HCXY / Hercules Capital, Inc. - Corporate Bond/Note - Insider Trading and Ownership Report - SEC Form 3, 4, 5

हरक्यूलिस कैपिटल, इंक. - कॉर्पोरेट बॉन्ड/नोट
US ˙ NYSE ˙ US4270968476

टोटल इनसाइडर34
इनसाइडर सेंटीमेंट स्कोर

इनसाइडर सेंटीमेंट स्कोर उन कंपनियों का पता लगाता है जिन्हें कॉर्पोरेट इनसाइडर द्वारा खरीदा जा रहा है।

यह एक परिष्कृत, बहु-कारक मात्रात्मक मॉडल का परिणाम है जो इनसाइडर संचय के उच्चतम स्तर वाली कंपनियों की पहचान करता है। स्कोरिंग मॉडल पिछले 90 दिनों में खरीदने वाले इनसाइडर की शुद्ध संख्या, फ्लोट के प्रतिशत के रूप में खरीदे गए कुल शेयर और इनसाइडर के स्वामित्व वाले कुल शेयरों के संयोजन का उपयोग करता है। संख्या 0 से 100 तक होती है, उच्च संख्याएं अपने प्रतिद्वंदिओ के लिए संचय के उच्च स्तर का संकेत देती हैं, और 50 औसत है।

अपडेट फ्रीक्वेंसी: दैनिक

इनसाइडर्स टॉप पिक्स देखें, जो उच्चतम इनसाइडर संचय वाली कंपनियों की एक सूची प्रदान करता है।

उच्चतम रैंकिंग वाले स्टॉक देखें
ऑफिसर सेंटीमेंट स्कोर

ऑफिसर सेंटीमेंट स्कोर से पता चलता है कि कंपनियों को कॉर्पोरेट ऑफिसर द्वारा खरीदा जा रहा है।

परिभाषा के अनुसार कॉर्पोरेट ऑफिसर कॉर्पोरेट इनसाइडर्स होते हैं, लेकिन कुछ अन्य इनसाइडर्स (10% शेयरधारक और बोर्ड सदस्य) के विपरीत, ऑफिसर कंपनी के लिए दैनिक आधार पर काम करते हैं, और व्यापार करते समय वे अपने स्वयं के पैसे का उपयोग करते हैं। (10% शेयरधारक और बोर्ड सदस्य अक्सर अन्य लोगों के पैसे का प्रबंधन करने वाले फंड मैनेजर होते हैं।) इस प्रकार, ऑफिसर द्वारा किए गए इनसाइडर व्यापार बहुत अधिक महत्वपूर्ण होते हैं और उनके साथ उचित व्यवहार किया जाना चाहिए।

इनसाइडर सेंटीमेंट स्कोर की तरह, ऑफिसर सेंटीमेंट स्कोर एक परिष्कृत, बहु-कारक मात्रात्मक मॉडल का परिणाम है जो उच्चतम स्तर के ऑफिसर संचय वाली कंपनियों की पहचान करता है।

अपडेट फ्रीक्वेंसी: दैनिक

इनसाइडर्स टॉप पिक्स देखें, जो उच्चतम इनसाइडर सेंटीमेंट वाली कंपनियों की एक सूची प्रदान करता है।

उच्चतम रैंकिंग वाले स्टॉक देखें
मुख्य इनसाइडर मेट्रिक्स

यह कार्ड दिखाता है कि कंपनी विभिन्न इनसाइडर मेट्रिक्स के साथ कैसे रैंक करती है। प्रतिशतक रैंक से पता चलता है कि यह कंपनी अमेरिकी बाज़ारों में अन्य कंपनियों से कैसे तुलना करती है। ऊंची रैंकिंग बेहतर स्थितियों का संकेत है।

उदाहरण के लिए, यह आम तौर पर स्वीकार किया जाता है कि इनसाइडर खरीदारी एक सकारात्मक संकेतक है, इसलिए अधिक इनसाइडर खरीदारी वाली कंपनियां कम इनसाइडर खरीदारी (या यहां तक कि इनसाइडर बिक्री) वाली कंपनियों की तुलना में उच्च रैंक पर होंगी।

खरीदने वाले इनसाइडर की शुद्ध संख्या (रैंक)

N/A

इनसाइडर ख़रीदारी की कुल संख्या, पिछले 90 दिनों में बेचने वाले इनसाइडर की कुल संख्या को घटाकर ख़रीदने वाले इनसाइडर की कुल संख्या है। प्रतिशतक रैंक यहां दिखाई गई है (0 से 100% तक)।

इनसाइडर द्वारा खरीदे गए फ़्लोट का प्रतिशत (रैंक)

N/A

इनसाइडर द्वारा खरीदे गए फ्लोट का प्रतिशत इनसाइडर द्वारा खरीदे गए शेयरों की कुल संख्या है, जिसमें पिछले 90 दिनों में इनसाइडर द्वारा बेचे गए शेयरों की कुल संख्या को घटाकर, कुल फ्लोट से विभाजित किया जाता है और 100 से गुणा किया जाता है।

इनसाइडर ट्रेडिंग चार्ट

Hercules Capital, Inc. - Corporate Bond/Note इनसाइडर व्यापार निम्नलिखित चार्ट में दिखाए गए हैं। इनसाइडर किसी कंपनी के ऑफिसर, निदेशक या महत्वपूर्ण निवेशक होते हैं। सामान्य तौर पर, इनसाइडर के लिए सामग्री, गैर-सार्वजनिक जानकारी के आधार पर अपनी कंपनियों में व्यापार करना आम तौर पर अवैध है। इसका मतलब यह नहीं है कि उनके लिए अपनी कंपनियों में कोई भी व्यापार करना गैरकानूनी है। हालाँकि, उन्हें फॉर्म 4 के माध्यम से SEC को सभी ट्रेडों की रिपोर्ट करनी होगी।

इनसाइडर रोस्टर और प्रॉफिटेबिलिटी मेट्रिक्स

यह तालिका ज्ञात इनसाइडर की सूची दिखाती है, और SEC को बताई गई फाइलिंग से स्वचालित रूप से उत्पन्न होती है। नामों, सबसे हालिया शीर्षक, और निदेशक, ऑफिसर, या 10% मालिक पदनाम के अलावा, हम नवीनतम प्रकट होल्डिंग्स प्रदान करते हैं। इसके अतिरिक्त, जब भी संभव हो हम इनसाइडर के लिए ऐतिहासिक व्यापार प्रदर्शन प्रदान करते हैं। ऐतिहासिक व्यापार प्रदर्शन इनसाइडर द्वारा किए गए वास्तविक खुले बाजार खरीद लेनदेन के प्रदर्शन का एक भारित औसत है। इसकी गणना कैसे की जाती है, इसके बारे में अधिक जानकारी के लिए, यह YouTube वेबिनार देखें।

See our leaderboard of most profitable insider traders.

इनसाइडर औसत लाभ (%) शेयर
ओन्ड		 विभाजित
समायोजित
DeAnne Aguirre Director - [D] 18,180 18,180
Robert P Badavas Director - [D] 108,863 108,863
Jessica T Baron CFO - [O] 98,269 98,269
Scott Bluestein Chief Executive Officer - [O] 2,268,180 2,268,180
Kiersten Zaza Botelho Chief Legal Officer & CCO - [O] 65,881 65,881
Michael L Butler 0
Joseph W Chow Director - [D] 124,325 124,325
Gayle A Crowell Director - [D] 69,344 69,344
Rodney A Ferguson Director - [D] 7,855 7,855
Thomas J Fallon Director - [D] 98,882 98,882
Harry Feuerstein 0
इनसाइडर औसत लाभ (%) शेयर
ओन्ड		 विभाजित
समायोजित
Christian Follmann Chief Operating Officer - [O] 119,423 119,423
Carol L Foster Director - [D] 16,997 16,997
Melanie Grace General Counsel & CCO - [O] 66,106 66,106
Mark R Harris Chief Financial Officer - [O] 52,568 52,568
Scott H Harvey Chief Legal Officer & Sec - [O] 73,177 73,177
Manuel A Henriquez Director - [D] 1,310,898 1,310,898
Doreen Woo Ho Director - [D] 27,201 27,201
Joseph F Hoffman Director - [D] 42,862 42,862
Todd Jaquez-Fissori Senior Managing Director - [O] 94,483 94,483
Koenig Bradford C. Director - [D] 27,273 27,273
Robert C Lake Chief Credit Officer - [O] 19,750 19,750
इनसाइडर औसत लाभ (%) शेयर
ओन्ड		 विभाजित
समायोजित
Wade Loo Director - [D] 31,093 31,093
David Michael Lund 0
Susanne D Lyons Director - [D] 11,575 11,575
Seth H Meyer Chief Financial Officer - [O] 377,121 377,121
Andrew Olson VP Finance & Sr Controller - [O] 7,446 7,446
Michael Penney General Counsel - [O] 4,000 4,000
Paramjeet K Randhawa Director - [D] 15,972 15,972
Parag Shah Senior Managing Director - [O] 249,562 249,562
Nikos Theodosopoulos Director - [D] 11,960 11,960
Jorge Titinger Director - [D] 8,647 8,647
Allyn C Jr Woodward Director - [D] 262,309 262,309
Waldt Gerard R Jr. Interim Chief Accounting Off - [O] 8,243 8,243

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इनसाइडर खरीद के ट्रैक रिकॉर्ड - अल्पकालिक लाभ विश्लेषण

इस अनुभाग में, हम HCXY / Hercules Capital, Inc. - Corporate Bond/Note में की गई प्रत्येक अनियोजित, खुले बाज़ार की इनसाइडर खरीदारी की लाभप्रदता का विश्लेषण करते हैं। यह विश्लेषण यह समझने में मदद करता है कि क्या इनसाइडर लगातार असामान्य रिटर्न उत्पन्न करता है, और यह अनुसरण करने योग्य है। यह विश्लेषण प्रत्येक व्यापार के बाद एक वर्ष के लिए है, और यह परिणाम सैद्धांतिक हैं .

निम्न टेबल्स सबसे हालिया खुले बाज़ार की खरीदारी को दर्शाती है जो स्वचालित ट्रेडिंग योजना का हिस्सा नहीं थी।

व्यापार की तिथि इनसाइडर रिपोर्टेड
शेयर		 रिपोर्टेड
कीमत		 समायोजित
शेयर		 समायोजित
कीमत		 मूल लागत दिन
अधिकतम		 मूल्य
अधिकतम		 अधिकतम
लाभ ($)		 अधिकतम रिटर्न (%)
2025-06-05 Follmann Christian 395 17.8300 395 17.8300 7,043 62 19.5200 668 9.49
2025-05-08 Fallon Thomas J 5,976 17.5300 5,976 17.5300 104,759
2025-05-08 Loo Wade 5,999 17.4900 5,999 17.4900 104,923
2025-05-08 BADAVAS ROBERT P 1,799 17.4900 1,799 17.4900 31,465
2025-05-08 Aguirre DeAnne 5,999 17.4900 5,999 17.4900 104,923
2025-05-08 Theodosopoulos Nikos 5,999 17.4900 5,999 17.4900 104,923
2025-05-08 CROWELL GAYLE A 5,999 17.4900 5,999 17.4900 104,923
2024-08-06 Randhawa Paramjeet K 2,898 18.0738 2,898 18.0738 52,378
2024-08-06 Fallon Thomas J 5,723 18.3269 5,723 18.3269 104,885

समायोजित कीमत विभाजित-समायोजित कीमत है। समायोजित शेयर विभाजित-समायोजित शेयर हैं।

HCXY / Hercules Capital, Inc. - Corporate Bond/Note Insider Trades
इनसाइडर बिक्री के ट्रैक रिकॉर्ड - अल्पकालिक हानि विश्लेषण

इस अनुभाग में, हम HCXY / Hercules Capital, Inc. - Corporate Bond/Note में की गई प्रत्येक अनियोजित, खुले बाज़ार की इनसाइडर बिक्री के अल्पकालिक नुकसान से बचने का विश्लेषण करते हैं। हानि से बचने का एक सुसंगत पैटर्न यह सुझाव दे सकता है कि भविष्य में बिक्री लेनदेन कीमत में गिरावट की भविष्यवाणी कर सकते हैं। यह विश्लेषण प्रत्येक व्यापार के बाद एक वर्ष के लिए है, और यह परिणाम सैद्धांतिक हैं .

निम्न टेबल्स सबसे हालिया खुले बाज़ार की बिक्री को दर्शाती है जो स्वचालित ट्रेडिंग योजना का हिस्सा नहीं थी।

व्यापार की तिथि इनसाइडर रिपोर्टेड
शेयर		 रिपोर्टेड
कीमत		 समायोजित
शेयर		 समायोजित
कीमत		 मूल लागत दिन
न्यूनतम		 मूल्य
न्यूनतम		 अधिकतम हानि
बचाया ($)		 अधिकतम हानि
बचाया (%)
2025-06-05 Follmann Christian 395 17.8300 395 17.8300 7,043 12 17.8000 -11 -0.16
2024-06-20 BADAVAS ROBERT P 13,300 19.6911 13,300 19.6911 261,892
2024-06-18 BADAVAS ROBERT P 1,700 19.6000 1,700 19.6000 33,320
2023-05-24 Follmann Christian 455 13.7200 455 13.7200 6,243
2022-05-26 Follmann Christian 420 14.2300 420 14.2300 5,977
2021-05-04 BADAVAS ROBERT P 10,000 17.5100 10,000 17.5100 175,100
2021-05-04 BADAVAS ROBERT P 10,000 17.4900 10,000 17.4900 174,900
2021-03-15 Fallon Thomas J 15,000 16.5600 15,000 16.5600 248,400
2019-10-07 Foster Carol L 1,328 13.2718 1,328 13.2718 17,625

समायोजित कीमत विभाजित-समायोजित कीमत है। समायोजित शेयर विभाजित-समायोजित शेयर हैं।

HCXY / Hercules Capital, Inc. - Corporate Bond/Note Insider Trades
ट्रांजेक्शन इतिहास

संपूर्ण लेन-देन इतिहास देखने के लिए लिंक आइकन पर क्लिक करें। 10b5-1 स्वचालित ट्रेडिंग योजना के भाग के रूप में रिपोर्ट किए गए लेन-देन में 10b-5 चिह्नित कॉलम में एक X अंकित होगा।

