| इनसाइडर शेयर | 17,568,805 shares |
इनसाइडर सेंटीमेंट स्कोर
इनसाइडर सेंटीमेंट स्कोर उन कंपनियों का पता लगाता है जिन्हें कॉर्पोरेट इनसाइडर द्वारा खरीदा जा रहा है।
यह एक परिष्कृत, बहु-कारक मात्रात्मक मॉडल का परिणाम है जो इनसाइडर संचय के उच्चतम स्तर वाली कंपनियों की पहचान करता है। स्कोरिंग मॉडल पिछले 90 दिनों में खरीदने वाले इनसाइडर की शुद्ध संख्या, फ्लोट के प्रतिशत के रूप में खरीदे गए कुल शेयर और इनसाइडर के स्वामित्व वाले कुल शेयरों के संयोजन का उपयोग करता है। संख्या 0 से 100 तक होती है, उच्च संख्याएं अपने प्रतिद्वंदिओ के लिए संचय के उच्च स्तर का संकेत देती हैं, और 50 औसत है।
अपडेट फ्रीक्वेंसी: दैनिक
इनसाइडर्स टॉप पिक्स देखें, जो उच्चतम इनसाइडर संचय वाली कंपनियों की एक सूची प्रदान करता है।
ऑफिसर सेंटीमेंट स्कोर
ऑफिसर सेंटीमेंट स्कोर से पता चलता है कि कंपनियों को कॉर्पोरेट ऑफिसर द्वारा खरीदा जा रहा है।
परिभाषा के अनुसार कॉर्पोरेट ऑफिसर कॉर्पोरेट इनसाइडर्स होते हैं, लेकिन कुछ अन्य इनसाइडर्स (10% शेयरधारक और बोर्ड सदस्य) के विपरीत, ऑफिसर कंपनी के लिए दैनिक आधार पर काम करते हैं, और व्यापार करते समय वे अपने स्वयं के पैसे का उपयोग करते हैं। (10% शेयरधारक और बोर्ड सदस्य अक्सर अन्य लोगों के पैसे का प्रबंधन करने वाले फंड मैनेजर होते हैं।) इस प्रकार, ऑफिसर द्वारा किए गए इनसाइडर व्यापार बहुत अधिक महत्वपूर्ण होते हैं और उनके साथ उचित व्यवहार किया जाना चाहिए।
इनसाइडर सेंटीमेंट स्कोर की तरह, ऑफिसर सेंटीमेंट स्कोर एक परिष्कृत, बहु-कारक मात्रात्मक मॉडल का परिणाम है जो उच्चतम स्तर के ऑफिसर संचय वाली कंपनियों की पहचान करता है।
अपडेट फ्रीक्वेंसी: दैनिक
इनसाइडर्स टॉप पिक्स देखें, जो उच्चतम इनसाइडर सेंटीमेंट वाली कंपनियों की एक सूची प्रदान करता है।
मुख्य इनसाइडर मेट्रिक्स
यह कार्ड दिखाता है कि कंपनी विभिन्न इनसाइडर मेट्रिक्स के साथ कैसे रैंक करती है। प्रतिशतक रैंक से पता चलता है कि यह कंपनी अमेरिकी बाज़ारों में अन्य कंपनियों से कैसे तुलना करती है। ऊंची रैंकिंग बेहतर स्थितियों का संकेत है।
उदाहरण के लिए, यह आम तौर पर स्वीकार किया जाता है कि इनसाइडर खरीदारी एक सकारात्मक संकेतक है, इसलिए अधिक इनसाइडर खरीदारी वाली कंपनियां कम इनसाइडर खरीदारी (या यहां तक कि इनसाइडर बिक्री) वाली कंपनियों की तुलना में उच्च रैंक पर होंगी।
खरीदने वाले इनसाइडर की शुद्ध संख्या (रैंक)
N/A
इनसाइडर ख़रीदारी की कुल संख्या, पिछले 90 दिनों में बेचने वाले इनसाइडर की कुल संख्या को घटाकर ख़रीदने वाले इनसाइडर की कुल संख्या है। प्रतिशतक रैंक यहां दिखाई गई है (0 से 100% तक)।
इनसाइडर द्वारा खरीदे गए फ़्लोट का प्रतिशत (रैंक)
N/A
इनसाइडर द्वारा खरीदे गए फ्लोट का प्रतिशत इनसाइडर द्वारा खरीदे गए शेयरों की कुल संख्या है, जिसमें पिछले 90 दिनों में इनसाइडर द्वारा बेचे गए शेयरों की कुल संख्या को घटाकर, कुल फ्लोट से विभाजित किया जाता है और 100 से गुणा किया जाता है।
इनसाइडर ट्रेडिंग चार्ट
ReShape Lifesciences Inc. इनसाइडर व्यापार निम्नलिखित चार्ट में दिखाए गए हैं। इनसाइडर किसी कंपनी के ऑफिसर, निदेशक या महत्वपूर्ण निवेशक होते हैं। सामान्य तौर पर, इनसाइडर के लिए सामग्री, गैर-सार्वजनिक जानकारी के आधार पर अपनी कंपनियों में व्यापार करना आम तौर पर अवैध है। इसका मतलब यह नहीं है कि उनके लिए अपनी कंपनियों में कोई भी व्यापार करना गैरकानूनी है। हालाँकि, उन्हें फॉर्म 4 के माध्यम से SEC को सभी ट्रेडों की रिपोर्ट करनी होगी।
इनसाइडर रोस्टर और प्रॉफिटेबिलिटी मेट्रिक्स
यह तालिका ज्ञात इनसाइडर की सूची दिखाती है, और SEC को बताई गई फाइलिंग से स्वचालित रूप से उत्पन्न होती है। नामों, सबसे हालिया शीर्षक, और निदेशक, ऑफिसर, या 10% मालिक पदनाम के अलावा, हम नवीनतम प्रकट होल्डिंग्स प्रदान करते हैं। इसके अतिरिक्त, जब भी संभव हो हम इनसाइडर के लिए ऐतिहासिक व्यापार प्रदर्शन प्रदान करते हैं। ऐतिहासिक व्यापार प्रदर्शन इनसाइडर द्वारा किए गए वास्तविक खुले बाजार खरीद लेनदेन के प्रदर्शन का एक भारित औसत है। इसकी गणना कैसे की जाती है, इसके बारे में अधिक जानकारी के लिए, यह YouTube वेबिनार देखें।
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| इनसाइडर | औसत लाभ (%) | शेयर ओन्ड |
विभाजित समायोजित |
|---|
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इनसाइडर खरीद के ट्रैक रिकॉर्ड - अल्पकालिक लाभ विश्लेषण
इस अनुभाग में, हम RSLS / ReShape Lifesciences Inc. में की गई प्रत्येक अनियोजित, खुले बाज़ार की इनसाइडर खरीदारी की लाभप्रदता का विश्लेषण करते हैं। यह विश्लेषण यह समझने में मदद करता है कि क्या इनसाइडर लगातार असामान्य रिटर्न उत्पन्न करता है, और यह अनुसरण करने योग्य है। यह विश्लेषण प्रत्येक व्यापार के बाद एक वर्ष के लिए है, और यह परिणाम सैद्धांतिक हैं .
