RIV.RT Insider Trading - RiverNorth Opportunities Fund, Inc.

टोटल इनसाइडर

इनसाइडर सेंटीमेंट स्कोर

इनसाइडर सेंटीमेंट स्कोर उन कंपनियों का पता लगाता है जिन्हें कॉर्पोरेट इनसाइडर द्वारा खरीदा जा रहा है।

यह एक परिष्कृत, बहु-कारक मात्रात्मक मॉडल का परिणाम है जो इनसाइडर संचय के उच्चतम स्तर वाली कंपनियों की पहचान करता है। स्कोरिंग मॉडल पिछले 90 दिनों में खरीदने वाले इनसाइडर की शुद्ध संख्या, फ्लोट के प्रतिशत के रूप में खरीदे गए कुल शेयर और इनसाइडर के स्वामित्व वाले कुल शेयरों के संयोजन का उपयोग करता है। संख्या 0 से 100 तक होती है, उच्च संख्याएं अपने प्रतिद्वंदिओ के लिए संचय के उच्च स्तर का संकेत देती हैं, और 50 औसत है।

अपडेट फ्रीक्वेंसी: दैनिक

इनसाइडर्स टॉप पिक्स देखें, जो उच्चतम इनसाइडर संचय वाली कंपनियों की एक सूची प्रदान करता है।

उच्चतम रैंकिंग वाले स्टॉक देखें

ऑफिसर सेंटीमेंट स्कोर

ऑफिसर सेंटीमेंट स्कोर से पता चलता है कि कंपनियों को कॉर्पोरेट ऑफिसर द्वारा खरीदा जा रहा है।

परिभाषा के अनुसार कॉर्पोरेट ऑफिसर कॉर्पोरेट इनसाइडर्स होते हैं, लेकिन कुछ अन्य इनसाइडर्स (10% शेयरधारक और बोर्ड सदस्य) के विपरीत, ऑफिसर कंपनी के लिए दैनिक आधार पर काम करते हैं, और व्यापार करते समय वे अपने स्वयं के पैसे का उपयोग करते हैं। (10% शेयरधारक और बोर्ड सदस्य अक्सर अन्य लोगों के पैसे का प्रबंधन करने वाले फंड मैनेजर होते हैं।) इस प्रकार, ऑफिसर द्वारा किए गए इनसाइडर व्यापार बहुत अधिक महत्वपूर्ण होते हैं और उनके साथ उचित व्यवहार किया जाना चाहिए।

इनसाइडर सेंटीमेंट स्कोर की तरह, ऑफिसर सेंटीमेंट स्कोर एक परिष्कृत, बहु-कारक मात्रात्मक मॉडल का परिणाम है जो उच्चतम स्तर के ऑफिसर संचय वाली कंपनियों की पहचान करता है।

अपडेट फ्रीक्वेंसी: दैनिक

इनसाइडर्स टॉप पिक्स देखें, जो उच्चतम इनसाइडर सेंटीमेंट वाली कंपनियों की एक सूची प्रदान करता है।

उच्चतम रैंकिंग वाले स्टॉक देखें

मुख्य इनसाइडर मेट्रिक्स

यह कार्ड दिखाता है कि कंपनी विभिन्न इनसाइडर मेट्रिक्स के साथ कैसे रैंक करती है। प्रतिशतक रैंक से पता चलता है कि यह कंपनी अमेरिकी बाज़ारों में अन्य कंपनियों से कैसे तुलना करती है। ऊंची रैंकिंग बेहतर स्थितियों का संकेत है।

उदाहरण के लिए, यह आम तौर पर स्वीकार किया जाता है कि इनसाइडर खरीदारी एक सकारात्मक संकेतक है, इसलिए अधिक इनसाइडर खरीदारी वाली कंपनियां कम इनसाइडर खरीदारी (या यहां तक कि इनसाइडर बिक्री) वाली कंपनियों की तुलना में उच्च रैंक पर होंगी।

खरीदने वाले इनसाइडर की शुद्ध संख्या (रैंक)

N/A

इनसाइडर ख़रीदारी की कुल संख्या, पिछले 90 दिनों में बेचने वाले इनसाइडर की कुल संख्या को घटाकर ख़रीदने वाले इनसाइडर की कुल संख्या है। प्रतिशतक रैंक यहां दिखाई गई है (0 से 100% तक)।

इनसाइडर द्वारा खरीदे गए फ़्लोट का प्रतिशत (रैंक)

N/A

इनसाइडर द्वारा खरीदे गए फ्लोट का प्रतिशत इनसाइडर द्वारा खरीदे गए शेयरों की कुल संख्या है, जिसमें पिछले 90 दिनों में इनसाइडर द्वारा बेचे गए शेयरों की कुल संख्या को घटाकर, कुल फ्लोट से विभाजित किया जाता है और 100 से गुणा किया जाता है।