फ़ाइल
तिथि		 व्यापार
तिथि		 फॉर्म इनसाइडर टिकर प्रतिभूति वर्ग कोड 10b5-1 प्रत्यक्ष एक्सरसाइज
कीमत		 यूनिट
कीमत		 यूनिटस
परिवर्तित		 वैल्यू
परिवर्तित (1K)		 शेष
ऑप्शन		 शेष
शेयर
2025-07-15 2025-07-11 4 Meyer Seth H HTGC Common Stock F - Taxes D 18.9400 -4,051 -77 377,121
2025-07-15 2025-07-11 4 Bluestein Scott HTGC Common Stock F - Taxes D 18.9400 -13,431 -254 2,268,180
2025-07-15 2025-07-11 4 Follmann Christian HTGC Common Stock F - Taxes D 18.9400 -829 -16 119,423
2025-07-15 2025-07-11 4 Botelho Kiersten Zaza HTGC Common Stock F - Taxes D 18.9400 -770 -15 65,881
2025-07-11 2025-07-09 4 Botelho Kiersten Zaza HTGC Common Stock F - Taxes D 18.5600 -912 -17 66,651
2025-07-11 2025-07-09 4 Meyer Seth H HTGC Common Stock F - Taxes D 18.5600 -3,458 -64 381,172
2025-07-11 2025-07-09 4 Follmann Christian HTGC Common Stock F - Taxes D 18.5600 -960 -18 120,252
2025-07-11 2025-07-09 4 Bluestein Scott HTGC Common Stock F - Taxes D 18.5600 -10,593 -197 2,281,611
2025-06-20 2025-06-18 4 Loo Wade By Trust HTGC Common Stock A - Award I 5,999 31,093
2025-06-20 2025-06-18 4 Loo Wade HTGC Common Stock D - Sale to Issuer D -5,999 4,834
2025-06-20 2025-06-18 4 Loo Wade HTGC Common Stock A - Award D 18.0200 3,329 60 10,833
2025-06-20 2025-06-18 4 Aguirre DeAnne By Trust HTGC Common Stock A - Award I 5,999 18,180
2025-06-20 2025-06-18 4 Aguirre DeAnne HTGC Common Stock D - Sale to Issuer D -5,999 5,067
2025-06-20 2025-06-18 4 Aguirre DeAnne HTGC Common Stock A - Award D 18.0200 3,329 60 11,021
2025-06-05 2025-06-05 4 Follmann Christian HTGC Common Stock P - Purchase D 17.8300 395 7 121,212
2025-06-05 2025-06-05 4 Follmann Christian HTGC Common Stock S - Sale D 17.8300 -395 -7 120,556
2025-05-09 2025-05-08 4 CROWELL GAYLE A HTGC Common Stock P - Purchase D 17.4900 5,999 105 69,344
2025-05-09 2025-05-08 4 Loo Wade By Trust HTGC Common Stock A - Award I 5,645 25,054
2025-05-09 2025-05-08 4 Loo Wade HTGC Common Stock D - Sale to Issuer D -5,645 7,504
2025-05-09 2025-05-08 4 Loo Wade HTGC Common Stock P - Purchase D 17.4900 5,999 105 13,149
2025-05-09 2025-05-08 4 Theodosopoulos Nikos HTGC Common Stock P - Purchase D 17.4900 5,999 105 11,960
2025-05-09 2025-05-08 4 Fallon Thomas J By Trust HTGC Common Stock P - Purchase I 17.5300 5,976 105 98,882
2025-05-09 2025-05-08 4 Aguirre DeAnne By Trust HTGC Common Stock D - Sale to Issuer I 5,837 12,181
2025-05-09 2025-05-08 4 Aguirre DeAnne HTGC Common Stock D - Sale to Issuer D -5,837 7,692
2025-05-09 2025-05-08 4 Aguirre DeAnne HTGC Common Stock P - Purchase D 17.4900 5,999 105 13,529
2025-05-09 2025-05-08 4 BADAVAS ROBERT P By Trust HTGC Common Stock A - Award I 1,411 108,863
2025-05-09 2025-05-08 4 BADAVAS ROBERT P HTGC Common Stock D - Sale to Issuer D -1,411 4,622
2025-05-09 2025-05-08 4 BADAVAS ROBERT P HTGC Common Stock P - Purchase D 17.4900 1,799 31 6,033
2025-04-15 2025-04-11 4 Botelho Kiersten Zaza HTGC Common Stock F - Taxes D 16.8300 -788 -13 67,563
2025-04-15 2025-04-11 4 Follmann Christian HTGC Common Stock F - Taxes D 16.8300 -829 -14 120,951
2025-04-15 2025-04-11 4 Meyer Seth H HTGC Common Stock F - Taxes D 16.8300 -4,577 -77 384,630
2025-04-15 2025-04-11 4 Bluestein Scott HTGC Common Stock F - Taxes D 16.8300 -13,307 -224 2,292,204
2025-04-11 2025-04-09 4 Meyer Seth H HTGC Common Stock F - Taxes D 17.4900 -3,876 -68 389,207
2025-04-11 2025-04-09 4 Botelho Kiersten Zaza HTGC Common Stock F - Taxes D 17.4900 -843 -15 68,351
2025-04-11 2025-04-09 4 Follmann Christian HTGC Common Stock F - Taxes D 17.4900 -960 -17 121,780
2025-04-11 2025-04-09 4 Bluestein Scott HTGC Common Stock F - Taxes D 17.4900 -10,370 -181 2,305,511
2025-01-14 2025-01-11 4 Follmann Christian HTGC Common Stock F - Taxes D 19.7300 -1,256 -25 122,505
2025-01-14 2025-01-11 4 Meyer Seth H HTGC Common Stock F - Taxes D 19.7300 -7,721 -152 393,083
2025-01-14 2025-01-11 4 Botelho Kiersten Zaza HTGC Common Stock F - Taxes D 19.7300 -819 -16 69,194
2025-01-14 2025-01-10 4 Botelho Kiersten Zaza HTGC Common Stock F - Taxes D 19.7300 -213 -4 70,013
2025-01-14 2025-01-11 4 Bluestein Scott HTGC Common Stock F - Taxes D 19.7300 -22,006 -434 2,315,881
2025-01-13 2025-01-09 4 Meyer Seth H HTGC Common Stock A - Award D 19.9800 82,583 1,650 400,804
2025-01-13 2025-01-09 4 Meyer Seth H HTGC Common Stock F - Taxes D 19.9800 -16,351 -327 318,221
2025-01-13 2025-01-09 4 Follmann Christian HTGC Common Stock A - Award D 19.9800 33,784 675 123,761
2025-01-13 2025-01-09 4 Follmann Christian HTGC Common Stock F - Taxes D 19.9800 -4,266 -85 89,977
2025-01-13 2025-01-09 4 Bluestein Scott HTGC Common Stock A - Award D 19.9800 241,742 4,830 2,337,887
2025-01-13 2025-01-09 4 Bluestein Scott HTGC Common Stock F - Taxes D 19.9800 -43,034 -860 2,096,145
2025-01-13 2025-01-09 4 Botelho Kiersten Zaza HTGC Common Stock A - Award D 19.9800 27,528 550 70,226
2025-01-13 2025-01-09 4 Botelho Kiersten Zaza HTGC Common Stock F - Taxes D 19.9800 -4,295 -86 42,698
2024-12-09 2024-12-05 4 Meyer Seth H HTGC Common Stock A - Award D 18.9100 132 2 334,572
2024-10-15 2024-10-11 4 Bluestein Scott HTGC Common Stock F - Taxes D 19.6300 -22,027 -432 2,139,179
2024-10-15 2024-10-11 4 Meyer Seth H HTGC Common Stock F - Taxes D 19.6300 -7,770 -153 334,440
2024-10-15 2024-10-11 4 Follmann Christian HTGC Common Stock F - Taxes D 19.6300 -1,251 -25 94,008
2024-10-15 2024-10-11 4 Botelho Kiersten Zaza HTGC Common Stock F - Taxes D 19.6300 -803 -16 46,993
2024-10-15 2024-10-10 4 Botelho Kiersten Zaza HTGC Common Stock F - Taxes D 19.7400 -213 -4 47,796
2024-09-27 2024-09-26 4 Bluestein Scott HTGC Common Stock S - Sale D 19.5864 -100,000 -1,959 2,161,207
2024-08-08 2024-08-06 4 Loo Wade By Trust HTGC Common Stock A - Award I 1,596 19,296
2024-08-08 2024-08-06 4 Loo Wade HTGC Common Stock D - Sale to Issuer D -1,596 7,150
2024-08-08 2024-08-06 4 Loo Wade HTGC Common Stock P - Purchase D 18.5431 5,645 105 8,746
2024-08-08 2024-08-06 4 CROWELL GAYLE A HTGC Common Stock P - Purchase D 18.0643 5,790 105 59,366
2024-08-08 2024-08-06 4 Theodosopoulos Nikos HTGC Common Stock P - Purchase D 18.0327 1,608 29 5,613
2024-08-08 2024-08-06 4 Randhawa Paramjeet K HTGC Common Stock P - Purchase D 18.0738 2,898 52 15,972
2024-08-08 2024-08-06 4 Fallon Thomas J By Trust HTGC Common Stock P - Purchase I 18.3269 5,723 105 92,400
2024-08-08 2024-08-06 4 Fallon Thomas J By Trust HTGC Common Stock A - Award I 1,158 86,677
2024-08-08 2024-08-06 4 Fallon Thomas J HTGC Common Stock D - Sale to Issuer D -1,158 6,789
2024-08-08 2024-08-06 4 Aguirre DeAnne By Trust HTGC Common Stock A - Award I 4,521 6,214
2024-08-08 2024-08-06 4 Aguirre DeAnne HTGC Common Stock D - Sale to Issuer D -4,521 7,530
2024-08-08 2024-08-06 4 Aguirre DeAnne HTGC Common Stock P - Purchase D 18.4914 5,660 105 11,874
2024-07-15 2024-07-11 4 Meyer Seth H HTGC Common Stock F - Taxes D 21.1100 -6,708 -142 342,210
2024-07-15 2024-07-11 4 Botelho Kiersten Zaza HTGC Common Stock F - Taxes D 21.1100 -806 -17 48,009
2024-07-15 2024-07-11 4 Bluestein Scott HTGC Common Stock F - Taxes D 21.1100 -21,928 -463 2,261,207
2024-07-15 2024-07-11 4 Follmann Christian HTGC Common Stock F - Taxes D 21.1100 -1,251 -26 95,023
2024-07-12 2024-07-10 4 Botelho Kiersten Zaza HTGC Common Stock F - Taxes D 21.0600 -214 -5 48,815
2024-06-26 2024-06-25 4 CROWELL GAYLE A HTGC Common Stock P - Purchase D 20.0499 702 14 53,576
2024-06-24 2024-06-20 4 Theodosopoulos Nikos HTGC Common Stock A - Award D 19.8000 3,030 60 4,005
2024-06-24 2024-06-20 4 Fallon Thomas J By Trust HTGC Common Stock A - Award I 149 85,519
2024-06-24 2024-06-20 4 Fallon Thomas J HTGC Common Stock D - Sale to Issuer D -149 7,947
2024-06-24 2024-06-20 4 Fallon Thomas J HTGC Common Stock A - Award D 19.8000 3,030 60 8,096
2024-06-24 2024-06-20 4 CROWELL GAYLE A HTGC Common Stock A - Award D 19.8000 3,030 60 52,874
2024-06-24 2024-06-20 4/A BADAVAS ROBERT P HTGC Common Stock S - Sale D 19.6911 -13,300 -262 4,234
2024-06-24 2024-06-20 4/A BADAVAS ROBERT P HTGC Common Stock M - Exercise D 16.3400 13,300 217 17,534
2024-06-24 2024-06-18 4/A BADAVAS ROBERT P HTGC Common Stock S - Sale D 19.6000 -1,700 -33 4,234
2024-06-24 2024-06-18 4/A BADAVAS ROBERT P HTGC Common Stock M - Exercise D 16.3400 1,700 28 5,934
2024-06-21 2024-06-20 4 BADAVAS ROBERT P HTGC Common Stock S - Sale D 19.6911 -13,300 -262 4,234
2024-06-21 2024-06-20 4 BADAVAS ROBERT P HTGC Common Stock M - Exercise D 16.3400 13,300 217 17,534
2024-06-21 2024-06-18 4 BADAVAS ROBERT P HTGC Common Stock S - Sale D 19.6000 -1,700 -33 4,234
2024-06-21 2024-06-18 4 BADAVAS ROBERT P HTGC Common Stock M - Exercise D 16.3400 1,700 28 5,934
2024-04-15 2024-04-11 4 Follmann Christian HTGC Common Stock F - Taxes D 18.4100 -1,251 -23 96,052
2024-04-15 2024-04-11 4 Meyer Seth H HTGC Common Stock F - Taxes D 18.4100 -6,708 -123 348,919
2024-04-15 2024-04-11 4 Bluestein Scott HTGC Common Stock F - Taxes D 18.4100 -21,926 -404 2,283,135
2024-04-15 2024-04-11 4 Botelho Kiersten Zaza HTGC Common Stock F - Taxes D 18.4100 -822 -15 49,029
2024-04-12 2024-04-10 4 Botelho Kiersten Zaza HTGC Common Stock F - Taxes D 18.3300 -217 -4 49,852
2024-04-10 2024-01-11 4/A Meyer Seth H HTGC Common Stock F - Taxes D -19,083 358,322
2024-01-30 2024-01-12 4/A Follmann Christian HTGC Common Stock F - Taxes D 17.5800 -579 -10 97,075
2024-01-30 2024-01-11 4/A Bluestein Scott HTGC Common Stock F - Taxes D 17.4800 -59,861 -1,046 2,314,105
2024-01-30 2024-01-12 4/A Bluestein Scott HTGC Common Stock F - Taxes D 17.5800 -9,044 -159 2,305,061
2024-01-17 2024-01-12 4 Follmann Christian HTGC Common Stock F - Taxes D 17.5800 -566 -10 97,088
2024-01-17 2024-01-12 4 Bluestein Scott HTGC Common Stock F - Taxes D 17.5800 -9,158 -161 2,304,619
2024-01-17 2024-01-12 4 Meyer Seth H HTGC Common Stock F - Taxes D 17.5800 -2,696 -47 355,492
2024-01-16 2024-01-11 4 Follmann Christian HTGC Common Stock F - Taxes D 17.4800 -5,554 -97 97,654
2024-01-16 2024-01-11 4 Bluestein Scott HTGC Common Stock F - Taxes D 17.4800 -60,189 -1,052 2,313,777
2024-01-16 2024-01-11 4 Meyer Seth H HTGC Common Stock F - Taxes D 17.4800 -19,217 -336 358,188
2024-01-16 2024-01-11 4 Botelho Kiersten Zaza HTGC Common Stock F - Taxes D 17.4800 -2,602 -45 50,069
2024-01-12 2024-01-10 4 Botelho Kiersten Zaza HTGC Common Stock F - Taxes D 17.4500 -171 -3 52,671
2024-01-10 2024-01-09 4 Bluestein Scott HTGC Common Stock A - Award D 17.4000 264,368 4,600 2,373,966
2024-01-10 2024-01-09 4 Meyer Seth H HTGC Common Stock A - Award D 17.4000 94,828 1,650 377,405
2024-01-10 2024-01-09 4 Follmann Christian HTGC Common Stock A - Award D 17.4000 32,184 560 103,208
2024-01-10 2024-01-09 4 Botelho Kiersten Zaza HTGC Common Stock A - Award D 17.4000 25,862 450 52,842
2023-11-27 2023-11-22 4 Follmann Christian HTGC Common Stock A - Award D 15.5600 260 4 71,024
2023-11-27 2023-11-22 4 CROWELL GAYLE A HTGC Common Stock A - Award D 15.7200 1,051 17 47,740
2023-11-27 2023-11-22 4 CROWELL GAYLE A HTGC Common Stock A - Award D 15.8700 149 2 46,689
2023-11-27 2023-11-22 4 Fallon Thomas J By Trust HTGC Common Stock A - Award I 5,800 85,113
2023-11-27 2023-11-22 4 Fallon Thomas J HTGC Common Stock A - Award D 15.8700 149 2 5,066
2023-11-27 2023-11-22 4 Fallon Thomas J HTGC Common Stock D - Sale to Issuer D -5,800 4,917
2023-11-27 2023-11-22 4 Loo Wade By Trust HTGC Common Stock A - Award I 15.5600 499 8 16,679
2023-11-27 2023-11-22 4 Loo Wade By Trust HTGC Common Stock A - Award I 5,744 16,180
2023-11-27 2023-11-22 4 Loo Wade HTGC Common Stock A - Award D 15.8700 91 1 3,101
2023-11-27 2023-11-22 4 Loo Wade HTGC Common Stock D - Sale to Issuer D -5,744 3,010
2023-11-27 2023-11-22 4 Theodosopoulos Nikos HTGC Common Stock A - Award D 15.8700 28 0 951
2023-10-16 2023-10-12 4 Bluestein Scott HTGC Common Stock F - Taxes D 16.2500 -8,740 -142 2,109,598
2023-10-16 2023-10-12 4 Follmann Christian HTGC Common Stock F - Taxes D 16.2500 -415 -7 70,764
2023-10-16 2023-10-12 4 Meyer Seth H HTGC Common Stock F - Taxes D 16.2500 -2,720 -44 282,577
2023-10-13 2023-10-11 4 Bluestein Scott HTGC Common Stock F - Taxes D 16.2600 -7,815 -127 2,118,338
2023-10-13 2023-10-11 4 Follmann Christian HTGC Common Stock F - Taxes D 16.2600 -412 -7 71,179
2023-10-13 2023-10-11 4 Meyer Seth H HTGC Common Stock F - Taxes D 16.2600 -2,657 -43 285,297
2023-10-12 2023-10-10 4 Botelho Kiersten Zaza HTGC Common Stock F - Taxes D 16.2600 -144 -2 26,980
2023-09-25 2023-09-21 4 Theodosopoulos Nikos HTGC Common Stock A - Award D 16.2400 923 15 923
2023-09-25 3 Theodosopoulos Nikos HTGC Common Stock D 0
2023-09-11 2023-09-08 4 CROWELL GAYLE A HTGC Common Stock A - Award D 15.9000 5,656 90 46,540
2023-09-11 2023-09-08 4 Loo Wade HTGC Common Stock A - Award D 15.9000 5,656 90 8,754
2023-09-11 2023-09-08 4 Fallon Thomas J HTGC Common Stock A - Award D 15.9000 5,656 90 10,717
2023-09-11 2023-09-08 4 Randhawa Paramjeet K HTGC Common Stock A - Award D 15.9000 5,656 90 12,584
2023-09-11 2023-09-08 4 Aguirre DeAnne By Trust HTGC Common Stock A - Award I 1,693 1,693
2023-09-11 2023-09-08 4 Aguirre DeAnne HTGC Common Stock D - Sale to Issuer D -1,693 6,214
2023-09-11 2023-09-08 4 Aguirre DeAnne HTGC Common Stock A - Award D 15.9000 2,828 45 7,907
2023-08-28 2023-08-25 4 Follmann Christian HTGC Common Stock A - Award D 16.3400 40 1 71,591
2023-08-28 2023-08-25 4 Follmann Christian HTGC Common Stock A - Award D 16.4500 199 3 71,551
2023-08-28 2023-08-25 4 Fallon Thomas J By Trust HTGC Common Stock A - Award I 1,377 79,313
2023-08-28 2023-08-25 4 Fallon Thomas J HTGC Common Stock A - Award D 16.4100 144 2 5,061
2023-08-28 2023-08-25 4 Fallon Thomas J HTGC Common Stock D - Sale to Issuer D -1,377 4,917
2023-08-28 2023-08-25 4 Loo Wade By Trust HTGC Common Stock A - Award I 16.4500 296 5 10,436
2023-08-28 2023-08-25 4 Loo Wade By Trust HTGC Common Stock A - Award I 1,667 10,140
2023-08-28 2023-08-25 4 Loo Wade HTGC Common Stock A - Award D 16.4100 88 1 3,098
2023-08-28 2023-08-25 4 Loo Wade HTGC Common Stock D - Sale to Issuer D -1,667 3,010
2023-08-28 2023-08-25 4 CROWELL GAYLE A HTGC Common Stock A - Award D 16.4400 812 13 40,884
2023-08-28 2023-08-25 4 CROWELL GAYLE A HTGC Common Stock A - Award D 16.4100 144 2 40,072
2023-07-17 2023-07-12 4/A Meyer Seth H HTGC Common Stock F - Taxes D 15.7300 -2,720 -43 287,954
2023-07-17 2023-07-11 4/A Meyer Seth H HTGC Common Stock F - Taxes D 15.5500 -2,666 -41 290,674
2023-07-17 2023-07-12 4/A Bluestein Scott HTGC Common Stock F - Taxes D 15.7300 -8,740 -137 2,126,153
2023-07-17 2023-07-11 4/A Bluestein Scott HTGC Common Stock F - Taxes D 15.5500 -7,815 -122 2,134,893
2023-07-13 2023-07-12 4 Meyer Seth H HTGC Common Stock F - Taxes D 15.7300 -2,720 -43 287,963
2023-07-13 2023-07-11 4 Meyer Seth H HTGC Common Stock F - Taxes D 15.5500 -2,657 -41 290,683
2023-07-13 2023-07-12 4 Follmann Christian HTGC Common Stock F - Taxes D 15.7300 -415 -7 71,352
2023-07-13 2023-07-11 4 Follmann Christian HTGC Common Stock F - Taxes D 15.5500 -412 -6 71,767
2023-07-13 2023-07-12 4 Bluestein Scott HTGC Common Stock F - Taxes D 15.7300 -8,853 -139 2,125,939
2023-07-13 2023-07-11 4 Bluestein Scott HTGC Common Stock F - Taxes D 15.5500 -7,916 -123 2,134,792
2023-07-12 2023-07-10 4 Botelho Kiersten Zaza HTGC Common Stock F - Taxes D 15.3000 -144 -2 27,124
2023-06-26 2023-06-22 4 Randhawa Paramjeet K HTGC Common Stock A - Award D 14.1700 4,234 60 6,928
2023-06-26 2023-06-22 4 BADAVAS ROBERT P By Trust HTGC Common Stock A - Award I 107,452 107,452
2023-06-26 2023-06-22 4 BADAVAS ROBERT P HTGC Common Stock D - Sale to Issuer D -107,452 4,234
2023-06-26 2023-06-22 4 BADAVAS ROBERT P HTGC Common Stock A - Award D 14.1700 4,234 60 111,686
2023-05-25 2023-05-23 4 Loo Wade By Trust HTGC Common Stock A - Award I 13.9100 276 4 8,473
2023-05-25 2023-05-23 4 Loo Wade By Trust HTGC Common Stock A - Award I 138 8,197
2023-05-25 2023-05-23 4 Loo Wade HTGC Common Stock A - Award D 13.0900 162 2 4,677
2023-05-25 2023-05-23 4 Loo Wade HTGC Common Stock D - Sale to Issuer D -138 4,515
2023-05-25 2023-05-23 4 Fallon Thomas J By Trust HTGC Common Stock A - Award I 186 77,936
2023-05-25 2023-05-23 4 Fallon Thomas J HTGC Common Stock A - Award D 13.0900 218 3 6,294
2023-05-25 2023-05-23 4 Fallon Thomas J HTGC Common Stock D - Sale to Issuer D -186 6,076
2023-05-25 2023-05-23 4 CROWELL GAYLE A HTGC Common Stock A - Award D 13.8700 865 12 39,928
2023-05-25 2023-05-23 4 CROWELL GAYLE A HTGC Common Stock A - Award D 13.0900 218 3 39,063
2023-05-25 2023-05-24 4 Follmann Christian HTGC Common Stock S - Sale D 13.7200 -455 -6 72,179
2023-05-25 2023-05-24 4 Follmann Christian HTGC Common Stock P - Purchase D 13.7300 455 6 72,634
2023-05-25 2023-05-23 4 Follmann Christian HTGC Common Stock A - Award D 13.9100 253 4 72,179
2023-05-09 2023-05-08 4 CROWELL GAYLE A HTGC Common Stock P - Purchase D 13.6600 7,200 98 38,845
2023-05-03 2023-05-02 4 Bluestein Scott HTGC Common Stock F - Taxes D 13.0500 -749,872 -9,786 2,142,708
2023-05-03 2023-05-02 4 Bluestein Scott HTGC Common Stock A - Award D 13.0500 1,669,089 21,782 2,892,580
2023-05-03 2023-05-02 4 Bluestein Scott HTGC Performance Stock Units D - Sale to Issuer D 13.0500 -1,669,089 -21,782 0
2023-04-14 2023-04-12 4 Follmann Christian HTGC Common Stock F - Taxes D 12.4500 -415 -5 71,925
2023-04-14 2023-04-12 4 Meyer Seth H HTGC Common Stock F - Taxes D 12.4500 -3,083 -38 293,340
2023-04-14 2023-04-12 4 Bluestein Scott HTGC Common Stock F - Taxes D 12.4500 -8,740 -109 1,223,491
2023-04-13 2023-04-11 4 Meyer Seth H HTGC Common Stock F - Taxes D 12.4300 -3,011 -37 296,423
2023-04-13 2023-04-11 4 Follmann Christian HTGC Common Stock F - Taxes D 12.4300 -412 -5 72,340
2023-04-13 2023-04-11 4 Bluestein Scott HTGC Common Stock F - Taxes D 12.4300 -7,815 -97 1,232,231
2023-04-12 2023-04-10 4 Botelho Kiersten Zaza HTGC Common Stock F - Taxes D 12.3800 -144 -2 27,268
2023-03-21 2023-03-17 4 Loo Wade By Trust HTGC Common Stock P - Purchase I 11.9500 4,000 48 8,059
2023-03-13 2023-03-09 4 Follmann Christian HTGC Common Stock A - Award D 15.3100 223 3 72,752
2023-03-13 2023-03-09 4 Bluestein Scott HTGC Performance Stock Units A - Award D 13.8300 54,858 759 1,669,089
2023-03-13 2023-03-09 4 CROWELL GAYLE A HTGC Common Stock A - Award D 15.3300 755 12 31,645
2023-03-13 2023-03-09 4 CROWELL GAYLE A HTGC Common Stock A - Award D 15.3200 187 3 30,890
2023-03-13 2023-03-10 4 Fallon Thomas J By Trust HTGC Common Stock A - Award I 12.7500 10,000 128 77,750
2023-03-13 2023-03-09 4 Fallon Thomas J By Trust HTGC Common Stock A - Award I 220 67,751
2023-03-13 2023-03-09 4 Fallon Thomas J HTGC Common Stock A - Award D 15.3200 187 3 6,262
2023-03-13 2023-03-09 4 Fallon Thomas J HTGC Common Stock D - Sale to Issuer D -220 6,075
2023-03-13 2023-03-09 4 Loo Wade By Trust HTGC Common Stock A - Award I 15.3100 121 2 4,059
2023-03-13 2023-03-09 4 Loo Wade By Trust HTGC Common Stock A - Award I 164 3,939
2023-03-13 2023-03-09 4 Loo Wade HTGC Common Stock A - Award D 15.3200 139 2 4,653
2023-03-13 2023-03-09 4 Loo Wade HTGC Common Stock D - Sale to Issuer D -164 4,514
2023-01-17 2023-01-13 4 Bluestein Scott HTGC Common Stock F - Taxes D 13.6500 -10,421 -142 1,240,046
2023-01-17 2023-01-12 4 Bluestein Scott HTGC Common Stock F - Taxes D 13.6900 -8,263 -113 1,250,467
2023-01-17 2023-01-13 4 Meyer Seth H HTGC Common Stock F - Taxes D 13.6500 -2,180 -30 299,434
2023-01-17 2023-01-12 4 Meyer Seth H HTGC Common Stock F - Taxes D 13.6900 -2,150 -29 301,614
2023-01-17 2023-01-13 4 Follmann Christian HTGC Common Stock F - Taxes D 13.6500 -493 -7 72,529
2023-01-17 2023-01-12 4 Follmann Christian HTGC Common Stock F - Taxes D 13.6900 -490 -7 73,022
2023-01-13 2023-01-11 4 Bluestein Scott HTGC Common Stock F - Taxes D 13.5000 -21,224 -287 1,258,730
2023-01-13 2023-01-11 4 Bluestein Scott HTGC Common Stock A - Award D 13.5000 333,333 4,500 1,279,954
2023-01-13 2023-01-11 4 Meyer Seth H HTGC Common Stock F - Taxes D 13.5000 -9,006 -122 303,764
2023-01-13 2023-01-11 4 Meyer Seth H HTGC Common Stock A - Award D 13.5000 111,111 1,500 312,770
2023-01-13 2023-01-11 4 Botelho Kiersten Zaza HTGC Common Stock A - Award D 13.5000 22,222 300 27,412
2023-01-13 2023-01-11 4 Follmann Christian HTGC Common Stock F - Taxes D 13.5000 -1,942 -26 73,512
2023-01-13 2023-01-11 4 Follmann Christian HTGC Common Stock A - Award D 13.5000 27,778 375 75,454
2023-01-12 2023-01-10 4 Botelho Kiersten Zaza HTGC Common Stock F - Taxes D 13.3200 -685 -9 5,190
2022-11-22 2022-11-21 4 Bluestein Scott HTGC Common Stock S - Sale D 14.1600 -100,000 -1,416 946,621
2022-11-21 2022-11-17 4 Loo Wade By Trust HTGC Common Stock A - Award I 14.1000 132 2 3,775
2022-11-21 2022-11-17 4 Loo Wade By Trust HTGC Common Stock A - Award I 149 3,642
2022-11-21 2022-11-17 4 Loo Wade HTGC Common Stock A - Award D 14.0600 164 2 4,678
2022-11-21 2022-11-17 4 Loo Wade HTGC Common Stock D - Sale to Issuer D -149 4,514
2022-11-21 2022-11-17 4 Koenig Bradford C. By Trust HTGC Common Stock A - Award I 14.0600 138 2 27,273
2022-11-21 2022-11-17 4 Koenig Bradford C. By Trust HTGC Common Stock A - Award I 125 27,136
2022-11-21 2022-11-17 4 Koenig Bradford C. HTGC Common Stock A - Award D 14.0600 136 2 6,211
2022-11-21 2022-11-17 4 Koenig Bradford C. HTGC Common Stock D - Sale to Issuer D -125 6,074
2022-11-21 2022-11-17 4 Fallon Thomas J By Trust HTGC Common Stock A - Award I 202 67,531
2022-11-21 2022-11-17 4 Fallon Thomas J HTGC Common Stock A - Award D 14.0600 220 3 6,295
2022-11-21 2022-11-17 4 Fallon Thomas J HTGC Common Stock D - Sale to Issuer D -202 6,074
2022-11-21 2022-11-17 4 Follmann Christian HTGC Common Stock A - Award D 14.0900 254 4 47,676
2022-11-21 2022-11-17 4 Bluestein Scott HTGC Performance Stock Units A - Award D 14.1500 56,157 795 1,614,231
2022-11-21 2022-11-17 4 CROWELL GAYLE A HTGC Common Stock A - Award D 14.3200 839 12 30,703
2022-11-21 2022-11-17 4 CROWELL GAYLE A HTGC Common Stock A - Award D 14.0600 220 3 29,863
2022-10-14 2022-10-13 4 Bluestein Scott HTGC Common Stock F - Taxes D 12.6600 -10,421 -132 1,046,621
2022-10-14 2022-10-12 4 Bluestein Scott HTGC Common Stock F - Taxes D 12.1000 -8,740 -106 1,057,042
2022-10-14 2022-10-13 4 Follmann Christian HTGC Common Stock F - Taxes D 12.6600 -418 -5 47,422
2022-10-14 2022-10-12 4 Follmann Christian HTGC Common Stock F - Taxes D 12.1000 -415 -5 47,840
2022-10-14 2022-10-13 4 Meyer Seth H HTGC Common Stock F - Taxes D 12.6600 -3,125 -40 201,659
2022-10-14 2022-10-12 4 Meyer Seth H HTGC Common Stock F - Taxes D 12.1000 -3,083 -37 204,784
2022-08-22 2022-08-19 4 Loo Wade By Trust HTGC Common Stock P - Purchase I 15.6300 24 0 3,493
2022-08-22 2022-08-18 4 Loo Wade By Trust HTGC Common Stock P - Purchase I 15.6300 57 1 3,469
2022-08-18 2022-08-16 4 Koenig Bradford C. By Trust HTGC Common Stock A - Award I 15.1300 126 2 27,011
2022-08-18 2022-08-16 4 Koenig Bradford C. By Trust HTGC Common Stock A - Award I 1,157 26,885
2022-08-18 2022-08-16 4 Koenig Bradford C. HTGC Common Stock A - Award D 15.1300 125 2 6,199
2022-08-18 2022-08-16 4 Koenig Bradford C. HTGC Common Stock D - Sale to Issuer D -1,157 6,074
2022-08-18 2022-08-16 4 Loo Wade By Trust HTGC Common Stock A - Award I 15.6300 27 0 3,412
