 2012-04-25 4 FECZKO JOSEPH M CCXI Stock Option (right to buy) A - Award D 15.90 25,000 25,000
2012-02-29 2012-02-27 4 KANAYA SUSAN M CCXI Employee Stock Option (right to buy) A - Award D 10.27 22,090 22,090
2012-02-29 2012-02-27 4 Cappel Markus J. CCXI Employee Stock Option (right to buy) A - Award D 10.27 24,348 24,348
2012-02-29 2012-02-27 4 Jaen Juan C. CCXI Employee Stock Option (right to buy) A - Award D 10.27 24,712 24,712
2012-02-29 2012-02-27 4 Bekker Petrus CCXI Employee Stock Option (right to buy) A - Award D 10.27 19,632 19,632
2012-02-29 2012-02-27 4 Schall Thomas J. CCXI Employee Stock Option (right to buy) A - Award D 10.27 175,000 175,000
2012-02-15 2012-02-13 4 GLAXOSMITHKLINE PLC By Corporation CCXI Series E Preferred Stock C - Conversion I -6,793,478 0
2012-02-15 2012-02-13 4 GLAXOSMITHKLINE PLC By Corporation CCXI Series D Preferred Stock C - Conversion I -6,493,506 0
2012-02-15 2012-02-13 4 GLAXOSMITHKLINE PLC By Corporation CCXI Common Stock C - Conversion I 3,396,739 7,343,492
2012-02-15 2012-02-13 4 GLAXOSMITHKLINE PLC By Corporation CCXI Common Stock C - Conversion I 3,246,753 3,946,753
2012-02-15 2012-02-13 4 PENHOET EDWARD By Alta Embarcadero BioPharma Partners III, LLC CCXI Series C Preferred Stock C - Conversion I -10,540 0
2012-02-15 2012-02-13 4 PENHOET EDWARD By Alta Embarcadero BioPharma Partners III, LLC CCXI Series B Preferred Stock C - Conversion I -73,793 0
2012-02-15 2012-02-13 4 PENHOET EDWARD By Alta BioPharma Partners III, L.P. CCXI Series C Preferred Stock C - Conversion I -427,683 0
2012-02-15 2012-02-13 4 PENHOET EDWARD By Alta BioPharma Partners III, L.P. CCXI Series B Preferred Stock C - Conversion I -2,994,341 0
2012-02-15 2012-02-13 4 PENHOET EDWARD By Alta BioPharma Partners III GmbH & Co. Beteligungs KG CCXI Series C Preferred Stock C - Conversion I -28,723 0
2012-02-15 2012-02-13 4 PENHOET EDWARD By Alta BioPharma Partners III GmbH & Co. Beteiligungs KG CCXI Series B Preferred Stock C - Conversion I -201,097 0
2012-02-15 2012-02-13 4 PENHOET EDWARD By Alta Embarcadero BioPharma Partners III, LLC CCXI Common Stock C - Conversion I 42,166 1,868,088
2012-02-15 2012-02-13 4 PENHOET EDWARD By Alta BioPharma Partners III, L.P. CCXI Common Stock C - Conversion I 1,711,012 1,825,922
2012-02-15 2012-02-13 4 PENHOET EDWARD By Alta BioPharma Partners III GmbH & Co. Beteiligungs KG CCXI Common Stock C - Conversion I 114,910 114,910
2012-02-15 2012-02-13 4 ORBIMED ADVISORS LLC See Footnotes CCXI Series C Preferred Stock C - Conversion I -242,674 0
2012-02-15 2012-02-13 4 ORBIMED ADVISORS LLC See Footnotes CCXI Series B Preferred Stock C - Conversion I -1,574,345 0
2012-02-15 2012-02-13 4 ORBIMED ADVISORS LLC See Footnotes CCXI Series C Preferred Stock C - Conversion I -514,354 0
2012-02-15 2012-02-13 4 ORBIMED ADVISORS LLC See Footnotes CCXI Series B Preferred Stock C - Conversion I -3,888,423 0