इनसाइडर ट्रेडिंग चार्ट

RiverNorth Opportunities Fund, Inc. - Equity Right इनसाइडर व्यापार निम्नलिखित चार्ट में दिखाए गए हैं। इनसाइडर किसी कंपनी के ऑफिसर, निदेशक या महत्वपूर्ण निवेशक होते हैं। सामान्य तौर पर, इनसाइडर के लिए सामग्री, गैर-सार्वजनिक जानकारी के आधार पर अपनी कंपनियों में व्यापार करना आम तौर पर अवैध है। इसका मतलब यह नहीं है कि उनके लिए अपनी कंपनियों में कोई भी व्यापार करना गैरकानूनी है। हालाँकि, उन्हें फॉर्म 4 के माध्यम से SEC को सभी ट्रेडों की रिपोर्ट करनी होगी।

इनसाइडर रोस्टर और प्रॉफिटेबिलिटी मेट्रिक्स

यह तालिका ज्ञात इनसाइडर की सूची दिखाती है, और SEC को बताई गई फाइलिंग से स्वचालित रूप से उत्पन्न होती है। नामों, सबसे हालिया शीर्षक, और निदेशक, ऑफिसर, या 10% मालिक पदनाम के अलावा, हम नवीनतम प्रकट होल्डिंग्स प्रदान करते हैं। इसके अतिरिक्त, जब भी संभव हो हम इनसाइडर के लिए ऐतिहासिक व्यापार प्रदर्शन प्रदान करते हैं। ऐतिहासिक व्यापार प्रदर्शन इनसाइडर द्वारा किए गए वास्तविक खुले बाजार खरीद लेनदेन के प्रदर्शन का एक भारित औसत है। इसकी गणना कैसे की जाती है, इसके बारे में अधिक जानकारी के लिए, यह YouTube वेबिनार देखें।

See our leaderboard of most profitable insider traders.

इनसाइडर	शेयर ओन्ड	विभाजित समायोजित
Alps Advisors Inc -	0	0
Alps Holdings Inc	0
Edmund J Burke	0
Patrick D Buchanan	0
Kathryn Burns	0
John K Carter	0
Thomas Anthony Carter	0
Marcus L Collins	0
Dst Systems Inc	0
Troy Anthony Duran	0
Allen French	0
Galley Patrick W. Director - [D]	282,018	282,018
John Wayne Hutchens Director - [D]	7,763	7,763

इनसाइडर	शेयर ओन्ड	विभाजित समायोजित
Aisha Hunt	0
Jill Kerschen	0
Sareena Khwaja-Dixon	0
Andrea E Kuchli	0
Jeremy O May	0
Andrew P Meloni	0
Mohrhardt Jonathan M.	0
Christopher Moore	0
Lisa Bruckert Mougin Director - [D]	0	0
Abigail J Murray	0
Erin Douglas Nelson	0
Richard Craig Noyes	0
Stephen Andrew O'Neill -	71,227	71,227

इनसाइडर	शेयर ओन्ड	विभाजित समायोजित
Oakes John S. Director - [D]	1,967	1,967
William R Jr Parmentier	0
Rivernorth Capital Management, Llc -	0	0
Jerry Raio Director - [D]	4,000	4,000
RiverNorth Strategic Holdings, LLC -	76,796	76,796
Valerie Lynn Ruppel	0
SS&C Technologies Holdings Inc	0
Brian H Schmucker -	0	0
Michael Sleightholme	0
Laton Spahr	0
Matthew Sutula	0
David Swanson Director - [D]	1,376	1,376
Bradley J Swenson	0

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इनसाइडर खरीद के ट्रैक रिकॉर्ड - अल्पकालिक लाभ विश्लेषण

इस अनुभाग में, हम RIV.RT / RiverNorth Opportunities Fund, Inc. - Equity Right में की गई प्रत्येक अनियोजित, खुले बाज़ार की इनसाइडर खरीदारी की लाभप्रदता का विश्लेषण करते हैं। यह विश्लेषण यह समझने में मदद करता है कि क्या इनसाइडर लगातार असामान्य रिटर्न उत्पन्न करता है, और यह अनुसरण करने योग्य है। यह विश्लेषण प्रत्येक व्यापार के बाद एक वर्ष के लिए है, और यह परिणाम सैद्धांतिक हैं .

निम्न टेबल्स सबसे हालिया खुले बाज़ार की खरीदारी को दर्शाती है जो स्वचालित ट्रेडिंग योजना का हिस्सा नहीं थी।

व्यापार की तिथि	इनसाइडर	रिपोर्टेड शेयर	रिपोर्टेड कीमत	समायोजित शेयर	समायोजित कीमत	मूल लागत	दिन अधिकतम	मूल्य अधिकतम	अधिकतम लाभ ($)	अधिकतम रिटर्न (%)
2023-10-27	Raio Jerry	2,500	9.7400	2,500	9.7400	24,350	342	12.9500	8,025	32.96
2023-04-10	Raio Jerry	1,500	11.5500	1,500	11.5500	17,325
2022-11-15	Galley Patrick W.	41,899	0.0000	41,899	0.0000	0
2022-11-08	HUTCHENS JOHN WAYNE	2,773	11.9300	2,773	11.9300	33,082
2022-01-24	O'Neill Stephen Andrew	1,200	14.9200	1,200	14.9200	17,904
2022-01-24	O'Neill Stephen Andrew	200	14.9700	200	14.9700	2,994
2022-01-24	O'Neill Stephen Andrew	1,198	14.9200	1,198	14.9200	17,874
2022-01-24	O'Neill Stephen Andrew	200	14.9500	200	14.9500	2,990
2022-01-24	O'Neill Stephen Andrew	500	14.9400	500	14.9400	7,470