निम्न टेबल्स सबसे हालिया खुले बाज़ार की खरीदारी को दर्शाती है जो स्वचालित ट्रेडिंग योजना का हिस्सा नहीं थी।
समायोजित कीमत विभाजित-समायोजित कीमत है। समायोजित शेयर विभाजित-समायोजित शेयर हैं।
इनसाइडर बिक्री के ट्रैक रिकॉर्ड - अल्पकालिक हानि विश्लेषण
इस अनुभाग में, हम RSLS / ReShape Lifesciences Inc. में की गई प्रत्येक अनियोजित, खुले बाज़ार की इनसाइडर बिक्री के अल्पकालिक नुकसान से बचने का विश्लेषण करते हैं। हानि से बचने का एक सुसंगत पैटर्न यह सुझाव दे सकता है कि भविष्य में बिक्री लेनदेन कीमत में गिरावट की भविष्यवाणी कर सकते हैं। यह विश्लेषण प्रत्येक व्यापार के बाद एक वर्ष के लिए है, और यह परिणाम सैद्धांतिक हैं .
निम्न टेबल्स सबसे हालिया खुले बाज़ार की बिक्री को दर्शाती है जो स्वचालित ट्रेडिंग योजना का हिस्सा नहीं थी।
समायोजित कीमत विभाजित-समायोजित कीमत है। समायोजित शेयर विभाजित-समायोजित शेयर हैं।
ट्रांजेक्शन इतिहास
संपूर्ण लेन-देन इतिहास देखने के लिए लिंक आइकन पर क्लिक करें। 10b5-1 स्वचालित ट्रेडिंग योजना के भाग के रूप में रिपोर्ट किए गए लेन-देन में 10b-5 चिह्नित कॉलम में एक X अंकित होगा।
| फ़ाइल तिथि |
व्यापार तिथि |
फॉर्म | इनसाइडर | टिकर | प्रतिभूति वर्ग | कोड | प्रत्यक्ष | एक्सरसाइज कीमत |
यूनिट कीमत |
यूनिटस परिवर्तित |
वैल्यू परिवर्तित (1K) |
शेष ऑप्शन |
शेष शेयर |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series A Warrants | I | 0.02 | 0 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Warrant | I | 3.50 | 0 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Warrant | D | 3.50 | -1,000,000 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Warrant | I | 3.50 | 0 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Warrant | D | 3.50 | -4,000,000 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series G Warrants | I | 3.70 | 0 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series G Warrants | D | 3.70 | -1,200,000 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series G Warrants | D | 3.25 | -1,200,000 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series G Warrants | I | 3.25 | 0 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series E Warrants | I | 0.05 | 0 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series A Warrants | D | 0.02 | -2,625,000 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series E Warrants | D | 0.05 | -2,625,000 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 0 | ||||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | -5,330,277 | 0 | ||||||
| 2021-06-17 | 2021-06-15 | 4 | STANKOVICH THOMAS | RSLS | Common Stock, $0.001 par value per share | D | 3.0500 | -4,635 | -14 | 0 | ||||
| 2020-12-04 | 2020-12-04 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 5,330,277 | ||||||
| 2020-12-04 | 2020-12-04 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 4.1300 | 5,400 | 22 | 5,330,277 | ||||
| 2020-12-04 | 2020-12-02 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 5,324,877 | ||||||
| 2020-12-04 | 2020-12-02 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 4.3100 | 1,000 | 4 | 5,324,877 | ||||
| 2020-11-17 | 2020-11-17 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5,323,877 | ||||||
| 2020-11-17 | 2020-11-17 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 4.5000 | 187 | 1 | 5,323,877 | ||||
| 2020-11-17 | 2020-11-13 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5,323,690 | ||||||
| 2020-11-17 | 2020-11-13 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 4.1400 | 790 | 3 | 5,323,690 | ||||
| 2020-11-12 | 2020-11-10 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5,322,900 | ||||||
| 2020-11-12 | 2020-11-10 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3.5800 | 2,400 | 9 | 5,322,900 | ||||
| 2020-11-04 | 2020-11-02 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 5,320,500 | ||||||
| 2020-11-04 | 2020-11-02 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3.5600 | 3,100 | 11 | 5,320,500 | ||||
| 2020-09-25 | 2020-09-23 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5,317,400 | ||||||
| 2020-09-25 | 2020-09-23 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5,317,400 | ||||||
| 2020-09-25 | 2020-09-23 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 4.2300 | 1,000 | 4 | 5,317,400 | ||||
| 2020-09-25 | 2020-09-23 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3.9100 | 1,000 | 4 | 5,316,400 | ||||
| 2020-09-22 | 2020-09-22 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5,315,400 | ||||||
| 2020-09-22 | 2020-09-22 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 4.7700 | 1,000 | 5 | 5,315,400 | ||||
| 2020-09-22 | 2020-09-21 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5,314,400 | ||||||
| 2020-09-22 | 2020-09-21 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 4.4500 | 300 | 1 | 5,314,400 | ||||
| 2020-09-22 | 2020-09-18 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5,314,100 | ||||||
| 2020-09-22 | 2020-09-18 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3.7700 | 2,000 | 8 | 5,314,100 | ||||
| 2020-09-17 | 2020-09-16 | 4 | STANKOVICH THOMAS | RSLS | Common Stock | D | 3.0000 | 530 | 2 | 4,635 | ||||
| 2020-09-16 | 2020-09-16 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5,312,100 | ||||||
| 2020-09-16 | 2020-09-16 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3.7500 | 100 | 0 | 5,312,100 | ||||
| 2020-09-16 | 2020-09-14 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series G Warrants | I | 0 | 1,200,000 | ||||||
| 2020-09-16 | 2020-09-14 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series G Warrants | D | 1,200,000 | 1,200,000 | ||||||
| 2020-08-20 | 2020-08-20 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 5,312,000 | ||||||
| 2020-08-20 | 2020-08-20 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3.4000 | 2,000 | 7 | 5,312,000 | ||||
| 2020-08-20 | 2020-08-19 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5,310,000 | ||||||
| 2020-08-20 | 2020-08-19 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5,310,000 | ||||||
| 2020-08-20 | 2020-08-19 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3.4000 | 1,000 | 3 | 5,310,000 | ||||
| 2020-08-20 | 2020-08-19 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3.0500 | 998 | 3 | 5,309,000 | ||||
