GDPM / GOODRICH PETROLEUM CORP - Insider Trading and Ownership Report - SEC Form 3, 4, 5

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इनसाइडर शेयर7,010,339 shares
इनसाइडर सेंटीमेंट स्कोर

इनसाइडर सेंटीमेंट स्कोर उन कंपनियों का पता लगाता है जिन्हें कॉर्पोरेट इनसाइडर द्वारा खरीदा जा रहा है।

यह एक परिष्कृत, बहु-कारक मात्रात्मक मॉडल का परिणाम है जो इनसाइडर संचय के उच्चतम स्तर वाली कंपनियों की पहचान करता है। स्कोरिंग मॉडल पिछले 90 दिनों में खरीदने वाले इनसाइडर की शुद्ध संख्या, फ्लोट के प्रतिशत के रूप में खरीदे गए कुल शेयर और इनसाइडर के स्वामित्व वाले कुल शेयरों के संयोजन का उपयोग करता है। संख्या 0 से 100 तक होती है, उच्च संख्याएं अपने प्रतिद्वंदिओ के लिए संचय के उच्च स्तर का संकेत देती हैं, और 50 औसत है।

अपडेट फ्रीक्वेंसी: दैनिक

इनसाइडर्स टॉप पिक्स देखें, जो उच्चतम इनसाइडर संचय वाली कंपनियों की एक सूची प्रदान करता है।

उच्चतम रैंकिंग वाले स्टॉक देखें
ऑफिसर सेंटीमेंट स्कोर

ऑफिसर सेंटीमेंट स्कोर से पता चलता है कि कंपनियों को कॉर्पोरेट ऑफिसर द्वारा खरीदा जा रहा है।

परिभाषा के अनुसार कॉर्पोरेट ऑफिसर कॉर्पोरेट इनसाइडर्स होते हैं, लेकिन कुछ अन्य इनसाइडर्स (10% शेयरधारक और बोर्ड सदस्य) के विपरीत, ऑफिसर कंपनी के लिए दैनिक आधार पर काम करते हैं, और व्यापार करते समय वे अपने स्वयं के पैसे का उपयोग करते हैं। (10% शेयरधारक और बोर्ड सदस्य अक्सर अन्य लोगों के पैसे का प्रबंधन करने वाले फंड मैनेजर होते हैं।) इस प्रकार, ऑफिसर द्वारा किए गए इनसाइडर व्यापार बहुत अधिक महत्वपूर्ण होते हैं और उनके साथ उचित व्यवहार किया जाना चाहिए।

इनसाइडर सेंटीमेंट स्कोर की तरह, ऑफिसर सेंटीमेंट स्कोर एक परिष्कृत, बहु-कारक मात्रात्मक मॉडल का परिणाम है जो उच्चतम स्तर के ऑफिसर संचय वाली कंपनियों की पहचान करता है।

अपडेट फ्रीक्वेंसी: दैनिक

इनसाइडर्स टॉप पिक्स देखें, जो उच्चतम इनसाइडर सेंटीमेंट वाली कंपनियों की एक सूची प्रदान करता है।

उच्चतम रैंकिंग वाले स्टॉक देखें
मुख्य इनसाइडर मेट्रिक्स

यह कार्ड दिखाता है कि कंपनी विभिन्न इनसाइडर मेट्रिक्स के साथ कैसे रैंक करती है। प्रतिशतक रैंक से पता चलता है कि यह कंपनी अमेरिकी बाज़ारों में अन्य कंपनियों से कैसे तुलना करती है। ऊंची रैंकिंग बेहतर स्थितियों का संकेत है।

उदाहरण के लिए, यह आम तौर पर स्वीकार किया जाता है कि इनसाइडर खरीदारी एक सकारात्मक संकेतक है, इसलिए अधिक इनसाइडर खरीदारी वाली कंपनियां कम इनसाइडर खरीदारी (या यहां तक कि इनसाइडर बिक्री) वाली कंपनियों की तुलना में उच्च रैंक पर होंगी।

खरीदने वाले इनसाइडर की शुद्ध संख्या (रैंक)

N/A

इनसाइडर ख़रीदारी की कुल संख्या, पिछले 90 दिनों में बेचने वाले इनसाइडर की कुल संख्या को घटाकर ख़रीदने वाले इनसाइडर की कुल संख्या है। प्रतिशतक रैंक यहां दिखाई गई है (0 से 100% तक)।

इनसाइडर द्वारा खरीदे गए फ़्लोट का प्रतिशत (रैंक)

N/A

इनसाइडर द्वारा खरीदे गए फ्लोट का प्रतिशत इनसाइडर द्वारा खरीदे गए शेयरों की कुल संख्या है, जिसमें पिछले 90 दिनों में इनसाइडर द्वारा बेचे गए शेयरों की कुल संख्या को घटाकर, कुल फ्लोट से विभाजित किया जाता है और 100 से गुणा किया जाता है।

इनसाइडर ट्रेडिंग चार्ट

GOODRICH PETROLEUM CORP इनसाइडर व्यापार निम्नलिखित चार्ट में दिखाए गए हैं। इनसाइडर किसी कंपनी के ऑफिसर, निदेशक या महत्वपूर्ण निवेशक होते हैं। सामान्य तौर पर, इनसाइडर के लिए सामग्री, गैर-सार्वजनिक जानकारी के आधार पर अपनी कंपनियों में व्यापार करना आम तौर पर अवैध है। इसका मतलब यह नहीं है कि उनके लिए अपनी कंपनियों में कोई भी व्यापार करना गैरकानूनी है। हालाँकि, उन्हें फॉर्म 4 के माध्यम से SEC को सभी ट्रेडों की रिपोर्ट करनी होगी।

इनसाइडर रोस्टर और प्रॉफिटेबिलिटी मेट्रिक्स

यह तालिका ज्ञात इनसाइडर की सूची दिखाती है, और SEC को बताई गई फाइलिंग से स्वचालित रूप से उत्पन्न होती है। नामों, सबसे हालिया शीर्षक, और निदेशक, ऑफिसर, या 10% मालिक पदनाम के अलावा, हम नवीनतम प्रकट होल्डिंग्स प्रदान करते हैं। इसके अतिरिक्त, जब भी संभव हो हम इनसाइडर के लिए ऐतिहासिक व्यापार प्रदर्शन प्रदान करते हैं। ऐतिहासिक व्यापार प्रदर्शन इनसाइडर द्वारा किए गए वास्तविक खुले बाजार खरीद लेनदेन के प्रदर्शन का एक भारित औसत है। इसकी गणना कैसे की जाती है, इसके बारे में अधिक जानकारी के लिए, यह YouTube वेबिनार देखें।

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इनसाइडर औसत लाभ (%) शेयर
ओन्ड		 विभाजित
समायोजित

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इनसाइडर खरीद के ट्रैक रिकॉर्ड - अल्पकालिक लाभ विश्लेषण

इस अनुभाग में, हम GDPM / GOODRICH PETROLEUM CORP में की गई प्रत्येक अनियोजित, खुले बाज़ार की इनसाइडर खरीदारी की लाभप्रदता का विश्लेषण करते हैं। यह विश्लेषण यह समझने में मदद करता है कि क्या इनसाइडर लगातार असामान्य रिटर्न उत्पन्न करता है, और यह अनुसरण करने योग्य है। यह विश्लेषण प्रत्येक व्यापार के बाद एक वर्ष के लिए है, और यह परिणाम सैद्धांतिक हैं .

निम्न टेबल्स सबसे हालिया खुले बाज़ार की खरीदारी को दर्शाती है जो स्वचालित ट्रेडिंग योजना का हिस्सा नहीं थी।

व्यापार की तिथि इनसाइडर रिपोर्टेड
शेयर		 रिपोर्टेड
कीमत		 समायोजित
शेयर		 समायोजित
कीमत		 मूल लागत दिन
अधिकतम		 मूल्य
अधिकतम		 अधिकतम
लाभ ($)		 अधिकतम रिटर्न (%)
2020-03-10 GOODRICH WALTER G 15,250 3.4542 15,250 3.4542 52,677 252 12.8400 143,134 271.73
2020-03-09 BARKER ROBERT T 500 3.6400 500 3.6400 1,820
2020-03-09 TURNHAM ROBERT C JR 3,500 4.2300 3,500 4.2300 14,805
2018-03-29 Gen IV Investment Opportunities, LLC 69,519 10.7500 69,519 10.7500 747,329

समायोजित कीमत विभाजित-समायोजित कीमत है। समायोजित शेयर विभाजित-समायोजित शेयर हैं।

GDPM / GOODRICH PETROLEUM CORP Insider Trades
इनसाइडर बिक्री के ट्रैक रिकॉर्ड - अल्पकालिक हानि विश्लेषण

इस अनुभाग में, हम GDPM / GOODRICH PETROLEUM CORP में की गई प्रत्येक अनियोजित, खुले बाज़ार की इनसाइडर बिक्री के अल्पकालिक नुकसान से बचने का विश्लेषण करते हैं। हानि से बचने का एक सुसंगत पैटर्न यह सुझाव दे सकता है कि भविष्य में बिक्री लेनदेन कीमत में गिरावट की भविष्यवाणी कर सकते हैं। यह विश्लेषण प्रत्येक व्यापार के बाद एक वर्ष के लिए है, और यह परिणाम सैद्धांतिक हैं .

निम्न टेबल्स सबसे हालिया खुले बाज़ार की बिक्री को दर्शाती है जो स्वचालित ट्रेडिंग योजना का हिस्सा नहीं थी।

व्यापार की तिथि इनसाइडर रिपोर्टेड
शेयर		 रिपोर्टेड
कीमत		 समायोजित
शेयर		 समायोजित
कीमत		 मूल लागत दिन
न्यूनतम		 मूल्य
न्यूनतम		 अधिकतम हानि
बचाया ($)		 अधिकतम हानि
बचाया (%)
2021-11-22 Gen IV Investment Opportunities, LLC 1,838,510 23.0000 1,838,510 23.0000 42,285,730 31 0.0000 -42,285,730 -100.00
2021-10-04 Anchorage Capital Group, L.L.C. 77,407 24.0000 77,407 24.0000 1,857,768
2021-10-04 Anchorage Capital Group, L.L.C. 72,593 24.0000 72,593 24.0000 1,742,232
2021-09-22 Anchorage Capital Group, L.L.C. 177,278 19.0000 177,278 19.0000 3,368,282
2021-09-22 Anchorage Capital Group, L.L.C. 189,032 19.0000 189,032 19.0000 3,591,608
2018-03-20 FRANKLIN RESOURCES INC 655,660 10.7500 655,660 10.7500 7,048,345
2018-03-16 FRANKLIN RESOURCES INC 25,953 10.7615 25,953 10.7615 279,293
2018-03-15 FRANKLIN RESOURCES INC 2,600 11.0788 2,600 11.0788 28,805
2018-03-14 FRANKLIN RESOURCES INC 200 11.1350 200 11.1350 2,227

समायोजित कीमत विभाजित-समायोजित कीमत है। समायोजित शेयर विभाजित-समायोजित शेयर हैं।

GDPM / GOODRICH PETROLEUM CORP Insider Trades
ट्रांजेक्शन इतिहास

संपूर्ण लेन-देन इतिहास देखने के लिए लिंक आइकन पर क्लिक करें। 10b5-1 स्वचालित ट्रेडिंग योजना के भाग के रूप में रिपोर्ट किए गए लेन-देन में 10b-5 चिह्नित कॉलम में एक X अंकित होगा।