2022-08-18 2022-08-16 4 Loo Wade By Trust HTGC Common Stock A - Award I 2,170 3,385
2022-08-18 2022-08-16 4 Loo Wade HTGC Common Stock A - Award D 15.1300 149 2 4,663
2022-08-18 2022-08-16 4 Loo Wade HTGC Common Stock D - Sale to Issuer D -2,170 4,514
2022-08-18 2022-08-16 4 Bluestein Scott HTGC Performance Stock Units A - Award D 15.5600 48,508 755 1,558,074
2022-08-18 2022-08-16 4 Follmann Christian HTGC Common Stock A - Award D 15.6200 218 3 48,255
2022-08-18 2022-08-16 4 CROWELL GAYLE A HTGC Common Stock A - Award D 15.7600 718 11 29,643
2022-08-18 2022-08-16 4 CROWELL GAYLE A HTGC Common Stock A - Award D 15.1300 201 3 28,925
2022-08-18 2022-08-16 4 Fallon Thomas J By Trust HTGC Common Stock A - Award I 5,496 67,330
2022-08-18 2022-08-16 4 Fallon Thomas J HTGC Common Stock A - Award D 15.1300 202 3 6,276
2022-08-18 2022-08-16 4 Fallon Thomas J HTGC Common Stock D - Sale to Issuer D -5,496 6,074
2022-08-01 2022-08-01 4 Randhawa Paramjeet K HTGC Common Stock A - Award D 16.1318 723 12 2,694
2022-08-01 2022-08-01 4 CROWELL GAYLE A HTGC Common Stock A - Award D 16.1318 4,339 70 28,724
2022-08-01 2022-08-01 4 Koenig Bradford C. By Trust HTGC Common Stock A - Award I 16.1318 4,339 70 25,728
2022-08-01 2022-08-01 4 Koenig Bradford C. By Trust HTGC Common Stock A - Award I 120 21,389
2022-08-01 2022-08-01 4 Koenig Bradford C. HTGC Common Stock D - Sale to Issuer D -120 7,231
2022-08-01 2022-08-01 4 Loo Wade HTGC Common Stock A - Award D 16.1318 2,170 35 6,684
2022-08-01 2022-08-01 4 Fallon Thomas J By Trust HTGC Common Stock A - Award I 230 61,834
2022-08-01 2022-08-01 4 Fallon Thomas J HTGC Common Stock A - Award D 16.1318 4,339 70 11,570
2022-08-01 2022-08-01 4 Fallon Thomas J HTGC Common Stock D - Sale to Issuer D -230 7,231
2022-07-19 2022-07-17 4 Bluestein Scott HTGC Common Stock F - Taxes D 13.8200 -2,844 -39 1,065,782
2022-07-14 2022-07-13 4 Bluestein Scott HTGC Common Stock F - Taxes D 13.7800 -10,421 -144 1,068,626
2022-07-14 2022-07-12 4 Bluestein Scott HTGC Common Stock F - Taxes D 13.7700 -8,740 -120 1,079,047
2022-07-14 2022-07-13 4 Follmann Christian HTGC Common Stock F - Taxes D 13.7800 -418 -6 48,037
2022-07-14 2022-07-12 4 Follmann Christian HTGC Common Stock F - Taxes D 13.7700 -415 -6 48,455
2022-07-14 2022-07-13 4 Meyer Seth H HTGC Common Stock F - Taxes D 13.7800 -3,125 -43 207,867
2022-07-14 2022-07-12 4 Meyer Seth H HTGC Common Stock F - Taxes D 13.7700 -3,083 -42 210,992
2022-06-27 2022-06-23 4 Aguirre DeAnne HTGC Common Stock A - Award D 13.2900 5,079 67 5,079
2022-06-27 2022-06-23 4 Loo Wade HTGC Common Stock A - Award D 13.2900 4,514 60 4,514
2022-06-27 2022-06-23 4 Loo Wade By Trust HTGC Common Stock A - Award I 374 1,215
2022-06-27 2022-06-23 4 Loo Wade HTGC Common Stock D - Sale to Issuer D -374 0
2022-06-27 3 Aguirre DeAnne HTGC Common Stock D 0
2022-05-26 2022-05-24 4 Koenig Bradford C. By Trust HTGC Common Stock A - Award I 15.0600 121 2 21,269
2022-05-26 2022-05-24 4 Koenig Bradford C. HTGC Common Stock A - Award D 15.0600 120 2 7,351
2022-05-26 2022-05-24 4 Koenig Bradford C. By Trust HTGC Common Stock A - Award I 21,148 21,148
2022-05-26 2022-05-24 4 Koenig Bradford C. HTGC Common Stock D - Sale to Issuer D -21,148 7,231
2022-05-26 2022-05-26 4 Follmann Christian HTGC Common Stock P - Purchase D 14.2400 420 6 48,869
2022-05-26 2022-05-26 4 Follmann Christian HTGC Common Stock S - Sale D 14.2300 -420 -6 48,449
2022-05-26 2022-05-24 4 Follmann Christian HTGC Common Stock A - Award D 13.8900 213 3 48,869
2022-05-26 2022-05-24 4 CROWELL GAYLE A HTGC Common Stock A - Award D 13.8200 799 11 24,385
2022-05-26 2022-05-24 4 Fallon Thomas J HTGC Common Stock A - Award D 15.0600 230 3 7,461
2022-05-26 2022-05-24 4 Loo Wade By Trust HTGC Common Stock A - Award I 13.8800 28 0 841
2022-05-26 2022-05-24 4 Loo Wade HTGC Common Stock A - Award D 13.8800 11 0 374
2022-05-26 2022-05-24 4 Loo Wade By Trust HTGC Common Stock A - Award I 813 813
2022-05-26 2022-05-24 4 Loo Wade HTGC Common Stock D - Sale to Issuer D -813 363
2022-05-25 2022-05-24 4 Bluestein Scott HTGC Performance Stock Units A - Award D 13.6700 51,208 700 1,509,566
2022-05-13 2022-05-12 4 Fallon Thomas J By Trust HTGC Common Stock P - Purchase I 14.8800 10,000 149 61,604
2022-05-13 2022-05-12 4 Fallon Thomas J HTGC Common Stock D - Sale to Issuer D -7,231 7,231
2022-05-09 2022-05-06 4 Bluestein Scott HTGC Performance Stock Units A - Award D 1,458,358 1,458,358
2022-04-26 2022-04-24 4 Follmann Christian HTGC Common Stock F - Taxes D 17.9600 -144 -3 48,656
2022-04-26 2022-04-24 4 Follmann Christian HTGC Common Stock A - Award D 17.9600 415 7 48,800
2022-04-26 2022-04-24 4 Follmann Christian HTGC Restricted Stock Units D - Sale to Issuer D 17.9600 -415 -7 0
2022-04-19 2022-04-17 4 Bluestein Scott HTGC Common Stock F - Taxes D 18.5900 -2,843 -53 1,087,787
2022-04-14 2022-04-13 4 Follmann Christian HTGC Common Stock F - Taxes D 18.5400 -418 -8 48,385
2022-04-14 2022-04-12 4 Follmann Christian HTGC Common Stock F - Taxes D 18.3000 -415 -8 48,803
2022-04-14 2022-04-13 4 Bluestein Scott HTGC Common Stock F - Taxes D 18.5400 -10,421 -193 1,090,630
2022-04-14 2022-04-12 4 Bluestein Scott HTGC Common Stock F - Taxes D 18.3000 -8,740 -160 1,101,051
2022-04-14 2022-04-13 4 Meyer Seth H HTGC Common Stock F - Taxes D 18.5400 -3,125 -58 214,075
2022-04-14 2022-04-12 4 Meyer Seth H HTGC Common Stock F - Taxes D 18.3000 -3,083 -56 217,200
2022-03-24 2022-03-24 4 Loo Wade HTGC Common Stock P - Purchase D 17.8900 75 1 1,176
2022-03-18 2022-03-16 4 Loo Wade HTGC Common Stock A - Award D 16.9900 10 0 1,101
2022-03-18 2022-03-16 4 Follmann Christian HTGC Common Stock A - Award D 17.1700 167 3 49,218
2022-03-18 2022-03-16 4 Follmann Christian HTGC Common Stock F - Taxes D 17.1200 -4 -0 49,051
2022-03-18 2022-03-16 4 Follmann Christian HTGC Common Stock A - Award D 17.1200 10 0 49,055
2022-03-18 2022-03-16 4 Follmann Christian HTGC Restricted Stock Units D - Sale to Issuer D 17.1200 -10 -0 415
2022-03-18 2022-03-16 4 Follmann Christian HTGC Restricted Stock Units A - Award D 17.1200 12 0 425
2022-03-18 2022-03-16 4 Fallon Thomas J HTGC Common Stock A - Award D 16.9900 205 3 58,835
2022-03-18 2022-03-16 4 CROWELL GAYLE A HTGC Common Stock A - Award D 17.1700 643 11 23,586
2022-03-18 2022-03-16 4 Koenig Bradford C. HTGC Common Stock A - Award D 16.9900 214 4 28,379
2022-03-16 2022-03-14 4 Meyer Seth H HTGC Common Stock F - Taxes D 17.0200 -1,668 -28 220,283
2022-02-02 3 Follmann Christian HTGC Common Stock D 49,045
2022-02-02 3 Follmann Christian By Spouse HTGC Common Stock I 350
2022-02-02 3 Follmann Christian HTGC Restricted Stock Units D 413
2022-02-01 2022-01-31 4 Bluestein Scott HTGC Common Stock F - Taxes D 17.8800 -10,947 -196 1,109,791
2022-02-01 2022-01-31 4 Bluestein Scott HTGC Common Stock A - Award D 17.8800 24,683 441 1,120,738
2022-02-01 2022-01-31 4 Bluestein Scott HTGC Restricted Stock Units D - Sale to Issuer D 17.8800 -24,683 -441 0
2022-01-18 2022-01-17 4 Bluestein Scott HTGC Common Stock F - Taxes D 17.6300 -2,843 -50 1,096,055
2022-01-18 2022-01-13 4 Bluestein Scott HTGC Common Stock F - Taxes D 17.7300 -10,421 -185 1,098,898
2022-01-18 2022-01-13 4 Meyer Seth H HTGC Common Stock F - Taxes D 17.7300 -2,180 -39 221,951
2022-01-14 2022-01-12 4 Bluestein Scott HTGC Common Stock F - Taxes D 17.7500 -35,314 -627 1,109,319
2022-01-14 2022-01-12 4 Meyer Seth H HTGC Common Stock F - Taxes D 17.7500 -9,020 -160 224,131
2022-01-12 2022-01-11 4 Bluestein Scott HTGC Common Stock A - Award D 17.5000 211,429 3,700 1,144,633
2022-01-12 2022-01-11 4 Meyer Seth H HTGC Common Stock A - Award D 17.5000 72,857 1,275 233,151
2022-01-11 2022-01-09 4 Bluestein Scott HTGC Common Stock F - Taxes D 17.0300 -50,077 -853 933,204
2022-01-11 2022-01-09 4 Bluestein Scott HTGC Common Stock A - Award D 17.0300 137,531 2,342 983,281
2022-01-11 2022-01-09 4 Bluestein Scott HTGC Restricted Stock Units D - Sale to Issuer D 17.0300 -137,531 -2,342 24,683
2022-01-11 3 Botelho Kiersten Zaza HTGC Common Stock D 0
2022-01-11 2022-01-10 4 Botelho Kiersten Zaza HTGC Common Stock A - Award D 17.0200 5,875 100 5,875
2021-12-27 2021-12-22 4 Fallon Thomas J HTGC Common Stock A - Award D 17.3300 94 2 58,630
2021-12-27 2021-12-22 4 Fallon Thomas J HTGC Common Stock A - Award D 17.1500 91 2 58,536
2021-12-21 2021-08-18 4/A Bluestein Scott HTGC Common Stock F - Taxes D 16.9800 -417 -7 925,011
2021-12-21 2021-08-18 4/A Bluestein Scott HTGC Common Stock A - Award D 16.9800 939 16 925,428
2021-12-21 2021-08-18 4/A Bluestein Scott HTGC Restricted Stock Units D - Sale to Issuer D 16.9800 -939 -16 183,623
2021-12-21 2021-08-18 4/A Bluestein Scott HTGC Restricted Stock Units A - Award D 16.9800 4,144 70 184,562
2021-12-21 2021-10-31 4/A Bluestein Scott HTGC Restricted Stock Units D - Sale to Issuer D 17.6700 -24,630 -435 158,993
2021-12-16 2021-12-14 4 Meyer Seth H HTGC Common Stock F - Taxes D 16.3200 -1,668 -27 160,294
2021-11-19 2021-11-17 4 Fallon Thomas J HTGC Common Stock A - Award D 17.3300 166 3 58,445
2021-11-19 2021-11-17 4 CROWELL GAYLE A HTGC Common Stock A - Award D 17.3300 521 9 22,942
2021-11-19 2021-11-17 4 Bluestein Scott HTGC Common Stock F - Taxes D 16.9400 -237 -4 845,750
2021-11-19 2021-11-17 4 Bluestein Scott HTGC Common Stock A - Award D 16.9400 534 9 845,987
2021-11-19 2021-11-17 4 Bluestein Scott HTGC Restricted Stock Units D - Sale to Issuer D 16.9400 -534 -9 162,214
2021-11-19 2021-11-17 4 Bluestein Scott HTGC Restricted Stock Units A - Award D 16.9400 3,755 64 162,748
2021-11-19 2021-11-17 4 Koenig Bradford C. HTGC Common Stock A - Award D 17.3300 176 3 28,167
2021-11-16 2021-11-15 4 Bluestein Scott HTGC Common Stock S - Sale D 17.1100 -80,000 -1,369 845,453
2021-11-02 2021-11-01 4 Randhawa Paramjeet K HTGC Common Stock A - Award D 18.0700 1,971 36 1,971
2021-11-02 3 Randhawa Paramjeet K HTGC Common Stock D 0
2021-11-02 2021-10-31 4 Bluestein Scott HTGC Common Stock F - Taxes D 17.6700 -10,924 -193 925,453
2021-11-02 2021-10-31 4 Bluestein Scott HTGC Common Stock A - Award D 17.6700 24,630 435 936,377
2021-11-02 2021-10-31 4 Bluestein Scott HTGC Restricted Stock Units D - Sale to Issuer D 17.6700 -24,630 -435 155,353
2021-10-18 2021-10-17 4 Bluestein Scott HTGC Common Stock F - Taxes D 17.4000 -2,843 -49 911,747
2021-10-15 2021-10-13 4 Meyer Seth H HTGC Common Stock F - Taxes D 17.2700 -3,143 -54 161,962
2021-10-15 2021-10-13 4 Bluestein Scott HTGC Common Stock F - Taxes D 17.2700 -10,421 -180 914,590
2021-09-16 2021-09-14 4 Meyer Seth H HTGC Common Stock F - Taxes D 16.5700 -1,517 -25 165,105
2021-08-20 2021-08-18 4 Grace Melanie HTGC Common Stock F - Taxes D 16.9800 -21 -0 66,106
2021-08-20 2021-08-18 4 Grace Melanie HTGC Common Stock A - Award D 16.9800 64 1 66,127
2021-08-20 2021-08-18 4 Grace Melanie HTGC Restricted Stock Units D - Sale to Issuer D 16.9800 -64 -1 21,034
2021-08-20 2021-08-18 4 Grace Melanie HTGC Restricted Stock Units A - Award D 16.9800 485 8 21,098
2021-08-20 2021-08-18 4 Bluestein Scott HTGC Common Stock F - Taxes D 16.9800 -417 -7 925,199
2021-08-20 2021-08-18 4 Bluestein Scott HTGC Common Stock A - Award D 16.9800 1,127 19 925,616
2021-08-20 2021-08-18 4 Bluestein Scott HTGC Restricted Stock Units D - Sale to Issuer D 16.9800 -1,127 -19 179,983
2021-08-20 2021-08-18 4 Bluestein Scott HTGC Restricted Stock Units A - Award D 16.9800 3,017 51 181,110
2021-08-19 2021-08-18 4 CROWELL GAYLE A HTGC Common Stock A - Award D 16.9800 498 8 22,421
2021-08-19 2021-08-18 4 Fallon Thomas J HTGC Common Stock A - Award D 16.9800 165 3 58,279
2021-08-19 2021-08-18 4 Koenig Bradford C. HTGC Common Stock A - Award D 16.9800 172 3 27,991
2021-08-03 2021-07-31 4 Grace Melanie HTGC Common Stock F - Taxes D 17.2700 -531 -9 66,063
2021-08-03 2021-07-31 4 Grace Melanie HTGC Common Stock A - Award D 17.2700 1,390 24 66,594
2021-08-03 2021-07-31 4 Grace Melanie HTGC Restricted Stock Units D - Sale to Issuer D 17.2700 -1,390 -24 20,613
2021-08-03 2021-07-31 4 Bluestein Scott HTGC Common Stock F - Taxes D 17.2700 -10,884 -188 924,489
2021-08-03 2021-07-31 4 Bluestein Scott HTGC Common Stock A - Award D 17.2700 24,539 424 935,373
2021-08-03 2021-07-31 4 Bluestein Scott HTGC Restricted Stock Units D - Sale to Issuer D 17.2700 -24,539 -424 178,093
2021-08-02 2021-08-02 4 Koenig Bradford C. HTGC Common Stock A - Award D 17.4400 4,013 70 27,819
2021-08-02 2021-08-02 4 Ho Doreen Woo HTGC Common Stock A - Award D 17.4400 4,013 70 27,201
2021-08-02 2021-08-02 4 CROWELL GAYLE A HTGC Common Stock A - Award D 17.4400 4,013 70 21,923
2021-08-02 2021-08-02 4 Fallon Thomas J HTGC Common Stock A - Award D 17.4400 4,013 70 58,114
2021-07-27 2021-07-13 4/A Grace Melanie HTGC Common Stock F - Taxes D 17.2500 -304 -5 65,204
2021-07-19 2021-07-17 4 Bluestein Scott HTGC Common Stock F - Taxes D 17.1100 -2,844 -49 910,834
2021-07-15 2021-07-13 4 Grace Melanie HTGC Common Stock F - Taxes D 17.2500 -271 -5 65,237
2021-07-15 2021-07-13 4 Bluestein Scott HTGC Common Stock F - Taxes D 17.2500 -10,421 -180 913,678
2021-07-15 2021-07-13 4 Meyer Seth H HTGC Common Stock F - Taxes D 17.2500 -2,767 -48 166,622
2021-07-06 2021-07-01 4 Loo Wade HTGC Common Stock A - Award D 17.1700 1,091 19 1,091
2021-07-06 3 Loo Wade HTGC Common Stock D 0
2021-06-28 2021-06-24 4 CROWELL GAYLE A HTGC Common Stock A - Award D 17.2800 3,472 60 17,910
2021-06-28 2021-06-24 4 Fallon Thomas J HTGC Common Stock A - Award D 17.2800 3,472 60 54,101
2021-06-28 2021-06-24 4 Koenig Bradford C. HTGC Common Stock A - Award D 17.2800 3,472 60 23,806
2021-06-15 2021-06-14 4 Meyer Seth H HTGC Common Stock F - Taxes D 17.4100 -1,477 -26 169,389
2021-05-21 2021-05-19 4 Bluestein Scott HTGC Common Stock F - Taxes D 16.9500 -561 -10 924,100
2021-05-21 2021-05-19 4 Bluestein Scott HTGC Common Stock A - Award D 16.9500 1,264 21 924,661
2021-05-21 2021-05-19 4 Bluestein Scott HTGC Restricted Stock Units D - Sale to Issuer D 16.9500 -1,264 -21 202,632
2021-05-21 2021-05-19 4 Bluestein Scott HTGC Restricted Stock Units F - Taxes D 16.9500 -70 -1 203,896
2021-05-21 2021-05-19 4 Bluestein Scott HTGC Restricted Stock Units A - Award D 16.9500 4,638 79 203,966
2021-05-21 2021-05-19 4 Grace Melanie HTGC Common Stock F - Taxes D 16.9500 -36 -1 65,473
2021-05-21 2021-05-19 4 Grace Melanie HTGC Common Stock A - Award D 16.9500 72 1 65,509
2021-05-21 2021-05-19 4 Grace Melanie HTGC Restricted Stock Units D - Sale to Issuer D 16.9500 -72 -1 22,003
2021-05-21 2021-05-19 4 Grace Melanie HTGC Restricted Stock Units F - Taxes D 16.9500 -10 -0 22,075
2021-05-21 2021-05-19 4 Grace Melanie HTGC Restricted Stock Units A - Award D 16.9500 508 9 22,085
2021-05-21 2021-05-19 4 Fallon Thomas J HTGC Common Stock A - Award D 15.9800 92 1 50,629
2021-05-21 2021-05-19 4 CROWELL GAYLE A HTGC Common Stock A - Award D 15.9800 329 5 14,438
2021-05-21 2021-05-19 4 Koenig Bradford C. HTGC Common Stock A - Award D 15.9800 184 3 20,334
2021-05-21 2021-05-19 4 Foster Carol L HTGC Common Stock A - Award D 15.9800 226 4 16,997
2021-05-05 2021-05-04 4 BADAVAS ROBERT P HTGC Common Stock S - Sale D 17.4900 -10,000 -175 107,452
2021-05-05 2021-05-04 4 BADAVAS ROBERT P HTGC Common Stock S - Sale D 17.5100 -10,000 -175 117,452
2021-05-05 2021-05-04 4 Hoffman Joseph F HTGC Common Stock F - Taxes D 17.5800 -7,744 -136 42,862
2021-05-05 2021-05-04 4 Hoffman Joseph F HTGC Common Stock M - Exercise D 13.6200 10,000 136 50,606
2021-05-04 2021-04-30 4 Bluestein Scott HTGC Common Stock F - Taxes D 17.4100 -10,820 -188 923,397
2021-05-04 2021-04-30 4 Bluestein Scott HTGC Common Stock A - Award D 17.4100 24,396 425 934,217
2021-05-04 2021-04-30 4 Bluestein Scott HTGC Restricted Stock Units D - Sale to Issuer D 17.4100 -24,396 -425 199,328
2021-05-04 2021-04-30 4 Grace Melanie HTGC Common Stock F - Taxes D 17.4100 -470 -8 65,437
2021-05-04 2021-04-30 4 Grace Melanie HTGC Common Stock A - Award D 17.4100 1,383 24 65,907
2021-05-04 2021-04-30 4 Grace Melanie HTGC Restricted Stock Units D - Sale to Issuer D 17.4100 -1,383 -24 21,577
2021-05-03 2021-05-03 4 Fallon Thomas J HTGC Common Stock F - Taxes D 17.5300 -9,400 -165 50,537
2021-05-03 2021-05-03 4 Fallon Thomas J HTGC Common Stock M - Exercise D 16.3400 10,000 163 59,937
2021-05-03 2021-05-03 4 CROWELL GAYLE A HTGC Common Stock P - Purchase D 17.5000 377 7 14,109
2021-04-20 2021-04-17 4 Bluestein Scott HTGC Common Stock F - Taxes D 17.0000 -2,843 -48 909,822
2021-04-15 2021-04-13 4 Grace Melanie HTGC Common Stock F - Taxes D 16.9000 -271 -5 64,536
2021-04-15 2021-04-13 4 Bluestein Scott HTGC Common Stock F - Taxes D 16.9000 -10,421 -176 912,665
2021-04-15 2021-04-13 4 Meyer Seth H HTGC Common Stock F - Taxes D 16.9000 -2,767 -47 170,866
2021-03-19 2021-03-18 4 Bluestein Scott HTGC Common Stock S - Sale D 15.8000 -80,000 -1,264 923,086
2021-03-17 2021-03-15 4 Grace Melanie HTGC Common Stock F - Taxes D 16.6000 -41 -1 64,807
2021-03-17 2021-03-15 4 Grace Melanie HTGC Common Stock A - Award D 16.6000 82 1 64,848
2021-03-17 2021-03-15 4 Grace Melanie HTGC Restricted Stock Units D - Sale to Issuer D 16.6000 -82 -1 22,960
2021-03-17 2021-03-15 4 Grace Melanie HTGC Restricted Stock Units F - Taxes D 16.6000 -10 -0 23,042
2021-03-17 2021-03-15 4 Grace Melanie HTGC Restricted Stock Units A - Award D 16.6000 513 9 23,052
2021-03-17 2021-03-15 4 Bluestein Scott HTGC Common Stock F - Taxes D 16.6000 -639 -11 1,003,086
2021-03-17 2021-03-15 4 Bluestein Scott HTGC Common Stock A - Award D 16.6000 1,440 24 1,003,725
2021-03-17 2021-03-15 4 Bluestein Scott HTGC Restricted Stock Units D - Sale to Issuer D 16.6000 -1,440 -24 223,724
2021-03-17 2021-03-15 4 Bluestein Scott HTGC Restricted Stock Units F - Taxes D 16.6000 -66 -1 225,164
2021-03-17 2021-03-15 4 Bluestein Scott HTGC Restricted Stock Units A - Award D 16.6000 4,958 82 225,230
2021-03-16 2021-03-15 4 Fallon Thomas J HTGC Common Stock S - Sale D 16.5600 -15,000 -248 49,937
2021-03-16 2021-03-15 4 Fallon Thomas J HTGC Common Stock M - Exercise D 11.4400 15,000 172 64,937
2021-03-16 2021-03-15 4 Fallon Thomas J HTGC Common Stock A - Award D 16.6000 90 1 49,937
2021-03-16 2021-03-15 4 CROWELL GAYLE A HTGC Common Stock A - Award D 16.6000 124 2 13,732
2021-03-16 2021-03-15 4 Foster Carol L HTGC Common Stock A - Award D 16.6000 220 4 16,771
2021-03-16 2021-03-15 4 Koenig Bradford C. HTGC Common Stock A - Award D 16.6000 181 3 20,150
2021-03-16 2021-03-14 4 Meyer Seth H HTGC Common Stock F - Taxes D 16.2200 -1,477 -24 173,633
2021-03-03 2021-03-01 4 BADAVAS ROBERT P HTGC Common Stock M - Exercise D 10.6000 5,000 53 127,452
2021-03-03 2021-03-01 4 Hoffman Joseph F HTGC Common Stock F - Taxes D 16.2400 -11,518 -187 40,606
2021-03-03 2021-03-01 4 Hoffman Joseph F HTGC Common Stock M - Exercise D 12.4700 15,000 187 52,124
2021-03-03 2021-03-01 4 Ho Doreen Woo HTGC Common Stock F - Taxes D 16.2400 -8,381 -136 23,188
2021-03-03 2021-03-01 4 Ho Doreen Woo HTGC Common Stock M - Exercise D 13.6100 10,000 136 31,569
2021-02-02 2021-01-24 4/A Bluestein Scott HTGC Common Stock A - Award D 15.2800 105,844 1,617 988,810
2021-02-02 2021-01-24 4/A Bluestein Scott HTGC Restricted Stock Units D - Sale to Issuer D 15.2800 -105,844 -1,617 244,487
2021-02-02 2021-01-24 4/A Bluestein Scott HTGC Restricted Stock Units F - Taxes D 15.2800 -78,093 -1,193 350,331
2021-02-02 2021-01-24 4/A Grace Melanie HTGC Common Stock A - Award D 15.2800 20,738 317 63,860
2021-02-02 2021-01-24 4/A Grace Melanie HTGC Restricted Stock Units D - Sale to Issuer D 15.2800 -20,738 -317 23,912
2021-02-02 2021-01-24 4/A Grace Melanie HTGC Restricted Stock Units F - Taxes D 15.2800 -10,784 -165 44,650
2021-02-02 2021-01-31 4 Bluestein Scott HTGC Common Stock F - Taxes D 14.6700 -10,740 -158 1,002,285
2021-02-02 2021-01-31 4 Bluestein Scott HTGC Common Stock A - Award D 14.6700 24,215 355 1,013,025
2021-02-02 2021-01-31 4 Bluestein Scott HTGC Restricted Stock Units D - Sale to Issuer D 14.6700 -24,215 -355 220,272
2021-02-02 2021-01-31 4 Grace Melanie HTGC Common Stock F - Taxes D 14.6700 -467 -7 64,766
2021-02-02 2021-01-31 4 Grace Melanie HTGC Common Stock A - Award D 14.6700 1,373 20 65,233
2021-02-02 2021-01-31 4 Grace Melanie HTGC Restricted Stock Units D - Sale to Issuer D 14.6700 -1,373 -20 22,539
2021-01-26 2021-01-24 4 Bluestein Scott HTGC Common Stock A - Award D 15.2800 105,712 1,615 988,678
2021-01-26 2021-01-24 4 Bluestein Scott HTGC Restricted Stock Units D - Sale to Issuer D 15.2800 -105,712 -1,615 245,458
2021-01-26 2021-01-24 4 Bluestein Scott HTGC Restricted Stock Units F - Taxes D 15.2800 -77,254 -1,180 351,170
2021-01-26 2021-01-24 4 Grace Melanie HTGC Common Stock A - Award D 15.2800 20,715 317 63,837
2021-01-26 2021-01-24 4 Grace Melanie HTGC Restricted Stock Units D - Sale to Issuer D 15.2800 -20,715 -317 24,064
2021-01-26 2021-01-24 4 Grace Melanie HTGC Restricted Stock Units F - Taxes D 15.2800 -10,655 -163 44,779
2021-01-20 2021-01-17 4 Bluestein Scott HTGC Common Stock F - Taxes D 14.9100 -2,843 -42 882,966
2021-01-14 2021-01-13 4 Grace Melanie HTGC Common Stock F - Taxes D 14.6500 -1,295 -19 43,122
2021-01-14 2021-01-12 4 Grace Melanie HTGC Common Stock A - Award D 14.5900 9,253 135 44,417
2021-01-14 2021-01-13 4 Bluestein Scott HTGC Common Stock F - Taxes D 14.6500 -34,238 -502 885,809
2021-01-14 2021-01-12 4 Bluestein Scott HTGC Common Stock A - Award D 14.5900 236,463 3,450 920,047
2021-01-14 2021-01-13 4 Meyer Seth H HTGC Common Stock F - Taxes D 14.6500 -7,704 -113 175,110
2021-01-14 2021-01-12 4 Meyer Seth H HTGC Common Stock A - Award D 14.5900 74,606 1,089 182,814
2021-01-12 2021-01-09 4 Bluestein Scott HTGC Restricted Stock Units F - Taxes D 14.8000 -327 -5 428,424
2021-01-12 2021-01-09 4 Bluestein Scott HTGC Common Stock F - Taxes D 14.8000 -2,687 -40 683,584
2021-01-12 2020-11-16 4/A Grace Melanie HTGC Common Stock F - Taxes D 12.8900 -36 -0 35,591
2021-01-12 2020-11-16 4/A Grace Melanie HTGC Common Stock A - Award D 12.8900 104 1 35,627
2021-01-12 2020-11-16 4/A Grace Melanie HTGC Restricted Stock Units D - Sale to Issuer D 12.8900 -104 -1 55,556
2021-01-12 2021-01-09 4 Grace Melanie HTGC Restricted Stock Units F - Taxes D 14.8000 -122 -2 55,434
2021-01-12 2021-01-09 4 Grace Melanie HTGC Common Stock F - Taxes D 14.8000 -427 -6 35,164
2020-12-18 2020-12-18 4 BADAVAS ROBERT P HTGC Common Stock G - Gift D -10,000 122,452
2020-12-16 2020-12-14 4 Meyer Seth H HTGC Common Stock F - Taxes D 13.9200 -975 -14 108,208
2020-11-18 2020-11-16 4 CROWELL GAYLE A HTGC Common Stock A - Award D 11.4900 154 2 13,608
2020-11-18 2020-11-16 4 Fallon Thomas J HTGC Common Stock A - Award D 11.4900 111 1 49,847
2020-11-18 2020-11-18 4 Foster Carol L HTGC Common Stock P - Purchase D 12.9900 3,850 50 16,551
2020-11-18 2020-11-16 4 Foster Carol L HTGC Common Stock A - Award D 11.4900 308 4 12,701
2020-11-18 2020-11-16 4 Koenig Bradford C. HTGC Common Stock A - Award D 11.4900 224 3 19,969
2020-11-18 2020-11-16 4 Bluestein Scott HTGC Common Stock F - Taxes D 12.8900 -817 -11 686,271
2020-11-18 2020-11-16 4 Bluestein Scott HTGC Common Stock A - Award D 12.8900 1,842 24 687,088