2012-02-15 2012-02-13 4 ORBIMED ADVISORS LLC See Footnotes CCXI Series C Preferred Stock C - Conversion I -10,706 0
2012-02-15 2012-02-13 4 ORBIMED ADVISORS LLC See Footnotes CCXI Series B Preferred Stock C - Conversion I -78,928 0
2012-02-15 2012-02-13 4 ORBIMED ADVISORS LLC See Footnotes CCXI Common Stock C - Conversion I 908,509 908,509
2012-02-15 2012-02-13 4 ORBIMED ADVISORS LLC See Footnotes CCXI Common Stock C - Conversion I 2,201,388 2,201,388
2012-02-15 2012-02-13 4 ORBIMED ADVISORS LLC See Footnotes CCXI Common Stock C - Conversion I 44,817 44,817
2012-02-14 2012-02-13 4 TECHNE CORP /MN/ CCXI Warrant A - Award D 20.00 150,000 150,000
2012-02-14 2012-02-13 4 TECHNE CORP /MN/ CCXI Convertible Promissory Note C - Conversion D 0
2012-02-14 2012-02-13 4 TECHNE CORP /MN/ CCXI Series A Preferred Stock C - Conversion D -5,000,000 0
2012-02-14 2012-02-13 4 TECHNE CORP /MN/ CCXI Series D Preferred Stock C - Conversion D -1,257,149 0
2012-02-14 2012-02-13 4 TECHNE CORP /MN/ CCXI Series C Preferred Stock C - Conversion D -1,223,148 0
2012-02-14 2012-02-13 4 TECHNE CORP /MN/ CCXI Series B Preferred Stock C - Conversion D -1,946,836 0
2012-02-14 2012-02-13 4 TECHNE CORP /MN/ CCXI Common Stock P - Purchase D 10.0000 500,000 5,000 6,235,056
2012-02-14 2012-02-13 4 TECHNE CORP /MN/ CCXI Common Stock C - Conversion D 1,021,490 5,735,056
2012-02-14 2012-02-13 4 TECHNE CORP /MN/ CCXI Common Stock C - Conversion D 4,713,566 4,713,566
2012-02-14 2012-02-13 4 LUCAS ROGER C CCXI Series B Preferred Stock C - Conversion D -100,000 0
2012-02-14 2012-02-13 4 LUCAS ROGER C CCXI Common Stock C - Conversion D 50,000 100,000
2012-02-13 2012-02-10 4 Parker Geoffrey M. CCXI Common Stock P - Purchase D 10.9700 4,600 50 4,600
2012-02-09 3 GLAXOSMITHKLINE PLC By Corporation CCXI Common Stock, par value $0.001 per share I 700,000
2012-02-08 3 Cappel Markus J. CCXI Common Stock D 75,000
2012-02-08 3 Jaen Juan C. CCXI Common Stock D 75,000
2012-02-08 3 Bekker Petrus CCXI Common Stock D 62,500
2012-02-08 3 Schall Thomas J. CCXI Common Stock D 2,316,667
2012-02-08 3 LUCAS ROGER C CCXI Common Stock D 50,000
P
गैर-डेरिवेटिव या डेरिवेटिव प्रतिभूति की खुला बाज़ार या निजी खरीद
S
गैर-डेरिवेटिव या डेरिवेटिव प्रतिभूति का खुला बाज़ार या निजी बिक्री
A
कंपनी से प्रतिभूतियों का अनुदान, पुरस्कार या अन्य अधिग्रहण (जैसे एक ऑप्शन)
C
डेरिवेटिव का रूपांतरण
D
कंपनी को प्रतिभूतियों की बिक्री या हस्तांतरण
F
कंपनी से प्राप्त प्रतिभूतियों के हिस्से का उपयोग करके एक्सरसाइज मूल्य या कर दायित्व का भुगतान
G
इनसाइडर द्वारा या उसे प्रतिभूतियों का उपहार
K
इक्विटी स्वैप और समान हेजिंग लेनदेन
M
कंपनी से प्राप्त डेरिवेटिव प्रतिभूति के एक्सरसाइज या रूपांतरण (जैसे कि एक ऑप्शन)
V
किसी लेन-देन को स्वेच्छा से फॉर्म 4 पर रिपोर्ट किया गया
J
अन्य (लेन-देन का वर्णन करने वाले फ़ुटनोट के साथ)
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