फ़ाइल
तिथि		 व्यापार
तिथि		 फॉर्म इनसाइडर टिकर प्रतिभूति वर्ग कोड 10b5-1 प्रत्यक्ष एक्सरसाइज
कीमत		 यूनिट
कीमत		 यूनिटस
परिवर्तित		 वैल्यू
परिवर्तित (1K)		 शेष
ऑप्शन		 शेष
शेयर
2021-12-28 2021-12-23 4 Paloma Partners VI Holdings, LLC See footnotes GDP Common Stock J - Other I -1,838,510 0
2021-12-28 2021-12-23 4 FRANKLIN RESOURCES INC GDPM Common Stock U - Other I 23.0000 -3,581,913 -82,384 0
2021-12-23 2021-12-23 4 Sondey Edward J. GDP Phantom Stock M - Exercise D -10,804 0
2021-12-23 2021-12-23 4 Sondey Edward J. GDP Common Stock U - Other D 23.0000 -37,237 -856 0
2021-12-23 2021-12-23 4 Sondey Edward J. GDP Common Stock M - Exercise D 10,804 37,237
2021-12-23 2021-12-23 4 Souers Thomas M GDP Phantom Stock M - Exercise D -10,804 0
2021-12-23 2021-12-23 4 Souers Thomas M GDP Common Stock U - Other D 23.0000 -69,589 -1,601 0
2021-12-23 2021-12-23 4 Souers Thomas M GDP Common Stock M - Exercise D 10,804 69,589
2021-12-23 2021-12-23 4 TURNHAM ROBERT C JR GDP Common Stock U - Other D 23.0000 -681,623 -15,677 0
2021-12-23 2021-12-23 4 McWatters Kristen GDP Phantom Stock (Performance Units) M - Exercise D -10,000 0
2021-12-23 2021-12-23 4 McWatters Kristen GDP Phantom Stock M - Exercise D -1,667 0
2021-12-23 2021-12-23 4 McWatters Kristen GDP Common Stock U - Other D 23.0000 -23,099 -531 0
2021-12-23 2021-12-23 4 McWatters Kristen GDP Common Stock M - Exercise D 11,667 23,099
2021-12-23 2021-12-23 4 Serota Jeffrey GDP Phantom Stock M - Exercise D -10,804 0
2021-12-23 2021-12-23 4 Serota Jeffrey GDP Common Stock U - Other D 23.0000 -37,237 -856 0
2021-12-23 2021-12-23 4 Serota Jeffrey GDP Common Stock M - Exercise D 10,804 37,237
2021-12-23 2021-12-23 4 Leight Kenneth Adam GDP Phantom Stock M - Exercise D -10,804 0
2021-12-23 2021-12-23 4 Leight Kenneth Adam GDP Common Stock U - Other D 23.0000 -72,089 -1,658 0
2021-12-23 2021-12-23 4 Leight Kenneth Adam GDP Common Stock M - Exercise D 10,804 72,089
2021-12-23 2021-12-23 4 LEULIETTE TIMOTHY D GDP Phantom Stock M - Exercise D -10,804 0
2021-12-23 2021-12-23 4 LEULIETTE TIMOTHY D GDP Common Stock U - Other D 23.0000 -69,589 -1,601 0
2021-12-23 2021-12-23 4 LEULIETTE TIMOTHY D GDP Common Stock M - Exercise D 10,804 69,589
2021-12-23 2021-12-23 4 GOODRICH WALTER G GDP Common Stock U - Other D 23.0000 -677,853 -15,591 0
2021-12-23 2021-12-15 4 GOODRICH WALTER G GDP Common Stock G - Gift D -15,500 677,853
2021-12-23 2021-12-23 4 Killelea Michael J GDP Phantom Stock (Performance Units) M - Exercise D -63,314 0
2021-12-23 2021-12-23 4 Killelea Michael J GDP Phantom Stock M - Exercise D -10,553 0
2021-12-23 2021-12-23 4 Killelea Michael J GDP Common Stock U - Other D 23.0000 -269,280 -6,193 0
2021-12-23 2021-12-23 4 Killelea Michael J GDP Common Stock M - Exercise D 73,867 269,280
2021-12-23 2021-12-23 4 Coleman Ronald F GDP Phantom Stock M - Exercise D -10,804 0
2021-12-23 2021-12-23 4 Coleman Ronald F GDP Common Stock U - Other D 23.0000 -88,589 -2,038 0
2021-12-23 2021-12-23 4 Coleman Ronald F GDP Common Stock M - Exercise D 10,804 88,589
2021-12-14 2021-12-10 4 Sondey Edward J. GDP Phantom Stock M - Exercise D -11,042 0
2021-12-14 2021-12-10 4 Sondey Edward J. GDP Common Stock M - Exercise D 11,042 26,433
2021-12-14 2021-12-10 4 Souers Thomas M GDP Phantom Stock M - Exercise D -11,042 0
2021-12-14 2021-12-10 4 Souers Thomas M GDP Common Stock M - Exercise D 11,042 58,785
2021-12-14 2021-12-10 4 Serota Jeffrey GDP Phantom Stock M - Exercise D -11,042 0
2021-12-14 2021-12-10 4 Serota Jeffrey GDP Common Stock F - Taxes D 11.3200 -3,730 -42 142,160
2021-12-14 2021-12-10 4 Serota Jeffrey GDP Common Stock M - Exercise D 11,042 26,433
2021-12-14 2021-12-10 4 Leight Kenneth Adam GDP Phantom Stock M - Exercise D -11,042 0
2021-12-14 2021-12-10 4 Leight Kenneth Adam GDP Common Stock M - Exercise D 11,042 61,285
2021-12-14 2021-12-10 4 LEULIETTE TIMOTHY D GDP Phantom Stock M - Exercise D -11,042 0
2021-12-14 2021-12-10 4 LEULIETTE TIMOTHY D GDP Common Stock M - Exercise D 11,042 58,785
2021-12-14 2021-12-10 4 Coleman Ronald F GDP Phantom Stock M - Exercise D -11,042 0
2021-12-14 2021-12-10 4 Coleman Ronald F GDP Common Stock M - Exercise D 11,042 77,785
2021-12-14 2021-12-10 4 Killelea Michael J GDP Phantom Stock M - Exercise D 10,553 10,553
2021-12-14 2021-12-10 4 Killelea Michael J GDP Common Stock F - Taxes D 22.9800 -4,103 -94 195,413
2021-12-14 2021-12-10 4 Killelea Michael J GDP Common Stock M - Exercise D 10,553 199,516
2021-12-14 2021-12-10 4 McWatters Kristen GDP phantom Stock M - Exercise D 1,667 1,667
2021-12-14 2021-12-10 4 McWatters Kristen GDP Common Stock F - Taxes D 22.9800 -406 -9 11,432
2021-12-14 2021-12-10 4 McWatters Kristen GDP Common Stock M - Exercise D 1,667 11,838
2021-12-13 2021-12-09 4 FRANKLIN RESOURCES INC GDPM Convertible Notes C - Conversion I 21.33 21.3300 -1,347,918 -28,751 0
2021-12-13 2021-12-09 4 FRANKLIN RESOURCES INC GDPM Convertible Notes J - Other I 21.33 26,955 1,347,918
2021-12-13 2021-12-09 4 FRANKLIN RESOURCES INC GDPM Common Stock C - Conversion I 21.3300 1,347,918 28,751 3,581,913
2021-12-01 3 EnCap Partners GP, LLC See footnotes GDP Common Stock I 1,838,510
2021-11-22 2021-11-22 4 Gen IV Investment Opportunities, LLC GDP Common Stock S - Sale D 23.0000 -1,838,510 -42,286 0
2021-10-19 2021-10-15 4 FRANKLIN RESOURCES INC GDPM Convertible Notes J - Other I 21.33 43,127 1,320,963
2021-10-06 2021-10-04 4 Anchorage Capital Group, L.L.C. By Anchorage Illiquid Opportunities V, L.P. GDP Common Stock S - Sale I 24.0000 -72,593 -1,742 606,928
2021-10-06 2021-10-04 4 Anchorage Capital Group, L.L.C. By AIO V AIV 1 Holdings, L.P. GDP Common Stock S - Sale I 24.0000 -77,407 -1,858 543,072
2021-09-24 2021-09-22 4 Anchorage Capital Group, L.L.C. By Anchorage Illiquid Opportunities V, L.P.( GDP Common Stock S - Sale I 19.0000 -177,278 -3,368 679,521
2021-09-24 2021-09-22 4 Anchorage Capital Group, L.L.C. By AIO V AIV 1 Holdings, L.P. GDP Common Stock S - Sale I 19.0000 -189,032 -3,592 620,479
2021-09-10 2021-09-08 4 Anchorage Capital Group, L.L.C. By Anchorage Illiquid Opportunities V, L.P. GDP Warrants (Right to Buy) X - Other I -46,670 0
2021-09-10 2021-09-08 4 Anchorage Capital Group, L.L.C. By AIO V AIV 1 Holdings, L.P. GDP Warrants (Right to Buy) X - Other I -49,762 0
2021-09-10 2021-09-08 4 Anchorage Capital Group, L.L.C. By Anchorage Illiquid Opportunities V, L.P. GDP Common Stock X - Other I 46,670 856,799
2021-09-10 2021-09-08 4 Anchorage Capital Group, L.L.C. By AIO V AIV 1 Holdings, L.P. GDP Common Stock X - Other I 49,762 809,511
2021-07-19 2021-07-15 4 FRANKLIN RESOURCES INC GDPM Convertible Notes J - Other I 21.33 41,719 1,277,836
2021-05-20 2021-05-18 4 Souers Thomas M GDP Phantom Stock A - Award D 10,804 10,804
2021-05-20 2021-05-18 4 Sondey Edward J. GDP Phantom Stock A - Award D 10,804 10,804
2021-05-20 2021-05-18 4 Serota Jeffrey GDP Phantom Stock A - Award D 10,804 10,804
2021-05-20 2021-05-18 4 LEULIETTE TIMOTHY D GDP Phantom Stock A - Award D 10,804 10,804
2021-05-20 2021-05-18 4 Leight Kenneth Adam GDP Phantom Stock A - Award D 10,804 10,804
2021-05-20 2021-05-18 4 Coleman Ronald F GDP Phantom Stock A - Award D 10,804 10,804
2021-04-19 2021-04-15 4 FRANKLIN RESOURCES INC GDPM Convertible Notes J - Other I 21.33 16,465 1,236,117
2021-03-11 2021-03-09 4 Anchorage Capital Group, L.L.C. By Anchorage Illiquid Opportunities Master VII (D), L.P. GDP 13.50% Convertible Second Lien Senior Secured Notes due 2023 P - Purchase I 21.33 4,174,000.0000
2021-03-11 2021-03-09 4 Anchorage Capital Group, L.L.C. By Anchorage Illiquid Opportunities Master VII (D), L.P. GDP 13.50% Convertible Second Lien Senior Secured Notes due 2023 P - Purchase I 21.33 4,174,000.0000
2021-03-11 2021-03-09 4 Anchorage Capital Group, L.L.C. By Anchorage Illiquid Opportunities Master VII (D), L.P. GDP 13.50% Convertible Second Lien Senior Secured Notes due 2023 P - Purchase I 21.33 4,174,000.0000
2021-03-11 2021-03-09 4 FRANKLIN RESOURCES INC GDPM Convertible Notes J - Other I 21.33 -698,046 0
2021-03-11 2021-03-09 4 FRANKLIN RESOURCES INC GDPM Convertible Notes P - Purchase I 21.33 1,219,652 1,219,652
2021-01-20 2021-01-15 4 FRANKLIN RESOURCES INC GDPM Convertible Notes J - Other I 21.33 22,790 698,046
2021-01-15 2021-01-13 4 TURNHAM ROBERT C JR GDP Common Stock F - Taxes D 10.5800 -1,078 -11 681,623
2021-01-15 2021-01-13 4 Killelea Michael J GDP Common Stock F - Taxes D 10.5800 -251 -3 192,708
2021-01-15 2021-01-07 4 Killelea Michael J GDP Common Stock G - Gift D 10.1100 -1,500 -15 192,959
2021-01-15 2021-01-13 4 GOODRICH WALTER G GDP Common Stock F - Taxes D 10.5800 -1,078 -11 693,353
2020-12-17 3 McWatters Kristen GDP Common Stock D 10,171
2020-12-16 2020-12-14 4 Killelea Michael J GDP Phantom Stock (Performance Units) M - Exercise D -30,199 0
2020-12-16 2020-12-14 4 Killelea Michael J GDP Phantom Stock M - Exercise D -10,066 0
2020-12-16 2020-12-14 4 Killelea Michael J GDP Common Stock F - Taxes D 10.6200 -29,707 -315 194,459
2020-12-16 2020-12-14 4 Killelea Michael J GDP Common Stock M - Exercise D 75,497 224,166
2020-12-16 2020-12-14 4 Killelea Michael J GDP Common Stock F - Taxes D 10.6200 -3,557 -38 148,669
2020-12-16 2020-12-14 4 Killelea Michael J GDP Common Stock M - Exercise D 10,066 152,226
2020-12-16 2020-12-14 4 TURNHAM ROBERT C JR GDP Phantom Stock (Performance Units) M - Exercise D -102,364 0
2020-12-16 2020-12-14 4 TURNHAM ROBERT C JR GDP Phantom Stock M - Exercise D -34,121 0
2020-12-16 2020-12-14 4 TURNHAM ROBERT C JR GDP Common Stock F - Taxes D 10.6200 -100,700 -1,069 682,701
2020-12-16 2020-12-14 4 TURNHAM ROBERT C JR GDP Common Stock M - Exercise D 255,910 783,401
2020-12-16 2020-12-14 4 TURNHAM ROBERT C JR GDP Common Stock F - Taxes D 10.6200 -13,426 -143 527,491
2020-12-16 2020-12-14 4 TURNHAM ROBERT C JR GDP Common Stock M - Exercise D 34,121 540,917
2020-12-16 2020-12-14 4 BARKER ROBERT T GDP Phantom Stock (Performance Units) M - Exercise D -20,153 0
2020-12-16 2020-12-14 4 BARKER ROBERT T GDP Phantom Stock M - Exercise D -6,718 0
2020-12-16 2020-12-14 4 BARKER ROBERT T GDP Common Stock F - Taxes D 10.6200 -19,825 -211 73,122
2020-12-16 2020-12-14 4 BARKER ROBERT T GDP Common Stock M - Exercise D 50,382 92,947
2020-12-16 2020-12-14 4 BARKER ROBERT T GDP Common Stock F - Taxes D 10.6200 -1,635 -17 42,565
2020-12-16 2020-12-14 4 BARKER ROBERT T GDP Common Stock M - Exercise D 6,718 44,200
2020-12-16 2020-12-14 4 GOODRICH WALTER G GDP Phantom Stock (Performance Units) M - Exercise D -102,364 0
2020-12-16 2020-12-14 4 GOODRICH WALTER G GDP Phantom Stock M - Exercise D -34,121 0
2020-12-16 2020-12-14 4 GOODRICH WALTER G GDP Common Stock F - Taxes D 10.6200 -100,700 -1,069 694,431
2020-12-16 2020-12-14 4 GOODRICH WALTER G GDP Common Stock M - Exercise D 255,910 795,131
2020-12-16 2020-12-14 4 GOODRICH WALTER G GDP Common Stock F - Taxes D 10.6200 -13,426 -143 539,221
2020-12-16 2020-12-14 4 GOODRICH WALTER G GDP Common Stock M - Exercise D 34,121 552,647
2020-12-14 2020-12-10 4 Serota Jeffrey GDP Phantom Stock A - Award D 11,042 11,042
2020-12-14 2020-12-10 4 Serota Jeffrey GDP Phantom Stock M - Exercise D -12,575 0
2020-12-14 2020-12-10 4 Serota Jeffrey GDP Common Stock M - Exercise D 12,575 15,391
2020-12-14 2020-12-10 4 Souers Thomas M GDP Phantom Stock A - Award D 11,042 11,042
2020-12-14 2020-12-10 4 Souers Thomas M GDP Phantom Stock M - Exercise D -12,575 0
2020-12-14 2020-12-10 4 Souers Thomas M GDP Common Stock M - Exercise D 12,575 47,743
2020-12-14 2020-12-10 4 Leight Kenneth Adam GDP Phantom Stock A - Award D 11,042 11,042
2020-12-14 2020-12-10 4 Leight Kenneth Adam GDP Phantom Stock M - Exercise D -12,575 0
2020-12-14 2020-12-10 4 Leight Kenneth Adam GDP Common Stock M - Exercise D 12,575 50,243
2020-12-14 2020-12-10 4 Coleman Ronald F GDP Phantom Stock A - Award D 11,042 11,042
2020-12-14 2020-12-10 4 Coleman Ronald F GDP Phantom Stock M - Exercise D -12,575 0
2020-12-14 2020-12-10 4 Coleman Ronald F GDP Common Stock M - Exercise D 12,575 66,743
2020-12-14 2020-12-10 4 LEULIETTE TIMOTHY D GDP Phantom Stock A - Award D 11,042 11,042
2020-12-14 2020-12-10 4 LEULIETTE TIMOTHY D GDP Phantom Stock M - Exercise D -12,575 0
2020-12-14 2020-12-10 4 LEULIETTE TIMOTHY D GDP Common Stock M - Exercise D 12,575 47,743
2020-12-14 2020-12-10 4 Sondey Edward J. GDP Phantom Stock A - Award D 11,042 11,042
2020-12-14 2020-12-10 4 Sondey Edward J. GDP Phantom Stock M - Exercise D -12,575 0
2020-12-14 2020-12-10 4 Sondey Edward J. GDP Common Stock M - Exercise D 12,575 15,391
2020-12-14 2020-12-10 4 Killelea Michael J GDP Phantom Stock M - Exercise D 10,552 21,106
2020-12-14 2020-12-10 4 Killelea Michael J GDP Common Stock F - Taxes D 11.3200 -3,730 -42 142,160
2020-12-14 2020-12-10 4 Killelea Michael J GDP Common Stock M - Exercise D 10,552 145,890
2020-12-14 2020-12-10 4 BARKER ROBERT T GDP Phantom Stock M - Exercise D -3,521 7,043
2020-12-14 2020-12-10 4 BARKER ROBERT T GDP Common Stock F - Taxes D 11.3200 -857 -10 37,482
2020-12-14 2020-12-10 4 BARKER ROBERT T GDP Common Stock M - Exercise D 3,521 38,339
2020-11-12 2020-11-09 4 FRANKLIN RESOURCES INC GDPM Common Stock J - Other I -47,705 2,233,995
2020-10-19 2020-10-15 4 FRANKLIN RESOURCES INC GDPM Convertible Notes J - Other I 21.33 22,046 675,256
2020-07-27 2020-07-15 4/A FRANKLIN RESOURCES INC GDPM Convertible Notes J - Other I 21.33 21,326 653,210
2020-07-17 2020-07-15 4 FRANKLIN RESOURCES INC GDPM Convertible Notes J - Other I 21.33 21,326 653,210
2020-04-17 2020-04-15 4 FRANKLIN RESOURCES INC GDPM Convertible Notes J - Other I 21.33 20,630 631,884
2020-03-10 2020-03-09 4 BARKER ROBERT T GDP Common Stock P - Purchase D 3.6400 500 2 34,818