| 2020-08-20 | 2020-08-18 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5,308,002 | ||||||
| 2020-08-20 | 2020-08-18 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3.0000 | 6,000 | 18 | 5,308,002 | ||||
| 2020-08-20 | 2020-08-19 | 4 | STANKOVICH THOMAS | RSLS | Common Stock | D | 3.0000 | 4,105 | 12 | 4,105 | ||||
| 2020-07-21 | 2020-07-17 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5,302,002 | ||||||
| 2020-07-21 | 2020-07-17 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3.0000 | 4,500 | 14 | 5,302,002 | ||||
| 2020-04-15 | 2020-04-13 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Series F Prefunded Warrants | I | 0.12 | 0 | 0 | |||||
| 2020-04-15 | 2020-04-13 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Series C Prefunded Warrants | I | 0.12 | 0 | 0 | |||||
| 2020-04-15 | 2020-04-13 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series F Prefunded Warrants | D | 0.12 | 0.1200 | -2,569,167 | -308 | 0 | |||
| 2020-04-15 | 2020-04-13 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series C Prefunded Warrants | D | 0.12 | 0.1200 | -2,516,667 | -302 | 0 | |||
| 2020-04-15 | 2020-04-13 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 5,297,502 | ||||||
| 2020-04-15 | 2020-04-13 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 5,297,502 | ||||||
| 2020-04-15 | 2020-04-13 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0.1200 | 2,569,167 | 308 | 5,297,502 | ||||
| 2020-04-15 | 2020-04-13 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0.1200 | 2,516,667 | 302 | 2,728,335 | ||||
| 2020-03-27 | 2020-03-25 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series G Warrants | I | 0 | 1,200,000 | ||||||
| 2020-03-27 | 2020-03-25 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series G Warrants | D | 1,200,000 | 1,200,000 | ||||||
| 2020-01-31 | 2020-01-29 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 211,668 | ||||||
| 2020-01-31 | 2020-01-29 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 211,668 | ||||||
| 2020-01-31 | 2020-01-29 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 7.4500 | 2,000 | 15 | 211,668 | ||||
| 2020-01-31 | 2020-01-29 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 6.4900 | 1,000 | 6 | 209,668 | ||||
| 2019-12-23 | 2019-12-20 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 208,668 | ||||||
| 2019-12-23 | 2019-12-20 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5.2500 | 3,048 | 16 | 208,668 | ||||
| 2019-12-23 | 2019-12-19 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 205,620 | ||||||
| 2019-12-23 | 2019-12-19 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5.1300 | 9,000 | 46 | 205,620 | ||||
| 2019-12-18 | 2019-12-16 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 196,620 | ||||||
| 2019-12-18 | 2019-12-16 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5.2500 | 3,000 | 16 | 196,620 | ||||
| 2019-12-11 | 2019-12-11 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 193,620 | ||||||
| 2019-12-11 | 2019-12-11 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5.4500 | 452 | 2 | 193,620 | ||||
| 2019-12-11 | 2019-12-09 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 193,168 | ||||||
| 2019-12-11 | 2019-12-09 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 193,168 | ||||||
| 2019-12-11 | 2019-12-09 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5.2500 | 1,000 | 5 | 193,168 | ||||
| 2019-12-11 | 2019-12-09 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5.0500 | 1,071 | 5 | 192,168 | ||||
| 2019-12-06 | 2019-12-06 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLSD | Common Stock | I | 0 | 191,097 | ||||||
| 2019-12-06 | 2019-12-06 | 4 | ARMISTICE CAPITAL, LLC | RSLSD | Common Stock | D | 5.2500 | 300 | 2 | 191,097 | ||||
| 2019-12-06 | 2019-12-05 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLSD | Common Stock | I | 0 | 190,797 | ||||||
| 2019-12-06 | 2019-12-05 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLSD | Common Stock | I | 0 | 190,797 | ||||||
| 2019-12-06 | 2019-12-05 | 4 | ARMISTICE CAPITAL, LLC | RSLSD | Common Stock | D | 5.1800 | 224 | 1 | 190,797 | ||||
| 2019-12-06 | 2019-12-05 | 4 | ARMISTICE CAPITAL, LLC | RSLSD | Common Stock | D | 5.1600 | 1,000 | 5 | 190,573 | ||||
| 2019-12-06 | 2019-12-04 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLSD | Common Stock | I | 0 | 189,573 | ||||||
| 2019-12-06 | 2019-12-04 | 4 | ARMISTICE CAPITAL, LLC | RSLSD | Common Stock | D | 5.1900 | 405 | 2 | 189,573 | ||||
| 2019-11-27 | 2019-11-26 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 189,168 | ||||||
| 2019-11-27 | 2019-11-26 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5.4300 | 2,000 | 11 | 189,168 | ||||
| 2019-11-22 | 2019-11-22 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 187,168 | ||||||
| 2019-11-22 | 2019-11-22 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5.2300 | 1,495 | 8 | 187,168 | ||||
| 2019-11-22 | 2019-11-20 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 185,673 | ||||||
| 2019-11-22 | 2019-11-20 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5.4100 | 1,300 | 7 | 185,673 | ||||
| 2019-11-18 | 2019-11-18 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 184,373 | ||||||
| 2019-11-18 | 2019-11-18 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 184,373 | ||||||
| 2019-11-18 | 2019-11-18 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5.9700 | 205 | 1 | 184,373 | ||||
| 2019-11-18 | 2019-11-18 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5.9500 | 1,330 | 8 | 184,168 | ||||
| 2019-11-18 | 2019-11-14 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 182,838 | ||||||
| 2019-11-18 | 2019-11-14 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 7.3500 | 2,200 | 16 | 182,838 | ||||
| 2019-11-13 | 2019-11-12 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 180,638 | ||||||
| 2019-11-13 | 2019-11-12 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 7.2500 | 636 | 5 | 180,638 | ||||
| 2019-11-13 | 2019-11-11 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 21,600,000 | ||||||