2020-11-18 2020-11-16 4 Bluestein Scott HTGC Restricted Stock Units D - Sale to Issuer D 12.8900 -1,842 -24 428,751
2020-11-18 2020-11-16 4 Bluestein Scott HTGC Restricted Stock Units F - Taxes D 12.8900 -181 -2 430,593
2020-11-18 2020-11-16 4 Bluestein Scott HTGC Restricted Stock Units A - Award D 12.8900 11,113 143 430,774
2020-11-18 2020-11-16 4 Grace Melanie HTGC Common Stock F - Taxes D 12.8900 -36 -0 36,813
2020-11-18 2020-11-16 4 Grace Melanie HTGC Common Stock A - Award D 12.8900 1,326 17 36,849
2020-11-18 2020-11-16 4 Grace Melanie HTGC Restricted Stock Units D - Sale to Issuer D 12.8900 -1,326 -17 54,334
2020-11-18 2020-11-16 4 Grace Melanie HTGC Restricted Stock Units F - Taxes D 12.8900 -29 -0 55,660
2020-11-18 2020-11-16 4 Grace Melanie HTGC Restricted Stock Units A - Award D 12.8900 1,439 19 55,689
2020-11-10 2020-11-06 4 Ho Doreen Woo HTGC Common Stock A - Award D 11.4000 4,379 50 21,569
2020-11-10 2020-11-06 4 Koenig Bradford C. HTGC Common Stock A - Award D 11.4000 4,379 50 19,745
2020-11-10 2020-11-06 4 Hoffman Joseph F HTGC Common Stock A - Award D 11.4000 4,379 50 37,124
2020-11-10 2020-11-06 4 Fallon Thomas J HTGC Common Stock A - Award D 11.4000 4,379 50 49,736
2020-11-10 2020-11-06 4 CROWELL GAYLE A HTGC Common Stock A - Award D 11.4000 4,379 50 13,454
2020-11-03 2020-10-31 4 Bluestein Scott HTGC Common Stock F - Taxes D 11.2000 -10,625 -119 685,246
2020-11-03 2020-10-31 4 Bluestein Scott HTGC Common Stock A - Award D 11.2000 23,956 268 695,871
2020-11-03 2020-10-31 4 Bluestein Scott HTGC Restricted Stock Units D - Sale to Issuer D 11.2000 -23,956 -268 419,661
2020-11-03 2020-10-31 4 Grace Melanie HTGC Common Stock F - Taxes D 11.2000 -462 -5 35,523
2020-11-03 2020-10-31 4 Grace Melanie HTGC Common Stock A - Award D 11.2000 1,358 15 35,985
2020-11-03 2020-10-31 4 Grace Melanie HTGC Restricted Stock Units D - Sale to Issuer D 11.2000 -1,358 -15 54,250
2020-10-20 2020-10-17 4 Bluestein Scott HTGC Common Stock F - Taxes D 11.6300 -2,844 -33 671,915
2020-10-14 2020-10-09 4 Grace Melanie HTGC Restricted Stock Units F - Taxes D 12.0400 -34 -0 55,608
2020-10-14 2020-10-09 4 Grace Melanie HTGC Common Stock F - Taxes D 12.0400 -364 -4 34,627
2020-10-14 2020-10-09 4 Bluestein Scott HTGC Restricted Stock Units F - Taxes D 12.0400 -243 -3 443,617
2020-10-14 2020-10-09 4 Bluestein Scott HTGC Common Stock F - Taxes D 12.0400 -3,402 -41 674,759
2020-09-16 2020-09-14 4 Meyer Seth H HTGC Common Stock F - Taxes D 11.6800 -975 -11 109,183
2020-08-25 2020-08-17 4/A Bluestein Scott HTGC Common Stock F - Taxes D 11.4800 -876 -10 678,161
2020-08-25 2020-08-17 4/A Bluestein Scott HTGC Common Stock A - Award D 11.4800 1,975 23 679,037
2020-08-25 2020-08-17 4/A Bluestein Scott HTGC Restricted Stock Units D - Sale to Issuer D 11.4800 -1,975 -23 439,740
2020-08-19 2020-08-17 4 Grace Melanie HTGC Common Stock F - Taxes D 11.4800 -43 -0 34,991
2020-08-19 2020-08-17 4 Grace Melanie HTGC Common Stock A - Award D 11.4800 112 1 35,034
2020-08-19 2020-08-17 4 Grace Melanie HTGC Restricted Stock Units D - Sale to Issuer D 11.4800 -112 -1 55,453
2020-08-19 2020-08-17 4 Grace Melanie HTGC Restricted Stock Units F - Taxes D 11.4800 -25 -0 55,565
2020-08-19 2020-08-17 4 Grace Melanie HTGC Restricted Stock Units A - Award D 11.4800 1,329 15 55,590
2020-08-19 2020-08-17 4 Bluestein Scott HTGC Common Stock F - Taxes D 11.4800 -171 -2 677,276
2020-08-19 2020-08-17 4 Bluestein Scott HTGC Common Stock A - Award D 11.4800 385 4 677,447
2020-08-19 2020-08-17 4 Bluestein Scott HTGC Restricted Stock Units D - Sale to Issuer D 11.4800 -385 -4 441,330
2020-08-19 2020-08-17 4 Bluestein Scott HTGC Restricted Stock Units F - Taxes D 11.4800 -180 -2 441,715
2020-08-19 2020-08-17 4 Bluestein Scott HTGC Restricted Stock Units A - Award D 11.4800 8,008 92 441,895
2020-08-19 2020-08-17 4 CROWELL GAYLE A HTGC Common Stock A - Award D 11.9300 178 2 9,074
2020-08-19 2020-07-17 4 Fallon Thomas J HTGC Common Stock A - Award D 11.9300 100 1 45,354
2020-08-19 2020-08-17 4 Foster Carol L HTGC Common Stock A - Award D 11.9300 320 4 12,393
2020-08-19 2020-08-17 4 Koenig Bradford C. HTGC Common Stock A - Award D 11.9300 202 2 15,363
2020-08-19 2020-08-17 4 Ho Doreen Woo HTGC Common Stock A - Award D 11.9300 41 0 17,190
2020-08-04 2020-07-31 4 Grace Melanie HTGC Common Stock F - Taxes D 11.0400 -553 -6 34,922
2020-08-04 2020-07-31 4 Grace Melanie HTGC Common Stock A - Award D 11.0400 1,446 16 35,475
2020-08-04 2020-07-31 4 Grace Melanie HTGC Restricted Stock Units D - Sale to Issuer D 11.0400 -1,446 -16 54,261
2020-08-04 2020-07-31 4 Bluestein Scott HTGC Common Stock F - Taxes D 11.0400 -11,340 -125 677,062
2020-08-04 2020-07-31 4 Bluestein Scott HTGC Common Stock A - Award D 11.0400 25,568 282 688,402
2020-08-04 2020-07-31 4 Bluestein Scott HTGC Restricted Stock Units D - Sale to Issuer D 11.0400 -25,568 -282 433,887
2020-08-04 2020-07-31 4 Bluestein Scott HTGC Common Stock F - Taxes D 11.0400 -11,340 -125 677,062
2020-08-04 2020-07-31 4 Bluestein Scott HTGC Common Stock A - Award D 11.0400 25,568 282 688,402
2020-08-04 2020-07-31 4 Bluestein Scott HTGC Restricted Stock Units D - Sale to Issuer D 11.0400 -25,568 -282 433,887
2020-08-04 2020-07-31 4 Bluestein Scott HTGC Common Stock F - Taxes D 11.0400 -11,340 -125 677,062
2020-08-04 2020-07-31 4 Bluestein Scott HTGC Common Stock A - Award D 11.0400 25,568 282 688,402
2020-08-04 2020-07-31 4 Bluestein Scott HTGC Restricted Stock Units D - Sale to Issuer D 11.0400 -25,568 -282 433,887
2020-08-04 2020-07-31 4 Grace Melanie HTGC Common Stock F - Taxes D 11.0400 -553 -6 34,922
2020-08-04 2020-07-31 4 Grace Melanie HTGC Common Stock A - Award D 11.0400 1,446 16 35,475
2020-08-04 2020-07-31 4 Grace Melanie HTGC Restricted Stock Units D - Sale to Issuer D 11.0400 -1,446 -16 54,261
2020-08-04 2020-07-31 4 Grace Melanie HTGC Common Stock F - Taxes D 11.0400 -553 -6 34,922
2020-08-04 2020-07-31 4 Grace Melanie HTGC Common Stock A - Award D 11.0400 1,446 16 35,475
2020-08-04 2020-07-31 4 Grace Melanie HTGC Restricted Stock Units D - Sale to Issuer D 11.0400 -1,446 -16 54,261
2020-07-20 2020-07-17 4 Bluestein Scott HTGC Common Stock F - Taxes D 10.7300 -11,372 -122 662,834
2020-07-13 2020-07-09 4 Grace Melanie HTGC Common Stock F - Taxes D 10.0200 -410 -4 34,029
2020-07-13 2020-07-09 4 Bluestein Scott HTGC Restricted Stock Units F - Taxes D 10.0200 -44 -0 459,455
2020-07-13 2020-07-09 4 Bluestein Scott HTGC Common Stock F - Taxes D 10.0200 -3,402 -34 674,206
2020-06-16 2020-03-09 4/A Grace Melanie HTGC Common Stock F - Taxes D 12.5400 -42 -1 34,035
2020-06-16 2020-03-09 4/A Grace Melanie HTGC Common Stock A - Award D 12.5400 109 1 34,077
2020-06-16 2020-03-09 4/A Grace Melanie HTGC Restricted Stock Units A - Award D 12.5400 109 1 55,738
2020-06-16 2020-03-09 4/A Bluestein Scott HTGC Common Stock F - Taxes D 12.5400 -858 -11 668,081
2020-06-16 2020-03-09 4/A Bluestein Scott HTGC Common Stock A - Award D 12.5400 1,934 24 668,939
2020-06-16 2020-03-09 4/A Bluestein Scott HTGC Restricted Stock Units A - Award D 12.5400 1,934 24 474,109
2020-06-16 2020-06-12 4 BADAVAS ROBERT P HTGC Common Stock A - Award D 10.9100 5,499 60 132,452
2020-06-16 2020-06-12 4 Foster Carol L HTGC Common Stock A - Award D 10.9100 5,499 60 12,073
2020-06-16 2020-03-14 4 Meyer Seth H HTGC Common Stock F - Taxes D 10.9100 -1,163 -13 110,158
2020-05-26 2020-05-21 4 Koenig Bradford C. HTGC Common Stock A - Award D 10.3300 234 2 15,161
2020-05-26 2020-05-21 4 Titinger Jorge HTGC Common Stock A - Award D 10.3300 253 3 8,647
2020-05-26 2020-05-21 4 Foster Carol L HTGC Common Stock A - Award D 10.3300 193 2 6,574
2020-05-26 2020-05-21 4 Grace Melanie HTGC Restricted Stock Units D - Sale to Issuer D 11.1400 -20 -0 55,707
2020-05-26 2020-05-21 4 Grace Melanie HTGC Restricted Stock Units A - Award D 11.1400 1,561 17 55,727
2020-05-26 2020-05-21 4 Bluestein Scott HTGC Restricted Stock Units D - Sale to Issuer D 11.1400 -115 -1 459,499
2020-05-26 2020-05-21 4 Bluestein Scott HTGC Restricted Stock Units A - Award D 11.1400 12,864 143 459,614
2020-05-26 2020-05-21 4 CROWELL GAYLE A HTGC Common Stock A - Award D 10.3300 205 2 8,896
2020-05-26 2020-05-21 4 Fallon Thomas J HTGC Common Stock A - Award D 10.3300 116 1 45,254
2020-05-04 2020-04-30 4 Grace Melanie HTGC Common Stock F - Taxes D 10.2600 -504 -5 34,439
2020-05-04 2020-04-30 4 Grace Melanie HTGC Common Stock A - Award D 10.2600 1,317 14 34,943
2020-05-04 2020-04-30 4 Grace Melanie HTGC Restricted Stock Units D - Sale to Issuer D 10.2600 -1,317 -14 54,166
2020-05-04 2020-04-30 4 Bluestein Scott HTGC Common Stock F - Taxes D 10.2600 -10,305 -106 677,608
2020-05-04 2020-04-30 4 Bluestein Scott HTGC Common Stock A - Award D 10.2600 23,234 238 687,913
2020-05-04 2020-04-30 4 Bluestein Scott HTGC Restricted Stock Units D - Sale to Issuer D 10.2600 -23,234 -238 446,750
2020-04-13 2020-04-09 4 Grace Melanie HTGC Restricted Stock Units F - Taxes D 9.0900 -37 -0 55,592
2020-04-13 2020-04-09 4 Grace Melanie HTGC Common Stock F - Taxes D 9.0900 -409 -4 33,559
2020-04-13 2020-04-09 4 Bluestein Scott HTGC Restricted Stock Units F - Taxes D 9.0900 -257 -2 471,918
2020-04-13 2020-04-09 4 Bluestein Scott HTGC Common Stock F - Taxes D 9.0900 -3,402 -31 663,603
2020-04-02 2020-03-09 4/A Grace Melanie HTGC Restricted Stock Units F - Taxes D 12.5400 -22 -0 55,629
2020-04-02 2020-03-09 4/A Grace Melanie HTGC Restricted Stock Units A - Award D 12.5400 1,725 22 55,651
2020-04-02 2020-03-09 4/A Bluestein Scott HTGC Restricted Stock Units F - Taxes D 12.5400 -124 -2 472,175
2020-04-02 2020-03-09 4/A Bluestein Scott HTGC Restricted Stock Units A - Award D 12.5400 14,621 183 472,299
2020-03-17 2020-03-14 4 Meyer Seth H HTGC Common Stock F - Taxes D 10.5700 -4,652 -49 111,321
2020-03-11 2020-03-09 4 Bluestein Scott HTGC Restricted Stock Units A - Award D 14.0800 13,021 183 470,699
2020-03-11 2020-03-09 4 Grace Melanie HTGC Restricted Stock Units A - Award D 14.0800 1,536 22 55,462
2020-03-11 2020-03-09 4 CROWELL GAYLE A HTGC Common Stock A - Award D 14.0800 188 3 8,691
2020-03-11 2020-03-09 4 Fallon Thomas J HTGC Common Stock A - Award D 14.0800 106 1 45,138
2020-03-11 2020-03-09 4 Foster Carol L HTGC Common Stock A - Award D 14.0800 172 2 6,381
2020-03-11 2020-03-09 4 Koenig Bradford C. HTGC Common Stock A - Award D 14.0800 214 3 14,927
2020-03-11 2020-03-09 4 Titinger Jorge HTGC Common Stock A - Award D 14.0800 231 3 8,394
2020-02-04 2020-01-31 4 Grace Melanie HTGC Common Stock F - Taxes D 14.4100 -1,970 -28 33,968
2020-02-04 2020-01-31 4 Grace Melanie HTGC Common Stock A - Award D 14.4100 5,154 74 35,938
2020-02-04 2020-01-31 4 Grace Melanie HTGC Restricted Stock Units D - Sale to Issuer D 14.4100 -5,154 -74 53,926
2020-02-04 2020-01-31 4 Bluestein Scott HTGC Common Stock F - Taxes D 14.4100 -40,359 -582 667,005
2020-02-04 2020-01-31 4 Bluestein Scott HTGC Common Stock A - Award D 14.4100 91,001 1,311 707,364
2020-02-04 2020-01-31 4 Bluestein Scott HTGC Restricted Stock Units D - Sale to Issuer D 14.4100 -91,001 -1,311 457,678
2020-01-28 2020-01-24 4 Grace Melanie HTGC Restricted Stock Units D - Sale to Issuer D 14.3800 -75 -1 59,080
2020-01-28 2020-01-24 4 Bluestein Scott HTGC Restricted Stock Units D - Sale to Issuer D 14.3800 -505 -7 548,679
2020-01-13 2020-01-09 4 Grace Melanie HTGC Restricted Stock Units D - Sale to Issuer D 14.0100 -114 -2 59,155
2020-01-13 2020-01-01 4 Bluestein Scott HTGC Restricted Stock Units D - Sale to Issuer D 14.0100 -211 -3 549,184
2020-01-13 2020-01-13 4 Grace Melanie HTGC Common Stock A - Award D 14.1500 9,541 135 30,784
2020-01-13 2020-01-09 4 Grace Melanie HTGC Common Stock D - Sale to Issuer D 14.0100 -469 -7 21,243
2020-01-13 2020-01-13 4 Bluestein Scott HTGC Common Stock A - Award D 14.1500 281,943 3,989 616,363
2020-01-13 2020-01-08 4 Bluestein Scott HTGC Common Stock D - Sale to Issuer D 14.0100 -2,690 -38 334,420
2020-01-13 2020-01-13 4 Meyer Seth H HTGC Common Stock A - Award D 14.1500 75,618 1,070 115,973
2019-12-09 2019-12-05 4 BADAVAS ROBERT P HTGC Common Stock G - Gift D 14.2000 -17,500 -248 126,953
2019-11-20 2019-10-07 4 Foster Carol L HTGC Common Stock S - Sale D 13.2718 -1,328 -18 6,057
2019-11-20 2019-11-18 4 Titinger Jorge HTGC Common Stock A - Award D 13.9100 201 3 8,163
2019-11-20 2019-11-18 4 Koenig Bradford C. HTGC Common Stock A - Award D 13.9100 199 3 14,713
2019-11-20 2019-11-18 4 Foster Carol L HTGC Common Stock A - Award D 13.9100 152 2 6,209
2019-11-20 2019-11-18 4 Fallon Thomas J HTGC Common Stock A - Award D 13.9100 94 1 45,032
2019-11-20 2019-11-18 4 CROWELL GAYLE A HTGC Common Stock A - Award D 13.9100 203 3 8,503
2019-11-19 2019-11-18 4 Bluestein Scott HTGC Restricted Stock Units A - Award D 13.9100 13,483 188 549,395
2019-11-19 2019-11-18 4 Grace Melanie HTGC Restricted Stock Units A - Award D 13.9100 1,453 20 59,269
2019-11-18 2019-11-14 4 BADAVAS ROBERT P HTGC Common Stock G - Gift D 14.1100 -15,250 -215 144,453
2019-10-11 2019-10-09 4 Grace Melanie HTGC Common Stock D - Sale to Issuer D 13.1400 -409 -5 21,712
2019-10-11 2019-10-09 4 Bluestein Scott HTGC Common Stock D - Sale to Issuer D 13.1400 -3,435 -45 337,110
2019-09-30 2019-09-26 4 CROWELL GAYLE A HTGC Common Stock A - Award D 13.3000 3,759 50 8,300
2019-09-30 2019-09-26 4 Fallon Thomas J HTGC Common Stock A - Award D 13.3000 3,759 50 44,938
2019-09-30 2019-09-26 4 Foster Carol L HTGC Common Stock A - Award D 13.3000 3,759 50 7,385
2019-09-30 2019-09-26 4 Hoffman Joseph F HTGC Common Stock A - Award D 13.3000 3,759 50 32,745
2019-09-30 2019-09-26 4 Titinger Jorge HTGC Common Stock A - Award D 13.3000 3,759 50 7,962
2019-08-20 2019-08-19 4 Grace Melanie HTGC Restricted Stock Units A - Award D 12.7400 1,501 19 57,816
2019-08-20 2019-08-19 4 Fallon Thomas J HTGC Common Stock A - Award D 12.7400 117 1 41,179
2019-08-20 2019-08-19 4 BADAVAS ROBERT P HTGC Common Stock A - Award D 12.7400 4,149 53 159,703
2019-08-20 2019-08-19 4 Koenig Bradford C. HTGC Common Stock A - Award D 12.7400 108 1 10,755
2019-08-20 2019-08-19 4 Titinger Jorge HTGC Common Stock A - Award D 12.7400 109 1 4,203
2019-08-20 2019-08-19 4 CROWELL GAYLE A HTGC Common Stock A - Award D 12.7400 118 2 4,541
2019-08-20 2019-08-19 4 Ho Doreen Woo HTGC Common Stock A - Award D 12.7400 109 1 17,043
2019-08-20 2019-08-19 4 Foster Carol L HTGC Common Stock A - Award D 12.7400 94 1 3,626
2019-08-20 2019-08-19 4 Bluestein Scott HTGC Restricted Stock Units A - Award D 12.7400 13,929 177 535,912
2019-07-18 2019-07-17 4 Bluestein Scott HTGC Common Stock A - Award D 13.0000 76,923 1,000 340,545
2019-07-11 2019-07-09 4 Grace Melanie HTGC Common Stock D - Sale to Issuer D 12.9100 -410 -5 22,121
2019-07-11 2019-07-09 4 Bluestein Scott HTGC Common Stock D - Sale to Issuer D 12.9100 -3,406 -44 263,622
2019-07-05 2019-05-30 4 Hoffman Joseph F HTGC Common Stock A - Award D 13.0300 4,604 60 28,986
2019-07-05 2019-05-30 4 Ho Doreen Woo HTGC Common Stock A - Award D 13.0300 4,604 60 16,934
2019-05-22 2019-05-20 4 Henriquez Manuel A HTGC Restricted Stock Units A - Award D 13.1300 32,138 422 1,310,898
2019-05-22 2019-05-20 4 BADAVAS ROBERT P HTGC Common Stock A - Award D 13.1300 3,753 49 155,554
2019-05-22 2019-05-20 4 Fallon Thomas J HTGC Common Stock A - Award D 13.1300 107 1 41,062
2019-05-22 2019-05-20 4 Ho Doreen Woo HTGC Common Stock A - Award D 13.1300 100 1 12,330
2019-05-22 2019-05-20 4 Koenig Bradford C. HTGC Common Stock A - Award D 13.1300 98 1 10,647
2019-05-22 2019-05-20 4 Titinger Jorge HTGC Common Stock A - Award D 13.1300 100 1 4,094
2019-05-22 2019-05-20 4 CROWELL GAYLE A HTGC Common Stock A - Award D 13.1300 108 1 4,423
2019-05-22 2019-05-20 4 Foster Carol L HTGC Common Stock A - Award D 13.1300 86 1 3,532
2019-05-22 2019-05-20 4 Bluestein Scott HTGC Restricted Stock Units A - Award D 13.1300 12,796 168 521,983
2019-05-22 2019-05-20 4 Grace Melanie HTGC Restricted Stock Units A - Award D 13.1300 1,379 18 56,315
2019-04-11 2019-04-09 4 Bluestein Scott HTGC Common Stock D - Sale to Issuer D 12.6400 -3,410 -43 267,028
2019-04-11 2019-04-09 4 Henriquez Manuel A HTGC Common Stock D - Sale to Issuer D 12.6400 -9,509 -120 1,972,708
2019-04-11 2019-04-09 4 Grace Melanie HTGC Common Stock D - Sale to Issuer D 12.6400 -409 -5 22,531
2019-03-28 2019-03-27 4 Foster Carol L HTGC Common Stock A - Award D 12.4400 3,446 43 3,446
2019-03-28 2019-03-27 4 CROWELL GAYLE A HTGC Common Stock A - Award D 12.4400 4,315 54 4,315
2019-03-21 2019-03-14 4 Meyer Seth H HTGC Common Stock A - Award D 12.3900 40,355 500 40,355
2019-03-13 2019-03-11 4 Bluestein Scott HTGC Restricted Stock Units A - Award D 13.4700 11,454 154 509,187
2019-03-13 2019-03-11 4 Grace Melanie HTGC Restricted Stock Units A - Award D 13.4700 1,234 17 54,936
2019-03-13 2019-03-11 4 Henriquez Manuel A HTGC Restricted Stock Units A - Award D 13.4700 28,766 387 1,278,760
2019-03-13 2019-03-11 4 BADAVAS ROBERT P HTGC Common Stock A - Award D 13.4700 3,469 47 151,801
2019-03-13 2019-03-11 4 Fallon Thomas J HTGC Common Stock A - Award D 13.4700 96 1 40,955
2019-03-13 2019-03-11 4 Ho Doreen Woo HTGC Common Stock A - Award D 13.4700 90 1 12,230
2019-03-13 2019-03-11 4 Koenig Bradford C. HTGC Common Stock A - Award D 13.4700 238 3 10,549
2019-03-13 2019-03-11 4 Titinger Jorge HTGC Common Stock A - Award D 13.4700 90 1 3,994
2019-03-04 3 Meyer Seth H HTGC Common Stock D 0
2019-02-05 3 CROWELL GAYLE A HTGC Common Stock D 0
2019-02-04 2019-01-31 4 Grace Melanie HTGC Restricted Stock Units A - Award D 13.1400 14,018 184 53,702
2019-02-04 2019-01-31 4 Bluestein Scott HTGC Restricted Stock Units A - Award D 13.1400 247,336 3,250 497,733
2019-02-04 2019-01-31 4 Henriquez Manuel A HTGC Restricted Stock Units A - Award D 13.1400 570,776 7,500 1,249,994
2019-02-04 2018-12-20 4 Ho Doreen Woo HTGC Common Stock A - Award D 10.7800 500 5 12,140
2019-02-04 2018-11-06 4 Ho Doreen Woo HTGC Common Stock A - Award D 12.6300 500 6 11,640
2019-01-18 3 Foster Carol L HTGC Common D 0
2019-01-11 2019-01-10 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 12.1400 -10,057 -122 1,982,217
2019-01-11 2019-01-09 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 12.0300 -29,808 -359 1,992,274
2019-01-11 2019-01-10 4 Grace Melanie HTGC Common Stock F - Taxes D 12.1400 -343 -4 22,940
2019-01-11 2019-01-09 4 Grace Melanie HTGC Common Stock F - Taxes D 12.0300 -1,869 -22 23,283
2019-01-11 2019-01-10 4 Bluestein Scott HTGC Common Stock F - Taxes D 12.1400 -3,013 -37 270,438
2019-01-11 2019-01-09 4 Bluestein Scott HTGC Common Stock F - Taxes D 12.0300 -9,014 -108 273,451
2018-12-10 2018-08-20 4/A BADAVAS ROBERT P HTGC Common Stock A - Award D 13.4200 3,133 42 140,675
2018-12-10 2018-11-19 4/A BADAVAS ROBERT P HTGC Common Stock A - Award D 12.2800 3,855 47 148,332
2018-12-10 2018-11-19 4 Titinger Jorge HTGC Common Stock A - Award D 12.2800 102 1 3,904
2018-12-10 2018-11-19 4 Hoffman Joseph F HTGC Common Stock A - Award D 12.2800 102 1 24,382
2018-12-10 2018-11-19 4 Koenig Bradford C. HTGC Common Stock A - Award D 12.2800 269 3 10,311
2018-12-10 2018-08-20 4 Koenig Bradford C. HTGC Common Stock A - Award D 13.4200 141 2 10,042
2018-12-10 2018-11-19 4 Fallon Thomas J HTGC Common Stock A - Award D 12.2800 234 3 40,859
2018-12-10 2018-08-20 4 Fallon Thomas J HTGC Common Stock A - Award D 13.4200 111 1 40,625
2018-12-10 2018-11-19 4 Ho Doreen Woo HTGC Common Stock A - Award D 12.2800 102 1 11,140
2018-11-21 2018-08-20 4/A Bluestein Scott HTGC Restricted Stock Units A - Award D 13.4200 5,504 74 243,845
2018-11-21 2018-08-20 4/A Grace Melanie HTGC Restricted Stock Units A - Award D 13.4200 871 12 38,647
2018-11-21 2018-08-20 4/A Henriquez Manuel A HTGC Restricted Stock Units A - Award D 13.4200 14,933 200 661,445
2018-11-21 2018-11-19 4 BADAVAS ROBERT P HTGC Common Stock A - Award D 12.2800 3,627 45 147,998
2018-11-21 2018-11-19 4 Bluestein Scott HTGC Restricted Stock Units A - Award D 12.2800 6,552 80 250,397
2018-11-21 2018-11-19 4 Grace Melanie HTGC Restricted Stock Units A - Award D 12.2800 1,037 13 39,684
2018-11-21 2018-11-19 4 Henriquez Manuel A HTGC Restricted Stock Units A - Award D 12.2800 17,773 218 679,218
2018-10-15 2018-10-10 4 Bluestein Scott HTGC Common Stock D - Sale to Issuer D 12.8000 -3,853 -49 282,465
2018-10-15 2018-10-10 4 Henriquez Manuel A HTGC Common Stock D - Sale to Issuer D 12.8000 -13,780 -176 2,022,082
2018-10-15 2018-10-10 4 Grace Melanie HTGC Common Stock D - Sale to Issuer D 12.8000 -300 -4 25,152
2018-09-19 2018-09-17 4 BADAVAS ROBERT P HTGC Common Stock A - Award D 13.1500 3,802 50 144,371
2018-09-19 2018-09-17 4 Fallon Thomas J HTGC Common Stock A - Award D 13.1500 3,802 50 40,514
2018-09-19 2018-09-17 4 Ho Doreen Woo HTGC Common Stock A - Award D 13.1500 3,802 50 11,038
2018-09-19 2018-09-17 4 Hoffman Joseph F HTGC Common Stock A - Award D 13.1500 3,802 50 24,280
2018-09-19 2018-09-17 4 Titinger Jorge HTGC Common Stock A - Award D 13.1500 3,802 50 3,802
2018-09-19 2018-09-17 4 Koenig Bradford C. HTGC Common Stock A - Award D 13.1500 3,802 50 9,901
2018-09-19 2018-09-17 4 Grace Melanie HTGC Common Stock D - Sale to Issuer D 13.1500 -319 -4 25,452
2018-08-21 2018-08-20 4 BADAVAS ROBERT P HTGC Common Stock A - Award D 13.4400 3,027 41 140,569
2018-08-21 2018-08-20 4 Waldt Gerard R Jr. HTGC Restricted Stock Units A - Award D 13.4400 185 2 8,243
2018-08-21 2018-08-20 4 Henriquez Manuel A HTGC Restricted Stock Units A - Award D 13.4400 14,912 200 661,424
2018-08-21 2018-08-20 4 Grace Melanie HTGC Restricted Stock Units A - Award D 13.4400 871 12 38,647
2018-08-21 2018-08-20 4 Bluestein Scott HTGC Restricted Stock Units A - Award D 13.4400 5,497 74 243,838
2018-07-12 2018-07-11 4 BADAVAS ROBERT P HTGC Common A - Award D 12.9800 4,580 59 137,542
2018-07-12 2018-07-10 4 Grace Melanie HTGC Common Stock D - Sale to Issuer D 12.9300 -300 -4 25,771
2018-07-12 2018-07-10 4 Henriquez Manuel A HTGC Common Stock D - Sale to Issuer D 12.9300 -13,780 -178 2,035,862
2018-07-12 2018-07-10 4 Bluestein Scott HTGC Common Stock D - Sale to Issuer D 12.9300 -3,853 -50 286,318
2018-07-12 2018-07-11 4 Koenig Bradford C. HTGC Common A - Award D 12.9800 6,099 79 6,099
2018-07-12 2018-07-11 4 Fallon Thomas J HTGC Common A - Award D 12.9800 4,754 62 36,712
2018-06-18 2018-06-17 4 Grace Melanie HTGC Common Stock F - Taxes D 12.5200 -280 -4 26,071
2018-05-23 2018-05-21 4 Fallon Thomas J HTGC Common Stock A - Award D 12.4000 42 1 31,958
2018-05-23 2018-05-21 4 WOODWARD ALLYN C JR HTGC Common Stock A - Award D 12.4000 1,485 18 262,309
2018-05-23 2018-05-21 4 BADAVAS ROBERT P HTGC Common Stock A - Award D 12.4000 3,219 40 132,962
2018-05-21 2018-05-21 4 Waldt Gerard R Jr. HTGC Restricted Stock Units A - Award D 12.4000 196 2 8,058
2018-05-21 2018-05-21 4 Grace Melanie HTGC Restricted Stock Units A - Award D 12.4000 921 11 37,776
2018-05-21 2018-05-21 4 Bluestein Scott HTGC Restricted Stock Units A - Award D 12.4000 5,813 72 238,341
2018-05-21 2018-05-21 4 Henriquez Manuel A HTGC Restricted Stock Units A - Award D 12.4000 15,768 196 646,512