2020-03-10 2020-03-10 4 GOODRICH WALTER G GDP Common Stock P - Purchase D 3.4542 15,250 53 518,526
2020-03-10 2020-03-09 4 TURNHAM ROBERT C JR GDP Common Stock P - Purchase D 4.2300 3,500 15 506,796
2020-01-31 2019-11-11 5 Killelea Michael J GDP Common Stock G - Gift D 9.6000 -300 -3 136,738
2020-01-31 2019-06-18 5 Killelea Michael J GDP Common Stock G - Gift D 11.1000 -1,000 -11 137,038
2020-01-31 2019-06-14 5 Killelea Michael J GDP Common Stock G - Gift D 11.0100 -1,200 -13 138,038
2020-01-17 2020-01-15 4 FRANKLIN RESOURCES INC GDPM Convertible Notes J - Other I 21.33 19,956 611,254
2019-12-31 2019-12-16 4/A FERCHAU MARK E GDP Phantom Stock M - Exercise D -12,460 12,460
2019-12-31 2019-12-16 4/A FERCHAU MARK E GDP Common Stock F - Taxes D 9.8200 -4,903 -48 187,306
2019-12-31 2019-12-16 4/A FERCHAU MARK E GDP Common Stock M - Exercise D 12,460 192,209
2019-12-18 2019-12-16 4 BARKER ROBERT T GDP Phantom Stock M - Exercise D -6,718 6,718
2019-12-18 2019-12-16 4 BARKER ROBERT T GDP Common Stock F - Taxes D 9.8200 -1,635 -16 34,318
2019-12-18 2019-12-16 4 BARKER ROBERT T GDP Common Stock M - Exercise D 6,718 35,953
2019-12-18 2019-12-16 4 FERCHAU MARK E GDP Phantom Stock M - Exercise D -12,460 12,460
2019-12-18 2019-12-16 4 FERCHAU MARK E GDP Common Stock F - Taxes D 9.8200 -3,034 -30 189,175
2019-12-18 2019-12-16 4 FERCHAU MARK E GDP Common Stock M - Exercise D 12,460 192,209
2019-12-18 2019-12-16 4 GOODRICH WALTER G GDP Phantom Stock M - Exercise D -34,122 34,121
2019-12-18 2019-12-16 4 GOODRICH WALTER G GDP Common Stock F - Taxes D 9.8200 -13,427 -132 503,276
2019-12-18 2019-12-16 4 GOODRICH WALTER G GDP Common Stock M - Exercise D 34,122 516,703
2019-12-18 2019-12-16 4 Killelea Michael J GDP Phantom Stock M - Exercise D -10,066 10,066
2019-12-18 2019-12-16 4 Killelea Michael J GDP Common Stock F - Taxes D 9.8200 -3,558 -35 139,238
2019-12-18 2019-12-16 4 Killelea Michael J GDP Common Stock M - Exercise D 10,066 142,796
2019-12-18 2019-12-16 4 TURNHAM ROBERT C JR GDP Phantom Stock M - Exercise D -34,122 34,121
2019-12-18 2019-12-16 4 TURNHAM ROBERT C JR GDP Common Stock F - Taxes D 9.8200 -13,427 -132 503,296
2019-12-18 2019-12-16 4 TURNHAM ROBERT C JR GDP Common Stock M - Exercise D 34,122 516,723
2019-12-12 2019-12-12 4 Souers Thomas M GDP Phantom Stock M - Exercise D -9,032 0
2019-12-12 2019-12-12 4 Souers Thomas M GDP Common Stock M - Exercise D 9,032 35,168
2019-12-12 2019-12-10 4 Souers Thomas M GDP Phantom Stock A - Award D 12,575 12,575
2019-12-12 2019-12-12 4 Coleman Ronald F GDP Phantom Stock M - Exercise D -9,032 0
2019-12-12 2019-12-12 4 Coleman Ronald F GDP Common Stock M - Exercise D 9,032 54,168
2019-12-12 2019-12-10 4 Coleman Ronald F GDP Phantom Stock A - Award D 12,575 12,575
2019-12-12 2019-12-12 4 Leight Kenneth Adam GDP Phantom Stock M - Exercise D -9,032 0
2019-12-12 2019-12-12 4 Leight Kenneth Adam GDP Common Stock M - Exercise D 9,032 37,668
2019-12-12 2019-12-10 4 Leight Kenneth Adam GDP Phantom Stock A - Award D 12,575 12,575
2019-12-12 2019-12-12 4 LEULIETTE TIMOTHY D GDP Phantom Stock M - Exercise D -9,032 0
2019-12-12 2019-12-12 4 LEULIETTE TIMOTHY D GDP Common Stock M - Exercise D 9,032 35,168
2019-12-12 2019-12-10 4 LEULIETTE TIMOTHY D GDP Phantom Stock A - Award D 12,575 12,575
2019-12-12 2019-12-12 4 Serota Jeffrey GDP Phantom Stock M - Exercise D -2,816 0
2019-12-12 2019-12-12 4 Serota Jeffrey GDP Common Stock M - Exercise D 2,816 2,816
2019-12-12 2019-12-10 4 Serota Jeffrey GDP Phantom Stock A - Award D 12,575 12,575
2019-12-12 2019-12-12 4 Sondey Edward J. GDP Phantom Stock M - Exercise D -2,816 0
2019-12-12 2019-12-12 4 Sondey Edward J. GDP Common Stock M - Exercise D 2,816 2,816
2019-12-12 2019-12-10 4 Sondey Edward J. GDP Phantom Stock A - Award D 12,575 12,575
2019-12-11 2019-12-10 4 Killelea Michael J GDP Performance Share Unit A - Award D 31,657 31,657
2019-12-11 2019-12-10 4 Killelea Michael J GDP Phantom Stock A - Award D 31,658 31,658
2019-12-11 2019-12-09 4 Killelea Michael J GDP Phantom Stock M - Exercise D -23,153 0
2019-12-11 2019-12-09 4 Killelea Michael J GDP Common Stock F - Taxes D 9.7300 -8,184 -80 132,730
2019-12-11 2019-12-09 4 Killelea Michael J GDP Common Stock M - Exercise D 23,153 140,914
2019-12-11 2019-12-09 4 TURNHAM ROBERT C JR GDP Phantom Stock M - Exercise D -58,258 0
2019-12-11 2019-12-09 4 TURNHAM ROBERT C JR GDP Common Stock F - Taxes D 9.7300 -22,924 -223 482,601
2019-12-11 2019-12-09 4 TURNHAM ROBERT C JR GDP Common Stock M - Exercise D 58,258 505,525
2019-12-11 2019-12-10 4 BARKER ROBERT T GDP Performance Share Unit A - Award D 10,563 10,563
2019-12-11 2019-12-10 4 BARKER ROBERT T GDP Phantom Stock A - Award D 10,564 10,564
2019-12-11 2019-12-09 4 BARKER ROBERT T GDP Phantom Stock M - Exercise D -7,542 0
2019-12-11 2019-12-09 4 BARKER ROBERT T GDP Common Stock F - Taxes D 9.7300 -1,836 -18 29,235
2019-12-11 2019-12-09 4 BARKER ROBERT T GDP Common Stock M - Exercise D 7,542 31,071
2019-12-11 2019-12-10 4 FERCHAU MARK E GDP Performance Share Unit A - Award D 39,185 39,185
2019-12-11 2019-12-10 4 FERCHAU MARK E GDP Phantom Stock A - Award D 39,185 39,185
2019-12-11 2019-12-09 4 FERCHAU MARK E GDP Phantom Stock M - Exercise D -28,658 0
2019-12-11 2019-12-09 4 FERCHAU MARK E GDP Common Stock F - Taxes D 9.7300 -6,978 -68 179,749
2019-12-11 2019-12-09 4 FERCHAU MARK E GDP Common Stock M - Exercise D 28,658 186,727
2019-12-11 2019-12-09 4 GOODRICH WALTER G GDP Phantom Stock M - Exercise D -58,258 0
2019-12-11 2019-12-09 4 GOODRICH WALTER G GDP Common Stock F - Taxes D 9.7300 -22,924 -223 482,581
2019-12-11 2019-12-09 4 GOODRICH WALTER G GDP Common Stock M - Exercise D 58,258 505,505
2019-10-17 2019-10-15 4 FRANKLIN RESOURCES INC GDPM Convertible Notes J - Other I 21.33 19,305 591,298
2019-10-16 2019-10-14 4 FERCHAU MARK E GDP Common Stock F - Taxes D 9.1400 -2,493 -23 158,069
2019-10-16 2019-10-14 4 GOODRICH WALTER G GDP Common Stock F - Taxes D 9.1400 -13,433 -123 447,247
2019-10-16 2019-10-14 4 Killelea Michael J GDP Common Stock F - Taxes D 9.1400 -2,815 -26 117,761
2019-10-16 2019-06-05 4 Killelea Michael J GDP Common Stock G - Gift D 11.3600 -2,500 -28 120,576
2019-10-16 2019-10-14 4 BARKER ROBERT T GDP Common Stock F - Taxes D 9.1400 -149 -1 23,529
2019-10-16 2019-10-14 4 TURNHAM ROBERT C JR GDP Common Stock F - Taxes D 9.1400 -13,433 -123 447,267
2019-08-22 2019-08-20 4 Sondey Edward J. GDP Phantom Stock A - Award D 2,816 2,816
2019-08-22 2019-08-20 4 Serota Jeffrey GDP Phantom Stock A - Award D 2,816 2,816
2019-07-17 2019-07-15 4 FRANKLIN RESOURCES INC GDPM Convertible Notes J - Other I 21.33 9,492 571,993
2019-05-31 2018-05-29 4 Killelea Michael J GDP Common Stock F - Taxes D 11.5900 -5,043 -58 123,076
2019-05-31 2019-05-29 4 TURNHAM ROBERT C JR GDP Common Stock F - Taxes D 11.5900 -17,527 -203 460,700
2019-05-31 2019-05-29 4 BARKER ROBERT T GDP Common Stock F - Taxes D 11.5900 -268 -3 23,678
2019-05-31 2019-05-29 4 FERCHAU MARK E GDP Common Stock F - Taxes D 11.5900 -4,466 -52 160,562
2019-05-31 2019-05-29 4 GOODRICH WALTER G GDP Common Stock F - Taxes D 11.5900 -17,527 -203 460,680
2019-05-31 2019-05-31 4 FRANKLIN RESOURCES INC GDPM Convertible Notes P - Purchase I 21.33 562,501 562,501
2019-05-31 2019-05-29 4 FRANKLIN RESOURCES INC GDPM Convertible Notes J - Other I 21.33 -410,156 0
2018-12-18 2018-12-14 4 BARKER ROBERT T GDP Phantom Stock M - Exercise D -6,718 13,436
2018-12-18 2018-12-14 4 BARKER ROBERT T GDP Common Stock F - Taxes D 13.2600 -1,636 -22 23,946
2018-12-18 2018-12-14 4 BARKER ROBERT T GDP Common Stock M - Exercise D 6,718 25,582
2018-12-18 2018-12-14 4 FERCHAU MARK E GDP Phantom Stock M - Exercise D -12,460 24,920
2018-12-18 2018-12-14 4 FERCHAU MARK E GDP Common Stock F - Taxes D 13.2600 -4,654 -62 165,028
2018-12-18 2018-12-14 4 FERCHAU MARK E GDP Common Stock M - Exercise D 12,460 169,682
2018-12-18 2018-12-14 4 GOODRICH WALTER G GDP Phantom Stock M - Exercise D -34,122 68,243
2018-12-18 2018-12-14 4 GOODRICH WALTER G GDP Common Stock F - Taxes D 13.2600 -13,427 -178 478,207
2018-12-18 2018-12-14 4 GOODRICH WALTER G GDP Common Stock M - Exercise D 34,122 491,634
2018-12-18 2018-12-14 4 Killelea Michael J GDP Phantom Stock M - Exercise D -10,067 20,132
2018-12-18 2018-12-14 4 Killelea Michael J GDP Common Stock F - Taxes D 13.2600 -3,760 -50 128,119
2018-12-18 2018-12-14 4 Killelea Michael J GDP Common Stock M - Exercise D 10,067 131,879
2018-12-18 2018-12-14 4 TURNHAM ROBERT C JR GDP Phantom Stock M - Exercise D -34,122 68,243
2018-12-18 2018-12-14 4 TURNHAM ROBERT C JR GDP Common Stock F - Taxes D 13.2600 -13,427 -178 478,227
2018-12-18 2018-12-14 4 TURNHAM ROBERT C JR GDP Common Stock M - Exercise D 34,122 491,654
2018-12-14 2018-12-14 4 Coleman Ronald F GDP Phantom Stock M - Exercise D -11,996 0
2018-12-14 2018-12-14 4 Coleman Ronald F GDP Common Stock M - Exercise D 11,996 45,136
2018-12-14 2018-12-12 4 Coleman Ronald F GDP Phantom Stock A - Award D 9,032 9,032
2018-12-14 2018-12-14 4 LEULIETTE TIMOTHY D GDP Phantom Stock M - Exercise D -11,996 0
2018-12-14 2018-12-14 4 LEULIETTE TIMOTHY D GDP Common Stock M - Exercise D 11,996 26,136
2018-12-14 2018-12-12 4 LEULIETTE TIMOTHY D GDP Phantom Stock A - Award D 9,032 9,032
2018-12-14 2018-12-14 4 PULLY STEVEN J GDP Phantom Stock M - Exercise D -11,996 0
2018-12-14 2018-12-14 4 PULLY STEVEN J GDP Common Stock M - Exercise D 11,996 18,166
2018-12-14 2018-12-12 4 PULLY STEVEN J GDP Phantom Stock A - Award D 9,032 9,032
2018-12-14 2018-12-14 4 Souers Thomas M GDP Phantom Stock M - Exercise D -11,996 0
2018-12-14 2018-12-14 4 Souers Thomas M GDP Common Stock M - Exercise D 11,996 26,136
2018-12-14 2018-12-12 4 Souers Thomas M GDP Phantom Stock A - Award D 9,032 9,032
2018-12-14 2018-12-14 4 Leight Kenneth Adam GDP Phantom Stock M - Exercise D -11,996 0
2018-12-14 2018-12-14 4 Leight Kenneth Adam GDP Common Stock M - Exercise D 11,996 26,136
2018-12-14 2018-12-12 4 Leight Kenneth Adam GDP Phantom Stock A - Award D 9,032 9,032
2018-12-12 2018-12-10 4 Killelea Michael J GDP Phantom Stock M - Exercise D -23,152 23,153
2018-12-12 2018-12-10 4 Killelea Michael J GDP Common Stock F - Taxes D 14.0000 -8,640 -121 121,812
2018-12-12 2018-12-10 4 Killelea Michael J GDP Common Stock M - Exercise D 23,152 130,452
2018-12-12 2018-11-30 4 Killelea Michael J GDP Common Stock G - Gift D 14.4200 -180 -3 107,300
2018-12-12 2018-10-16 4 Killelea Michael J GDP Common Stock G - Gift D 15.3700 -700 -11 107,480
2018-12-12 2018-12-10 4 GOODRICH WALTER G GDP Phantom Stock M - Exercise D -58,258 58,258
2018-12-12 2018-12-10 4 GOODRICH WALTER G GDP Common Stock F - Taxes D 14.0000 -22,925 -321 457,512
2018-12-12 2018-12-10 4 GOODRICH WALTER G GDP Common Stock M - Exercise D 58,258 480,437
2018-12-12 2018-12-10 4 FERCHAU MARK E GDP Phantom Stock M - Exercise D -28,658 28,658
2018-12-12 2018-12-10 4 FERCHAU MARK E GDP Common Stock F - Taxes D 14.0000 -10,704 -150 157,222
2018-12-12 2018-12-10 4 FERCHAU MARK E GDP Common Stock M - Exercise D 28,658 167,926
2018-12-12 2018-12-10 4 TURNHAM ROBERT C JR GDP Phantom Stock M - Exercise D -58,258 58,258
2018-12-12 2018-12-10 4 TURNHAM ROBERT C JR GDP Common Stock F - Taxes D 14.0000 -22,925 -321 457,532
2018-12-12 2018-12-10 4 TURNHAM ROBERT C JR GDP Common Stock M - Exercise D 58,258 480,457
2018-12-12 2018-12-10 4 BARKER ROBERT T GDP Phantom Stock M - Exercise D -7,541 7,542
2018-12-12 2018-12-10 4 BARKER ROBERT T GDP Common Stock F - Taxes D 14.0000 -1,836 -26 18,864
2018-12-12 2018-12-10 4 BARKER ROBERT T GDP Common Stock M - Exercise D 7,541 20,700
2018-10-17 2018-10-15 4 BARKER ROBERT T GDP Common Stock F - Taxes D 14.4000 -150 -2 13,159
2018-10-17 2018-10-15 4 FERCHAU MARK E GDP Common Stock F - Taxes D 14.4000 -2,494 -36 139,268
2018-10-17 2018-10-15 4 GOODRICH WALTER G GDP Common Stock F - Taxes D 14.4000 -8,312 -120 422,179
2018-10-17 2018-10-15 4 TURNHAM ROBERT C JR GDP Common Stock F - Taxes D 14.4000 -8,312 -120 422,199
2018-10-17 2018-10-15 4 Killelea Michael J GDP Common Stock F - Taxes D 14.4000 -1,939 -28 108,180
2018-10-17 2018-04-04 4 Killelea Michael J GDP Common Stock G - Gift D 11.1100 -1,000 -11 110,119
2018-07-02 2018-06-29 4 FRANKLIN RESOURCES INC GDPM Common Stock J - Other I -43,602 2,281,700
2018-04-02 2018-03-29 4 Gen IV Investment Opportunities, LLC GDP Common Stock P - Purchase D 10.7500 69,519 747 1,838,510
2018-03-22 2018-03-20 4 Gen IV Investment Opportunities, LLC GDP Common Stock P - Purchase D 10.7500 655,660 7,048 1,768,991
2018-03-21 2018-03-20 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.7500 -655,660 -7,048 2,325,302
2018-03-20 2018-03-16 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.7615 -25,953 -279 2,980,962
2018-03-16 2018-03-15 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 11.0788 -2,600 -29 3,006,915
2018-03-16 2018-03-14 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 11.1350 -200 -2 3,009,515
2018-03-15 2018-03-13 4 Leight Kenneth Adam GDP Common Stock P - Purchase D 10.9658 500 5 16,640
2018-03-14 2018-03-13 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 11.2035 -16,787 -188 3,009,715
2018-03-14 2018-03-12 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.6791 -3,200 -34 3,026,502
2018-03-13 2018-03-12 4 Leight Kenneth Adam GDP Common Stock P - Purchase D 10.6695 500 5 16,140
2018-03-13 2018-03-12 4 Leight Kenneth Adam GDP Common Stock P - Purchase D 10.7200 500 5 15,640
2018-03-13 2018-03-12 4 Leight Kenneth Adam GDP Common Stock P - Purchase D 10.7450 1,000 11 15,140
2018-03-12 2018-03-09 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.4216 -8,500 -89 3,029,702
2018-03-12 2018-03-08 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.8869 -800 -9 3,038,202