| 2019-11-13 | 2019-11-11 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0.0400 | 400,000 | 16 | 21,600,000 | ||||
| 2019-09-25 | 2019-09-23 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Series F Prefunded Warrants | I | 0 | 315,000,000 | ||||||
| 2019-09-25 | 2019-09-23 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Series E Warrants | I | 0 | 315,000,000 | ||||||
| 2019-09-25 | 2019-09-23 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series E Warrants | D | 315,000,000 | 315,000,000 | ||||||
| 2019-09-25 | 2019-09-23 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series F Prefunded Warrants | D | 308,300,000 | 308,300,000 | ||||||
| 2019-09-25 | 2019-09-23 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Series B Warrants | I | 0 | 0 | ||||||
| 2019-09-25 | 2019-09-23 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series B Warrants | D | -315,000,000 | 0 | ||||||
| 2019-09-25 | 2019-09-23 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 21,200,000 | ||||||
| 2019-09-25 | 2019-09-23 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0.0200 | 6,700,000 | 134 | 21,200,000 | ||||
| 2019-09-19 | 2019-09-17 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 14,500,000 | ||||||
| 2019-09-19 | 2019-09-17 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0.0500 | 396,072 | 20 | 14,500,000 | ||||
| 2019-09-04 | 2019-08-30 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 14,103,928 | ||||||
| 2019-09-04 | 2019-08-30 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 14,103,928 | ||||||
| 2019-09-04 | 2019-08-30 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0.0700 | 28,928 | 2 | 14,103,928 | ||||
| 2019-09-04 | 2019-08-30 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0.0700 | 25,000 | 2 | 14,075,000 | ||||
| 2019-08-29 | 2019-08-29 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0.0700 | 45,000 | 3 | 14,050,000 | ||||
| 2019-08-29 | 2019-08-29 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0.0700 | 25,000 | 2 | 14,005,000 | ||||
| 2019-08-29 | 2019-08-29 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0.0700 | 10,000 | 1 | 13,980,000 | ||||
| 2019-08-29 | 2019-08-28 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0.0700 | 50,000 | 4 | 13,970,000 | ||||
| 2019-08-29 | 2019-08-28 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0.0700 | 50,000 | 4 | 13,970,000 | ||||
| 2019-08-29 | 2019-08-27 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0.0700 | 10,000 | 1 | 13,870,000 | ||||
| 2019-08-29 | 2019-08-27 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0.0700 | 10,000 | 1 | 13,870,000 | ||||
| 2019-08-09 | 2019-08-08 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 13,850,000 | ||||||
| 2019-08-09 | 2019-08-08 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0.0800 | 100,000 | 8 | 13,850,000 | ||||
| 2019-08-09 | 2019-08-07 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 13,750,000 | ||||||
| 2019-08-09 | 2019-08-07 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0.0700 | 250,000 | 18 | 13,750,000 | ||||
| 2019-07-26 | 2019-07-26 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 13,500,000 | ||||||
| 2019-07-26 | 2019-07-26 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0.0800 | 300,000 | 24 | 13,500,000 | ||||
| 2019-07-26 | 2019-07-25 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 13,200,000 | ||||||
| 2019-07-26 | 2019-07-25 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0.0800 | 150,000 | 12 | 13,200,000 | ||||
| 2019-07-26 | 2019-07-24 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 13,050,000 | ||||||
| 2019-07-26 | 2019-07-24 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0.0700 | 50,000 | 4 | 13,050,000 | ||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | I | 39,000,000 | ||||||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | D | 39,000,000 | ||||||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | I | 39,000,000 | ||||||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | D | 39,000,000 | ||||||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | I | 39,000,000 | ||||||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | D | 39,000,000 | ||||||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | I | 39,000,000 | ||||||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | D | 39,000,000 | ||||||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | I | 39,000,000 | ||||||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | D | 39,000,000 | ||||||||
| 2019-04-10 | 3 | Bandy Barton P. | RSLS | Common Stock, $0.01 par value per share | D | 0 | ||||||||
| 2019-02-04 | 2019-02-01 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Series E Convertible Preferred Stock | I | 1,192,000 | 1,192,000 | ||||||
| 2019-02-04 | 2019-02-01 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | -1,192,000 | 507 | ||||||
| 2019-02-04 | 2019-01-31 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0.2733 | 10,301 | 3 | 1,192,507 | ||||
| 2019-01-31 | 2019-01-30 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0.2800 | 48,000 | 13 | 1,182,206 | ||||
| 2019-01-31 | 2019-01-29 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0.2779 | 12,200 | 3 | 1,134,206 | ||||
| 2019-01-28 | 2019-01-25 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0.2717 | 15,595 | 4 | 1,122,006 | ||||
| 2019-01-28 | 2019-01-24 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0.2550 | 6,190 | 2 | 1,106,411 | ||||
| 2019-01-24 | 2019-01-22 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0.2791 | 5,766 | 2 | 1,100,221 | ||||
| 2019-01-22 | 2019-01-18 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0.2789 | 24,334 | 7 | 1,094,455 | ||||
| 2019-01-22 | 2019-01-17 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0.2800 | 52 | 0 | 1,070,121 | ||||
| 2019-01-17 | 3 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 2,086,816 | ||||||||
| 2019-01-17 | 3 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 2,086,816 | ||||||||
| 2019-01-17 | 3 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 2,086,816 | ||||||||