समायोजित कीमत विभाजित-समायोजित कीमत है। समायोजित शेयर विभाजित-समायोजित शेयर हैं।

RIV.RT / RiverNorth Opportunities Fund, Inc. - Equity Right Insider Trades

इनसाइडर बिक्री के ट्रैक रिकॉर्ड - अल्पकालिक हानि विश्लेषण

इस अनुभाग में, हम RIV.RT / RiverNorth Opportunities Fund, Inc. - Equity Right में की गई प्रत्येक अनियोजित, खुले बाज़ार की इनसाइडर बिक्री के अल्पकालिक नुकसान से बचने का विश्लेषण करते हैं। हानि से बचने का एक सुसंगत पैटर्न यह सुझाव दे सकता है कि भविष्य में बिक्री लेनदेन कीमत में गिरावट की भविष्यवाणी कर सकते हैं। यह विश्लेषण प्रत्येक व्यापार के बाद एक वर्ष के लिए है, और यह परिणाम सैद्धांतिक हैं .

निम्न टेबल्स सबसे हालिया खुले बाज़ार की बिक्री को दर्शाती है जो स्वचालित ट्रेडिंग योजना का हिस्सा नहीं थी।

व्यापार की तिथि	इनसाइडर	रिपोर्टेड शेयर	रिपोर्टेड कीमत	समायोजित शेयर	समायोजित कीमत	मूल लागत	दिन न्यूनतम	मूल्य न्यूनतम	अधिकतम हानि बचाया ($)	अधिकतम हानि बचाया (%)
2021-06-04	Schmucker Brian H	4,000	17.8800	4,000	17.8800	71,520	342	12.9000	-19,920	-27.85
2021-05-10	RIVERNORTH CAPITAL MANAGEMENT, LLC	4,917	18.0400	4,917	18.0400	88,703
2021-05-07	RIVERNORTH CAPITAL MANAGEMENT, LLC	8,800	18.0900	8,800	18.0900	159,192
2021-04-30	RIVERNORTH CAPITAL MANAGEMENT, LLC	5,302	17.6800	5,302	17.6800	93,739
2021-04-23	RIVERNORTH CAPITAL MANAGEMENT, LLC	5,000	17.4700	5,000	17.4700	87,350
2021-04-13	RIVERNORTH CAPITAL MANAGEMENT, LLC	7,114	17.7700	7,114	17.7700	126,416
2021-04-05	RIVERNORTH CAPITAL MANAGEMENT, LLC	4,000	17.6000	4,000	17.6000	70,400
2021-04-01	Schmucker Brian H	7,616	17.5400	7,616	17.5400	133,585
2021-03-31	Schmucker Brian H	15,000	17.3800	15,000	17.3800	260,700

ट्रांजेक्शन इतिहास

संपूर्ण लेन-देन इतिहास देखने के लिए लिंक आइकन पर क्लिक करें। 10b5-1 स्वचालित ट्रेडिंग योजना के भाग के रूप में रिपोर्ट किए गए लेन-देन में 10b-5 चिह्नित कॉलम में एक X अंकित होगा।