2018-03-08 2018-03-07 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.7322 -8,600 -92 3,039,002
2018-03-08 2018-03-06 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 11.0417 -2,700 -30 3,047,602
2018-03-07 2018-02-26 4 BARKER ROBERT T GDP Common Stock F - Taxes D 11.0200 -3,015 -33 13,309
2018-03-07 2018-02-26 4 BARKER ROBERT T GDP Common Stock A - Award D 11.0200 7,334 81 16,324
2018-03-07 2018-02-26 4 FERCHAU MARK E GDP Common Stock F - Taxes D 11.0200 -7,198 -79 141,762
2018-03-07 2018-02-26 4 FERCHAU MARK E GDP Common Stock A - Award D 11.0200 18,580 205 148,960
2018-03-07 2018-02-26 4 GOODRICH WALTER G GDP Common Stock F - Taxes D 11.0200 -13,400 -148 430,491
2018-03-07 2018-02-26 4 GOODRICH WALTER G GDP Common Stock A - Award D 11.0200 35,334 389 443,891
2018-03-07 2018-02-26 4 Killelea Michael J GDP Common Stock F - Taxes D 11.0200 -5,924 -65 111,119
2018-03-07 2018-02-26 4 Killelea Michael J GDP Common Stock A - Award D 11.0200 15,011 165 117,043
2018-03-07 2018-02-26 4 TURNHAM ROBERT C JR GDP Common Stock F - Taxes D 11.0200 -13,399 -148 430,511
2018-03-07 2018-02-26 4 TURNHAM ROBERT C JR GDP Common Stock A - Award D 11.0200 35,334 389 443,910
2018-02-23 3 Gen IV Investment Opportunities, LLC GDP Common Stock D 2,226,662
2018-02-23 3 Gen IV Investment Opportunities, LLC GDP Common Stock D 2,226,662
2018-02-23 3 Gen IV Investment Opportunities, LLC GDP Common Stock D 2,226,662
2018-02-23 3 Gen IV Investment Opportunities, LLC GDP Common Stock D 2,226,662
2018-02-15 2018-02-14 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 11.0000 -1,090,357 -11,994 3,050,301
2018-02-15 2018-02-13 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.9178 -2,000 -22 4,140,658
2018-02-13 2018-02-12 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 11.0297 -6,800 -75 4,142,658
2018-02-13 2018-02-09 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.9042 -2,375 -26 4,149,458
2018-02-09 2018-02-07 4 FRANKLIN RESOURCES INC GDPM Warrants X - Other I 0.01 -546,875 0
2018-02-09 2018-02-07 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 12.1258 -451 -5 4,151,833
2018-02-09 2018-02-07 4 FRANKLIN RESOURCES INC GDPM Common Stock X - Other I 0.0100 546,875 5 4,152,284
2018-02-07 2018-02-06 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 11.0187 -20,400 -225 3,605,409
2018-02-07 2018-02-05 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 11.1721 -5,900 -66 3,625,809
2018-02-02 2018-02-01 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 11.5616 -9,100 -105 3,631,709
2018-02-02 2018-01-31 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 11.6956 -3,600 -42 3,640,809
2018-01-31 2018-01-30 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 12.0020 -29,100 -349 3,644,409
2018-01-31 2018-01-29 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 12.0000 -4,600 -55 3,673,509
2018-01-29 2018-01-26 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 12.0300 -68 -1 3,678,109
2018-01-29 2018-01-25 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 12.5750 -700 -9 3,678,177
2018-01-18 2018-01-16 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 12.3750 -9,700 -120 3,678,877
2018-01-16 2018-01-12 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 12.2887 -20,200 -248 3,688,577
2018-01-16 2018-01-11 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 12.0836 -21,399 -259 3,708,777
2018-01-11 2018-01-10 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 11.9532 -1,400 -17 3,730,176
2018-01-11 2018-01-09 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 12.1748 -13,422 -163 3,731,576
2018-01-09 2018-01-05 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 11.9423 -1,850 -22 3,744,998
2018-01-05 2018-01-04 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 11.8659 -30,979 -368 3,746,848
2018-01-05 2018-01-03 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 11.8805 -1,050 -12 3,777,827
2018-01-03 2018-01-02 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.8891 -17,094 -186 3,778,877
2018-01-02 2017-12-29 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.9208 -2,906 -32 3,795,971
2018-01-02 2017-12-28 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.8893 -12,040 -131 3,798,877
2017-12-28 2017-12-26 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.7063 -5,000 -54 3,810,917
2017-12-26 2017-12-22 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.8514 -700 -8 3,815,917
2017-12-26 2017-12-21 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.9003 -2,060 -22 3,816,617
2017-12-21 2017-12-20 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.3289 -12,758 -132 3,818,677
2017-12-21 2017-12-19 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.0281 -7,218 -72 3,831,435
2017-12-19 2017-12-18 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.0581 -3,412 -34 3,838,653
2017-12-19 2017-12-15 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.3600 -100 -1 3,842,065
2017-12-18 2017-12-14 4 GOODRICH WALTER G GDP Performance Share Unit A - Award D 102,364 102,364
2017-12-18 2017-12-14 4 GOODRICH WALTER G GDP Phantom Stock A - Award D 102,365 102,365
2017-12-18 2017-12-14 4 FERCHAU MARK E GDP Performance Share Unit A - Award D 37,380 37,380
2017-12-18 2017-12-14 4 FERCHAU MARK E GDP Phanton Stock A - Award D 37,380 37,380
2017-12-18 2017-12-14 4 TURNHAM ROBERT C JR GDP Performance Share Unit A - Award D 102,364 102,364
2017-12-18 2017-12-14 4 TURNHAM ROBERT C JR GDP Phantom Stock A - Award D 102,365 102,365
2017-12-18 2017-12-14 4 BARKER ROBERT T GDP Performance Share Unit A - Award D 20,153 20,153
2017-12-18 2017-12-14 4 BARKER ROBERT T GDP Phantom Stock A - Award D 20,154 20,154
2017-12-18 2017-12-14 4 Coleman Ronald F GDP Phantom Stock A - Award D 11,996 11,996
2017-12-18 2017-12-14 4 Leight Kenneth Adam GDP Phantom Stock A - Award D 11,996 11,996
2017-12-18 2017-12-14 4 LEULIETTE TIMOTHY D GDP Phantom Stock A - Award D 11,996 11,996
2017-12-18 2017-12-14 4 PULLY STEVEN J GDP Phantom Stock A - Award D 11,996 11,996
2017-12-18 2017-12-14 4 Souers Thomas M GDP Phantom Stock A - Award D 11,996 11,996
2017-12-18 2017-12-14 4 Killelea Michael J GDP Phantom Stock A - Award D 30,199 30,199
2017-12-18 2017-12-14 4 Killelea Michael J GDP Performance Share Unit A - Award D 30,199 30,199
2017-12-15 2017-12-14 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.0214 -561 -6 3,842,165
2017-12-15 2017-12-13 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 9.8744 -1,200 -12 3,842,726
2017-12-13 2017-12-11 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.4100 -8,400 -87 3,843,926
2017-12-12 2017-12-08 4 GOODRICH WALTER G GDP Phantom Stock M - Exercise D -58,258 116,516
2017-12-12 2017-12-08 4 GOODRICH WALTER G GDP Common Stock F - Taxes D 10.3300 -24,701 -255 408,557
2017-12-12 2017-12-08 4 GOODRICH WALTER G GDP Common Stock M - Exercise D 58,258 433,258
2017-12-12 2017-12-08 4 Killelea Michael J GDP Phantom Stock M - Exercise D -23,152 46,305
2017-12-12 2017-12-08 4 Killelea Michael J GDP Common Stock F - Taxes D 10.3300 -6,332 -65 102,032
2017-12-12 2017-12-08 4 Killelea Michael J GDP Common Stock M - Exercise D 23,152 108,364
2017-12-12 2017-12-08 4 Leight Kenneth Adam GDP Phantom Stock M - Exercise D -14,140 0
2017-12-12 2017-12-08 4 Leight Kenneth Adam GDP Common Stock M - Exercise D 14,140 14,140
2017-12-12 2017-12-08 4 LEULIETTE TIMOTHY D GDP Phantom Stock M - Exercise D -14,140 0
2017-12-12 2017-12-08 4 LEULIETTE TIMOTHY D GDP Common Stock M - Exercise D 14,140 14,140
2017-12-12 2017-12-08 4 PULLY STEVEN J GDP Phantom Stock M - Exercise D -6,170 0
2017-12-12 2017-12-08 4 PULLY STEVEN J GDP Common Stock M - Exercise D 6,170 6,170
2017-12-12 2017-12-08 4 Souers Thomas M GDP Phantom Stock M - Exercise D -14,140 0
2017-12-12 2017-12-08 4 Souers Thomas M GDP Common Stock M - Exercise D 14,140 14,140
2017-12-12 2017-12-08 4 TURNHAM ROBERT C JR GDP Phantom Stock M - Exercise D -58,258 116,516
2017-12-12 2017-12-08 4 TURNHAM ROBERT C JR GDP Common Stock F - Taxes D 10.3300 -24,701 -255 408,576
2017-12-12 2017-12-08 4 TURNHAM ROBERT C JR GDP Common Stock M - Exercise D 58,258 433,277
2017-12-12 2017-12-08 4 BARKER ROBERT T GDP Phantom Stock M - Exercise D -7,541 15,083
2017-12-12 2017-12-08 4 BARKER ROBERT T GDP Common Stock F - Taxes D 10.3300 -2,056 -21 8,990
2017-12-12 2017-12-08 4 BARKER ROBERT T GDP Common Stock M - Exercise D 7,541 11,046
2017-12-12 2017-12-08 4 Coleman Ronald F GDP Phantom Stock M - Exercise D -14,140 0
2017-12-12 2017-12-08 4 Coleman Ronald F GDP Common Stock M - Exercise D 14,140 33,140
2017-12-12 2017-12-08 4 FERCHAU MARK E GDP Phantom Stock M - Exercise D -28,657 57,316
2017-12-12 2017-12-08 4 FERCHAU MARK E GDP Common Stock F - Taxes D 10.3300 -7,838 -81 130,380
2017-12-12 2017-12-08 4 FERCHAU MARK E GDP Common Stock M - Exercise D 28,657 138,218
2017-12-11 2017-12-08 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.3950 -21,400 -222 3,852,326
2017-12-11 2017-12-07 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.3733 -6,800 -71 3,873,726
2017-12-06 2017-12-05 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.5770 -9,700 -103 3,880,526
2017-12-06 2017-12-04 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.7900 -119 -1 3,890,226
2017-12-04 2017-11-30 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.5917 -1,045 -11 3,890,345
2017-11-30 2017-11-29 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.5000 -9,665 -101 3,891,390
2017-11-30 2017-11-28 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.5100 -4,700 -49 3,901,055
2017-11-27 2017-11-22 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.3517 -504 -5 3,905,755
2017-11-22 2017-11-21 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.3050 -100 -1 3,906,259
2017-11-22 2017-11-20 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.6126 -1,900 -20 3,906,359
2017-11-20 2017-11-17 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.6896 -9,400 -100 3,908,259
2017-11-20 2017-11-16 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.6533 -300 -3 3,917,659
2017-11-16 2017-11-15 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.7169 -4,892 -52 3,917,959
2017-11-16 2017-11-14 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.8431 -1,711 -19 3,922,851
2017-11-14 2017-11-13 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.7728 -13,704 -148 3,924,562
2017-11-14 2017-11-10 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 11.0553 -5,700 -63 3,938,266
2017-11-13 2017-11-09 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.8651 -4,700 -51 3,943,966
2017-11-13 2017-11-08 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 11.0000 -25,000 -275 3,948,666
2017-11-13 2017-11-08 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 11.0000 -5,211 -57 3,973,666
2017-10-17 2017-10-16 4 BARKER ROBERT T GDP Common Stock S - Sale D 9.0965 -113 -1 3,505
2017-10-17 2017-10-13 4 BARKER ROBERT T GDP Common Stock S - Sale D 9.6591 -60 -1 3,618
2017-10-17 2017-10-16 4 FERCHAU MARK E GDP Common Stock S - Sale D 9.0965 -1,904 -17 109,561
2017-10-17 2017-10-13 4 FERCHAU MARK E GDP Common Stock S - Sale D 9.6591 -1,035 -10 111,465
2017-10-17 2017-10-16 4 Killelea Michael J GDP Common Stock S - Sale D 9.0965 -1,483 -13 85,212
2017-10-17 2017-10-13 4 Killelea Michael J GDP Common Stock S - Sale D 9.6591 -805 -8 86,695
2017-10-16 2017-10-13 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 9.7002 -30,859 -299 3,978,877
2017-10-13 2017-10-11 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.0000 -30,000 -300 4,009,736
2017-10-05 2017-10-04 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 9.5915 -19,900 -191 4,039,736
2017-10-05 2017-10-04 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 9.7900 -100 -1 4,059,636
2017-10-05 2017-10-03 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 9.6697 -25,700 -249 4,059,736
2017-09-27 2017-09-25 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 9.6610 -2,689 -26 4,085,436
2017-09-25 2017-09-22 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 9.6108 -3,700 -36 4,088,125
2017-09-25 2017-09-22 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 9.5710 -2,667 -26 4,091,825
2017-09-25 2017-09-21 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 9.6970 -7,600 -74 4,094,492
2017-09-25 2017-09-21 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 9.4855 -7,333 -70 4,102,092
2017-09-21 2017-09-20 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 9.5289 -8,990 -86 4,109,425
2017-09-21 2017-09-20 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 9.6592 -1,010 -10 4,118,415
2017-09-21 2017-09-19 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 9.5629 -10,745 -103 4,119,425
2017-08-23 2017-08-21 4 Coleman Ronald F GDP Common Stock A - Award D 8.6700 11,500 100 19,000
2017-07-11 2017-07-07 4 Coleman Ronald F GDP Common Stock A - Award D 13.0300 7,500 98 7,500
2017-06-21 2017-06-20 4 JPMORGAN CHASE & CO Through subsidiary GDP Common Stock X - Other I 13.0000 -223 -3 609,041
2017-06-20 2017-06-19 4 JPMORGAN CHASE & CO Through subsidiary GDP Common Stock X - Other I 13.3200 -40 -1 609,264
2017-06-19 2017-06-16 4 JPMORGAN CHASE & CO Through subsidiary GDP Common Stock X - Other I 13.3900 -9,930 -133 609,304
2017-06-16 2017-06-15 4 JPMORGAN CHASE & CO Through subsidiary GDP Common Stock X - Other I 13.3700 -5,766 -77 619,234
2017-06-06 2017-06-06 4 BARKER ROBERT T GDP Common Stock S - Sale D 12.2000 -1,476 -18 3,678
2017-06-06 2017-06-05 4 BARKER ROBERT T GDP Common Stock S - Sale D 12.2000 -596 -7 5,154
2017-06-06 2017-06-02 4 BARKER ROBERT T GDP Common Stock S - Sale D 12.2000 -1,000 -12 5,750