| 2019-01-17 | 2019-01-16 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0.2630 | 4,700 | 1 | 1,070,069 | ||||
| 2019-01-17 | 2019-01-16 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0.2703 | 21,961 | 6 | 1,065,369 | ||||
| 2019-01-17 | 2019-01-15 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0.2351 | 167,760 | 39 | 1,043,408 | ||||
| 2018-08-29 | 3 | MINOCHERHOMJEE ARDA PHD | RSLS | Common Stock, $0.01 par value per share | D | 0 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75,784 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75,784 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75,784 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75,784 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75,784 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75,784 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75,784 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75,784 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75,784 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75,784 | ||||||||
| 2018-06-05 | 2017-12-19 | 4 | HealthCor Partners Fund II, L.P. | RSLS | Series C Convertible Preferred Stock, par value $0.01 | D | -20,487 | 26,200 | ||||||
| 2018-06-05 | 2017-12-19 | 4 | HealthCor Partners Fund II, L.P. | RSLS | Common Stock, par value $0.01 per share | D | 136,580 | 174,472 | ||||||
| 2018-04-20 | 2018-04-18 | 4 | YOUNGSTROM SCOTT P | RSLS | Stock Option (right to buy) | D | 0.65 | 1,161,797 | 1,161,797 | |||||
| 2018-04-20 | 2018-04-18 | 4 | GLADNEY DAN W | RSLS | Stock Option (right to buy) | D | 0.65 | 4,164,281 | 4,164,281 | |||||
| 2017-12-21 | 2017-12-19 | 4 | Mashaal Michael Y | RSLS | Series C Convertible Preferred Stock, $0.01 par value | I | -20,487 | 26,200 | ||||||
| 2017-12-21 | 2017-12-19 | 4 | Mashaal Michael Y | RSLS | Common Stock, $0.01 par value per share | I | 2,048,700 | 2,617,077 | ||||||
| 2017-11-13 | 3 | Haggerty Robert C. | RSLS | Common Stock, $0.01 par value per share | D | 0 | ||||||||
| 2017-11-13 | 3 | Schmalz Deborah L. | RSLS | Common Stock, $0.01 par value per share | D | 2,000 | ||||||||
| 2017-11-13 | 3 | Schmalz Deborah L. | RSLS | Common Stock, $0.01 par value per share | D | 2,000 | ||||||||
| 2017-11-13 | 3 | Scott Amy L. | RSLS | Common Stock, $0.01 par value per share | D | 0 | ||||||||
| 2017-10-12 | 3 | Mashaal Michael Y | ETRM | Series C Convertible Preferred Stock, $0.01 par value per sh | I | 661,751 | ||||||||
| 2017-10-12 | 3 | Mashaal Michael Y | ETRM | Series C Convertible Preferred Stock, $0.01 par value per sh | I | 661,751 | ||||||||
| 2017-10-12 | 3 | Mashaal Michael Y | ETRM | Common Stock, $0.01 par value per share | I | 1,183,441 | ||||||||
| 2017-10-12 | 3 | Mashaal Michael Y | ETRM | Common Stock, $0.01 par value per share | I | 1,183,441 | ||||||||
| 2017-10-12 | 2017-10-06 | 4 | GLADNEY DAN W | ETRM | Stock Option (right to buy) | D | 2.05 | 662,975 | 662,975 | |||||
| 2017-10-12 | 2017-10-06 | 4 | Ansari Naqeeb A. | ETRM | Stock Option (right to buy) | D | 2.05 | 145,226 | 145,226 | |||||
| 2017-10-12 | 2017-10-06 | 4 | YOUNGSTROM SCOTT P | ETRM | Stock Option (right to buy) | D | 2.05 | 284,120 | 284,120 | |||||
| 2017-05-31 | 2017-05-25 | 4/A | GOLDFISCHER CARL See footnote. | ETRM | Common Stock | I | 4.8500 | -97 | -0 | 0 | ||||
| 2017-05-31 | 2017-05-25 | 4/A | GOLDFISCHER CARL See footnote. | ETRM | Common Stock | I | 4.8500 | -4,571 | -22 | 0 | ||||
| 2017-05-26 | 2017-05-25 | 4 | GOLDFISCHER CARL See footnote note (2) | ETRM | Common Stock | I | 4.8500 | 97 | 0 | 0 | ||||
| 2017-05-26 | 2017-05-25 | 4 | GOLDFISCHER CARL See footnote (1) | ETRM | Common Stock | I | 4.8500 | 4,571 | 22 | 0 | ||||
| 2017-05-24 | 3 | Nihalani Rajesh | ETRM | Common Stock, $0.01 par value per share | D | 0 | ||||||||
| 2017-05-24 | 2017-05-22 | 4 | Nihalani Rajesh See Footnotes | ETRM | Non-voting Conditional Convertible Preferred Stock | I | 29,108 | 29,108 | ||||||
| 2017-05-24 | 2017-05-22 | 4 | Nihalani Rajesh | ETRM | Non-voting Conditional Convertible Preferred Stock | D | 709,100 | 709,100 | ||||||
| 2017-05-24 | 2017-05-22 | 4 | Nihalani Rajesh | ETRM | Common Stock, $0.01 par value per share | D | 978,845 | 978,845 | ||||||
| 2017-02-10 | 2017-02-08 | 4 | Ansari Naqeeb A. | ETRM | Stock Option (Right to Buy) | D | 7.12 | 93,250 | 93,250 | |||||
| 2017-02-10 | 2017-02-08 | 4 | BLACKFORD GARY | ETRM | Stock Option (Right to Buy) | D | 7.12 | 30,000 | 30,000 | |||||
| 2017-02-10 | 2017-02-08 | 4 | DeLange Peter M. | ETRM | Option (Right to Buy) | D | 7.12 | 93,250 | 93,250 | |||||
| 2017-02-10 | 2017-02-08 | 4 | GLADNEY DAN W | ETRM | Stock Option (right to buy) | D | 7.12 | 466,500 | 466,500 | |||||
| 2017-02-10 | 2017-02-08 | 4 | GOLDFISCHER CARL | ETRM | Director Option (Right to Buy) | D | 7.12 | 35,000 | 35,000 | |||||
| 2017-02-10 | 2017-02-08 | 4 | TETI NICHOLAS | ETRM | Director Option (Right to Buy) | D | 7.12 | 40,000 | 40,000 | |||||
| 2017-02-10 | 2017-02-08 | 4 | Tremmel Jon T | ETRM | Director Option (Right to Buy) | D | 7.12 | 35,000 | 30,000 | |||||
| 2017-02-10 | 2017-02-08 | 4 | YOUNGSTROM SCOTT P | ETRM | Stock Option (Right to Buy) | D | 7.12 | 142,200 | 142,200 | |||||
| 2017-02-10 | 2017-02-08 | 4 | GRIFFIN BOBBY IVAN | ETRM | Director Option (Right to Buy) | D | 7.12 | 35,000 | 35,000 | |||||
| 2017-02-10 | 2017-02-08 | 4 | Hickey Paul F. | ETRM | Stock Option (Right to Bu) | D | 7.12 | 93,250 | 93,250 | |||||
| 2017-02-10 | 2017-02-08 | 4 | McDougal Lori Courtney | ETRM | Director Option (Right to Buy) | D | 7.12 | 30,000 | 30,000 | |||||
| 2016-10-05 | 3 | YOUNGSTROM SCOTT P | ETRM | Common Stock | D | 0 | ||||||||
| 2016-08-17 | 3 | BLACKFORD GARY | ETRM | Common Stock | D | 0 | ||||||||