फ़ाइल तिथि	व्यापार तिथि	फॉर्म	इनसाइडर	टिकर	प्रतिभूति वर्ग	कोड	प्रत्यक्ष	यूनिट कीमत	यूनिटस परिवर्तित	वैल्यू परिवर्तित (1K)	शेष शेयर
2025-07-10		3/A	RiverNorth Strategic Holdings, LLC	RIV	Common Shares of Beneficial Interest		D				76,796
2024-11-29		3	RiverNorth Strategic Holdings, LLC	RIV	Common Shares of Beneficial Interest		D				953,038
2024-11-27	2024-11-22	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	J - Other	D		-76,796		0
2023-12-28	2023-12-27	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	11.1200	12,608	140	89,368
2023-12-15	2023-12-14	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	11.0630	8,674	96	76,760
2023-12-11	2023-12-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	10.8300	600	6	68,086
2023-12-07	2023-12-07	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	10.7700	292	3	67,486
2023-12-06	2023-12-04	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	10.6800	1,053	11	67,194
2023-12-04	2023-12-01	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	10.6500	47	1	66,141
2023-11-22	2023-11-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	10.5000	12,400	130	66,094
2023-11-21	2023-11-20	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	10.4926	15,245	160	53,694
2023-11-20	2023-11-17	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	10.4703	18,094	189	38,449
2023-10-27	2023-10-27	4	Raio Jerry	RIV	Common Shares of Beneficial Interest	P - Purchase	D	9.7400	2,500	24	4,000
2023-06-05	2023-06-02	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	11.2000	916	10	20,355
2023-05-15	2023-05-12	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	10.9800	4,539	50	19,439
2023-05-12	2023-05-11	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	11.1345	728	8	14,900
2023-05-11	2023-05-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	11.1275	1,600	18	14,172
2023-04-11	2023-04-10	4	Raio Jerry	RIV	Common Shares of Beneficial Interest	P - Purchase	D	11.5500	1,500	17	1,500
2022-12-06	2022-11-15	4	Galley Patrick W.	RIV	Common Shares of Beneficial Interest	P - Purchase	D		41,899		282,018
2022-11-22	2022-11-08	4	HUTCHENS JOHN WAYNE	RIV	Common Shares of Beneficial Interest	P - Purchase	D	11.9300	2,773	33	7,763
2022-11-10		3	Mougin Lisa Bruckert	RIV	No securities beneficially owned		D				0
2022-01-25	2022-01-24	4	O'Neill Stephen Andrew	RIV	Common Shares of Beneficial Interest	P - Purchase	D	14.9200	1,200	18	71,227
2022-01-25	2022-01-24	4	O'Neill Stephen Andrew	RIV	Common Shares of Beneficial Interest	P - Purchase	D	14.9700	200	3	70,027
2022-01-25	2022-01-24	4	O'Neill Stephen Andrew	RIV	Common Shares of Beneficial Interest	P - Purchase	D	14.9200	1,198	18	69,827
2022-01-25	2022-01-24	4	O'Neill Stephen Andrew	RIV	Common Shares of Beneficial Interest	P - Purchase	D	14.9500	200	3	68,629
2022-01-25	2022-01-24	4	O'Neill Stephen Andrew	RIV	Common Shares of Beneficial Interest	P - Purchase	D	14.9400	500	7	68,429
2022-01-25	2022-01-24	4	O'Neill Stephen Andrew	RIV	Common Shares of Beneficial Interest	P - Purchase	D	14.9800	1,702	25	67,929
2021-11-17	2021-11-16	4	HUTCHENS JOHN WAYNE	RIV	Common Shares of Beneficial Interest	P - Purchase	D	16.8100	1,664	28	6,654
2021-11-17	2021-11-15	4/A	O'Neill Stephen Andrew	RIV RT	Common Shares of Beneficial Interest	P - Purchase	D	16.8100	16,557	278	66,227
2021-11-16	2021-11-15	4	O'Neill Stephen Andrew	RIV RT	Common Shares of Beneficial Interest	P - Purchase	D	16.8100	16,557	278	82,784
2021-11-15	2021-11-15	4	Swanson David	RIV	Common Shares of Beneficial Interest	P - Purchase	D	16.8100	344	6	1,376
2021-06-08	2021-06-04	4	Schmucker Brian H	RIV	Common Stock	S - Sale	D	17.8800	-4,000	-72	0
2021-05-11	2021-05-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	18.0400	-4,917	-89	12,572
2021-05-11	2021-05-07	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	18.0900	-8,800	-159	17,489
2021-05-05	2021-04-30	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.6800	-5,302	-94	26,289
2021-04-28	2021-04-23	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.4700	-5,000	-87	31,591
2021-04-15	2021-04-13	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.7700	-7,114	-126	36,591
2021-04-06	2021-04-01	4	Schmucker Brian H	RIV	Common Stock	S - Sale	D	17.5400	-7,616	-134	4,000
2021-04-06	2021-03-31	4	Schmucker Brian H	RIV	Common Stock	S - Sale	D	17.3800	-15,000	-261	11,616
2021-04-06	2021-04-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.6000	-4,000	-70	43,705
2021-03-24	2021-03-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.3600	-6,279	-109	47,705
2021-03-19	2021-03-17	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.6800	-5,000	-88	53,984
2021-03-17	2021-03-15	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.7200	-5,510	-98	58,984
2021-03-17	2021-03-12	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.6000	-5,000	-88	64,494
2021-03-17	2021-03-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.0200	-8,500	-145	69,494
2021-03-04	2021-03-03	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.3700	-7,635	-133	77,994
2021-02-12	2021-02-09	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.5000	-9,450	-165	85,629
2021-02-12	2021-02-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.3400	-8,792	-152	95,079
2021-02-09	2021-02-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.3400	-8,792	-152	103,871
2021-02-09	2021-02-04	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.1700	-2,000	-34	112,663
2021-02-04	2021-02-03	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.0100	-7,459	-127	114,663
2021-02-04	2021-02-02	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.0100	-2,000	-34	122,122
2020-11-09	2020-11-09	4	Swanson David	RIV	Common Shares of Beneficial Interest	P - Purchase	D	14.0800	258	4	1,032
2020-03-25	2020-03-23	4	O'Neill Stephen Andrew	RIV	Common Stock	P - Purchase	D	9.3500	500	5	47,722
2020-03-25	2020-03-23	4	O'Neill Stephen Andrew	RIV	Common Stock	P - Purchase	D	9.3900	2,000	19	47,222
2020-03-16	2020-03-12	4	Schmucker Brian H	RIV	Common Stock	S - Sale	D	11.1700	-29,050	-324	26,616
2020-03-16	2020-03-12	4	Galley Patrick W.	RIV	Common Stock	P - Purchase	D	12.4800	1,000	12	140,571
2020-03-16	2020-03-12	4	Galley Patrick W.	RIV	Common Stock	P - Purchase	D	12.4500	1,876	23	139,571