2017-06-01 2017-05-26 4 JPMORGAN CHASE & CO Through subsidiary GDP Warrants to purchase Common Stock X - Other I 0.01 0.0100 -625,000 -6 0
2017-06-01 2017-05-26 4 JPMORGAN CHASE & CO Through subsidiary GDP Common Stock X - Other I 0.0100 625,000 6 625,000
2017-05-31 2017-05-26 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 11.9001 -113,165 -1,347 4,130,170
2017-05-26 2017-05-24 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 11.8000 -50,000 -590 4,243,335
2017-05-24 2017-05-22 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 12.6708 -3,450 -44 4,293,335
2017-05-22 2017-05-19 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 13.1076 -4,888 -64 4,296,785
2017-05-22 2017-05-18 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 13.3419 -23,900 -319 4,301,673
2017-03-22 2017-03-21 4 PULLY STEVEN J GDPP Phantom Stock A - Award D 6,170 6,170
2017-02-27 2017-02-23 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 14.0000 -112,000 -1,568 4,325,573
2017-01-03 3 Ulrich Kevin Michael By Anchorage Illiquid Opportunities V, L.P. GDPP Common Stock I 2,326,460
2017-01-03 3 Ulrich Kevin Michael By AIO V AIV 1 Holdings, L.P. GDPP Common Stock I 2,376,772
2017-01-03 3 Ulrich Kevin Michael By AIO V AIV 1 Holdings, L.P. GDPP Common Stock I 2,376,772
2017-01-03 3 Ulrich Kevin Michael By Anchorage Illiquid Opportunities V, L.P. GDPP Common Stock I 2,326,460
2017-01-03 3 Ulrich Kevin Michael By Anchorage Illiquid Opportunities V, L.P. GDPP Common Stock I 2,326,460
2017-01-03 3 Ulrich Kevin Michael By AIO V AIV 1 Holdings, L.P. GDPP Common Stock I 2,376,772
2017-01-03 3 Ulrich Kevin Michael By AIO V AIV 1 Holdings, L.P. GDPP Common Stock I 2,376,772
2017-01-03 3 Ulrich Kevin Michael By Anchorage Illiquid Opportunities V, L.P. GDPP Common Stock I 2,326,460
2016-12-12 2016-12-08 4 BARKER ROBERT T GDPP Phantom Stock A - Award D 22,624 22,624
2016-12-12 2016-12-08 4 Coleman Ronald F GDPP Phantom Stock A - Award D 14,140 14,140
2016-12-12 2016-12-08 4 DAVIS EUGENE I GDPP Phantom Stock A - Award D 14,140 14,140
2016-12-12 2016-12-08 4 FERCHAU MARK E GDPP Phantom Stock A - Award D 85,973 85,973
2016-12-12 2016-12-08 4 Killelea Michael J GDPP Phantom Stock A - Award D 69,457 69,457
2016-12-12 2016-12-08 4 Leight Kenneth Adam GDPP Phantom Stock A - Award D 14,140 14,140
2016-12-12 2016-12-08 4 LEULIETTE TIMOTHY D GDPP Phantom Stock A - Award D 14,140 14,140
2016-12-12 2016-12-08 4 Souers Thomas M GDPP Phantom Stock A - Award D 14,140 14,140
2016-12-12 2016-12-08 4 TURNHAM ROBERT C JR GDPP Phantom Stock A - Award D 174,774 174,774
2016-12-12 2016-12-07 4 TURNHAM ROBERT C JR GDPP Common Stock P - Purchase D 5.5000 19 0 375,019
2016-12-12 2016-12-08 4 GOODRICH WALTER G GDPP Phantom Stock A - Award D 174,774 174,774
2016-11-07 2016-10-28 4 FRANKLIN RESOURCES INC GDPM Common Stock J - Other I -31,892 4,437,573
2016-10-31 2016-10-12 4/A BARKER ROBERT T NONE Common Stock A - Award D 1,101 6,750
2016-10-31 2016-10-12 4/A BARKER ROBERT T NONE Common Stock A - Award D 734 5,649
2016-10-31 2016-10-12 4/A BARKER ROBERT T NONE Common Stock A - Award D 1,843 4,915
2016-10-31 2016-10-12 4/A BARKER ROBERT T NONE Common Stock A - Award D 3,072 3,072
2016-10-31 2016-10-12 4/A FERCHAU MARK E NONE Common Stock A - Award D 18,342 112,500
2016-10-31 2016-10-12 4/A FERCHAU MARK E NONE Common Stock A - Award D 12,230 94,158
2016-10-31 2016-10-12 4/A FERCHAU MARK E NONE Common Stock A - Award D 30,722 81,928
2016-10-31 2016-10-12 4/A FERCHAU MARK E NONE Common Stock A - Award D 51,206 51,206
2016-10-31 2016-10-12 4/A GOODRICH WALTER G NONE Common Stock A - Award D 61,142 375,000
2016-10-31 2016-10-12 4/A GOODRICH WALTER G NONE Common Stock A - Award D 40,760 313,858
2016-10-31 2016-10-12 4/A GOODRICH WALTER G NONE Common Stock A - Award D 102,412 273,098
2016-10-31 2016-10-12 4/A GOODRICH WALTER G NONE Common Stock A - Award D 170,686 170,686
2016-10-31 2016-10-12 4/A Killelea Michael J NONE Common Stock A - Award D 14,266 87,500
2016-10-31 2016-10-12 4/A Killelea Michael J NONE Common Stock A - Award D 9,511 73,264
2016-10-31 2016-10-12 4/A Killelea Michael J NONE Common Stock A - Award D 23,896 63,723
2016-10-31 2016-10-12 4/A Killelea Michael J NONE Common Stock A - Award D 39,827 39,827
2016-10-31 2016-10-12 4/A TURNHAM ROBERT C JR NONE Common Stock A - Award D 61,142 375,000
2016-10-31 2016-10-12 4/A TURNHAM ROBERT C JR NONE Common Stock A - Award D 40,760 313,858
2016-10-31 2016-10-12 4/A TURNHAM ROBERT C JR NONE Common Stock A - Award D 102,412 273,098
2016-10-31 2016-10-12 4/A TURNHAM ROBERT C JR NONE Common Stock A - Award D 170,686 170,686
2016-10-24 3 FRANKLIN RESOURCES INC GDPM Common Stock I 8,938,930
2016-10-24 3 FRANKLIN RESOURCES INC GDPM Common Stock I 8,938,930
2016-10-14 2016-10-12 4 BARKER ROBERT T NONE Common Stock A - Award D 1,843 4,915
2016-10-14 2016-10-12 4 BARKER ROBERT T NONE Common Stock A - Award D 3,072 3,072
2016-10-14 2016-10-12 4 FERCHAU MARK E NONE Common Stock A - Award D 30,722 81,928
2016-10-14 2016-10-12 4 FERCHAU MARK E NONE Common Stock A - Award D 51,206 51,206
2016-10-14 2016-10-12 4 GOODRICH WALTER G NONE Common Stock A - Award D 102,412 273,098
2016-10-14 2016-10-12 4 GOODRICH WALTER G NONE Common Stock A - Award D 170,686 170,686
2016-10-14 2016-10-12 4 Killelea Michael J NONE Common Stock A - Award D 23,896 63,723
2016-10-14 2016-10-12 4 Killelea Michael J NONE Common Stock A - Award D 39,827 39,827
2016-10-14 2016-10-12 4 TURNHAM ROBERT C JR NONE Common Stock A - Award D 102,412 273,098
2016-10-14 2016-10-12 4 TURNHAM ROBERT C JR NONE Common Stock A - Award D 170,686 170,686
2016-10-11 2016-10-07 4 AUSTIN JOSIAH T GDPMQ 10.00% Series E Cumulative Convertible Preferred Stock S - Sale D 0.0010 -13,912 -0 0
2016-10-11 2016-09-22 4 AUSTIN JOSIAH T GDPMQ Common Stock S - Sale D 0.0142 -316,319 -4 323
2016-09-16 2016-08-31 4/A GOODRICH WALTER G GDPMQ 10.00% Series E Cumulataive Convertible Preferred Stock S - Sale D 0.0050 -8,000 -0 0
2016-09-16 2016-08-31 4/A GOODRICH WALTER G Goodrich Energy Inc. GDPMQ Common Stock S - Sale I 0.0270 -29,799 -1 69,476
2016-09-16 2016-08-31 4/A GOODRICH WALTER G Goodrich Energy Inc. GDPMQ Common Stock S - Sale I 0.0209 -282,134 -6 99,275
2016-09-16 2016-08-31 4/A GOODRICH WALTER G GDPMQ Common Stock S - Sale D 0.0270 -29,804 -1 276,748
2016-09-16 2016-08-31 4/A GOODRICH WALTER G GDPMQ Common Stock S - Sale D 0.0270 -35,400 -1 306,552
2016-09-16 2016-08-31 4/A GOODRICH WALTER G GDPMQ Common Stock S - Sale D 0.0213 -7,608 -0 341,952
2016-09-16 2016-08-30 4/A GOODRICH WALTER G GDPMQ Common Stock S - Sale D 0.0270 -10,341 -0 349,560
2016-09-16 2016-09-15 4 GOODRICH WALTER G through spouse GDPMQ Common Stock S - Sale I 0.0207 -100,000 -2 0
2016-09-16 2016-09-15 4 GOODRICH WALTER G GDPMQ Common Stock S - Sale D 0.0296 -44,600 -1 850
2016-09-16 2016-09-15 4 GOODRICH WALTER G GDPMQ Common Stock S - Sale D 0.0210 -130,774 -3 45,450
2016-09-16 2016-09-14 4 GOODRICH WALTER G Goodrich Energy Inc. GDPMQ Common Stock S - Sale I 0.0214 -69,476 -1 0
2016-09-16 2016-09-14 4 GOODRICH WALTER G GDPMQ Common Stock S - Sale D 0.0214 -100,524 -2 176,224
2016-09-08 2016-09-08 4 BARKER ROBERT T GDPMQ Common Stock S - Sale D 0.0216 -10,000 -0 0
2016-09-08 2016-09-06 4 BARKER ROBERT T GDPMQ 10.00% Series E Cumulative Convertible Preferred Stock C - Conversion D -2,000 0
2016-09-08 2016-09-06 4 BARKER ROBERT T GDPMQ Common Stock C - Conversion D 10,000 10,000
2016-09-01 2016-08-31 4 GOODRICH WALTER G GDPMQ 10.00% Series E Cumulataive Convertible Preferred Stock S - Sale D 0.0050 -8,000 -0 0
2016-09-01 2016-08-31 4 GOODRICH WALTER G Goodrich Energy Inc. GDPMQ Common Stock S - Sale I 0.0209 -282,134 -6 99,275
2016-09-01 2016-08-31 4 GOODRICH WALTER G GDPMQ Common Stock S - Sale D 0.0270 -29,799 -1 276,753
2016-09-01 2016-08-31 4 GOODRICH WALTER G GDPMQ Common Stock S - Sale D 0.0270 -35,400 -1 306,552
2016-09-01 2016-08-31 4 GOODRICH WALTER G GDPMQ Common Stock S - Sale D 0.0213 -7,608 -0 341,952
2016-09-01 2016-08-30 4 GOODRICH WALTER G GDPMQ Common Stock S - Sale D 0.0270 -10,341 -0 349,560
2016-08-12 2016-08-12 4 PERDUE MICHAEL J GDP Common Stock S - Sale D 0.0272 -25,000 -1 0
2016-08-12 2016-08-10 4 PERDUE MICHAEL J Merrill Lynch CMA Trust Account GDP Common Stock S - Sale I 0.0264 -75,000 -2 0
2016-08-12 2016-08-11 4 TURNHAM ROBERT C JR GDPMQ 10.00% Series E Cumulative Convertible Preferred Stock S - Sale D 0.0050 -3,600 -0 0
2016-08-12 2016-08-11 4 TURNHAM ROBERT C JR GDPMQ Common Stock S - Sale D 0.0270 -30,330 -1 2,083
2016-08-12 2016-08-11 4 TURNHAM ROBERT C JR GDPMQ Common Stock S - Sale D 0.0266 -6,801 -0 32,413
2016-08-12 2016-08-10 4 TURNHAM ROBERT C JR GDPMQ Common Stock S - Sale D 0.0275 -45,921 -1 39,214
2016-07-14 2016-07-14 4 FERCHAU MARK E GDPMQ Common Stock S - Sale D 0.0425 -63,754 -3 0
2016-07-14 2016-07-13 4 TURNHAM ROBERT C JR GDPMQ Common Stock S - Sale D 0.0500 -28,250 -1 85,135
2016-07-14 2016-07-12 4 TURNHAM ROBERT C JR GDPMQ Common Stock S - Sale D 0.0500 -16,000 -1 113,385
2016-07-14 2016-05-26 4 TURNHAM ROBERT C JR GDPMQ Common Stock S - Sale D 0.0275 -2,000 -0 129,385
2016-06-30 2016-06-28 4 BARKER ROBERT T GDPMQ Common Stock S - Sale D 0.0301 -23,711 -1 0
2016-05-25 2016-05-24 4 TURNHAM ROBERT C JR GDPMQ Common Stock S - Sale D 0.0280 -31,325 -1 131,385
2016-05-25 2016-05-23 4 TURNHAM ROBERT C JR Through Spouse GDPMQ Common Stock S - Sale I 0.0250 -29,950 -1 0
2016-05-25 2016-05-23 4 TURNHAM ROBERT C JR GDPMQ Common Stock S - Sale D 0.0250 -7,800 -0 162,710
2016-05-24 2016-05-17 4 Killelea Michael J GDPMQ Common Stock S - Sale D 0.0222 -11,000 -0 5,485
2016-05-24 2016-05-17 4 Killelea Michael J GDPMQ Common Stock S - Sale D 0.0220 -65,600 -1 16,485
2016-05-19 2016-05-18 4 SEELIGSON ARTHUR A GDPMQ Common Stock S - Sale D 0.0202 -105,402 -2 855
2016-05-17 2016-05-17 4 TURNHAM ROBERT C JR GDPMQ Common Stock S - Sale D 0.0276 -1,000 -0 170,510
2016-05-17 2016-05-16 4 TURNHAM ROBERT C JR GDPMQ Common Stock S - Sale D 0.0250 -73,300 -2 171,510
2016-05-17 2016-05-13 4 TURNHAM ROBERT C JR GDPMQ Common Stock S - Sale D 0.0276 -30,000 -1 244,810
2016-05-17 2016-05-13 4 TURNHAM ROBERT C JR GDPMQ Common Stock S - Sale D 0.0250 -81,208 -2 274,810
2016-05-12 2016-05-10 4 Killelea Michael J GDPMQ Common Stock S - Sale D 0.0270 -67,217 -2 82,085
2016-05-12 2016-05-11 4 FERCHAU MARK E GDPMQ Common Stock S - Sale D 0.0300 -76,103 -2 63,754
2016-05-12 2016-05-11 4 FERCHAU MARK E GDPMQ Common Stock S - Sale D 0.0275 -101,798 -3 139,857
2016-05-09 2016-05-06 4 TURNHAM ROBERT C JR GDPMQ 10.00% Series E Cumulative Convertible Preferred Stock S - Sale D 0.0100 -8,000 -0 3,600
2016-05-09 2016-05-06 4 TURNHAM ROBERT C JR GDPMQ Common Stock S - Sale D 0.0258 -50,000 -1 356,018
2016-05-09 2016-05-06 4 TURNHAM ROBERT C JR GDPMQ Common Stock S - Sale D 0.0258 -50,000 -1 356,018
2016-05-09 2016-05-06 4 TURNHAM ROBERT C JR GDPMQ Common Stock S - Sale D 0.0256 -103,295 -3 406,018
2016-03-11 2016-03-10 4 FERCHAU MARK E GDP Phantom Stock M - Exercise D -8,056 16,111
2016-03-11 2016-03-10 4 FERCHAU MARK E GDP Common Stock F - Taxes D 0.0800 -2,630 -0 241,655
2016-03-11 2016-03-10 4 FERCHAU MARK E GDP Common Stock M - Exercise D 8,056 244,285
2016-03-11 2016-03-10 4 GOODRICH WALTER G GDP Phantom Stock M - Exercise D -11,667 23,333
2016-03-11 2016-03-10 4 GOODRICH WALTER G GDP Common Stock F - Taxes D 0.0800 -3,809 -0 359,901
2016-03-11 2016-03-10 4 GOODRICH WALTER G GDP Common Stock M - Exercise D 11,667 363,710
2016-03-11 2016-03-10 4 Killelea Michael J GDP Phantom Stock M - Exercise D -5,084 10,166
2016-03-11 2016-03-10 4 Killelea Michael J GDP Common Stock F - Taxes D 0.0800 -1,660 -0 149,302
2016-03-11 2016-03-10 4 Killelea Michael J GDP Common Stock M - Exercise D 5,084 150,962
2016-03-11 2016-03-10 4 TURNHAM ROBERT C JR GDP Phantom Stock M - Exercise D -10,556 21,111
2016-03-11 2016-03-10 4 TURNHAM ROBERT C JR GDP Common Stock F - Taxes D 0.0800 -3,446 -0 559,313
2016-03-11 2016-03-10 4 TURNHAM ROBERT C JR GDP Common Stock M - Exercise D 10,556 562,759
2016-01-06 2016-01-04 4 GOODRICH WALTER G GDP Phantom Stock A - Award D 17,812 17,812
2015-12-18 2015-12-16 4 BARKER ROBERT T GDP 10.00% Series E Cumulative Convertible Preferred Stock P - Purchase D 2,000 2,000
2015-12-18 2015-12-16 4 BARKER ROBERT T GDP 9.75% Series D Cumulative Preferred Stock S - Sale D -2,000 0
2015-12-18 2015-12-16 4 WASHINGTON GENE GDP 10.00% Series E Cumulative Convertible Preferred Stock P - Purchase D 2,650 2,650
2015-12-18 2015-12-16 4 WASHINGTON GENE GDP 5.375% Series B Cumulative Convertible Preferred Stock S - Sale D -1,000 0
2015-12-18 2015-12-16 4 WASHINGTON GENE GDP 10.00% Series C Cumulative Preferred Stock S - Sale D -1,450 0
2015-12-18 2015-12-16 4 TURNHAM ROBERT C JR GDP 10.00% Series E Cumulative Convertible Preferred Stock P - Purchase D 11,600 11,600
2015-12-18 2015-12-16 4 TURNHAM ROBERT C JR GDP 5.375% Series B Cumulative Convertible Preferred Stock S - Sale D -3,000 0
2015-12-18 2015-12-16 4 TURNHAM ROBERT C JR GDP 10.00% Series C Cumulative Preferred Stock S - Sale D -4,000 0
2015-12-18 2015-12-16 4 TURNHAM ROBERT C JR GDP 9.75% Series D Cumulative Preferred Stock S - Sale D -4,000 0
2015-12-18 2015-12-16 4 GOODRICH WALTER G GDP 10.00% Series E Cumulataive Convertible Preferred Stock P - Purchase D 8,000 8,000
2015-12-18 2015-12-16 4 GOODRICH WALTER G GDP 9.75% Series D Cumulative Preferred Stock S - Sale D -4,000 0
2015-12-18 2015-12-16 4 GOODRICH WALTER G GDP 10.00% Series C Cumulataive Preferred Stock S - Sale D -4,000 0
2015-12-18 2015-12-16 4 AUSTIN JOSIAH T GDP 10.00% Series E Cumulative Convertible Preferred Stock P - Purchase D 13,912 13,912