2018-04-12 2018-04-10 4 Bluestein Scott HTGC Common Stock F - Taxes D 12.0900 -3,834 -46 290,171
2018-04-12 2018-04-10 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 12.0900 -13,780 -167 2,049,642
2018-04-12 2018-04-10 4 Grace Melanie HTGC Common Stock F - Taxes D 12.0900 -263 -3 26,351
2018-03-19 2018-03-17 4 Grace Melanie HTGC Common Stock F - Taxes D 12.0300 -280 -3 26,614
2018-03-14 2018-03-12 4 BADAVAS ROBERT P HTGC Common Stock A - Award D 12.2700 3,238 40 129,743
2018-03-14 2018-03-12 4 Waldt Gerard R Jr. HTGC Restricted Stock Units A - Award D 12.2700 193 2 7,862
2018-03-14 2018-03-12 4 Henriquez Manuel A HTGC Restricted Stock Units A - Award D 12.2700 15,543 191 630,744
2018-03-14 2018-03-12 4 Grace Melanie HTGC Restricted Stock Units A - Award D 12.2700 908 11 36,855
2018-03-14 2018-03-12 4 WOODWARD ALLYN C JR HTGC Common Stock A - Award D 12.2700 1,467 18 260,824
2018-03-14 2018-03-12 4 Fallon Thomas J HTGC Common Stock A - Award D 12.2700 42 1 31,916
2018-03-14 2018-03-12 4 Bluestein Scott HTGC Restricted Stock Units A - Award D 12.2700 5,729 70 232,528
2018-03-13 2018-03-10 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 12.2500 -13,070 -160 2,063,422
2018-03-13 2018-03-10 4 Bluestein Scott HTGC Common Stock F - Taxes D 12.2500 -1,656 -20 294,005
2018-02-08 2017-12-31 5 BADAVAS ROBERT P HTGC Common Stock A - Award D 13.6300 2 0 126,505
2018-02-08 2017-12-31 5 WOODWARD ALLYN C JR HTGC Common Stock A - Award D 13.1200 973 13 259,357
2018-01-16 2018-01-09 4 Waldt Gerard R Jr. HTGC Restricted Stock Units A - Award D 13.0400 7,669 100 7,669
2018-01-12 2018-01-10 4 Grace Melanie HTGC Common Stock F - Taxes D 12.9300 -312 -4 26,894
2018-01-12 2018-01-10 4 Bluestein Scott HTGC Common Stock F - Taxes D 12.9300 -4,139 -54 295,661
2018-01-12 2018-01-10 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 12.9300 -10,142 -131 2,076,492
2018-01-12 2018-01-09 4 Grace Melanie HTGC Restricted Stock Units A - Award D 13.0400 12,845 167 35,947
2018-01-12 2018-01-09 4 Grace Melanie HTGC Common Stock A - Award D 13.0400 12,845 167 35,947
2018-01-12 2018-01-09 4 Bluestein Scott HTGC Restricted Stock Units A - Award D 13.0400 92,024 1,200 226,799
2018-01-12 2018-01-09 4 Bluestein Scott HTGC Common Stock A - Award D 13.0400 92,025 1,200 299,800
2018-01-12 2018-01-09 4 Henriquez Manuel A HTGC Restricted Stock Units A - Award D 13.0400 230,125 3,001 615,201
2018-01-12 2018-01-09 4 Henriquez Manuel A HTGC Common Stock A - Award D 13.0400 230,125 3,001 615,201
2017-12-18 2017-12-17 4 Grace Melanie HTGC Common Stock F - Taxes D 12.9900 -301 -4 14,361
2017-12-11 2017-12-10 4 Bluestein Scott HTGC Common Stock F - Taxes D 13.3400 -1,564 -21 207,775
2017-12-11 2017-12-10 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 13.3400 -13,154 -175 1,856,509
2017-12-01 2017-11-30 4 BADAVAS ROBERT P HTGC Common Stock G - Gift D 13.4300 -5,000 -67 126,503
2017-11-22 2017-11-20 4 Fallon Thomas J HTGC Common Stock A - Award D 13.4400 38 1 31,874
2017-11-22 2017-11-20 4 BADAVAS ROBERT P HTGC Common Stock A - Award D 13.4400 2,938 39 131,503
2017-11-22 2017-11-20 4 WOODWARD ALLYN C JR HTGC Common Stock A - Award D 13.4400 1,279 17 258,384
2017-11-21 2017-11-20 4 Henriquez Manuel A HTGC Restricted Stock Units A - Award D 13.4400 8,681 117 385,076
2017-11-21 2017-11-20 4 Grace Melanie HTGC Restricted Stock Units A - Award D 13.4400 520 7 23,102
2017-11-21 2017-11-20 4 Bluestein Scott HTGC Restricted Stock Units A - Award D 13.4400 3,038 41 134,775
2017-10-11 2017-10-10 4 Harris Mark R HTGC Common Stock F - Taxes D 12.7400 -1,037 -13 52,568
2017-10-11 2017-10-10 4 Bluestein Scott HTGC Common Stock F - Taxes D 12.7400 -2,822 -36 209,339
2017-10-11 2017-10-10 4 Grace Melanie HTGC Common Stock F - Taxes D 12.7400 -284 -4 14,662
2017-10-11 2017-10-10 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 12.7400 -13,752 -175 1,869,663
2017-09-18 2017-09-17 4 Grace Melanie HTGC Common Stock F - Taxes D 12.4000 -301 -4 14,946
2017-09-11 2017-09-10 4 Bluestein Scott HTGC Common Stock F - Taxes D 12.0400 -1,297 -16 212,161
2017-09-11 2017-09-10 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 12.0400 -13,154 -158 1,883,415
2017-08-22 2017-08-21 4 Harris Mark R HTGC Restricted Stock Units A - Award D 12.9200 881 11 37,638
2017-08-22 2017-08-21 4 Bluestein Scott HTGC Restricted Stock Units A - Award D 12.9200 3,086 40 131,737
2017-08-22 2017-08-21 4 Grace Melanie HTGC Restricted Stock Units A - Award D 12.9200 529 7 22,582
2017-08-22 2017-08-21 4 Henriquez Manuel A HTGC Restricted Stock Units A - Award D 12.9200 8,819 114 376,395
2017-08-22 2017-08-21 4 WOODWARD ALLYN C JR HTGC Common Stock A - Award D 12.9200 466 6 257,105
2017-08-22 2017-08-21 4 BADAVAS ROBERT P HTGC Common Stock A - Award D 12.9200 2,936 38 128,565
2017-08-22 2017-08-21 4 Fallon Thomas J HTGC Common Stock A - Award D 12.9200 40 1 31,836
2017-08-16 2017-08-15 4 Fallon Thomas J HTGC Common Stock A - Award D 12.8100 3,903 50 31,796
2017-08-16 2017-08-15 4 Ho Doreen Woo HTGC Common Stock A - Award D 12.8100 3,903 50 7,236
2017-08-16 2017-08-15 4 BADAVAS ROBERT P HTGC Common Stock A - Award D 12.8100 3,903 50 125,629
2017-08-16 2017-08-15 4 Hoffman Joseph F HTGC Common Stock A - Award D 12.8100 3,903 50 20,478
2017-08-16 2017-08-15 4 WOODWARD ALLYN C JR HTGC Common Stock A - Award D 12.8100 3,903 50 256,639
2017-08-07 2017-08-06 4 Harris Mark R HTGC Common Stock F - Taxes D 12.7800 -1,141 -15 53,605
2017-07-11 2017-07-10 4 Bluestein Scott HTGC Common Stock F - Taxes D 13.4300 -2,805 -38 213,458
2017-07-11 2017-07-10 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 13.4300 -13,752 -185 1,896,569
2017-07-11 2017-07-10 4 Olson Andrew HTGC Common Stock F - Taxes D 13.4300 -188 -3 7,446
2017-07-11 2017-07-10 4 Grace Melanie HTGC Common Stock F - Taxes D 13.4300 -283 -4 15,247
2017-07-11 2017-07-10 4 Harris Mark R HTGC Common Stock F - Taxes D 13.4300 -1,034 -14 54,746
2017-06-19 2017-06-17 4 Grace Melanie HTGC Common Stock F - Taxes D 13.2800 -302 -4 15,530
2017-06-13 2017-06-10 4 Bluestein Scott HTGC Common Stock F - Taxes D 13.0500 -1,261 -16 216,263
2017-06-13 2017-06-10 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 13.0500 -13,226 -173 1,910,321
2017-06-13 2017-06-10 4 Olson Andrew HTGC Common Stock F - Taxes D 13.0500 -120 -2 7,634
2017-05-24 2017-05-22 4 BADAVAS ROBERT P HTGC Common Stock A - Award D 13.3100 2,795 37 121,726
2017-05-24 2017-05-22 4 Fallon Thomas J HTGC Common Stock A - Award D 13.3100 78 1 27,893
2017-05-24 2017-05-22 4 WOODWARD ALLYN C JR HTGC Common Stock A - Award D 13.3100 1,216 16 252,736
2017-05-23 2017-01-24 4/A Grace Melanie HTGC Restricted Stock Units A - Award D 21,112 21,112
2017-05-23 2017-05-22 4 Grace Melanie HTGC Restricted Stock Units A - Award D 13.3100 501 7 22,053
2017-05-23 2017-05-22 4 Harris Mark R HTGC Restricted Stock Units A - Award D 13.3100 836 11 36,757
2017-05-23 2017-05-22 4 Olson Andrew HTGC Restricted Stock Units A - Award D 13.3100 418 6 18,378
2017-05-23 2017-05-22 4 Bluestein Scott HTGC Restricted Stock Units A - Award D 13.3100 2,928 39 128,651
2017-05-23 2017-05-22 4 Henriquez Manuel A HTGC Restricted Stock Units A - Award D 13.3100 8,366 111 367,576
2017-05-09 2017-05-06 4 Harris Mark R HTGC Common Stock F - Taxes D 13.0000 -1,302 -17 55,780
2017-04-11 2017-04-10 4 Harris Mark R HTGC Common Stock F - Taxes D 15.0800 -1,010 -15 57,082
2017-04-11 2017-04-10 4 Olson Andrew HTGC Common Stock F - Taxes D 15.0800 -219 -3 7,754
2017-04-11 2017-04-10 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 15.0800 -13,752 -207 1,923,547
2017-04-11 2017-04-10 4 Bluestein Scott HTGC Common Stock F - Taxes D 15.0800 -2,822 -43 217,524
2017-04-11 2017-04-10 4 Grace Melanie HTGC Common Stock F - Taxes D 15.0800 -332 -5 15,832
2017-03-20 2017-03-17 4 Grace Melanie HTGC Common Stock F - Taxes D 15.0900 -353 -5 16,164
2017-03-15 2017-03-13 4 WOODWARD ALLYN C JR HTGC Common Stock A - Award D 14.8500 1,146 17 251,520
2017-03-15 2017-03-13 4 BADAVAS ROBERT P HTGC Common Stock A - Award D 14.8500 2,429 36 122,522
2017-03-15 2017-03-13 4 Fallon Thomas J HTGC Common Stock A - Award D 14.8500 70 1 27,815
2017-03-14 2017-03-13 4 Grace Melanie HTGC Restricted Stock Units A - Award D 14.8500 440 7 21,661
2017-03-14 2017-03-13 4 Harris Mark R HTGC Restricted Stock Units A - Award D 14.8500 734 11 35,921
2017-03-14 2017-03-13 4 Henriquez Manuel A HTGC Restricted Stock Units A - Award D 14.8500 7,345 109 359,210
2017-03-14 2017-03-13 4 Olson Andrew HTGC Restricted Stock Units A - Award D 14.8500 367 5 17,960
2017-03-14 2017-03-13 4 Bluestein Scott HTGC Restricted Stock Units A - Award D 14.8500 2,570 38 125,723
2017-03-13 2017-03-10 4 Bluestein Scott HTGC Common Stock F - Taxes D 14.6900 -1,297 -19 220,346
2017-03-13 2017-03-10 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 14.6900 -13,154 -193 1,937,299
2017-03-13 2017-03-10 4 Olson Andrew HTGC Common Stock F - Taxes D 14.6900 -139 -2 7,973
2017-03-07 2017-03-04 4 Bluestein Scott HTGC Common Stock F - Taxes D 14.8200 -800 -12 221,643
2017-03-07 2017-03-04 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 14.8200 -6,079 -90 1,950,453
2017-02-16 2017-02-06 4 Harris Mark R HTGC Common Stock F - Taxes D 14.5100 -1,114 -16 58,092
2017-01-26 2017-01-24 4 Henriquez Manuel A HTGC Restricted Stock Units A - Award D 351,865 351,865
2017-01-26 2017-01-24 4 Bluestein Scott HTGC Restricted Stock Units A - Award D 123,153 123,153
2017-01-26 2017-01-24 4 Olson Andrew HTGC Restricted Stock Units A - Award D 17,593 17,593
2017-01-26 2017-01-24 4 Harris Mark R HTGC Restricted Stock Units A - Award D 42,224 42,224
2017-01-26 2017-01-24 4 Grace Melanie HTGC Restricted Stock Units A - Award D 21,221 21,221
2017-01-20 2016-12-31 5 Fallon Thomas J HTGC Common Stock A - Award D 337 27,745
2017-01-20 2016-12-31 5 WOODWARD ALLYN C JR HTGC Common Stock A - Award D 3,753 250,374
2017-01-20 2016-12-31 5 BADAVAS ROBERT P HTGC Common Stock A - Award D 168 120,093
2017-01-13 2016-02-09 4/A Bluestein Scott HTGC Common Stock F - Taxes D 10.3200 -276 -3 249,420
2017-01-12 2017-01-10 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 14.2100 -47,088 -669 1,956,532
2017-01-12 2017-01-10 4 Bluestein Scott HTGC Common Stock F - Taxes D 14.2100 -11,680 -166 221,443
2017-01-12 2017-01-10 4 Olson Andrew HTGC Common Stock F - Taxes D 14.2100 -876 -12 8,112
2017-01-12 2017-01-10 4 Harris Mark R HTGC Common Stock F - Taxes D 14.2100 -4,656 -66 59,206
2017-01-12 2017-01-10 4 Grace Melanie HTGC Common Stock F - Taxes D 14.2100 -1,326 -19 16,517
2016-12-19 2016-12-17 4 Grace Melanie HTGC Common Stock F - Taxes D 13.4500 -353 -5 17,843
2016-12-12 2016-12-10 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 13.6700 -13,154 -180 2,003,620
2016-12-12 2016-12-10 4 Bluestein Scott HTGC Common Stock F - Taxes D 13.6700 -1,297 -18 233,123
2016-12-12 2016-12-10 4 Olson Andrew HTGC Common Stock F - Taxes D 13.6700 -117 -2 8,988
2016-12-06 2016-12-04 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 13.5500 -6,079 -82 2,016,774
2016-12-06 2016-12-04 4 Bluestein Scott HTGC Common Stock F - Taxes D 13.5500 -800 -11 234,420
2016-11-28 2016-11-23 4 BADAVAS ROBERT P HTGC Common Stock G - Gift D -20,000 119,925
2016-11-07 2016-11-06 4 Harris Mark R HTGC Common Stock F - Taxes D 12.9000 -1,114 -14 63,862
2016-10-25 2016-10-21 4 Ho Doreen Woo HTGC Option (right to buy) A - Award D 13.61 13.6100 10,000 136 10,000
2016-10-25 2016-10-21 4 Ho Doreen Woo HTGC Common Stock A - Award D 13.6100 3,333 45 3,333
2016-09-19 2016-09-15 4/A BADAVAS ROBERT P HTGC Common Stock A - Award D 0 139,925
2016-09-19 2016-09-15 4 BADAVAS ROBERT P HTGC Common Stock A - Award D 13.4400 3,720 50 139,925
2016-09-19 2016-09-15 4 BADAVAS ROBERT P HTGC Common Stock A - Award D 13.4400 3,720 50 246,621
2016-09-19 2016-09-15 4 WOODWARD ALLYN C JR HTGC Common Stock A - Award D 13.4400 3,720 50 246,621
2016-09-19 2016-09-15 4 Lyons Susanne D HTGC Common Stock A - Award D 13.4400 3,720 50 11,575
2016-09-19 2016-09-15 4 Fallon Thomas J HTGC Common Stock A - Award D 13.4400 3,720 50 27,408
2016-09-19 2016-09-15 4 Hoffman Joseph F HTGC Common Stock A - Award D 13.4400 3,720 50 16,575
2016-09-19 2016-09-17 4 Grace Melanie HTGC Common Stock F - Taxes D 13.2900 -1,204 -16 18,196
2016-09-13 2016-09-10 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 13.5300 -13,154 -178 2,022,853
2016-09-13 2016-09-10 4 Bluestein Scott HTGC Common Stock F - Taxes D 13.5300 -1,297 -18 235,220
2016-09-13 2016-09-10 4 Olson Andrew HTGC Common Stock F - Taxes D 13.5300 -117 -2 9,105
2016-09-06 2016-09-04 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 13.7600 -6,079 -84 2,036,007
2016-09-06 2016-09-04 4 Bluestein Scott HTGC Common Stock F - Taxes D 13.7600 -800 -11 236,517
2016-08-08 2016-08-06 4 Harris Mark R HTGC Common Stock F - Taxes D 13.6700 -4,454 -61 64,976
2016-07-11 2016-07-07 4 Hoffman Joseph F HTGC Option (right to buy) A - Award D 12.47 12.4700 15,000 187 25,000
2016-07-11 2016-07-07 4 Hoffman Joseph F HTGC Common Stock A - Award D 12.4700 5,000 62 12,855
2016-06-13 2016-06-10 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 12.2000 -13,154 -160 2,042,086
2016-06-13 2016-06-10 4 Bluestein Scott HTGC Common Stock F - Taxes D 12.2000 -1,297 -16 237,317
2016-06-13 2016-06-10 4 Olson Andrew HTGC Common Stock F - Taxes D 12.2000 -117 -1 9,222
2016-06-07 2016-06-04 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 12.3300 -6,078 -75 2,055,240
2016-06-07 2016-06-04 4 Bluestein Scott HTGC Common Stock F - Taxes D 12.3300 -800 -10 238,614
2016-04-18 2016-04-15 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 12.1700 -9,896 -120 2,061,318
2016-04-18 2016-04-14 4 Bluestein Scott HTGC Common Stock F - Taxes D 12.1300 -1,831 -22 239,414
2016-04-11 2016-01-14 4/A Bluestein Scott HTGC Common Stock F - Taxes D 13.8300 -2,130 -29 249,696
2016-04-11 2016-04-10 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 12.2300 -17,009 -208 2,071,214
2016-04-11 2016-04-10 4 Bluestein Scott HTGC Common Stock F - Taxes D 12.2300 -1,018 -12 241,245
2016-03-15 2016-03-14 4 BADAVAS ROBERT P HTGC Common Stock A - Award D 11.5100 90 1 136,205
2016-03-15 2016-03-14 4 WOODWARD ALLYN C JR HTGC Common Stock A - Award D 11.5100 1,388 16 242,901
2016-03-15 2016-03-14 4 Fallon Thomas J HTGC Common Stock A - Award D 11.5100 179 2 23,688
2016-03-11 2016-03-10 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 11.3800 -52,606 -599 2,088,223
2016-03-11 2016-03-09 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 11.1100 -2,526 -28 2,140,829
2016-03-11 2016-03-10 4 Bluestein Scott HTGC Common Stock F - Taxes D 11.3800 -5,147 -59 242,263
2016-03-11 2016-03-09 4 Bluestein Scott HTGC Common Stock F - Taxes D 11.1100 -232 -3 247,410
2016-03-11 2016-03-10 4 Olson Andrew HTGC Common Stock F - Taxes D 11.3800 -465 -5 9,339
2016-03-07 2016-03-04 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 11.2200 -6,079 -68 2,143,355
2016-03-07 2016-03-04 4 Bluestein Scott HTGC Common Stock F - Taxes D 11.2200 -778 -9 247,642
2016-02-12 2015-12-31 5 BADAVAS ROBERT P HTGC Common Stock A - Award D 424 136,115
2016-02-12 2015-12-31 5 Fallon Thomas J HTGC Common Stock A - Award D 522 23,509
2016-02-12 2015-12-31 5 WOODWARD ALLYN C JR HTGC Common Stock A - Award D 4,875 241,513
2016-02-10 2014-12-30 4/A Henriquez Manuel A HTGC Common Stock F - Taxes D 15.0700 -1,289 -19 1,736,263
2016-02-10 2016-02-09 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 10.3200 -2,526 -26 2,149,434
2016-02-10 2016-02-09 4 Bluestein Scott HTGC Common Stock F - Taxes D 10.3200 -276 -3 248,420
2016-01-19 2016-01-15 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 10.9000 -7,516 -82 2,151,934
2016-01-19 2016-01-14 4 Bluestein Scott HTGC Common Stock F - Taxes D 2,130.0000 -2,130 -4,537 249,696
2016-01-12 2016-01-10 4 Henriquez Manuel A HTGC Common Stock A - Award D 12.0100 333,500 4,005 2,159,450
2016-01-12 2016-01-10 4 Grace Melanie HTGC Common Stock A - Award D 12.0100 9,400 113 19,400
2016-01-12 2016-01-10 4 Bluestein Scott HTGC Common Stock A - Award D 12.0100 104,000 1,249 251,826
2016-01-12 2016-01-10 4 Harris Mark R HTGC Common Stock A - Award D 12.0100 33,000 396 69,430
2016-01-12 2016-01-10 4 Olson Andrew HTGC Common Stock A - Award D 12.0100 6,000 72 9,804
2016-01-11 2016-01-10 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 12.0100 -13,142 -158 1,825,950
2016-01-11 2016-01-09 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 12.0100 -2,235 -27 1,839,092
2016-01-11 2016-01-10 4 Bluestein Scott HTGC Common Stock F - Taxes D 12.0100 -1,183 -14 147,826
2016-01-11 2016-01-09 4 Bluestein Scott HTGC Common Stock F - Taxes D 12.0100 -276 -3 149,009
2016-01-05 2015-12-31 4 Lyons Susanne D HTGC Common Stock A - Award D 12.1900 2,050 25 7,855
2016-01-05 2015-12-31 4 Hoffman Joseph F HTGC Common Stock A - Award D 12.1900 2,050 25 7,855
2016-01-05 2015-12-31 4 Fallon Thomas J HTGC Common Stock A - Award D 12.1900 2,050 25 22,987
2016-01-05 2015-12-31 4 FERGUSON RODNEY A HTGC Common Stock A - Award D 12.1900 2,050 25 7,855
2016-01-05 2015-12-31 4 BADAVAS ROBERT P HTGC Common Stock A - Award D 12.1900 2,050 25 135,691
2016-01-05 2015-12-31 4 WOODWARD ALLYN C JR HTGC Common Stock A - Award D 12.1900 2,050 25 236,638
2015-12-14 2015-12-14 4 Henriquez Manuel A HTGC Common Stock P - Purchase D 10.9900 1,000 11 1,841,327
2015-12-10 2015-12-09 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 11.7500 -2,526 -30 1,840,327
2015-12-10 2015-12-09 4 Bluestein Scott HTGC Common Stock F - Taxes D 11.7500 -325 -4 149,285
2015-12-08 2015-12-04 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 11.7700 -6,079 -72 1,842,853
2015-12-08 2015-12-04 4 Bluestein Scott HTGC Common Stock F - Taxes D 11.7700 -1,093 -13 149,610
2015-11-24 2015-11-23 4 Fallon Thomas J HTGC Common Stock P - Purchase D 11.1600 10,000 112 20,937
2015-11-12 2015-11-09 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 11.3600 -2,526 -29 1,848,932
2015-11-12 2015-11-09 4 Bluestein Scott HTGC Common Stock F - Taxes D 11.3600 -325 -4 150,703
2015-10-22 2015-10-15 4/A Henriquez Manuel A HTGC Common Stock F - Taxes D 10.4200 -9,896 -103 1,851,458
2015-10-22 2015-10-10 4/A Henriquez Manuel A HTGC Common Stock F - Taxes D 10.6800 -17,009 -182 1,861,354
2015-10-22 2015-10-09 4/A Henriquez Manuel A HTGC Common Stock F - Taxes D 10.6800 -2,526 -27 1,878,363
2015-10-16 2015-10-14 4 Bluestein Scott HTGC Common Stock F - Taxes D 10.4700 -2,184 -23 151,028
2015-10-16 2015-10-15 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 10.4200 -11,942 -124 1,845,278
2015-10-13 2015-10-10 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 10.6800 -20,570 -220 1,857,220
2015-10-13 2015-10-09 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 10.6800 -3,099 -33 1,877,790
2015-10-13 2015-10-10 4 Bluestein Scott HTGC Common Stock F - Taxes D 10.6800 -1,018 -11 153,212
2015-10-13 2015-10-09 4 Bluestein Scott HTGC Common Stock F - Taxes D 10.6800 -238 -3 154,230
2015-10-02 2015-09-30 4 Lyons Susanne D HTGC Common Stock A - Award D 10.1100 2,472 25 5,805
2015-10-02 2015-09-30 4 Hoffman Joseph F HTGC Common Stock A - Award D 10.1100 2,472 25 5,805
2015-10-02 2015-09-30 4 Fallon Thomas J HTGC Common Stock A - Award D 10.1100 2,472 25 10,937
2015-10-02 2015-09-30 4 BADAVAS ROBERT P HTGC Common Stock A - Award D 10.1100 2,472 25 133,641
2015-10-02 2015-09-30 4 FERGUSON RODNEY A HTGC Common Stock A - Award D 10.1100 2,472 25 5,805
2015-10-02 2015-09-30 4 WOODWARD ALLYN C JR HTGC Common Stock A - Award D 10.1100 2,472 25 234,588
2015-09-21 2015-09-17 4 Grace Melanie HTGC Common Stock A - Award D 11.2500 10,000 112 10,000
2015-09-10 2015-09-09 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 11.3100 -2,526 -29 1,880,889
2015-09-10 2015-09-09 4 Bluestein Scott HTGC Common Stock F - Taxes D 11.3100 -238 -3 154,468
2015-09-08 2015-09-04 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 11.3200 -6,079 -69 1,883,415
2015-09-08 2015-09-04 4 Bluestein Scott HTGC Common Stock F - Taxes D 11.3200 -800 -9 154,706
2015-08-11 2015-08-09 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 11.9000 -2,526 -30 1,889,494
2015-08-11 2015-08-09 4 Bluestein Scott HTGC Common Stock F - Taxes D 11.9000 -238 -3 155,506
2015-08-10 2015-08-06 4 Harris Mark R HTGC Common Stock A - Award D 10.9800 36,430 400 36,430
2015-07-16 2015-07-15 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 11.7600 -9,896 -116 1,892,020
2015-07-16 2015-07-14 4 Bluestein Scott HTGC Common Stock F - Taxes D 11.7600 -1,831 -22 155,744
2015-07-13 2015-07-10 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 11.5900 -17,009 -197 1,901,916
2015-07-13 2015-07-09 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 11.3500 -2,526 -29 1,918,925
2015-07-13 2015-07-10 4 Bluestein Scott HTGC Common Stock F - Taxes D 11.5900 -1,018 -12 157,575
2015-07-13 2015-07-09 4 Bluestein Scott HTGC Common Stock F - Taxes D 11.3500 -238 -3 158,593
2015-07-09 2015-07-07 4 Fallon Thomas J HTGC Stock Option (right to buy) A - Award D 11.44 15,000 25,000
2015-07-09 2015-07-07 4 Fallon Thomas J HTGC Common Stock A - Award D 11.4400 5,000 57 8,465
2015-07-09 2015-07-07 4 WOODWARD ALLYN C JR HTGC Stock Option (right to buy) A - Award D 11.44 15,000 25,000
2015-07-09 2015-07-07 4 WOODWARD ALLYN C JR HTGC Common Stock A - Award D 11.4400 5,000 57 232,116
2015-07-09 2015-07-07 4 FERGUSON RODNEY A HTGC Stock Option (right to buy) A - Award D 11.44 10,000 10,000
2015-07-09 2015-07-07 4 FERGUSON RODNEY A HTGC Common Stock A - Award D 11.4400 3,333 38 3,333
2015-06-19 2015-06-19 4 Henriquez Manuel A HTGC Common Stock P - Purchase D 11.7500 2,000 24 1,921,451
2015-06-19 2015-06-19 4 Henriquez Manuel A HTGC Common Stock P - Purchase D 11.8000 2,500 30 1,919,451
2015-06-11 2015-06-09 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 12.5100 -2,526 -32 1,916,951
2015-06-11 2015-06-09 4 Bluestein Scott HTGC Common Stock F - Taxes D 12.5100 -238 -3 158,831
2015-06-11 2015-06-09 4 Baron Jessica T HTGC Common Stock F - Taxes D 12.5100 -274 -3 98,269
2015-06-05 2015-06-04 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 12.7300 -6,078 -77 1,919,477
2015-06-05 2015-06-04 4 Bluestein Scott HTGC Common Stock F - Taxes D 12.7300 -800 -10 159,069
2015-06-05 2015-06-04 4 Baron Jessica T HTGC Common Stock F - Taxes D 12.7300 -425 -5 98,543
2015-06-02 2015-05-29 4 Lake Robert C HTGC Common Stock A - Award D 12.8300 19,750 253 19,750
2015-05-28 2015-05-27 4 Baron Jessica T HTGC Common Stock F - Taxes D 12.7500 -196 -2 98,968
2015-05-20 2015-05-19 4 Bluestein Scott HTGC Common Stock S - Sale D 12.6500 -6,000 -76 159,869
2015-05-11 2015-05-09 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 12.8800 -2,526 -33 1,925,555
2015-05-11 2015-05-09 4 Bluestein Scott HTGC Common Stock F - Taxes D 12.8800 -238 -3 165,869
2015-05-11 2015-05-09 4 Baron Jessica T HTGC Common Stock F - Taxes D 12.8800 -274 -4 99,164
2015-04-28 2015-04-27 4 Baron Jessica T HTGC Common Stock F - Taxes D 13.7500 -196 -3 99,438