2019-11-13	2019-11-12	4	Oakes John S.	RIV	Common Shares of Beneficial Interest	P - Purchase	D	16.2000	429	7	1,967
2019-11-12	2019-11-07	4	Galley Patrick W.	RIV	Common Stock	P - Purchase	D	16.2000	33,168	537	137,695
2019-11-12	2019-11-07	4	O'Neill Stephen Andrew	RIV	Common Stock	P - Purchase	D	16.2000	5,000	81	43,792
2019-11-12	2019-11-12	4	HUTCHENS JOHN WAYNE	RIV	Common Shares of Beneficial Interest	P - Purchase	D	16.2000	1,247	20	4,990
2019-10-28	2019-10-25	4	Swanson David	RIV	Common Shares of Beneficial Interest	P - Purchase	D	16.6000	194	3	774
2019-10-24	2019-10-01	4	Schmucker Brian H	RIV RT	Transferable Subscription Rights (RIV RT)	A - Award	D		55,668		55,668
2019-10-24	2019-10-24	4	O'Neill Stephen Andrew	RIV RT	Transferable Subscription Rights (RIV RT)	S - Sale	D	0.0533	-23,793	-1	15,000
2019-10-24	2019-10-01	4	O'Neill Stephen Andrew	RIV RT	Transferable Subscription Rights (RIV RT)	A - Award	D		38,793		38,793
2019-10-24	2019-10-01	4	Galley Patrick W.	RIV RT	Transferable Subscription Rights (RIV RT)	A - Award	D		96,597		96,597
2019-10-24	2019-10-23	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV RT	Transferable Subscription Rights (RIV RT)	S - Sale	D	0.0600	-10,290	-1	0
2019-10-24	2019-10-22	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV RT	Transferable Subscription Rights (RIV RT)	S - Sale	D	0.0401	-51,429	-2	10,290
2019-10-22	2019-10-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV RT	Transferable Subscription Rights (RIV RT)	S - Sale	D	0.0359	-47,938	-2	61,719
2019-10-22	2019-10-18	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV RT	Transferable Subscription Rights (RIV RT)	S - Sale	D	0.0601	-14,465	-1	109,657
2019-10-18	2019-10-16	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16.7000	-1,522	-25	115,171
2019-10-18	2019-10-16	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16.6700	-2,000	-33	116,693
2019-10-18	2019-10-16	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16.6300	-2,000	-33	118,693
2019-10-18	2019-10-01	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Transferable Subscription Rights (RIV RT)	A - Award	D		124,122		124,122
2019-10-10	2019-10-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16.9200	-1,429	-24	120,693
2019-10-10	2019-10-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16.8800	-1,000	-17	122,122
2019-10-10	2019-10-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16.8900	-1,000	-17	123,122
2019-09-27	2019-09-26	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.1200	-5,000	-86	124,122
2019-09-27	2019-09-25	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.2400	-2,700	-47	129,122
2019-09-27	2019-09-09	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.1800	-570	-10	131,822
2019-09-27	2019-09-09	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.1900	-109	-2	132,392
2019-08-29	2019-08-28	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16.9500	-624	-11	132,501
2019-08-29	2019-08-27	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16.9500	-3,000	-51	133,125
2019-08-05	2019-08-01	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.4500	-3,300	-58	136,125
2019-08-05	2019-08-01	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.4000	-3,000	-52	139,425
2019-07-17	2019-07-16	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.4000	-1,755	-31	142,425
2019-07-17	2019-07-15	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.6500	-4,018	-71	144,180
2019-07-17	2019-07-11	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.6200	-5,500	-97	148,198
2019-07-11	2019-07-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.5000	-2,372	-42	153,698
2019-07-11	2019-07-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.4500	-3,000	-52	156,070
2019-07-11	2019-07-09	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.4200	-400	-7	159,070
2019-07-11	2019-07-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.3100	-4,500	-78	159,470
2019-07-11	2019-07-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.3600	-738	-13	163,970
2019-07-08	2019-07-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.2600	-3,400	-59	164,708
2019-07-08	2019-07-02	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.2600	-370	-6	168,108
2019-07-03	2019-07-02	4	Swanson David	RIV	Common Shares of Beneficial Interest	P - Purchase	D	17.1953	580	10	580
2019-06-24	2019-06-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.1000	-581	-10	168,478
2019-06-24	2019-06-20	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.0700	-2,000	-34	169,059
2019-06-20	2019-06-18	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.0700	-513	-9	171,059
2019-06-17	2019-06-13	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.0200	-1,000	-17	171,572
2019-06-17	2019-06-13	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16.9700	-4,000	-68	172,572
2019-06-17	2019-06-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.1000	-200	-3	176,572
2019-06-17	2019-06-06	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16.9500	-1,191	-20	176,772
2019-06-17	2019-06-06	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16.9200	-1,329	-22	177,963
2019-06-06	2019-06-06	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16.9200	-671	-11	179,265
2019-06-06	2019-06-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16.9200	-2,000	-34	179,936
2019-06-06	2019-06-04	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16.8800	-800	-14	181,963
2019-06-06	2019-06-04	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16.9000	-2,000	-34	182,763
2019-05-13	2019-05-09	4	Schmucker Brian H	RIV	Common Stock	S - Sale	D	16.7900	-5,500	-92	55,666
2019-05-08	2019-05-08	4	Schmucker Brian H	RIV	Common Stock	S - Sale	D	16.9100	-5,500	-93	61,166
2019-05-08	2019-05-07	4	Schmucker Brian H	RIV	Common Stock	S - Sale	D	17.2000	-5,500	-95	66,666
2019-05-08	2019-05-06	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.2200	-5,500	-95	184,763
2019-05-06	2019-05-02	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.0600	-5,500	-94	190,263
2018-12-26	2018-12-21	4	Galley Patrick W.	RIV	Common Stock	P - Purchase	D	14.5325	2,000	29	89,974
2018-12-21	2018-12-20	4	Galley Patrick W.	RIV	Common Stock	A - Award	D	14.8425	2,000	30	87,974
2018-12-21	2018-12-19	4	Galley Patrick W.	RIV	Common Stock	A - Award	D	15.0025	2,000	30	85,974