2015-12-18 2015-12-16 4 AUSTIN JOSIAH T GDP 9.75% Series D Cumulative Preferred Stock S - Sale D -13,912 0
2015-12-15 2015-12-11 4 FERCHAU MARK E GDP Phantom Stock M - Exercise D -10,997 10,997
2015-12-15 2015-12-11 4 FERCHAU MARK E GDP Phantom Stock M - Exercise D -16,496 16,496
2015-12-15 2015-12-11 4 FERCHAU MARK E GDP Phantom Stock M - Exercise D -28,748 0
2015-12-15 2015-12-11 4 FERCHAU MARK E GDP Common Stock F - Taxes D 0.2300 -15,383 -4 236,229
2015-12-15 2015-12-11 4 FERCHAU MARK E GDP Common Stock M - Exercise D 10,997 251,612
2015-12-15 2015-12-11 4 FERCHAU MARK E GDP Common Stock M - Exercise D 16,496 240,615
2015-12-15 2015-12-11 4 FERCHAU MARK E GDP Common Stock M - Exercise D 28,748 224,119
2015-12-15 2015-12-11 4 Killelea Michael J GDP Phantom Stock M - Exercise D -7,338 7,338
2015-12-15 2015-12-11 4 Killelea Michael J GDP Phantom Stock M - Exercise D -6,940 6,939
2015-12-15 2015-12-11 4 Killelea Michael J GDP Phantom Stock M - Exercise D -17,439 0
2015-12-15 2015-12-11 4 Killelea Michael J GDP Common Stock F - Taxes D 0.2300 -8,676 -2 145,878
2015-12-15 2015-12-11 4 Killelea Michael J GDP Common Stock M - Exercise D 7,338 154,554
2015-12-15 2015-12-11 4 Killelea Michael J GDP Common Stock M - Exercise D 6,940 147,216
2015-12-15 2015-12-11 4 Killelea Michael J GDP Common Stock M - Exercise D 17,439 140,276
2015-12-15 2015-12-11 4 TURNHAM ROBERT C JR GDP Phantom Stock M - Exercise D -21,615 21,615
2015-12-15 2015-12-11 4 TURNHAM ROBERT C JR GDP Phantom Stock M - Exercise D -14,410 14,410
2015-12-15 2015-12-11 4 TURNHAM ROBERT C JR GDP Phantom Stock M - Exercise D -36,780 0
2015-12-15 2015-12-11 4 TURNHAM ROBERT C JR GDP Common Stock F - Taxes D 0.2300 -19,914 -5 552,203
2015-12-15 2015-12-11 4 TURNHAM ROBERT C JR GDP Common Stock M - Exercise D 21,615 572,117
2015-12-15 2015-12-11 4 TURNHAM ROBERT C JR GDP Common Stock M - Exercise D 14,410 550,502
2015-12-15 2015-12-11 4 TURNHAM ROBERT C JR GDP Common Stock M - Exercise D 36,780 536,092
2015-12-15 2015-12-11 4 GOODRICH WALTER G GDP Phantom Stock M - Exercise D -23,891 23,890
2015-12-15 2015-12-11 4 GOODRICH WALTER G GDP Phantom Stock M - Exercise D -15,927 15,927
2015-12-15 2015-12-11 4 GOODRICH WALTER G GDP Phantom Stock M - Exercise D -38,894 0
2015-12-15 2015-12-11 4 GOODRICH WALTER G GDP Common Stock F - Taxes D 0.2300 -21,530 -5 352,043
2015-12-15 2015-12-11 4 GOODRICH WALTER G GDP Common Stock M - Exercise D 23,891 373,573
2015-12-15 2015-12-11 4 GOODRICH WALTER G GDP Common Stock M - Exercise D 15,927 349,682
2015-12-15 2015-12-11 4 GOODRICH WALTER G GDP Common Stock M - Exercise D 38,894 333,755
2015-12-15 2015-12-11 4 BARKER ROBERT T GDP Phantom Stock M - Exercise D -1,138 1,137
2015-12-15 2015-12-11 4 BARKER ROBERT T GDP Phantom Stock M - Exercise D -2,338 0
2015-12-15 2015-12-11 4 BARKER ROBERT T GDP Common Stock F - Taxes D 0.2300 -952 -0 23,711
2015-12-15 2015-12-11 4 BARKER ROBERT T GDP Common Stock M - Exercise D 1,138 24,663
2015-12-15 2015-12-11 4 BARKER ROBERT T GDP Common Stock M - Exercise D 2,338 23,525
2015-12-11 2015-12-09 4 BARKER ROBERT T GDP Phantom Stock M - Exercise D -5,970 5,970
2015-12-11 2015-12-09 4 BARKER ROBERT T GDP Common Stock F - Taxes D 0.2500 -1,633 -0 21,187
2015-12-11 2015-12-09 4 BARKER ROBERT T GDP Common Stock M - Exercise D 5,970 22,820
2015-12-11 2015-12-09 4 FERCHAU MARK E GDP Phantom Stock M - Exercise D -24,047 48,092
2015-12-11 2015-12-09 4 FERCHAU MARK E GDP Common Stock F - Taxes D 0.2500 -6,577 -2 195,371
2015-12-11 2015-12-09 4 FERCHAU MARK E GDP Common Stock M - Exercise D 24,047 201,948
2015-12-11 2015-12-09 4 GOODRICH WALTER G GDP Common Stock F - Taxes D 0.2500 -9,525 -2 294,861
2015-12-11 2015-12-09 4 GOODRICH WALTER G GDP Common Stock M - Exercise D 34,826 304,386
2015-12-11 2014-12-09 4 GOODRICH WALTER G GDP Phantom Stock M - Exercise D -34,826 69,652
2015-12-11 2015-12-09 4 Killelea Michael J GDP Phantom Stock M - Exercise D -15,174 30,348
2015-12-11 2015-12-09 4 Killelea Michael J GDP Common Stock F - Taxes D 0.2500 -4,151 -1 122,837
2015-12-11 2015-12-09 4 Killelea Michael J GDP Common Stock M - Exercise D 15,174 126,988
2015-12-11 2015-12-09 4 TURNHAM ROBERT C JR GDP Phantom Stock M - Exercise D -31,509 63,018
2015-12-11 2015-12-09 4 TURNHAM ROBERT C JR GDP Common Stock F - Taxes D 0.2500 -8,618 -2 499,312
2015-12-11 2015-12-09 4 TURNHAM ROBERT C JR GDP Common Stock M - Exercise D 31,509 507,930
2015-09-23 2015-09-21 4 BARKER ROBERT T GDP Phantom Stock A - Award D 75,150 75,150
2015-09-23 2015-09-21 4 FERCHAU MARK E GDP Phantom Stock A - Award D 356,250 356,250
2015-09-23 2015-09-21 4 Killelea Michael J GDP Phantom Stock A - Award D 287,812 287,812
2015-09-23 2015-09-21 4 TURNHAM ROBERT C JR GDP Phantom Stock A - Award D 455,625 455,625
2015-09-23 2015-09-21 4 GOODRICH WALTER G GDP Phantom Stock A - Award D 465,000 465,000
2015-06-18 2015-06-18 4 AUSTIN JOSIAH T GDP Depositary Shares P - Purchase D 6.2263 6,912 43 83,912
2015-06-18 2015-06-17 4 AUSTIN JOSIAH T GDP Depositary Shares P - Purchase D 6.9900 7,000 49 77,000
2015-06-18 2015-06-18 4 PERDUE MICHAEL J Merrill Lynch CMA Trust Account GDP Common Stock P - Purchase I 1.9900 11,887 24 75,000
2015-06-09 2015-05-29 4/A AUSTIN JOSIAH T GDP Common Stock A - Award D 2.7500 63,636 175 70,642
2015-06-02 2015-05-29 4 AUSTIN JOSIAH T Josiah & Valer Austin Family Revocable Trust GDP Common Stock A - Award I 2.7500 63,636 175 153,242
2015-06-02 2015-05-29 4 SEELIGSON ARTHUR A GDP Common Stock A - Award D 2.7500 36,400 100 106,257
2015-06-02 2015-05-29 4 WASHINGTON GENE GDP Common Stock A - Award D 2.7500 36,363 100 75,511
2015-06-02 2015-05-29 4 GOODSON PETER GDP Common Stock A - Award D 2.7500 36,363 100 87,369
2015-06-02 2015-05-29 4 Straty Stephen M. GDP Common Stock A - Award D 2.7500 40,000 110 66,667
2015-06-02 2015-05-29 4 PERDUE MICHAEL J Merrill Lynch CMA Trust Account GDP Common Stock A - Award I 2.7500 36,363 100 63,113
2015-06-02 2015-05-29 4 MALLOY PATRICK E GDP Common Stock A - Award D 2.7500 62,651 172 5,245,982
2015-04-02 2015-04-02 4 GOODRICH WALTER G GDP Common Stock S - Sale D 3.5780 -275,790 -987 269,560
2015-03-19 2015-03-10 4 Schott Jan L GDP Phantom Stock A - Award D 19,458 19,458
2015-03-19 2015-03-10 4 FERCHAU MARK E GDP Phantom Stock A - Award D 24,167 24,167
2015-03-19 2015-03-10 4 GOODRICH WALTER G GDP Phantom Stock A - Award D 35,000 35,000
2015-03-19 2015-01-29 4 GOODRICH WALTER G GDP Common Stock G - Gift D 2.6100 -8,700 -23 545,350
2015-03-19 2015-03-10 4 Killelea Michael J GDP Phantom Stock A - Award D 15,250 15,250
2015-03-19 2015-03-10 4 TURNHAM ROBERT C JR GDP Phantom Stock A - Award D 31,667 31,667
2015-02-12 2014-12-30 5 GOODRICH WALTER G GDP Common Stock G - Gift D 4.6200 -5,500 -25 554,050
2015-02-12 2014-12-30 5 GOODRICH WALTER G GDP Common Stock G - Gift D 4.6200 -5,500 -25 559,550
2015-02-12 2014-12-30 5 GOODRICH WALTER G GDP Common Stock G - Gift D 4.6200 -5,500 -25 565,050
2015-02-12 2014-12-30 5 GOODRICH WALTER G GDP Common Stock G - Gift D 4.6200 -5,500 -25 570,550
2014-12-17 2014-12-16 4 GOODRICH WALTER G GDP Common Stock S - Sale D 4.1351 -8,057 -33 576,050
2014-12-17 2014-12-15 4 GOODRICH WALTER G GDP Phantom Stock M - Exercise D -21,858 0
2014-12-17 2014-12-15 4 GOODRICH WALTER G GDP Common Stock M - Exercise D 21,858 584,107
2014-12-17 2014-12-16 4 FERCHAU MARK E GDP Common Stock S - Sale D 4.1351 -4,362 -18 177,901
2014-12-17 2014-12-15 4 FERCHAU MARK E GDP Phantom Stock M - Exercise D -16,156 0
2014-12-17 2014-12-15 4 FERCHAU MARK E GDP Common Stock M - Exercise D 16,156 182,263
2014-12-17 2014-12-16 4 Killelea Michael J GDP Common Stock S - Sale D 4.1351 -2,647 -11 111,814
2014-12-17 2014-12-15 4 Killelea Michael J GDP Phantom Stock M - Exercise D -9,800 0
2014-12-17 2014-12-15 4 Killelea Michael J GDP Common Stock M - Exercise D 9,800 114,461
2014-12-17 2014-12-16 4 Schott Jan L GDP Common Stock S - Sale D 4.1351 -2,695 -11 83,195
2014-12-17 2014-12-15 4 Schott Jan L GDP Phantom Stock M - Exercise D -9,978 0
2014-12-17 2014-12-15 4 Schott Jan L GDP Common Stock M - Exercise D 9,978 85,890
2014-12-17 2014-12-15 4 BARKER ROBERT T GDP Phantom Stock M - Exercise D -1,500 0
2014-12-17 2014-12-15 4 BARKER ROBERT T GDP Common Stock M - Exercise D 1,500 16,850
2014-12-17 2014-12-16 4 TURNHAM ROBERT C JR GDP Common Stock S - Sale D 4.1351 -7,345 -30 476,421
2014-12-17 2014-12-15 4 TURNHAM ROBERT C JR GDP Phantom Stock M - Exercise D -20,670 0
2014-12-17 2014-12-15 4 TURNHAM ROBERT C JR GDP Common Stock M - Exercise D 20,670 483,766
2014-12-15 2014-12-12 4 FERCHAU MARK E GDP Common Stock S - Sale D 4.0757 -16,204 -66 166,107
2014-12-15 2014-12-11 4 FERCHAU MARK E GDP Phantom Stock M - Exercise D -10,998 21,994
2014-12-15 2014-12-11 4 FERCHAU MARK E GDP Phantom Stock M - Exercise D -16,496 32,992
2014-12-15 2014-12-11 4 FERCHAU MARK E GDP Phantom Stock M - Exercise D -28,748 28,748
2014-12-15 2014-12-11 4 FERCHAU MARK E GDP Common Stock M - Exercise D 10,998 182,311
2014-12-15 2014-12-11 4 FERCHAU MARK E GDP Common Stock M - Exercise D 16,496 171,313
2014-12-15 2014-12-11 4 FERCHAU MARK E GDP Common Stock M - Exercise D 28,748 154,817
2014-12-15 2014-12-12 4 GOODRICH WALTER G GDP Common Stock S - Sale D 4.0757 -23,981 -98 562,249
2014-12-15 2014-12-11 4 GOODRICH WALTER G GDP Phantom Stock M - Exercise D -23,891 47,781
2014-12-15 2014-12-11 4 GOODRICH WALTER G GDP Phantom Stock M - Exercise D -15,928 31,854
2014-12-15 2014-12-11 4 GOODRICH WALTER G GDP Phantom Stock M - Exercise D -38,894 38,894
2014-12-15 2014-12-11 4 GOODRICH WALTER G GDP Common Stock S - Sale D 4.1500 -20,000 -83 586,230
2014-12-15 2014-12-11 4 GOODRICH WALTER G GDP Common Stock M - Exercise D 23,891 606,230
2014-12-15 2014-12-11 4 GOODRICH WALTER G GDP Common Stock M - Exercise D 15,928 582,339
2014-12-15 2014-12-11 4 GOODRICH WALTER G GDP Common Stock M - Exercise D 38,894 566,411
2014-12-15 2014-12-12 4 Killelea Michael J GDP Common Stock S - Sale D 4.0757 -9,141 -37 104,661
2014-12-15 2014-12-11 4 Killelea Michael J GDP Phantom Stock M - Exercise D -7,338 14,676
2014-12-15 2014-12-11 4 Killelea Michael J GDP Phantom Stock M - Exercise D -6,940 13,879
2014-12-15 2014-12-11 4 Killelea Michael J GDP Phantom Stock M - Exercise D -17,439 17,439
2014-12-15 2014-12-11 4 Killelea Michael J GDP Common Stock M - Exercise D 7,338 113,802
2014-12-15 2014-12-11 4 Killelea Michael J GDP Common Stock M - Exercise D 6,940 106,464
2014-12-15 2014-12-11 4 Killelea Michael J GDP Common Stock M - Exercise D 17,439 99,524
2014-12-15 2014-12-12 4 Schott Jan L GDP Common Stock S - Sale D 4.0757 -10,373 -42 75,912
2014-12-15 2014-12-11 4 Schott Jan L GDP Phantom Stock M - Exercise D -9,386 18,771
2014-12-15 2014-12-11 4 Schott Jan L GDP Phantom Stock M - Exercise D -8,855 17,709
2014-12-15 2014-12-11 4 Schott Jan L GDP Phantom Stock M - Exercise D -17,756 17,756
2014-12-15 2014-12-11 4 Schott Jan L GDP Common Stock M - Exercise D 9,386 86,285
2014-12-15 2014-12-11 4 Schott Jan L GDP Common Stock M - Exercise D 8,855 76,899
2014-12-15 2014-12-11 4 Schott Jan L GDP Common Stock M - Exercise D 17,756 68,044
2014-12-15 2014-12-11 4 BARKER ROBERT T GDP Phantom Stock M - Exercise D -1,138 2,275
2014-12-15 2014-12-11 4 BARKER ROBERT T GDP Phantom Stock M - Exercise D -2,338 2,338
2014-12-15 2014-12-11 4 BARKER ROBERT T GDP Common Stock M - Exercise D 1,138 15,350
2014-12-15 2014-12-11 4 BARKER ROBERT T GDP Common Stock M - Exercise D 2,338 14,212
2014-12-15 2014-12-12 4 TURNHAM ROBERT C JR GDP Common Stock S - Sale D 4.0757 -20,974 -85 463,096
2014-12-15 2014-12-11 4 TURNHAM ROBERT C JR GDP Phantom Stock M - Exercise D -21,616 43,230
2014-12-15 2014-12-11 4 TURNHAM ROBERT C JR GDP Phantom Stock M - Exercise D -14,411 28,820
2014-12-15 2014-12-11 4 TURNHAM ROBERT C JR GDP Phantom Stock M - Exercise D -36,780 36,780
2014-12-15 2014-12-11 4 TURNHAM ROBERT C JR GDP Common Stock M - Exercise D 21,616 484,070
2014-12-15 2014-12-11 4 TURNHAM ROBERT C JR GDP Common Stock M - Exercise D 14,411 462,454
2014-12-15 2014-12-11 4 TURNHAM ROBERT C JR GDP Common Stock M - Exercise D 36,780 448,043
2014-12-11 2014-12-09 4 FERCHAU MARK E GDP Phantom Stock A - Award D 72,139 72,139
2014-12-11 2014-12-09 4 Killelea Michael J GDP Phantom Stock A - Award D 45,522 45,522
2014-12-11 2014-12-09 4 GOODRICH WALTER G GDP Phantom Stock A - Award D 104,478 104,478
2014-12-11 2014-11-25 4 GOODRICH WALTER G GDP Common Stock G - Gift D 9.8300 -1,000 -10 527,517
2014-12-11 2014-10-09 4 GOODRICH WALTER G GDP Common Stock G - Gift D 11.2200 -1,250 -14 528,517
2014-12-11 2014-09-18 4 GOODRICH WALTER G GDP Common Stock G - Gift D 17.6100 -500 -9 529,767
2014-12-11 2014-05-07 4 GOODRICH WALTER G GDP Common Stock G - Gift D 24.0800 -2,000 -48 530,267
2014-12-11 2014-04-30 4 GOODRICH WALTER G GDP Common Stock G - Gift D 25.1500 -500 -13 532,267
2014-12-11 2014-12-09 4 TURNHAM ROBERT C JR GDP Phantom Stock A - Award D 94,527 94,527
2014-12-11 2014-12-09 4 Schott Jan L GDP Phantom Stock A - Award D 58,085 58,085
2014-12-11 2014-12-09 4 BARKER ROBERT T GDP Phantom Stock A - Award D 11,940 11,940
2014-12-11 2014-12-09 4 BARKER ROBERT T GDP Depositary Shares P - Purchase D 7.8000 1,000 8 2,000
2014-12-03 2014-12-02 4 MALLOY PATRICK E GDP Common Stock S - Sale D 4.4962 -17,513 -79 5,183,331
2014-12-03 2014-12-01 4 MALLOY PATRICK E GDP Phantom Stock M - Exercise D -8,918 17,834
2014-12-03 2014-12-01 4 MALLOY PATRICK E GDP Phantom Stock M - Exercise D -18,498 18,498
2014-12-03 2014-12-01 4 MALLOY PATRICK E GDP Phantom Stock M - Exercise D -11,502 0
2014-12-03 2014-12-01 4 MALLOY PATRICK E GDP Phantom Stock A - Award D 105,708 105,708
2014-12-03 2014-12-01 4 MALLOY PATRICK E GDP Common Stock M - Exercise D 8,918 5,200,844