| 2016-08-17 | 2016-08-15 | 4 | BLACKFORD GARY | ETRM | Stock Option (Right to Buy) | D | 0.17 | 1,667 | 1,667 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0.33 | 2,570 | 2,570 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 16.65 | -11,666 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0.33 | 14,733 | 14,733 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 19.65 | -66,885 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0.33 | 5,039 | 5,039 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 50.25 | -57,543 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0.33 | 1,298 | 1,298 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 28.50 | -8,333 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0.33 | 1,753 | 1,753 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 40.05 | -15,000 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0.33 | 1,613 | 1,613 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 38.70 | -13,333 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0.33 | 98 | 98 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 56.70 | -1,111 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0.33 | 152 | 152 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 28.50 | -973 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0.33 | 168 | 168 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 28.50 | -1,074 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0.33 | 42 | 42 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 28.50 | -260 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0.33 | 175 | 175 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 28.50 | -1,114 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | Shikora Scott A | ETRM | Stock Option (Right to Buy) | D | 0.33 | 5,507 | 5,507 | |||||
| 2016-06-28 | 2016-06-27 | 4 | Shikora Scott A | ETRM | Stock Option (Right to Buy) | D | 0.33 | 5,507 | 5,507 | |||||
| 2016-06-28 | 2016-06-27 | 4 | Shikora Scott A | ETRM | Stock Option (Right to Buy) | D | 16.80 | -25,000 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | Shikora Scott A | ETRM | Stock Option (Right to Buy) | D | 16.80 | -25,000 | 0 | |||||
| 2016-06-06 | 2016-06-03 | 4 | DeLange Peter M. | ETRM | Common Stock | D | 0.5500 | 20,000 | 11 | 27,373 | ||||
| 2016-05-18 | 2015-05-16 | 4 | GLADNEY DAN W | ETRM | Common Stock | D | 0.7232 | 84,745 | 61 | 134,745 | ||||
| 2016-05-17 | 2016-05-04 | 4 | GOLDFISCHER CARL | ETRM | Stock Option (Right to Buy) | D | 0.75 | 3,000 | 3,000 | |||||
| 2016-05-06 | 2016-05-04 | 4 | GRIFFIN BOBBY IVAN | ETRM | Director Option (Right to Buy) | D | 0.75 | 3,000 | 3,000 | |||||
| 2016-05-06 | 2016-05-04 | 4 | KNUDSON MARK B | ETRM | Director Option (Right to Buy) | D | 0.75 | 3,333 | 3,333 | |||||
| 2016-05-06 | 2016-05-04 | 4 | TETI NICHOLAS | ETRM | Director Option (Right to Buy) | D | 0.75 | 3,000 | 3,000 | |||||
| 2016-05-06 | 2016-05-04 | 4 | Tremmel Jon T | ETRM | Director Option (Right to Buy) | D | 0.75 | 3,000 | 3,000 | |||||
| 2016-05-06 | 2016-05-04 | 4 | Jansz Anthony P. | ETRM | Director Option (Right to Buy) | D | 0.75 | 3,000 | 3,000 | |||||
| 2016-05-06 | 2016-05-04 | 4 | McDougal Lori Courtney | ETRM | Director Option (Right to Buy) | D | 0.75 | 3,000 | 3,000 | |||||
| 2016-02-29 | 2016-02-25 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 1.07 | 50,000 | 50,000 | |||||
| 2016-02-29 | 2016-02-25 | 4 | KNUDSON MARK B | ETRM | Director Option (right to buy) | D | 1.07 | 3,333 | 3,333 | |||||
| 2016-01-22 | 3 | Hickey Paul F. | ETRM | Common Stock | D | 0 | ||||||||
| 2016-01-22 | 2016-01-22 | 4 | Hickey Paul F. | ETRM | Stock Option (Right to Buy) | D | 1.32 | 106,667 | 106,667 | |||||
| 2016-01-21 | 2016-01-19 | 4 | Ansari Naqeeb A. | ETRM | Stock Option (Right to Buy) | D | 1.31 | 106,667 | 106,667 | |||||
| 2016-01-20 | 3 | DeLange Peter M. By Son | ETRM | Common Stock | I | 7,715 | ||||||||
| 2016-01-20 | 3 | DeLange Peter M. By Son | ETRM | Common Stock | I | 7,715 | ||||||||
| 2016-01-20 | 3 | DeLange Peter M. | ETRM | Common Stock | D | 14,917 | ||||||||
| 2016-01-20 | 3 | DeLange Peter M. | ETRM | Common Stock | D | 14,917 | ||||||||
| 2016-01-20 | 2016-01-18 | 4 | DeLange Peter M. | ETRM | Option (Right to Buy) | D | 1.38 | 166,667 | 166,667 | |||||
| 2016-01-19 | 3 | Ansari Naqeeb A. | ETRM | Common Stock | D | 20,000 | ||||||||
| 2016-01-19 | 3 | Ansari Naqeeb A. | ETRM | Common Stock | D | 20,000 | ||||||||
| 2015-11-16 | 2015-11-12 | 4 | GLADNEY DAN W | ETRM | Common Stock | D | 0.1800 | 750,000 | 135 | 750,000 | ||||
| 2015-11-16 | 2015-11-12 | 4 | KNUDSON MARK B | ETRM | Common Stock | D | 0.1610 | 310,000 | 50 | 613,000 | ||||
| 2015-11-04 | 3 | GLADNEY DAN W | ETRM | Common Stock | D | 0 | ||||||||
| 2015-11-04 | 2015-10-28 | 4 | GLADNEY DAN W | ETRM | Stock Option (right to buy) | D | 0.25 | 7,750,000 | 7,750,000 | |||||
| 2015-08-25 | 2015-08-21 | 4 | Tremmel Jon T | ETRM | Stock Option (Right to Buy) | D | 0.23 | 250,000 | 250,000 | |||||
| 2015-08-14 | 2015-08-13 | 4 | KNUDSON MARK B | ETRM | Common Stock | D | 0.2488 | 168,000 | 42 | 303,000 | ||||
| 2015-08-14 | 2015-08-12 | 4 | KNUDSON MARK B | ETRM | Common Stock | D | 0.2438 | 135,000 | 33 | 135,000 | ||||
| 2015-08-04 | 2015-07-31 | 4 | McDougal Lori Courtney | ETRM | Stock Option (Right to Buy) | D | 0.31 | 25,000 | 25,000 | |||||
| 2015-06-22 | 2015-05-06 | 4 | GOLDFISCHER CARL | ETRM | Stock Option (Right to Buy) | D | 1.12 | 25,000 | 112,498 | |||||
| 2015-06-22 | 2015-05-06 | 4 | GOLDFISCHER CARL | ETRM | Stock Option (Right to Buy) | D | 1.12 | 25,000 | 112,498 | |||||
| 2015-06-08 | 3 | Shikora Scott A | ETRM | Common Stock | D | 0 | ||||||||
| 2015-05-14 | 3 | Hancock Bradford C | ETRM | Common Stock | D | 0 | ||||||||
| 2015-05-08 | 2015-05-06 | 4 | GRIFFIN BOBBY IVAN | ETRM | Director Option (right to buy) | D | 1.12 | 25,000 | 25,000 | |||||
| 2015-05-08 | 2015-05-06 | 4 | GRIFFIN BOBBY IVAN | ETRM | Director Option (right to buy) | D | 1.12 | 25,000 | 25,000 | |||||
| 2015-05-08 | 2015-05-06 | 4 | TETI NICHOLAS | ETRM | Director Option (right to buy) | D | 1.12 | 25,000 | 25,000 | |||||
| 2015-05-08 | 2015-05-06 | 4 | TETI NICHOLAS | ETRM | Director Option (right to buy) | D | 1.12 | 25,000 | 25,000 | |||||
| 2015-05-08 | 2015-05-06 | 4 | FRIEDMAN CATHY | ETRM | Director Option (right to buy) | D | 1.12 | 25,000 | 25,000 | |||||