2018-12-21	2018-12-19	4	Galley Patrick W.	RIV	Common Stock	A - Award	D	15.0348	1,000	15	83,974
2018-12-21	2018-12-19	4	Galley Patrick W.	RIV	Common Stock	A - Award	D	15.0225	2,000	30	82,974
2018-12-21	2018-12-20	4	Schmucker Brian H	RIV	Common Stock	A - Award	D	14.4400	3,000	43	72,166
2018-12-21	2018-12-20	4	Schmucker Brian H	RIV	Common Stock	A - Award	D	14.9100	5,000	75	69,166
2018-12-17	2018-11-07	4	Oakes John S.	RIV	Common Shares of Beneficial Interest	P - Purchase	D	16.9300	369	6	1,475
2018-11-26	2018-11-20	4	Schmucker Brian H	RIV	Common Stock	A - Award	D	16.2000	3,000	49	64,166
2018-11-20	2018-11-20	4	Schmucker Brian H	RIV	Common Stock	A - Award	D	16.3800	2,000	33	61,166
2018-11-20	2018-11-19	4	Schmucker Brian H	RIV	Common Stock	A - Award	D	16.2000	5,000	81	59,166
2018-11-13	2018-11-07	4	Schmucker Brian H	RIV	Common Stock	A - Award	D	16.9300	8,833	150	54,166
2018-11-09	2018-11-07	4	Galley Patrick W.	RIV	Common Stock	A - Award	D	16.9300	30,659	519	80,974
2018-11-09	2018-11-07	4	O'Neill Stephen Andrew	RIV	Common Stock	A - Award	D	16.9300	8,000	135	35,639
2018-11-09	2018-11-07	4	HUTCHENS JOHN WAYNE	RIV	Common Shares of Beneficial Interest	P - Purchase	D	16.9300	1,311	22	3,743
2018-06-15	2018-06-13	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.5500	-678	-15	195,763
2018-06-15	2018-06-13	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.5000	-3,500	-75	196,441
2018-06-13	2018-06-12	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.5100	-300	-6	199,941
2018-06-13	2018-06-12	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.4500	-3,000	-64	200,241
2018-06-13	2018-06-11	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.5000	-17	-0	203,241
2018-06-13	2018-06-11	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.4900	-2,500	-54	203,258
2018-06-13	2018-06-11	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.4600	-3,000	-64	205,758
2018-06-11	2018-06-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.4200	-618	-13	208,758
2018-06-11	2018-06-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.4000	-2,500	-54	209,376
2018-06-11	2018-06-07	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.4700	-453	-10	211,876
2018-06-11	2018-06-07	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.4500	-3,500	-75	212,329
2018-06-07	2018-06-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.4000	-3,500	-75	215,829
2018-06-07	2018-06-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.3600	-4,000	-85	219,329
2018-06-05	2018-06-04	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.4000	-2,437	-52	223,329
2018-06-05	2018-06-04	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.3700	-2,000	-43	225,766
2018-06-05	2018-06-04	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.3500	-3,000	-64	227,766
2018-06-05	2018-06-01	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.3500	-2,000	-43	230,766
2018-06-05	2018-06-01	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.3700	-1,008	-22	232,766
2018-05-31	2018-05-30	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.3100	-3,000	-64	233,774
2018-05-31	2018-05-30	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.2900	-2,000	-43	236,774
2018-05-31	2018-05-29	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.2700	-2,500	-53	238,774
2018-05-31	2018-05-29	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.2500	-3,000	-64	241,274
2018-05-31	2018-05-29	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.2300	-2,000	-42	244,274
2018-01-12	2018-01-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20.7400	-7,400	-153	246,274
2018-01-10	2018-01-09	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20.7500	-7,000	-145	253,674
2018-01-10	2018-01-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20.5900	-7,000	-144	260,674
2018-01-05	2018-01-03	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20.2800	-5,300	-107	272,674
2018-01-03	2018-01-02	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20.1200	-5,000	-101	272,974
2018-01-03	2018-01-02	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20.0800	-8,000	-161	277,974
2017-12-26	2017-12-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.7900	-4,442	-88	285,974
2017-12-26	2017-12-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.7400	-4,000	-79	290,416
2017-12-26	2017-12-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.7300	-3,000	-59	294,416
2017-12-26	2017-12-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.7100	-2,000	-39	297,416
2017-11-21	2017-11-15	4	Galley Patrick W.	RIV	Common Stock	A - Award	D	19.5400	18,676	365	44,710
2017-11-21	2017-11-15	4	Schmucker Brian H	RIV	Common Stock	A - Award	D	19.5400	11,333	221	45,333
2017-11-21	2017-11-15	4	O'Neill Stephen Andrew	RIV	Common Stock	A - Award	D	19.5400	2,000	39	27,000
2017-11-17	2017-11-15	4	HUTCHENS JOHN WAYNE	RIV	Common Shares of Beneficial Interest	A - Award	D	19.5400	1,332	26	2,432
2017-11-17	2017-11-15	4	Oakes John S.	RIV	Common Shares of Beneficial Interest	A - Award	D	19.5400	667	13	1,167
2017-11-02	2017-10-04	4	Galley Patrick W.	RIV	Common Stock	P - Purchase	D	20.4800	100	2	26,034
2017-10-31	2017-10-30	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV RT	Transferable Subscription Rights	S - Sale	D	0.2300	-10,000	-2	261,867
2017-10-31	2017-10-30	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV RT	Transferable Subscription Rights	S - Sale	D	0.2400	-7,860	-2	271,867
2017-10-25	2017-10-23	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV RT	Transferable Subscription Rights	S - Sale	D	0.2200	-19,691	-4	279,727
2017-10-13	2017-10-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.0500	-4,374	-92	299,416
2017-10-13	2017-10-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20.9700	-3,000	-63	303,790
2017-10-13	2017-10-09	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.0000	-7,000	-147	306,790
2017-10-10	2017-10-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20.7100	-3,000	-62	62,136
2017-10-10	2017-10-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20.7200	-4,000	-83	82,881
2017-09-20	2017-09-18	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.0900	-3,700	-78	320,790
2017-09-18	2017-09-14	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.1100	-180	-4	324,490