2015-04-24 2015-04-23 4 Baron Jessica T HTGC Common Stock S - Sale D 14.0600 -2,000 -28 99,634
2015-04-21 2015-04-20 4 Bluestein Scott HTGC Common Stock S - Sale D 13.9000 -6,000 -83 166,107
2015-04-16 2015-04-15 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 13.7300 -39,584 -543 1,928,081
2015-04-16 2015-04-14 4 Bluestein Scott HTGC Common Stock F - Taxes D 13.7900 -7,324 -101 172,107
2015-04-16 2015-04-14 4 Baron Jessica T HTGC Common Stock F - Taxes D 13.7900 -3,289 -45 101,634
2015-04-13 2015-04-10 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 13.7500 -66,220 -911 1,967,665
2015-04-13 2015-04-09 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 13.6300 -2,281 -31 2,033,885
2015-04-13 2015-04-10 4 Bluestein Scott HTGC Common Stock F - Taxes D 13.7500 -4,424 -61 179,431
2015-04-13 2015-04-09 4 Bluestein Scott HTGC Common Stock F - Taxes D 13.6300 -276 -4 183,855
2015-04-13 2015-04-10 4 Baron Jessica T HTGC Common Stock F - Taxes D 13.7500 -4,196 -58 104,923
2015-04-13 2015-04-09 4 Baron Jessica T HTGC Common Stock F - Taxes D 13.6300 -320 -4 109,119
2015-04-07 2015-04-03 4 Hoffman Joseph F HTGC Stock Option (right to buy) A - Award D 13.62 10,000 10,000
2015-04-07 2015-04-03 4 Hoffman Joseph F HTGC Common Stock A - Award D 13.6200 3,333 45 3,333
2015-03-31 2015-03-30 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 13.6400 -1,164 -16 2,036,166
2015-03-31 2015-03-30 4 Bluestein Scott HTGC Common Stock F - Taxes D 13.6400 -60 -1 184,131
2015-03-31 2015-03-30 4 Baron Jessica T HTGC Common Stock F - Taxes D 13.6400 -115 -2 109,439
2015-03-31 2015-03-27 4 Baron Jessica T HTGC Common Stock F - Taxes D 13.6500 -229 -3 109,554
2015-03-24 2015-03-23 4 Baron Jessica T HTGC Common Stock S - Sale D 13.9900 -2,000 -28 109,783
2015-03-23 2015-03-19 4 Bluestein Scott HTGC Common Stock S - Sale D 13.4800 -6,000 -81 184,191
2015-03-12 2015-03-10 4 Olson Andrew HTGC Common Stock A - Award D 14.0200 3,804 53 3,804
2015-03-12 2015-03-10 4 Henriquez Manuel A HTGC Common Stock A - Award D 14.0200 318,983 4,472 2,037,330
2015-03-12 2015-03-10 4 Bluestein Scott HTGC Common Stock A - Award D 14.0200 47,804 670 190,191
2015-03-12 2015-03-10 4 Baron Jessica T HTGC Common Stock A - Award D 14.0200 19,104 268 111,783
2015-03-11 2015-03-09 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 14.5300 -1,919 -28 1,718,347
2015-03-11 2015-03-09 4 Bluestein Scott HTGC Common Stock F - Taxes D 14.5300 -277 -4 142,387
2015-03-11 2015-03-09 4 Baron Jessica T HTGC Common Stock F - Taxes D 14.5300 -320 -5 92,679
2015-03-10 2015-03-07 4 Lyons Susanne D HTGC Stock Option (right to buy) A - Award D 14.60 10,000 10,000
2015-03-10 2015-03-07 4 Lyons Susanne D HTGC Common Stock A - Award D 14.6000 3,333 49 3,333
2015-03-06 2015-03-04 4 Bluestein Scott HTGC Common Stock F - Taxes D 14.4600 -1,675 -24 142,664
2015-03-06 2015-03-04 4 Baron Jessica T HTGC Common Stock F - Taxes D 14.4600 -1,271 -18 92,999
2015-03-06 2015-03-04 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 14.4600 -9,549 -138 1,720,266
2015-03-02 2015-02-28 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 15.5500 -1,159 -18 1,729,815
2015-03-02 2015-02-28 4 Bluestein Scott HTGC Common Stock F - Taxes D 15.5500 -60 -1 144,339
2015-03-02 2015-02-28 4 Baron Jessica T HTGC Common Stock F - Taxes D 15.5500 -114 -2 94,270
2015-03-02 2015-02-27 4 Baron Jessica T HTGC Common Stock F - Taxes D 15.5500 -229 -4 94,384
2015-02-25 2015-02-23 4 Baron Jessica T HTGC Common Stock S - Sale D 15.4400 -2,000 -31 94,613
2015-02-23 2015-02-19 4 Bluestein Scott HTGC Common Stock S - Sale D 15.3600 -6,000 -92 144,399
2015-02-13 2014-12-31 5 BADAVAS ROBERT P HTGC Common Stock A - Award D 270 131,169
2015-02-13 2014-12-31 5 Bluestein Scott HTGC Common Stock A - Award D 1,310 150,399
2015-02-13 2014-12-31 5 Fallon Thomas J HTGC Common Stock A - Award D 132 3,465
2015-02-13 2014-12-31 5 WOODWARD ALLYN C JR HTGC Common Stock A - Award D 3,505 227,116
2015-02-11 2015-02-09 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 15.4900 -1,893 -29 1,730,974
2015-02-11 2015-02-09 4 Bluestein Scott HTGC Common Stock F - Taxes D 15.4900 -276 -4 149,089
2015-02-11 2015-02-09 4 Baron Jessica T HTGC Common Stock F - Taxes D 15.4900 -320 -5 96,613
2015-02-09 2014-12-23 4/A BADAVAS ROBERT P HTGC Common Stock G - Gift D -1,000 130,899
2015-02-09 2014-12-22 4/A BADAVAS ROBERT P HTGC Common Stock G - Gift D -3,500 131,899
2015-02-02 2015-01-30 4 Bluestein Scott HTGC Common Stock F - Taxes D 15.0200 -60 -1 149,365
2015-02-02 2015-01-30 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 15.0200 -1,135 -17 1,732,867
2015-02-02 2015-01-30 4 Baron Jessica T HTGC Common Stock F - Taxes D 15.0200 -115 -2 96,933
2015-01-28 2015-01-27 4 Baron Jessica T HTGC Common Stock F - Taxes D 14.7500 -229 -3 97,048
2015-01-26 2015-01-23 4 Baron Jessica T HTGC Common Stock S - Sale D 15.0000 -2,000 -30 97,277
2015-01-22 2015-01-20 4 Bluestein Scott HTGC Common Stock S - Sale D 13.9600 -6,000 -84 149,425
2015-01-12 2015-01-09 4 Bluestein Scott HTGC Common Stock F - Taxes D 14.5800 -276 -4 155,425
2015-01-12 2015-01-09 4 Baron Jessica T HTGC Common Stock F - Taxes D 14.5800 -320 -5 99,277
2015-01-12 2015-01-09 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 14.5800 -2,235 -33 1,734,002
2014-12-31 2014-12-30 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 15.0700 -1,315 -20 1,736,237
2014-12-31 2014-12-30 4 Bluestein Scott HTGC Common Stock F - Taxes D 15.0700 -51 -1 155,701
2014-12-31 2014-12-30 4 Baron Jessica T HTGC Common Stock F - Taxes D 15.0700 -98 -1 99,597
2014-12-31 2014-12-23 4 BADAVAS ROBERT P HTGC Common Stock G - Gift D -1,000 125,899
2014-12-31 2014-12-22 4 BADAVAS ROBERT P HTGC Common Stock G - Gift D -3,500 126,899
2014-12-29 2014-12-27 4 Baron Jessica T HTGC Common Stock F - Taxes D 15.1200 -196 -3 99,695
2014-12-29 2014-12-23 4 Baron Jessica T HTGC Common Stock S - Sale D 14.7400 -2,000 -29 99,891
2014-12-22 2014-12-19 4 Henriquez Manuel A HTGC Common Stock S - Sale D 14.8000 -43,132 -638 1,737,552
2014-12-22 2014-12-18 4 Henriquez Manuel A HTGC Common Stock S - Sale D 14.6900 -50,000 -734 1,780,684
2014-12-22 2014-12-19 4 Bluestein Scott HTGC Common Stock S - Sale D 14.8100 -6,000 -89 155,752
2014-12-12 2014-12-10 4/A Baron Jessica T HTGC Common Stock S - Sale D 15.0200 -10,000 -150 101,891
2014-12-12 2014-12-09 4/A Baron Jessica T HTGC Common Stock F - Taxes D 15.0400 -274 -4 111,891
2014-12-11 2014-12-10 4 Baron Jessica T HTGC Common Stock S - Sale D 15.0200 -2,000 -30 101,891
2014-12-11 2014-12-09 4 Baron Jessica T HTGC Common Stock F - Taxes D 15.0400 -274 -4 111,891
2014-12-11 2014-12-09 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 15.0400 -2,526 -38 1,830,684
2014-12-11 2014-12-09 4 Bluestein Scott HTGC Common Stock F - Taxes D 15.0400 -238 -4 161,752
2014-12-08 2014-12-04 4 Baron Jessica T HTGC Common Stock F - Taxes D 15.5300 -1,090 -17 112,165
2014-12-08 2014-12-04 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 15.5300 -12,498 -194 1,833,210
2014-12-08 2014-12-04 4 Bluestein Scott HTGC Common Stock F - Taxes D 15.5300 -1,440 -22 161,990
2014-12-08 2014-12-04 4 Shah Parag HTGC Common Stock F - Taxes D 15.5300 -2,272 -35 249,562
2014-12-05 2014-12-03 4 Olson Andrew HTGC Employee Stock Option (right to buy) A - Award D 15.12 15.1200 20,000 302 20,000
2014-12-03 2014-12-01 4 Shah Parag HTGC Common Stock S - Sale D 15.3300 -22,500 -345 251,834
2014-12-01 2014-11-30 4 Shah Parag HTGC Common Stock F - Taxes D 15.7400 -505 -8 274,334
2014-12-01 2014-11-30 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 15.7400 -1,167 -18 1,845,708
2014-12-01 2014-11-30 4 Bluestein Scott HTGC Common Stock F - Taxes D 15.7400 -61 -1 163,430
2014-12-01 2014-11-30 4 Baron Jessica T HTGC Common Stock F - Taxes D 15.7400 -117 -2 113,255
2014-12-01 2014-11-27 4 Baron Jessica T HTGC Common Stock F - Taxes D 15.7200 -234 -4 113,372
2014-11-25 2014-11-24 4 Baron Jessica T HTGC Common Stock S - Sale D 15.6300 -2,000 -31 113,606
2014-11-20 2014-11-19 4 Shah Parag HTGC Common Stock S - Sale D 15.6300 -22,500 -352 274,839
2014-11-10 2014-11-09 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 16.1300 -1,919 -31 1,846,875
2014-11-10 2014-11-09 4 Shah Parag HTGC Common Stock F - Taxes D 16.1300 -716 -12 297,339
2014-11-10 2014-11-09 4 Bluestein Scott HTGC Common Stock F - Taxes D 16.1300 -238 -4 163,491
2014-11-10 2014-11-09 4 Baron Jessica T HTGC Common Stock F - Taxes D 16.1300 -274 -4 115,606
2014-11-04 2014-11-03 4 Bluestein Scott HTGC Common Stock S - Sale D 15.8400 -6,000 -95 163,729
2014-11-03 2014-10-30 4 Shah Parag HTGC Common Stock F - Taxes D 15.6500 -424 -7 298,055
2014-11-03 2014-10-30 4 Baron Jessica T HTGC Common Stock F - Taxes D 15.6500 -98 -2 115,880
2014-11-03 2014-10-30 4 Bluestein Scott HTGC Common Stock F - Taxes D 15.6500 -51 -1 169,729
2014-11-03 2014-10-30 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 15.6500 -979 -15 1,848,794
2014-10-28 2014-10-27 4 Baron Jessica T HTGC Common Stock F - Taxes D 15.4700 -206 -3 115,978
2014-10-24 2014-10-23 4 Baron Jessica T HTGC Common Stock S - Sale D 15.1400 -2,000 -30 116,184
2014-10-22 2014-10-20 4 Bluestein Scott HTGC Common Stock F - Taxes D 14.5800 -74,802 -1,091 169,780
2014-10-22 2014-10-20 4 Bluestein Scott HTGC Common Stock M - Exercise D 9.9000 95,539 946 244,582
2014-10-21 2014-10-09 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 14.3600 -1,919 -28 1,849,773
2014-10-21 2014-10-09 4 Baron Jessica T HTGC Common Stock F - Taxes D 14.3600 -320 -5 118,184
2014-10-21 2014-10-09 4 Bluestein Scott HTGC Common Stock F - Taxes D 14.3600 -283 -4 149,043
2014-10-21 2014-10-09 4 Shah Parag HTGC Common Stock F - Taxes D 14.3600 -716 -10 298,479
2014-10-09 2014-10-07 4 Butler Michael L HTGC Employee Stock Option (right to buy) A - Award D 14.49 85,000 85,000
2014-10-03 2014-10-01 4 Shah Parag HTGC Common Stock S - Sale D 14.3300 -22,500 -322 299,195
2014-10-03 2014-10-01 4 Bluestein Scott HTGC Common Stock S - Sale D 14.3300 -6,000 -86 149,326
2014-09-30 2014-09-30 4 Shah Parag HTGC Common Stock F - Taxes D 14.4600 -424 -6 321,695
2014-09-30 2014-09-30 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 14.4600 -1,592 -23 1,851,692
2014-09-30 2014-09-30 4 Bluestein Scott HTGC Common Stock F - Taxes D 14.4600 -61 -1 155,326
2014-09-30 2014-09-30 4 Baron Jessica T HTGC Common Stock F - Taxes D 14.4600 -115 -2 118,504
2014-09-30 2014-09-27 4 Baron Jessica T HTGC Common Stock F - Taxes D 14.9200 -234 -3 118,619
2014-09-25 2014-09-23 4 Baron Jessica T HTGC Common Stock S - Sale D 14.5100 -2,000 -29 118,853
2014-09-15 2014-09-12 4 Henriquez Manuel A HTGC Common Stock S - Sale D 15.4000 -41,962 -646 1,853,284
2014-09-15 2014-09-11 4 Henriquez Manuel A HTGC Common Stock S - Sale D 15.3900 -8,038 -124 1,895,246
2014-09-09 2014-09-09 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 15.3000 -3,803 -58 1,903,284
2014-09-09 2014-09-09 4 Shah Parag HTGC Common Stock F - Taxes D 15.3000 -716 -11 322,119
2014-09-09 2014-09-09 4 Bluestein Scott HTGC Common Stock F - Taxes D 15.3000 -283 -4 155,387
2014-09-09 2014-09-09 4 Baron Jessica T HTGC Common Stock F - Taxes D 15.3000 -327 -5 120,853
2014-09-05 2014-09-04 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 15.4200 -18,812 -290 1,907,087
2014-09-05 2014-09-04 4 Shah Parag HTGC Common Stock F - Taxes D 15.4200 -1,824 -28 322,835
2014-09-05 2014-09-04 4 Bluestein Scott HTGC Common Stock F - Taxes D 15.4200 -1,715 -26 155,670
2014-09-05 2014-09-04 4 Baron Jessica T HTGC Common Stock F - Taxes D 15.4200 -1,300 -20 121,180
2014-09-03 2014-09-02 4 Shah Parag HTGC Common Stock S - Sale D 15.2500 -33,000 -503 324,659
2014-09-03 2014-09-02 4 Bluestein Scott HTGC Common Stock S - Sale D 15.2500 -6,000 -92 157,385
2014-09-02 2014-08-30 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 15.2900 -1,940 -30 1,925,899
2014-09-02 2014-08-29 4 Henriquez Manuel A HTGC Common Stock S - Sale D 15.2400 -12,422 -189 1,927,839
2014-09-02 2014-08-28 4 Henriquez Manuel A HTGC Common Stock S - Sale D 15.1500 -37,578 -569 1,940,261
2014-09-02 2014-08-30 4 Shah Parag HTGC Common Stock F - Taxes D 15.2900 -505 -8 357,659
2014-09-02 2014-08-30 4 Bluestein Scott HTGC Common Stock F - Taxes D 15.2900 -61 -1 163,385
2014-09-02 2014-08-30 4 Baron Jessica T HTGC Common Stock F - Taxes D 15.2900 -117 -2 122,480
2014-08-28 2014-08-27 4 Baron Jessica T HTGC Common Stock F - Taxes D 15.2000 -234 -4 122,597
2014-08-26 2014-08-25 4 Baron Jessica T HTGC Common Stock S - Sale D 15.2200 -2,000 -30 122,831
2014-08-21 2014-08-20 4 Shah Parag HTGC Common Stock S - Sale D 15.7500 -33,000 -520 358,164
2014-08-11 2014-08-09 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 16.0400 -4,120 -66 1,977,839
2014-08-11 2014-08-09 4 Shah Parag HTGC Common Stock F - Taxes D 16.0400 -852 -14 391,164
2014-08-11 2014-08-09 4 Bluestein Scott HTGC Common Stock F - Taxes D 16.0400 -283 -5 163,446
2014-08-11 2014-08-09 4 Baron Jessica T HTGC Common Stock F - Taxes D 16.0400 -327 -5 124,831
2014-08-04 2014-08-01 4 Bluestein Scott HTGC Common Stock S - Sale D 16.5500 -6,000 -99 163,729
2014-07-31 2014-07-30 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 16.8800 -2,127 -36 1,981,959
2014-07-31 2014-07-30 4 Shah Parag HTGC Common Stock F - Taxes D 16.8800 -505 -9 392,016
2014-07-31 2014-07-30 4 Bluestein Scott HTGC Common Stock F - Taxes D 16.8800 -61 -1 169,729
2014-07-31 2014-07-30 4 Baron Jessica T HTGC Common Stock F - Taxes D 16.8800 -117 -2 125,158
2014-07-28 2014-07-27 4 Baron Jessica T HTGC Common Stock F - Taxes D 16.7200 -234 -4 125,275
2014-07-24 2014-07-23 4 Baron Jessica T HTGC Common Stock S - Sale D 16.6100 -2,000 -33 125,509
2014-07-10 2014-07-08 4 BADAVAS ROBERT P HTGC Stock Option (right to buy) A - Award D 16.34 15,000 20,000
2014-07-10 2014-07-08 4 BADAVAS ROBERT P HTGC Common Stock A - Award D 16.3400 5,000 82 135,399
2014-07-10 2014-07-09 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 16.4500 -1,919 -32 1,984,086
2014-07-10 2014-07-09 4 Shah Parag HTGC Common Stock F - Taxes D 16.4500 -716 -12 392,521
2014-07-10 2014-07-08 4 Fallon Thomas J HTGC Stock Option (right to buy) A - Award D 16.34 10,000 10,000
2014-07-10 2014-07-08 4 Fallon Thomas J HTGC Common Stock A - Award D 16.3400 3,333 54 3,333
2014-07-10 2014-07-09 4 Bluestein Scott HTGC Common Stock F - Taxes D 16.4500 -238 -4 169,790
2014-07-10 2014-07-09 4 Baron Jessica T HTGC Common Stock F - Taxes D 16.4500 -274 -5 127,509
2014-07-10 2014-07-08 4 Feuerstein Harry HTGC Employee Stock Option (right to buy) A - Award D 16.34 60,000 60,000
2014-07-02 2014-07-01 4 Shah Parag HTGC Common Stock S - Sale D 16.2100 -33,000 -535 393,237
2014-07-02 2014-07-01 4 Bluestein Scott HTGC Common Stock S - Sale D 16.2100 -6,000 -97 170,028
2014-07-01 2014-06-30 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 16.1600 -979 -16 1,986,005
2014-07-01 2014-06-30 4 Shah Parag HTGC Common Stock F - Taxes D 16.1600 -424 -7 426,237
2014-07-01 2014-06-30 4 Bluestein Scott HTGC Common Stock F - Taxes D 16.1600 -51 -1 176,028
2014-07-01 2014-06-30 4 Baron Jessica T HTGC Common Stock F - Taxes D 16.1600 -99 -2 127,783
2014-07-01 2014-06-27 4 Baron Jessica T HTGC Common Stock F - Taxes D 16.1400 -196 -3 127,882
2014-06-24 2014-06-23 4 Baron Jessica T HTGC Common Stock S - Sale D 15.4400 -2,000 -31 128,078
2014-06-18 2014-06-16 4 Bluestein Scott HTGC Common Stock S - Sale D 15.5000 -6,000 -93 176,079
2014-06-16 2014-06-12 4 Shah Parag HTGC Common Stock S - Sale D 15.3700 -33,000 -507 426,661
2014-06-10 2014-06-09 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 15.6600 -1,919 -30 1,986,984
2014-06-10 2014-06-09 4 Shah Parag HTGC Common Stock F - Taxes D 15.6600 -716 -11 459,661
2014-06-10 2014-06-09 4 Bluestein Scott HTGC Common Stock F - Taxes D 15.6600 -238 -4 182,079
2014-06-10 2014-06-09 4 Baron Jessica T HTGC Common Stock F - Taxes D 15.6600 -274 -4 130,078
2014-06-06 2014-06-05 4 Henriquez Manuel A HTGC Common Stock S - Sale D 15.6000 -100,000 -1,560 1,988,903
2014-06-06 2014-06-04 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 15.3000 -9,491 -145 2,088,903
2014-06-06 2014-06-04 4 Shah Parag HTGC Common Stock F - Taxes D 15.3000 -1,664 -25 460,377
2014-06-06 2014-06-04 4 Bluestein Scott HTGC Common Stock F - Taxes D 15.3000 -1,440 -22 182,317
2014-06-06 2014-06-04 4 Baron Jessica T HTGC Common Stock F - Taxes D 15.3000 -1,090 -17 130,352
2014-06-02 2014-05-30 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 15.2400 -979 -15 2,098,394
2014-06-02 2014-05-30 4 Shah Parag HTGC Common Stock F - Taxes D 15.2400 -424 -6 462,041
2014-06-02 2014-05-30 4 Bluestein Scott HTGC Common Stock F - Taxes D 15.2400 -51 -1 183,757
2014-06-02 2014-05-30 4 Baron Jessica T HTGC Common Stock F - Taxes D 15.2400 -98 -1 131,442
2014-05-28 2014-05-27 4 Baron Jessica T HTGC Common Stock F - Taxes D 14.9500 -196 -3 131,540
2014-05-19 2014-05-16 4 Baron Jessica T HTGC Common Stock S - Sale D 13.8800 -10,000 -139 131,736
2014-05-12 2014-05-09 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 13.9300 -1,877 -26 2,099,373
2014-05-12 2014-05-09 4 Shah Parag HTGC Common Stock F - Taxes D 13.9300 -698 -10 462,465
2014-05-12 2014-05-09 4 Bluestein Scott HTGC Common Stock F - Taxes D 13.9300 -232 -3 183,808
2014-05-12 2014-05-09 4 Baron Jessica T HTGC Common Stock F - Taxes D 13.9300 -269 -4 141,736
2014-05-08 2014-05-07 4 Bluestein Scott HTGC Common Stock S - Sale D 14.2400 -17,733 -253 184,040
2014-05-01 2014-04-30 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 13.6800 -958 -13 2,101,250
2014-05-01 2014-04-30 4 Shah Parag HTGC Common Stock F - Taxes D 13.6800 -414 -6 463,163
2014-05-01 2014-04-30 4 Bluestein Scott HTGC Common Stock F - Taxes D 13.6800 -50 -1 201,773
2014-05-01 2014-04-30 4 Baron Jessica T HTGC Common Stock F - Taxes D 13.6800 -96 -1 142,005
2014-04-29 2014-04-15 4 Henriquez Manuel A HTGC Common Stock A - Award D 13.7500 160,000 2,200 2,102,208
2014-04-29 2014-04-27 4 Baron Jessica T HTGC Common Stock F - Taxes D 13.9800 -192 -3 142,101
2014-04-21 2013-04-17 4 Jaquez-Fissori Todd HTGC Common Stock D - Sale to Issuer D 14.0200 -115 -2 94,483
2014-04-15 2014-04-14 4 Shah Parag HTGC Common Stock A - Award D 13.8300 75,000 1,037 463,577
2014-04-15 2014-04-14 4 Bluestein Scott HTGC Common Stock A - Award D 13.8300 45,000 622 201,823
2014-04-15 2014-04-14 4 Baron Jessica T HTGC Common Stock A - Award D 13.8300 17,500 242 142,293
2014-04-15 2013-04-14 4 Jaquez-Fissori Todd HTGC Common Stock A - Award D 13.8300 30,000 415 94,598
2014-04-14 2014-04-10 4 Henriquez Manuel A HTGC Common Stock A - Award D 13.7900 275,000 3,792 1,942,208
2014-04-14 2014-04-10 4 Shah Parag HTGC Common Stock A - Award D 13.7900 60,000 827 388,577
2014-04-14 2014-04-10 4 Bluestein Scott HTGC Common Stock A - Award D 13.7900 25,000 345 156,823
2014-04-14 2014-04-10 4 Baron Jessica T HTGC Common Stock A - Award D 13.7900 20,000 276 124,793
2014-04-14 2013-04-10 4 Jaquez-Fissori Todd HTGC Common Stock A - Award D 13.7900 20,000 276 64,598
2014-04-14 2014-04-10 4 Penney Michael HTGC Common Stock A - Award D 13.7900 4,000 55 4,000
2014-04-10 2014-04-09 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 13.9400 -1,877 -26 1,667,208
2014-04-10 2014-04-09 4 Shah Parag HTGC Common Stock F - Taxes D 13.9400 -698 -10 328,577
2014-04-10 2014-04-09 4 Bluestein Scott HTGC Common Stock F - Taxes D 13.9400 -232 -3 131,823
2014-04-10 2014-04-09 4 Baron Jessica T HTGC Common Stock F - Taxes D 13.9400 -269 -4 104,793
2014-04-10 2013-04-11 4 Jaquez-Fissori Todd HTGC Common Stock F - Taxes D 13.9400 -191 -3 44,598
2014-03-31 2014-03-30 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 14.4700 -958 -14 1,669,085
2014-03-31 2014-03-30 4 Shah Parag HTGC Common Stock F - Taxes D 14.4700 -414 -6 329,275
2014-03-31 2014-03-30 4 Bluestein Scott HTGC Common Stock F - Taxes D 14.4700 -50 -1 132,055
2014-03-31 2014-03-30 4 Baron Jessica T HTGC Common Stock F - Taxes D 14.4700 -96 -1 105,062
2014-03-31 2014-03-27 4 Baron Jessica T HTGC Common Stock F - Taxes D 14.5200 -192 -3 105,158
2014-03-31 2013-03-30 4 Jaquez-Fissori Todd HTGC Common Stock F - Taxes D 14.4700 -77 -1 44,789
2014-03-25 2014-03-24 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 14.9200 -1,724 -26 1,670,043
2014-03-25 2014-03-24 4 Shah Parag HTGC Common Stock F - Taxes D 14.9200 -166 -2 329,689
2014-03-25 2014-03-24 4 Baron Jessica T HTGC Common Stock F - Taxes D 14.9200 -16 -0 105,350
2014-03-18 2014-03-16 4 Shah Parag HTGC Common Stock F - Taxes D 15.3000 -695 -11 329,855
2014-03-18 2014-03-16 4 Baron Jessica T HTGC Common Stock F - Taxes D 15.3000 -43 -1 105,366
2014-03-18 2013-03-17 4 Jaquez-Fissori Todd HTGC Common Stock F - Taxes D 14.8400 -115 -2 44,866
2014-03-13 2013-03-12 4 Jaquez-Fissori Todd HTGC Common Stock S - Sale D 15.3600 -22,229 -341 44,981
2014-03-10 2014-03-09 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 14.6600 -1,878 -28 1,671,767
2014-03-10 2014-03-09 4 Shah Parag HTGC Common Stock F - Taxes D 14.6600 -698 -10 330,550
2014-03-10 2014-03-09 4 Bluestein Scott HTGC Common Stock F - Taxes D 14.6600 -232 -3 132,105
2014-03-10 2014-03-09 4 Baron Jessica T HTGC Common Stock F - Taxes D 14.6600 -269 -4 105,409
2014-03-10 2013-03-09 4 Jaquez-Fissori Todd HTGC Common Stock F - Taxes D 14.6600 -192 -3 67,210
2014-03-06 2014-03-04 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 15.5700 -52,920 -824 1,673,645
2014-03-06 2014-03-04 4 Shah Parag HTGC Common Stock F - Taxes D 15.5700 -6,499 -101 331,248
2014-03-06 2014-03-04 4 Bluestein Scott HTGC Common Stock F - Taxes D 15.5700 -5,779 -90 132,337
2014-03-06 2014-03-04 4 Baron Jessica T HTGC Common Stock F - Taxes D 15.5700 -4,387 -68 105,678
2014-03-06 2013-03-04 4 Jaquez-Fissori Todd HTGC Common Stock F - Taxes D 15.5700 -3,526 -55 67,402
2014-03-03 2014-02-28 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 15.7400 -958 -15 1,726,565
2014-03-03 2014-02-28 4 Shah Parag HTGC Common Stock F - Taxes D 15.7400 -413 -7 337,747
2014-03-03 2014-02-28 4 Bluestein Scott HTGC Common Stock F - Taxes D 15.7400 -60 -1 138,116
2014-03-03 2014-02-28 4 Baron Jessica T HTGC Common Stock F - Taxes D 15.7400 -115 -2 110,065
2014-03-03 2014-02-27 4 Baron Jessica T HTGC Common Stock F - Taxes D 16.3200 -229 -4 110,180
2014-03-03 2013-02-28 4 Jaquez-Fissori Todd HTGC Common Stock D - Sale to Issuer D 15.7400 -92 -1 70,928
2014-02-25 2014-02-24 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 16.5600 -1,724 -29 1,727,523
2014-02-25 2014-02-24 4 Shah Parag HTGC Common Stock F - Taxes D 16.5600 -166 -3 338,160
2014-02-25 2014-02-24 4 Baron Jessica T HTGC Common Stock F - Taxes D 16.5600 -19 -0 110,409
2014-02-18 2014-02-16 4 Shah Parag HTGC Common Stock F - Taxes D 16.3900 -694 -11 338,326
2014-02-18 2014-02-16 4 Baron Jessica T HTGC Common Stock F - Taxes D 16.3900 -51 -1 110,428
2014-02-18 2013-02-17 4 Jaquez-Fissori Todd HTGC Common Stock D - Sale to Issuer D 16.3900 -137 -2 71,020