2014-12-03 2014-12-01 4 MALLOY PATRICK E GDP Common Stock M - Exercise D 18,498 5,191,926
2014-12-03 2014-12-01 4 MALLOY PATRICK E GDP Common Stock M - Exercise D 11,502 5,173,428
2014-11-07 2014-11-06 4 PERDUE MICHAEL J GDP Common Stock P - Purchase D 7.5231 17,075 128 25,000
2014-11-07 2014-11-06 4 TURNHAM ROBERT C JR GDP Common Stock P - Purchase D 7.3700 3,000 22 411,263
2014-10-09 2014-10-03 4 MALLOY PATRICK E Katherine C. Malloy GDP Common Stock S - Sale I 12.9800 -3,000 -39 143,000
2014-10-09 2014-10-03 4 MALLOY PATRICK E Katherine C. Malloy GDP Common Stock S - Sale I 13.0110 -3,000 -39 146,000
2014-10-09 2014-10-03 4 MALLOY PATRICK E Katherine C. Malloy GDP Common Stock S - Sale I 13.0200 -3,000 -39 149,000
2014-10-09 2014-10-03 4 MALLOY PATRICK E Katherine C. Malloy GDP Common Stock S - Sale I 13.0500 -3,000 -39 152,000
2014-10-09 2014-09-16 4 MALLOY PATRICK E Katherine C. Malloy GDP Common Stock S - Sale I 18.6510 -3,000 -56 155,000
2014-10-09 2014-09-16 4 MALLOY PATRICK E Katherine C. Malloy GDP Common Stock S - Sale I 19.1520 -3,000 -57 158,000
2014-10-09 2014-09-15 4 MALLOY PATRICK E Katherine C. Malloy GDP Common Stock S - Sale I 18.5500 -3,000 -56 161,000
2014-10-09 2014-09-12 4 MALLOY PATRICK E Katherine C. Malloy GDP Common Stock S - Sale I 18.4300 -2,000 -37 164,000
2014-10-09 2014-09-12 4 MALLOY PATRICK E Katherine C. Malloy GDP Common Stock S - Sale I 18.4400 -2,000 -37 166,000
2014-10-09 2014-09-12 4 MALLOY PATRICK E Katherine C. Malloy GDP Common Stock S - Sale I 18.4520 -2,000 -37 168,000
2014-10-09 2014-09-12 4 MALLOY PATRICK E Katherine C. Malloy GDP Common Stock S - Sale I 18.4800 -2,000 -37 170,000
2014-10-09 2014-09-12 4 MALLOY PATRICK E Katherine C. Malloy GDP Common Stock S - Sale I 18.5000 -1,750 -32 172,000
2014-10-09 2014-09-12 4 MALLOY PATRICK E Katherine C. Malloy GDP Common Stock S - Sale I 18.5010 -2,000 -37 173,750
2014-10-09 2014-09-12 4 MALLOY PATRICK E Katherine C. Malloy GDP Common Stock S - Sale I 18.5320 -2,000 -37 175,750
2014-05-21 2014-05-20 4 AUSTIN JOSIAH T Josiah & Valer Austin Family Revocable Trust GDP Common Stock A - Award I 24.9800 7,006 175 89,606
2014-05-21 2014-05-20 4 Straty Stephen M. GDP Common Stock A - Award D 24.9800 6,000 150 26,667
2014-05-21 2014-05-20 4 PERDUE MICHAEL J Merrill Lynch CMA Trust Account GDP Common Stock A - Award I 24.9800 5,000 125 26,750
2014-05-21 2014-05-20 4 GOODSON PETER GDP Common Stock A - Award D 24.9800 7,006 175 51,006
2014-05-21 2014-05-20 4 WASHINGTON GENE GDP Common Stock A - Award D 24.9800 4,004 100 75,148
2014-05-21 2014-05-20 4 SEELIGSON ARTHUR A GDP Common Stock A - Award D 24.9800 5,000 125 69,857
2014-03-31 3 BARKER ROBERT T GDP Common Stock D 24,748
2014-03-31 3 BARKER ROBERT T GDP Common Stock D 24,748
2014-03-31 3 BARKER ROBERT T GDP Depositary Shares D 13,874
2014-03-31 3 BARKER ROBERT T GDP Depositary Shares D 13,874
2014-01-10 2013-12-10 4 GOODRICH WALTER G GDP Phantom Stock A - Award D 71,672 71,672
2014-01-10 2013-12-10 4 TURNHAM ROBERT C JR GDP Phantom Stock A - Award D 64,846 64,846
2014-01-10 2013-12-10 4 Killelea Michael J GDP Phantom Stock A - Award D 22,014 22,014
2014-01-10 2013-12-10 4 Schott Jan L GDP Phantom Stock A - Award D 28,157 28,157
2014-01-10 2013-12-10 4 FERCHAU MARK E GDP Phantom Stock A - Award D 49,488 49,488
2013-12-26 2013-12-24 4 Smajstrla Dawn GDP Common Stock S - Sale D 17.1300 -3,000 -51 10,890
2013-12-16 2013-12-16 4 Killelea Michael J GDP Common Stock S - Sale D 45.8626 -4,627 -212 82,085
2013-12-16 2013-12-13 4 Killelea Michael J GDP Phantom Stock M - Exercise D -9,800 9,800
2013-12-16 2013-12-13 4 Killelea Michael J GDP Common Stock M - Exercise D 9,800 86,712
2013-12-16 2013-12-12 4 Killelea Michael J GDP Common Stock S - Sale D 16.2454 -7,969 -129 76,912
2013-12-16 2013-12-16 4 GOODRICH WALTER G GDP Common Stock S - Sale D 15.8626 -10,924 -173 532,767
2013-12-16 2013-12-13 4 GOODRICH WALTER G GDP Phantom Stock M - Exercise D -21,858 21,858
2013-12-16 2013-12-13 4 GOODRICH WALTER G GDP Common Stock M - Exercise D 21,858 543,691
2013-12-16 2013-12-12 4 GOODRICH WALTER G GDP Common Stock S - Sale D 16.2454 -19,447 -316 521,833
2013-12-16 2013-12-16 4 Schott Jan L GDP Common Stock S - Sale D 15.8626 -5,140 -82 50,288
2013-12-16 2013-12-13 4 Schott Jan L GDP Phantom Stock M - Exercise D -9,979 9,979
2013-12-16 2013-12-13 4 Schott Jan L GDP Common Stock M - Exercise D 9,979 55,428
2013-12-16 2013-12-12 4 Schott Jan L GDP Common Stock S - Sale D 16.2454 -8,879 -144 45,449
2013-12-16 2013-12-16 4 TURNHAM ROBERT C JR GDP Common Stock S - Sale D 15.8626 -10,335 -164 408,263
2013-12-16 2013-12-13 4 TURNHAM ROBERT C JR GDP Phantom Stock M - Exercise D -20,670 20,670
2013-12-16 2013-12-13 4 TURNHAM ROBERT C JR GDP Common Stock M - Exercise D 20,670 418,598
2013-12-16 2013-12-12 4 TURNHAM ROBERT C JR GDP Common Stock S - Sale D 16.2454 -18,391 -299 397,928
2013-12-16 2013-12-16 4 FERCHAU MARK E GDP Common Stock S - Sale D 15.8626 -8,078 -128 126,069
2013-12-16 2013-12-13 4 FERCHAU MARK E GDP Phantom Stock M - Exercise D -16,156 16,156
2013-12-16 2013-12-13 4 FERCHAU MARK E GDP Common Stock M - Exercise D 16,156 134,147
2013-12-16 2013-12-12 4 FERCHAU MARK E GDP Common Stock S - Sale D 16.2454 -14,374 -234 117,991
2013-12-16 2013-12-13 4 GOODRICH HENRY GDP Common Stock A - Award D 16.6900 2,995 50 20,495
2013-12-16 2013-12-16 4 Smajstrla Dawn GDP Common Stock S - Sale D 15.8626 -977 -15 13,890
2013-12-16 2013-12-13 4 Smajstrla Dawn GDP Phantom Stock M - Exercise D -3,386 3,386
2013-12-16 2013-12-13 4 Smajstrla Dawn GDP Common Stock M - Exercise D 3,386 14,867
2013-12-16 2013-12-12 4 Smajstrla Dawn GDP Common Stock S - Sale D 16.2454 -1,649 -27 11,481
2013-12-11 2013-12-11 4 FERCHAU MARK E GDP Phantom Stock M - Exercise D -28,748 57,946
2013-12-11 2013-12-11 4 FERCHAU MARK E GDP Common Stock M - Exercise D 28,748 132,365
2013-12-11 2013-12-10 4 FERCHAU MARK E GDP Phantom Stock A - Award D 32,992 33,958
2013-12-11 2013-12-10 4 FERCHAU MARK E GDP Common Stock S - Sale D 17.6890 -6,518 -115 103,617
2013-12-11 2013-12-09 4 FERCHAU MARK E GDP Phantom Stock M - Exercise D -13,036 0
2013-12-11 2013-12-09 4 FERCHAU MARK E GDP Common Stock M - Exercise D 13,036 110,135
2013-12-11 2013-12-11 4 TURNHAM ROBERT C JR GDP Phantom Stock M - Exercise D -36,781 73,560
2013-12-11 2013-12-11 4 TURNHAM ROBERT C JR GDP Common Stock M - Exercise D 36,781 416,319
2013-12-11 2013-12-10 4 TURNHAM ROBERT C JR GDP Phantom Stock A - Award D 43,231 43,231
2013-12-11 2013-12-10 4 TURNHAM ROBERT C JR GDP Common Stock S - Sale D 17.6890 -7,734 -137 379,538
2013-12-11 2013-12-09 4 TURNHAM ROBERT C JR GDP Phantom Stock M - Exercise D -15,467 0
2013-12-11 2013-12-09 4 TURNHAM ROBERT C JR GDP Common Stock M - Exercise D 15,467 387,272
2013-12-11 2013-12-11 4 MALLOY PATRICK E GDP Common Stock S - Sale D 16.2228 -5,000 -81 5,156,926
2013-12-11 2013-12-09 4 MALLOY PATRICK E GDP Phantom Stock M - Exercise D -10,522 0
2013-12-11 2013-12-09 4 MALLOY PATRICK E GDP Common Stock M - Exercise D 10,522 5,161,926
2013-12-11 2013-12-09 4 GOODRICH HENRY GDP Phantom Stock M - Exercise D -1,055 0
2013-12-11 2013-12-09 4 GOODRICH HENRY GDP Common Stock M - Exercise D 1,055 17,500
2013-12-11 2013-12-11 4 Killelea Michael J GDP Phantom Stock M - Exercise D -17,439 34,878
2013-12-11 2013-12-11 4 Killelea Michael J GDP Common Stock M - Exercise D 17,439 84,881
2013-12-11 2013-12-10 4 Killelea Michael J GDP Phantom Stock A - Award D -20,819 20,819
2013-12-11 2013-12-09 4 Killelea Michael J GDP Phantom Stock M - Exercise D -7,803 0
2013-12-11 2013-12-09 4 Killelea Michael J GDP Common Stock M - Exercise D 7,803 70,908
2013-12-11 2012-12-10 4 Killelea Michael J GDP Common Stock S - Sale D 17.6890 -3,466 -61 67,442
2013-12-11 2013-12-11 4 Smajstrla Dawn GDP Phantom Stock M - Exercise D -6,025 12,048
2013-12-11 2013-12-11 4 Smajstrla Dawn GDP Common Stock M - Exercise D 6,025 13,130
2013-12-11 2013-12-10 4 Smajstrla Dawn GDP Phantom Stock A - Award D 8,191 8,191
2013-12-11 2013-12-10 4 Smajstrla Dawn GDP Common Stock S - Sale D 17.6953 -408 -7 7,105
2013-12-11 2013-12-09 4 Smajstrla Dawn GDP Phantom Stock M - Exercise D -1,537 0
2013-12-11 2013-12-09 4 Smajstrla Dawn GDP Common Stock M - Exercise D 1,537 7,513
2013-12-11 2013-12-11 4 GOODRICH WALTER G GDP Phantom Stock M - Exercise D -38,895 77,788
2013-12-11 2013-12-11 4 GOODRICH WALTER G GDP Common Stock M - Exercise D 38,895 541,280
2013-12-11 2013-12-10 4 GOODRICH WALTER G GDP Phantom Stock A - Award D 47,782 47,782
2013-12-11 2013-12-10 4 GOODRICH WALTER G GDP Common Stock S - Sale D 17.6890 -8,617 -152 502,385
2013-12-11 2013-12-09 4 GOODRICH WALTER G GDP Phantom Stock M - Exercise D -17,235 0
2013-12-11 2013-12-09 4 GOODRICH WALTER G GDP Common Stock M - Exercise D 17,235 511,002
2013-12-11 2013-12-11 4 Schott Jan L GDP Phantom Stock M - Exercise D -17,756 35,512
2013-12-11 2013-12-11 4 Schott Jan L GDP Common Stock M - Exercise D 17,756 54,328
2013-12-11 2013-12-10 4 Schott Jan L GDP Phantom Stock A - Award D 26,564 26,564
2013-12-11 2013-12-09 4 Schott Jan L GDP Phantom Stock M - Exercise D -7,575 0
2013-12-11 2013-12-09 4 Schott Jan L GDP Common Stock S - Sale D 17.6890 -3,721 -66 36,572
2013-12-11 2013-12-09 4 Schott Jan L GDP Common Stock M - Exercise D 7,575 40,293
2013-12-04 2013-12-02 4 PERDUE MICHAEL J Merrill Lynch CMA Trust Account GDP Common Stock P - Purchase I 18.3262 700 13 21,750
2013-12-04 2013-12-02 4 PERDUE MICHAEL J GDP Common Stock P - Purchase D 18.3952 550 10 7,925
2013-12-04 2013-12-04 4 MALLOY PATRICK E GDP Common Stock S - Sale D 19.4327 -12,000 -233 5,151,404
2013-12-04 2013-12-02 4 MALLOY PATRICK E GDP Phantom Stock M - Exercise D -18,498 36,996
2013-12-04 2013-12-02 4 MALLOY PATRICK E GDP Phantom Stock M - Exercise D -11,502 11,502
2013-12-04 2013-12-02 4 MALLOY PATRICK E GDP Phantom Stock A - Award D 26,752 26,752
2013-12-04 2013-12-02 4 MALLOY PATRICK E GDP Common Stock M - Exercise D 18,498 5,163,404
2013-12-04 2013-12-02 4 MALLOY PATRICK E GDP Common Stock M - Exercise D 11,502 5,144,906
2013-10-10 2013-10-08 4 MALLOY PATRICK E GDP 5.375% Series B Convertible Preferred Stock A - Award D 50.6500 10,000 506 70,100
2013-09-10 2013-09-06 4 GOODRICH HENRY GDP Common Stock S - Sale D 25.0350 -4,000 -100 16,445
2013-09-09 2012-12-26 5 GOODRICH WALTER G By Spouse GDP Common Stock G - Gift I 100,000 100,000
2013-09-09 2012-12-26 5 GOODRICH WALTER G GDP Common Stock G - Gift D -100,000 497,141
2013-09-03 2013-08-30 4 PERDUE MICHAEL J GDP Common Stock P - Purchase D 21.6500 475 10 7,375
2013-08-30 2013-08-29 4 AUSTIN JOSIAH T El Coronado Holdings, LLC GDP Common Stock S - Sale I 21.4827 -297,536 -6,392 1,900,790
2013-08-30 2013-08-28 4 AUSTIN JOSIAH T El Coronado Holdings, LLC GDP Common Stock S - Sale I 21.3515 -253,816 -5,419 2,198,326
2013-08-28 2013-08-24 4 Smajstrla Dawn GDP Phantom Stock M - Exercise D -833 0
2013-08-28 2013-08-24 4 Smajstrla Dawn GDP Common Stock F - Taxes D 21.0900 -221 -5 5,976
2013-08-28 2013-08-24 4 Smajstrla Dawn GDP Common Stock M - Exercise D 833 6,197
2013-08-27 2013-08-26 4 AUSTIN JOSIAH T El Coronado Holdings, LLC GDP Common Stock S - Sale I 21.5824 -90,731 -1,958 2,452,142
2013-08-27 2013-08-23 4 AUSTIN JOSIAH T El Coronado Holdings, LLC GDP Common Stock S - Sale I 21.8495 -57,917 -1,265 2,542,873
2013-08-27 2013-08-22 4 AUSTIN JOSIAH T El Coronado Holdings, LLC GDP Common Stock S - Sale I 21.9288 -300,000 -6,579 2,600,790
2013-08-27 2013-08-26 4 PERDUE MICHAEL J GDP Common Stock P - Purchase D 21.2400 500 11 6,900
2013-08-20 2013-08-14 4 AUSTIN JOSIAH T El Coronado Holdings, LLC GDP Depositary Shares P - Purchase I 25.0000 70,000 1,750 70,000
2013-08-20 2013-08-14 4 GOODRICH WALTER G GDP Depositary Shares P - Purchase D 25.0000 4,000 100 4,000
2013-08-20 2013-08-14 4 MALLOY PATRICK E GDP Depositary Shares P - Purchase D 25.0000 40,000 1,000 40,000
2013-08-20 2013-08-14 4 TURNHAM ROBERT C JR GDP Depositary Shares P - Purchase D 25.0000 4,000 100 4,000
2013-05-23 2013-05-21 4 AUSTIN JOSIAH T Josiah & Valer Austin Family Revocable Trust GDP Common Stock A - Award I 13.6100 6,000 82 82,600
2013-05-23 2013-05-21 4 GOODSON PETER GDP Common Stock A - Award D 13.6100 6,000 82 44,000
2013-05-23 2013-05-21 4 GOODRICH HENRY GDP Common Stock A - Award D 13.6100 6,000 82 20,445
2013-05-23 2013-05-21 4 PERDUE MICHAEL J Merrill Lynch CMA Trust Account GDP Common Stock A - Award I 13.6100 6,000 82 21,050
2013-05-23 2013-05-21 4 SEELIGSON ARTHUR A GDP Common Stock A - Award D 13.6100 6,000 82 64,857
2013-05-23 2013-05-21 4 WASHINGTON GENE GDP Common Stock A - Award D 13.6100 6,000 82 35,144
2013-05-23 2013-05-21 4 Straty Stephen M. GDP Common Stock A - Award D 13.6100 6,000 82 20,667
2013-04-16 2013-04-12 4 WASHINGTON GENE GDP Depositary Shares P - Purchase D 25.1500 1,450 36 1,450
2013-04-12 2013-04-05 4 GOODRICH WALTER G GDP Depositary Shares P - Purchase D 25.0000 4,000 100 4,000
2013-04-12 2013-01-18 4 GOODRICH WALTER G GDP Common Stock G - Gift D 9.6500 -3,374 -33 593,767
2013-04-12 2013-04-05 4 AUSTIN JOSIAH T El Coronado Holdings, LLC GDP Depositary Shares P - Purchase I 25.0000 60,000 1,500 60,000
2013-04-12 2013-04-05 4 MALLOY PATRICK E GDP Depositary Shares P - Purchase D 25.0000 40,000 1,000 40,000
2013-04-12 2013-04-05 4 TURNHAM ROBERT C JR GDP Depositary Shares P - Purchase D 25.0000 4,000 100 4,000
2013-03-13 2013-03-12 4 PERDUE MICHAEL J GDP Common Stock P - Purchase D 14.5446 700 10 6,400
2013-01-31 2013-01-30 4 MALLOY PATRICK E GDP Stock Option M - Exercise D 4.85 -4,000 0
2013-01-31 2013-01-30 4 MALLOY PATRICK E GDP Common Stock M - Exercise D 4.8500 4,000 19 5,133,404