2017-09-18	2017-09-14	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.1200	-620	-13	324,670
2017-09-12	2017-09-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.0000	-2,100	-44	325,290
2017-09-12	2017-09-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.0500	-700	-15	327,390
2017-09-07	2017-09-06	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.0300	-1,000	-21	328,090
2017-09-07	2017-09-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.1000	-7,300	-154	329,090
2017-05-22	2017-05-18	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.8524	-1,300	-26	336,390
2017-05-18	2017-05-16	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.9800	-415	-8	337,690
2017-04-26	2017-04-24	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.9500	-1,000	-20	338,105
2017-04-26	2017-04-24	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.9900	-1,000	-20	339,105
2017-04-24	2017-04-20	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20.0000	-500	-10	340,105
2017-04-24	2017-04-20	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.9300	-1,500	-30	340,605
2017-04-21	2017-04-19	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.8300	-600	-12	342,105
2017-04-21	2017-04-19	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.8010	-1,000	-20	342,705
2017-04-18	2017-04-17	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.9000	-100	-2	343,705
2017-04-18	2017-04-17	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.7900	-1,000	-20	343,805
2017-04-18	2017-04-13	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.7860	-1,000	-20	344,805
2017-04-18	2017-04-13	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.8000	-1,000	-20	345,805
2017-04-18	2017-04-13	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.8500	-1,200	-24	346,805
2017-04-13	2017-04-12	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20.0000	-1,000	-20	348,005
2017-04-13	2017-04-11	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.9500	-1,200	-24	349,005
2017-04-13	2017-04-11	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.9100	-1,000	-20	350,205
2017-04-13	2017-04-11	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.8900	-1,000	-20	351,205
2017-04-11	2017-04-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.8500	-1,000	-20	352,205
2017-04-11	2017-04-07	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.8200	-136	-3	353,205
2017-04-11	2017-04-07	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.8000	-1,000	-20	353,341
2017-04-11	2017-04-07	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.7600	-1,000	-20	354,341
2017-04-07	2017-04-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.7100	-1,000	-20	355,341
2017-04-07	2017-04-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.7101	-1,000	-20	356,341
2017-04-06	2017-04-04	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.7500	-100	-2	357,341
2017-04-06	2017-04-04	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.7508	-1,000	-20	357,441
2017-04-06	2017-04-03	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.6500	-1,000	-20	358,441
2017-04-06	2017-04-03	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.6500	-500	-10	359,441
2017-04-03	2017-03-31	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.7200	-1,500	-30	359,941
2017-04-03	2017-03-30	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.6000	-898	-18	361,441
2017-04-03	2017-03-30	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.6000	-1,000	-20	362,339
2017-03-23	2017-03-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.6000	-1,000	-20	363
2017-03-23	2017-03-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.6001	-1,000	-20	364
2017-03-10	2017-03-09	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.7000	-100	-2	365,339
2017-03-10	2017-03-09	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.6208	-1,300	-26	365,439
2017-03-10	2017-03-09	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.6700	-1,800	-35	366,739
2017-03-10	2017-03-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.6741	-1,500	-30	368,539
2017-03-10	2017-03-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.6487	-1,500	-29	370,039
2017-03-01	2017-02-27	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.9000	-500	-10	371,539
2017-03-01	2017-02-27	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.8501	-1,000	-20	372,039
2017-02-22	2017-02-17	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.8100	-499	-10	373,039
2017-02-14	2017-02-13	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20.0500	-200	-4	373,538
2017-02-14	2017-02-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.9000	-262	-5	373,738
2017-02-14	2017-02-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.8700	-500	-10	374,000
2017-02-08	2017-02-06	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.8300	-500	-10	374,500
2017-01-12	2017-01-10	4	ALPS ADVISORS INC	RIV	Common Shares of Beneficial Interest	D - Sale to Issuer	D	19.0067	-5,848	-111	0
2016-11-07	2016-11-02	4	Schmucker Brian H	(RIV)	Common Stock	P - Purchase	D	18.7000	3,000	56	34,000
2016-05-03	2016-05-02	4	HUTCHENS JOHN WAYNE	RIV	Common Shares of Beneficial Interest	P - Purchase	D	19.4000	1,100	21	1,100
2016-05-02	2016-04-28	4	Schmucker Brian H	(RIV)	Common Stock	P - Purchase	D	19.2500	1,678	32	31,000
2016-05-02	2016-04-28	4	Schmucker Brian H	(RIV)	Common Stock	P - Purchase	D	19.0000	322	6	29,322
2016-04-08	2016-04-07	4	Schmucker Brian H	(RIV)	Common Stock	P - Purchase	D	18.0000	2,000	36	29,000
2016-02-19	2016-02-18	4	Schmucker Brian H	(RIV)	Common Stock	P - Purchase	D	16.4500	2,000	33	27,000
2016-01-06	2016-01-05	4	Oakes John S.	RIV	Common Shares of Beneficial Interest	P - Purchase	D	19.8500	500	10	500
2015-12-30	2015-12-29	4	Galley Patrick W.	RIV	Common Stock	P - Purchase	D	20.0000	25,000	500	25,000
2015-12-30	2015-12-29	4	Schmucker Brian H	(RIV)	Common Stock	P - Purchase	D	20.0000	25,000	500	25,000
2015-12-30	2015-12-29	4	O'Neill Stephen Andrew	(RIV)	Common Stock	P - Purchase	D	20.0000	25,000	500	25,000
2015-12-30	2015-12-29	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	P - Purchase	D	20.0000	375,000	7,500	375,000
2015-12-24		3/A	ALPS ADVISORS INC	RIV	RiverNorth Opportunities Fund, Inc.		D				5,155