2014-02-11 2014-02-09 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 15.8900 -1,873 -30 1,729,247
2014-02-11 2014-02-09 4 Shah Parag HTGC Common Stock F - Taxes D 15.8900 -765 -12 339,020
2014-02-11 2014-02-09 4 Bluestein Scott HTGC Common Stock F - Taxes D 15.8900 -277 -4 138,176
2014-02-11 2014-02-09 4 Baron Jessica T HTGC Common Stock F - Taxes D 15.8900 -320 -5 110,479
2014-02-07 2013-12-31 5 BADAVAS ROBERT P HTGC Common Stock A - Award D 2,320 130,399
2014-02-07 2013-12-31 5 Bluestein Scott HTGC Common Stock A - Award D 2,053 138,453
2014-02-07 2013-12-31 5 CHOW JOSEPH W HTGC Common Stock A - Award D 62 124,325
2014-02-07 2013-12-31 5 WOODWARD ALLYN C JR HTGC Common Stock A - Award D 6,821 223,611
2014-02-03 2014-01-30 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 16.1100 -956 -15 1,731,120
2014-02-03 2014-01-30 4 Shah Parag HTGC Common Stock F - Taxes D 16.1100 -494 -8 339,785
2014-02-03 2014-01-30 4 Bluestein Scott HTGC Common Stock F - Taxes D 16.1100 -60 -1 136,400
2014-02-03 2014-01-30 4 Baron Jessica T HTGC Common Stock F - Taxes D 16.1100 -115 -2 110,799
2014-01-28 2014-01-24 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 15.8400 -1,980 -31 1,732,076
2014-01-28 2014-01-24 4 Shah Parag HTGC Common Stock F - Taxes D 15.8400 -210 -3 340,279
2014-01-28 2014-01-27 4 Baron Jessica T HTGC Common Stock F - Taxes D 15.4400 -241 -4 110,914
2014-01-28 2014-01-24 4 Baron Jessica T HTGC Common Stock F - Taxes D 15.8400 -19 -0 111,155
2014-01-21 2014-01-16 4 Shah Parag HTGC Common Stock F - Taxes D 16.0700 -881 -14 340,489
2014-01-21 2014-01-16 4 Baron Jessica T HTGC Common Stock F - Taxes D 16.0700 -53 -1 111,174
2014-01-13 2014-01-09 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 16.0300 -2,360 -38 1,734,056
2014-01-13 2014-01-09 4 Shah Parag HTGC Common Stock F - Taxes D 16.0300 -885 -14 341,370
2014-01-13 2014-01-09 4 Bluestein Scott HTGC Common Stock F - Taxes D 16.0300 -294 -5 136,460
2014-01-13 2014-01-09 4 Baron Jessica T HTGC Common Stock F - Taxes D 16.0300 -338 -5 111,227
2013-12-31 2013-12-30 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 16.4700 -968 -16 1,736,416
2013-12-31 2013-12-30 4 Shah Parag HTGC Common Stock F - Taxes D 16.4700 -413 -7 342,255
2013-12-31 2013-12-30 4 Bluestein Scott HTGC Common Stock F - Taxes D 16.4700 -54 -1 136,754
2013-12-31 2013-12-30 4 Baron Jessica T HTGC Common Stock F - Taxes D 16.4700 -96 -2 111,565
2013-12-31 2013-12-27 4 Baron Jessica T HTGC Common Stock F - Taxes D 16.5700 -192 -3 111,661
2013-12-27 2012-12-24 4 BADAVAS ROBERT P HTGC Common Stock G - Gift D -3,000 128,079
2013-12-24 2013-12-24 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 16.8300 -1,720 -29 1,737,384
2013-12-24 2013-12-24 4 Shah Parag HTGC Common Stock F - Taxes D 16.8300 -166 -3 342,668
2013-12-24 2013-12-24 4 Baron Jessica T HTGC Common Stock S - Sale D 16.8500 -200 -3 111,853
2013-12-24 2013-12-24 4 Baron Jessica T HTGC Common Stock S - Sale D 16.8000 -1,524 -26 112,053
2013-12-24 2013-12-24 4 Baron Jessica T HTGC Common Stock S - Sale D 16.8100 -3,276 -55 113,577
2013-12-24 2013-12-24 4 Baron Jessica T HTGC Common Stock F - Taxes D 16.8300 -16 -0 116,853
2013-12-18 2013-12-16 4 Shah Parag HTGC Common Stock F - Taxes D 16.5500 -954 -16 342,834
2013-12-18 2013-12-16 4 Baron Jessica T HTGC Common Stock F - Taxes D 16.5500 -43 -1 116,869
2013-12-10 2013-12-09 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 16.7600 -2,480 -42 1,739,104
2013-12-10 2013-12-09 4 Shah Parag HTGC Common Stock F - Taxes D 16.7600 -959 -16 343,788
2013-12-10 2013-12-09 4 Bluestein Scott HTGC Common Stock F - Taxes D 16.7600 -249 -4 136,808
2013-12-10 2013-12-09 4 Baron Jessica T HTGC Common Stock F - Taxes D 16.7600 -268 -4 116,912
2013-12-02 2013-11-30 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 17.0700 -1,266 -22 1,741,584
2013-12-02 2013-11-30 4 Shah Parag HTGC Common Stock F - Taxes D 17.0700 -568 -10 344,747
2013-12-02 2013-11-30 4 Bluestein Scott HTGC Common Stock F - Taxes D 17.0700 -54 -1 137,057
2013-12-02 2013-11-30 4 Baron Jessica T HTGC Common Stock F - Taxes D 17.0700 -96 -2 117,180
2013-11-29 2013-11-27 4 Baron Jessica T HTGC Common Stock F - Taxes D 17.0900 -199 -3 117,276
2013-11-25 2013-11-24 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 17.0400 -2,278 -39 1,742,850
2013-11-25 2013-11-24 4 Shah Parag HTGC Common Stock F - Taxes D 17.0400 -228 -4 345,315
2013-11-25 2013-11-24 4 Baron Jessica T HTGC Common Stock F - Taxes D 17.0400 -17 -0 117,475
2013-11-19 2013-11-16 4 Shah Parag HTGC Common Stock F - Taxes D 16.8500 -954 -16 345,543
2013-11-19 2013-11-16 4 Baron Jessica T HTGC Common Stock F - Taxes D 16.8500 -45 -1 117,492
2013-11-12 2013-11-11 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 16.6200 -206,366 -3,430 1,745,128
2013-11-12 2013-11-11 4 Henriquez Manuel A HTGC Common Stock M - Exercise D 14.0200 225,000 3,154 1,951,494
2013-11-12 2013-11-09 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 16.2400 -1,873 -30 1,726,494
2013-11-12 2013-11-11 4 Shah Parag HTGC Common Stock F - Taxes D 16.6200 -250,276 -4,160 346,497
2013-11-12 2013-11-11 4 Shah Parag HTGC Common Stock M - Exercise D 10.4900 15,500 163 596,773
2013-11-12 2013-11-11 4 Shah Parag HTGC Common Stock M - Exercise D 12.2000 204,155 2,491 581,273
2013-11-12 2013-11-11 4 Shah Parag HTGC Common Stock M - Exercise D 14.0200 80,000 1,122 377,118
2013-11-12 2013-11-09 4 Shah Parag HTGC Common Stock F - Taxes D 16.2400 -697 -11 297,118
2013-11-12 2013-11-09 4 Bluestein Scott HTGC Common Stock F - Taxes D 16.2400 -249 -4 137,111
2013-11-12 2013-11-11 4 Baron Jessica T HTGC Common Stock F - Taxes D 16.6200 -2,531 -42 117,537
2013-11-12 2013-11-11 4 Baron Jessica T HTGC Common Stock M - Exercise D 14.0200 3,000 42 120,068
2013-11-12 2013-11-09 4 Baron Jessica T HTGC Common Stock F - Taxes D 16.2400 -285 -5 117,068
2013-10-31 2013-10-30 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 15.7000 -956 -15 1,728,367
2013-10-31 2013-10-30 4 Shah Parag HTGC Common Stock F - Taxes D 15.7000 -413 -6 297,815
2013-10-31 2013-10-30 4 Bluestein Scott HTGC Common Stock F - Taxes D 15.7000 -54 -1 137,360
2013-10-31 2013-10-30 4 Baron Jessica T HTGC Common Stock F - Taxes D 15.7000 -102 -2 117,353
2013-10-28 2013-10-24 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 15.7700 -1,720 -27 1,729,323
2013-10-28 2013-10-24 4 Shah Parag HTGC Common Stock F - Taxes D 15.7700 -165 -3 298,228
2013-10-28 2013-10-25 4 Bluestein Scott HTGC Common Stock M - Exercise D 9.9000 5,051 50 137,414
2013-10-28 2013-10-27 4 Baron Jessica T HTGC Common Stock F - Taxes D 15.9400 -203 -3 117,455
2013-10-28 2013-10-24 4 Baron Jessica T HTGC Common Stock F - Taxes D 15.7700 -17 -0 117,658
2013-10-18 2013-10-16 4 Shah Parag HTGC Common Stock F - Taxes D 15.1800 -694 -11 298,393
2013-10-18 2013-10-16 4 Baron Jessica T HTGC Common Stock F - Taxes D 15.1800 -45 -1 117,675
2013-10-10 2013-10-09 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 14.8900 -1,873 -28 1,731,043
2013-10-10 2013-10-09 4 Shah Parag HTGC Common Stock F - Taxes D 14.8900 -697 -10 299,087
2013-10-10 2013-10-09 4 Bluestein Scott HTGC Common Stock F - Taxes D 14.8900 -249 -4 132,363
2013-10-10 2013-10-09 4 Baron Jessica T HTGC Common Stock F - Taxes D 14.8900 -285 -4 117,720
2013-10-01 2013-09-30 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 15.2500 -956 -15 1,732,916
2013-10-01 2013-09-30 4 Shah Parag HTGC Common Stock F - Taxes D 15.2500 -413 -6 299,784
2013-10-01 2013-09-30 4 Bluestein Scott HTGC Common Stock F - Taxes D 15.2500 -54 -1 132,612
2013-10-01 2013-09-30 4 Baron Jessica T HTGC Common Stock F - Taxes D 15.2500 -102 -2 118,005
2013-10-01 2013-09-27 4 Baron Jessica T HTGC Common Stock F - Taxes D 15.2300 -204 -3 118,107
2013-09-25 2013-09-24 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 15.1900 -1,720 -26 1,733,872
2013-09-25 2013-09-24 4 Shah Parag HTGC Common Stock F - Taxes D 15.1900 -166 -3 300,197
2013-09-25 2013-09-24 4 Baron Jessica T HTGC Common Stock F - Taxes D 15.1900 -17 -0 118,311
2013-09-18 2013-09-16 4 BADAVAS ROBERT P HTGC Common Stock F - Taxes D 15.0300 -21,881 -329 131,079
2013-09-18 2013-09-16 4 BADAVAS ROBERT P HTGC Common Stock M - Exercise D 10.6000 10,000 106 152,960
2013-09-18 2013-09-16 4 BADAVAS ROBERT P HTGC Common Stock M - Exercise D 10.3900 15,000 156 142,960
2013-09-18 2013-09-16 4 BADAVAS ROBERT P HTGC Common Stock M - Exercise D 13.4000 5,000 67 127,960
2013-09-18 2013-09-16 4 Shah Parag HTGC Common Stock F - Taxes D 15.0300 -694 -10 300,363
2013-09-18 2013-09-16 4 Baron Jessica T HTGC Common Stock F - Taxes D 15.0300 -45 -1 118,328
2013-09-11 2013-09-10 4 Henriquez Manuel A HTGC Common Stock P - Purchase D 14.3200 5,000 72 1,735,592
2013-09-11 2013-09-09 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 14.6300 -1,873 -27 1,730,592
2013-09-11 2013-09-09 4 Shah Parag HTGC Common Stock F - Taxes D 14.6300 -697 -10 301,057
2013-09-11 2013-09-09 4 Bluestein Scott HTGC Common Stock F - Taxes D 14.6300 -249 -4 132,666
2013-09-11 2013-09-09 4 Baron Jessica T HTGC Common Stock F - Taxes D 14.6300 -285 -4 118,373
2013-09-03 2013-08-30 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 14.4900 -956 -14 1,732,465
2013-09-03 2013-08-30 4 Shah Parag HTGC Common Stock F - Taxes D 14.4900 -413 -6 301,754
2013-09-03 2013-08-30 4 Bluestein Scott HTGC Common Stock F - Taxes D 14.4900 -50 -1 132,915
2013-09-03 2013-08-30 4 Baron Jessica T HTGC Common Stock F - Taxes D 14.4900 -96 -1 118,658
2013-08-29 2013-08-27 4 Baron Jessica T HTGC Common Stock F - Taxes D 14.5200 -192 -3 118,754
2013-08-27 2013-08-24 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 14.7500 -1,720 -25 1,733,421
2013-08-27 2013-08-24 4 Shah Parag HTGC Common Stock F - Taxes D 14.7500 -166 -2 302,167
2013-08-27 2013-08-24 4 Baron Jessica T HTGC Common Stock F - Taxes D 14.7500 -16 -0 118,946
2013-08-20 2013-08-07 4/A CHOW JOSEPH W HTGC Common Stock F - Taxes D 14.6700 -22,418 -329 124,263
2013-08-20 2013-08-12 4/A WOODWARD ALLYN C JR HTGC Common Stock F - Taxes D 14.8000 -21,238 -314 216,790
2013-08-20 2013-08-12 4/A WOODWARD ALLYN C JR HTGC Common Stock M - Exercise D 8.4900 15,000 127 238,028
2013-08-20 2013-08-12 4/A WOODWARD ALLYN C JR HTGC Common Stock M - Exercise D 13.4000 10,000 134 223,028
2013-08-20 2013-08-12 4/A WOODWARD ALLYN C JR HTGC Common Stock M - Exercise D 10.5900 5,000 53 213,028
2013-08-20 2013-08-16 4 Shah Parag HTGC Common Stock F - Taxes D 14.5900 -694 -10 302,333
2013-08-20 2013-08-16 4 Baron Jessica T HTGC Common Stock F - Taxes D 14.5900 -42 -1 118,962
2013-08-13 2013-08-13 4 WOODWARD ALLYN C JR HTGC Common Stock F - Taxes D 14.8000 -23,936 -354 214,092
2013-08-13 2013-08-13 4 WOODWARD ALLYN C JR HTGC Common Stock M - Exercise D 8.4900 15,000 127 238,028
2013-08-13 2013-08-13 4 WOODWARD ALLYN C JR HTGC Common Stock M - Exercise D 13.4000 10,000 134 223,028
2013-08-13 2013-08-13 4 WOODWARD ALLYN C JR HTGC Common Stock M - Exercise D 10.5900 5,000 53 213,028
2013-08-13 2013-08-09 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 14.5500 -1,873 -27 1,735,141
2013-08-13 2013-08-09 4 Shah Parag HTGC Common Stock F - Taxes D 14.5500 -697 -10 303,027
2013-08-13 2013-08-09 4 Bluestein Scott HTGC Common Stock F - Taxes D 14.5500 -232 -3 132,965
2013-08-13 2013-08-09 4 Baron Jessica T HTGC Common Stock F - Taxes D 14.5500 -268 -4 119,004
2013-08-09 2013-08-07 4 CHOW JOSEPH W HTGC Common Stock F - Taxes D 14.6700 -24,810 -364 121,871
2013-08-09 2013-08-07 4 CHOW JOSEPH W HTGC Common Stock M - Exercise D 10.3900 15,000 156 146,681
2013-08-09 2013-08-07 4 CHOW JOSEPH W HTGC Common Stock M - Exercise D 13.4000 5,000 67 131,681
2013-08-09 2013-08-07 4 CHOW JOSEPH W HTGC Common Stock M - Exercise D 10.6000 10,000 106 126,681
2013-08-09 2013-08-08 4 WOODWARD ALLYN C JR HTGC Common Stock P - Purchase D 14.7500 1,500 22 208,028
2013-08-07 2013-08-06 4 BADAVAS ROBERT P HTGC Common Stock P - Purchase D 14.6300 5,000 73 122,960
2013-08-07 2013-08-05 4 BADAVAS ROBERT P HTGC Common Stock A - Award D 14.5100 3,445 50 115,578
2013-08-07 2013-08-05 4 CHOW JOSEPH W HTGC Common Stock A - Award D 14.5100 3,445 50 116,681
2013-08-07 2013-08-05 4 WOODWARD ALLYN C JR HTGC Common Stock A - Award D 14.5100 3,445 50 206,528
2013-08-06 2013-08-02 4 Henriquez Manuel A HTGC Common Stock F - Taxes D 14.5200 -450,288 -6,538 1,737,014
2013-08-06 2013-08-02 4 Henriquez Manuel A HTGC Common Stock M - Exercise D 12.2000 250,716 3,059 2,187,302
2013-08-06 2013-08-02 4 Henriquez Manuel A HTGC Common Stock M - Exercise D 14.0200 225,000 3,154 1,936,586
2013-08-06 2013-08-02 4 Baron Jessica T HTGC Common Stock F - Taxes D 14.5200 -18,469 -268 119,272
2013-08-06 2013-08-02 4 Baron Jessica T HTGC Common Stock M - Exercise D 12.8400 20,000 257 137,741
2013-08-01 2013-07-30 4 Henriquez Manuel A HTGC Common Stock $0.001 F - Taxes D 13.8700 -956 -13 1,711,586
2013-08-01 2013-07-30 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 13.8700 -413 -6 302,835
2013-08-01 2013-07-30 4 Bluestein Scott HTGC Common Stock $0.001 par value F - Taxes D 13.8700 -50 -1 131,854
2013-08-01 2013-07-30 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 13.8700 -96 -1 118,027
2013-07-31 2013-07-29 4 Penney Michael HTGC Employee Stock Option (right to buy) A - Award D 13.78 85,000 85,000
2013-07-30 2013-07-27 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 13.9200 -192 -3 118,123
2013-07-25 2013-07-24 4 Henriquez Manuel A HTGC Common Stock $0.001 F - Taxes D 13.9400 -1,720 -24 1,712,542
2013-07-25 2013-07-24 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 13.9400 -166 -2 303,248
2013-07-25 2013-07-24 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 13.9400 -16 -0 118,315
2013-07-18 2013-07-16 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 14.0200 -694 -10 303,414
2013-07-18 2013-07-16 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 14.0200 -43 -1 118,331
2013-07-11 2013-07-09 4 Henriquez Manuel A HTGC Common Stock $0.001 F - Taxes D 13.7200 -2,480 -34 1,714,262
2013-07-11 2013-07-09 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 13.7200 -697 -10 304,108
2013-07-11 2013-07-09 4 Bluestein Scott HTGC Common Stock $0.001 par value F - Taxes D 13.7200 -232 -3 131,904
2013-07-11 2013-07-09 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 13.7200 -268 -4 118,374
2013-07-01 2013-06-30 4 Henriquez Manuel A HTGC Common Stock $0.001 F - Taxes D 13.9400 -1,266 -18 1,716,742
2013-07-01 2013-06-30 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 13.9400 -413 -6 304,805
2013-07-01 2013-06-30 4 Bluestein Scott HTGC Common Stock $0.001 par value F - Taxes D 13.9400 -50 -1 132,136
2013-07-01 2013-06-30 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 13.9400 -96 -1 118,642
2013-07-01 2013-06-27 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 14.1300 -192 -3 118,738
2013-06-25 2013-06-24 4 Henriquez Manuel A HTGC Common Stock $0.001 F - Taxes D 13.2800 -2,277 -30 1,718,008
2013-06-25 2013-06-24 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 13.2800 -166 -2 305,218
2013-06-25 2013-06-24 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 13.2800 -16 -0 118,930
2013-06-18 2013-06-16 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 13.3900 -694 -9 305,384
2013-06-18 2013-06-16 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 13.3900 -42 -1 118,946
2013-06-10 2013-06-09 4 Henriquez Manuel A HTGC Common Stock $0.001 F - Taxes D 13.5100 -2,287 -31 1,720,285
2013-06-10 2013-06-09 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 13.5100 -697 -9 306,078
2013-06-10 2013-06-09 4 Bluestein Scott HTGC Common Stock $0.001 par value F - Taxes D 13.5100 -232 -3 132,186
2013-06-10 2013-06-09 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 13.5100 -268 -4 118,988
2013-06-03 2013-05-30 4 Henriquez Manuel A HTGC Common Stock $0.001 F - Taxes D 13.6900 -956 -13 1,722,572
2013-06-03 2013-05-30 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 13.6900 -413 -6 306,775
2013-06-03 2013-05-30 4 Bluestein Scott HTGC Common Stock $0.001 par value F - Taxes D 13.6900 -50 -1 132,418
2013-06-03 2013-05-30 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 13.6900 -96 -1 119,256
2013-05-28 2013-05-24 4 Henriquez Manuel A HTGC Common Stock $0.001 F - Taxes D 13.3300 -1,720 -23 1,723,528
2013-05-28 2013-05-24 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 13.3300 -166 -2 307,188
2013-05-28 2013-05-27 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 13.3300 -192 -3 119,352
2013-05-28 2013-05-24 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 13.3300 -16 -0 119,544
2013-05-20 2013-05-16 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 13.1900 -694 -9 307,354
2013-05-20 2013-05-16 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 13.1900 -43 -1 119,560
2013-05-10 2013-05-09 4 Henriquez Manuel A HTGC Common Stock $0.001 F - Taxes D 13.3500 -2,480 -33 1,725,248
2013-05-10 2013-05-09 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 13.3500 -88,321 -1,179 308,048
2013-05-10 2013-05-09 4 Shah Parag HTGC Common Stock $0.001 par value M - Exercise D 12.1400 94,400 1,146 396,369
2013-05-10 2013-05-09 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 13.3500 -697 -9 301,969
2013-05-10 2013-05-09 4 Bluestein Scott HTGC Common Stock $0.001 par value M - Exercise D 9.9000 24,410 242 132,468
2013-05-10 2013-05-09 4 Bluestein Scott HTGC Common Stock $0.001 par value F - Taxes D 13.3500 -235 -3 108,058
2013-05-10 2013-05-09 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 13.3500 -268 -4 119,603
2013-05-06 2013-05-03 4 Henriquez Manuel A HTGC Common Stock $0.001 F - Taxes D 13.4100 -92,278 -1,237 1,727,728
2013-05-06 2013-05-03 4 Henriquez Manuel A HTGC Common Stock $0.001 M - Exercise D 12.1400 97,400 1,182 1,820,006
2013-05-06 2013-05-03 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 13.4100 -14,588 -196 119,871
2013-05-06 2013-05-03 4 Baron Jessica T HTGC Common Stock par value $0.001 M - Exercise D 12.2000 15,759 192 134,459
2013-05-02 2013-04-30 4 Henriquez Manuel A HTGC Common Stock $0.001 F - Taxes D 13.3000 -1,266 -17 1,722,606
2013-05-02 2013-04-30 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 13.3000 -413 -5 302,666
2013-05-02 2013-04-30 4 Bluestein Scott HTGC Common Stock $0.001 par value F - Taxes D 13.3000 -60 -1 108,293
2013-05-02 2013-04-30 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 13.3000 -96 -1 118,700
2013-04-30 2013-04-27 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 13.0000 -191 -2 118,796
2013-04-26 2013-04-24 4 Henriquez Manuel A HTGC Common Stock $0.001 F - Taxes D 12.8700 -1,721 -22 1,723,872
2013-04-26 2013-04-24 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 12.8700 -165 -2 303,079
2013-04-26 2013-04-24 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 12.8700 -16 -0 118,987
2013-04-18 2013-04-16 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 12.0200 -1,493 -18 303,244
2013-04-18 2013-04-16 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 12.0200 -48 -1 119,003
2013-04-10 2013-04-09 4 Henriquez Manuel A HTGC Common Stock $0.001 F - Taxes D 11.7100 -2,060 -24 1,725,593
2013-04-10 2013-04-09 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 11.7100 -771 -9 304,737
2013-04-10 2013-04-09 4 Bluestein Scott HTGC Common Stock $0.001 par value F - Taxes D 11.7100 -277 -3 108,353
2013-04-10 2013-04-09 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 11.7100 -320 -4 119,051
2013-04-01 2013-03-30 4 Henriquez Manuel A HTGC Common Stock $0.001 F - Taxes D 12.2500 -1,187 -15 1,727,653
2013-04-01 2013-03-30 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 12.2500 -414 -5 305,508
2013-04-01 2013-03-30 4 Bluestein Scott HTGC Common Stock $0.001 par value F - Taxes D 12.2500 -50 -1 108,630
2013-04-01 2013-03-30 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 12.2500 -96 -1 119,371
2013-04-01 2013-03-27 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 12.3400 -2,293 -28 119,467
2013-03-26 2013-03-24 4 Henriquez Manuel A HTGC Common Stock $0.001 F - Taxes D 12.2500 -1,720 -21 1,728,840
2013-03-26 2013-03-24 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 12.2500 -166 -2 305,922
2013-03-26 2013-03-24 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 12.2500 -16 -0 121,760
2013-03-18 2013-03-17 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 12.2700 -298 -4 306,088
2013-03-18 2013-03-16 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 12.2700 -694 -9 306,386
2013-03-18 2013-03-16 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 12.2700 -43 -1 121,776
2013-03-12 2013-03-09 4 Henriquez Manuel A HTGC Common Stock $0.001 F - Taxes D 12.3400 -22,467 -277 1,730,560
2013-03-12 2013-03-09 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 12.3400 -8,361 -103 307,080
2013-03-12 2013-03-09 4 Bluestein Scott HTGC Common Stock $0.001 par value F - Taxes D 12.3400 -2,952 -36 108,680
2013-03-12 2013-03-09 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 12.3400 -3,364 -42 121,819
2013-03-06 2013-03-04 4 Henriquez Manuel A HTGC Common Stock $0.001 A - Award D 12.7200 196,540 2,500 1,753,027
2013-03-06 2013-03-04 4 Henriquez Manuel A HTGC Common Stock $0.001 A - Award D 12.7200 103,774 1,320 1,556,487
2013-03-06 2013-03-04 4 Shah Parag HTGC Common Stock $0.001 par value A - Award D 12.7200 51,101 650 315,441
2013-03-06 2013-03-04 4 Shah Parag HTGC Common Stock $0.001 par value A - Award D 12.7200 15,330 195 264,340
2013-03-06 2013-03-04 4 Bluestein Scott HTGC Common Stock $0.001 par value A - Award D 12.7200 39,308 500 111,632
2013-03-06 2013-03-04 4 Bluestein Scott HTGC Common Stock $0.001 par value A - Award D 12.7200 15,723 200 72,324
2013-03-06 2013-03-04 4 Baron Jessica T HTGC Common Stock par value $0.001 A - Award D 12.7200 18,082 230 125,183
2013-03-06 2013-03-04 4 Baron Jessica T HTGC Common Stock par value $0.001 A - Award D 12.7200 14,151 180 107,101
2013-03-06 2013-03-04 4 Jaquez-Fissori Todd HTGC Common Stock $0.001 par value A - Award D 12.7200 9,827 125 71,157
2013-03-06 2013-03-04 4 Jaquez-Fissori Todd HTGC Common Stock $0.001 par value A - Award D 12.7200 13,267 169 61,330
2013-03-01 2013-02-28 4 Henriquez Manuel A HTGC Common Stock $0.001 F - Taxes D 12.5300 -956 -12 1,452,713
2013-03-01 2013-02-28 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 12.5300 -413 -5 249,010
2013-03-01 2013-02-28 4 Bluestein Scott HTGC Common Stock $0.001 par value F - Taxes D 12.5300 -60 -1 56,601
2013-03-01 2013-02-28 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 12.5300 -115 -1 92,950
2013-02-25 2013-02-24 4 Henriquez Manuel A HTGC Common Stock $0.001 F - Taxes D 12.5100 -1,724 -22 1,453,669
2013-02-25 2013-02-24 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 12.5100 -166 -2 249,423
2013-02-25 2013-02-24 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 12.5100 -19 -0 93,065
2013-02-20 2013-02-17 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 12.3000 -298 -4 249,589
2013-02-20 2013-02-16 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 12.3000 -803 -10 249,887