| 2015-05-08 | 2015-05-06 | 4 | FRIEDMAN CATHY | ETRM | Director Option (right to buy) | D | 1.12 | 25,000 | 25,000 | |||||
| 2015-05-08 | 2015-05-06 | 4 | Tremmel Jon T | ETRM | Director Option (right to buy) | D | 1.12 | 25,000 | 25,000 | |||||
| 2015-05-08 | 2015-05-06 | 4 | Tremmel Jon T | ETRM | Director Option (right to buy) | D | 1.12 | 25,000 | 25,000 | |||||
| 2015-05-08 | 2015-05-06 | 4 | Jansz Anthony P. | ETRM | Director Option (right to buy) | D | 1.12 | 25,000 | 25,000 | |||||
| 2015-05-08 | 2015-05-06 | 4 | Jansz Anthony P. | ETRM | Director Option (right to buy) | D | 1.12 | 25,000 | 25,000 | |||||
| 2015-03-11 | 2012-11-13 | 5 | LEA GREGORY S | ETRM | Common Stock | D | 2.5637 | -10,500 | -27 | 2,750 | ||||
| 2015-03-11 | 2015-03-09 | 4 | Donders Adrianus | ETRM | Stock Option (right to buy) | D | 1.11 | 75,000 | 75,000 | |||||
| 2015-03-11 | 2015-03-09 | 4 | KNUDSON MARK B | ETRM | Stock Option (right to buy) | D | 1.11 | 225,000 | 225,000 | |||||
| 2015-03-11 | 2015-03-09 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 1.11 | 175,000 | 175,000 | |||||
| 2015-03-11 | 2015-03-09 | 4 | Tweden Katherine S. | ETRM | Stock Option (right to buy) | D | 1.11 | 75,000 | 75,000 | |||||
| 2015-03-09 | 2014-11-14 | 4 | Jansz Anthony P. | ETRM | Performance Option (right to buy) | D | 1.14 | 25,000 | 25,000 | |||||
| 2014-06-20 | 2014-06-19 | 4 | FRIEDMAN CATHY Family Trust | ETRM | Common Stock | I | 1.7010 | 11,800 | 20 | 11,800 | ||||
| 2014-05-15 | 2014-05-07 | 4 | GOLDFISCHER CARL | ETRM | Stock Option (Right to Buy) | D | 1.84 | 25,000 | 25,000 | |||||
| 2014-05-14 | 2014-05-07 | 4 | GRIFFIN BOBBY IVAN | ETRM | Stock Option (right to buy) | D | 1.84 | 25,000 | 25,000 | |||||
| 2014-05-14 | 2014-05-07 | 4 | TETI NICHOLAS | ETRM | Stock Option (Right to Buy) | D | 1.84 | 25,000 | 25,000 | |||||
| 2014-05-14 | 2014-05-07 | 4 | EVNIN LUKE | ETRM | Stock Option (Right to Buy) | D | 1.84 | 25,000 | 25,000 | |||||
| 2014-05-14 | 2014-05-07 | 4 | FRIEDMAN CATHY | ETRM | Stock Option (Right to Buy) | D | 1.84 | 25,000 | 25,000 | |||||
| 2014-05-14 | 2014-05-07 | 4 | Tremmel Jon T | ETRM | Stock Option (Right to Buy) | D | 1.84 | 25,000 | 25,000 | |||||
| 2014-05-14 | 2014-05-07 | 4 | Jansz Anthony P. | ETRM | Director Option (Right to Buy) | D | 1.84 | 25,000 | 25,000 | |||||
| 2014-01-09 | 2014-01-08 | 4/A | EVNIN LUKE | ETRM | Common Stock | I | 2.5000 | -284,531 | -711 | 1,113,168 | ||||
| 2014-01-09 | 2014-01-07 | 4/A | EVNIN LUKE | ETRM | Common Stock | I | 2.5000 | -190,334 | -476 | 1,397,699 | ||||
| 2014-01-09 | 2014-01-06 | 4/A | EVNIN LUKE | ETRM | Common Stock | I | 2.5000 | -81,720 | -204 | 1,588,033 | ||||
| 2014-01-09 | 2014-01-08 | 4 | EVNIN LUKE | ETRM | Common Stock | I | 2.5000 | -284,531 | -711 | 1,113,168 | ||||
| 2014-01-09 | 2014-01-07 | 4 | EVNIN LUKE | ETRM | Common Stock | I | 2.5000 | -190,334 | -476 | 1,397,699 | ||||
| 2014-01-09 | 2014-01-06 | 4 | EVNIN LUKE | ETRM | Common Stock | I | 2.5000 | -81,720 | -204 | 1,588,033 | ||||
| 2013-06-04 | 2013-05-31 | 4 | KNUDSON MARK B | ETRM | Stock Option (right to buy) | D | 1.31 | 1,278,730 | 1,278,730 | |||||
| 2013-06-04 | 2013-05-31 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 1.31 | 1,003,280 | 1,003,280 | |||||
| 2013-06-04 | 2013-05-31 | 4 | Donders Adrianus | ETRM | Stock Option (right to buy) | D | 1.31 | 293,110 | 293,110 | |||||
| 2013-06-04 | 2013-05-31 | 4 | Tweden Katherine S. | ETRM | Stock Option (right to buy) | D | 1.31 | 257,190 | 257,190 | |||||
| 2013-06-04 | 2013-05-31 | 4 | Jansz Anthony P. | ETRM | Performance Option (Right to Buy) | D | 1.31 | 50,000 | 50,000 | |||||
| 2013-06-04 | 2013-05-31 | 4 | Jansz Anthony P. | ETRM | Option (Right to Buy) | D | 1.31 | 50,000 | 50,000 | |||||
| 2013-05-10 | 2013-05-08 | 4 | GRIFFIN BOBBY IVAN | ETRM | Stock Option (right to buy) | D | 0.88 | 10,000 | 10,000 | |||||
| 2013-05-10 | 2013-05-08 | 4 | TETI NICHOLAS | ETRM | Stock Option (Right to Buy) | D | 0.88 | 10,000 | 10,000 | |||||
| 2013-05-10 | 2013-05-08 | 4 | EVNIN LUKE | ETRM | Stock Option (Right to Buy) | D | 0.88 | 10,000 | 10,000 | |||||
| 2013-05-10 | 2013-05-08 | 4 | FRIEDMAN CATHY | ETRM | Stock Option (Right to Buy) | D | 0.88 | 10,000 | 10,000 | |||||
| 2013-05-10 | 2013-05-08 | 4 | Tremmel Jon T | ETRM | Stock Option (Right to Buy) | D | 0.88 | 10,000 | 10,000 | |||||
| 2013-05-10 | 2013-05-08 | 4 | Jansz Anthony P. | ETRM | Director Option (right to buy) | D | 0.88 | 10,000 | 10,000 | |||||
| 2013-05-10 | 2013-05-08 | 4 | KLINGENSTEIN PAUL H | ETRM | Stock Option (right to buy) | D | 0.88 | 10,000 | 10,000 | |||||
| 2013-05-09 | 2013-05-08 | 4 | GOLDFISCHER CARL | ETRM | Stock Option (Right to Buy) | D | 0.88 | 10,000 | 37,500 | |||||
| 2013-03-01 | 2013-02-27 | 4 | Jansz Anthony P. Pibrac Property Holdings PTY | ETRM | Warrants | I | 1.14 | 60,000 | 60,000 | |||||
| 2013-03-01 | 2013-02-27 | 4 | Jansz Anthony P. Pibrac Property Holdings PTY | ETRM | Common Stock | I | 0.9500 | 150,000 | 142 | 150,000 | ||||
| 2013-02-26 | 2013-02-22 | 4 | DOUGLAS KEVIN By Douglas Family Trust | ETRM | Warrant (Right to Buy) | I | 1.14 | 168,000 | 168,000 | |||||
| 2013-02-26 | 2013-02-22 | 4 | DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust | ETRM | Warrant (Right to Buy) | I | 1.14 | 420,000 | 420,000 | |||||
| 2013-02-26 | 2013-02-22 | 4 | DOUGLAS KEVIN | ETRM | Warrant (Right to Buy) | D | 1.14 | 252,000 | 252,000 | |||||
| 2013-02-26 | 2013-02-22 | 4 | DOUGLAS KEVIN By Douglas Family Trust | ETRM | Common Stock | I | 420,000 | 1,654,341 | ||||||
| 2013-02-26 | 2013-02-22 | 4 | DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust | ETRM | Common Stock | I | 1,050,000 | 3,456,512 | ||||||
| 2013-02-26 | 2013-02-22 | 4 | DOUGLAS KEVIN | ETRM | Common Stock | D | 630,000 | 3,010,852 | ||||||
| 2013-01-24 | 2013-01-22 | 4 | Jansz Anthony P. | ETRM | Performance Option (Right to Buy) | D | 2.65 | 25,000 | 25,000 | |||||
| 2013-01-24 | 2013-01-22 | 4 | Jansz Anthony P. | ETRM | Option (Right to Buy) | D | 2.65 | 50,000 | 50,000 | |||||