2013-01-31 2013-01-29 4 WASHINGTON GENE GDP 5.375% Series B Convertible Prfd Stock A - Award D 30.8500 300 9 900
2013-01-08 2013-01-04 4 GOODRICH HENRY GDP Common Stock S - Sale D 10.1225 -1,000 -10 14,445
2013-01-08 2013-01-04 4 GOODRICH HENRY GDP Common Stock S - Sale D 10.1270 -5,105 -52 15,445
2013-01-03 2012-12-27 4 PERDUE MICHAEL J Merrill Lynch CMA Trust Account GDP Common Stock G - Gift I 8.8700 -950 -8 15,050
2013-01-03 2012-12-27 4 PERDUE MICHAEL J GDP Common Stock P - Purchase D 8.6900 813 7 5,700
2013-01-03 2012-12-27 4 PERDUE MICHAEL J GDP Common Stock P - Purchase D 8.6850 387 3 4,887
2012-12-19 2012-12-18 4 AUSTIN JOSIAH T El Coronado Holdings, LLC GDP Common Stock S - Sale I 9.2140 -50,000 -461 2,900,790
2012-12-19 2012-12-17 4 AUSTIN JOSIAH T El Coronado Holdings, LLC GDP Common Stock S - Sale I 8.0788 -250,000 -2,020 2,950,790
2012-12-19 2012-12-17 4 WASHINGTON GENE GDP 5.375% Series B Convertible Prfd Stock A - Award D 28.9000 100 3 600
2012-12-17 2012-12-13 4 FERCHAU MARK E GDP Phantom Stock M - Exercise D -16,156 32,312
2012-12-17 2012-12-13 4 FERCHAU MARK E GDP Common Stock F - Taxes D 8.1900 -4,274 -35 97,099
2012-12-17 2012-12-13 4 FERCHAU MARK E GDP Common Stock M - Exercise D 16,156 101,373
2012-12-17 2012-12-14 4 GOODRICH WALTER G GDP Common Stock G - Gift D 8.0800 -1,500 -12 597,141
2012-12-17 2012-12-13 4 GOODRICH WALTER G GDP Phantom Stock M - Exercise D -21,858 43,716
2012-12-17 2012-12-13 4 GOODRICH WALTER G GDP Common Stock F - Taxes D 8.1900 -7,968 -65 598,641
2012-12-17 2012-12-13 4 GOODRICH WALTER G GDP Common Stock M - Exercise D 21,858 606,609
2012-12-17 2012-12-13 4 GOODRICH HENRY GDP Common Stock A - Award D 8.1900 6,105 50 20,550
2012-12-17 2012-12-13 4 Killelea Michael J GDP Phantom Stock M - Exercise D -9,801 19,600
2012-12-17 2012-12-13 4 Killelea Michael J GDP Common Stock F - Taxes D 8.1900 -2,593 -21 63,105
2012-12-17 2012-12-13 4 Killelea Michael J GDP Common Stock M - Exercise D 9,801 65,698
2012-12-17 2012-12-13 4 Schott Jan L GDP Phantom Stock M - Exercise D -9,979 19,957
2012-12-17 2012-12-13 4 Schott Jan L GDP Common Stock F - Taxes D 8.1900 -2,640 -22 32,718
2012-12-17 2012-12-13 4 Schott Jan L GDP Common Stock M - Exercise D 9,979 35,358
2012-12-17 2012-12-13 4 TURNHAM ROBERT C JR GDP Phantom Stock M - Exercise D 20,670 41,340
2012-12-17 2012-12-13 4 TURNHAM ROBERT C JR GDP Common Stock F - Taxes D 8.1900 -7,535 -62 371,805
2012-12-17 2012-12-13 4 TURNHAM ROBERT C JR GDP Common Stock M - Exercise D 20,670 379,340
2012-12-17 2012-12-13 4 Smajstrla Dawn GDP Phantom Stock M - Exercise D -3,386 6,771
2012-12-17 2012-12-13 4 Smajstrla Dawn GDP Common Stock F - Taxes D 8.1900 -896 -7 5,364
2012-12-17 2012-12-13 4 Smajstrla Dawn GDP Common Stock M - Exercise D 3,386 6,260
2012-12-13 2012-12-11 4 GOODRICH HENRY GDP Common Stock S - Sale D 8.2600 -833 -7 14,445
2012-12-13 2012-12-11 4 FERCHAU MARK E GDP Phantom Stock A - Award D 86,244 86,244
2012-12-13 2012-12-11 4 Killelea Michael J GDP Phantom Stock A - Award D 52,317 52,317
2012-12-13 2012-12-11 4 GOODRICH WALTER G GDP Phantom Stock A - Award D 116,683 116,683
2012-12-13 2012-12-11 4 Schott Jan L GDP Phantom Stock A - Award D 53,268 53,268
2012-12-13 2012-12-11 4 Schott Jan L GDP Phantom Stock A - Award D 53,268 53,268
2012-12-13 2012-12-11 4 Smajstrla Dawn GDP Phantom Stock A - Award D 18,073 18,073
2012-12-13 2012-06-21 4 Smajstrla Dawn GDP Phantom Stock A - Award D 11,630 11,630
2012-12-13 2012-12-11 4 TURNHAM ROBERT C JR GDP Phantom Stock A - Award D 110,341 110,341
2012-12-11 2012-12-09 4 FERCHAU MARK E GDP Phantom Stock M - Exercise D -13,037 13,036
2012-12-11 2012-12-09 4 FERCHAU MARK E GDP Common Stock F - Taxes D 8.4400 -3,449 -29 85,217
2012-12-11 2012-12-09 4 FERCHAU MARK E GDP Common Stock M - Exercise D 13,037 88,666
2012-12-11 2012-12-09 4 GOODRICH WALTER G GDP Phantom Stock M - Exercise D -17,235 17,235
2012-12-11 2012-12-09 4 GOODRICH WALTER G GDP Common Stock F - Taxes D 8.4400 -4,559 -38 584,751
2012-12-11 2012-12-09 4 GOODRICH WALTER G GDP Common Stock M - Exercise D 17,235 589,310
2012-12-11 2012-12-09 4 GOODRICH HENRY GDP Phantom Stock M - Exercise D -1,056 1,055
2012-12-11 2012-12-09 4 GOODRICH HENRY GDP Common Stock M - Exercise D 1,056 15,278
2012-12-11 2012-12-09 4 Killelea Michael J GDP Phantom Stock M - Exercise D -7,803 7,803
2012-12-11 2012-12-09 4 Killelea Michael J GDP Common Stock F - Taxes D 8.4400 -2,064 -17 55,897
2012-12-11 2012-12-09 4 Killelea Michael J GDP Common Stock M - Exercise D 7,803 57,961
2012-12-11 2012-12-09 4 MALLOY PATRICK E GDP Phantom Stock M - Exercise D -10,522 10,522
2012-12-11 2012-12-09 4 MALLOY PATRICK E GDP Common Stock M - Exercise D 10,522 5,129,404
2012-12-11 2012-12-09 4 Schott Jan L GDP Phantom Stock M - Exercise D -7,576 7,575
2012-12-11 2012-12-09 4 Schott Jan L GDP Common Stock F - Taxes D 8.4400 -2,004 -17 25,379
2012-12-11 2012-12-09 4 Schott Jan L GDP Common Stock M - Exercise D 7,576 27,383
2012-12-11 2012-12-09 4 Smajstrla Dawn GDP Phantom Stock M - Exercise D -1,538 1,537
2012-12-11 2012-12-09 4 Smajstrla Dawn GDP Common Stock F - Taxes D 8.4400 -407 -3 2,874
2012-12-11 2012-12-09 4 Smajstrla Dawn GDP Common Stock M - Exercise D 1,538 3,281
2012-12-11 2012-12-09 4 TURNHAM ROBERT C JR GDP Phantom Stock M - Exercise D 15,467 15,467
2012-12-11 2012-12-09 4 TURNHAM ROBERT C JR GDP Common Stock F - Taxes D 8.4400 -4,092 -35 358,670
2012-12-11 2012-12-09 4 TURNHAM ROBERT C JR GDP Common Stock M - Exercise D 15,467 362,762
2012-12-10 2012-12-06 4 WASHINGTON GENE GDP 5.375% Series B Convertible Prfd Stock A - Award D 29.8000 200 6 500
2012-12-04 2012-12-02 4 FERCHAU MARK E GDP Phantom Stock M - Exercise D -9,322 0
2012-12-04 2012-12-02 4 FERCHAU MARK E GDP Common Stock F - Taxes D 9.0100 -2,466 -22 75,629
2012-12-04 2012-12-02 4 FERCHAU MARK E GDP Common Stock M - Exercise D 9,322 78,095
2012-12-04 2012-12-02 4 GOODRICH WALTER G GDP Phantom Stock M - Exercise D -12,325 0
2012-12-04 2012-12-02 4 GOODRICH WALTER G GDP Common Stock F - Taxes D 9.0100 -3,260 -29 572,075
2012-12-04 2012-12-02 4 GOODRICH WALTER G GDP Common Stock M - Exercise D 12,325 575,335
2012-12-04 2012-12-02 4 GOODRICH HENRY GDP Phantom Stock M - Exercise D -833 0
2012-12-04 2012-12-02 4 GOODRICH HENRY GDP Common Stock M - Exercise D 833 14,222
2012-12-04 2012-12-02 4 Killelea Michael J GDP Phantom Stock M - Exercise D -3,386 0
2012-12-04 2012-12-02 4 Killelea Michael J GDP Common Stock F - Taxes D 9.0100 -896 -8 50,158
2012-12-04 2012-12-02 4 Killelea Michael J GDP Common Stock M - Exercise D 3,386 51,054
2012-12-04 2012-12-02 4 MALLOY PATRICK E GDP Phantom Stock M - Exercise D -7,524 0
2012-12-04 2012-12-02 4 MALLOY PATRICK E GDP Common Stock M - Exercise D 7,524 5,118,882
2012-12-04 2012-12-01 4 MALLOY PATRICK E GDP Phantom Stock M - Exercise D -11,503 23,004
2012-12-04 2012-12-01 4 MALLOY PATRICK E GDP Phantom Stock A - Award D 55,494 55,494
2012-12-04 2012-12-01 4 MALLOY PATRICK E GDP Common Stock M - Exercise D 11,503 5,111,358
2012-12-04 2012-12-02 4 Schott Jan L GDP Phantom Stock M - Exercise D -3,198 0
2012-12-04 2012-12-02 4 Schott Jan L GDP Common Stock F - Taxes D 9.0100 -846 -8 19,807
2012-12-04 2012-12-02 4 Schott Jan L GDP Common Stock M - Exercise D 3,198 20,653
2012-12-04 2012-12-02 4 TURNHAM ROBERT C JR GDP Phantom Stock M - Exercise D -11,061 0
2012-12-04 2012-12-02 4 TURNHAM ROBERT C JR GDP Common Stock F - Taxes D 9.0100 -2,926 -26 347,295
2012-12-04 2012-12-02 4 TURNHAM ROBERT C JR GDP Common Stock M - Exercise D 11,061 350,221
2012-11-21 2012-11-20 4 MALLOY PATRICK E GDP 5.375% Series B Convertible Preferred Stock A - Award D 29.0200 10,100 293 60,100
2012-11-20 2012-11-16 4 MALLOY PATRICK E GDP 5.375% Series B Convertible Preferred Stock A - Award D 28.8000 100 3 50,000
2012-11-19 2012-11-14 4 GOODSON PETER GDP Common Stock P - Purchase D 7.9900 19,000 152 38,000
2012-11-15 2012-11-14 4 PERDUE MICHAEL J GDDP Common Stock P - Purchase D 7.9949 900 7 4,500
2012-11-15 2012-11-14 4 TURNHAM ROBERT C JR GDP Common Stock P - Purchase D 8.1500 10,000 82 339,160
2012-09-13 2012-09-12 4 FERCHAU MARK E GDP Common Stock S - Sale D 14.4000 -5,000 -72 68,773
2012-08-28 2012-08-24 4 GOODRICH HENRY GDP Common Stock S - Sale D 13.5670 -2,564 -35 13,389
2012-08-28 2012-08-27 4 FERCHAU MARK E GDP Common Stock S - Sale D 14.1730 -5,000 -71 73,773
2012-08-28 2012-08-24 4 Smajstrla Dawn GDP Phantom Stock M - Exercise D -833 833
2012-08-28 2012-08-24 4 Smajstrla Dawn GDP Common Stock F - Taxes D 13.7800 -221 -3 1,743
2012-08-28 2012-08-24 4 Smajstrla Dawn GDP Common Stock M - Exercise D 833 1,964
2012-07-06 2012-07-03 4 GOODRICH HENRY GDP Common Stock S - Sale D 14.9200 -1,000 -15 15,953
2012-06-26 2012-06-22 4 GOODRICH HENRY GDP Common Stock S - Sale D 13.0100 -1,000 -13 16,953
2012-06-26 2012-06-22 4 GOODRICH HENRY GDP Common Stock S - Sale D 12.9400 -1,000 -13 17,953
2012-06-26 2012-06-22 4 GOODRICH HENRY GDP Common Stock S - Sale D 13.0800 -1,000 -13 18,953
2012-06-26 2012-06-22 4 GOODRICH HENRY GDP Common Stock S - Sale D 12.6000 -2,000 -25 19,953
2012-06-26 2012-06-22 4 MALLOY PATRICK E GDP Common Stock P - Purchase D 12.5500 100 1 5,099,855
2012-06-06 2012-06-05 4 PERDUE MICHAEL J GDP Common Stock P - Purchase D 13.3104 2,300 31 3,600
2012-05-30 2012-05-30 4 TURNHAM ROBERT C JR GDP Common Stock P - Purchase D 14.5000 7,000 102 329,160
2012-05-24 2012-05-18 4 GOODSON PETER GDP Common Stock P - Purchase D 15.5450 10,000 155 19,000
2012-05-21 2012-05-17 4 GOODRICH HENRY GDP Common Stock A - Award D 13.3800 6,000 80 21,953
2012-05-21 2012-05-17 4 SEELIGSON ARTHUR A GDP Common Stock A - Award D 13.3800 6,000 80 58,857
2012-05-21 2012-05-17 4 PERDUE MICHAEL J Merrill Lynch CMA Trust Account GDP Common Stock A - Award I 13.3800 6,000 80 16,000
2012-05-21 2012-05-17 4 AUSTIN JOSIAH T Josiah & Valer Austin Family Revocable Trust GDP Common Stock A - Award I 13.3800 6,000 80 76,600
2012-05-21 2012-05-17 4 WASHINGTON GENE GDP Common Stock A - Award D 13.3800 6,000 80 29,144
2012-05-21 2012-05-17 4 GOODSON PETER GDP Common Stock A - Award D 13.3800 6,000 80 9,000
2012-05-21 2012-05-17 4 Straty Stephen M. GDP Common Stock A - Award D 13.3800 6,000 80 14,667
2012-04-20 2012-04-18 4 MALLOY PATRICK E GDP 5.375% Series B Convertible Preferred Stock A - Award D 36.2500 19,900 721 49,900
2012-04-11 2012-04-10 4 MALLOY PATRICK E GDP 5.375% Series B Convertible Preferred Stock A - Award D 36.5000 5,274 193 30,000
2012-04-11 2012-04-09 4 MALLOY PATRICK E GDP 5.375% Series B Convertible Preferred Stock A - Award D 36.5000 4,726 172 24,726
2012-04-10 2011-12-13 4/A GOODRICH HENRY GDP Phantom Stock J - Other D 0 0
2012-04-10 2012-04-09 4 GOODRICH HENRY GDP Common Stock A - Award D 14.0300 3,564 50 15,953
2012-04-05 2012-04-05 4 TURNHAM ROBERT C JR GDP 5.375% Series B Convertible Preferred Stock A - Award D 37.2700 3,000 112 3,000
2012-04-05 2012-04-04 4 MALLOY PATRICK E GDP 5.375% Series B Convertible Prfd Stock A - Award D 37.1235 8,000 297 20,000
2012-03-29 2012-03-29 4 MALLOY PATRICK E GDP 5.375% Series B Convertible Prfd Stock A - Award D 37.5500 1,000 38 12,000
2012-03-29 2012-03-28 4 MALLOY PATRICK E GDP 5.375% Series B Convertible Prfd Stock A - Award D 37.6833 1,200 45 11,000
2012-03-29 2012-03-27 4 MALLOY PATRICK E GDP 5.375% Series B Convertible Prfd Stock A - Award D 37.7500 4,800 181 9,800
2012-03-29 2012-03-26 4 MALLOY PATRICK E GDP 5.375% Series B Convertible Prfd Stock A - Award D 37.7500 5,000 189 5,000
2012-03-21 2012-03-19 4 GOODRICH HENRY GDP Common Stock S - Sale D 20.0280 -6,000 -120 12,389
2012-01-23 2012-01-19 4 Killelea Michael J GDP Phantom Stock M - Exercise D -1,666 0
2012-01-23 2012-01-19 4 Killelea Michael J GDP Common Stock F - Taxes D 14.0600 -511 -7 47,668
2012-01-23 2012-01-19 4 Killelea Michael J GDP Common Stock M - Exercise D 1,666 48,179
2012-01-10 2012-01-06 4 MALLOY PATRICK E GDP Stock Option M - Exercise D 4.11 -4,000 0
2012-01-10 2012-01-06 4 MALLOY PATRICK E GDP Common Stock M - Exercise D 4.1100 4,000 16 5,099,755
2011-04-18 3 GOODSON PETER GDP Common Stock D 0
2009-12-15 2009-12-11 4 WASHINGTON GENE GDP Common Stock S - Sale D 21.4700 -2,000 -43 17,144
2009-12-15 2009-12-11 4 WASHINGTON GENE GDP Common Stock S - Sale D 21.4100 -1,800 -39 19,144
2009-12-15 2009-12-11 4 WASHINGTON GENE GDP Common Stock S - Sale D 21.4500 -200 -4 20,944
2009-12-04 2009-12-02 4 GOODRICH HENRY GDP Phantom Stock A - Award D 2,500 2,500
2009-12-04 2009-12-02 4 FERCHAU MARK E GDP Phantom Stock A - Award D 27,968 27,968
2009-12-04 2009-12-02 4 GOODRICH WALTER G GDP Phantom Stock A - Award D 36,975 36,975
2009-12-04 2009-12-02 4 Killelea Michael J GDP Phantom Stock A - Award D 10,158 10,158
2009-12-04 2009-12-02 4 LOONEY DAVID R GDP Phantom Stock A - Award D 31,287 31,287
2009-12-04 2009-12-02 4 MALLOY PATRICK E GDP Phantom Stock A - Award D 22,573 22,573
2009-12-04 2009-12-02 4 Schott Jan L GDP Phantom Stock A - Award D 9,594 9,594
P
गैर-डेरिवेटिव या डेरिवेटिव प्रतिभूति की खुला बाज़ार या निजी खरीद
S
गैर-डेरिवेटिव या डेरिवेटिव प्रतिभूति का खुला बाज़ार या निजी बिक्री
A
कंपनी से प्रतिभूतियों का अनुदान, पुरस्कार या अन्य अधिग्रहण (जैसे एक ऑप्शन)
C
डेरिवेटिव का रूपांतरण
D
कंपनी को प्रतिभूतियों की बिक्री या हस्तांतरण
F
कंपनी से प्राप्त प्रतिभूतियों के हिस्से का उपयोग करके एक्सरसाइज मूल्य या कर दायित्व का भुगतान
G
इनसाइडर द्वारा या उसे प्रतिभूतियों का उपहार
K
इक्विटी स्वैप और समान हेजिंग लेनदेन
M
कंपनी से प्राप्त डेरिवेटिव प्रतिभूति के एक्सरसाइज या रूपांतरण (जैसे कि एक ऑप्शन)
V
किसी लेन-देन को स्वेच्छा से फॉर्म 4 पर रिपोर्ट किया गया
J
अन्य (लेन-देन का वर्णन करने वाले फ़ुटनोट के साथ)
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