गैर-डेरिवेटिव या डेरिवेटिव प्रतिभूति की खुला बाज़ार या निजी खरीद

गैर-डेरिवेटिव या डेरिवेटिव प्रतिभूति का खुला बाज़ार या निजी बिक्री

कंपनी से प्रतिभूतियों का अनुदान, पुरस्कार या अन्य अधिग्रहण (जैसे एक ऑप्शन)

डेरिवेटिव का रूपांतरण

कंपनी को प्रतिभूतियों की बिक्री या हस्तांतरण

कंपनी से प्राप्त प्रतिभूतियों के हिस्से का उपयोग करके एक्सरसाइज मूल्य या कर दायित्व का भुगतान

इनसाइडर द्वारा या उसे प्रतिभूतियों का उपहार

इक्विटी स्वैप और समान हेजिंग लेनदेन

कंपनी से प्राप्त डेरिवेटिव प्रतिभूति के एक्सरसाइज या रूपांतरण (जैसे कि एक ऑप्शन)

किसी लेन-देन को स्वेच्छा से फॉर्म 4 पर रिपोर्ट किया गया

अन्य (लेन-देन का वर्णन करने वाले फ़ुटनोट के साथ)

RIV.RT / RiverNorth Opportunities Fund, Inc. - Equity Right - Insider Trading and Ownership Report - SEC Form 3, 4, 5