| 2012-09-28 | 2012-09-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 3.35 | 863,156 | 863,156 | |||||
| 2012-09-28 | 2012-09-27 | 4 | KNUDSON MARK B | ETRM | Stock Option (right to buy) | D | 3.35 | 1,292,225 | 1,292,225 | |||||
| 2012-09-28 | 2012-09-27 | 4 | Donders Adrianus | ETRM | Stock Option (right to buy) | D | 3.35 | 355,063 | 355,063 | |||||
| 2012-09-28 | 2012-09-27 | 4 | Tweden Katherine S. | ETRM | Stock Option (right to buy) | D | 3.35 | 291,638 | 291,638 | |||||
| 2012-06-27 | 2012-06-27 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 3.2700 | -27,599 | -90 | 2,350,486 | ||||
| 2012-06-27 | 2012-06-26 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 3.1600 | -8,100 | -26 | 2,378,085 | ||||
| 2012-06-27 | 2012-06-25 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 3.1400 | -11,800 | -37 | 2,386,185 | ||||
| 2012-06-25 | 2012-06-22 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 3.1600 | -8,400 | -27 | 2,397,985 | ||||
| 2012-06-25 | 2012-06-21 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 3.1300 | -10,665 | -33 | 2,406,385 | ||||
| 2012-05-16 | 2012-05-15 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 2.8900 | -15,400 | -45 | 2,417,050 | ||||
| 2012-05-16 | 2012-05-14 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 2.8200 | -23,012 | -65 | 2,432,450 | ||||
| 2012-05-14 | 2012-05-11 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 2.7600 | -10,370 | -29 | 2,455,462 | ||||
| 2012-05-14 | 2012-05-10 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 2.7500 | -600 | -2 | 2,465,832 | ||||
| 2012-05-11 | 2012-05-09 | 4 | KLINGENSTEIN PAUL H | ETRM | Stock Option (right to buy) | D | 2.77 | 10,000 | 10,000 | |||||
| 2012-05-10 | 2012-05-09 | 4 | GOLDFISCHER CARL | ETRM | Stock Option (Right to Buy) | D | 2.77 | 10,000 | 27,500 | |||||
| 2012-05-10 | 2012-05-09 | 4 | EVNIN LUKE | ETRM | Stock Option (Right to Buy) | D | 2.77 | 10,000 | 10,000 | |||||
| 2012-05-09 | 2012-05-09 | 4 | GRIFFIN BOBBY IVAN | ETRM | Stock Option (right to buy) | D | 2.77 | 10,000 | 10,000 | |||||
| 2012-05-09 | 2012-05-09 | 4 | TETI NICHOLAS | ETRM | Stock Option (Right to Buy) | D | 2.77 | 10,000 | 10,000 | |||||
| 2012-05-09 | 2012-05-09 | 4 | FRIEDMAN CATHY | ETRM | Stock Option (Right to Buy) | D | 2.77 | 10,000 | 10,000 | |||||
| 2012-05-09 | 2012-05-09 | 4 | Tremmel Jon T | ETRM | Stock Option (Right to Buy) | D | 2.77 | 10,000 | 10,000 | |||||
| 2012-05-09 | 2012-05-09 | 4 | Jansz Anthony P. | ETRM | Director Option (Right to Buy) | D | 2.77 | 10,000 | 10,000 | |||||
| 2012-05-01 | 2012-04-27 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 2.8000 | -25,000 | -70 | 2,466,432 | ||||
| 2012-04-19 | 2012-04-17 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 2.3600 | -11,100 | -26 | 2,491,432 | ||||
| 2012-04-19 | 2012-04-16 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 2.3500 | -14,339 | -34 | 2,502,532 | ||||
| 2012-04-19 | 2012-04-16 | 4 | DOUGLAS KEVIN By Douglas Family Trust | ETRM | Common Stock | I | 2.2230 | 454,341 | 1,010 | 1,234,341 | ||||
| 2012-04-19 | 2012-04-16 | 4 | DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust | ETRM | Common Stock | I | 2.2230 | 681,512 | 1,515 | 2,406,512 | ||||
| 2012-04-19 | 2012-04-16 | 4 | DOUGLAS KEVIN | ETRM | Common Stock | D | 2.2230 | 1,135,852 | 2,525 | 2,376,872 | ||||
| 2011-05-09 | 3 | Jansz Anthony P. Family Trust | ETRM | Common Stock | I | 25,000 | ||||||||
| 2011-03-16 | 3 | Tweden Katherine S. | ETRM | Common Stock | D | 1,053 | ||||||||
| 2009-10-06 | 2009-10-05 | 4 | Hudson Bay Capital Management LP See footnotes | ETRM | Common Stock | I | 0.9180 | -196,774 | -181 | 3,729,965 | ||||
| 2009-10-06 | 2009-10-02 | 4 | Hudson Bay Capital Management LP See footnotes | ETRM | Common stock, par value $0.01 ("Common Stock") | I | 1.0150 | -2,234,329 | -2,268 | 3,926,739 | ||||
| 2009-10-06 | 3 | Gerber Sander See | ETRM | Common Stock, par value $0.01 ("Common Stock") | I | 6,161,068 | ||||||||
| 2009-02-25 | 2009-02-24 | 4 | Koskinas Ellen E InterWest Partners IX, L.P. | ETRM | Common Stock Warrant | I | 1.38 | 0.1250 | 339,201 | 42 | 339,201 | |||
| 2009-02-25 | 2009-02-24 | 4 | Koskinas Ellen E InterWest Partners IX, L.P. | ETRM | Common Stock | I | 1.1500 | 678,402 | 780 | 2,225,163 | ||||
| 2009-01-29 | 3 | Tremmel Jon T | ETRM | Common Stock | D | 6,156 | ||||||||
| 2007-11-21 | 2007-11-20 | 4 | InterWest Partners IX, LP | ETRM | Series C Preferred Stock | D | -1,359,261 | 0 | ||||||
| 2007-11-21 | 2007-11-20 | 4 | InterWest Partners IX, LP | ETRM | Common Stock | D | 1,359,261 | 1,546,761 | ||||||
| 2007-11-21 | 2007-11-20 | 4 | InterWest Management Partners IX, LLC by: InterWest Partners IX, LP | ETRM | Series C Preferred Stock | I | -1,359,261 | 0 | ||||||
| 2007-11-21 | 2007-11-20 | 4 | InterWest Management Partners IX, LLC By: InterWest Partners IX, LP | ETRM | Common Stock | I | 1,359,261 | 1,546,761 | ||||||
| 2007-11-19 | 2007-11-15 | 4 | InterWest Partners IX, LP | ETRM | Common Stock | D | 8.0000 | 187,500 | 1,500 | 187,500 | ||||
| 2007-11-19 | 2007-11-15 | 4 | InterWest Management Partners IX, LLC By: InterWest Partners IX, LP | ETRM | Common Stock | I | 8.0000 | 187,500 | 1,500 | 187,500 | ||||
| 2007-11-14 | 3 | FRIEDMAN CATHY | ETRM | No securities are held | D | 0 | ||||||||
| 2007-11-14 | 3 | TETI NICHOLAS | ETRM | No securities are held | D | 0 | ||||||||
| 2007-11-14 | 3 | Donders Adrianus | ETRM | No securities are held | D | 0 |
P
गैर-डेरिवेटिव या डेरिवेटिव प्रतिभूति की खुला बाज़ार या निजी खरीद
S
गैर-डेरिवेटिव या डेरिवेटिव प्रतिभूति का खुला बाज़ार या निजी बिक्री
A
कंपनी से प्रतिभूतियों का अनुदान, पुरस्कार या अन्य अधिग्रहण (जैसे एक ऑप्शन)
C
डेरिवेटिव का रूपांतरण
D
कंपनी को प्रतिभूतियों की बिक्री या हस्तांतरण
F
कंपनी से प्राप्त प्रतिभूतियों के हिस्से का उपयोग करके एक्सरसाइज मूल्य या कर दायित्व का भुगतान
G
इनसाइडर द्वारा या उसे प्रतिभूतियों का उपहार
K
इक्विटी स्वैप और समान हेजिंग लेनदेन
M
कंपनी से प्राप्त डेरिवेटिव प्रतिभूति के एक्सरसाइज या रूपांतरण (जैसे कि एक ऑप्शन)
V
किसी लेन-देन को स्वेच्छा से फॉर्म 4 पर रिपोर्ट किया गया
J
अन्य (लेन-देन का वर्णन करने वाले फ़ुटनोट के साथ)