2013-02-20 2013-02-16 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 12.3000 -51 -1 93,084
2013-02-07 2012-12-31 5 BADAVAS ROBERT P HTGC Common Stock $0.001 par value A - Award D 2,873 112,133
2013-02-07 2012-12-31 5 CHOW JOSEPH W HTGC Common Stock $0.001 par value A - Award D 152 109,607
2013-02-07 2012-12-31 5 WOODWARD ALLYN C JR HTGC Common Stock $0.001 par value A - Award D 6,896 196,488
2013-02-01 2013-01-30 4 Henriquez Manuel A HTGC Common Stock $0.001 F - Taxes D 11.9200 -1,027 -12 1,455,393
2013-02-01 2013-01-30 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 11.9200 -475 -6 250,690
2013-02-01 2013-01-30 4 Bluestein Scott HTGC Common Stock $0.001 par value F - Taxes D 11.9200 -57 -1 56,661
2013-02-01 2013-01-30 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 11.9200 -109 -1 93,135
2013-01-28 2013-01-24 4 Henriquez Manuel A HTGC Common Stock $0.001 F - Taxes D 12.0200 -2,058 -25 1,456,420
2013-01-28 2013-01-24 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 12.0200 -198 -2 251,165
2013-01-28 2013-01-24 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 12.0200 -41 -0 93,244
2013-01-18 2013-01-17 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 11.8200 -337 -4 251,363
2013-01-18 2013-01-16 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 11.8200 -786 -9 251,700
2013-01-18 2013-01-16 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 11.8200 -48 -1 93,130
2013-01-02 2012-12-30 4 Henriquez Manuel A HTGC Common Stock $0.001 F - Taxes D 10.8800 -1,216 -13 1,461,882
2013-01-02 2012-12-30 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 10.8800 -543 -6 254,725
2013-01-02 2012-12-30 4 Bluestein Scott HTGC Common Stock $0.001 par value F - Taxes D 10.8800 -50 -1 55,039
2013-01-02 2012-12-30 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 10.8800 -96 -1 93,178
2012-12-26 2012-12-24 4 Henriquez Manuel A HTGC Common Stock $0.001 F - Taxes D 11.0700 -2,188 -24 1,463,098
2012-12-26 2012-12-24 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 11.0700 -218 -2 255,268
2012-12-26 2012-12-24 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 11.0700 -16 -0 93,274
2012-12-20 2012-12-19 4 BADAVAS ROBERT P HTGC Common Stock $0.001 par value G - Gift D -7,176 109,260
2012-12-19 2012-12-17 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 10.6600 -391 -4 255,486
2012-12-19 2012-12-16 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 10.5900 -912 -10 255,877
2012-12-19 2012-12-16 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 10.5900 -43 -0 93,290
2012-12-10 2012-12-09 4 Jaquez-Fissori Todd HTGC Common Stock $0.001 par value F - Taxes D 10.4500 -1,124 -12 48,563
2012-12-10 2012-12-09 4 Jaquez-Fissori Todd HTGC Common Stock $0.001 par value M - Exercise D 9.8500 1,166 11 49,687
2012-12-03 2012-11-30 4 Henriquez Manuel A HTGC Common Stock $0.001 F - Taxes D 10.7500 -1,216 -13 1,465,286
2012-12-03 2012-11-30 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 10.7500 -543 -6 256,789
2012-12-03 2012-11-30 4 Bluestein Scott HTGC Common Stock $0.001 par value F - Taxes D 10.7500 -50 -1 55,089
2012-12-03 2012-11-30 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 10.7500 -96 -1 93,333
2012-11-26 2012-11-24 4 Henriquez Manuel A HTGC Common Stock $0.001 F - Taxes D 10.6500 -2,189 -23 1,466,502
2012-11-26 2012-11-24 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 10.6500 -218 -2 257,332
2012-11-26 2012-11-24 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 10.6500 -16 -0 93,429
2012-11-20 2012-11-17 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 10.3900 -392 -4 257,550
2012-11-20 2012-11-16 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 10.3900 -913 -9 257,942
2012-11-20 2012-11-16 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 10.3900 -42 -0 93,445
2012-11-13 2012-11-09 4 Jaquez-Fissori Todd HTGC Common Stock $0.001 par value F - Taxes D 10.0500 -2,305 -23 48,521
2012-11-13 2012-11-09 4 Jaquez-Fissori Todd HTGC Common Stock $0.001 par value M - Exercise D 9.8500 2,334 23 50,829
2012-10-31 2012-10-30 4 Henriquez Manuel A HTGC Common Stock $0.001 F - Taxes D 10.8700 -1,216 -13 1,468,691
2012-10-31 2012-10-30 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 10.8700 -543 -6 258,855
2012-10-31 2012-10-30 4 Bluestein Scott HTGC Common Stock $0.001 par value F - Taxes D 10.8700 -50 -1 55,139
2012-10-31 2012-10-30 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 10.8700 -96 -1 93,487
2012-10-26 2012-10-24 4 Henriquez Manuel A HTGC Common Stock $0.001 F - Taxes D 10.8000 -2,188 -24 1,469,907
2012-10-26 2012-10-24 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 10.8000 -217 -2 259,398
2012-10-26 2012-10-24 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 10.8000 -16 -0 93,583
2012-10-18 2012-10-17 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 10.9500 -391 -4 259,615
2012-10-18 2012-10-16 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 10.9200 -912 -10 260,006
2012-10-18 2012-10-16 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 10.9200 -43 -0 93,599
2012-10-01 2012-09-30 4 Henriquez Manuel A HTGC Common Stock $0.001 F - Taxes D 11.0100 -1,217 -13 1,472,095
2012-10-01 2012-09-30 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 11.0100 -543 -6 260,918
2012-10-01 2012-09-30 4 Bluestein Scott HTGC Common Stock $0.001 par value F - Taxes D 11.0100 -50 -1 55,189
2012-10-01 2012-09-30 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 11.0100 -96 -1 93,642
2012-09-25 2012-09-24 4 Henriquez Manuel A HTGC Common Stock $0.001 F - Taxes D 11.4100 -2,189 -25 1,473,312
2012-09-25 2012-09-24 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 11.4100 -214 -2 261,247
2012-09-25 2012-09-24 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 11.4100 -16 -0 93,738
2012-09-18 2012-09-17 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 11.5300 -384 -4 261,461
2012-09-18 2012-09-16 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 11.5200 -896 -10 261,845
2012-09-18 2012-09-16 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 11.5200 -43 -0 93,754
2012-09-18 2012-09-17 4 Jaquez-Fissori Todd HTGC Common Stock $0.001 par value S - Sale D 11.5000 -500 -6 48,492
2012-09-12 2012-09-10 4 Jaquez-Fissori Todd HTGC Common Stock $0.001 par value F - Taxes D 11.3500 -1,029 -12 48,992
2012-09-12 2012-09-10 4 Jaquez-Fissori Todd HTGC Common Stock $0.001 par value M - Exercise D 9.8500 1,166 11 50,021
2012-08-31 2012-08-30 4 Henriquez Manuel A HTGC Common Stock $0.001 F - Taxes D 11.2200 -1,216 -14 1,475,501
2012-08-31 2012-08-30 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 11.2200 -533 -6 262,741
2012-08-31 2012-08-30 4 Bluestein Scott HTGC Common Stock $0.001 par value F - Taxes D 11.2200 -49 -1 55,239
2012-08-31 2012-08-30 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 11.2200 -96 -1 93,797
2012-08-27 2012-08-24 4 Henriquez Manuel A HTGC Common Stock $0.001 F - Taxes D 11.3400 -2,188 -25 1,476,717
2012-08-27 2012-08-24 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 11.3400 -214 -2 263,274
2012-08-27 2012-08-24 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 11.3400 -16 -0 93,893
2012-08-20 2012-08-17 4 Harvey Scott H HTGC Common Stock $0.001 par value F - Taxes D 11.2600 -153 -2 73,177
2012-08-20 2012-08-16 4 Harvey Scott H HTGC Common Stock $0.001 par value F - Taxes D 11.2900 -77 -1 73,330
2012-08-20 2012-08-17 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 11.2600 -384 -4 263,488
2012-08-20 2012-08-16 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 11.2900 -895 -10 263,872
2012-08-20 2012-08-16 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 11.2900 -42 -0 93,909
2012-08-16 2012-08-15 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 11.1900 -512 -6 264,767
2012-08-16 2012-08-14 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 11.3600 -3,948 -45 265,279
2012-08-16 2012-08-14 4 Shah Parag HTGC Common Stock $0.001 par value M - Exercise D 4.2100 6,944 29 269,227
2012-08-15 2012-08-13 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 11.3600 -267 -3 93,951
2012-08-15 2012-08-13 4 Baron Jessica T HTGC Common Stock par value $0.001 M - Exercise D 4.2100 694 3 94,218
2012-08-15 2012-08-14 4 Jaquez-Fissori Todd HTGC Common Stock $0.001 par value F - Taxes D 11.3600 -2,024 -23 48,855
2012-08-15 2012-08-14 4 Jaquez-Fissori Todd HTGC Common Stock $0.001 par value M - Exercise D 9.8500 2,334 23 50,379
2012-08-09 2012-08-08 4 Jaquez-Fissori Todd HTGC Common Stock $0.001 par value S - Sale D 11.1300 -500 -6 48,045
2012-08-08 2012-08-06 4 BADAVAS ROBERT P HTGC Common Stock $0.001 par value A - Award D 11.0400 4,528 50 116,436
2012-08-08 2012-08-06 4 CHOW JOSEPH W HTGC Common Stock, $0.001 par value A - Award D 11.0400 4,528 50 112,940
2012-08-08 2012-08-06 4 WOODWARD ALLYN C JR HTGC Common Stock $0.001 par value A - Award D 11.0400 4,528 50 189,592
2012-08-01 2012-07-30 4 Harvey Scott H HTGC Common Stock $0.001 par value F - Taxes D 11.2600 -31 -0 73,407
2012-08-01 2012-07-30 4 Henriquez Manuel A HTGC Common Stock $0.001 F - Taxes D 11.2600 -8,868 -100 1,478,905
2012-08-01 2012-07-30 4 Henriquez Manuel A HTGC Common Stock $0.001 M - Exercise D 4.2100 13,889 58 1,487,773
2012-08-01 2012-07-30 4 Henriquez Manuel A HTGC Common Stock $0.001 F - Taxes D 11.2600 -1,216 -14 1,473,884
2012-08-01 2012-07-30 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 11.2600 -533 -6 262,283
2012-08-01 2012-07-30 4 Bluestein Scott HTGC Common Stock $0.001 par value F - Taxes D 11.2600 -49 -1 55,288
2012-08-01 2012-07-30 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 11.2600 -96 -1 93,524
2012-07-25 2012-07-24 4 Henriquez Manuel A HTGC Common Stock $0.001 F - Taxes D 11.2000 -2,189 -25 1,475,100
2012-07-25 2012-07-24 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 11.2000 -2,141 -24 262,816
2012-07-25 2012-07-24 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 11.2000 -16 -0 93,620
2012-07-18 2012-07-17 4 Harvey Scott H HTGC Common Stock $0.001 par value F - Taxes D 11.2800 -153 -2 73,438
2012-07-18 2012-07-16 4 Harvey Scott H HTGC Common Stock $0.001 par value F - Taxes D 11.3900 -77 -1 73,591
2012-07-18 2012-07-17 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 11.2800 -384 -4 263,030
2012-07-18 2012-07-16 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 11.3900 -896 -10 263,414
2012-07-18 2012-07-16 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 11.3900 -43 -0 93,636
2012-07-18 2012-07-17 4 Jaquez-Fissori Todd HTGC Common Stock $0.001 par value A - Award D 11.2800 15,000 169 48,545
2012-07-03 2012-06-30 4 Harvey Scott H HTGC Common Stock $0.001 par value F - Taxes D 11.3400 -31 -0 73,668
2012-07-03 2012-06-30 4 Henriquez Manuel A HTGC Common Stock $0.001 F - Taxes D 11.3400 -1,216 -14 1,477,289
2012-07-03 2012-06-30 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 11.3400 -533 -6 264,310
2012-07-03 2012-06-30 4 Bluestein Scott HTGC Common Stock $0.001 par value F - Taxes D 11.3400 -49 -1 55,337
2012-07-03 2012-06-30 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 11.3400 -96 -1 93,650
2012-06-26 2012-06-24 4 Henriquez Manuel A HTGC Common Stock $0.001 F - Taxes D 10.8600 -2,188 -24 1,478,505
2012-06-26 2012-06-24 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 10.8600 -214 -2 264,843
2012-06-26 2012-06-24 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 10.8600 -16 -0 93,746
2012-06-19 2012-06-17 4 Harvey Scott H HTGC Common Stock $0.001 par value F - Taxes D 10.8300 -153 -2 73,699
2012-06-19 2012-06-16 4 Harvey Scott H HTGC Common Stock $0.001 par value F - Taxes D 10.8300 -77 -1 73,852
2012-06-19 2012-06-17 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 10.8300 -384 -4 265,057
2012-06-19 2012-06-16 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 10.8300 -895 -10 265,441
2012-06-19 2012-06-16 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 10.8300 -42 -0 93,762
2012-06-12 2012-06-11 4 Jaquez-Fissori Todd HTGC Common Stock $0.001 par value F - Taxes D 10.7700 -1,067 -11 33,545
2012-06-12 2012-06-11 4 Jaquez-Fissori Todd HTGC Common Stock $0.001 par value M - Exercise D 9.8500 1,166 11 34,612
2012-06-04 2012-05-30 4/A Bluestein Scott HTGC Common Stock $0.001 par value F - Taxes D 10.5900 -49 -1 55,386
2012-06-01 2012-05-30 4 WOODWARD ALLYN C JR HTGC Options to purchase Common Stock A - Award D 10.59 10.5900 15,000 159 40,000
2012-06-01 2012-05-30 4 WOODWARD ALLYN C JR HTGC Common Stock $0.001 par value A - Award D 10.5900 5,000 53 185,020
2012-06-01 2012-06-01 4 BADAVAS ROBERT P HTGC Common Stock $0.001 par value P - Purchase D 10.4000 10,000 104 111,908
2012-06-01 2012-05-30 4 Harvey Scott H HTGC Common Stock $0.001 par value F - Taxes D 10.5900 -31 -0 73,929
2012-06-01 2012-05-30 4 Henriquez Manuel A HTGC Common Stock $0.001 F - Taxes D 10.5900 -1,216 -13 1,480,693
2012-06-01 2012-05-30 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 10.5900 -533 -6 266,336
2012-06-01 2012-05-30 4 Bluestein Scott HTGC Common Stock $0.001 par value F - Taxes D 1,059.0000 -49 -52 55,386
2012-06-01 2012-05-30 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 10.5900 -96 -1 93,804
2012-05-29 2012-05-24 4 Henriquez Manuel A HTGC Common Stock $0.001 F - Taxes D 10.5100 -2,189 -23 1,477,194
2012-05-29 2012-05-24 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 10.5100 -214 -2 266,869
2012-05-29 2012-05-24 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 10.5100 -16 -0 93,900
2012-05-23 2012-05-22 4 Jaquez-Fissori Todd HTGC Common Stock $0.001 par value S - Sale D 10.3000 -2,500 -26 33,446
2012-05-18 2012-05-17 4 Harvey Scott H HTGC Common Stock $0.001 par value F - Taxes D 10.7400 -153 -2 73,960
2012-05-18 2012-05-16 4 Harvey Scott H HTGC Common Stock $0.001 par value F - Taxes D 10.9200 -77 -1 74,113
2012-05-18 2012-05-17 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 10.7400 -384 -4 267,083
2012-05-18 2012-05-16 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 10.9200 -896 -10 267,467
2012-05-18 2012-05-16 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 10.9200 -72 -1 93,916
2012-05-15 2012-05-11 4 Jaquez-Fissori Todd HTGC Common Stock $0.001 par value F - Taxes D 11.1000 -3,106 -34 35,946
2012-05-15 2012-05-11 4 Jaquez-Fissori Todd HTGC Common Stock $0.001 par value M - Exercise D 9.8500 3,500 34 39,052
2012-05-01 2012-04-30 4 Harvey Scott H HTGC Common Stock $0.001 par value F - Taxes D 11.4100 -31 -0 77,199
2012-05-01 2012-04-30 4 Henriquez Manuel A HTGC Common Stock $0.001 F - Taxes D 11.4100 -1,216 -14 1,477,194
2012-05-01 2012-04-30 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 11.4100 -533 -6 267,497
2012-05-01 2012-04-30 4 Bluestein Scott HTGC Common Stock $0.001 par value F - Taxes D 11.4100 -49 -1 55,435
2012-05-01 2012-04-30 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 11.4100 -96 -1 93,442
2012-04-25 2012-04-24 4 Henriquez Manuel A HTGC Common Stock $0.001 F - Taxes D 11.1700 -2,188 -24 1,478,410
2012-04-25 2012-04-24 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 11.1700 -213 -2 268,030
2012-04-25 2012-04-24 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 11.1700 -16 -0 93,538
2012-04-18 2012-04-17 4 Harvey Scott H HTGC Common Stock $0.001 par value F - Taxes D 11.1900 -153 -2 77,230
2012-04-18 2012-04-16 4 Harvey Scott H HTGC Common Stock $0.001 par value F - Taxes D 11.0600 -77 -1 77,383
2012-04-18 2012-04-17 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 11.1900 -384 -4 268,243
2012-04-18 2012-04-16 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 11.0600 -895 -10 268,627
2012-04-18 2012-04-16 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 11.0600 -42 -0 93,554
2012-04-03 2012-03-30 4 Henriquez Manuel A HTGC Common Stock $0.001 F - Taxes D 11.0800 -13,865 -154 1,480,598
2012-04-03 2012-03-30 4 Harvey Scott H HTGC Common Stock $0.001 par value F - Taxes D 11.0800 -367 -4 77,460
2012-04-03 2012-03-30 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 11.0800 -6,359 -70 269,522
2012-04-03 2012-03-30 4 Bluestein Scott HTGC Common Stock $0.001 par value F - Taxes D 11.0800 -595 -7 55,484
2012-04-03 2012-03-30 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 11.0800 -1,147 -13 93,596
2012-03-29 2012-03-27 4 Baron Jessica T HTGC Common Stock par value $0.001 A - Award D 11.0100 25,000 275 94,743
2012-03-27 2012-03-24 4 Henriquez Manuel A HTGC Common Stock $0.001 F - Taxes D 11.0500 -1,767 -20 1,494,463
2012-03-27 2012-03-24 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 11.0500 -188 -2 275,881
2012-03-27 2012-03-24 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 11.0500 -18 -0 69,743
2012-03-20 2012-03-19 4 Harvey Scott H HTGC Common Stock $0.001 par value F - Taxes D 10.7900 -217 -2 74,827
2012-03-20 2012-03-19 4 Harvey Scott H HTGC Common Stock $0.001 par value M - Exercise D 4.2100 555 2 75,044
2012-03-19 2012-03-17 4 Harvey Scott H HTGC Common Stock $0.001 par value F - Taxes D 10.5300 -153 -2 74,489
2012-03-19 2012-03-16 4 Harvey Scott H HTGC Common Stock $0.001 par value F - Taxes D 10.5300 -77 -1 74,642
2012-03-19 2012-03-17 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 10.5300 -298 -3 276,069
2012-03-19 2012-03-16 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 10.5300 -694 -7 276,367
2012-03-19 2012-03-16 4 Shah Parag HTGC Common Stock $0.001 par value S - Sale D 10.5900 -113,630 -1,203 277,061
2012-03-19 2012-03-15 4 Shah Parag HTGC Common Stock $0.001 par value S - Sale D 10.6700 -46,108 -492 390,691
2012-03-19 2012-03-15 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 10.7100 -69,912 -749 436,799
2012-03-19 2012-03-15 4 Shah Parag HTGC Common Stock $0.001 par value M - Exercise D 4.2100 119,409 503 506,711
2012-03-19 2012-03-16 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 10.5300 -43 -0 69,761
2012-03-13 2012-03-09 4 Henriquez Manuel A HTGC Common Stock $0.001 A - Award D 245,000 1,496,230
2012-03-13 2012-03-09 4 Harvey Scott H HTGC Common Stock $0.001 par value A - Award D 22,059 74,719
2012-03-13 2012-03-12 4 Shah Parag HTGC Common Stock $0.001 par value M - Exercise D 4.2100 2,636 11 387,302
2012-03-13 2012-03-09 4 Shah Parag HTGC Common Stock $0.001 par value A - Award D 105,500 384,666
2012-03-13 2012-03-09 4 Bluestein Scott HTGC Common Stock $0.001 par value A - Award D 35,000 56,079
2012-03-13 2012-03-09 4 Baron Jessica T HTGC Common Stock par value $0.001 A - Award D 35,000 69,804
2012-03-13 2012-03-09 4 Jaquez-Fissori Todd HTGC Common Stock $0.001 par value A - Award D 25,000 35,552
2012-03-07 2012-03-06 4 CHOW JOSEPH W HTGC Common Stock, $0.001 par value P - Purchase D 10.4400 5,000 52 108,172
2012-03-07 2012-03-06 4 Harvey Scott H HTGC Common Stock $0.001 par value S - Sale D 10.5800 -5,500 -58 52,660
2012-03-07 2012-03-05 4 Harvey Scott H HTGC Common Stock $0.001 par value F - Taxes D 10.7000 -1,966 -21 58,160
2012-03-07 2012-03-05 4 Harvey Scott H HTGC Common Stock $0.001 par value M - Exercise D 4.2100 4,995 21 60,126
2012-03-07 2012-03-05 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 10.7000 -2,258 -24 34,804
2012-03-07 2012-03-05 4 Baron Jessica T HTGC Common Stock par value $0.001 M - Exercise D 4.2100 5,557 23 37,062
2012-03-05 2012-03-05 4 WOODWARD ALLYN C JR HTGC Common Stock $0.001 par value P - Purchase D 10.4800 22,500 236 173,848
2012-03-05 2012-03-01 4 Jaquez-Fissori Todd HTGC Common Stock $0.001 par value F - Taxes D 10.6100 -8,782 -93 10,552
2012-03-05 2012-03-01 4 Jaquez-Fissori Todd HTGC Common Stock $0.001 par value M - Exercise D 4.2100 9,334 39 19,334
2012-02-27 2012-02-25 4 Henriquez Manuel A HTGC Common Stock $0.001 par value F - Taxes D 10.4200 -5,204 -54 1,251,230
2012-02-27 2012-02-24 4 Henriquez Manuel A HTGC Common Stock $0.001 par value F - Taxes D 10.4200 -1,767 -18 1,256,434
2012-02-27 2012-02-25 4 Harvey Scott H HTGC Common Stock $0.001 par value F - Taxes D 10.4200 -1,533 -16 55,131
2012-02-27 2012-02-25 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 10.4200 -3,057 -32 279,166
2012-02-27 2012-02-24 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 10.4200 -188 -2 282,223
2012-02-27 2012-02-24 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 10.4200 -18 -0 31,505
2012-02-21 2012-02-17 4 Harvey Scott H HTGC Common Stock $0.001 par value F - Taxes D 10.4500 -171 -2 56,664
2012-02-21 2012-02-16 4 Harvey Scott H HTGC Common Stock $0.001 par value F - Taxes D 10.4100 -86 -1 56,835
2012-02-21 2012-02-17 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 10.4500 -337 -4 282,411
2012-02-21 2012-02-16 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 10.4100 -786 -8 282,748
2012-02-21 2012-02-16 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 10.4100 -49 -1 31,523
2012-02-14 2011-12-31 5 BADAVAS ROBERT P HTGC Common Stock $0.001 par value A - Award D 2,543 99,443
2012-02-14 2011-12-31 5 Baron Jessica T HTGC Common Stock $0.001 par value A - Award D 851 31,638
2012-02-14 2011-12-31 5 Bluestein Scott HTGC Common Stock $0.001 par value A - Award D 669 21,079
2012-02-14 2011-12-31 5 CHOW JOSEPH W HTGC Common Stock $0.001 par value A - Award D 243 103,172
2012-02-14 2011-12-31 5 WOODWARD ALLYN C JR HTGC Common Stock $0.001 par value A - Award D 3,891 149,523
2012-02-06 2012-02-03 4 Henriquez Manuel A HTGC Common Stock $0.001 par value F - Taxes D 10.9000 -65,805 -717 1,258,201
2012-02-06 2012-02-03 4 Henriquez Manuel A HTGC Common Stock $0.001 par value M - Exercise D 4.2100 111,112 468 1,324,006
2012-01-26 2012-01-24 4 Henriquez Manuel A HTGC Common Stock $0.001 F - Taxes D 9.6200 -1,964 -19 1,212,894
2012-01-26 2012-01-24 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 9.6200 -188 -2 283,534
2012-01-26 2012-01-24 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 9.6200 -18 -0 31,572
2012-01-18 2012-01-17 4 Harvey Scott H HTGC Common Stock $0.001 par value F - Taxes D 9.8600 -171 -2 56,651
2012-01-18 2012-01-16 4 Harvey Scott H HTGC Common Stock $0.001 par value F - Taxes D 9.9400 -86 -1 56,822
2012-01-18 2012-01-17 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 9.8600 -338 -3 283,722
2012-01-18 2012-01-16 4 Shah Parag HTGC Common Stock $0.001 par value F - Taxes D 9.9400 -787 -8 284,060
2012-01-18 2012-01-16 4 Baron Jessica T HTGC Common Stock par value $0.001 F - Taxes D 9.9400 -48 -0 31,590
P
गैर-डेरिवेटिव या डेरिवेटिव प्रतिभूति की खुला बाज़ार या निजी खरीद
S
गैर-डेरिवेटिव या डेरिवेटिव प्रतिभूति का खुला बाज़ार या निजी बिक्री
A
कंपनी से प्रतिभूतियों का अनुदान, पुरस्कार या अन्य अधिग्रहण (जैसे एक ऑप्शन)
C
डेरिवेटिव का रूपांतरण
D
कंपनी को प्रतिभूतियों की बिक्री या हस्तांतरण
F
कंपनी से प्राप्त प्रतिभूतियों के हिस्से का उपयोग करके एक्सरसाइज मूल्य या कर दायित्व का भुगतान
G
इनसाइडर द्वारा या उसे प्रतिभूतियों का उपहार
K
इक्विटी स्वैप और समान हेजिंग लेनदेन
M
कंपनी से प्राप्त डेरिवेटिव प्रतिभूति के एक्सरसाइज या रूपांतरण (जैसे कि एक ऑप्शन)
V
किसी लेन-देन को स्वेच्छा से फॉर्म 4 पर रिपोर्ट किया गया
J
अन्य (लेन-देन का वर्णन करने वाले फ़ुटनोट के साथ)
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